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doi: 10.4085/1062-6050-148-18
Ó by the National Athletic Trainers’ Association, Inc
www.natajournals.org
Context: Overtraining syndrome (OTS) and related condi- neutrophil : lymphocyte, platelet: lymphocyte, and catecholami-
tions cause decreased training performance and fatigue through ne : metanephrine ratios. Each parameter was statistically
an imbalance among training volume, nutrition, and recovery analyzed through 3-group comparisons, and whenever P ,
time. No definitive biochemical markers of OTS currently exist. .05, pairwise comparisons were performed (OTS 3 ATL, OTS 3
Objective: To compare muscular, hormonal, and inflamma- NCS, and ATL 3 NCS).
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tory parameters among OTS-affected athletes, healthy athletes, Results: Neutrophils and testosterone were lower in the
and sedentary controls.
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OTS group than in the ATL group but similar between the OTS
Design: Cross-sectional study. and NCS groups. Creatine kinase, lactate, estradiol, total
Setting: Laboratory. catecholamines, and dopamine were higher in the OTS group
Patients or Other Participants: Fifty-one men aged 18 to than in the ATL and NCS groups, whereas the testosterone : es-
50 years (14 OTS-affected athletes [OTS group], 25 healthy tradiol ratio was lower, even after adjusting for all variables.
athletes [ATL group], and 12 healthy sedentary participants
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Lymphocytes were lower in the ATL group than in the OTS and
[NCS group]), with a body mass index of 20 to 30.0 kg/m2 NCS groups. The ATL and OTS groups trained with the same
(sedentary) or 20 to 33.0 kg/m2 (athletes), recruited through intensity, frequency, and types of exercise.
social media. All 39 athletes performed both endurance and Conclusions: At least in males, OTS was typified by
resistance sports.
increased estradiol, decreased testosterone, overreaction of
Main Outcome Measure(s): We measured total testoster-
muscle tissue to physical exertion, and immune system
one, estradiol, insulin-like growth factor 1, thyroid-stimulating
changes, with deconditioning effects of the adaptive changes
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Key Points
Compared with sex-, age-, and body mass index-matched nonathlete controls, healthy athletes displayed multiple
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differences, including higher levels of testosterone and lymphocytes, an increased neutrophil-to-lymphocyte ratio, a
paradoxically lower resting lactate level, and increased nocturnal urinary catecholamines (most not previously
described), which are likely novel beneficial adaptive processes that athletes undergo.
Although healthy athletes demonstrated multiple beneficial adaptations, athletes affected by overtraining syndrome
(OTS) showed a loss of these adaptations and exacerbations of muscular parameters and nocturnal urinary
catecholamines. These findings may be responsible for the hallmark of OTS: an unexplained decrease in
performance.
The testosterone : estradiol ratio was reduced by approximately 50% in OTS-affected athletes compared with
healthy athletes and sedentary controls, showing a pathologic increase in estradiol, probably from enhanced
aromatase activity.
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vertraining syndrome (OTS) is an emerging also contribute to overtraining states. Chronic exposure to
disorder1 resulting from excessive training load these factors can create a tissue environment that induces
combined with inadequate recovery and poor sleep aberrant inflammatory, neurologic, metabolic, and hormon-
quality that leads to decreased performance and fatigue. It al responses as a consequence of long-term energy
can be considered a dysfunctional adaptation (maladapta- deprivation.1
tion) to overabundant exercise with insufficient rest that Overtraining syndrome is 1 of 3 overtraining states,
causes perturbations of multiple body systems (neurologic, alongside functional overreaching (FOR) and nonfunctional
endocrinologic, immunologic) and changes in mood.1–3 overreaching (NFOR).4 Overreaching is an accumulation of
However, factors such as social or personal problems may training load that leads to decreased performance; recovery
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formed insufficient exercise to cause exercise-induced
potential markers, only creatine kinase (CK) tends to be adaptions. For the ATL group, we also required progressive
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higher; stimulated lactate is lower, and hormonal responses improvement in performance retrospectively based on
to exercise are blunted in OTS. Regarding basal hormone previous sport-specific performance tests, to avoid includ-
levels, contradictory results have been reported for ing athletes who were not currently under an intensive and
nocturnal urinary catecholamines (NUCs), whereas basal progressive training program.
testosterone, insulin-like growth factor 1, dehydroepian-
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For participants suspected of having OTS, the criteria
drosterone sulfate, thyroid-stimulating hormone, adreno- recommended by the 2013 joint guidelines on OTS from
corticotropic hormone, cortisol, and prolactin levels are the European College of Sport Science and American
mostly normal in OTS,4,8,13,14 showing a poor correlation College of Sports Medicine and other authors1,2 were
with OTS. The underlying reasons for these findings remain precisely applied to exclude other dysfunctions and confirm
unclear. OTS, including sport-specific tests, also detailed in Table 1.
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Finally, although our collective understanding of OTS Regarding the OTS substates, to evaluate whether
has improved, much remains unknown about the mecha- affected athletes presented with FOR, NFOR, or OTS, we
nisms underlying its pathophysiology, tools for early questioned them on their time to full recovery (when a few
identification and diagnosis, and approaches to prevention weeks are sufficient for full recovery, FOR or NFOR is
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and treatment. Meanwhile, the diagnosis of OTS is difficult more likely than OTS). When athletes presented with
and based on clinical and exclusion criteria.1,3 Given the underperformance for less than 2 weeks, they were
multiple physical and psychological consequences of OTS followed. If they improved, OTS was excluded; if under-
(particularly on long-term psychological well-being, as
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previous sleep quality
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Abbreviation: BMI, body mass index.
ric enzymatic assays) and low-density lipoprotein choles- the full process (for the other arms of the EROS study) was
terol (Friedewald equation); hematocrit, medium corpus- performed in less than 10 days, to prevent changes in the
cular volume, and numbers of neutrophils, lymphocytes,
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current states of the athletes. All concentrations were
eosinophils, and platelets (automated assays); and nocturnal
12-hour urinary catecholamines and metanephrines (calo- determined using commercially available, standardized,
rimetric enzymatic assays). and validated assay kits in a laboratory. We calculated the
In athletes, all biochemical data were collected between testosterone to estradiol, testosterone to cortisol, neutrophil
36 and 48 hours after the last training session, and tests to lymphocyte, platelet to lymphocyte, and catecholamine
were conducted after the same length of time since the
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application of clinical and biochemical inclusion and all of the biochemical markers were ,3.5% and ,3%,
exclusion criteria, and collection of basal biochemical data; respectively.
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Table 2. Biochemical Inclusion Criteria for the Endocrine and Metabolic Responses on Overtraining (EROS) Study
Range Required
for Inclusion Diseases Excluded by the Criteria Assay Method
Total testosterone .200 ng/dL Hypogonadism Chemiluminescence assay
Thyroid-stimulating hormone ,5 IU/mL Primary hypothyroidism Chemiluminescence assay
Creatinine (and calculated estimated ,1.5 mg/dL Renal impairment Jaffe enzymatic assay
glomerular filtration rate) (.60 mL/min)
Creatine kinase ,5000 U/L Rhabdomyolysis, other myositis Calorimetric activity assay; International
Federation of Clinical Chemistry
Erythrocyte sedimentation rate ,25 mm/h Inflammations and other disorders (high Automated spontaneous sedimentation
negative predictive value) method
Ultrasensitive C-reactive protein ,3 mg/dL Infections, inflammation, cardiovascular Latex-intensified immunoturbidimetry
risk
Hematocrit 36%–54% Anemia from several causes, Automated assay
polycythemia
Neutrophils 1000–9000/mm3 Infections, aplasia, neutropenic Automated assay
disorders
Alanine aminotransferase ,50 U/L Liver dysfunctions Calorimetric activity assays
Aspartate aminotransferase ,50 U/L Liver dysfunctions, myolysis Calorimetric activity assays
Vitamin B12 .180 pg/mL Neuropsychiatric symptoms from vitamin Chemiluminescence assay
B12 deficiency
Fasting glucose ,100 mg/dL Prediabetes and diabetes Enzymatic assay of hexokinase
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Of the 146 participants initially recruited, 51 were (creatinine levels became similar after adjusting for muscle
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eligible for inclusion (34.2%; OTS ¼ 14, ATL ¼ 25, NCS mass) and CK and a higher platelet : lymphocyte ratio.
¼ 12). A flowchart depicting the inclusion and exclusion Levels were generally similar between the OTS and NCS
process is shown in the Figure. groups except for a lower testosterone : estradiol ratio and
The mean age (OTS ¼ 30.6 6 4.6 years, ATL ¼ 32.7 6 higher estradiol, CK, total NUC, and catecholamine : me-
5.0 years, NCS ¼ 33.2 6 8.7 years) and mean BMI (OTS ¼ tanephrine ratio in the OTS group.
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26.7 6 2.0 kg/m2, ATL ¼ 24.9 6 2.1 kg/m2, and NCS ¼
25.0 6 3.7 kg/m2) were statistically similar among the DISCUSSION
groups. The athletes reported a similar mean duration of Overall and consistent with our findings in the other arms
training per week (OTS ¼ 574.3 6 204.4 minutes, ATL ¼ of the EROS study,15–17 the OTS athletes appeared more
550 6 180.2 minutes), number of training days per week similar to sedentary individuals than to healthy athletes,
(OTS ¼ 5.36 6 0.5 days, ATL ¼ 5.46 6 0.66 days), and
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followed strictly, whereas intensity of training was based the findings of one study18 that revealed an increased
on formal sport-specific scales. Importantly, the recruitment hematocrit in OTS participants, although this was either not
of participants with OTS may be challenging, as they are mentioned or no differences were observed in other
not usually followed with specific tests for quantifying the studies.1 This may have resulted from better hydration
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volume and intensity of their training. For a study on among athletes than non–physically active participants,
naturally occurring OTS, we considered the amount of because athletes tend to be more aware of healthy habits.
information regarding the baseline and training character- In addition, we found that the OTS group had a reduced
istics sufficient, particularly when compared with the number of neutrophils, which had not previously been
general lack of information in previous studies on noted. Conversely, we observed an increased number of
OTS.1,15 All 39 athletes performed both endurance and lymphocytes in the OTS group compared with the ATL and
resistance activities, including the high-intensity functional NCS groups, which contradicts the findings of an earlier
training regimen CrossFit in 78.6% (11 of 14) and 96% (24 study.19 The combination of increased lymphocytes and
of 25) of the OTS and ATL groups, respectively.15–17 decreased neutrophils reinforces the theory that a compro-
The characteristics of OTS presented by the affected mised immune system may contribute to the pathophysi-
participants are detailed in Table 3. Given the lack of ology of OTS and related states. 1,19,20 The novel
specific performance tests for diagnosing OTS, the different immunologic findings may be due to the larger number of
patterns of the tests performed by each affected athlete, and participants with naturally occurring OTS (rather than FOR
the complexity of the sports performed by all the athletes, or NFOR) in our study, which may have led to more
the results of each athlete’s specific tests before and during significant differences. Both neutrophils and lymphocytes
OTS are not described here. All affected athletes were may represent markers of OTS or a loss of conditioning.
diagnosed with OTS rather than FOR or NFOR because of The neutrophil : lymphocyte ratio is increasingly recog-
their prolonged and incomplete recoveries. Indeed, all nized for its prognostic value in cardiovascular disease,
athletes selected for the OTS group could be clearly infection, inflammatory diseases, and several types of
classified as OTS, regardless of the different classifications cancer21,22; an increased neutrophil : lymphocyte ratio was
among OTS, FOR, and NFOR,1 as they reported that they shown to predict a poorer prognosis,21 although a normal
Figure. Flowchart depicting the inclusion and exclusion process. Abbreviations: ATL, healthy athletes; BMI, body mass index; BMR,
basal metabolic rate; CK, creatine kinase; CRP, C-reactive protein; NCS, nonactive healthy control; OTS, overtraining syndrome; TSH,
thyroid stimulating hormone.
range is yet to be determined. However, the unprecedented CK levels were observed in participants with OTS, likely
finding of an increased neutrophil : lymphocyte ratio in the resulting from exacerbated oxidative stress and muscle
absence of any abnormalities may suggest an additional damage and prolonged and incomplete muscle recovery,
adaptive process that occurs in response to training. with consequent relative atrophic and functionally impaired
Furthermore, a decreased neutrophil : lymphocyte ratio in muscle.1 This is possibly a maladaptation of OTS in
OTS-affected athletes, when compared with healthy response to a chronic depletion of energy and mechanisms
athletes, may indicate either a loss of a theoretical of repair,1 which corroborates theories of dysfunctional
beneficial adaption to sports or a protective role in OTS. muscle responses to exercise during OTS as part of the
The levels of creatine kinase (an enzyme produced underperformance.1–3,6 This hypothesis is reinforced by the
mostly by the muscles1) were expectedly lower in sedentary paradoxically reduced muscle mass; aberrant overconsump-
individuals compared with athletes. However, increased tion of proteins or amino acids; average intake of calories,
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Specific tests performed (coach verified), % of athletes (No.)
Our results apparently contradict previous findings1,3 that
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Pace (compared with previous pace) 100 (14) lactate levels were reduced in OTS, although the previous
Volume of training 92.8 (13)
authors evaluated lactate levels at postexercise (submaxi-
Highest speed or intensity achieved 21.4 (3)
Maximum strength at a 1-repetition 14.3 (2)
mal and maximal lactate levels) instead of during rest
maximum strength test periods; the former does not allow analysis of the lactate
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Maximum number of repetitions for the 7.1 (1) clearance and dynamic metabolism.
same weight lifted Despite the use of ferritin and CRP as markers of
OTS3,6,19 (irrespective of the lack of studies showing
consistent correlations between these markers and the
proteins, and carbohydrates approximately 2 times lower condition1), we failed to demonstrate differences in ferritin,
than that of healthy athletes; and worse sleep in OTS, as CRP, and erythrocyte sedimentation rate levels between
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shown in the EROS-PROFILE arm of our study.17 healthy and OTS athletes. These observations reinforce the
Lactate is widely produced in the organism, typically fact that classical clinical inflammation does not contribute
released after exhaustive exercises and in smaller amounts to OTS. However, we did not evaluate other specific
during mild to moderate activities and while at rest. Levels inflammatory markers described as altered in OTS,
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are exponentially proportional to the level of activity, as including interleukin (IL)-1b, IL-6, IL-10, and tumor
well as the size of the muscles used for the movements.2,6 necrosis factor a.1,24–27 Moreover, impaired GLUT-4
Clinically, it is used as a prognostic factor for critical signaling in the myocytes, caused by an increase in some
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Vitamin B12, pg/mL 517 6 233 553 6 188 442 6 155 180–900
a
Difference between the overtraining and healthy athlete groups (P , .05).
b
Difference between the healthy athlete and sedentary control groups (P , .01).
c
Difference between the healthy athlete and sedentary control groups (P , .05).
d
Difference between the healthy athlete and sedentary control groups (P , .005).
e
Normal range not established.
Eosinophils, /mm3 155 (58, 509) 107 (31, 364)a 193 (51, 549) ,500
C-reactive protein, mg/dL 0.1 (0.03, 2.55) 0.06 (0.02, 0.46) 0.08 (0.02, 0.23) ,3
Erythrocyte sedimentation rate, mm/h 2.5 (1.6, 12) 2 (2, 12.4) 2 (1.5, 6) ,15
Abbreviation: OTS, overtraining syndrome.
a
Difference between the healthy athlete and sedentary control groups (P , .05).
b
Difference between the OTS and healthy athlete groups (P , .05).
c
Difference between the healthy athlete and sedentary control groups (P , .01).
d
Difference between the OTS and sedentary control groups (P , .001).
e
Range not applicable to athletes.
f
Difference between the OTS and healthy athlete groups (P , .01).
cytokines in the muscle tissue,26,27 may be an additional recovery, decreased muscle mass, reduced basal metabolic
mechanism to explain the dysfunctional muscular metab- rate, and less fat oxidation.17
olism, as demonstrated by increases in both lactate and CK Estradiol has recently been shown to play beneficial roles
levels. in males with respect to bone mass, libido, humor, and body
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In terms of hormonal changes, the chronic increase in composition29 when accompanied by a simultaneous
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testosterone levels observed in healthy athletes practicing increase in testosterone. The simultaneous increase results
mixed strength and endurance exercises25 was assumed to from increased hypothalamic-pituitary stimulation (through
gonadotropin-releasing hormone and luteinizing hormone,
be an additional beneficial conditioning effect of that could
respectively), leading to elevated testosterone and a
lead to optimal muscle hypertrophy and function, improved consequent natural increase in aromatase activity as a
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sports performance and overall mood states,17 increased protective mechanism to prevent excessive testosterone,
metabolic rate (even at rest),17 and enhanced metabolic resulting in a proportional increase in estradiol. Conversely,
pathways, as endogenous testosterone may improve during OTS, increased estradiol in the absence of increased
glucose, lipid, and amino acid metabolism.28 Conversely, testosterone or even with a paradoxical decrease was
OTS was associated with reduced testosterone, also observed and suggests an abnormally increased level of
previously described,27 which may lead to impaired muscle
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Parameter Overtraining Syndrome Athletes Healthy Athletes Sedentary Controls Normal Range
No. of participants 14 25 12
Total testosterone, ng/dL 422.6 6 173.2b 540.3 6 171.4e 405.9 6 156.3 240–840
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h
Testosterone : cortisol ratio 39.3 6 19.8 45 6 15.8 39.6 6 21.3
Catecholamine : metanephrine ratio, 3100 104.0 6 57.3 92.2 6 60.4 65.5 6 23.0g h
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is unlikely, as they are products of different hypothalamus- Sports Health. 2012;4(2):128–138.
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Elevated NUC levels may reflect an adaptation to Different diagnostic tools in nonfunctional overreaching. Int J
exercise. Nonetheless, the observed elevation seems to be Sports Med. 2008;29(7):590–597.
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Address correspondence to Flavio A. Cadegiani, MD, MsC, PhD, Division of Endocrinology and Metabolism, Department of Medicine,
Escola Paulista de Medicina, Universidade Federal de São Paulo, R. Pedro de Toledo 781, 13th Floor, 04039-032 São Paulo, SP,
Brazil. Address e-mail to superendocrinology@gmail.com.
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