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doi:10.1111/psyg.12069 PSYCHOGERIATRICS 2014; ••: ••–••

REVIEW ARTICLE

Sleep disturbances and dementia


Gabriele CIPRIANI, Claudio LUCETTI, Sabrina DANTI and Angelo NUTI

Division of Neurology, Versilia Hospital, Lido di Abstract


Camaiore, Italy
Sleep is a complex behavioural state, the ultimate functions of which remain
Correspondence: Dr Gabriele Cipriani MD, U.O. di
Neurologia, Ospedale della Versilia, via Aurelia 335, poorly understood. It becomes more fragmented as we age, with more
55043 Lido di Camaiore, Lucca (Lu), Italy. Email: night-time awakenings and greater tendency for daytime sleep. The magni-
cprgrl@gmail.com tude of disordered sleep among individuals affected by dementia has been
Received 17 February 2014; revision received 15 August clearly demonstrated, and disturbed sleep is a major clinical problem in
2014; accepted 18 August 2014. dementia. Comorbid insomnia and other sleep disturbances are common in
patients with neurodegenerative disorders, such Alzheimer’s disease and
other dementing disorders. How and when sleep problems manifest them-
selves can depend on the type of dementia involved as well as the stage of the
Key words: Alzheimer’s disease, dementia with dementia. However, differences in sleep pattern presentation show more
Lewy bodies, dementia, frontotemporal dementia, variation during the initial stages of dementias than they do during the later
sleep disorders. stages. Effective, pragmatic interventions are largely anecdotal and untested.

INTRODUCTION from dementia with Lewy bodies (DLB) and Parkin-


Sleep is a complex phenomenon that is rooted in son’s disease (PD) with dementia have the highest
neurologic function. It is an active process generated frequency of occurrence of any sleep disturbances,
and modulated by a complex set of neural systems with 90% of patients affected. The same authors
located mainly in the hypothalamus, brainstem, and observed that insomnia frequency was identical in AD
thalamus. Sleep serves a restorative function in the and frontotemporal dementia (FTD) patients but was
brain and has a critical role in cognitive functions. about 2.5 and 1.5 times more frequent in vascular
Fortunate are those who rise out of bed to greet the dementia (VaD) and DLB/PD with dementia patients,
morning light well rested with the energy and enthu- respectively. Nocturnal and daytime sleep distur-
siasm to drive a productive day.1 Disturbed sleep can bances are common in persons with AD, affecting up
mean different things to different people. Nearly half of to 44% of patients in clinic and community-based
older adults report difficulty initiating and maintaining samples.10,11 Using logistic regression analyses,
sleep. Sleep decreases physiologically in quantity McCurry et al. observed that the factors most strongly
and quality with age,2,3 and insomnia and excessive associated with night awakenings among patients
daytime sleepiness are frequently reported in the with AD were male gender, greater memory problems,
elderly.4 Sleep becomes more fragmented as we age, and decreased functional status.10
with more night-time awakenings and greater ten-
DISORDER OUTCOMES
dency for daytime sleep.5 Comorbid insomnia and
Sleep disturbances negatively affect patients’ quality
other sleep disturbances are common in patients
of life and functional abilities,12 and they are associ-
with neurodegenerative disorders, such Alzheimer’s
ated with a greater risk of psychiatric symptoms.13
disease (AD) and other dementing disorders. Further-
Poor sleep among persons with AD may lead to
more, studies of incident dementia suggest that sleep
increased daytime irritability and decreased attention,
problems increase the risk of dementia.6–8
motivation, and cognitive performance.14,15 Further-
EPIDEMIOLOGY more, poor sleep results in an increased risk of sig-
Not all dementia patients develop sleep problems. nificant morbidities and even mortality in demented
According to Guarnieri et al.,9 individuals suffering patients.16 In fact, sleep problems, or more specifi-

© 2014 The Authors 1


Psychogeriatrics © 2014 Japanese Psychogeriatric Society
G. Cipriani et al.

cally, sleep debt, may represent one of the biological highly plausible that the diffuse brain damage that
pathways associated with sympathovagal imbalance characterizes dementia might extend over the cogni-
and elevated heart rate, leading to early mortality in tive brain areas to involve the neural networks that
middle-aged subjects.17 Also, the rate of falls in older control sleep function (i.e. the anterior hypothalamus,
persons with disordered sleep has been shown higher reticular activating system, suprachiasmatic nucleus,
than in healthy older persons.18 and pineal gland).32 The hypothalamic suprachias-
In addition to being prominent in neurodegenerat- matic nucleus (SCN) is the central biological clock of
ive diseases, sleep disturbances could exacerbate a the brain; it generates and synchronizes the overt
fundamental process leading to neurodegeneration: biochemical, physiological, and behavioural rhythms
researchers found a relationship between sleep depri- throughout our body.33 It is thought to induce a single
vation for just 3 weeks and accelerated development circadian oscillation in mammals.34 The SCN has input
of amyloid plaques (aggregation of extracellular pathways that link it to the retina, limbic forebrain,
amyloid-β, which is thought to play a major part in the other hypothalamic nuclei, the raphe nuclei, and
pathogenesis of AD) in the brains of lab mice.19 reticular formation, and it also responds to various
When patients with long-term neurological ill- hormones. Light entering the retina travels along the
nesses have disrupted sleep, this becomes a optic nerves to the SCN, which triggers the pineal
problem, not only for the patient, but also for their gland to stop producing the neurohormone melatonin,
carers. Nocturnal sleep disruption is reported as a an essential component in sleep; its production is
major source of caregiver physical and psychological highest during the night, when light stimuli are minimal
burden.20 In some cases, caretakers may even or absent. Disruptions anywhere along this pathway
develop clinical depression as a result.21 Furthermore, can cause disruptions in the circadian rhythm and,
sleep disturbances are often the catalyst and the ultimately, sleep disturbances.35 Dementia patients
primary reason for institutional care.22–24 Institutional- have been noted to have abnormalities in their
ization has been shown to exacerbate sleep–wake rhythms of melatonin secretion.36 This dysfunction
disruption,25 and to increase the speed of deteriora- has been noted not only in patients with clinical diag-
tion.26 Even in nursing homes, circadian rhythm dis- nosis of AD,37 but it has also been confirmed after
turbances in AD patients can be disruptive for the post-mortem analysis. The observed functional dis-
staff. In addition, caregivers experiencing emotional or connection between the SCN and the pineal gland
mental strain in conjunction with their caregiving role from the earliest AD stage onwards seems to account
have been reported to have an increased risk of mor- for the pineal clock gene and melatonin changes, and
tality when compared with non-caregiving controls.27 it underlies circadian rhythm disturbances in AD.38
Though not clear, genetic risk factors, such as in AD
AETIOLOGY patients who are negative for the APOε4 allele, have
The origin of sleep disorders in dementia is usually also been implicated in the development of sleep
multifactorial, resulting from pathophysiological problems.39 There have been few studies of sleep
changes associated with the disease itself and envi- per se in relation to apolipoprotein E status, and the
ronmental factors.28 For example, in a nursing home, findings are somewhat fragmentary. According to
noise and light exposure occur intermittently through- Yesavage et al.,40 apolipoprotein E status was associ-
out the night and contribute to sleep disruption.29 ated with the progression of sleep–wake disturbances
Other factors involve medical or psychiatric morbidity. in AD. They observed a greater deterioration on sleep
Medications used to lessen the negative behavioural parameters in patients negative for the ε4 allele.
symptoms of dementia and to slow disease progres-
sion are often associated with side effects that nega- SLEEP DISTURBANCES AND
tively affect sleep and wakefulness. It is also known DEMENTIA SUBTYPES
that longer periods in bed are associated with more Sleep disorders seem to be different in each form of
fragmented sleep;30 therefore, the chronic bed rest dementia, and this may be a consequence of how the
that often characterizes the routine care of AD brain’s varying pathological involvement character-
patients, particularly patients at more advanced izes each type of dementia.41–43 However, few studies
stages, may in itself contribute to insomnia.31 It is have compared the presence of disturbed sleep

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Psychogeriatrics © 2014 Japanese Psychogeriatric Society
Sleep disturbances and dementia

between neurodegenerative conditions. How and ficient to result in injury to the individual or bed
when sleep problems manifest themselves can partner. Affected patients have excessive motor activ-
depend on the type of dementia involved as well as ity such as punching, kicking, or crying out in asso-
the stage of dementia; differences in sleep pattern ciation with dream content.53 Most patients view their
presentation show more variation during the initial dreams as nightmares, and the dream content often
stages of dementia than they do during the later involves insects, animals, or people chasing or attack-
stages. The pathology of AD (amyloid-β accumulation ing them, their relatives, or their friends.52
in the brain) emerges prior to any symptoms, with the In idiopathic RBD, the risk of developing neuro-
first identifiable changes occurring ∼10–15 years degenerative disease is substantial. The interval
before cognitive symptoms. Changes in sleep seem between RBD onset and disease onset averages
to precede the onset of cognitive symptoms in 10–15 years, suggesting a promisingly large window
patients with AD, and the further decline of sleep for intervention into preclinical disease stages.54
quality and/or circadian function parallels both cogni- Among the types of sleep disorders that patients with
tive dysfunction and the progression of AD pathology. PD can experience (insomnia, parasomnias, sleep
This is consistent with the finding that brain regions fragmentation, increased daytime drowsiness),55 there
involved in sleep and circadian control are affected is particular interest in impairments associated with the
early in the pathogenesis of the condition.44 In a rapid eye movement (REM) phase. Dementia is seen in
population-based sample of AD, the most common 40–70% of PD patients, and it typically occurs 10 years
sleep-related behaviour problems reported by care- or more after the initial motor signs. Sleep disorders
givers were sleeping more than usual (40%) and during the REM phase may be combined with cognitive
awakening early (31%), whereas being awakened at impairments or precede their development. Marion
night (24%) was the most distressing problem for et al. reported a study of 65 patients with PD compli-
caregivers.10 Nocturnal sleep disturbance in AD cated and not complicated by dementia and found that
patients is often accompanied by increased daytime 77% of patients with dementia had sleep impairments
napping,45 frequently in direct association with the during the REM phase, while behavioural impairments
extent of dementia.46,47 were present in only 27% of patients without demen-
DLB is a common form of dementia in old age, tia.56 Although RBD secondary to a neurodegenerative
sharing clinical and pathological features with both disease is commonly associated with synucleopathies
AD and PD. Sleep profiles in DLB differ from those (PD, DLB, and multiple system atrophy), it has also
in AD. Both groups suffer from sleep problems, been reported in patients with AD.53
but DLB patients seem to suffer from more overall In 2012, RBD was described in a patient with
sleep disturbance. Whether synucleinopathies or FTD for the first time.57 Anderson et al. first demon-
amyloidopathies are the neurobiological substrates strated significant sleep–wake disturbance in non-
for the preferential association of sleep disturbance institutionalized FTD patients, which differed from that
remains unknown, but they are thought to involve the seen with AD. FTD subjects showed increased noc-
primacy of brainstem degeneration in parkinsonian- turnal activity and decreased morning activity com-
like conditions.48,49 DLB patients have a greater ten- pared with controls, suggesting possible phase
dency to fall asleep at inappropriate times during the delay.58 Sleep diary data confirmed decreased sleep
day and to also have more night-time sleep distur- efficiency and decreased total sleep in all FTD
bances.50 Ferman et al. found characteristics to sig- patients. The disturbances of sleep within the cohort
nificantly differentiate AD from DLB.51 Among the of FTD subjects were less marked than those with
composite features, they included daytime drowsi- moderately severe AD, but changes were present in
ness and lethargy and daytime sleep of 2 h or more. the FTD group as a whole rather than in only those
Rapid eye movement sleep behaviour disorder who had more marked cognitive and behavioural
(RBD) occurs frequently in patients with α-synuclein impairment.
pathology, including DLB, PD, and multiple system Huntington’s disease is an inherited neurodege-
atrophy.52 RBD is characterized by repeated episodes nerative disorder characterized by behavioural and
of arousal during sleep associated with vocalization cognitive disturbances and chorea. The sleep pheno-
and/or complex motor behaviours, which may be suf- type of Huntington’s disease includes insomnia,

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Psychogeriatrics © 2014 Japanese Psychogeriatric Society
G. Cipriani et al.

advanced sleep phase, periodic leg movements, in AD,68 and another study revealed an association
RBD, and reduced REM sleep. Reduced REM sleep between apathy and sleep problems in AD.69 The
may precede chorea.59 Fuh et al. explored the co-occurrence of sleep complaints in adults without
neuropsychiatric manifestations in patients with AD dementia who have anxiety disorders is well known.
and cortical and subcortical VaD.60 Patients with cor- McCurry et al. provided information about the relation-
tical VaD had significantly higher mean composite ship between anxiety and night-time awakenings in a
scores in the sleep disturbance domain. This is con- community-residing sample of individuals with AD. 70 In
sistent with a previous small group study showing that that study 56% of patients showed symptoms of
VaD patients had more disrupted sleep–wake cycles anxiety, and 29% awakened their caregiver at least
and decreased sleep quality compared with AD once per night during the past week. Moran et al.
patients.61 Cheng et al. investigated the association showed that sleep disturbance in AD is associated with
between sleep disturbance, subcortical ischemic vas- other behavioural symptoms, notably aggressive-
cular dementia, and white matter hyperintensity.62 ness.71 In line with previous results,72,73 García-Alberca
They showed that manifestations of sleep disturbance et al. demonstrated that sleep disturbances are also
were significantly associated with white matter significantly associated with daytime behavioural dis-
hyperintensity severity, with most symptoms related turbances, namely aberrant motor behaviour and
to daytime hypersomnolence. In their opinion, disrup- disinhibition.74 Findings suggest that night-time sleep
tion of the frontal–subcortical neuronal circuit might is important for cognitive function and for behavioural
play a role in sleep disturbance in patients with and psychological symptoms of dementia in AD, and
subcortical ischemic vascular dementia. that sleep problems should be considered when treat-
Fatal familial insomnia is an inherited (autosomal ing AD patients because their treatment might improve
dominant) prion disease that was originally described cognitive function as well as behavioural and psycho-
in 1986.63 It is linked to a mutation at codon 178 of the logical symptoms of dementia.75
prion protein gene; it is clinically characterized by a
disordered sleep–wake cycle, dysautonomia, demen- ASSESSMENT AND MANAGEMENT
tia and motor signs, and is pathologically character- The goal of managing sleep disturbance in dementia
ized by preferential thalamic degeneration.64 Patients should be to improve both night-time sleep and
appear apathetic and unable to pay sustained atten- daytime functioning. Clinical assessment of individu-
tion to their surroundings. When not stimulated, they als with sleep disturbances must always include
tend to become sleepy and manifest recurrent screening for secondary causes, including medical
behavioural episodes mimicking a dream (oneiric and psychiatric conditions (e.g. depression) and
stupor). The insomnia is not the trivial difficulty in medication side-effects, and for specific sleep disor-
initiating or maintaining sleep, but rather a severe, ders. For instance, sleep problems have been related
persistent, and complete disorganization of sleep to physical disabilities, respiratory symptoms, cardio-
cycles and a drastic reduction in total sleep time.65 vascular problems such as hypertension and cardiac
Death occurs after a disease duration of 7–36 insufficiency,76 and decreased immune functions.77 If
months.66 a patient has a psychiatric disorder or comorbid
causes, the disorder or cause should be treated. If
PSYCHOPATHOLOGY AND SLEEP sleep disorder is related to medication or drug abuse,
DISORDERS IN DEMENTIA the offending medication or drug must be slowly
The influence of sleep problems on the behavioural and tapered and withdrawn.
psychological symptoms of dementia in AD has also An objective baseline measure of a patient’s sleep
been studied. Depressive symptoms are common in disturbance may be helpful in identifying specific
older adults, and insomnia is 2.5 times more frequent target areas and gauging the efficacy of a proposed
in older adults with depressed mood.67 Research intervention. Tractenberg et al. proposed an instru-
has confirmed the association between depression, ment to assess symptoms of sleep disturbance and
depressive symptoms, and sleep disorders in persons disorder, the Sleep Disorders Inventory.78 It is an
with dementia.9 One study concluded that sleep dis- expanded version of an item from the Neuro-
turbance is a predictive factor of depressive symptoms psychiatric Inventory that describes the frequency,

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Sleep disturbances and dementia

severity, and caregiver burden of sleep-disturbed Brown et al. provided a structured critical literature
behaviours during a period prior to assessment.79 The review of the evidence for non-pharmacological inter-
Sleep Disorders Inventory covers a wide range of ventions to reduce disordered sleep in persons with
sleep behaviours and provides information indepen- dementia, and they concluded that there is a paucity
dent of sleep time and sleep quality ratings kept in a of conclusive research for non-pharmacological sleep
diary by caregivers. interventions for persons with dementia.89 Most of the
Treatment should start with behavioural therapy evidence about effective interventions is anecdotal
and, if indicated, should be combined with and untested.
pharmacologic therapy.
Pharmacologic interventions
Non-pharmacologic strategies There is a full range of medications used to treat sleep
It seems that behavioural interventions pose a disorders, each with particular benefits and potential
minimal risk of adverse side-effects to patients and for harm. Melatonin is synthetized in pineal cells, and
should be considered the first line of therapy for sleep its synthesis and release are regulated by seasonal
disturbance in demented patients. Multifaceted fluctuations in the length of the day. Light exerts an
behavioural strategies for improving sleep in patients inhibiting effect. Several studies have showed that
with dementia have been recommended, but currently melatonin levels are diminished in AD patients com-
there is a paucity of methodologically rigorous pared to age-matched control subjects.90–92 It has
research in the area of non-pharmacological sleep been suggested that a deficiency of this hormone in
interventions for persons with dementia. Many the cerebrospinal fluid is critical for the development
behavioural treatments for insomnia, including stimu- of AD because an inadequate concentration of
lus control, sleep restriction, progressive muscle melatonin allows production of free radicalsm which
relaxation, biofeedback, sleep hygiene education, can damage neurons.93 Singer et al. found that low-
paradoxical intention, and multicomponent cognitive- dose melatonin (0.5 mg) had a robust effect relative to
behavioural therapy, are known to be effective with placebo in two of five AD subjects monitored for a
older adults.80 Sleep hygiene practices to improve 2-week treatment period by wrist actigraphy,94 but
sleep include establishing consistent daily times for a follow-up study employing more subjects and a
going to bed and arising from bed, establishing a longer monitoring period failed to find such an effect.95
bedtime routine, and limiting napping to a brief time in Large interindividual differences between patients
the morning or early afternoon.81 suffering from a neurodegenerative disease are not
The American Academy of Sleep Medicine has pub- uncommon and can explain the erratic results seen
lished practice parameters for the use of bright light to with melatonin in fully developed AD.96 It should be
treat sleep and circadian rhythm disorders.82,83 Lower also taken into account that melatonin, though having
levels of light are associated with decreased amplitude some sedating and sleep latency-reducing properties,
of the rest–activity cycle and more wakefulness at does not primarily act as a sleeping pill; it acts mainly
night.84 The goal of light therapy is to expose the as a chronobiotic.96 Ramelteon, a melatonin receptor
patient to increased amounts of natural or artificial agonist, has high affinity for the melatonin (MT) recep-
light. This added light exposure may provide input to tors MT1 and MT2. It acts on the MT1 and MT2 recep-
the SCN that will facilitate entrainment of the individu- tors to stimulate the action of melatonin to induce and
al’s circadian clock to the 24-h day. Studies examining shorten sleep latency.97 The subjective efficacy of
the efficacy of light therapy have had mixed results. AD ramelteon was evaluated in clinical trials consisting of
patients, whose sleep–wake and rest–activity rhythms 829 elderly outpatients with chronic insomnia; 701
are even more severely disrupted, responded well to patients (128 patients discontinued) were treated for 5
bright light treatment in many studies.85,86 However, no weeks with 4-mg and 8-mg ramelteon.98 Patients in
response to bright light therapy in AD patients has both ramelteon groups reported significant reductions
been reported by others.36,87 in sleep onset latency and increases in total sleep
A report showed that acupuncture increases noc- time.
turnal melatonin secretion and reduces insomnia and In selected cases, treatment with hypnotics has
anxiety.88 been useful, but the evidence is limited and care

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Psychogeriatrics © 2014 Japanese Psychogeriatric Society
G. Cipriani et al.

should be undertaken in terms of chronic use, the pivotal trials of rivastigmine or galantamine.109–113 The
risk of falls, daytime sedation, and confusion.99 favourable profile in relation to sleep of galantamine
Benzodiazepines and non-benzodiazepine hypnotics treatment at dosages of 16 or 24 mg/day may be
such as zolpidem and zaleplon are frequently pre- linked to the drug’s short half-life, dual mechanisms of
scribed as short-term sleep aids in the general popu- action including effects on both muscarinic and nico-
lation. Benzodiazepines are associated with increased tinic receptors, and/or timing of administration.114
incidence of sedation, confusion, anterograde There are currently no clear recommendations for
amnesia, daytime sleepiness, and rebound insomnia. the treatment of sleep impairments in PD with demen-
Even where effective for increasing sleep, tia. Positive results have been obtained in the treat-
benzodiazepines can only be a very short-term solu- ment of daytime drowsiness in patients with PD using
tion for occasional use in crises – for example, to give the selective noradrenaline reuptake inhibitor
a carer short break from sleep disturbance.100 atomoxetine.115 Litvinenko et al. evaluated the effects
Triazolam has a half-life of approximately 2 to 6 h, has of treatment with galantamine.116 They found that it
clinically significant metabolites, and is rapidly produced significant improvements in the quality of
absorbed. However, this medication has been asso- nocturnal sleep (restoration of its structure, decreased
ciated with severe rebound insomnia,101 and its short fragmentation), with reductions in the severity of REM
action may not be optimal for treating early morning sleep behaviour disorder, daytime drowsiness, and
awakenings seen in the elderly population. cognitive deficits and hallucinations.
Antipsychotic medication has often been used for
sleep in agitated dementia patients. However, it may CONCLUSIONS
aggravate sleep–wake cycle disturbances in AD.102 The magnitude and significance of the issue of disor-
Sleep aids with anticholinergic activity such dered sleep among elderly individuals in general and,
as tricyclic antidepressants may exacerbate the particularly, among those affected by dementia has
cholinergic abnormalities inherent to AD and should been clearly demonstrated. The aetiology of sleep
be avoided.11 Trazodone offers a dual action on sero- disorders is complex, involving multiple factors,
tonin receptors by blocking serotonergic receptor 2A such as neurodegenerative changes in the brain,
and inhibiting serotonin reuptake. Its classic indication environment, medical or psychiatric morbidity, and
is for depression, particularly when anxiety and medications used to treat chronic illnesses and
insomnia are also present. It is also widely used for dementia-related behavioural symptoms. Sleep distur-
insomnia, although virtually no evidence-based data bance occurs in many forms of dementia, but it is
support its efficacy with older adults.103 When the possible that certain forms of dementia may be more
risk-benefit ratio of trazodone is assessed, its side- likely to be associated with disturbed sleep. Addition-
effect profile, which is much more significant than that ally, the disordered sleep of dementia patients can
of conventional hypnotics, should be considered.104 compromise the overall health of caregivers, as their
Acetylcholinesterase inhibitors are widely used as sleep is likely to be negatively impacted.
treatment for AD. There is considerable evidence that Effective, pragmatic interventions are largely anec-
the neurotransmitter acetylcholine plays a prominent dotal and untested. Treatment should target both the
role in the activation of REM sleep. In addition, there sleep problem and any comorbidities in order to opti-
are reciprocal interactions between the cholinergic mize the chance for improvement in quality of life and
system and REM facilitatory and inhibitory neurons functioning in older adults. There is a need for rigorous
that maintain the cycle between REM and non-REM scientific inquiry, coupled with tacit knowledge and
sleep.105 Their cholinomimetic action has the potential clinical experience regarding effective interventions,
to influence sleep quality. In two placebo-controlled to build strong evidence on the non-pharmacological
clinical trials, donepezil was found to be associated interventions for disordered sleep for persons with
with elevated rates of insomnia based on adverse- dementia. Pharmacologic options should be used
event reports.106,107 Furthermore, case studies have judiciously, with potential side-effects seriously con-
reported nightmares to be a consequence of sidered before hypnotic and psychotropic agents are
donepezil treatment.108 In contrast, there has been no prescribed. When drug therapy is used, short-term
evidence of night-time sleep-related adverse events in use is recommended.

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