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In view of humanity’s vast and accelerating environmental impacts on the planet in its
more recent past it has been proposed to think of this period as a new geologic epoch called
“the Anthropocene.” While some suppose that our present situation justifies large-scale,
corrective interventions, Michel Serres has proposed “a contract with nature,” which, to
the contrary, calls for a reduction in our interventions on the planet. Although there are dif-
ficulties in engaging in a contract with something lacking autonomous agency, rationality,
and sentience, the idea of a natural contract does make sense. It offers a richly suggestive
reconception of socio-political relationships between human society and the natural world,
and has enough precedents to serve as a source of inspiration and guidance for the urgently
needed transformation of our approach to the natural environment.
INTRODUCTION
* Thomas Heyd, Department of Philosophy and School of Environmental Studies, University of Vic-
toria, Canada; email: heydt@uvic.ca. Bertrand Guillaume, Department of Humanities, Environment and
Technology, Troyes University of Technology, Troyes, France, and Department “Artefacts, Action, and
Knowledge,” Max Planck Institute for the History of Science, Boltzmannstraße, Berlin, Germany. Heyd is
the Canadian representative for the International Society for Environmental Ethics and a research fellow
of the University of Victoria Centre for Global Studies. His publications are focused on environmental
philosophy, applied aesthetics, and the early modern and ancient history of philosophy. He is the author of
Encountering Nature: Toward an Environmental Culture (Aldershot, England and Burlington, Vt.: Ashgate,
2007) and the editor of Recognizing the Autonomy of Nature (New York: Columbia University Press,
2005). His current foci are the ethics of global environmental change, especially in relation to indigenous
perspectives, and the hermeneutics of a “natural contract.” Guillaume’s interests include the epistemol-
ogy of global environmental change and the philosophical foundations of sustainability. His research is
currently focused on the Anthropocene and the history and anthropology of geoengineering projects.
The authors are grateful to two anonymous reviewers, Elizabeth Mauritz and Alexandria Poole, and the
editor, Gene Hargrove, for their generous and helpful comments on an earlier version of this paper. The
main author, Heyd, also acknowledges the magnificent support of the Centre for Global Studies, at the
University of Victoria, where he was a fellow in the fall of 2015, and the kind welcome he received at the
Centre de Recherche et d’Études Interdisciplinaires sur le Développement Durable (CREIDD), Université
Technologique Troyes, Troyes, France, where he was a visiting scholar in May 2014 and in May 2015.
209
210 ENVIRONMENTAL ETHICS Vol. 38
The practice of a social contract probably goes back to the point in time at which
humans, individually or collectively, found themselves in competition with each
other for scarce resources and found this to be less than optimal.2 This should be
evident as soon as it is realized that, facing conditions of scarcity, social contracts
generally are less costly for most members of a group than anomie, i.e., a free-for-
all at which fortune, as much as force and intelligence, may be the arbiter.3 In the
European tradition the first extant discussions of the idea of the social contract, of
which we have a record, may be attributed to Plato, whose account of the kallipolis
1 Michel Serres, The Natural Contract, trans. E. MacArthur and W. Paulson (Ann Arbor: University
of Michigan Press, 1995). Originally published as Le Contrat naturel (Paris: éditions François Bourin,
1990). For overall assessments of Serres’ proposal for a natural contract from the ecocritical perspec-
tive see Steven D. Brown, “Natural Writing: The Case of Serres,” Interdisciplinary Science Reviews
28, no. 3 (2003): 184–92; Jonathan Krell, Ferry, and the Possibility of a Natural Contract,” French
Literature Series 39 (2012): 1–13; William Paulson, “The Natural Contract: Governance and Citizen-
ship in Real Time,” Western Humanities Review 63, no. 3 (2009): 118–35; Stéphanie Posthumus, “Vers
une écocritique francaise: le contrat naturel de Michel Serres” (”Toward a French Ecocriticism: The
Natural Contract of Michel Serres”) Mosaic 44, no. 2 (2011): 85. Furthermore, Raymond Boisvert,
review of “The Natural Contract by Michel Serres,” Zygon: Journal of Religion and Science 31, no.
2 (1996): 358–60; also the earlier discussion of Serres’ book in this journal by Patrick Hayden, “The
Natural Contract,” Environmental Ethics 20, no. 3 (1998): 433–36.
2 We apply this careful way of phrasing the point because the anthropological record clearly shows
that, despite common assumptions to the contrary, human beings have not always nor everywhere reacted
to scarcity by competing with each other. See for example George Silberbauer, “Ethics in Small-Scale
Societies,” in A Companion to Ethics, ed. Peter Singer (Oxford: Blackwell), pp. 14–29.
3 Anomie stands for societal breakdown of bonds among individuals and their community. It is a
concept brought into circulation by Émile Durkheim in Suicide: A Study in Sociology (Glencoe, Ill.:
Free Press, 1951); originally published in 1897.
Summer 2016 THE NATURAL CONTRACT IN THE ANTHROPOCENE 211
4 Thomas Hobbes, Leviathan (1651), ed. A. P. Martinich and Brian Battiste (Peterborough, Ont.:
Broadview Press, 2010).
5 It is important to keep in mind that Serres is addressing humanity as expressed in industrialized
countries where people have benefited, although very unequally, from the exploitation of natural re-
sources, and have some options for participation in the management of relations with each other and
the natural environment. It goes without saying that his call for a natural contract does not apply to
indigenous populations that have already lived according to such a conception since time immemorial,
such as the inhabitants of Amazonia (see, for example, Emilio F. Morán, Through Amazonian Eyes
(Iowa City: University of Iowa Press, 1993). Calls for societal re-fashioning of relations to the natural
environment would also be moot in countries in which citizens are politically or socially disempowered,
as in war zones or under dictatorships.
6 Serres interchangeably makes reference to the world, nature, and the natural environment because
he contrasts humans and humanity to everything else. Though the differences between the three concepts
(world, nature, and the natural environment) generally are worth maintaining in other contexts, in the
present article we follow his approach since it highlights the manner in which his proposal for a natural
contract inserts into the discussion a plethora of entities otherwise neglected. See Mary Midgley’s list of
neglected entities in Mary Midgley, “Duties Concerning Islands: Of Rights and Obligations,” Encounter
60, no. 2 (1983): 36– 43. Reprinted in Donald Vandeveer and Christine Pierce, eds. People, Penguins
and Plastic Trees, first edition (Belmont, California: Wadsworth, 1986), 142–51.
212 ENVIRONMENTAL ETHICS Vol. 38
7 Carolyn Merchant, The Death of Nature: Women, Ecology, and the Scientific Revolution (San
Francisco: Harper and Row, 1980); Bill McKibben, The End of Nature (New York: Anchor 1989).
Also see Christopher J. Preston, “Beyond the End of Nature: SRM and Two Tales of Artificity for the
Anthropocene,” Ethics, Policy and Environment: A Journal of Philosophy and Geography 15 no. 2
(2012): 188–201.
8 Paul Crutzen and Eugene F. Stoermer, “The Anthropocene,” IGPB [International Geosphere-
Biosphere Programme] Newsletter 41 (2000): 17–18. Also see Paul Crutzen, “Geology of Mankind,”
Nature 415 (2002): 23.
9 See Guido Visconti, “Anthropocene: Another Academic Invention?” Rendiconti Lincei 25, no. 3
(2014): 381–92. One may also note the overlap between the period that Crutzen and Stoermer call “the
Anthropocene” and the period in which technology takes on a new, much more impactful, character.
10 But see Alf Hornborg and Malm Andreas, “The Geology of Mankind? A Critique of the An-
thropocene Narrative,” The Anthropocene Review 1, no. 1 (2014): 62–69; Hannah Jordan and Colin
Prosser, “Indicators of the Anthropocene: Is There a Case for Conservation?” Geology Today 30, no.
2 (2014): 61–66; S. J. Price, J. R. Ford, A. H. Cooper, and C. Neal, “Humans as Major Geological and
Geomorphological Agents in the Anthropocene: The Significance of Artificial Ground in Great Britain,”
Philosophical Transactions of the Royal Society A 369 (2011): 1056–84; C. H. Vane, S. R. Chenery, I.
Harrison, A. W. Kim, V. Moss-Hayes and D. G. Jones, “Chemical Signatures of the Anthropocene in
the Clyde Estuary, UK,” Philosophical Transactions of the Royal Society A 369 (2011): 1085–1111; Jan
Zalasiewicz, Mark Williams, Will Steffen, and Paul Crutzen, “The New World of the Anthropocene,”
Environmental Science and Technology 44 (2010): 2228–31; Jan Zalasiewicz, Mark Williams, Alan
Haywood, and Michael Ellis, “The Anthropocene: A New Epoch of Geological Time?” Philosophical
Transactions of the Royal Society A 369 (2011): 835–41.
Summer 2016 THE NATURAL CONTRACT IN THE ANTHROPOCENE 213
11 Will Steffen, Jacques Grinevald, Paul Crutzen, and John McNeil, “The Anthropocene: Conceptual
and Historical Perspectives,” Philosophical Transactions of the Royal Society A 369 (2011): 842–67.
12 Including Crutzen, “Geology of Mankind.”
13 Notably, a number of meetings have been addressing this issue, for example, the round table dis-
cussion on climate engineering governance “Different Perspectives from around the World,” Institute
for Advanced Sustainability Studies, 23 May 2013, Potsdam, Germany, and the international workshop
of the European Consortium on Political Research (ECPR), “Climate Change 2.0? Normative and
Political Issues of Geoengineering the Climate,” Johannes Gutenberg Universität, 11–16 March 2013,
Mainz, Germany.
14 One may see the situation sketched as a suitable place for the application of the precautionary
principle, which has been subscribed to in multiple international agreements, ranging from various
United Nations treaties (such as the World Charter for Nature, the Montreal Protocol, the Rio Declara-
tion and the Kyoto Protocol), to Law in the European Union. For discussion see, for example, S. M.
Gardiner, “Ethics and Global Climate Change,” Ethics 114 (2004): 555–600.
15 For further discussion, see Paul Alberts, “Responsibility Towards Life in the Early Anthropocene,”
Journal of the Theoretical Humanities 16, no. 4 (2012): 5–17; Paul J. Crutzen and Christian Schwägerl,
“Living in the Anthropocene: Toward a New Global Ethos,” Yale Environment (2011): 360, http://e360.
yale.edu/feature/living_in_the_anthropocene_toward_a_new_global_ethos_/2363; Marion Hourdequin,
“Restoration and History in a Changing World: A Case Study in Ethics for the Anthropocene,” Ethics and
the Environment 18, no. 2 (2013): 115–34; Donna Houston, “Crisis is Where We Live: Environmental
Justice for the Anthropocene,” Globalizations 10, no. 3 (2013): 439–50; Ben A. Minteer, “Geoengineering
214 ENVIRONMENTAL ETHICS Vol. 38
Perhaps one may wonder whether the term Anthropocene gives too much credit
to human power, since it appears to be one more expression of hubris or excessive
human pride.16 Alternatively, one may be impressed by the apparent catastrophist
and pessimist outlook, entailed by the assumption that humans have no option but
to continue modifying the planet at a global scale and accept whatsoever conse-
quences this may imply.17 Viewed in connection with the idea of the natural contract,
however, conceiving of our times as “the Anthropocene” in fact may have some
salutary implications for our attempts to reflect on the relation between humanity
and the Earth’s natural environment.
Among other things, one may point to the fact that the concept advances the
supposition that the planet’s atmospheric, geologic, and biological systems all
need to be thought of together, acknowledging thereby something like Alexander
von Humboldt’s notion of the “unity of nature”18 and Vernadsky’s idea of the
“biosphere.”19 The concept of the Anthropocene also suggests the end of the great
divide between nature and culture, insofar as “the age-old humanist distinction be-
tween natural history and human history” is obviated in today’s processes of global
anthropogenic environmental change.20 Once we begin engaging the thought that
the Anthropocene is mostly generating problematic symptoms, though, we may
wonder how we got there.
and Ecological Ethics in the Anthropocene” Bioscience 62, no. 10 (2012): 857–58; A. Nicholas Rob-
inson,. “Beyond Sustainability: Environmental Management for the Anthropocene Epoch,” Journal of
Public Affairs 12, no. 3 (2012): 181–94; Paul Wapner, “The Changing Nature of Nature: Environmental
Politics in the Anthropocene,” Global Environmental Politics 14, no. 4 (2014): 36-54.
16 Also see Krzysztof Ziarek, “The Limits of Life: A Non-Anthropic View of World and Finitude,”
Journal of the Theoretical Humanities 16, no. 4 (2011): 19–30.
17 Also see Lesley Head, “Contingencies of the Anthropocene: Lessons from the ‘Neolithic,’” The
Anthropocene Review 1, no. 2 (2014): 113–25.
18 See Gabriela Rangel and Christina De León, eds., Unity of Nature: Alexander von Humboldt and
the Americas, trans. Christopher Leland Winks (New York: Americas Society, and Bielefeld: Kerber,
2014); Thomas Heyd, “Ascensión al Teide de Alexander von Humboldt,” HiN–Humboldt im Netz.
Internationale Zeitschrift für Humboldt-Studien 16, no. 30 (2015): 68–77, http://www.uni-potsdam.de/
romanistik/hin/hin30/heyd.htm; Alexander von Humboldt, Über das Universum: die Kosmosvorträge
in der Berliner Singakademie (1827–1828), ed. Jürgen Hamel and Klaus-Harro Tiemann (Frankfurt
am Main/Leipzig: Insel Verlag, 1993), esp. p. 136.
19 E.g., Bertrand Guillaume, “Vernadsky’s Philosophical Legacy: A Perspective from the Anthropo-
cene,” The Anthropocene Review 1 (2014): 137–46; Vladimir I. Vernadsky, Biosphere, trans. David
Langmuir (New York: Copernicus/Springer Verlag, 1998). Originally published in Russian, 1926.
20 Dipesh Chakrabarty, “The Climate of History: Four Theses,” Critical Inquiry 35/2 (2009): 197.
For discussion also see Gilbert Caluya, “Fragments for a Postcolonial Critique of the Anthropocene:
Invasion Biology and Environmental Security,” in Rethinking Invasion Ecologies from the Environ-
mental Humanities, ed. Jodi Frawley and Iain McCalman (London: Routledge, 2014), pp. 31-44; and
Thomas H. Ford, “Aura in the Anthropocene,” Symplokē 21, nos. 1–2 (2013): 65–82. In passing, it is to
be noted that this supposed “age-old humanist distinction” is, of course, a product of Western European
culture. Traditional societies, such as still exist in various places, as in the Amazon basin and in parts
of Africa, generally do not view the world this way but rather treat what Europeans see as “the natural
world” as their home, which they inhabit together with fellow nonhuman beings.
Summer 2016 THE NATURAL CONTRACT IN THE ANTHROPOCENE 215
21 It is to be noted that there are many regions in the world, along with the majority of individuals,
who are not well equipped to address either the global or local problems noted, but humanity seen as
a whole certainly has large capacity to do so. This is especially true of the part of humanity from the
Global North that has generated, and consequently bears the responsibility for, those problems.
22 See, for example, W. N. Adger, I. Lorenzoni and K. O’Brien, eds., Adapting to Climate Change:
Thresholds, Values and Governance (Cambridge: Cambridge University Press. 2009); Robert Gifford,.
“Psychology’s Essential Role in Alleviating the Impacts of Climate Change,” in Mary Gick, ed., special
issue of Canadian Psychology / Psychologie canadienne 49, no. 4 (2008): 273–80; Thomas Heyd, En-
countering Nature: Toward an Environmental Culture (Aldershot, Hampshire: Ashgate, 2007), Thomas
Heyd, ed., Special Issue, “Cultural Dimensions of Climate Change,” Human Ecology Review 17, no. 2
(Winter 2010); K. O’Brien, J. Wolf, L. Sygna, eds., The Changing Environment for Human Security:
New Agendas for Research, Policy, and Action (London: Earthscan, 2013).
216 ENVIRONMENTAL ETHICS Vol. 38
Aldo Leopold’s essay “The Land Ethic” already views people’s increasing
separation from the natural environment as one of the significant obstacles to the
development of appropriate care for the land and its life forms in contemporary
societies.24 This perspective is echoed by Serres, who points out that we moderns
are distanced from both referents of the French term temps: weather and time (pp.
27–28).25
While in former times at least sailors and farmers were intimately aware of
weather and its vagaries, today we all, including our society’s decision makers, who
by Serres’ reckoning include scientists, administrators and journalists, live indoors,
protected from the inclements of weather (pp. 28–29). Moreover, while the long
term was as relevant as the short term in agricultural societies that had to plan for the
vagaries of weather fluctuations over the span of several years,26 in today’s societies
obsessed with short terms gains the future increasingly is discounted or even sold
off in favor of the present (pp. 29–31). (Contemporary agricultural businesses, for
example, often continue to exploit the land even if aquifers are overexploited and
soil fertility may become compromised, since they count on the remedial use of
irrigation and artificial fertilizers.) The consequence that Serres draws from these
two sorts of distancing (from weather and time) is that we become disconnected
from the natural environment and neglect to consider it as such in our decisions.27
23 Certainly, reaching agreements on socially significant issues requiring coordination within nation-
states and across national and cultural barriers can constitute an important challenge. The fact that various
international treaties have been signed over time shows, however, that such coordination is possible.
24 Aldo Leopold, “The Land Ethic,” in Donald Vandeveer and Christine Pierce, eds. People, Pen-
guins and Plastic Trees, 1st ed. (Belmont, Calif.: Wadsworth, 1986), pp. 142–51. Reprinted from Aldo
Leopold, Sand County Almanac (London, New York, and Oxford: Oxford University Press, 1949), pp.
201–26.
25 To save space, references to Serres, Natural Contract, are given by page numbers in text wherever
it is obvious that this book is the referent.
26 Rain-dependent farmers, who have their fields in the open, cannot expect to have the same suc-
cess in obtaining crops year after year, requiring them to plan ahead for at least one failed season and
contingencies such as higher concentrations of pests and blights.
27 It is notable, by the way, that in contrast to Leopold’s “Land Ethic,” Serres’ proposal, as just noted,
explicitly includes natural phenomena such as weather, climate, and the state of the sea, as well as the
condition of the land and its biota, thereby remedying a gap that some perceive in Leopold’s apparently
land-based approach. But see C. Safina, “Launching a Sea Ethic,” Wild Earth (Winter 2002–2003),
pp. 2–5, who claims that Leopold would have seen land and sea as continuous in terms of the ethical
stance required by each.
Summer 2016 THE NATURAL CONTRACT IN THE ANTHROPOCENE 217
28 Also see Lynn White, Jr., “The Historical Roots of )ur Ecological Crisis,” Science 155 (1967):
1203–07.
29 Francis Bacon, New Atlantis and the Great Instauration, ed. Jerry Weinberger (Arlington Heights,
Ill.: Harlan Davidson, 1989); originally published in1624.
30 Also see Ivan Illich, Energy and Equity (London: Calder and Boyars, 1974).
31 Also see Hans Jonas, The Imperative of Responsibility: In Search of an Ethics for the Technological
Age (Chicago: University of Chicago Press, 1985); Catherine Larrère, “A Critical Review of the Pre-
cautionary Principle,” Innovations 2, no. 18 (2003): 9–26; Jorge Riechmann, Biomimesis: Ensayos sobre
imitación de la naturaleza, ecosocialismo y autocontención (Madrid: Los Libros de la Catarata, 2006).
218 ENVIRONMENTAL ETHICS Vol. 38
(and abuse) the things of the world with impunity and without limitation. This al-
lowed us to suppose that we humans had cast off from the world, affording us to
become exclusively immersed in our own, human, history. Our present experience
teaches us the falsity of this view, since the present excessive exploitation of the
world’s sinks and resources is provoking ever more muscled reactions from the
nonhuman world (pp. 33–34).
This situation, Serres points out, creates a very serious practical problem because
human beings do not have another place to which we can retreat: there are no fur-
ther reserves for us anywhere, despite the views of those who hope for an escape
from Earth through space travel, and of those who dream of technological utopias
divorced from the natural world (pp. 40–41). The adoption of a natural contract
would represent a recognition of our dependence on the continued integrity of the
world by calling for the pursuit of a new equilibrium between two types of systems:
social systems, which seek an equilibrium in society, and self-regulating natural
systems (pp. 37–38).32
32 Serres speaks of “natural equilibria, described by physical mechanics, thermodynamics, the physi-
ology of organisms, ecology, or systems theory” (Natural Contract, p. 37). This notion of equilibrium
is best understood as a reference to the self-regulating character of natural systems.
33 Hobbes, Leviathan.
34 Martin Heidgger, in The Question Concerning Technology and Other Essays, trans. William Lovitt
(New York: Harper and Row, 1977), p. 17.
Summer 2016 THE NATURAL CONTRACT IN THE ANTHROPOCENE 219
they were subjects (pp. 10–13).35 The perception of things of the world as active
arises due to the new constellation of powers generated by our global, cumulative,
interventions in the world’s atmosphere, biosphere, and so on, that bring about
globally distributed feedback responses from the natural environment. In other
words, our present experience teaches us that the world takes and gives according
to its own logic, and not in accordance with the supposed mastery that we may
thought to have acquired on the basis of our expanded knowledge.
The most obvious cases in point are the changes in global climates, such as the
increasing prevalence of more powerful storms and more prolonged droughts,
resulting from the accumulation of heat in the atmosphere and in the oceans,
itself generated through the capture of thermal radiation caused by the presence
of increasing quantities of greenhouse gases, such as carbon dioxide and methane
in the atmosphere. A similarly worrisome development is ocean acidification,
caused by the dissolution of carbon dioxide, which, by way of the weakening of
shell structures of microscopic shellfish, is expected to significantly contribute to
a reduction of fish stocks available to fishers and predating biota.36
Insofar as the natural contract is modeled on the social contract, it may be
understood as entailing the granting of certain rights to the things of the world.
According to Serres, this is merely part of the kind of expansion of consideration
that we have already seen repeatedly throughout human history, as a consequence
of which others who differ from the mainstream; for example, in terms of gender or
ethnicity, eventually have become rights holders (pp. 35–36). So, when understood
this way, knowledge of the things of the world constitutive of our environment
should no longer imply the right to possession; nor should action concerning those
things be carried out with the supposition of a right of mastery (pp. 38–40). In this
he is anticipated once again by Leopold, who declared that humans should no longer
view themselves as conquerors but as plain citizens of the biotic community.37
What makes Serres’ proposal distinctive in relation to approaches that empha-
size environmental ethics as such is that he does not propose a new personal ethic
but, rather, a deep reconception of sociopolitical relationships.38 Just as the social
contract aims at the good for the community of humans, to be obtained through
social coordination, the natural contract aims at benefits for a joint community of
humans and nonhuman nature, to be obtained through coordination with the things
of the world. Accordingly, on this view, the things of the world should be seen as
having “standing” of their own39 and as partners in a common project with humans.
As such, the natural contract would call for limitations on our individual freedoms
for the common good analogous to the limitations required by the social contract.
One consequence of the adoption of policies in accordance with the natural con-
tract would be, for example, to severely restrict or even ban the use of neonicotinoid
pesticides on the grounds that they are incompatible with a flourishing bee population,
which itself is of crucial importance for the sustainability of agriculture as well
as wild plant diversity dependent on bee pollination.40 The natural contract would
require that appropriate measures to protect bee populations be instituted regionally,
nationally, and internationally, and in good faith, with adequate compensations for
vulnerable small holders who initially might have difficulties in switching over to
alternate ways of controlling excessively large, problematic, insect populations.
Similarly, a stance motivated by the natural contract would call upon the world
fishing nations to ban fishing on the high seas in benefit of the recovery of stocks
that foreseeably would be obtained and the greater equality in access to fishing
stocks across small and large scale fishers.41 Once again, insofar as the natural
contract would represent a consensual position across the interests of humans and
the integrity of natural systems, nations that would be highly disadvantaged by a
simple application of such a ban, for instance, because they only have small exclu-
sive economic zones around their countries, should be able to obtain compensatory
adjustments from the winners in such a change.42
39 Christine Pierce and Donald VanDeVeer, eds., People, Penguins and Plastic Trees, 2nd ed. (Bel-
mont, Calif.: Wadsworth, 1995).
40 Damian Carrington, “Neonicotinoids: New Warning on Pesticide Harm to Bees,” The Guardian,
28 October 2015, https://www.theguardian.com/environment/2015/oct/28/strong-consensus-that-
neonicotinoids-harm-bees-analysis-shows.
41 Crow White and Christopher Costello, “Close the High Seas to Fishing?” PLOS Biology, 25 March
2014, http://www.npr.org/sections/thesalt/2014/04/02/297840486/should-we-close-part-of-the-ocean-
to-keep-fish-on-the-plate.
42 U. Rashid Sumaila, Vicky W. Y. Lam, Dana D. Miller, Louise Teh, Reg A. Watson, Dirk Zeller,
William W. L. Cheung, Isabelle M. Côté, Alex D. Rogers, Callum Roberts, Enric Sala, and Daniel
Pauly, “Winners and Losers in a World where the High Seas is Closed to Fishing,” Scientific Reports
5, no. 8481 (2015), http://www.nature.com/articles/srep08481.
Summer 2016 THE NATURAL CONTRACT IN THE ANTHROPOCENE 221
Much discussion regarding the social contract has centered on the question
regarding how a virtual agreement could have authority over individuals, and the
explanation usually makes reference to the tacit or implied consent that people give
through acceptance of some of the relevant benefits of living under the auspices
of the social contract, which may only be obtainable through this virtual institu-
tion. Notably, even if never actually given, the idea that consent could be given
by individuals plays an important role, since, as noted, the assumption is that the
commitment to collaborate with others, which the social contract tries to explain
and justify, is supposed to be reasonable.44
So, if the natural contract is to be understood as analogous with the social con-
tract, then the virtual character of the latter, understood to imply that it suffices for
consent to be tacit or implied, turns out to be advantageous for the plausibility of
the former: only exceptionally do people give their outright consent to the social
contract (few ever really “sign” it) and, by analogy, there would seem to be no
good reason to expect anything more from the respective participants in the natural
contract for it to gain authority over the participants in that agreement. (To require
stricter conditions for the natural contract than for the social contract would be
arbitrary without further argument.45)
It may be objected, however, that, in contrast to most human participants in the
social contract, the things of the world are not capable of (full-blown) autonomy,
neither rational nor sentient, these being characteristics that one would normally
expect in the participants of a contract.46 From this objection, it may be concluded
that there cannot be consent by the natural world, not even implied or tacit, thereby
undermining the very possibility of a natural contract. There are diverse ways to
respond to this objection. Here we canvas three by discussing (a) the possibility
that the things of the world be represented, (b) contracts as commitments to act,
and (c) the natural contract as a practically useful fiction.
SOME RESPONSES
First, one way to respond to the objection is to point out that in our societies there
already are agreements between people and “nonhuman entities” insofar there are
contracts between individuals and corporations. These constitute apposite examples
of cases that involve entities that are not fully capable of autonomy, neither rational
nor sentient. Corporations as such, furthermore, are not only fully artificial creations
but also merely virtual entities because, even though they may own physical goods,
such as buildings and land, hire and fire employees, open and close bank accounts,
and so on.47 In principle corporations need not have any physical manifestation at
all.
This is most starkly manifested in so-called “shell” or “mailbox” corporations,
which do not have any further reality than a mailbox address, generally located in
some tax haven. Corporations are virtual in the full sense of the word—they exist
by virtù or moral power of society which chooses to give them reality. So, one
44 Ibid., chap. 15, on the exclusion of animals from the social contract on the grounds of their in-
capacity to adhere to contracts or covenants. (I owe this reference to Pedro Francés-Gómez.)
45 Dumas, “Peut-il,” p. 297.
46 For some other related objections, see, e.g., Dumas, “Peut-il,” p. 300.
47 They may also cause their employees to pollute or, contrarily, to remedy pollution, of course.
Summer 2016 THE NATURAL CONTRACT IN THE ANTHROPOCENE 223
may argue that, if it makes sense to enter into contracts with such virtual entities,
then contracts with “the things of the world” constituting our physical environment
may not be any the more questionable, for the latter at least have the advantage of
being as real as anything can be.
Furthermore, even if corporations have no body or location they certainly enter
into contracts, which are negotiated by their representatives or officers. Analogously,
contracts with things of “the world,” nature, or the environment could be negotiated
by representatives. This is territory that has long been explored by Christopher Stone
from the perspective of legal rights in his much-discussed Do Trees Have Standing?48
As may be recalled, on Stone’s analysis, representatives (duly selected accord-
ing to some legitimated and legitimizing process) could speak in court on behalf
of the interests of certain areas of the natural world (e.g., a particular river or for-
est), just as officers of corporations speak for their firms and as wards speak on
behalf of incompetent humans. Although Serres’ proposal does not limit itself to
the legal representation of particular parts of the natural world, as Stone proposes,
the lesson to be drawn from Stone’s account is that agreements with corporations
provide a model for agreements with nonhuman things even if those things are
non-autonomous, non-rational, and non-sentient, since the latter could be similarly
represented, at least in principle.49
Second, in law there is a category of “implied contracts” that can serve as a model
for the natural contract that humans might engage in with the things of the world.50
Implied contracts are offers by one party for the performance of certain actions
in the event of participation (acceptance of the offers) by (initially unspecified)
other parties. The contract is realized through actual participation, which triggers
the obligation by the respective parties to comply by the terms of the contract as
set out by the initiating party.
This kind of contract is exemplified by offers to sell or rent out a certain item for
a set price (as stated on the “price tag”), as is customary in most businesses that
advertise to sell or rent retail. Its realization is exemplified by hotel stays or meals
in restaurants: the visitor who occupies a standard hotel room and the restaurant
guest who eats the meal listed in the menu both implicitly agree to pay the respec-
tive set prices once they occupy the room and start eating, respectively.
So, a contract with nature may be understood as an offer by “the human party”for
the performance of certain actions, in the expectation that the natural environment
or world would (eventually) “do its part” (perceptible in certain changes in its func-
tioning, partially foreseeable by our sciences). Under these conditions presumably
it would be a sign of goodwill on the part of humans to start acting under the terms
48 Christopher Stone, Should Trees Have Standing? Law, Morality, and the Environment (New York:
Oxford University Press, 1972).
49 Ibid., pp. 467–70. As Stone put it, this is not a merely theoretical point since already in 1972
there were are a number of cases that had given legal reality to the possibility of legal representation
of nonhuman natural things.
50 We are grateful for this suggestion given to us by Michael M’Gonigle.
224 ENVIRONMENTAL ETHICS Vol. 38
of the contract long before any expected collaboration by the things of the world,
just as restaurant owners put up buildings, furnish them with appropriate equipment
and furniture, begin cleaning floors and tables and preparing meals—long before
someone sits down and orders a meal listed on the menu.
It may be questioned, of course, whether it is reasonable to speak of a contract
if the other party (in this case, the world or nature) is not aware of or cannot grasp
the terms of the contract. This objection may be hard to reply to, though there are
cases involving humans in which relatively similar situations come about. It is not
unusual, for example, that in certain circumstances individuals may become prey of
sales practices that rely on implied contracts, into which they enter into as unwit-
ting “customers” without fully realizing the terms. For example, when clients sit
down in restaurants and order foods and drinks without being given price lists, and
subsequently find out that they have just entered into an implied contract requiring
them to pay unusually high prices for the goods consumed (which they generally
do out of embarrassment).
Moreover, not being able to fully grasp the terms of the contract would seem to
be close to the norm for many of us who can only function in our overly legalistic
world by not reading the reams of “fine print” in the agreements that are constantly
required of us (required even to enable us to download or update word processing
software). In short, and on a more positive note, if we conceive of contracts as
primarily constituted by commitments to act, then a one-sided offer from humanity
to do its part may be a way in which the natural contract could begin to take on
reality.
Third, a further type of reply may consist in arguing that, even if strictly speaking
a contract of humans with nature were implausible, due to the lack of sentience,
rationality, and capacity for autonomy of the latter, one may still enter into a con-
tract with the remainder of humans regarding nature or the world. Such contracts
among humans regarding nonhuman beneficiaries already are implemented, for
example, in the case of “conservation land trusts,” which generally involve formal
promises by an agent to limit the kinds of use of particular parcels of land, often
in perpetuity. (On a grander scale one may consider, for example, international
agreements not to develop the resources of Antarctica or national commitments
to leave certain areas of the Amazon basin undeveloped, as had been proposed by
Ecuador regarding the Yasuni Reserve.) Arguably the beneficiaries of such agree-
ments are not only recreational users of wild spaces and indigenous populations,
who depend on the integrity of the land, but the land itself (and its biota) since,
as a result of those agreements, these areas may be protected from a diversity of
exploitative uses.
This reply may be subject to the further objection that, if it is a contract among
humans regarding the world, then the idea of the natural contract seems to have
collapsed into the idea of the social contract, insofar as it involves agreements
among people to apply certain limitations to their own behaviour regarding nature.
One reply to this further objection is that it is practically of little import if, under
Summer 2016 THE NATURAL CONTRACT IN THE ANTHROPOCENE 225
the guise of a natural contract, we had only negotiated an extension to the social
contract—as long as the conditions for human action according to this modified
social contract were set as if nature could be participating party in the contract.51
In other words, even if the natural contract were only seen as a useful fiction, this
would still be a desirable option, given the quandary that humanity is in today.
As an additional objection one may wonder perhaps what the novelty of the
proposal of a natural contract is supposed to be if there already is precedent for
this kind of contract in conservation land trusts, for example. To this query one
may respond by stressing that, in contrast to existing agreements regarding certain
parcels of the natural environment, the natural contract proposes a generalized
agreement of humans either with or regarding nature. In analogy to the social
contract, it is to be understood as an agreement that, once assumed, requires all of
those who would be included in society to adhere to it and not just the few who,
by becoming owners and users of particular parcel of land, are required to abide
by certain commitments to conservation goals (as in the case of conservation land
trusts).
As such, the natural contract may be seen as a significant conceptual innovation
with potentially important consequences for the remediation of environmental harms
through a reassessment of rights and responsibilities of human users of the natural
environment. In short, the natural contract may be an effective transformative tool
even if it were only to function as a useful fiction that extends the concerns to be
considered under the social contract.52
LAST CONCERNS
Some may ask what may motivate people and nations to adopt the natural contract,
and how it may be enforced. These are legitimate questions. On Serres’ analysis, as
with regard to the social contract, motivation would arise from the conviction that
we will be collectively better off adopting it than not. This already is a conviction
with deep roots in various indigenous cultures, as among the Quechua-speaking
people of the Andes, who couple their way of life to a deep respect for the Earth
(which they call “Pachamama”).53
51 This, one may argue, is how the buen vivir clauses in the recently revised constitutions of Ecuador
and Bolivia should be understood. See Constitution of Bolivia (2009), http://pdba.georgetown.edu/
Constitutions/Bolivia/bolivia09.html; Constitution of Ecuador (2008), http://pdba.georgetown.edu/
Constitutions/Ecuador/english08.html.
52 Nonetheless, we do not believe that we have to content ourselves with this somewhat deflationary,
extensionist way of understanding the natural contract, since we think that the replies to the two ob-
jections above are quite strong and to the point. For discussion also see Jane Lubchenco, “Entering the
Century of the Environment: A New Social Contract for Science,” Science 279 (1998): 491-497; Ayesha
Siddiqi, “Climatic Disasters and Radical Politics in Southern Pakistan: The Non-linear Connection,”
Geopolitics 19, no. 4 (2014): 885–910.
53 See Thomas Heyd, “Symbolically Laden Sites in the Landscape and Climate Change,” Ethics,
Policy and Environment 17, no. 3 (2014): 1–14.
226 ENVIRONMENTAL ETHICS Vol. 38
Behavior and policies that are coherent with the idea that the natural environment
should be seen as partner also has been gaining ground increasingly in European
countries, such as Norway, Sweden, Latvia, and Finland, where a large part of the
energy consumed is produced by renewable means,54 and where a steadily increas-
ing quantity of foods produced and consumed come from organic agriculture.55
Moreover, with regard to enforcement, we may suppose that the natural contract
would rely on the same kinds of positive and negative incentives (praise and cen-
sure) as the norms supporting the social contract, unless the concerns in question
were of such importance that they would be turned into law.
Finally, one may wonder whether the notion of a natural contract may be as
motivating as alternatives, such as the stewardship approach, or even moderate
self-interest, for that matter. This is a fair question. The answer probably depends
on whether the alternatives would be as consistent over the long run in delivering
the kind of norms and institutions required to slow down the rates of environmental
degradation that the world is witnessing. It seems to us that, in contrast with com-
mitment to the natural contract, stewardship, and especially self-interest, would
be unreliable motivators because they still allow us—qua humans—to position
ourselves ahead of the nonhuman parts of the world, and hence would fail just
when norms and institutions “with teeth” would be called for.
CONCLUSION
While the very notion of the Anthropocene suggests that the rapidly increasing
artificialization of the planet due to human behaviors likely is to continue for a very
long time, the idea of the natural contract points toward the fact that, even under
these conditions, humans still have important choices regarding how we relate to
the things of the world that make up our environment. This idea calls for wide-ran-
ging commitment to coordinated restraint, so that our unsustainable impacts on
environmental resources and sinks can be drastically reduced, and even reversed.
Given our present world condition, with its globalized problems, this would need
to be done at multiple scales.
Following the model of the social contract, the realization of the natural contract,
among other things, would demand a society-wide conscientization regarding the
ways in which the natural environment can be incorporated as a partner into all
decision making. It would also call for an anchoring of generalized commitments
to sustainable environmental governance in international law, national constitu-
tions and laws, and regulations at all levels. Some countries, such as Ecuador and
POSTSCRIPT
It is not all about law and contracts, however. In “The Land Ethic” Leopold wrote:
add page
“It is inconceivable to me that an ethical relation to land can exist without love, nos. for
respect, and admiration for land, and a high regard for its value.”59 Serres echoes the two
Leopold once more in the last section of his essay “The Natural Contract” when Serres
quotes
he declares: “Love our two fathers, natural and human, the land and the neighbor;
in this
love humanity, our human mother, and our natural mother, the Earth.” This is a paragraph
matter beyond theory, which we can only realize through practice. Having reached in text.
the top of the stairs with his talk of a new contract, Serres, figuratively, withdraws
the ladder and proposes: “There is nothing real but love, and no other law.”
56 See the Constitution of Ecuador 2008, and the Constitution of Bolivia 2009. Notwithstanding the
good intentions laid out in those constitutions, environmental degradation and cases abuse of the rights
of indigenous peoples continue being very serious issues in those countries. See, for example, Mary
Elizabeth Whittemore, “The Problem of Enforcing Nature’s Rights under Ecuador’s Constitution: Why
the 2008 Environmental Amendments Have No Bite,” Pacific Rim Law and Policy Journal (June 2011),
https://digital.lib.washington.edu/dspace-law/handle/1773.1/1032.
57 See, for example, Stone, Do Trees Have Standing?
58 See, for example, Dumas, “Peut-il”, passim; and Erin Fitz-Henry, “The Natural Contract: From
Lévi-Strauss to the Ecuadorian Constitutional Court,” Oceania 82, no. 3 (2012): 264–77.
59 Leopold, “The Land Ethic,” p. 151.