Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
*
I would like to acknowledge my gratitude to Guy Guldentops, Yannis
Demetracopoulos and Antonio Rigo for their thoughtful suggestions in the
writing of the present paper.
1
On Eustratios' biography and bibliography see M. Cacouros, Eustrate de
Nicée, in: R. Goulet (ed.), Dictionnaire de Philosophes Antiques, III, Paris 2000,
378–388. The text is found in Eustratii et Michaeli et Anonyma, in: Ethica
Nicomachea commentaria, ed. G. Heylbut (Commentaria in Aristotelem
Graeca 20), Berlin 1892, 272,9–277,17. I will refer to this text and to other
passages from Eustratios’ commentary on book I and VI of the Nicomachean
Ethics contained in this volume only by quoting the page and line numbers.
2
I shall mention only the most relevant and consequential contribution to
this topic: G. Güterbock, Der Islam im Lichte der byzantinischen Polemik,
Berlin 1912; W. Eichner, Die Nachrichten über den Islam bei den Byzantinern,
in: Der Islam 23 (1936), 133–162, 197–244; E. Trapp, Manuel II. Palaiologos.
Dialoge mit einem ‘Perser’, Wien 1966; A.T. Khoury, Les théologiens byzantins
et l'Islam. Textes et auteurs (VIIIe–XIIIe s.), Louvain–Paris 1968; Id., Polémique
byzantine contre l'Islam (VIIIe–XIIIe s.), Leiden 21972. None of these
contributions mentions Eustratios’ refutation of Islam contained in his
commentary on book VI of the ‘Nicomachean Ethics’. It seems that the
forthcoming D. Thomas/A. Mallett, A History of Christian Muslim Relations, 3
(1050–1200), Leiden, does not mention it either. The only reference I could find
to Eustratios’ refutation of Islam is the prefatory introduction to the volumes of
the “Ancient Commentators on Aristotle” series, like in Dexippus, On Aristotle's
Categories, translated by John Dillon (The Ancient Commentators on Aristotle,
5), London 1990, 135.
3
Eustratios’ refutation of Islam is not contained in the main manuscripts
collecting most of the Byzantine anti-Muslim works, such as the Lavra Ω 44
(1854). On this manuscript and the related bibliography see A. Rigo, Niceta
Byzantios, la sua opera e il monaco Evodio, in: G. Fiaccadori (ed.), In Partibus
Clius. Studi in onore di Giovanni Pugliese Carratelli, Napoli 2006, 147–187,
164–167.
faith and Mohamed’s life4. His approach is revealing of a more
subtle, if not unique, rejection of Islam through a philosophical
argument. Thus, this digression does not only represent a
missing piece in Byzantine anti-Muslim apologetics, but mirrors
the intellectual trends of Eustratios’ time.
4
E.g. Niketas Byzantios, Refutatio Mohamedis, ed. K. Förstel, Niketas von
Byzanz, Schriften zum Islam I, Würzburg–Altenberge 2000, xxvii, 2–3, 138,18–
140,64; Georgios Hamartolos, Chronicon, ed. C. de Boor, Georgii monachi
Chronicon, vol. II, Leipzig 1904, 705,22–706,20; Euthymios Zigabenos,
Panoplia Dogmatica, Patrologia Graeca 130, 1133A–D. Cf. Khoury, Polémique
(nt. 2), 60–71; A. Rigo, Gli Ismaeliti e la discendenza di Abramo nella
Refutazione del Corano di Niceta Byzantios (metà del IX secolo), in: G. Ruggeri
(ed.), L’immagine del nemico, Bologna 1997, 83–104. In the present paper I
shall compare Eustratios’ refutation of Islam only with those anti-Muslim works
written before or during Eustratios’ life.
5
Eustratius, Ethica Nicomachea commentaria (nt. 1), 272,12–13
6
Ibid., 277,13–15
corresponding potency and acting accordingly, each of
these acquires a habit and performs actions according to
that habit, and in such a way gains the perfection of that
potency, so that his proper potency is not wasted.”7
7
Ibid., 272,3–9.
8
Ibid., 272,13: “πρὸς τοὺς λαλοῦντας τὰ μάταια”.
9
Ibid., 272,23–24: “τοὺς ἐκεῖνα τὰ ληρήματα λέγοντας”.
10
Georgios Hamartolos, Chronicon, 703,18.
vaguely reminiscent of the Byzantine apologists’ allegations
against the Muslim faith and Mohamed.
Only at the very end of the digression does Eustratios declare
his target explicitly, which, given the original character of the
whole text, complicates the relationship between the conclusion
and the preceding five pages. Nevertheless, when Robert
Grosseteste (†1253) translated Eustratios’ commentaries on the
‘Ethics’ into Medieval Latin he demonstrated remarkable alacrity
in recognizing the Anti-Muslim overtones of the text. When
rendering the Greek word ψευδοπροφήτης as “pseudopropheta” he
records in the margin of the text: “scil. Machometus” (277,6)11.
Thus, the first Latin reader of Grosseteste’s translation, Albert the
Great, comments on Eustratios’ digression: “et quia
Commentator disputat hic multum contra Machumetum” 12. As a
matter of fact, the word ‘pseudoprophet’ to refer to Mohamed
was common among the Byzantine authors, especially among
the apologists’ allegations and histories13.
Likewise, Eustratios regards the mistaken interpretation of
Aristotle’s text as a heresy of Islam, attributing the relativistic
idea that man’s perfection can be achieved through actualizing
any faculty of the soul, and introduces the digression with the
formula “τοιαῦτα καὶ πολλοὺς οἶδα προτεινομένους τῶν μοχθηρῶν
καὶ δόξας τοιαύτας κατὰ θρησκείας κρατούσας καὶ εἰς ἔθνη
ἐξαπλουμένας ὁλόκληρα” (“I came to know that many wicked
people support such views and I am aware that similar opinions
that go against religion are prevailing and spreading through
11
Robertus Grossatesta, Eustratii Metropolitani Nicaeae enarratio in sextum
Aristotelis Moralium ad Nicomachum, Vat. Lat. 2171, fol. 1r–211v, 101rb.
12
Albertus Magnus, Super Ethica, ed. W. Kübel, Opera Omnia XIV,2, Münster
1987, 404, 63–64.
13
See e.g. Joannes Damascenus, De haeresibus, 100, ed. P.B. Kotter, Die
Schriften des Johannes von Damaskos, vol. 4 (Patristische Texte und Studien
22), Berlin 1981, 60, 11; Theophanes, Chronographia, ed. C. de Boor,
Theophanis Chronographia, vol. 1, Leipzig 1883, 333,1–2, 417,4–5 (quotation
from Joannes Damascenus, De haeresibus, 100, 60, 1–2); 424,18; 429,9;
Theodoros Stoudites, Ἐκ τῶν στιχιστικῶν λόγων θεοδώρου στουδιώτου τῶν κατὰ
αἱρέσεων, ed. A. Rigo, La sezione sui musulmani nell’opera di Teodoro Studita
contro le eresie, in: Revue des études byzantines 56 (1998), 213–230, 228,17.
Georgios Hamartolos, Chronicon, 697,12–13; Arethas (dub.), Πρὸς τὸν ἐν
Δαμασκῷ ἀμηρᾶν, προτροπῇ Ῥωμανοῦ βασιλέως, ed. L.G. Westerink, Arethae
archiepiscopi Caesariensis scripta minora, 26, vol. 1, Leipzig 1968/1972,
243,2–3; Konstantinos VII Porphyrogenitos, De administrando imperio, ed. G.
Moravcsik, Constantine Porphyrogenitus. De administrando imperio
(Dumbarton Oaks Texts 1), Washington, D.C. 21967, 80,3–4 (taken from
Theophanes); Georgios Kedrenos, Compendium historiarum, ed. I. Bekker,
Georgius Cedrenus Ioannis Scylitzae ope, vol. I (Corpus Scriptorum Historiae
Byzantinae), Bonn 1838, 175,13; Euthymios Zigabenos, Panoplia Dogmatica,
Patrologia Graeca 130, 1133AB.
entire peoples”)14. This is a paraphrase of the beginning of
chapter 100/101 of John of Damascus’ ‘De haeresibus’ where the
author famously writes “Ἔστι δὲ καὶ ἡ μέχρι τοῦ νῦν κρατοῦσα
λαοπλανὴς θρησκεία τῶν Ἰσμαηλιτῶν πρόδρομος οὖσα τοῦ
ἀντιχρίστου” (“There is also the deceiving religion of the
Ishmaelites prevailing until now as forerunner of the
Antichrist”)15.
Although the target of Eustratios’ attack is only explicitly
declared at the very end of the text, as indicated above, there is
no doubt whatsoever about the anti-Muslim intent of the whole
digression. In fact, while avoiding any reference to the Muslims
as Agarens, Ishmaelites or Saracens, the author addresses
himself to the ‘pseudoprophet’,
28
Eustratius, Ethica Nicomachea commentaria (nt. 1), 272,17.
29
Plotinus, Enneades, ed. P. Henry/H.-R. Schwyzer, Plotini opera, vol. 1, Leiden
1951, 1,8,14,24
30
Eustratius, Ethica Nicomachea commentaria (nt. 1), 272,17–19.
31
This distinction is the standard one among the Late-Antique Aristotle
commentators, like in Ammonius, In Porphyrii Isagogen, ed. A. Busse,
Ammonius in Porphyrii isagogen sive quinque voces (Commentaria in
Aristotelem Graeca 4.3), Berlin 1891, 11,16–17; Joannes Philoponus, In
Aristotelis libros de anima commentaria, ed. M. Hayduck, Ioannis Philoponi in
Aristotelis de anima libros commentaria (Commentaria in Aristotelem Graeca
15), Berlin 1897, 1,9–15. Among the Byzantine authors, see Joannes Italos,
Quaestiones Quodlibetales, 28 (Εἰς τὸ Περὶ ἑρμηνείας ἔκδοσις ἐπίτομος), ed. P.
Joannou, Joannes Italos. Quaestiones quodlibetales (Ἀπορίαι καὶ λύσεις) (Studia
patristica et Byzantina 4), Ettal 1956, 4, 29,3–30,11.
32
Eustratius, Ethica Nicomachea commentaria (nt. 1), 272,29–37. Cf.
Ammonius, In Aristotelis analyticorum priorum librum i commentarium, edidit
That the tradition of the Late-Antique commentators lies
behind Eustratios’ account of the different cognitive faculties of
the soul and their function becomes evident elsewhere as well. It
can be detected in the author’s claim that the intellect is the
most eminent of all faculties as it “gets an intuition of the
intelligibles above the cause, by grasping them by means of
direct apprehensions (ἀμέσοις ἐπιβολαῖς), and thus it becomes, so
to say, capable of seeing them by itself, and joins them without
any mediation”.33 In fact, Ammonius argues that the intellectual
faculty of the soul “knows what it knows by means of direct
apprehensions, and not by syllogisms”34, whereas in his
commentary on Aristotle’s ‘De anima’, after discussing the
difference between δόξα and διάνοια, Philoponus contends that
“the intellect grasps the intelligibles by means of a direct
apprehension in a better way than the knowledge by
demonstration”35.
One may still fruitfully ponder the purpose of Eustratios’ long
but ‘scholastic’ description of the different faculties of the soul,
and such questioning will lead one to conclude that, according to
Eustratios, the Muslims seem to regard the irrational and lower
faculties as better than the rational ones. Thus, the author
repeatedly asks rhetorical questions to an imaginary opponent:
“Which (of these faculties) seem to you to better, the rational or
the irrational ones?”36; “I ask those who say these absurdities,
whether they regard all the above mentioned faculties as equal
in honour, or whether in evaluating them it is possible to
37
Ibid., 272,23–26.
38
Ibid., 273,29–35.
39
Ibid., 274,3–13.
functions as measure and weight” 40. While combining Aristotle’s
notion of ‘right principle’ (ὁ ὀρθὸς λόγος) as that which
determines the mean of excess and defect in moral agency, 41
and the notion of ‘measure and weight’ (μέτρον καὶ σταθμός) used
by the Greek Fathers to describe God as the ruler of the
Universe42, Eustratios rejects the view that perfection consists of
increasing the activity of the irrational faculties. “He is mistaken”,
continues the commentator, “he who believes that the irrational
faculties become perfect by unfolding more and more their
irrational nature”43. And the previously mentioned passage,
40
Ibid., 275,20–22; cf. also Eustratios, Ethica Nicomachea commentaria (nt. 1),
303,8–9, where reason as the right principle is said to be the “measure and
weight of the actions”.
41
Cf. e.g. Aristoteles, Ethica Nicomachea, VI, 11, 1138b18–20.
42
Cf. e.g. Clemens Alexandrinus, Protrepticus, 69, ed. M. Marcovich, Clementis
Alexandrini Protrepticus, Leiden 1995 (Vigiliae Christianae/Supplements 34),
105,10–12 ; Basilius Caesariensis, Epistulae, ep. 219, ed. Y. Courtonne, Saint
Basile. Lettres, vol. III, Paris 1966, 1, 1.
43
Eustratius, Ethica Nicomachea commentaria (nt. 1), 275,26–27.
44
Ibid., 276,9–12.
45
Ibid., 34,14–23.
Eustratios positions himself against “the things lightly said by
those who are in such a way affected by the passions” 46, and
regards the Muslims as those “who posit the Good in the life
according to pleasure and bless the excess in the enjoyment of
this way of life”47. This suggests that Eustratios combines some
of the traditional concerns of the earlier anti-Muslim polemicists
with the Aristotelian discussion of the life of enjoyment and its
related vocabulary.
The structure of the whole text is, as I said before, quite
original, insofar as Eustratios’ description of the faculties of the
soul can hardly be traced back to any of the earlier polemicists.
Yet the aim of this description is traditional, in that it emphasises
the alleged sinful and perverse nature of the Muslim law.
Eustratios goes so far as to say that Muslims live according to the
lower faculties. Thus, the ‘mistake’ of the Muslims, which
Eustratios identifies as a mis-interpretation of Aristotle’s text,
consists of regarding the irrational faculties as better than the
rational ones, and in the related belief that one can achieve
perfection by increasing or stretching the activity and operation
of the former, rather than by relying on the latter. As I showed
earlier, Eustratios summarizes this allegation as follows: “He is
mistaken he who believes that the irrational faculties becomes
perfect by unfolding more and more their irrational nature”48.
Interestingly, the allegation at stake is not shorn of logical
argumentations since immediately afterwards Eustratios writes:
46
Ibid., 272,16–17: “τὰ παρὰ τῶν ἐμπαθῶς οὕτως ἐχόντων καὶ φαύλως λεγόμενα.”
The form ἐμπαθεῖς is found as referred to the Muslims in Arethas (dub.), Πρὸς
τὸν ἐν Δαμασκῷ ἀμηρᾶν, προτροπῇ Ῥωμανοῦ βασιλέως, 237,21 (nt. 13).
47
Ibid., 274,36–37: “οἱ τὸν ἡδυπαθῆ βίον ἀγαθὸν τιθέμενοι καὶ τὸ ὑπερβάλλον τῆς
κατ’ αὐτὸν ἀπολαύσεως μακαρίζοντες”.
48
Ibid., 275,26–27: “πεπλάνηται ἄρα ὁ λέγων τὰς ἀλόγους τελειοῦσθαι δυνάμεις ἐκ
τοῦ μᾶλλον καὶ μᾶλλον αὐταῖς τὴν ἀλογίαν ἐκτείνεσθαι”.
49
Ibid., 275,27–31.
‘Topics’ and Alexander of Aphrodisias’ commentary on this work.
Eustratios must have known these since his teacher John Italos
incorporated many fragments of Alexander’s commentary into
his own exegesis on the same work50. This demonstrates once
more that the whole text of Eustratios’ anti-Muslim digression is a
unique composition among the vast number of Byzantine works
devoted to the refutation of Islam. Even when it refers to issues
discussed by earlier scholars, Eustratios’ approach remains
autonomous and philosophically oriented, rather than dogmatic.
51
Eustratius, Ethica Nicomachea commentaria (nt. 1), 35,19–20: “βασιλεὺς δὲ
Περσῶν ὁ Σαρδανάπαλος, ἀνὴρ θηλυμανὴς καὶ ἀκόλαστος καὶ ἀσελγέστατος”.
52
Ibid., 35,12–19.
53
Ibid., 35,20–21 (cf. nt. 21).
54
Eustratius, Enarratio in primum Aristotelis moralium ad Nicomachum, ed.
H.P.F. Mercken, The Greek Commentaries on the Nicomachean Ethics of
Aristotle in the Latin Translation of Robert Grosseteste, Bishop of Lincoln
(†1253), vol. 1: Eustratius on Book I and the Anonymous Scholia on Books II,
III, and IV (Corpus Latinum Commentariorum in Aristotelem Graecorum VI,1),
Leiden 1973, 59,41–61,63. On Grosseteste’s translation of the Lexicon Suidae,
see A.C. Dionisotti, Robert Grosseteste and the Greek Encyclopedia, in: J.
Hamesse/M. Fattori (eds.), Rencontres de cultures dans la philosophie
médiévale. Traductions et traducteurs de l’antiquité tardive au XIVe siècle,
Actes du Colloque international de Cassino 15–17 juin 1989 organisé par la
Société Internationale pour l’ Étude de la philosophie médiévale et l’Università
degli Studi di Cassino, Louvain–La-Neuve/Cassino 1990, 337–353.
the Persians, was someone who lived a sinful and licentious life,
an intemperant womanizer affected by passion and luxuries, unfit
to be a model of virtuous law-maker.
Eustratios, however, combines the antique lexicographical
tradition on Sardanapalus with an argument found in the work of
an earlier Byzantine polemicist. In fact, Eustratios’ emphasis on
the passions’ usurpation of the rational part of the human soul as
the peculiar trait of Islam, refers to passages of Niketas of
Byzantium’s Answer to the ‘Second Letter of the Agaren’ (9th
century). That Eustratios draws upon this composition is
surprising, as it is less well circulated than Niketas’ other anti-
Muslim work the ‘Refutatio Mohamedis’, which was popularised
through the paraphrase of the work produced by the monk
Euodios55. Yet, an argument contained in the Niketas’ ‘Second
Letter’ has close parallels with Eustratios’ allegations against
Islam, and it is possible to cautiously suggest that parts of the
digression are dependent upon Niketas’ contribution56.
In his Answer, Niketas elaborates on the Greek Patristic view of
man as participating in both the angelic or intellectual nature and
the irrational and sensitive one, respectively through the
λογιστικόν and the διακριτικόν, on the one hand, and the θυμικόν
and ἐπιθυμητικόν, on the other57. Human beings keep their natural
condition when the rational part of the soul, the λογιστικόν,
dominates over the θυμικόν and ἐπιθυμητικόν. Thus, writes
Niketas,
The text of Niketas’ Answer to the Second Letter of the Agaren is edited in A.
56
Mai, Nova Patrum Bibliotheca, IV, Romae Typ. S. Cons. prop. Christi nomini,
1847, 418–431; Patrologia Graeca, CV, 821–841; Niketas Byzantios, Ἀντίρρησις
καὶ ἀνατροπὴ τῆς δευτέρας ἐπιστολῆς τῆς σταλείσης παρὰ τῶν ἀγαρηνῶν πρὸς
μιχαὴλ βασιλέα υἱὸν θεοφίλου, ἐπὶ διαβολῇ τῆς τῶν χριστιανικῶν πίστεως , ed.
Förstel, Niketas von Byzanz (nt. 4), 176–198 (= Ἀντίρρησις καὶ ἀνατροπὴ τῆς
δευτέρας ἐπιστολῆς). In the present paper I will refer to the Förstel edition. For a
full bibliography of Niketas, see Rigo, Niceta Byzantios (nt. 3), 148, n. 1.
57
See e.g. Joannes Damascenos, Expositio Fidei, ed. P.B. Kotter, Die Schriften
des Johannes von Damaskos, vol. 2, Berlin 1973 (Patristische Texte und
Studien, 12), 25,42–43. Eustratios himself refers to this widespread view in his
theological writings, like in Eustratios, Διάλογος ἐκτεθεὶς ὅτε ἡ ἀμφισβήτησις περὶ
τῶν ἁγίων εἰκόνων ἐγένετο, ed. A. Demetrakopoulos, Ἐκκλησιαστικὴ Βιβλιοθήκη,
vol. 1. Leipzig 1866, 138,16–24.
man performs the worse actions he descends from the
realm of the natural and supernatural things to that of
things against nature. Whence, so much the irascible and
appetitive faculties are left out of control, so also the
passions frisk; so much they frisk, so they also grow; so
much they grow, so man becomes similar to the irrational
animals.”58
76
Eustratius, Ethica Nicomachea commentaria (nt. 1), 276,25–29: “διὰ τοῦτο
ψυχὰς λογικὰς παράγει δυναμένας συμπλέκεσθαι σώμασιν, ἃ ἐξ ἐναντίων
συντέθεινται, τὸ δὲ τῆς συμπλοκῆς δυνατὸν ἀμέσως γίνεσθαι, μὴ δυναμένων τῶν
σωμάτων ἄνευ μέσου τινὸς ἐκ τῆς λογικῆς ψυχῆς ἀγαθύνεσθαι καὶ τὰς ἐλλάμψεις
αὐτῆς παραδέχεσθαι”.
77
It might be that the text is corrupted. The sentence τὸ δὲ τῆς συμπλοκῆς
δυνατὸν ἀμέσως γίνεσθαι seems part of a μὲν/δὲ period which is missing in the
Heylbut text. Thus, there is an apparent contradiction between τὸ δὲ τῆς
συμπλοκῆς δυνατὸν ἀμέσως γίνεσθαι and what follows afterwards concerning the
fact that the conjunction cannot occur without any medium. Unfortunately,
neither Grosseteste’s Latin translation nor a new collation of the manuscript
used by Heylbut (Paris, Bibl. Nat., Coisl. 161) were helpful for improving the
text.
78
Cf. Proclus, Tria Opuscula (de providentia, libertate, malo), latine Guilelmo de
Moerbeka vertente et graece ex Isaaci Sebastocratoris aliorumque scriptis
collecta, ed. H Boese, Berlin 1960.
79
Proclus, De decem dubitationes circa providentiam, q.3, 17, 31,6–9 (nt. 78).
autem in corporibus illustrationes ab hiis que secundum
substantiam animabus)80. Proclus’ “in corporibus illustrationes”
refers to the embodied soul as the principle that organizes the
vital functions of the body. This matches perfectly with
Eustratios’ usage of the word ἐλλάμψεις regarding benefits
granted to the bodies by the bond with the rational souls. As a
matter of fact, in Proclus, these illustrations ( ἐλλάμψεις) are said
to come from the soul which are such “by essence” or
“substantially” (secundum substantiam).
Accordingly, then, after mentioning the ἐλλάμψεις of the
rational soul in the bodies, Eustratios makes it clear that “in fact,
the rational soul is by nature separated from the body both in its
substance and operation” (ἡ μὲν γὰρ λογικὴ ψυχὴ καὶ τῇ οὐσίᾳ καὶ
τῇ ἐνεργείᾳ τοῦ σώματος χωρίζεσθαι πέφυκεν )81. The commentator
disagrees with Aristotle, and argues that the soul is not just the
entelechy of the body.82 On the contrary, it keeps it substantial
and operative independence from the body, and is only indirectly
responsible for vital bodily functions of the body, through certain
roots it has in the body itself. In fact, according to Eustratios the
bond between the soul and the body cannot take place without
an intermediary. In arguing this, Eustratios agrees with the
Neoplatonists in admitting that, while remaining unaffected in its
substance, the soul organizes the vital functions of the body
through certain roots or lives 83. “That is why”, continues
Eustratios, “God yoked the soul with the vegetative and sensitive
lives, so that, due to their affinity with the rational soul and the
body, they could act as mediator, for by nature they are akin to
both of them” (διὰ τοῦτο φυτικὴ ζωὴ καὶ αἰσθητικὴ συνέζευκται
ταύτῃ, μεσιτεύουσαι τῇ τῆς λογικῆς ψυχῆς καὶ τοῦ σώματος κοινωνίᾳ
πρὸς ἄλληλα διὰ τὴν πρὸς ἄμφω συγγένειαν )84. The source is, in this
case, Philoponos’ polemical statement that “we admit that nature
and the irrational potencies, that are generated and, as such,
perishable, mediate between the rational soul and the body”
(μεσιτεύειν γὰρ τῇ λογικῇ ψυχῇ καὶ τῷ σώματι τήν τε φύσιν καὶ τὰς
ἀλόγους δυνάμεις γενητὰς οὔσας καὶ αὐτὰς καὶ φθαρτὰς καὶ ἡμεῖς
συγχωροῦμεν). Evidently, Eustratios expounds the general
Neoplatonic view that the lower potencies of the soul, the
80
Ibid., q. 9 et 10, 63, 102,31–33. As a matter of fact, through all his
translation of the ‘Tria Opuscula’ ‘illustratio’ is the term used by Moerbeke to
translate the Greek ‘ἔλλαμψις’.
81
Eustratius, Ethica Nicomachea commentaria (nt. 1), 276,33–35.
82
Cf. Aristoteles, De anima, II,1,412b5–6.
83
On this topic see C. Steel, The Changing Self. A Study on the Soul in Later
Neoplatonism: Iamblichus, Damascius and Priscianus, Brussels 1978.
84
Eustratius, Ethica Nicomachea commentaria (nt. 1), 276,29–31.
irrational lives, are roots that the soul itself puts forth to bond
with the body85.
The Christian undertones present in the text do not affect this
conclusion, as is clear from Eustratios’ subsequent claim that
these lives can be conceived as separate from the bodies only by
thought and “because of this those who investigated these
matters called them ‘inseparable acts’” (διὸ καὶ ἀχωρίστους
ἐντελεχείας ταύτας εἰρήκασιν οἱ περὶ ταῦτα σπουδάζοντες )86. Who
are “those who investigated these matters”? All the evidence
suggests that no Christian author is meant here. To answer the
question one might fruitfully look at what Eustratios writes
elsewhere in his commentary on book VI of the ‘Nicomachean
Ethics’, where he states: “for what comes after the rational soul
is neither immediately nature, nor the bodies, but some other
lives, which they call ‘acts’ and are inseparable from the bodies”
(ὡς καὶ μετὰ τὴν λογικὴν ψυχὴν οὐχ ἡ φύσις εὐθὺς καὶ τὰ σώματα
ἀλλὰ ζωαί τινες ἕτεραι, ἃς ἐντελεχείας φασὶν εἶναι, ἀχωρίστους οὔσας
σωμάτων)87. This passage derives from Proclus’ refutation of the
view that the soul is an act or a series of acts of the body found
in his commentary on Plato’s ‘Timaeus’. When speaking about
the link between the soul and the body, Proclus observes: “Are
we going to speak of such an intermixture, as some say, as if the
soul is present in the body through partible powers, acts and
inseparable lives? No way” (ἔτι τὴν διαπλοκὴν τοιαύτην ἀνεξόμεθα
λέγειν, οἵαν τινὲς λέγουσιν, ὡς μερισταῖς δυνάμεσι καὶ ἐντελεχείαις
καὶ ζωαῖς ἀχωρίστοις τῆς ψυχῆς τῷ σώματι παρούσης; μηδαμῶς )88.
Obviously, as known to Proclus' specialists, Proclus himself
admits the existence of such lives, but denies that the soul is
made up of just these acts89. What counts here is that Eustratios
simply takes Proclus’ “τινὲς λέγουσιν” and the related doxography
and incorporates it in his commentary, as is evidenced by the
form “φασίν” that Eustratios introduces in the reference to the
notion of inseparable lives.
85
This view can be found for example in Iamblichus, “ ἐπιστολὴ πρὸς Μακεδόνιον
περὶ εἱμαρμένης”, apud Stobaeum, Anthologium, 2,8,45, ed. O. Hense/C.
Wachsmuth, Ioannis Stobaei anthologium, vol. 2, Berlin 1884, p. 174,25–31;
Simplicius (re vera Priscianus Lydus), In libros Aristotelis De anima
commentaria, edidit M. Hayduck (Commentaria in Aristotelem Graeca 9),
Berlin 1882, 242,4–6. Cf. Steel, The Changing (nt. 83), 52–68.
86
Eustratius, Ethica Nicomachea commentaria (nt. 1), 276,37–38.
87
Ibid., 317,32–34.
88
Proclus, In Platonis Timaeum commentaria, ed. E. Diehl, vol. 2, Leipzig 1904,
2,285,23–26. On this passage as a source for Eustratios see Trizio, Neoplatonic
(nt. 35), 92–93.
89
Cf. Proclus, In Platonis Parmenidem, ed. C. Steel, Procli in Platonis
Parmenidem commentaria, vol. 1, Oxford 2007 (Oxford Classical Texts),
819,24–25.
Seemingly, the previously mentioned passage from Proclus’
‘Tria Opuscula’, which appeared to be the source of Eustratios’
reference to the ‘ἐλλάμψεις’ that the bodies receive from the
souls, states that “animatum secundum participationem
animatum quadam anima in ipso facta, quam vocet quis
entelecheiam, cui amicum sic vocare animata vincula”. Here
“entelecheiam” refers to the Aristotelian definition of the soul
and “animata vincula” to a rather Platonic view 90. Furthermore, it
is worth mentioning that in his theological writings Eustratios
refers to the Plotinian view that the soul does not join the body
directly, but only through an illumination, a mere “image” or
“reflection” (ἴνδαλμα) of the soul91. Indeed, Plotinus’ view is not
the same as Proclus’92. In general, there were different
Neoplatonic views on the bond between the soul and the body,
but Eustratios seems more interested in the common trait
between the different Neoplatonic solutions to the problem at
stake; the idea that the soul cannot bind with the body directly.
That is why, according to Eustratios, the Creator posited lower
and irrational lives that could mediate between them.
Yet, once again, Eustratios’ strategy might seem bizarre: what
does this Neoplatonic account for the link between soul and body
have to do with Islam and the debate among Byzantine and
Muslim polemicists? Indeed, Eustratios’ point, which he shares
with Niketas of Byzantium, concerns the irrational faculties of the
soul and the traditional idea that living according to the irrational
faculties renders men worse than the beasts. The evidence here,
however, suggests that this text has much more to do with the
intellectual trends of Byzantium in the 11 th and 12th century, such
as the Neoplatonic tendencies apparent in many authors of the
time, than the traditional Byzantine-Muslim theological debate93.
But there is something more. Eustratios’ way of discussing the
soul’s faculties and the reason why rational and irrational
potencies co-exist at the same time in terms of scope or aim is
similar to another text written around the time of John Italos’
90
Cf. Plato, Timaeus, 38e5.
91
Cf. Eustratios, Τοῦ αὐτοῦ λόγος δεύτερος περὶ τοῦ ἁγίου Πνεύματος , ed.
Demetrakopoulos, Ἐκκλησιαστικὴ (nt. 57), 80,23–26. The notion of ἴνδαλμα as
referred to Plotinus’ view is found in Proclus’ account of it found in his lost
commentaries on Plotinus’ Enneads and reported by Michael Psellus. Cf. L.G.
Westerink, Exzerpte aus Proklos’ Enneaden-Kommentar bei Psellos, in:
Byzantinische Zeitschrift 52 (1959), 1–10, 7.
92
Cf. Steel, The Changing (nt. 83), 69–75
93
On the 11th–12th-century readers of Proclus and the other Neoplatonists, see
G. Podskalsky, Nikolaos von Methone und die Proklosrenaissance in Byzanz, in:
Orientalia Christiana Periodica 42 (1976), 509–523; L. Benakis, Neues zur
Proklos-Tradition in: G. Boss/G. Seel (eds.), in Proclus et son influence, Zürich
1987, 247–259.
condemnation of 1082 when Eustratios, who was Italos’ former
pupil, was still a young scholar; Niketas Stethatos’ ‘Treatise on
the Soul’94.
A comparison between Stethatos’ Λόγος περὶ ψυχῆς and
Eustratios’ anti-Muslim digression demonstrates that Eustratios’
digression against Islam reproduces, in miniature, the structure
of Stethatos’ long ‘Treatise on the soul’, which heavily relies on
John of Damascus’ ‘De Fide Orthodoxa’. Like Eustratios, Stethatos
discusses the soul’s faculties and their function 95 and mentions
the four cardinal virtues96 and the effect of θυμός and ἐπιθυμία on
the rational part of the soul97. More importantly, from the very
beginning of the text, Stethatos intends to investigate “which is
the divine plan (τίς τε ὁ θεῖος σκοπός) according to which man’s
creation took place after the creation of beings from non-being”.
Like Eustratios, he mentions the fact that human being
participates in both the rational and irrational nature “through
the combination and conjunction in him of contrary elements”98.
The point here is not the originality of Stethatos’ arguments,
but his insistence on the notion of σκοπός. In fact, he discusses
the providential plan concerning the soul’s faculties in terms of
οἰκονομία and σκοπός. Interestingly, while discussing the reason
why man was also created with irrational faculties which
characterize his present state, he answers “to the end that man
suffers, and in so doing he remembers the glory and freedom
from which he fell and what sort of slavery he received instead of
this freedom”99. This is what Stethatos calls “the providential plan
concerning the soul’s faculty”100. As we have seen, Eustratios
investigates the same issue as he wonders about the providential
plan for the bond between the soul and the body. But the
solutions given by these authors to the same problem could not
have been more different. Eustratios, on the one hand, is merely
concerned about the philosophical explanation of the lower lives
of the soul as the mediators between soul and body. Stethatos,
on the other hand, openly conceives this problem within a
broader and purely eschatological perspective concerning man’s
salvation.
94
Niketas Stethatos, Λόγος περὶ ψυχῆς, ed. J. Darrouzès, Nicétas Stéthatos,
Opuscules et Lettres (Sources chrétiennes 81), Paris 1961, 64–153.
95
Ibid., 31, 96,1–16; 37, 100,1–12.
96
Ibid., 26, 86,1–88,12.
97
Ibid., 57, 118,1–12.
98
Ibid., 1, 64,11–17.
99
Ibid., 46, 110,11–12: “ἵνα πάσχῃ καὶ πάσχων ὑπομιμνῄσκηται ἧς ἐξέπεσε δόξης καὶ
ἐλευθερίας καὶ οἵαν ἀνθ’ οἵας δουλείαν ἠλλάξατο”.
100
Ibid., 47, 110,1–2.
VI. Conclusions
Concerning Eustratius’ career as a theologian, we know that he
was involved in discussions with the Latins and the Armenians,
and he also wrote against Leo of Chalcedonia on icons 101. When
referring to the Muslim ‘heretics’ in this digression, he writes
“ὁποίοις ἔγωγε διαφόροις ὡμίλησα”102, suggesting the author’s
direct acquaintance with his opponents. Are we looking at an
unknown chapter of Eustratios’ career and, more generally, of
Byzantine-Muslim theological relations? Is Eustratios’ opponent
fictitious or does he correspond with a real defendant in a
theological debate? It is, of course, difficult to answer these
queries without producing conjectures that are difficult, if not
impossible, to prove.
Eustratios’ anti-Muslim digression takes on the appearance of
a series of Chinese boxes in which several different textual levels
fit into one another. The reader is faced with a refutation of Islam
conveying both Niketas of Byzantium’s emphasis on the
irrationality of the Muslim faith and the Neoplatonic view on the
soul’s lower lives or potencies, which, in turn, he shapes with
some Christian elements. At the same time, the text reflects a
contemporary debate on the soul, and, in general, is
representative of the inner tensions within the Byzantine
intellectual scenery concerning the value and use of pagan
philosophical source-material. It is obviously difficult to
demonstrate that Eustratios’ treatment of the soul-body problem
is directly addressed against Niketas Stethatos. Yet, the
difference between these two authors in discussing the same
issue cannot be regarded as accidental.
Thus, I believe that the question concerning Eustratius’ direct
or indirect acquaintance with Islamic theology and the Qur’an
becomes less relevant as his text seems to be entirely the
product of the Byzantine scholarship of Eustratios’ time. His
attitude seems to be ‘philosophical’ in avoiding any involvement
with theological issues as much as possible. He introduces his
digression by wondering “on what basis the intemperate, those
who do wrong, the cheater and those who perform other things
of this kind are to be judged worthy of punishment” 103.
Apparently, the argument concerns Aristotelian moral agency
101
On Eustratios’ career as theologian, see Cacouros, Eustrate de Nicée (nt. 1),
380–382.
102
Eustratius, Ethica Nicomachea commentaria (nt. 1), 272,14.
103
Eustratius, Ethica Nicomachea commentaria (nt. 1), 272,5–6 “διὰ τί
κολάσεως ἄξιοι κρίνονται οἱ ἀκολασταίνοντες ἢ ἀδικοῦντες ἢ ἀπατῶντες καὶ ἄλλο τι
τοιοῦτον κατεργαζόμενοι”.
since the ‘Nicomachean Ethics’ discusses ‘punishment’ (κόλασις)
and ‘reward’ as the prerogative of the legislator, and in this same
work the philosopher states that the ‘bad-tempered’ ( χαλεποί)
cannot be reconciled “without vengeance or punishment” ( ἄνευ
τιμωρίας ἢ κολάσεως)104. Yet, Eustratios’ sentence hints at man’s
punishment and reward in a theological sense as well, probably
related to the final judgement,105 although this theological
allusion is left unaddressed. By the same token, Eustratios’
discussion about the soul deliberately avoids the most crucial
theological problems of the time, such as the denial of the pre-
existence of the soul and the soul’s post-mortem destiny106.
So who were the readers of this anti-Muslim digression? It
seems likely that they were the erudite ‘philologoi’, a circle of
erudite and highly ranked readers around some important
member of the imperial court107. This group was probably
composed of those who Eustratios rhetorically refers to as his
ἑταῖροι, ‘fellows’, elsewhere in his work and they might have
included the princess praised by Eustratius at the beginning of
his commentary to book VI of the ‘Nicomachean Ethics’108.
Beyond this circle, the text could have hardly been presented as
a piece of ‘official’ apologetics. Perhaps it is better seen as a
theological treatise written for courtiers, which, as a result, did
not need to strictly follow the standard path of the official
theological works. But this was also Eustratius’ final attempt at
theology. In the beginning of his commentary on book VI of the
‘Nicomachean Ethics’ he describes himself as old and affected by
all sort of diseases. Having, in all likelihood, already been
condemned for his theological writings (1117), the digression
104
Aristoteles, Ethica Nicomachea, IV, 6, 1126a26–28.
105
As a matter of fact the very expression “κολάσεως ἄξιοι” used by Eustratios
is found in several Patristic works as referred to a divine punishment. Cf e.g.
Maximus Confessor, Capita de caritate, I,56, ed. A. Ceresa-Gastaldo, Massimo
Confessore. Capitoli sulla carità, Roma 1963, 70.
106
This theological concern is found for example in Niketas Stethatos,
Epistulae, 4, ed. J. Darrouzès, Nicétas Stéthatos, 244,1–9; Λόγος περὶ ψυχῆς, 26,
88,11–12 (nt. 94). Obviously Stethatos’ reference to the simultaneous creation
of the soul and the body is reminiscent of the Patristic refutation of Origen’s
doctrine and the Manichean heresy.
107
Eustratios, In Aristotelis analyticorum posteriorum librum secundum
commentarium, ed. M. Hayduck, Eustratii in analyticorum posteriorum librum
secundum commentarium (Commentaria in Aristotelem Graeca 21.1), Berlin
1907, 123,27–29. The reference to a request by fellows as the cause for the
composition of a work is rhetorical insofar as it is an antique ‘topos’, found for
instance in Galenus, De compositione medicamentorum per genera libri vii,
C.G. Kühn, Claudii Galeni opera omnia, vol. 13., Leipzig 1827, 887,17–19.
Obviously, despite being rhetorical, Eustratios’ reference to his fellows can
hardly be regarded as fictitious.
108
Eustratius, Ethica Nicomachea commentaria (nt. 1), 256,3–22
could also have been an attempt to regain a reputation for being
a reliable theologian109. Yet, as I demonstrated in the present
paper, until the very end of his career he did not give up referring
to his beloved Neoplatonists, like Proclus, even when he turned
to theological matters.
109
On Eustratios’ condemnation see P. Joannou, Eustrate de Nicée: Trois pièces
inédites de son procès (1117), in: Revue des Études Byzantines 10 (1952), 24–
34; Id., Der Nominalismus und die Menschliche Psychologie Christi: Das
Semeioma gegen Eustratios von Nikaia (1117), in: Byzantinische Zeitschrift,
47 (1954), 369–378; Le sort des évêques hérétiques réconciliés: Un discours
inédit de Nicétas de Serres contre Eustrate de Nicée, in: Byzantion 28 (1958),
1–30; J. Darrouzès, Documents inédits d’ecclésiologie byzantine, Paris 1966,
57–60; 306–309; J. Gouillard, Le Synodikon de l’Orthodoxie. Édition et
commentaire, in: Travaux et mémoires 2 (1967), 56–61; 207–210.