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PABLO GILABERT
ABSTRACT. InWorld Poverty and Human Rights, Thomas Pogge argues that the "global
rich" have a duty to eradicate severe poverty in the world. The novelty of Pogge's approach
is to present this demand as stemming from basic commands which are negative rather
than positive in nature: the global rich have an obligation to eradicate the radical poverty of
the "global poor" not because of a norm of beneficence asking them to help those in need
when they can at little cost to themselves, but because of their having violated a principle of
justice not to unduly harm others by imposing on them a coercive global order thatmakes
their access to the objects
of their human right to subsistence insecure. In this paper, I claim
that although Pogge is right in arguing that negative duties are crucial in an account of
global justice, he is wrong in saying that they are the only ones that are crucial. Harming
the global poor by causing their poverty provides a sufficient but not a necessary condition
for theglobal rich to have a duty of justice to assist them.After engaging in a critical
analysis of Pogge's argument, I conclude by suggesting the need for a robust conception
of cosmopolitan solidarity that includes positive duties of assistance which are not mere
duties of charity, but enforceable ones of justice.
1
Pogge (2002, p. 204). Parentheticalpage numbers in thepaper referto pages in this
book. I do not address in thispaper therelationbetweenwhat Pogge says in thisbook and
what he says inpreviousworks. For excellentreviewsofPogge's book, see Fleisch (2003)
andLaFollette (2003).
justice.
II
2Pogge's list of basic human rights includes "secure access tominimally adequate shares
of basic freedoms and participation, of food, drink, clothing, shelter, education, and health
care" (p. 51). The extenttowhich the subset of objects pertainingto thehumanright to
subsistence is withdrawn from secure access by the global poor in our contemporary world
is astonishing."Some 2,800 million or 46% of humankind live below theWorld Bank's
... Each
$2p/day poverty line year, some 18 million of them die prematurely from poverty
-
related causes. This is one-third of all human deaths 50,000 every day, including 34,000
childrenunderage five" (p. 2).
There are two ways of attacking this argument. One is to target the first,
moral premise. This criticism is based on a principle thatwe have a positive
duty of justice to assist those in need when that would not involve great
sacrifices on our part.3 Given thatmembers clearly of affluent societies
could help eradicate global poverty without sacrificing anything morally
3A familiar
presentationof thisapproach is givenby Singer (1972). Pogge (p. 134) also
refers, critically, to a similar approach in Rawls's account of natural duties of justice. See
Rawls (1999, Sections 19 and 51).
4
According to Pogge's calculation, by giving up 1.2% of their annual aggregate income
for some years, the global rich could provide sufficient funds for eliminating global poverty
(p. 7).
5
"I propose... to call negative any duty to ensure that others are not unduly harmed (or
wronged) through one's own conduct and to call positive the remainder: any duty to benefit
persons or to shield them from other harms. This negative/positive distinction is doubly
moralized, because its application requires us to decide whether A's conducts harms P
(relative to some morality-stipulated baseline) and, if so, harms P unduly" (p. 130). Pogge's
"baseline" is, in the context of the present discussion, the non-violation of basic human
4. The existing global system, imposed and sustained by the global rich,
harms the global poor by causing them severe and avoidable poverty
(pp. 14-20, 109, 129, 199-204).
This strategy does not challenge (1), and avoids the postulation of a basic
Ill
Pogge's argument proceeds on the assumption that the global rich have a
duty of justice to eradicate global poverty only if, and to the extent that,
they are responsible for its existence. The global rich would have a duty
to eradicate (as opposed todiminish)global povertyonly ifthefollowing
statement is false.
6. There are some endogenous causes of severe global poverty which are
not reducible to the impact of the global economic system imposed by
the global rich.
ing that the global rich are systematically implicated in the causal pro
duction of global poverty. As Alan Patten has shown, however, Pogge's
successful refutation of "explanatory nationalism" is not sufficient for re
jecting a more plausible "explanatory pluralism" according towhich, even
if the global rich are largely responsible for the poverty of the global poor,
they are not fully or completely responsible for it (as an extreme "explana
tory cosmopolitanism" would have it).8 If explanatory pluralism is right
in pointing out that there is at least some poverty whose causal pedigree
cannot be reduced to the impact of the global order imposed by the global
rich, then it seems that (6) is true, and (7) follows, and therefore Pogge's
goal of showing that the fulfillment of special duties emerging from viola
tion of general negative duties would suffice to eradicate global poverty
remains unsatisfied. In other words, it seems that the following is the
case.
7A recent report from Transparency International (TI) documents the astonishing levels
of corruption in poor countries allowed and encouraged by rich countries' governments and
companies. During his 32 years as dictator of resource-rich Zaire, Mobutu pocketed half of
the$12 billion dollars of aid receivedfromtheIMF.Knowing this,theUS governmentkept
pressuring the IMF to continue
lending. The citizens of Zaire (now theDemocratic Republic
of Congo) are liablefor a crippling debt inherited from Mobutu's years even after he was
overthrown in 1997. The strangling effect of external debts contracted under obviously
imposition not taken place,9 not thatwe make their access to the objects of
their basic needs fully secure (or as secure as possible) by protecting them
from all possible deprivations or by aiding them when they are deprived by
others (or by nonhuman causes).10 Pogge's imperative is "Do not impose
coercive economic institutions unless you make the condition of those on
whom you impose them optimal in terms of their access to the objects of
their right to subsistence", whereas the libertarian (were she to accept an
act of imposition at all) would only command "Do not impose coercive
economic institutions unless you make the condition of those on whom
you impose them better (in terms of their access to the objects of their
9See, in this respect, Nozick (1974, pp. 174-182). For a discussion of the implications and
problemsof libertarianismin thecontextof global justice, see Beitz (1999, pp. 280-285).
Pogge's theory of global justice is not, strictly speaking, a form of libertarianism, but Pogge
thinks his argument for the eradication of global poverty would be accepted by libertarians.
In a forthcoming article in the Journal of Ethics (entitled "Real World Justice"), Pogge says
that his argument mentioning alternative feasible institutions is not addressed to libertarians,
but to users of broadly consequentialist theories of justice that reject his claim that there is
a duty of justice to eradicate
global poverty. If this is the case, however, Pogge's discussion
of those theories would amount to an internal critique of their views about the scope of
positive, not negative duties. According to those theories, X wrongs Y ifX fails to protect
or aid Y (in certain circumstances), but "wronging" here is not equivalent with "harming".
10The connections between the triad including "non-deprivation", "protection", and "aid"
and theexistenceof a fundamentalrightto subsistenceisexploredby Shue (1996,Chapter 2).
right to subsistence, for example) than itwould have been without your
intervention".
IV
111 want to emphasize thatmy argument calls formodifying and complementing Pogge's
negative duties view, not for abandoning it. I agree that the global rich "do not merely let
global poverty also requires the mobilization of positive duties of justice, and that Pogge's
(p. 171). Pogge also advances or allows for contrasts between negative duties and positive
duties that associate the former with duties of justice and the latter with demands of charity or
beneficence. This is evident in Pogge's critique of Rawls's theory of natural duties of justice,
which, inconceiving suchduties as positive,degrades them(according toPogge) by seeing
them as "on a par with beneficence and charity" (p. 134); and in Pogge's unwillingness to
challenge the following striking line of thought: "Suppose we discovered people on Venus
who are very badly off, and suppose we could help them at little cost to ourselves. If we
did nothing, we would surely violate a positive duty of beneficence. But we would not be
violating a negative duty of justice, because we would not be contributing to the perpetuation
of their misery" (p. 198). These strong claims by Pogge are not equivalent to, or entailed
by his weaker thesis (presentedin thispaper as proposition (11)) thatnegative duties are
more stringent than positive ones. A positive duty may be less stringent than a negative
11. Negative duties are weightier than positive duties (pp. 133, 197-198,
201).13
12. Strong strategy: (9) stands on its own as an evidently intuitive claim.
13. Weak strategy: since the force of positive duties seems controversial
(pp. 136,172,197-198), and (11) and the idea that negative duties are
duties of justice are widely accepted, and we should search for broadly
shareable conceptions (as (10) demands), we should explore the pos
sibility that the duty to eradicate severe global poverty is a special one
of compensation resulting from violations of negative duties (as well
as, of course, one to stop causing undue harm).
global poor and fulfilla special duty tocompensate theglobal poor forthe
harm done to them. However, given the results of Section III, thismight not
be sufficient to ground the demand to completely eradicate global poverty.
There is only so much juice to be extracted from the fruit of the negative
duties conception. If the goal is to ground a duty to completely eradicate
13As
pointedout in thepreviousnote, itis importantto see thatclaim (11) does not imply
claim (9). Pogge seems to recognize this when he sees (11) as consistent with "leaving open"
the issue whether some positive duties may become quite stringent in some circumstances
(see p. 240, no 207). This seems to allow for some positive duties to become duties of justice.
In "Real World Justice", Pogge concedes that since the global rich "are able to alleviate"
global poverty, and can do it quite "cheaply", they "surely have positive duties to do so".
But ifitappeals todutiesofjustice, thenthismove would forcePogge todenywhat he says
inhis book thathe does notwant todeny,namely thatjustice and human rightsentailonly
negativeduties (pp. 13,66). Pogge might replythatthereare somepositivedutieswhich are
neither duties of justice nor duties of beneficence or charity, but so far he has not
explained
what that thesis would amount to.
(i) Pogge's argument assumes that one has no positive duties of justice to
others unless they result from previous causal relationships with them (e.g.
family ties, contracts, or responsibility for having caused harm). This claim
is certainly counterintuitive. Consider the following two commonly used
examples. First, consider whether you would have a duty to stop your car
in a highway and pick up a victim of an accident to bring her to the hospital
when no one else can do it and you can at no particularly grievous cost to
yourself. Certainly you would have more of a duty here if you had caused
the accident, but you would still have a strong duty to prevent the avoidable
death of the victim when you can, even if you were not responsible for the
accident. Second, consider whether a just society should tax its able and
productive members in order to assist congenitally disabled ones. Able and
productive citizens are not responsible for the disability of the congenitally
disabled.But theystillhave thepositivedutytohelp themavoiddestitution
resulting from lack of marketable abilities and personal ties securing their
survival. The first example suggests that there are interpersonal positive
duties to rescue those in distress, whereas the second example suggests that
there are institutional positive duties to assist citizens whose disadvantages
are morally arbitrary (resulting, e.g., from a "natural lottery" over whose
results they have no responsibility). Are these mere duties of beneficence?
Or are they stronger duties of justice? Focusing on the institutional context
say that the duty to assist the congenitally disabled is a duty of justice, one
which we are willing to accept (and require) public institutions to coercively
enforce}5 If some able, wealthy citizens refrain from paying taxes to help
the congenitally disabled, we are not merely moved to condemn them (or
an institutional framework allowing them not to contribute) for their lack
of beneficence, but to shun them for their lack of sense of justice and
to compel them legally to contribute to the protection of those who are
vulnerable. Ifwe recognize that there are strong positive duties at the local
interpersonal level and at the institutional domestic one, why not claim that
they also exist at the level of relationships and institutions of global scope?
We can say that certain global positive duties of justice to protect and to
aid exist at the global level without being contingent upon the violation
of negative duties not to cause undue harm. Consider whether people in a
rich and powerful country F have a duty to intervene (either by imposing
economic sanctions or by direct military intervention) to protect a minority
of the inhabitants of a country G which is threatened with genocide by its
government. Or consider whether people of a rich and powerful country F
have a duty to assist those in a poor country H who are suffering from a
massive epidemic as a result of the floods caused by a devastating hurricane.
Let us assume that the vulnerability of those living in G and H is not the
result of previous actions on the part of the people inF. Would not members
of F still have a duty of justice to protect members of G or assist members
ofHI
(ii) Invoking some general positive duties is not only correct in the
construction of a complete picture of just individual behavior and social
institutions. It is also particularly relevant for a conception of global jus
tice that aims at the permanent eradication of global poverty. Satisfying
negative duties is not enough for securing the absence of global poverty
even if all of presently existing poverty can be traced back to the impact
of harmful policies by the global rich. Strong inequality (including se
vere poverty) may result, in time, from a situation of strong equality if
no general positive duties are recognized and enforced as basic duties of
151 assume, with David Miller, that a "test of the distinction between justice and humanity
[mere benevolence or charity] is whether those in need are regarded as having enforceable
claims to the resources that will meet their needs, and correspondingly whether potential
donors are regarded as being under enforceable obligations to provide those resources". See
- when
Miller (1999, p. 76). This does not imply,of course, thatenforceability required,in
-
certain circumstances, for the fulfillment of a certain claim is a sufficient condition for a
claim to be one of justice. Not all enforceable claims are claims of justice, but all claims of
justice.16 A negative duty to compensate for previous harm done may suf
fice to justify a redistribution of resources compensating present victims at
a certain time tl. But given unavoidable differences in natural and social
endowments, it is only to be expected that some people will, at time tl, be
unable to stay afloat in the new social framework if it does not include a
permanent and enforceable positive duty to help those in need. This sce
nario is no less plausible at the global level than it is at the domestic one. A
lasting eradication of global poverty requires the creation of a global basic
institutional structure which does not only undo, in a backward-looking
fashion, the effects of past harms, but also ensures, in a forward-looking
way, that no morally arbitrary inequalities make people's access to the ob
ject of their human rights insecure. Such basic structure involves positive
duties besides negative ones.
It is important when articulating the goal of eradicating global poverty to
distinguish between different causes of poverty. A useful distinction may be
the following: (a) poverty caused by external agents; (b) poverty caused by
natural forces (droughts, floods, handicaps, etc.); and (c) poverty brought
about by the agents themselves.17 An account of global justice incorporat
ing positive duties, unlike one based only on negative duties, demands that
we attend to cases (b) besides cases (a) (and thatwe attend to cases (a) even
ifwe are not the "external agents" who bear causal responsibility). (As I
said above, this demand does not conflict with the thesis thatnegative duties
are more stringent than positive ones.) It is not always necessary, however,
for the goal of eradicating global poverty to focus on cases (c). This is
obvious when the poverty in question is the result of voluntary choice, as
itmight be the case with certain people who for religious or other reasons
decide to live without some of thematerial possessions considered neces
sary for not falling below some internationally established poverty line. An
account of global positive duties should then be choice-sensitive, targeting
primarily those conditions of poverty whose causes are not intentionally
controlled by the agents who suffer them.18
(hi) These considerations suggest that an account of global justice may
require amore robust conception of solidarity than Pogge's approach allows
16
Consider, again, the case of the congenitally handicapped without any marketable
skills.
17
Though these causes normally interact, they are still conceptually different. I thank an
anonymous referee for suggesting that I address the importance of the distinction between
for.We can identify at least three forms of universal solidarity (i.e. three
ways of expressing the general disposition to recognize themoral standing
of all human beings as human beings in one's non-instrumental practical
reasoning):
19
Kant's second formulation of themoral law in the Groundwork of theMetaphysics of
Morals is "So actthat you use humanity, whether in your own person or in the person of
any other, always at the same time as an end, never merely as a means" (AK 4:429). Kant
explicitly demands that we avoid a merely negative interpretation of this formula when it
comes to issues of assistance: "Humanity might indeed subsist if no one contributed to
the happiness of others but yet did not intentionally withdraw anything from it; but there
is still only a negative and not a positive agreement with humanity as an end in itself
unless everyone also tries, as far as he can, to further the ends of others" (AK 4:430). Kant
discusses thepositive dutyof beneficence in theMetaphysics ofMorals, AK 4:452-454.
A justificationof coercive taxationto supporttheneedy can be found in theMetaphysics
ofMorals, AK 6:326. (This suggests thatsome imperfect dutieswhose latitudeisnotwide
may be seen, in certain contexts, as requiring institutionalized enforcement.) Both texts
are included in Kant (1996). For useful recent discussion on Kant's account of duties of
beneficenceand justice seeHerman (2002). See also O'Neill (2000, Chapters 7 and 10).
of just solidarity including basic positive duties to help all human beings
achieve conditions of autonomous agency too demanding? Would it fail to
be broadly shareable by all? This is an undeniable difficulty.20 Even if the
second form of solidarity, unlike the first, is focused on a certain subset of
basic goods that all human beings may be said to have a human right to,
itmay still seem too demanding to those who think that their basic duties
of justice to others can never include improving their condition but only to
avoid unduly worsening it.At this point we may, however, ask ourselves
whether some people's currently dominant intuitions about solidarity are
not too narrow and should be criticized rather than serviced. Broad share
ability must be an aim of moral and political inquiry. But we should not
interpret it too strongly as suggesting thatwe should rely on already exist
ing agreements as opposed to those which may emerge as a result of critical
discussion which challenges problematic assumptions. Moral and political
philosophy can in this sense be seen as part of an ongoing movement of
change in our emerging global moral culture which is beginning to take a
more robust universal solidarity seriously.21 This emerging global moral
culture calls us to eradicate global poverty, and to see this duty as being
both negative and positive.
Acknowledgments
20
Thus, for example, according to a recent study, only 18% of the American public thinks
that protecting weaker nations against aggressors and improving the standard of living in
developing nations should be a very important goal of US foreign policy. (The numbers
are higher, however, with respect to leaders' opinion.) The Economist, October 2, 2004,
p. 33.
21 on negative
For a discussion of how a cosmopolitan solidarity focused both and
positive duties is emerging from the cross-cultural practice and discussion sparked by the
humanrightsmovement, See Shue (2004, pp. 227, 233).
international
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