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FIRST 'nNTAGE BOOKS EDIT10N, AÜGUST 2005
.zredeepb
CoPyright©2004 bJElt Zaretsk}
emtw/ned
2.:Psychoailalysís--o
1. Psychoanalysis--Hcludcs bi21i.lgraphical refercnccsand nda Histary. 1. Tido.
BF173.2372004
150.19'5'09--dc22
2003066125
A tborpbotograpb ©HanyHekoü
Book design bAntbea Lingeman
www.vjntagebooks.com
--Jacques Donzelot
Cotltents
Lht ofILLustrt[tiom::' ]À
,4rénaw&é©menü., xiii
Pari One
CHARISMATIC ORIGENS: THE CRUMBLING
OF THE VICE'ORIAN FAMILY SYSTEM
Pari Tmo
FORDISM) FREUDIANISM} AND THE THREEFOLD
P ROMISE OF MODERNITY
Pari 'rbree
FROM THE PSYCHOLOGY OF AUTHORITY lllustratjoms
TO THE POLITICS OFIDENTITY
l67 Sociey) oral theory, laken fiom his Mru' /npad#r/aT Lf llrfr.(By
pcrmission ofA. W Freud et al,/ PatersonMarsh Ltd» London) ,..
t78 Lettcr from Sigmund Freud to the mother ofa homoscxual, t93ó..\ l ne
Klnscy Insütute for Rcsearçhin Sa, Gendcr, and Rcproduçtion, Inc.J
.AcknowZedgments
t9o AJapaneseuanslationofFreud printed ater a letter written by Frcudta
Kenji Otsuki.(lwasaki ShotenPublishing Co« Tokyo)
200 Edita Jaçkson, Melanie Kleln, and ABRAFreud, ç. i935'(Wcllcome
Libré, London)
lÇarenHorney, i9SZ.(© Bertmann/CORAIS)
2,z8 Group photo ofthe most importancmembersof thc Gõring hstitute,
(Reprintcdfiam HeraEt#?CãesOn jn 4 golf Pzm/jar %y.
Copyright © for the English edidon by Kellnn Verlag, Hamburg. AE
The origins of this book lie in the great trans6ormatiansof our
societythat beganin the late ig6os. Among my generation--
z33
='==H:=RH n:
Frcud, i938.(Prinrs and Phatographs Divisian, Library ofCongress,
'''*'
l wasbom in i94c>--Freud had a grip on the imagination com-
parable to that exerted by the figures about whom he wrote:
Leonardo, Goethe, Dostoyevsky. During the ig6os, my involve-
Wuhington,D.C )
Melanic Klein, igoz.(Wellcome Library,Londan)
ment in the New Left and my encounterwith the women'slib-
eration:movement; first !ed me to :think abouc the relation of
2,66 SheHicld. EngJand, i94i.(Sul! Piçrures Brançh, Nacional Arçhives and
Record AdministraÚon. College Pack, Md.) capitalism to the Eamily; in the course ofwriting (=2p/íuZ;lsm,f#f
z67 Londonersslnping in a tubosution during theBlitz, l94o'(Prinn md num/# a/zd /;k'rxana/E/@?.l realized that- it was impossible to
PhotographsDivision, Ubraty of Congress,Washingtan,l).(--)' pursue this subjeçt at any depth without studying Freud. When
z87 I'sychoanalysis pcrvadcs mass çulture, i955(© William M. Caíres, . the New .Left disintegrated, l turned yet again to psychoanalf-
Agent. Inc. ® EC Comlcs logo is a registeredtrademark belonglng to
sis, teaching in clinical training programa. As a historian and as
WilliamM. Games,
Agent)
Psychoanalysis, women, and mass consumption, i95}
a political person, l not only learned from psychoanalysisbut
(Tletgens/.B/a2emoÍJr/& © Conde Nast Publicaüons Inc) wrestled with and against it. This book sums up a protraçted,
3o3 Frcud encerathe çounterculture through Tom L=hrer's folk musiç i96i confiict-ridden but immensely productive encounter, oné; in
(Thk álbum maybe obtained through Vlckers Musiq 7i35 Hollywaod which l accumulated more debts than l could possibly detail
Blvd. Suite io9, Hallywoad, Calif., 9o046.Musiç by Leoa Pober below.
IASCAP], lyriçs by Bud Freernan IASCAP] )
The massimportant of theseis to Nancy Fraser.Although l
3o6 Donald Reilly cartoon.((9 zo03Donald Reilly Gom cartoonbank.cam.
Allrightsreserx-ed.) sp'::-,:. «: -'' had been thinking about the problem of psychoanalysislince
3l9 Herbcrt Marçusclecturing to studentsat Üe FreeUniversity afBerliti, ehesixties, it was only after meeting her that the project took
i968. (AP/Wide World Photos) chape.In the courseofwriting this book, she oãered unstinting
Jaçques
Lacan
inEhe
ig6os.(©
Colleçtion
Corais
Ripa):' :! í'' . moral support, editorial advice, and intellectual guidance, Some-
Womcn'slibcration, l97o-(Prints and PhotographsDivisian, Library of
times neglecting her own work. Among other contributions, she
Cangrus) ' ' i:' coined the formulation "threeíold promise ofmodernity," one of
WiUlam Stcig cartoon.(O The New Yorker (;ollntion i995' Wllliam
rhe many:times she brought clarity to what had beenmerely
336
338 IRH l:Gll :i:ul;=''
Das Deutsche Naçhrichten-Magazin)
intuition.
Many ofthose who read the manuscript arealgodose friends
or family members.These include Richard Bernstein, Alexander
343 Z'mf magazine mover,i993.(Mare hiahurin/Time L3fe Piçtures/Getty
Etkind, Martin Fleischer, Jim Gilbert, : Leonard Helfgott, John
Imagem)
xlv Açknowk{ gnents Açknowleãgmen xv
the Hiscory and Understanding of Medicina in London, the
Judis, Doreen Rappaport, Jonathan Wiesen, and Natasha Zaret-
Columbia University Oral History Collection, the Freud Col-
sky (who algo edited one fulo draR). My agente,Charlotte Sheedy,
==,.lli;: l:.. .-:h ;i«m fo. .h' p''i":' My «P«i"". "i.h lection at the Library of Congress,the New York Public Library,
Bobst Library at New York University, the archivesand libraries
Knopfbelies the cliché that today's publishers are interesced only
in proíits«Victoria Wilson, my editor, patiently and incisively of the PsychoanalyticSocieties ofNew York, Chicago, San Fran-
readand rereadtais book'smany drafts. Lexy Bloom, my paper- cisco, London, Berlin, Frankfurt, and Buenos Abres, the Freud
back editor, made it possiblefor me to make chances in the Museums in London and Vienna, and rhe Wright Inscitute in
Berkeley, Cali6ornia.
paperbackversion, including a changed chapter title.
No book of tais scope can be based upon archival sources Finally, as one who is of an analytic [urn ofmind, l want to
thank my parents, David Zaretsky and Pauline Silverman Zaret-
clone l tope my debts to the many great scholars.who preceded
me in the history of psychoanalysisare sufhciendy indicated in sky,undoubtedly the strongestinfluenceson my thought. They
my notes. l am not fure, however, that my equally great debts to would cavebeenproud of this book, but then, theywere proud
of me without it. l algo receivedmuch support from my broth-
my "'fellow
"'' '"
cultural histori is, social historians, and historians of
women and Faceare as maniÍest. Tais book owes a great deal .[o ers,Allen and Aaron Zaretsky, and their eamilies.And while l
the revolutionin historicalthinking that hasoccurredoverthe cannot yet thank my grandson, Daniel Zaretsky Wiesen, he cer-
courseofmylifetime.; ,:i. .; . - - . tainly brightened the book's completion.
In the courseof writing it, l made new friends and renewed
older relationships.
StuartHall first directedme to Antonio
GramsCi's observations on psychoanalysis. Paul .Roazen and
Robert Wãllerstein saved me Eram many errors, while bearing no
==lql#':::.i=
=.:1=:B á.='€1
=1;
chek, Loura Kipnis, RebeccaPlant, and Lynne Segalhelped with
individual chapters. Everywhere l traveled, l interviewed psy-
::='a=::.==.!'=
==:'H''.=='='==;
Mlarcello Virar in Montevideo; and Carlos Aslan, José Fischbein:
and Susana Fischbein in Buenos Abres. Carmen llizarbe and
Hanako Koyama provided excellent researchassistance.Athena
Angelos tracked down pictures. My father-in-law Ed Shãpiro,
provided moral support, but in the end l dçcided not to use his
suggested title: /}nPúff '
Over the years, l received researchgupport from the New-
berry Library in Chicago, the Ameriçan Council of Learned
=Ú=#.Fn:t=i:='Ü=urU.l=:!=Tl:;
received a blessed year off, and much inspiration). l benefited
from the hospitality and excellentresearchfacilities of the Insti-
tut für die Wissenschaftenvom Menschenin Vienna, the Insti-
tut Mr Sozial$orschung in Frankfurt, the Wellcome Library for
SECRETAOF THE SOUL
/
IHtroductiott
Fteud always stres$es what gréat forcesÍareJ: ;in the mind, what
strong prejudicas bork against the idem of psycho-analysis. But hc
Deversayswhat an enormous charm thac idea has 6orpeople. Juscas
ít haseorFreud hihselíi
--Ludwig Wittgenstein
.]
o SECRETAOF THE SOUL Thc Ambiglous Legal) ofPs)cboanal)sis g
society(i8go-lgl4) when psychoanalysis
wasa sect and expressed
in an
H:::n,snxHH::: intensely charismatic âorm the then-new asÉ)irationsíor personal lide; part
two coversthe period between the world wars(tgig-i939) when it supplied
a kind of utopian ideology accompanying the rideof the large corporation;
pare three covers rhe period after World War ll (i945i976), when analysis
was integrated into the Keynesian welEarestatusbecoming, in beber's
phrme, a "this-worldly program ofethicai rationalization."
Just as men and women did not embark on the transition from agrari-
anism to industrial capitalism for merely instrumental or economia reasons,
se in the twentieth century they did not become consumersin ordemto sup-
ply markets. Rather, they separatedfrom traditional Eamilial morality, game
up their obsessionwith self-control and thrift, and entered inca the sexual.
ized "dreamworlds" ofmass consumption on behalfofa new orientation to
personal lide,'Psychoanalysiswas the Calvinism of this shift. Just as Jesus
gathered the early Christians and Cromwell gathered thel Protescant
'Saints," Freud brought his íollowers together . unto a charismatic seca.
RaEherthan sanctify the family, however, Freud urged chem to leavebehind
their "Eamiliesl'---thearchaic imagemof early childhood--not to preach but
to develop mare genuine, that is, more personal, relations. Over .time,
Freud's disciples went through the familiar Weberian cycle of idealization,
rebellion,udissemination, institutionalization, and routinizacion. Ulti-
mately, analytic charisma was adapted to a conÉormist culture, and to the
mother-centeredideologias of the Keynesianwelfare skate.But in its heyday
men and wamen used it to complicate, deepen, and radicaliza the three
emancipatorypromisesofmodernity.
Somedrew on psychoanalysis,.first, to help recâstthe promise ofauton-
omy. Originally, autonomy meant the freedom to decide the diKerence
between right and wrong âor oneselÊ instead offollowing a path ordained
by birth, custam, or class.Although prefigured in the great philosophical
and religious tradidons of every civilization, the project of autonomy was
6rst articulated in a universalizable way during the Europeanand American
Enlightenment, u Schorske rightly suggested. But the changes associated
with the second industrial revalution expanded its meaning.nNo 1onger
restrictedto the sphere of moralitB .ê11Eg!!gnly
now applied as well to such
extramoral experiences as creativity, lave, and- happiness. Psychoanalysis
was associated with this new, modernist idem ófpeESQwêl osed to
coral--autonomy. In their efForts to grasp why suco autonomy was se dif-
ficult to achieve, analysts devised such concepts as ambivalence, resistance,
and the deGenses.Yet, they also fostered,the misleading idea that autonomy
wassimply a self-relation and not a socially grounded possibiliy
,. S IC KBT'B:. O P!?THE S O UL TbeAmbigüousLegal afPs)cboanal)sis w
patriarçhal arder. Sometimes in uneasy alliance, sometimes in confiict with
aesthetic modernism, surrealism, women's emancipation, and socialism, it
acceleratedthe demite of already frayed Victorian ideologias of character,
fender, and sex. In the conservative democraciesof postwar England and
the United States,in contrast, analysisplayed a quite diüerent role, con-
tributing to the medicalization of psychotherapy and the psychologization
of authority. In the first case,it was a force for democratization; in the sec-
ond, an agent of social control.
In general, then, the second industrial revolution spawned new experi-
entes of personal bife that complicared and radicalized the emanciparory
promises of modernity. But it also encouraged psychologization, an empty
consumerism,and refamiliaJization. Psychoanalysis,as the Calvinism of the
secondindustrial revolution, was at the heart of this ambivalente. On the
one hand, it freed individuais [o lave more refiective, hller lives, enriched
the ans, humanities, and sciences,and deepenedan understanding of the
trust and solidarity on which political progress dependa. On the other hand,
it wasabsorbed,transfigured,and ultimately consumedby the sociology
and culture ofpersonal lide to which it originally gavecriticamexpression.
Tais book recounts that ambivalent trajectory.Situating the history of
psychoanalysisin the context of the second industrial revolution, it covers
what may be called ehegolden ageofpsychoanalysis,its classicalepoch, and
ends by explaining the declina ofanalysis that began in the ig6os. The ig6os
and i97os witnessedthe transition from massproduction to a globalized
service- and in6ormation-based economy. Accompanied by Ear-reaching
attempts to repudiace the Enlighrenment fazlf caurr, this "third industrial
revolution" changed the way in which personal lide was understood. Its
intrapsychic--private, infernal, and idiosyncratic---characterfaded in
importante as it became politicized and increasingly subject to cultural
manipulation. New conceptions of the selfemerged, alternatively more nar-
row[y rationa] and more expressive.Much of the charismaofpsychoanalysis
entered indo such new cultural 6ormations as identity politica, Lacanian cul-
tural criticism, and second-wave Heminism. All that had been suppressed
within psychoanalysis--visuality,
narcissism,the body--now camaunto
prominence. Psychoanalysissurvived, but it was no longer a charismatic
force. In its day it had hem together at least three diüerent projecta: a quasi-
therapeutic medical practice, a cheory ofcultural hermeneutics, and an ethic
ofpersonalself-exploration, one that wasimbued with the devotion ofa call-
ing. These split apara.The age of Freud came to an end, but aswith all great
llX RH Ih ili.:n: upheavals, it continued to shape everyday lide as well as the landscape of
intuitions, dreams,and shadowy memories that we all inhabit.
Pari One
CHARISMATIC ORIGINA:
THE CRUMBLING OF
THE VICTORIAN FAMILY
SYSTEM
CbaPter One
THEÉPERSONAL
UNCONSCIOUS
n the modem West there have been two episodes of genuine, widespread
introspection: Calvinism and Freudianism. In both casesthe turn inward
accompanieda grearsocialrevolution: the riseofcapitalism in the first, and
its transformation into an engine of massconsumption in the second.In
both cases,too, the resultawere ironic. Calvinism urged people to look
incide themselvesto determine whether they had been saved,but it wound
up contributing to a new discipline of work, savings,and family lide.
Freudian introspection aimed to posterthe individual's capacity to lavean
authentially personallide,yet it wound up helping to consolidatecon-
sumer society. In both cases,finally, the turn toward self-examination gen-
erated a new language. In the caseof Calvinism, the language centered on
the Protestant idea ofthe soul, an idea that helped shape such later concepts
as character,integrit)ç and autonomy. The new Freudian lexicon, by con-
[rast, centeredon the idea of the uncanscious, the distinctive analytic con-
tribution [o twentieth-century personal lide.
Of course, the idea of the unconscious was well known be6ore Freud
publishedrBf /nferprfiaf/a afDrfami in 1899.Medievalalchemists,
Ger-
man idealist philosophers,:bandromantic poets had all taught thac the
f
As Schorske suggested,Freud formulated the concept of.fhe personal words) "twoâold more the children of heU." Contending that modernity
required "an anti-moralistic method," James and others commended "mind
unconsciousin respondeto a crisesin the nineteenth-centuryliberal world,
cure" and hypnosis as méthods that allowed individuais to relax their eüorts
view. This crisesbeganwith industrialization. Associatedwith the early hc-
at self-contrai.'
tory system, the #rlr industrial. revolution seemed to reduce individuais to
It was in the context ofthis division that Freud developed his idea ofthe
fàmous "haven in a heartless world"--the nineteenth-century middle-class personal unconscious. In particular, he was responding to the alternation
Eamily---againstwhat they viewed as "the petty suite and brutal.tyranny" of between "contrai" and "release" that characterized late-nineteench-century
psychiatry.'Ononelide, the tradition ofpsychiatry that descendedfrom the
the workplace. Heavily gendered, the Victorian worldview was in one pense
Enlightenment sought to restore contrai by strengthening the will and
prato'Freudian: it located the "trufaself" in a private or familial context :
Nonetheless, it viewed that context as a counterpart to' or compen.sauon ordering the reasoning processem of "disordered" individuais.'On the other
for, the economy--not asa discreteand genuinely personal sphere.The lat- sêde,a laser generation of "dynamic" psychiatrists and neurologista sought
to hcilitate "release"through hypnotism and meditation' Freud'sidemof
ter undcrstanding emergedonly with the çrumbling of the Victorian Eamily
ideal during the secad industrial revolution, amid the beginnings of mass the personal unconscious represented an alternative to bota positions.
Treating neither self-control nor releaseas a primary value, it encouraged a
production and massconsumption in the l89osl
new,nonjudgmental or "analytic" attitude toward the self The result wasa
-r To be sure, massproduction deepenedthe crisesin the liberal worldview
major modification of the Enlightenment idea of the human subject.iNa
6or example,by introducing the assemblylhe. But it algo revealedthe
i8 SBCRETS :0 F.:THE SOUL TbePersonatUnconsciom \9
everyday lide, such ascic# building and public health, were based on associ-
:l:B RI
choanalytic thought and practice.
ationist principles. So pdvasive was its influence that one philosophe called
associationism "the centir whence the thinker goes ouEward to the circum-
âerenceofhuman knowledge."'
Modem psychiatry,of which psychoanalysis
wasoriginally a part, was
bom out ofEnlightenm$nt associationism.Initially termed "moral" or psy-
chological treatment, it Waspremised on the idea that reasonwas universal
and therefore only a .prr of the mad person's mind was inaccessible.
Accordingly, the advoca+esof moral treatment sought to reach the accessi-
ble part. Rejecting the i:lolation of the insone and the use of coercive tech-
niques such as swaddliqg and chains, they championed psychological or
"moral" merhods, aimed at rescoring the individual to his reason.Not sur-
prisingly, the founders of modem psychiatry were all participante in the
democratic revolutions: :Thus, Philippe Pinel, the 6ounderof French psy-
chiacry,helped strike the chains oH'the menta]]y i]] during the French Rev-
olution, and Benjamin Rush, the íounder of-American psychiatry,signed
the Declaration of Independence.s
The psychiatristsof the Enlightenmentaimed to cure Tfolly"or mad-
ness,by which they meant a disruption in the reasoning process.Accord-
ingly, they described the goal ofpsychiatry asthe reordering of associations.
At first they experimented with external regimes or asylums in the hope that
an inner arder would come [o mimic an externas one. Soou, however, they
beganto realize that there was more to the dynamics ofcontrol than could
be accounted for by treating control as a function of an ordering environ-
ment. The great discovery made by nineteenth-century psychiatrists, one
chat began to undermine moral treatment, .was that auchority was per-
sonal--the primary instrument availableto induce arder in the disturbed
individual's mind wasthh doctor's own person.ÓThus, Benjamin Rush gave
a series of tules to the dhysician entering the chamber of the I'deranged"
"catch his EYE, and look him out ofcountenance . : . there are keys ió the
eye . .,:. A second : mean#Hof securing .i. . obedience . . «shouldtbe by his
VOICE. [Next,] the COUNTEN.\NCE . . . shou]d be accommodated to
the stateof the patient's Inind and conduct."7
In spite of their discovery of the psychological character of authoriq,
Enlightenment psychiat+istshad no concept of the unconsciousas a sphere
of idiosyncratic individualiqc. Their single goal was to [estore che individual
[o rhe "normal' reasonidg processescommon to all membersofthe human
communiW. In the first hall of the nineteenü century, however, two new
developrnents began to çransform Enlightenment associationism: romanti-
cism and the "somatic Áódel," or the emphasis on heredity. Both stressed
TbePersonaí
Unconsciow:?* z\
zo SEC RETS 0F T H X.'SO U L . f.
Freud'stime the somaticmodel, in which lesionsin the nervoussystem
the idem,lacking in associatianism,that the mind itsclt was a shaping torce
explained hysteria and other "neuroses," was the dominant theory among
psychiatrists.
For all the impact of romanticism and phrenology, midcentury psychia-
rry retained the original Enlightenment goal -of moral treatment: to adapt
the individual to the universal laws governing the associationof idem. The
parcicu[ar qua[ities ofan individual psyche were of]ittle interest to psychia-
trists, who followed Enlightenment precedent in valuing the universal over
the particular, the rational over the emotional, the communal over the pri-
vate, and the permanent over the transient. The momentary, transient, and
fügitive experiencesthat Baudelaire defined in i859 u being central to
modernity had little or no place in the psychologiesthat developed in the
wake of the Enlightenment. Even magnetism did not challenge tais orien-
tation. On the contrary, by reducing individual to objects in order ta make
them subjects, it retained Enlightenment psychology'sideal of arder, evên
© it revealed the tensions within it.
the "neuroses," histeria was the most important, not only because of its
prevalence but ako becauseit manifested itself in physical symptoms such
as pa'alyses or fainting spells that could not be correlated with any known
anatomical or neurological lesion. Casting doubt on the somatic model, it
those of scientists, researchers,and professionals. m; seemedto compel a psychological explanation.:3
Charles
lla.LI Darwin's
n& i859 Or@f/z
VnW// = a afSpecles,
J X followed twelve yearsHlater
R/qby his .4]1ofthis would have remained a mero episodein üe history ofmedicine
had not the outbreak of the neurosesconverged with the larger social trans6or-
mation ofthe eamily and society üat arose with the second industrial revolu.
tion. When, in the precedingperiod, the Êamilyhad hnctioned asthe unir of
production, it had grounded identiy in socially-recognizedand established
Foles,including men and women's coinplementary labor. But üe transGerof
production from the household to the oMce and corporadon psychologizedand
inda«id-«lied Emily lide.Childhood,-ne to be understoodH a füny sepa"t'
stageofli$e at the sometime that men and women were attempting tó develop
rms of relationship, no longer mediated by Êamily-basedproduction.
Meanwhile, the young were emancipating themselvesfrom local communities
and:6romtradicional Éormsofdependence, and urban lidewasgenerating a new
largelysexual,excitement. Suco medical terms as"hysteria" "invert," and "neu.
rotic" inscribed themselveswithin a new linguisdc landscapethat aJsoincluded
"dando," "flaneur," "avant-garde," "dude," and "young Turk." The main term
of the subconscious enEeredmedicine. There it came to re.fer.to the "lower'
l:H$ÚHiiK:ii
used in describing the füll range ofnew modem experience was "nervousness.
George Beard,who propounded the ârst medico-psychologicaltheory
of nervousnessin i86g, explained it asa respondeto the overstimulation of
modem lide, asrefiected in railroads, electricity, women'seducation, and rhe
11 scious,u did catalepsy,sleepwalking,hypnotic trances:automaticwnung,
and fugue statesor absences.As a protopsycholagical eftort to grasp pn"li
sensationsof city streets. Paul VãJéry explained it as a symptom of the
tive" or nonlogical thinking, the medical idea was intrinsically connected groxvEh
of the "delirious pro6essions,"
by which he meant thoseproíes;
sions---:suco as teaching, law, or writing--in which one's principal resource
to the populm notion õf the subconscious as a transpersonal sphere to
was "the opinion that others cave of one." Baudelaire extolled the "ner-
which the ego gainedaccessthrough meditation or hypnosis,aswell asto
the somatic modem,which by the i86os had demonstrated that some psy- vousness"ofPoe'swriting, and JosefBreuer, Freud'smentor, commented on
chical disturbances, notably aphasia,were the result of lesions localized in the overfiowing productivity" of the hysterical mihd.:4
the.brain or nervoussystem and causedeither by heredity ar by trauma. :{ Hysteria, the most prevalent expressionof nervousness,exemplified che
contradictions in the Victorian understanding ofautonomy or self-mastery.
The application ofthe somatic modemto the neuroses.and to the closely
1 Far from enloying the benefits of self-mastery, hysterics felt overwhelmed
1! related problem of "inversión" or homosexualiW- was the. seedbed,,within
lll which psychoanalysisarose.Neurologists coined the term "neuroses"in tne by their eüorts at self-contrai. Alice Jades, for example, describedher hys-
eighteenth century to signi$ an overly sensitive or irritable nervous system, teria as a lifelong struggle to get tive minutes' rest. Only through hypnosis
but the term had beenlittle used, Betweení869 and i873,.however, its usage had she learned to suspend, at least for brief intervals, :'the individual warch
dog, worn out with his ceaselessvigil to maintain the sanita ofthe modem
complicated mechanism.":s in its association with overexcitement and the-
atricali% on the one hand, and wiEh passivity, on the other, hysteria con-
vergedwith "femininiEy,"which the Victorian ageopposedto autonomy.
Tbe Pepsona! Unto»seio%s
,b. SECRETS 0F THE SOUL
q M
and Sigmund Freud." it was these last who transformed Charcos's ideal
nto a dynamic theory of the subconscious,one that nonethelessremained
The house in whiçh Sigmund Freud was bom
prepsychoanalytic.. in 1856ia rural Moradia
F.eud was boro in t856 and came of age at some distance from .the great
l fiam the start. He took ave courses with Franz Brentano, a lapsed Catholic
urban centersof the second industrial revolution. He was a second-
priest and a founder of phenomenolog}, who had come to Vienna in i874
generation easEernEuropean Jew, whose ancestors had relocated from lande propounding an empirical scienceof consciousness. Freud mainrained a
hliiã: :ã=::n.::;: \ Jt 4n
ern Poland, .the poorest region of Europeên Jewry, to settle in Freiberg, a
friendshipwith Brentano outside the university and dependedupon him
6or work asa translator, but he did not share the philosopher's religious aims
and eventually broke with him.'3
cown of about ave thousand inhabitants set amid meadows and forests in
Freud's education was algo shaped by scientist-teachers suco as Ernst
Mloravia. His mother, Amalie -Nathansohn, Jacob's third wife, algo emi-
Brücke, who laser oversawhis laboratory research,and Theodor Meynert,
grated from Galicia: in i859, when. Freud was three, businessfailure forced who supervised him at the Vienna General Hospital. Themselves influ-
b'"'-- '-'to move to Vienna. The Freudsthereby joined the wavesof
enced by Hermann von Helmholtz, these men were involved in empirical
migranu--Bohemians, Moravians, Hungarians: Ruthenians, and Croats--
investigations into the processesby which we gain knowledge of the exter-
who were turning Vienna into the most multinational and polyglot city
nal world. In contrastto many neurologista,however,they did not aim to
In Europe,as well as the cita with the largestJewishpopulation outside explain the mind in physiochemical termo(an eüort eventually known as
Warsaw.
psychophysics and integral to academic psychology). Rather, they were
11 A railroad hub, a city of congested and unsanitary housing,; seventy-
neo-Kantianswho were redefining Kart's innate or a priori categoriesand
hour workweeks and a thriving prostitution industW-Vienna algoboasted
âormsof intuition" asevolutionaryproducts,outcomesof adaptationand
lil suco exemplaryEnlightenment institutions as the Parliament,Gity Hall, ofstruggle within nature.:4
and :the universiEy.Freud entered the latter in i873 as.put of.a dramatic
In i876 Freud abandoned the plan of a double doctorate and entered
inHux ofJewish students and Eaculty," Originally planning to take a double
Ernst Brücke's physiological laboratory, where he did researchfor six years
doctorate in zoology and philosophy, he had a deep interest in psychology
z8 SERRE.T'S ',OP. THE SOUL
FbePersonaLUnconsciousl
i l9
unconscious was an idée fixe or split-oH' idem located somewhere in the
lower or subconscious realms ofthe psyche, cut ofF 6rom the conscious ego,
inaccessibleexcept by hypnosis. 'William James summarized: in "the won-
derful explorations by Binet, Janet, Breuer, Freud, Mason, Prince and oth-
efs, of the subliminal çonsciousness
of patients with histeria, we have
revealedto us whole systemsof underground lide, in the chapeofmemories
of a painel sort which lead a parasitic existence buried outside of the pri-
mary fields of consciousness.:À . ... Alter or abolish by suggestion these
unconsciousmemories, and the patient immediately Setswell."3:
Nevertheless, the book did contam one idem that was truly new: óz:#ênff
(.4óu'f#r), an idemthat was connected to dynamic psychiatry's:emphasison
anima. In accord with standard neurological thinking, Breuer and Freud
viewed hysteria as a splitting of consciousness, a releaseof tension, a Êailure
of synthesis."The working hypothesisof SmZlfswasthat this splitting
reflecEedan excessof stimuli--more stimuli than could be dealt with by
consciousness. An event that could not be integrated indo consciousness
they called a trauma. But while the two authors agreedthat trauma caused
hysteria, they disagreed concerning what made a person iwire7dóZe to the
splitting of consciousness
or breakdownof synthesisthat followed trauma.
Breuerçlbelieved that if an event did not reach consciousness,}that was
becausethe hysterichad been in a susceptibleor hypnoid state(a ligue
skate)when the event occurred. A predisposition toward a state of lessened
psychological tension, he maintained, was hereditary. Freud, by contrast,
believed the splitting occurred because the hysreric úl#;ndr# against aware-
nessof the traumatic event; he believed, in other words, that the splitting
l was motivated:?}
Freud'semphasison de6ense
wasthe threadthat led to the ideaof the
personal unconscious. Dependent on Breuer for a long time, Freud became
increasinglyunhappywith what he look to be the older man'seRortsto
dampen his enthusiasm, andFwith Breuer's attempts to [orgive Freud's
financiamdebts. Another source of tension was Freud's conviction that the
causesof hysteria were always sexual, an idea that is barely mentioned in
S dfe /# .flbsr?r/#but that lay behindFreud'sinsistenceon deeense.
'What
enabled the break, however, was Freud's intensifying friendship with Fliess.
At first, although-Fliess was two yearsyounger than Freud, he was the dom-
inant figure in their new twosome. He tolerated and even encouraged
Freud'sgrandioseambidons and servedas Freud'sdoctor at a time when
OJJlnllljlS Freud and Breuer published ave caseitudies ünder the title Siü-
Freudhad death 6earsand tried to stop smoking. Freud called Fliess
"teacher,""the only other, the a/lm" pro6using that "I can write nothing if
l bate no public at all, but l am perÉectlycontent to write only 6oryou."H
Tbe Personat U enscieas
en SEÇ.RELI'i.S. 0F%ãTH.E ,SO(JL
$ilKi:ÜÜ.=
çiiixi
%H:
Commentingon a first attemptto skeçcha theóryof the psyche,he brote
Fliess:'hall [was trying to do was to explain defense,but just try to explain
something from the very core of natural l had to work my way through the
Sigmund;Freud's i885 +isidng Card
problemofquality, sleep)úemory-in short,all ofpsycholog)r."37
Trying to
think through the meaning ofdefense 6ocusedhis energies.In an 1895letter
he informed Fliessthat his characterwassucothat he could not lavewithout
others, and the concluding chapter, which put forth his most original ideal.
"a consuming passion:i . . a tyrant." "I cave found my tyrant," he contin-
His ability to completethe book dependedon Fliess'sreceptivityto his
11 ued;"mytyrantispsychology."'' « ? \';'©:.:; - - , .' n;.-.:.. ideal.]When Freud finished the book, he algo ended his relacionswith
In July i895 he interpreted a dream ot his own tor thc nrst time. wnunB Fliess.4:
Fliessthat someday the eveDt might be commemorated with a plaque, he
may well cave dreamt the dream with a view.to ,jnterpreting it. In the year
,nd a half that followed, he wrote out a drlt of ZBf /nrrPreiaríon d'
l he greatest innovation of ZZe Zn/fr7rfiaüa/z (fDrf zmi lay in its subject: a
Z)rfami.}PYet he did not complete the book 6or three more years:He laser
sleepingindividual. In contrast to the active, rational subject ofthe Enlight-
explained the delay as the reguleof his "self-analysis," the:introspection and
enment, this subject has no accessto the external world. The ego nes in
mourning precipitated by his father's death in October i896. Whatever the
darkness; all stimuli crise from within.:..Only occasionally do perceptual
reasons,his Eather'sdeath uprooted him, awakening his past and prompting
him to surmise thaü the death ofa father was invariably the most signiíicant. stimuli--light, colar, figures, sounds, representational fragments--break in
upon it. The book'sthesis,heir to the eulier emphasison deeense
and not
event in a man'slide." The processos
of completing Zbf /nfrrPrfía//on of 6ormulateduntil i8g8, was that dreams result when wishes or worries left
Z)reais and ofcoming to grips with his father's death went on together.The
over from daytime experiences become associated with childhood memo-
book contains a theory of the mind and recorda the genesisofthe theory in
riesthat areforceful enough to disturb sleep.A single,overriding, biologi-
callydetermined wish ( Wnnscó)nesbehind everydream: the wish'ta remam
asleep.The dream protects sleep by portraying the dreamer'swish as fiil-
filled, but in a disguised6orm. Thus, the semanalwork announcingthe
culta íinishingwerelthe literatureircview which recountedhis debtsto
Tbe PersoKal UncoKscàous 33
ao SE CRETSbOF TH E 'tSO UL
$Hülnl HWB
ÜH X l;l$
leasing gauzein her nasal'caviy. Freud then compounded the injury by
insisting that her continuei symptoms were psychological. Laser,a seçond
operauon revealedthe truta. On the night ofthe.dream, a doctor friend of
Freud's had informed him that Eckstein was still not responding to treat-
ment. The dream was precipitaced by Freud's guilt and anxiety but algo by
his desire to triumph over numerous adversities.
amine--that Fliess believed was the basesof sexuality íloated before the
dreamer'svision. "lnjections of that sort ought not to be madese thought-
theories. In contrast to such bungling, the dream reíiects Freud's then-
lessly,"Frcud thought; "probably the syringe had not been clean.'':: 'l: ::.' .-;
The dream exêmplifies the workings of the personal unconscious. It ongoing effarts"to formulate his theory of the ünconscious. It has a tripar-
shows Freud transforming both early and contemporary events of his bife tite structure--hallway, Irmã's mouth, trimethylamine--which anticipates
unto a meaninghl psychical structure in an eüort to satis$' his unconsçi- his 6rst model of the mind: preconscious, unconscious, organic.l Freud's
ous wishes while slceping. On the most immediate levei, it is motivated wish to believe that sexuality was at the root ofthe neurosesmay have been
the deepestwish of the dream.4'
Freuds interpretatioú of the dream demonstratesthe way in which he
hadalready transÉormedthe outvrardly ordered, hyperrational, visual space
dreamer worries that his "thoughtless injeccion' is responsiblefor Manha's af the Sãlpêtriêre unto the infernal, dynamic, psychological, and linguistic
lll}l unwanted pregnancyaüd for his misguided experimentswith cocainea spaceOfpsychoanalysis. Nonetheless, the pach Eram intcrpreting a dream to
11 decadcearlier. At a deeperlevei, the dream refiects Freud's inÊantile ambi- developingthe theory of the unconscious still lay ahead.To fallow it, Freud
tions, his need to always be right. The medical figures are all incompetente hadto abandon the idea, intrinsic to .9wdzes//z Hyffrr/ and, indeed, to thc
Fliessbungled Eckstein'soperation and is now caught up in absurd sexual whole oflate-nineteenth-century psychiatry, that a particular went causeda
S E-CRETS OF THE S oul TbePersonalUncottsci05 3S
branch indo diverse nejghborhoods, suburbs, and slums; disconnected
archaeological strata; t4e--proliferacing fields of mathematics; chemical
processem;rivers, pasrur#s, and Éorests;the universe itself! the algorithmi-
cally generatedspacesof twenty-first-century üought. The unconscious, in
Freud's emerging view Wasa kind of infinite archive or classification sys-
[em; consciousness could bring unto 6ocus,.through perception) only some
ofits contents, and then only momentarily.47
Freud'sletters to Flàessbetweenl8g6 and l8g8 show his developing
conception of how the unconscious mind in general works. In December
i8g6 he informed Fliess fhat he was working on the assumption that mem-
ory developed by a pr4cess of stratification. Memory tracei, 6or which
Freud used such diverse terms as trace (Sp#r), breaching (.Baón#ng), sign
(Zr/róen), and transcription (ZI/mirór@), were subjected to "rearrangement
in accordance with fresh circumstances . . . as it were, cranscribed..'3.What
specificuaunu.
distinguished his theory from thaE ofhis predecessors,Freud explained, was
the thesis that memory is present not once but several tomesover."'8 in
other words, memories derived.:their meanings from being connected to
other memories and not from the evento from which Eheyderive.
In 1897FreudsenoFliessa drawingof the architecture
of the mind;
an accompanying letter explained the diagram. Consciousness,indicated
by the small triangles, was perception. The Roman numerais indicated
"scenes." Some were accessible directly, "others only by way of fantasiem set
up in Êont of them." The higher Roman numeraisreferred [o leveis of
decreasing accessibiliW. The leis "repressed" scenes came [o light first, "but
only incompletelyt} on account of cheira association with the severely
repressed ones." Analysls had to proceed by "loops" (indicated by the
Arabic numerais); "Fantasiemare formed by amalgamation and distortion
analogousto the decomÉ)ositionof a chemical body which is compounded
with another one." A fragment ofa visual scenecombined with a fragment
of an auditory anel:The leftover fragment "links up with something
else.Thereby"--a key observation--"an original connection has become
untraceable."4P
Freud'searly actempt to çonceptualizethe unconscious (1897)
Here, then, was a step toward a new theory of the unconscious, neither
asa disturbance of reason nor as a split-off idemconnected to the lower
reachesof the hervous bystem. As Freud took this step, he encountered
Somethingthat would rejnain at the center ofpsychoanalysis rhroughout its
history,namely, the idea ofresistance. A dream, he beganto theoriie, was a
compromise between wishes and the rei/ria/zcf to revealing those wishes.
Sincethe writing of the book was a deeply personal attempt at emancipa-
Eionfor him, many of his dreams eocusedon his own resistances,as exem:
a6 SECRETS OP THX SOUL ThePersonal
Unconscious ..
plified in his reladonswith his Eatheror Eathersubstitutes.One recordahim
giving a deceaÉed
fiiend a piercing look ünder which the fiiend m»Ited
away Tais dream reversedan expericncein which he gamelate to work and
was humiliated by the accusatoryshareofhis supervisor, Brücke. In another
=iSRH==1'Ê :: :::::::
calling unconsciousthinking "primary," Freud had in mind that it
üeam, he saw his Eatheras a political figure among the Magyars; it made prcceded secondary-process or conscious thinking in the cvolutionary con-
him recall how like Garibaldi his Eatherhad looked on his deathbed. A late
text. But he thought ofit as primary in another scnseas well: bcginning in
dream in which Brücke gave him the talk "of making a dissecdon of my inÉancy,.it was associated with the motivational core of the individual.
own body, my pelvis and lega"suggeststhat even his project of self-analysis .Accordingto Freud'seorhulation, the dynamicsof the persona]uncon.
wasan act ofpiety. Oüer dreamsreíiected larger, policial concerne.In one: lcious took shape,when early experiencestransmutedthe instinctually
1' ovoked by seeing a Zionist play by Theodor Herzl, Freud saw himself driven, unmet needsofinEancy indo w/sóis.The wishes ofchildhood. more-
depressedand almost in tears: "a female figure----an attendant ar nun-- over, were immortal; a siap sufFeredby a three-year.old child retained its
brought two boys out and handed them over to their fatherj who was not undiminished in the unconscious fify years latir. Unconscious wishes
elf."í' He interpreted tHs dream as concerned with; "the Jewish prob- were "the core of our being." They were the source of thc creativity that
lem, concern about the future of one'schildren, to whoh one cannot give a erupts in normal discourse and ofall mental intensity, that is, of the
country of their own, concern about educating trem in suco a.way that aüKt that addsse much weirdnessand unpredictabilit# to daily lide.While
they can move freely acrossfrontiers."s:Finishing the book ànd working everyday "entrepreneurial" worries provoked dream thoughu. only ineantile
through his resistancewent together.A responsive,nonpurposehl, uncriti- wishescould supply the "capital" thosethoughtsneedto createa dream.
cal skateoffree-Hoating attention wasthe prerequisite to the free associatión Freudls Irmã dream, for examplq took.chape when cveryday worries about
that wasnecessary
to recall, muco lesainterpret, a dream.Attaining that Eckstein éombined with inEandle Mshes 6or omnipotente and revenge.
skate,Freud wrote, meant taking the psychical energl' normally devoted to To be fure, many; late-nineteenth+century thinkers recognizc(i thar the
self-criticism and turning it to self-observation.'' mind does not merely mlfror reality but talher crcativelyorganizeiand
Between;March 8xand;'Marca io, l8g8, Freud had a dream that reorganizessigns that derive their meaning from their reladon tó other
announced his ability to complete the book by 6ormulating the theory of gns.Tais wu cspeciallytrue ofthose thinkers groupcd together under the
the unconscious--hehad written a botanicalmonograph,which he saw rubric "the linguistic turn,I':such as Stéphane Mallumé or Ferdinand de
lying open before him. The dream pivoted around a.childhood incident in Saussure.
But they lackedany conceptionof motivation. Freudwasvirtu-
which his father rebuked him for buying expensive books."Soar afterward
aliy alone.:jn supplying such a Conception. He argued that it. was unique
he brote the final, theoretical chapter of Z%e/nfePr?iafíon afDrfzz#fzi.He wishes and memories, 6ormed in the closest relation to one's parents and
was able to finish the book when he conceived of the unconsciaus as the
siblings, that drive the reconstitution of experience, giving k its personal
cn.aracter.}{}.{í t: ã iEd4 ifl:lê s, $ii:},:«ú{ ü. ;,, t. ;, ;
locus of dynamic, personal motivations arising in inÊancy: his core insight
inca modem personalbife. At first Freuddid not graspthe fuloimplicationsof this idea.When he
In contrast to preconsciousthinking--thinking that is directly available in6urmedFliess that he intended to title the concluding, theoretical chapter
to consciousness--henow describedthe infinite field of the unconsciousin of his book "Dreams and Neuroses," he made his first aplicit obsermtion
terras ofwhat he callcd "primary processthought." As he understood it, the that the somemechaóism--infantile wishesguided by primary-preces
primary processwasunbound and disorganized,in energiesHowing freely thinking..--underlay both phenomena.í3 Later he eitcnded the idca of the
betweendiüerent streams.Not logic, but suco mechanismsascondensa- unconsciousto explain clips of the tongue, jokes, daydreams,and works of
tion, by which lide memory traces were combined, and displacementl by art. All human products, he began to believe, arosc in. the uncanscious and
which the emotion associatedwith one traje was transferred onto another, fere subtiy revised and given representable âorm as they made thenlselves
consc10us.
governedits movement.The study of dreamshad given Freud a win-
dow inca primary-process thinking. The primary-process thinking that lay Even se, finishing the book gave Freud no immediate joy. "lnwudly,"
behind a dream wasabre to enter consciousnessonly when it toak on a
hewrate Fliess,"I am deeply impoverished, l have had to demolish all my
Tbe Personat Uncanscious Rq
l8 SE CRETSi'.0 FtüTH E S 0UL
casdes in the :air."S' Perhaps. Yet compledng it changed him dramatially. Ear- one's pltssive rendencies in check, keep one's will like a bow always
bens:theseall descendedfrom the CaJvinist idea ofthe calling. Like Calvin-
:=.==':=i.=:=1=.n:=H==:
::: .:::===.i;
= ism, psychoanalysisdirected introspection toward noninstrumental ends.
But whereasCalvinismi the secretphilosophyof the first industrial rev-
writing style; abandoning the persona ofprofasional ano-nymity, he began to
addressthe reader directly.sóCompletion led him to.reject his earlier posi- olution, was 6ocused on detecting any hino of the Devil in oneselfl psy-
tiüsm although nbt his lave ofscience. Unlike muco ofwhat later became psy- choanalysis, ;the secret philosophy of the second, sought to transmute
sometimes self-criticism indo self-observation.
choanalysis, which he always understood to. be tentative and
In its relationto both the Enlightenmentand the Protestantethic, ZBe
speculative Zbe Znfr@HEfün ofZ)rrúz7z.f
gave him what he alwayssought in
science: certainW. In his seventies, he wrate: "Whenever l began to have doubts /ni !vP fzaf/a ofZ)reagi refiected the optimism that accompanied the sec-
ofthe correctnessofmy wavering conclusions, the successhl transÊormation of ond industrial revoluEion. Personal lied was the outcome of an epochal
a senselasand muddled dream inca logial and intelligible mental processin advance:the socializationof production in the nineteenthcentury,which
the dreamer would renew my confidence ofbeing on the right track."s' relieved the Eamily of its most visible economic functions. Encapsulating
the possibilities of existencebeyond necessita,personal lidewas the site of
deep wishes and utopian imaginings, including the promise of releasing
F.eud publishei ZBe /nfnPrffada :afZ)reais in i899 but dated .it i9oo. women, young people, and homosexuals from the confines of the Eamily.
The book presageda new way ofbeing human, one that was psychological, Reflecting its deep, inner connection to such promises, psychoanalysis
interpersonal,andnonjud.
r'"'''' gmental,..All of...,
the new . .:....-.
-, fin de..'siêcle tenden- would be doggedthroughout much of its history by its intimate connec-
tion to utopian thinking. Nonetheless,
contra Schorske,Freud'sideaof a
cles separation-of the individual from concrete time and
release,the explo- dynamic, personal unconscious did not represent a retreat from the core
place, the new encouragementgiven to instinctual ..IJ. .L..:" ". values of the Enlightenment. On the contrary, as we shall see, in the new
tive force ofsexuality, the building up of complex inner worlds thàt in no
Soon to be
way reproduced an 'outer realiq'- were visible in its pares. conditions of fin de siêcle reality only a new conception of,pfxsonúé---as
:.rmed "modemism," this new way of being human would transform the opposed to moxaÉ--autonomy could validade individual strivings for free-
dom and happiness.
nineteenth-century liberal tradition. ;'h' ÍQ 3 ;v':i-' =, 'Fn :l "
"" To be sure, psychology had occupied a central peacein the bourgeois or What Schorske's perspective does accurately refiect, however, is that the
liberal worldview:, especially since the Enlightenment. Thus: psychoanalysis fin de síêclehopes for personal lide were premature. For the overwhelming
wasthe culminacionof;a long history.But in arguingthat instinctsor majority of men and women, the historic task was not [o deepenself-
drives,which existat the bounduj' betweenthe body and the mind, give understanding but rather to stabilize the working-class eamily and commu-
piseto psychicalwishesthat constitute the idiosyncratic and contingent nity. As a iarü/ possibilita, personal lied depended upon political and
core of our being, Freud remade Ehat history. The Enlightenment stress on economic conditions, including a democratic ethos and a securematerial
the autonomous, rational subject cave;«'ay to the modernist idea of a bases
for childhood.Theseconditionsonly óqan to existin the ageof the
unique individual, the product of a highly specificand::localized
hlstory, largecorporation that ÉollowedWorld War 1, and then only in a small part
driven by a complex setofmotivacions that could not be understood except of the world. Until then, psychoanalysis
could fiinction only as a charis-
m the context ofa genuinely personal,nonrep'oducibleinner world. 3 matic sect,confined to a small segment of the population: the educated
'ln moúng personal, unconscious wishes ta the center oíi psychology, middle classes,artists, and bohemians, and others with the freedom to
Freud was algo tacitly êngaging with a second stream of thought, whose experiment with personal bife. In this pense, early psychoanalysis exempli-
inHuence was at least as strong as that of the Enlightenment. This second íied the pathos of a new understanding available primarily to the few.
stream was Calvinism, which had given nineteenth-century psychology its An avatar ofwhat H. Stuart Hughes called the "discovery of conscious-
moral core while alsoinspiring what beber called the "spirit of capitalism." ness,"the efFortsduring the early years of the secondindustrial rwolution
Not merely''psychiatry,but the whole Enlightenment: identification ot to 6ormulatea éonception of üe active but not merely rational subject to
'with self-control, the injunction to harness one's energies, supplant the associationistpsychology, ZBe /nfev?rPlaüo/zofZ)reagi added
dO SECRETSóOF THE S OUL
mothers laid the bases6or men's autonomy. Gender difference also pervaded
the cultural order. "Failures" of autonomy, such as labor strikes, were coded
li as Geminine.When imperialista portrayed the globe as inhabited by a Éamily
of racesand peoples,"the Eamily"took on mythic proportions,while the
actual Eamilywas emptied of history.' in fin de siàcleEurope and the Amer-
icas, however, tais entire way ofviewing the world began to crumble.
The key sourceof pressureon the genderarder wasthe sair from a
commercial society to one based on mass production and massconsump'
tion. The first industrial revolution had inaugurated a century-long struggle
Gorthe materialprerequisites
of family bife:shorterworking hours,hous-
ing, sanitation, and social insurance. It moved the mother to the conter of
working-class eamily lide, while promoting what one observer called the
"waning of domestic monarchy."' in face,the working classespioneered
nearly all the innovations in the sphere of personal lide: birth control, the
sexualization ofstreet and café lide, Women'sopen expression ofsexual inter-
est.4With the' secondindustrial revolution, however,a new middle class
appeared.The economia surplus brought the lengthening of infanWI the
el.vation of childhoad, and the elaboration ofadolescenceas a new stagein Erma Goldman: sexual radical, new woman
the lidecycle. New 6emaleoccupations arosein shopsi oHices,schools, and muçhist (i9iÓ)
Even more than the new woman, the mate homosexual pioneered per-
sonal lide in the penseoflife outside ofl or not deíined by, the íamily. He algo
made explicit its sexualdimensions. The dando, the .#znezíBthe rake, the
fop, the man of peelingpreâgured the homosexual, while also anticipating
the fin de siêcle reorientation to leisure, receptivity, and cansumption.:'
Except for a few highly publicized exceptions,the figure of the lesbian
tended to jade indo that of the new woman, but an explicit male homosex-
ual identity emergedin the i8gos. The three i895 trials of OscarWilde
marked the turning point. Even ater severalyoung men tesEifiedthat they
had had sexwith him, his supporters found the charge inconceivable. "You Edward Carpenter: pioneer ofhomosexual
talk with passion and conviction, as if l were innocent," Wllde exclaimed to !iberation (c: iria)
the journalist Frank barris. "But you arr innocentl" cried Harris ín amaze-
ment.l"No," saidWllde, "I thought you knew that all along.""I did not
know " Harris replied. "I did not believethe accusation.l did not believeit enmentfeminism had maintained that asrational beingsmen and women
11 6ora second.I'j: sharedailcommon nature. The nineteenth-century middle classeshad
Just as the new woman rejected a sharp dichotomy between man and rejectedthat vim, insisting that men and women fere fundamentallydif-
woman, se the new homosexual rejected sexual dichotomy. Edward Car- 6erent.,Bota views restedon assumptiansabout women'snatura. By
penter, auEhor of the i8g6 Zopf Com/ng cfHgr, described his great leap of contrast, the new .woman;. aüd the homosexual presaged the unfolding
Joy upon reading Whitman and finding there a capacious altitude toward of personal lide. They aspired to relations whose governing norm was nd-
lidethat accorded
with hisown. RejectingHavelockEllas's
defende
ofhomo- cher sameness nor difFerence but rather individuality. Psychoanaiysis game
sexuality asa "sport," Carpenter termed homosexuality "perfectly natural, a expression to tais nora.
pari of Nature'sinfinite variety,the diversiy and richnessof which defies ThaEnorm, however was doubly utopian. First, individuality depends
society'scrude moral and sexual classifications." Eras was the great leveler; upon a securechildhood, freedom from want, shared cultural institutions.
homosexuality existed in all classes.InRuenced by the .Bóírgnz'azlkíí#, Car- rough social equality. Yet the gamehistorical eorcesthat produçed the
penter cited Krishna: 'Only by lave can men seeme, and knów me, and aspiration toward individuahty were undermining its social prerequisites.
comeunto me.''' In addition, individuality in lave could not fiourish widely in a period in
The new woman and the mate homosexual were only the most visible
which women fere denied suarage, excluded from higher education, and
Êgureson the new horizon of personallide.They made explicit norma of banned from many proâessions.Just as the emerging working classeshad
individuality that had a widef following. The result wasa deepeningof limited opportuniries âor autonomy, sa the sexualfreedom that gamewith a
the meaning ofwomen's emancipation, one that prepared the way for the genuineb personal bife was still a dangerous option Forwomen. This aware-
It
redefinition that occurred in the igzos. Centered on equal rights, Enlight- nesslay behind Mary Wollstonecraft's cautiously 6ormulatedwish that the
l
difference between the sexesbe confined to the sphere ofsexual lave; in the in nongenital impulses had given ride to suco terms as "líbido,'? "compo-
absenceof social equaliW-she herself had attempted suicida over one love nent instincts," "erotogenic zones," "autoeroticism," "orality," "anality,
aííàir and wasto die from complications following childbirth in another. ãnd. "narcissism.".Thumb sucking was considered a sexual expression.
Thus, the promiseof individuality in sexualand romantic lidewasp:ema' Fliess's1897book, i ZBr Re&fja7zS
.Bffwrf?z/Ée ]Mole nd Wbmfzz}Sm O/ga/zj,
tire. As a result, Freud's second contribution to modem personal lide, his presented sobbing and diarrhea, as well as infant bale erections, a$sexual
conception of a personal sexualiW-left an ambiguous legacy. acts.As we saw, Fliess taught Freud that inEantile sexuality was causally con-
nected to the neuroses.:5
ity. These dichotomies had pervaded discussions of hysteria. In Freud's arcadian. ' "lnvert"(Freud's original usage) was introduced .to replace the
milieu, however,the link betweenthe instincts and heterosexuality
was legalterm "sodomite."'' Kraat-Ebing's i886 /)gcÉopúrÉ/úSexo/,z#s,
ofiginally
being questianed. a brief study published in Latin, mushroomed to z38 case histories and
Sexologists,exponents of a new Êeld of study based on the application 437pagesby the twelfth edition in igo3, largely as a result of confessional
ofDarwinism to sexuality,pioneered the questioning. Havelock Ellis, lwan leetersseno to the author.'' Some 3zo publications about homosexuality
Bloco, Albert Mail, and Richard von Krafft-Ebing, Freud's colleagueat the appearedbetween i895 and igo5 in Germany alone.-s Maná attributed
University af Vienna, were the best-known researchers
; in the field.'+ in homosexuality's new prominence to the rise ofthe cities. In TBerlins Drittes
the l87os and '8os they developed three new limesof thought that weakened Geschlecht"(igo4), published in Dar mr ll ofZ,{#?//z /óe .BzgClg the sex-
the presumption of innate heterosexuality. ologist Magnus Hirschfeld catalogued the clubs, restaurante,hotels, and
First, the discovery of inEantile sexuality loosened the nes between sexu- bathhouses of gay men. .lwan Bloch's Z)aJ Sexo/ zZZfÓf/z z Jfrfr Zr/f(l9o6)
ality and the genitais and thereby weakened the idea that heterosexual studied the homosexual "vibrations" that emanated Eram ballrooms, dance
attraction was built unto the instincts. By the i88os, sexologicalinterest Hoors,cabarets,and cita screets."
48 SBCKX't.s op 'lnx se ul Gender, Sext4aliq. and Pnsonal Lide õ. q
11
argued that each individual contained male and female "germe.'?Krafh:
Ebing analyzed sadism and masochism in termo of the male's activity and
the femalc'spassivity respectively;both currents, he maintained, were found
in everyone.'4gamesG. Kiernan describedthe primates ás bisexual.'sOther
researçhersemphasized the feminization or masculinization of the opposite
#XHB:!a:!H:
ül@1l$
Fliesssincerestin bisexuality centered on its relation to periodicit»
the intermittent character of organic dwelopment He believed that all
11 $ex:men with breasts,women with facial cair.
urewasregulated by male and 6emalesubstances,to which temporal cycles
rn '#SE C RE TS 0 F TlíE SO.U L' Gc(taet, SexttaLit avia Personal Lifc S\
/nrfrPrfzaf/o ofDrf.z/pzi, Freud Éormulated an idem that rendered irrelevant
corresponded--twenty-three days for the malcl, twenty-eight . for the
female. Combinations of these cycles determined the lied cycle, including both the nineteenth-century concept of bisexuality and the assumption of
the moment of death.Teus, Fliess sawbisexuality ps an organic face. h fixed gender diüerences upon which it was predicated. The idea was the
personalunconscious.
At first Freud shared Fliess'sconception and sdught to use it to explain
was that there
hysteria. His working assumption, .he tom Fliess in í897,
were male and female substances in bota seres and that the male substance A,:;:, U' - :t;';b;' ,?; , =ç' :b' ''líFlf'rl;.i':l''4'!'i'
rlrter lormulatlng his tPeory of the personal unconscious, Freud stopped
«proiuces pleasure "'8 But as his thinking grei il+reasingly psychological,
trying to explain hysteriJLin [erms of a conflict between the masculine and
Slã'E=uf:i:=::1;=:J'=n:ll
ÇB Gemininesidesof the individual. .Althoughhe would continueto regerto
a:i::llüi:i:RHii01$
moved to an increasingly psychological conceptio+, .he continued at first to
bisexuality throughout his lide, he changed the term's meaning. Masculinity
and âemininity were no longer psychological currents 6or Frêud; nor did
he ever again use the diéhotomy between trem .asan explanation. Freud's
redeânition of bisexuality began when he started to think abóut sexuality as
think of masculinity and femininity as discrete psdchological currents.
distinct from fender.
Attempting to &plain hysteriain termsof majculinity and femininity,
Throughout much of the z8gos, Freud tended to deter to Fliess on the
ud brought the gender assumptionsofVictoria+ culture to a new levei of
Women's wariness of sexuality reHected their economia dependence on despiresome agreementon the levei of intellectual content, Mayreder's
men and their nes to the family. Accordingly, most women activists of the âeminism and Freud's psychoanalysis were at odds in daily lide.
time fere preoccupiedwith support 6ormotherhood. Ccrtainly, this wasa Freud was sometimes retrograde in his attirudes toward women. But the
high-priority issuefor the Catholic and socialist women's organizations that deepersourceof his reticente vis-à-vis Geminismwas that {he implications
rejected psychoanalysis. But even activista sympathetic to psychoanalyus ofhis work lay elsewhere:in establishing the autonomy of intrapsychic lide
sought to connect sexual emancipation with re6ormed conditions for and the irreducibly personal character oflove. For the women's movement.
women's mothering. A paradigmatic example was Greve Meiscl-Hcss, however, the nes that bound women to family relations needed to be loos-
Freud'smost important feminist follower in Vienna. Mêisel-Hess'sigo9 ened and re6ormed óegoPP
the fu]] range of women's desires,including the
book, l)jf Sex fZb Xrüe used Freudian ideas to ergue that patriarchy was füll range of women's bisexuality, could fiourish. Thus, 6eminism and psy-
based upon sexual repression." But unlike Freud, Meisel-Hcss argued that choanalysis were out of phase. Sociologically prematuro, Freud's stress on
sexual emancipation had to be based on women's economic independence individuali$ in lave was simultaneously attractive and problemadc. Yet it
and on social and economiasupport for motherhood. Similarly, Auguste was precisely the ."deconrextualization" of psychoanalysis--,-the separation
Fickert was the Viennese representative of Ellen Key, the Swedish educator of the sexualand the psychical from the social---tha{ gave it suco authoriy.
who propounded a "new love" basedsolely oH the "natural attractión of
man and woman to éach other."s' in i893 Fickert helped 6ound the General
Austrian Women's Association, which inspired ida Bauer's decision not to (=iven the eact that âeminism and psychoanalysis fere oút of phase, '&hat
marry. Fickert algo led in building thc Bund ftir Mutterschuez,which would be the implicaeions of psychoanalysisfor the relations between men
demanded social support for women's right to bear children under any-cir- and women? To answer this question, let us return to our analogy with
cumstances they chose. Freud was a member ofthe Band. Yet there was lit- Calvinism. As Max beber showed, the birth of capitalism was associated
tle in his writings that reflectedits politicasand materialist concerne. with a revolucionary
reappraisalof the role of women,basedupon height-
The reception ofpsychoanalysis algo reHected more concreto sexual con- ened respect Éor their labor within the Eamily. The second industrial rev=lu-
Hicts. Rosa Mayreder, cofounder with Fickert of the General Ausuian don, by contrast,promoted éiã:êam/ZüzZimdan,
or the piseof a persona]lide
Women's Association, called Freud "an outstanding dialectician" but a beyond the confines ofthe Éamily.To be fure, it was only after the ente of
monomaniac," and brote a book restating his Oedipal theories in nonsex- women into the ranksofanalysis, and the consequentreorientation ofanaly-
ual terras.Far many yearsher supportive husband, Kart, worked sine by sis to the role of the mother, that anal»is becameespeciallymeaninghl to
sido with her in the middle-class women's movement.5' After igiz, however, the messesof women. But dcEamilializadon: had ihmediate meaning âor
Karl suHered from severedepressions and bouts of. insanity, Together hus- men. It implied, before anything esse,a new consciousnessconcerning their
11 band: and wiEe consulted fifW-mne doctors, coming eventually to Freud. relation to their Éathers,and to other men.
According to Harriet Anderson, the leading historian of Viennesetemi, Moer he published Z»r /ni?r7xPaaf/a#ofZ)reagi, Freud 6ounded a small.
nism, 'Freud suggested that Kart's depressions were the expression of a all-mate group, :the Wednesday Psychological Society, which met in his
sensoof inferioriW in the faceof a strong, intellectual woman who domi- houseand eventuallybecamoltheVienna Psychoanalytic
SocieW.Com'
nated:her husband." Soon after, at breakfast her husband stated: "I cave pasêd. of ]ower-middle-club Jewish doctors, and expanded gradually [o
written my obituary. lt has thc heading: RosaMayreder's husband dead." in include studen [s fiam outside Vienna, the society was eHectivejy a Mdlzner
her diary Rosawrote: 'IAt first l laughedbut then l s&wrhat it confirmed ó#/zd a circle ofyounger men drawn to a charismatic eather figure and hnc-
Freud's vier that he suüers fiam my personaliW because l suppress his mas- tioning u an alternative to convencional domesticiW.As was oHtenthe case
culine prerogative. :b . If l had to admit that, it would be the ultimate mar- with suco groups, the psychoanalytic MZn eró /zZ mobilized the passive,
yfdom for me, the completeloasof everyüing «'hich madeour bife dependent, and homoerotic Éeelingsof its members. In that context, Freud
11i
together valuable." Anderson glossesMayreder's phrase.'masculine prerog' continued to work out the implications of his rejection of ninereenth-
avive" as "the need of men to feel superior to women."ss Be that as it may- century fender psychology. The result was a series of new case studies, all
l
ç8' SECKET''S' OP, THEÊS 0UL Ge7tder,Sen alia), arü PersonatLife S9
of whose subjects were men. Aimed at elucidating general psychical pro- works as Gustave Caillebotte's i8g8 painting of a naked man caught Eram
cesses
yet unwittingly taking the mole asthe norm, thesestudiescan be read behind, his ânus refiecting opennessand frailty, while his pasture reflecte
as explorations of men's bisexuality in the context of the dawn of personal srrength, and Franz Kafka's lgiz "The Judgment," whose hero is driven to
liÊ his death when his Eatherimitates his son'sfiancée: " 'Becauseshe lifted up
Classicalbourgeois liberalism of the sort Schorske valorized had set its her skirts,' his eatherbeganto fiute 1. .: and mimicking her he lifted !his
ideal of. masculinity against that of the aristocracy.'Whereasthe aristocracy nightshirt se high that one could seethe soaron his thigh from his war
esteemedphysicality and marcial virtues, liberais equated mascultnity with wound, 'becauseshe lifted her skirts like this and this yõu made,up [o
ninfa-
.eason,loyaly to the domesticEamily,and self-control.By the late , .
hera' "õ' These and other early-twentieth-century works fere concerned
:eenth century, however, the rise of ehecorpo'ation and the declina af pri- with male vulnerabiliey, but not with homosexuality as the terá is under-
vâte productive property had shaken the meaning of masculiniy by srood today.
weakening the band betweenfather and son. Many regarded this as a loas. Men's vulnerability in relation to other men was hardly unknown to
Basal Ransom in Henry games's ZBe .Boironiani complained that "the mas- Freud, as we have seen.After completing ZXf /n/el7lr?zaf/onofZ)rf.zms,he
culine tomeis passingout of the world."só When Charcot first encountered wrote Fliess:"No one can replaceÊorme the relationshipwith the friend
z#zaühysteria, he noted that his patient behaved "just like a woman." Tais is whicha special-:--possibly
Éeminine--sido
demanda."
ButçÍ
in igio he
something, he added, "that has never entered the imagination of some peo' in6ormed his disciple Sándor Ferenczi that he no longer had "any need to
ple."s7 Neurologists commented on young men's "weakness,?' which they uncover [his] personality comp]ete]y. . . .: lince F]iess'scase. . . that need
attribuced to their inability to refr4in from masturbating, the telltale symp- hasbeen extinguished. A part of homosexual cathexis has been wichdrawn
tom of neurasehenia.s8 Suco neolagisms of the i8gos as "stuffed short," "com and made use of to enlarge my own ego."ó3.Asin this passage,Freud often
Geet,':and "sissy" reflected the widespread perceptioó. that masculinity was used the term ".homosexual" tó describe men's passive wishes in regard to
in declina,.Boy Scouts, the Olympics, and college athletics were among:the er men: and especiallyin regard to what came to be known as"Eatherfig-
antidotesproposed.SP ' di .$htÓ :;{3 ,; ,1 ;üaÜliuJ !C;z'H . ura." But he did not mean an a#uZrsame-sexobject choice exceptwhere, as
Recently, severalauthors cave assimilated Freud to those defending a in his study of Leonardo da Venci, he made that senteexplicit. Rarher, he
waning and embattled masculine ideal. Sander Gilman has argued that meant an lzt#anf/Zrwish, a boy's passivo, narcissistic, bisexual desire to be the
Freud was se fearful of being viewed as Jewish that he projected onto object of his father's lave.
women the identi6'ing marks (circumcision) and negative traits (emotional Such wishes, along with the deepening of individuality that can occur
lability and insinceriy) thacthe anta-Semiticliterature of the'time ascribed when men understand trem in themselves, were the 6ocus ofthe "Rat Man"
to the Jews.6'The result, for Gilman's 6ormer colleague Eric Santner, was (i9o9), "Little Hans" (igog), Schreber (ign), and "WolfMan" (igi5) stud-
an aggressively heterosexual psychoanalytic theory,' a "compulsive elabo- ies. In each caseFreud analyzed what he eventually called the "negative
ration . . ofthe se-called positivo Oedipus complex."': There is some truta Oedipus complex": the boy's identification :with his mother, which'leads
to these characterizations, but very little. The main point of Freud's case him to seekto win his Êather'slove through submission rather than through
studies was to reject the idea that being a man necessitated being in central. rivalry and achievement.
To be sure, Freud's subjects repudiated their passiveand submissive wishes. Freud'sÊrst casestudy after "Dou," the "Rat Man," which he wrote in
But that was the problem Freud analyzed, not the course óf action he igo7, wasalgohis first exploration ofthis "homosexual" dimension in men's
recommended. psycholog},. Ernst Lanzer, the patient, was a young lawyer who 6elt that he
, Far !from. aggressivelypromoting heterosexuality, Freud's casestudies had wasted years fighting against his own ideas. Fulo of doubt and confii-
with
were:;.early êxplorations of mole ó/sexuality, .concerned not only sion, he [ound it impossible to recount the simple story of his inability to
ambivãlence over object choice but also with boys' identification with their retu= a paio ofglasses sent him in errar. His greatesr shame was his excite-
mothers, and with their passivity and narcissisticsensitivity. In their back- ment over a torture he had read about, in which rats chewed indo a pris-
jjround lay a new awarenessof male vulnerability in the epoch of mechas oner'srectum.While he spoke,Freudfelt that Lanzerdemonstrated
a
nization. Freud's casestudies ater "Dou" should be read alongside such horror at pleasure of his own ofwhich he himselfwas unaware."'4
11 6o ''SE C RETS OP T HE SO UL
Gen&r,Sexmt&D
atd Persona!
Li$ 6\
Freud argued that Lanzer'smaddening and self-contradictary associa- becausethrough it he aimed to retrieve the epoch in which he had been the
ns would become comprehensible once they were understood asthe otn- object of his father's lote.
come of wo coRRiGEs.
The first was Lanzer'sconílict betweenloving a The last of Freud's studies of the "negativo Oedipus complex" was his
woman and laving his father. Tais conHict was hysterical or bisexual in igi4 account ofSergei PankejefE the "WolfMan." Pankejee a Russianaris-
exactly thc sente that Ida Bauer's was: it corresponded to a vacillation [ocrat bom in i886, broke down after an attack of gonorrhea.His fàmily
between mole and female objects. At a deeper stratum, however, lay a sec- consulted severalpsychiatriscs beÉorethey sought out Freud in igio. In
ond conflict-between.Lanzer'spusive wishestoward his Eatherand his childhood PankejeHhad degraded his older susterout of resentment of.her
rebellion against trem. A conRict between passivo and active aims, such ,as intellectual superiority. As an adult, he chore women whose education and
Lanzer's, Freud argued, "çan not be described as 'masculíne' or 'feminine, intelligence fere beneath his own. Nonetheless, Freud explicitly rejected
1.1 but it "can persist throughout bife and . .:: perm.anently attract a large por- the vier that PankejeH'was asserting his "masculiniy." Instead he described
tion of sexual activity to itself"ó} Lanzer's problem, then, was not that he PankejefF'sbasiç wishes n passivoand masochistic, derived fiom seeingor
had passivo wishcs. It was rather that to him these wishes signified "cmtra- imagining his mother having sex with his bullying eather.Like Lanzer and
tion " Not his wishesbut his attempt to repudiate trem led to his neuroses. Schreber,PankejeH could nat tolerate those wishes becausethey signified
Freud's ign account .ofthe caseofJudge Daniel Schreber continued this castrationto him. A man'swish to super or be htimiliated, Freud argued,
could be at least as powerful as his wish to dominate, and moreover was
logic« in lgoz Schreberpublished a memoir while attempdng to win release
from a mental hospital. The work attracted lide interest among psychia- more likely to be unconscious.Õ7
With such formulations, Freud eüectively cracked the gender bode
of nineteenth-century liberal culture. The case scudies showed that hav-
ing "passivo"and ''submissive"wishesdid not make a man a woman, ãs
the years,he felt his mateorgans retract, his beard and moustache disappear nineteenth-century psychology had seemed to suggest. Nor did having suco
and his height diminish, and he believed that he was being sexuaUyusedby wishesin relation to another man make a man a homosexual.Specifically,
IH his psychiatrist Ultimately, he "wholeheartedly inscribed the cultivation of hiswork implied that the "problema"--hysteria,
:passiviy,dependency--
6emininityon my banner,"admitting that he wasvoluptuous "Eramthe top rhat Victorians had assignedto women, to the working class,or to "infe-
rior" ori: "uncivilized" people were universal--and,: Tindeed, í'fere?i not
af my head to the foles of my lcet as is the case only in the adula 6emale
»66
bo problems at all but rather timeless characteristics of human psychology.
In ign Freud published his analysis of Schreber s case. As in the: case of Teus, the logic of the distinction between those in contrai (white business-
the Rat Maá, Freud did not explain Schreber'sproblem in termo of "femi- men and&professionals)band those-in need of contrai (women, blacks,
ninity.'; Nor did he consider Schrebcr a homosexua] in the senso that homosexuals,and Jews)began to break down. In a pense,Freud can be
Leonardo da Venci, for example, had been a homosexual. Instead,-Freud described as outing the white mole profissional's passive and dependent
wishes.
explained Scheber's experiente in terms of the judge's narcissism or self
lave, as it had taken chape in his early relation to his eather. Sçhreber had Here we see the force of Cara Schorske's emphasis on the introspective
had two breakdowns,only the secondofwhich had resulted.in hospitaliza- roots of psychoanalysis.Analysis was bom out of reílection upon experi-
tion. Both were provoked by blows to his self-esteem: a humiliating election encesof deâeat,loas, mourning, and withdiawal. It was not a heroic ethic.
loss in the first case ("Who is Sçhreber?" asked the newspap'rs) and a eãlure What was new in it, as revealed in the letters between Freud and his Gollow-
11 to: father children in the second. In!'Freud's interpretation,. Schreber's ers,was the emergente of a language çentered on recaem/z/ngthe universal-
attempts to compensate 6or these b]ows ]ed him .back [o his inEantile, nar- ity not only of dependency needs but of cear and vulnerability. "I con6ess
ctssistic i:elations to his Eather, whom he identiÍied with his psychiatrist. His chiato you with a struggle," Jung wrote to Freud in igo7; "veneration 6or
paranóia was a defende against tais early grandiosity: 'A man movesme" you is disgusting and ridiculous becauseof its undeniable erotic under-
became:'A man batesme." According to Freud, Schreber'sbeliefthat he was tones."ói "]l wish you] had tom yourself Eram your inEantile role to peace
a woman was not a worsening of his illness but a stop toward recovery, yaurselfnexoto me asan equal companion," Freud wrote Ferenczia few
62 SE CRE TSà1O F :TH E S O UL Geri&r, SexmLit) andPersana!LiÊ 63
yearslater; "I would rather Lave an independent friend but if you make Freud'sidea of a personal unconscious, and of a distinctively individual
suco diMculties, l will cave to accept you as a $on. "); íl:; :ã. M+ }., ; isí: .' constellation of sexual wishes that firsc take chape in relation to one's par-
enta, resonatedwith still broaderÊ.
currents. The Freudian unconscious
The deepestcontribution ofpsychoanalysis lay not in its ideal but in the
range of experiences it made available. Its early studies of masculinity appearedalong with such inventions as ehetypewriter, film, the moving-
pointed to the universality of suco experientes as passivity, vulnerability, picture camera, and the first mass daily newspapersread by bota men and
and, indeed, the dread ofcastration: These experiences.werenot alternativos women. The new media had, along with crime, two main topics: wars, suco
to reasonand control but rather their dark, neglectedcomplement. Far as the Spanish-American War, the Boer War, and the Moroccan crisis; and
from being especiallyappropriate[o the middle classes,:
then, in the lona sexual scandals,suco as the igo7 Eulenberg scandal in Germany, which
run psychoanalysishad the greatestmeaning 6or tbose who vete marginal- revealed that the kaiser was surrounded by a coterie of homosexuals, and
ized or excluded from the dominant $ources of power, .and onto whom the r88g Cleveland Street scandal in England, which concerned the discov-
these experiences had been projected: -those.confined to the Eamily; those ery of a homosexual brothel allegedly run by several lorde. Robert Musil's
who lived in the homosexual subculture, the Jewish ghetto, ;the ex-clave ZZf Man Wrgozlf Q ú#/lfi çaptui:edtais emergingworld by describingfin
urban neighborhood; those in conditions of exile, diáspora, and homeless- de siêcleVienna's eascinatian with Moosbrugger, a carpenter on trial 6or
ness.It is part ofthe irony ofthe history ofpsychoanalysis that thesegroups cutring up a young girl. "By what qualities did Moosbruggercausethe
receivedthe leastbenefit from it. Yet, as we shall see,in the long run the iate excitementand gooseflesh that for half of the two million peopleliving in
of analysis would depend on the powerless and the excluded, whose num- tais city amounted to p.ractically as,much as a Eamily quarrel?" the hera
bers at tomesincluded cheanalyststhemselves.-;'}.: :#$üi;!'ó Ol:'H . wonders. "ln the last resort all these casesare like a loose end of a thread
Like its approach to autonomy, the psychoanalytic approach to gender hanging out, and if one pulls at it, the whole tightly knit fabril ofsociety
look of a broader outlook and sensibility, one thac would lead in time begins to come undone."7:
outlook--
to a reformulation of the meaning of women's .equality. This
early-twentieth-çentury modernism--,was highly developed in Freud's
Vienna.While it did not assumeits hll statureuntil ater World War 1, a
common insistence on clarity, directness,and honesty ran through prewar
dressreform, architecture, philosophical work, and aestheticmovements, as
well as new forma of personal and collective lide. As the philosopher Rudolf
Camap later recalled, modernism demanded clarity everywhere but.realized
"that the fabril af lide can never quite be comprehended." it paid careful
attention to detail but sought to identi6' "the great lhes which run through
the wholé:"Z'
In describing sexuality asthe idiosyncratic expressionof the individual's
unconsciouswishes, Freud partook of this emerging modernist sensibiliW,
but he algo distinguished psyçhoanalysisfrom it. As we shall see,it was not
sexuality se muco as anne#?relzre--#he enfant'searly relations to authonty as
representedby the two parents--that Freud placed at the center of analysis.
That, as we shall algosee,wasthe reasonfor his insistente on the cearofcas-
tration. NoneEheless,transference was algo the key to the analytic method
becauseonly through the creation of the trans6erence could: the analyst dis-
cern the patient's "special individuality in the exercise of his capacity to
love--that is, in the conditions which he sets up for loving, in the impulses
he grarifiesby it, and in the aims he setsout to achievein it."':
l
AbsoQtion andMargtnaliD 6S
tered it. Beginning with romanticism, the artist had symbolized :the free
CbaPter Tbree individual who brought to socieq' not the peúormançe ofan assignedhnc-
tion but his or her own expressiveand emotional selfl During the second
industrial revolution, however, the culture industries began to integrate
ABSORPTION.AND artista indo mass-production-based entertainment Eactories.Avant-garde
artista resistedthis absorption by defining themselvesas unique individuais,
MARGINALITY geniuses," thereby encouraging elitism and obscurantism. Thus, artises
were caught between absorption and marginality.
Psychoanalysis encountered this dilemma in a particularly sharp form.
On the one band, there was pressure to con6orm to the norms ofthe escab-
lished pro6essions,especially medicine, and to accept a constricted notion
ofscience. (American ego psychology of the i95os was one outcome of this
pressure.)On the other band, to resist absorption meant [o emphasizethe
unconscious, sexuality, and the instincts, those dimensions of the psyche
that were most removed from everyday reality. Absorption and marginality
[[n ign] Wâ]tcr Lippmann]first] intloduccd us to the ideathat the
miüds of meti :were distorted by: ünconsçiaussuppressions. ll ;. weretwo hornsofthe gameimpossibledilemma,'ásin the caseofart. Either
There were no warmer. quieter, more intensely thoughtful çon- waB the critical dimension ofpsychoanalysis would be blunred.
versaeionsat Mabe] Dodge's [sa]on] than those on Freud and his In the early yearsof psychoanalysis, Freud and his followers had some
implicaticns. awareness
of this dilemma. As the products of a charismaticexplosion,
-Linçoln SteKens, 4 fa&/í2ynP/y Freud'sideal seemedto them to imply somethingmare or Qtherthan a
therapeutic practiçe, but chefe was no consensusas to what. Should psy-
choanalysisbecomepart af a branch ofmedicine (psychiatry, neurology), a
l ll tended to become alien in spirit and content ta its original insights. Where home, however, suggesting the early assóciationof psychoanalysiswith the
private sphere.
analytic circle began in ígoz when Freud senoout postcard invita-
tions to tour medical colleagues. Meetings were hem weekly in Freud's non-
find a creative way through. Since absorption would cave destroyed the descript, overcrowded, marginally middle-class home at Berggassetg, a dull
identi+ of psychoanalysis marginality seemedto many the better starting street that began at the Tandelmarkt, a Jewish fICa market, and ended, on
D01nt. í.i!$®:b?€3.;zUG $ :iJ;$i ÉP''' q-;3 :4'; *' " .. top of the hil!, at the University ofVienna.' By lgo6, there were seventeen
}n By World War 1, in any case,the core af analysiswas â small, marginal members, al] made, inc]uding Paul Federn, lsidor Sadger,Max Grau Viktor
up centered on: Freud. Far ftom destroying psychoanal»is, dle disci- Tausk,David Bach,Eduard Hitschmann, Hugo Heller, and Fritz 'Wittels.7
õ'--
pline'sinward-turnedchar crer shapcd . its
. preoccupation
.. . ., with authority,
.......-. its
.. Apara from Freud, the key figures were .Alfred Adler, an eye doctor, bom in
self-awareness,its tolerante for speculation, and its intellectual courage.At i87o, Wilhelm Stekel, a publicist and doctor from Czernowitz in Bukovina
thc sametime, marginality led to grandiosity, scapegoating, and division. (in today's Romania), and Otto Rank.8 Bom Otto Rosenfeld in i884, Rank
Freud himself.'however; never accepted the marginal status of analysis, and was a machinist by day and a writer by night when his doctor, Alfred Adler.
consistently sought to articulate the sçientific dimensions of the analytic tom him about Freud. Rank met Freud in igo5, became the group's salaried
enterprtse' secretary,and attended üe gymnasium and university at Freud'surging and
expense;
The composition of Freud'scircle reHectedthe shift in the makeup of
Muco of the response
to the first industrial rcvolutionhad beenpes; rhe middle classesEram skate-dependent civil servants to self-employcd pró-
simistic and reactionary,basedon idealization of the preindustrial order. Gusionals.In contrast to traditional intellectuals who identified with cen-
Respondesto the secondindustrial revolution, in contrast, .tended toward a ters of authority such as the church, court, and universiW, these men were
fuulre-looking optimism. The yearsbetweenthe turn of the century and ctars and writers. Their prestige come from their intellect and expertise,
World War l sawa dramatic contrast between an older order in which not from their social:standing. Largely: unafHliated with institutions, they
emperorsstill pretended to tule and a newer one in which the motorcar and resented the traditional centérs ofauthority and the moneyed interests asso-
lE
,i plane were pari of everydaylide: The result was.a terrific rejection.of the ciatedwitl}.them. Thus, Paul Federn, Freud's first secretary,describeddoc-
put and a proliferation of 'prophedc and utopian thinking, of ."arenas tors as an "intellectual proletariat."P Vicnna's Jews were ió the vanguard of
and agitation for the announced rcvolution,'t :of fxpressionists and htur- this shift Érom tradicional to what Antonio Gramsci hascalled organic intel-
ists. Narodniks and Bolsheviks, sexual experimenters and communitar- lectuals--intellectuals integral to the emerging system ofcorparate produc-
ians, avant-gardes, manifatos, and secas.+Psychoanalysis was bom in tais tion. By the i8gos, Jews were dose to the majority in law medicine, and
environment. journalism. [)isproportionate]y representedin commerce, manufacturing,
As we saw, its first expression, the Wednesday Psychological Society, wm and industry, underrepresented in agriculture and primuy-gaods produc-
a .A4Z7z?zfró
nd a countercultural alternative to the conventional family, tion, they weFecloselytied to the new arenasofpersonal lifb: urban devel-
resembled opment, the ans, and the proâessions.
organized around a charismatic. mala: As such, psychoanalysis
other charismatic, mole-centered circles in Vienna, including the Secession As Schorskeplausibly suggested,the tfaumatic disintegration af the
(Gustav Klimt), -twelve-tone music(Arnold Schoenberg), literary mod- nineeeenth-century liberal tradition in the face of the second industrial rev-
ernism (Arthur Schnitzler), Zionism (Theodor Herzl), and the group cen' olution wasone precondition 6orthe piseofpsychoanalysis. In Austria, doer
tered around Kart Kraus's satiric newspaper, Z)ír Xz#eZ. Edward Timms has an economia crash in i873, liberalism come under attack. Czech and Hun-
describcd these circles as "a condensedsystem af .micro-circuito.'?Circúts garian nationalisms challenged liberal principles, while anticapitalist and
overlapped: many ofFreud's early associateswrote for Dír far#e6 and Huno anta-Semitic peeling mounted. A úinority in a multinacional skate, the lib-
Hcller, Freud's publisher, organized the ârst exhibit of Schoenberg'spaint; eraiswere dcpendent on the traditional power struçture. Only rhe emperor
ings.sMost such circles met at the university or in café. Freud's met in hig prevented the seating ofthe populist and abri-Semitic Kart Lueger as maior
l
vn SE C*RETS 0 Fi:TlIE S QUL Absorption andMarginality 7\
ofVienna, and that only undl i897.:' Freudrespondedto Luegers rise,as (Irmã) was an associateof Karl Kautsky, the leader of the German Social
well asto the DreyfusaHair,by joining B'nai Brith. He steppeddown the Democrats, and the misterof Therese Schlesinger, a Social Democrat who
social ladder, from the medical and academia intelligentsia [o a stratum of was one of the first eemale members of Parliament.'7 These nes between
ordinary Jewish doctors and businessmen who, "if they could not, assist or social democracy and psychoanalysis refiected not only the politics of class
further his scientific pursuits, did not threaten or discouragehim..": it was but algoan interest in maternalist âeminism. In the long run, however,cen-
11 from this stratum that he recruited cheWednesday PsychologicalSociety. tral Europeansocialism was too closely lied to the defendeofthe traditional,
The fact that #ZZof Freud's early associateswere Jewish guaranteed that working-classfamily and community [o support the analytic focus on per-
sonailiâe.
psychóanalysis would remam marginal. The Jews were the racialized other
in European lide of the period. As the researchesof Sander Gilman and oth- In faca, autodidacticism and countercultural pursuits were combined
ers cave shown, the Jewish base, the Jewish foot, Jewish sexualiy,. the Jew- with a socialisc sensibility in early psychoanalysis. Discussions at the
ish language, Jewish "greed," and Jewish "disrespect" 6or commun:iti values Wednesday-night meetings ranged over such topics as Nietzsche's Erre
werê matters of obsessiveconcern for European doctors and social scien- Mama, the .woman question, the psychology of Marxism, and the sexual
tists. Even 'Charcos, who was breaking with racially based theories :af neu- enlightenment of children.:8 As in his university course, Freud required
rology, associatedJews with the neuroses, and his student Henry Meige every member to participate in discussion, the order determined by choos-
:racedthe "wandering"of the Jewsto their incessant
demandfor atten- ing slips from an urn. Ideaswere deemedcommon praperty, to be used
without citation. This they called "intellectual communism.":P
tion." The Jewish mate was algo ofcen feminized, as in Weininger's ascrip-
tion of the "W" factor [o women,homosexuals,
and Jewi. Excludedfrom Analytic marginality wassocioeconomicaswell ascultural. Vienna was
idealized êorrelations of masculinity with valor, supposedly imprisoned by a center ofEuropean psychiatry. The decriminalization and scienti6c study
ofthe "perversions"and the first chemical treacmentsfor mental illnessboth
the "hyper-trophy of the Jewish family," Jewish men were more likely to bê
cognizant of the passive,vulnerable, and "homosexual" qualities that lay originated there." But Freud was outside the psychiatric establishment,and
behind the masculine ideal. Under these conditions, the Jewish composi- his only contact with the university was through a coursehe taught without
tion of psychoanalysis guaranteed that all analysts regarded the dominant ply: He had neiüer jobs to dispense nor patients to reger.The marginality
culture as hypocritical--an assumption shared by all oppressedor margin: of analysis converged with Freud's oppositional persona and lifelong con-
alia:d groups for obvious reasons.As they saw it,: tnuch ofAustrian politica cerns about money. In i899 he wrote Fliess: "Money is laughing gas 6or me.
was a Eaçadebehind which the emperor and.the aristócracy ruled.. -{ ': .]. , l know from my youth that once the wild horses of the pampas cave been
Social democracy oüered one possible solution to the problematic social lassoed,they retain a certain anxiousnessÉorlide. Thus l game to know the
peaceof psychoanalysis. Austrian socialism opposed anta-SeMitism and was helplessness:ofpoverty and continually tear it.?'" in the last eight months of
lesseconomistic and more oriented toward cultural questions than most i899 he had only one new case.In May igoo he averagedthree and a half
socialist traditions.:' Many of the Original figures in Freud's circlê fere urs paid work per day." That someyear,one day doer his âorty-6ourth
Social Democrata. Alfred Adler's first book, Hrê/fÓ BooÉ#or fbe Za/Zor7}a& birthday and a few months after publishing ZBe/n/frprfiar/an cfDre.zmí, he
(i8gg), attacked inedicine for ignoring "social illnesses." Wittels met Freud would describehimselfas "an old, somewhat shabbyJew."3
out of a shared commitment to legalizing abortion, and made his nome by
attacking Jewish converts to Christianity as motivated by economic ambi-
tion :4 Another member, David Bach, organized Viennals workers' sym- l hough marginal in Vienna, Freud's ideal were seriously studied at
phonies, served as music critic for .4róelifr Ze/f ng, the socialist newspaper Burghõlzli, the prestigious asylum connected to the University of Zurich.
and advocateda Wagnerian communal theater.'sMany analytic patients Founded in the i86os, Burghõlzli had among its early directors such well-
vete algosocialists.Bertha Pappenheim(Anna O.) translatedMary Woll: known psychiatristsas Auguste Farei and Wilhelm Griesinger.Eugene
stonecraft's UZ Zlcaf/a afIAr Rzg&ísofWb/ isto German and founded Bleuler became director in 1898 and in a âew years transeormed it unto
the Jewish Women's Union (/ÜZficÓfr Fr móK/zd).:' Emma Ecksteió the 6oremost psychiatric teaching hospital in the world;noutstripping
l
reading Freud "as if old premonitions had become reality." Freud in turn
assured Pfister that "our eroticism includes what you cala 'love' in your pas-
toral care."37Even Freud's most.radical early follower, Otto Gross, come ta
him through Burghõlzli, where Jung treated him 6or drug addiction.í
admiration for you bota asa man and a researcher.. . my veneration far important than its cultural impact. Ultimately American analysiscometo
mean almost the opposite of the self-reflective explorarion ofinternal limi-
=';;j"=hnnKin:i;i;:si
complex,"! and Jones queried Freud as to who understood his theories best.
rations that characterizedits European counterpart.
An expansive,antinomian sensoofself had long beencentral to Ameri-
can culture.' Ralph caldo Emerson evoked its spirit when he described
As Hanns Sachaobserved, rivalry eor Freud's acclaim and approbation was himselfas "standing on the bare ground--my heacibarhed by the blithe air,
the mainspring of the movemenE'swranglings.47 and uplifted unto infinite space--all mean egotism vanishes."s' The 6rontier
Sometimes Freud verged on the seductive in exposing his vulnerability and mass democracy sustained tais sente of boundlessness, which coexisted
and lonelihess.When Abraham visited him in Vienna, Freud not only gave with seK.improvement, sexual prudery, and commercialism. By the middle
the younger man gins but Raid 6arhis hotel roam. In: lgt4, smarting, as we of the nineteenth century, American receptivity to the idea ofmental heal-
shall see,'hom his break with Jung, Freud wrote gratefully to Abraham: 'HI ing wasunparalleled in the world. In i86g the first purely psychologicalthe-
my lide l have been looking for.friends who would not explott and then ory of a neurosis, neurasthenia, was put forth there.
betray me, and DOWnot ür from its natural end, l hope.l have 6ound While many factors converged in preparing the way 6or psychoanalysis,
them."4; Pari of Freud's attractiveness cama from his ability to expose the American Eaith in mental healing received its greatestboost from the
aspectsaf his weaknessselectively "My prevailing mood," he brote Abra- sécond Great Awakening, the great evangelical Protestant revivals of the
çam during World War l, "is powerlessembitterment, or embitterment at nineteenth century that sought to revitalize America'sCalvinist or Puritan
my powerlessnessir'Regularly, his letters vete preoccupied with money and rootsl Although aimed at temperance and the strengthening of the work
with aging.:"I didn't answeryour last letter," he mendoned on another occa: ethic, the revivals were accompanied by the development of such secas
sion,because"I wastoo angryand too hungry."'POn his fiftieth birthday as mesmerism and Swedenborgism,and by the thought of influential
his closest admirers presented him with a medallion inscribed with a quota eccentricslike Phineas(2uimby, who preached the power of words to leal
from OfaryPwf
Rm.-"He divined the famous riddle and was.amost mighty regardlessof their content. The result was a widespreadAmerican belief in
man " They called him "Professor,"-though his real title, professor extraordi- the "subconscious," the impersonal or superpersonal mind, which, as wê
11 nary, méant only adjunct instructor. An unspoken penseofFreud as a weak, saw converged with pre-Freudian dynamic psychiatry. This beliefwas one-
aging, or wounded eather,a pensepropelled.by Freud s own self-perceptions sidedly optimistic. In the í8gos, asmaná Europeans turned inward toward
permeated his inner circle and set:in modon a -desireto protect him that p'ssimism, subjectiviq, and the world ofthe dream, Americana, inspired by
reinforcedthe circle'sdoomed search6orlegitimation. pouring in of immigrants, the growth of massconsumption, and the
beginnings ofAmerica's global hegemony,reafhrmed theirZon+iction ofthe
powerof the transcendentalmind.
If the circles centeredon Freud constituted one pele in the history of psy- By the time Freud's writings appeared, the belief that the subconscious
choanalysis, pro6essional acceptance and mass papularity constituted the could cure depression as well as somatic illnesses had swept Amerii;an soci-
other. As it turned out, the iate of the second polo wauld be decided tive ety in the form ofChristian Scienceand, more broadly, "mind cure." Con-
thousand males from the origens of the discipline. Psychoanalysis remained verging with American religiosiW, mind cure had:a, special appeal to
marginal to European psychiatry until after World War 11,when Americana women. Indeed, the founder of Christian Sciencewas a woman: Mary
brought it back to Europe, but it becamecentral to American éulture BakerEddy. EddX, likc Clara Barton (a Éounderofthe U.S. nursing profes-
almost immediately. The reason was the weaknessof traditional authority sion), Dorothea Dix (a reâormer of psychiatriç asylums), and Jane Addams
in the United Statesand the widespreadbelief in the power of the individ- (a 6ounderof the U.S. social work proÉession),had been sick when young
ual mind to overcomef'externas"diMculties. In that context, American psy- but then discovered her vocation and went on to lead a rich, healthy, and
choanalysisbecame intensely popular. As a result, it was caught up itl..a produçtive lide. By the i8gos, then, the American landscapewas home to a
processthat emphasizedpersonalempowerment,self-regulation,and indi- vasovariety of faith cures, 'mental sciencesiz'and "divide healings," which
vidual charisma.As we shall see,the actual practiceof analysiswasleis preached the power of surrender through meditation on such slogans as "I
78 SE(RETS 0F ' THEeiS 0UL Absorption andMargLmlit) .7q
11
am not body." The goal was to become "perfectly passive" to facilitate "the treatment of alcohol- and drug-related diseaseswith new therapeutic tech-
discovery and use of those inexhaustible subconscious powers which have niques. Warni.ng that nervousness was a way station on the road to insanity,
l:l their roots in the Infinite."s: What hem all thesecurrents together, wrote a they claimed specialexpertise in regard to juvenile delinquenq in all these
doutoral student at Clark University in i899, was the idea of suggestion, spheres,they worked systematically to có-opt mental healing while attack-
"the law that any idempossessingthe mind tenda to materialize itself in the ing its practitioners. As a New York phy$ician declared in i8g8, there was no
bod
0 reasonto allow j'an arma of irregulars to carro away the bestpatients írom
The mind-cure attitude went far beyondhealing. The."New Thought" our business.?:ss
movement, popular between1895and lgi5, taught that íinancial reward spreadofpsychiatry washrther abetted by the clergy in this period
dependsprimarily on "thç PersonalMagnetismof the seekerafter suc- in which church attendance was declining. Just as the social-gospelmove'
cess."s3
The someneedsthat drive the growth of mind cure drove the new menusought to make religion relevant to poverty, crime, and alcoholism, se
mass culture. Just as mind cure preaçhed the mind's ability to overcome minisrers learned the new medical terminology and combined it with reli-
bodily ailments, se the new culture idealized the individual's ability to ride gious advocacy. The two years preceding Freud;s Clark lectures were algo the
abate circumstances
through positive thinking, fiequently abettedby a high point of the quase-religious, Boston-based Emmanuel movem.nt.
conversion experience. Dome novels, amusement parks, movies, and sports which brought together doctors;and ministers in common pursuit of the
reflected immigrant and working-class traditions with important democra- new therapeutlcs.sóFamily doctors, too, began.advocating that "psychother-
tizing elemento. But they algo reílected the stresson mental solutions that apy,' asit would soon be called, be applied to the problems ofevêryday lide.
accompanied the revolution in massproduction.s' A small group of.Boston-based neurologists, psychiatrists, and psychol,
Again, it would be wrong to overstatethe contrast betweenthe United ogistshad taken up the study ofmental healing as early as the i88os. Partic-
Statesand Europe.American massculture, like American businessmeth- ipante included important infiuences on American psychoanalysissuco as
ods, was already beginning to permeate European cities, for example, in the JamesJackson Putnam and G. Stanley Hall,kleaders of noà-Freudian
l llil l form of imported American cowboy and detective stories, penny periodi- psychiatry such as Morton Prince and Bons Sidis, and ature critica ofpsy-
cals, gymnastics, cycling, and department stores. Nonetheless, .in contrast choanalysissuch as the psychiatrist Adolf Meyed"DÇ'illiam James, also a
to the steelfume of paternalauthority that still haunted the European member, was in some ways the most important Êgure paving the way âor
imagination, the individual--generally in the form of a business success, the American reception..of Freud. games attacked the attempts ofdoctors to
orts mero,or other celebrity--was at the center of the democratiç imagi- monopoliza mental healinÉ, criticized the positivistic presuppositionsofhis
11
nation. Mind cure, with its emphasison psychic power, was ideally suited fellow proEusionals ("old.fogyism," he wrote, seemsto begin at the ageof
eor democracy.Whereas nineteenth-century psychiatry had fünctioned by twenty-ave), and argued that the future of mental healing would depend on
excluding and isolating those deemed "mad," mind cure stressedthe uni- popular movements, especially women's movements.szHis i89o / nrip&r af
versalityof the "subconscious." in tais way, mind cure's language, codex, /Vfóa/a&7 çhaUengedmind-body duàlism and thereby hrther legitimized
and explanatory schematahelped crente a consumer market, an audience, mental healing. As we have:seen,.;his::
igoi UanfüfJ afRf/ZWazlJAPTHr/2rr
and intense interest in Freud. describedmind. cure approvingly a$a break with Victorianism, arguing that
The widespread belief in mind cure did not go unnoticed by doctors relaxation should supplant intentness.s8 .i,.} m!)t.kv .l} E,;snü.} ' "P'
and other professionals.Large-scaleimmigration and uprooting had cre-. With the support ofsuch luminaries, psychiatry quickly absorbed men-
ated a need for new 6orms ofclassification, ordering, and the adaptation of tal healing. The first American advocates of "p!#chotherapy," Morton
the individual to contexts beyond those of immediate, face-to-facerela- Prince and Bons Sidis, were -followers of Pierre Janet, Charcos's most
tions. In the nineteenth century, individuais discussedtheir personal prob- important French disciple.s? in igo6 Prince Eounded ZBflo ma/ (ZfHÓ/zor-
lems with doctors, lawyers, and clergymen aswçll as with family members md./Vcóoá7W.' that samc cear the word "psychotherapy" was first ]isted ]n
and friends. Psychiatristsmanaged mental hospitais. The growth of neurol- the /ndm .Aãedmi. Racha ' ' ;' "'"'''"'"'"'
.L..- - ..d Cabot, a Boston neurologist, wrote: "Psy-
ogy encouraged psychiatrists to reinvent themselves. Turning from asylum Chotherapy is a most terri+ing word, but we are forced to use it because
management,.they emphasizedprevention, social adjustment, and the thereis no other which servesto distinguish us fiom Christian Scientists,
8o SECRXIS 0F TnE 'SOUL AbsoQtim andMargímliD %\
.fycó/a/W one of the most popular short texto in American psychiatric his-
implications, but he was cautious abouc trying to spell them out. In igo7 he
tom the Vlenna Psychoanalytic Society that from' analytic casesrudies we
learn "what is really going on in the world.}E; t analysesare cultural histori-
cal documents of tremendous importance."9s A eew years bater he character-
ized the neurosesas "asocial" structures that attempt "to achieveby private
meanswhat is e#ectedin society by collective eKort."PÕThought-pravoking
assuco insights were, the problem of institutional Eorm remaine(i.
Reflecting the powerful thrusc toward social reorganization that accom-
panied the secandindustrial revolution, many of Freud's assaciates
sought a
closer relation between psychoanalysisand social demacracy.Alfred Adler
was the mbst prominent. In preparation for the Nuremberg con6erence,
Freud askedAdler, to speak to the Vienna Psychoanalytic:Society on the
question of whether psychoanalysisis compatible with everyworldview or
whether it entailed adherence to a particular politicas viewpoint.PZFerenczi
algourged.thât the conference discussthe "iac/aüKrcz/ significance of our
analyses.?'P: in the United States, James Jackson Putnam Éought to jom
analysiswith social and moral reForm. In Switzerland,Auguste-Henri Forel
tried to enlist Freud's support in a reform association devored to the eradi-
cation ofsyphilis, alcoholism, and other social problema.P9
Freud at first responded enthusiastically to Farei's propasal, writing [o
Jung that he was attracted by Porei'swillingness "to combat the authority of
Stateand Church directly where they commit palpable injustice.":" By thc
time of the congress,however; Freud had rejected this option. His ostensi-
ble motive was to protect analysis.In íact, Freudian thought was at odds
with the politica of the day. bota conservative and le6t-wing. Conservativc
parties were Eoundedon the de6enseof the patriarcha], monarchical, and
religious:traditions that analysis described in termo ofthc "Eather complex. "
Yet the most important populist alternatives to conservatism were xeno-
phobic and anti-Semitic. Freud's personal politica fere liberal in the Euro-
pean.sente,stressingsecularism and freedom ofspeech, but his experientes
in Vlenhaled him to be skepticalof this tradition..Meanwhilc.social
democracyvalorized communal principles and tended to reduce injustice
to the question of.economia organization.
Freud'soppositionto proposalsto join psychoanalysis
to a speciâcpoli-
tics reÍiected its role asa theory and practice ofpersonal lide. In his view Êor
an analyst to afHrm or challenge a patient's moral or political stance was not
only an unwarranted abuse of auchority but algo an obstacle to analyzing
the motives and meaning ofthe patient's stance. When.Freud tom the Vien-
nesesociety that analytic casestudies teach us what is really going on in the
world, he meant at the levei ofmotives and meanings, not ofpolitics. In his
S ECRETS ó:F :THE S O-UL
AbswPtion andMargimlity! t 87
Kandinsky's O/z /Ée Sp/ / a/ /# ,4rf had placed Russia at the forefront of
early-twentieth-centurymodernism. :Córrespondingly, Russian intellectu-
als turned passionatelytoward the West. Hungrily 'interrogating Hegel,
Schopenhauer,and Nietnche, they translated practically werything Freud
wrote becweenzgog and igz4, generally preceding any other foreign transla-
tions.''s Based on this interest, Molhe Mula' in Odessa(where Freud dis-
cerned a "local epidemic of psychoanalysis"),Tatania Rosenthalin St.
Petersburg,and Nikolai Osipov in Moscow founded analytic groups or
societies
cie
$:::
?K=::T==,:5l;l :111:':1
"1"T:: willing to seehe starve; they would tear my very coat oH'my back.""3
Caught between sectarian isolation with its attendant self-pity and mass
popularity with its threacenedloasof identit)ç the sectarian
character of the movement deepened.The year be6orethe Nurembérg con-
gress,whilc visiting America 6or the Clark lectures,Jung had developeda
theoryof an American "Negro complex." Now he presented it at Nurem-
berg. The Negro's example, he believed, posed a threat to the "laboriousiy
subjugatedinstinctsof the white rales.""' Problematicas this was,it was
soon adapted for another purpose. "The persecution ofblacks in.America,
Ferencziwrote Freud, occurs because"blacks representthe 'unconscious' of
the Americana. Teus the hate, the reaction formation against one's own
ces.Along with the circumcision/castration complex,lhas mechanism
collld algobe the basis6or ú f/-Srm/fira. The free,f'fresh'behaviorof the
Jew,his 'shameless'flaunting of his interestin money,evokeshatred as'ã
reaction âormation in Christians, who areethical not âorlogical reasonsbut
out of repression.It is only lince my analysisthat l haveunderscoodthe
widespread Hungarian saying: '/óa/f /m # êf mWi/m.l ""s Freud needed lit-
tle convincing. After the Nuremberg con6erena, he exploded:to Ferenczi
about a journal attack that cited his theory of anal eroticism asan example
of Viennese decadence: "Viennese sensuality can't be Hound elsewhere!"
Reading between the lhes, Freud continuei, "We Viennese &rc not only
pias but algoJews.But tharwasn't printed.""'d a {iü:.!9.Ê%a lbd !iü :. H
reEreât[o the predominantly Jewish character of the early analytic
group algoafEectedthe .442nnerózz/zd
Abraçam and Jung had alwaysdis-
liked eachother and, doer the Nutemberg conâerenêe,
beganan open
break."7 Freud wrote to the "consanguineous" Abraham: "Racial relation-
shipl!brings you closer to my intellectual constitution, whereas he, being a
Christian and the son ofa pastor, can only find his way to me against great
inner resistances. His adherence is there6ore all the more valuable';' in
another letter he urged Abraham to "develop a little masochism and be pre-
pared [o endure a certain amount of injustice. , . You may be fure that if
my game were Oberhiiber my new ideas would . i}..have met with Éarleis
resist:ance.""'
CbaPter tour
With the congress, Freud lost his last chance for :integration.unto Euro-
:!iliiúix na n
tom Jung he would not join the society. It was too narrow, too exclusive,
one cannot "sit down .with everybody." in subsequent letters to Freud,-
the penod íollowing World War 11, its greatest pópularity set the stagefor
its most intense relectton.
SECRBTS0F THE SOUL Tbe BinboftbcEgo ''t 9'b
on whom the patient dependa. All neuroses"are derived and obtain their
power from the bartle between the feminine foundation and the masculino
protest. " Moreover, Adler added, "one muge assumethe presenceofa mascu-
line protest in all women, without exception," lince the devaluation of
woman is "the driving force in our civilization." in June ign Adler restaced
his view: "There is no principie more generally valid for all human relation-
shipsthan 'on top of' and 'underneath.' "s
Freudliked Adler's original theory of organ inferiority, especiallyits
emphasison compensatory strivings, and at first there was muco agreement
between trem. The breach occurred over Adler's insistence that the //zz,.zn-
úóü motive âor repression was the need to guard against [eelings ofinferior-
ity. At the most fundamental levei, Freud rejected the assumption that the
driving force in human lide was the wish to repudiate a passifé or subordi-
nate position. In a igí4 essas,he used a graphic image to develop a counter-
argument;,;He asked his readers [o consider onefof the fundamental
situationsin which desire is felt in inEancy: a young boy observing the sex-
ual act between his parenta. The boy will want to put himselfin the place of
what he takes to be the active man andin peaceof what he takesto be the
passivo
woman. "Between them, thesetwo impulses," Freud wrote, "exhaust
the pleasurable possibilities of the situation." However, Adler's "masculine
proEest"described only the íirst.' Yet the desire to submit, to be passivoor
'under," was at least aspowerfiil a source ofmotivatión asthe boy's desire to
be"on top," and, hrther, was more likely to be unconscious.
Tt)e BinhoftbeEgo l $1
, SE C RE'rS' 0 F' ' TliE S O U L
dente Freud elaborated:one can see,he wrote Jung, how Adler "tries ta
force the wonderful diversiry of psychology into the narrow bed of a single
aggressive'masculine' ego-current," asifa child "had no other thought than
to be 'on top' and play the man."" Calling Adler's "a nice little caseofpara-
noia,'?:he added: "So Earit hasn't occurred to him that with such a theory
there can be no explanation íor the real suaerings ofneurotics, their feelings
ofunhappinessand conflict."''
Needlessto say,Freud's ad hominem comments, most of them private,
do not constitute an argument. However, they shed light on his and his cir-
cle's thinking. Adler, the Freudiana believed, could not accept his subordi-
nate relation to Freud. Even in public meetings, Freud complained, all we
cear from Adler is "wanting to be on top," "safeguarding," and "covering
one's rear."" Ferenczi elaborated on Freud's view: "Now 1. ; . understand
Adler's hate theories; he doesn't want to lote, and therefore he has to hate
and thinks he is being hated; in se doing he projects all this indo his theo-
ries.It is strange,and k:ertainlyno coincidente, that both Fliessand Adler
emphasize
ó/íex#a#Oin this way; thetunana]yzed]homosexualorigin of
their characceris expressedtherein. "'+ in such 6ormulations, the ambivaient
legacyof psychoanalysiswas Goreshadowed. As the Freudian circle ques-
tioned the sharp fender : dichotomies of nineteenth-century cultura,: it
unwittingly helped lay thelíbasis for a newi'heterosexual/homosexual
dichotomy.
After the break with Fre\id, Adler went on to world game.When he died
in 1938,Freudbrote SteEanZweig; "the world really rewardedhim richly for
his service in having concradicted psycho-analysis."" Buc Freud's spiteful
remark was too self-centered to do justice to the world's motivem.Adler's
conception of an ego that strives aggressivelyfor status and recognition,
regarding all forma of dependency and expressionsof weaknessas signoof
inferiority, arciculateddeep currents then taking chapein the new mass
democracias: one-sided desires for empowerment and contrai. Accordingly,
when the historian Warren Susman tried to describethe dominant cone of
Fordism and mass cultura in the United States in the igzos and '3os, he
could find no better rubric than :'The Age ofAdler.":ó Meanwhile, psycho-
analysisitself would incorporate many ofAdler's ideal, especiallyhis âocus
on aggression, which led to the discovery ofwhat was called "the deÉensive
hnctions of the ego.:
A . cl''-; c: la-!Ü3
leal
+l"l' =',Jii: )hiil.?a!
Ri Hl;=lElu.:i medicaland
n correspon-
rls the cotiHict with Adler was ending, the conHict with Jung erupted.
From the start of their essentially epistolary relationship, Freud had
TbeBirtb oftbc Eg0 3 aa
. SECRETA OF TH:E ''S OUL
own view, which he coqmunicated to Freud as early as igo6, was Ehat "in
nature ..ç.:.we seeonly a continuous lide-urge, a will to live."3
Innzgiz Jung published a long two-par.t essas,"TransÉormationsand
Symbols of the Líbido," in the JaAróziró, in which he combined his ideal
concerning a unitary, nopsexual lideforce and the symbol-making character
of human psychology with a new stresson the importance of the mother.
Drawing upon the anthiopology ofAryan solar myths, he posited an early
matriarchal age reproduced developmentally in the inÉant'searly aetach.
menu to the mother. Incest, he inGormed Freud, characterized "the early,
culturelessperiod of matriarchy" when the eather'srole was,I'purely fortu-
itous."'4 Behind incestüous wishes are "higher't motivemÉocusedon the
mother. Among these uf the wish to become a ch.ild again, as expressedin
the Imyth of being reborn. The Freudian emphasison sexuality diverte
attention from the symbol world in which humans actually tive.'J
Like Adler, Jung drew on sharp fender distinctions in planeof Freud's
emphasis on the dynamic or personal unconscious. In contrast to Adler,
however,Jung wâs appalled by modem cendenciestoward women's rights.
AfEer the Clark let:jures, he inâormed Freud that 'IAmerican culture really is
a bottomless abyis; the Len have become a rock ofÉheep and the women
pl:y the ravening wolvef. within the;family circle of caurse. 1:ask myÉelf
whether such.conditions have ever existed in the world beÉore.l really don't
chink they have.""
In spiteofsuch views,Jung found much support in the United Status.A
i9zz Visit there precipitafed his break with Freud. Smith Ely JellifFeinvited
him to give a seriesof leftures at Fordham Universiy. "Jung'ssummons to
Americashouldn't be lnything good," Freud.wrote Ferenczi.'IA little,
unknown CaiÉo/zruni+ersity run by Jesuits, which Jones had turned
down."7 in his lectures .Íung expanded.on his essas..
"Obtaining pleasureis
by no meansidentical dith sexuality," he asserted.'8The vagueof the con-
cept oflibido lay "not in its sexual definition but in its energic view."9
Just as Adler felt that psychologyshould be linked to the cultur. of
social democracy and fe$inism, se Jung felt it had to be roored in the deep
ethical currents that coqstitute a Uo/».When Auguste Forel sought Jung's
help ip gaining analytic fupport Éoran "Internacional Fraternity 6or Ethics
and Culture':--a multi-!ssue reform organization---:Jung in6ormed Freud
that he consideredsocial reform "artificial. " For a coalition to have "ethical
significance," he continúed, it ;'must be nourished by the deep instincts of'
theracelti,[i}An echicalfraternity, with its mythical'Nothing, not inhsed
by any archaic-infantile driving force, is a pure vacuum. . . . l imagine a
Earfiner and more comprehensive talk ÉorWA than alliance with an ethical
TbeBirtb oftbeEgo = \'f \al
SECRBTS' 0F THÉ SOUL
intermittently ever lince writing ZBe /alem?rriaf/on- afZ)rrúmí.[)urina the
conflicts with Jung and Adler,: however, suco preoccupations moved to the
center of Freud's thought.: in igo8 he wrote Jung that he suspectedthat
myth and neurosis cave a common core."31Soon after he described himself
as "obsessedby the ideaof a nuclear complex,"34Finally, in Zazrmá Z Zaóaa
he announced "a most surprising discovery": that social psychology, no leis
than individual, "should prove soluble on the basesof one single concrete
point--man's relation to his Eather."'s A Hewyears bater he set aside the idem
ofa single father in favor ofthe idea that there had been a historical epoch,
somewhere around the time of the lce Age, in which "tyrannical primam
Eathers"ruled. These fathers, he wrote, actually did rob their sons of their
"genital$ if the latter becamc troublesome to]them] as a rival with a
woman."" lü responde,the sons banded together and murdered their
fathers. Remorse over the murders, Freud hem, led to the establishment of
thc incest taboo and the patricentric family.
Freud's6ocuson paternal authority wasnot original. The carly evolu-
tion of bourgeois socieW was premised on the the critique of patriarchal
society and the attempt to establish (mate) equality in the realms ofpolitics
and contract. Perhapsthe most íamous assertionof tais idea was John
Locke'sseventeenth-century riposte to Sir Robert Filmei. Filmei, who sup-
ported the divide right of kings, argued that paternal power was absolute
and alwaysexplicitly included the power to castrate.Locke, in contrast,
de6ended the "natural authority" of mothers and Eathers within the eamily
but rejected Filmer's notion of "Fatherly power," calling it "this strangc
kind of domineeringPhantom. . . this Mrw JVoÍÉ;nX."37
Locke'sclaim to
the contrary, however, the shadow of paternal authority stil1 6ell everywhere
in Freud'stime. It wasimplicit in the equation of autonomywith mas-
culinity; it haunted the intimate relations of men and women, in which
6emininity was confused with submissiveness;and it buttressed "modem"
economia and political authority, se üat employers intimidated subordi-
nates,whites bullied freedmen,and iúperials overwhelmedcoloniais,just
as if the Éatherhad neves been slain by market liberalism and the demo-
cratic revolutions.
Nevertheless, Freud's conception of authority diKered from both Fil-
mei's and Locke's. ló the tradicional conception, authority derived from
Gounding moments, social contracts, or divine revelations. By contrast,
Freud traced the roots of authority to traumatic events: momentous occur-
rencesthat overfiowed the capacity ofmen and women to remember trem
and that were repeatedlyworked over by unconsciousprocessem
in the
courseof time. The myth of the primal morder wassuchan event;Freud
TheBirtb ofthe Ego :>.\ z la\
SECRETA OF T.HE:=:SOUL
líbido.'"8 Understandably, then, Freud viewed Zoí?m.znZ Zaóoaas a rebuke
to Jung, writing Abraçamthat "the totem job f':i; will serveto cut us oH'
cleanly from all Aryan religiousness."3s
More was at stake than ethnoreligious sensibiliy. Ferenczi caught the
signiíicanceof the confiict while writing a review ofJung's /aóró#ró articles.
Jung'shain concern in the articles, he tom Freud, wasthe restoration ofthe
individual [o a place in the community. Jung, Ferenczi continued, "identi-
fies coneessionwith psychoanalysisand evidently doesn'tknow that the
con6essionof sins is the lessertask of VA cherapy: the greater one is the
demolition of the father âmago,which is completely absent in conâession.
Ferenczi alfa believed that Jung's conception of the analyst differed from
Freud's.Jung doesn'twant to allow himself to be analymd,he wrote, but
rather wants to remam to his patients "the sau/orwho sins himself in his
Godlike naturel" Being analyzedwould entail exposing "his hidden homo.
sexualit»'l Ferenzci explained, which appears in Jung's writings as the
"Christian community" or "brotherhood." Rather than make his own
homosexuality clear to himself. Ferenczi continued, Jung preGersto
despise'sexuality" and praise "the 'progressivehnction of the [uncon-
scious].' "4' A 6ew montês bater, Ferenczi reiterated::ç"The #aión: plays
almost no role . 4U the CBrís/ia rammzó jg afó olófrK takes up all the more
room.:' ' "
Ironically, at the very moment (lg12) in which Freud articulated the idea of
the Oedipus complex, paternal authoriy was giving way to a new system of
socialorganization refiected in law economic relations, and government. It
was raid at the dme that the administration of men was giving way to the
administration ofthings, but it is more accurate to say that the locus ofcon-
trol was shifting tg science, technoloW- and bureaucracy.Even the settings
of ehecasestudies that followed "Dará" suggestthe importance of the new
administrative and managerial context. The .ÇRatMan" wasan army oMcer.
Schreber was trying to get out of a mental hospital. If Dou wm in fiight
Eram the Víctorian family, Lanzer and Schreber were fleeing mass, bureau-
cratic organizations, organizations that relied not .on externascoercion but
on internalized self-control.
The shiÊ explains both the power and the limita of Freud'sprewar writ-
ings. His spectral image of a castrating Eatherplayed a role 6or early-
twentieth'century mass democracias analogous to that played by Placa's
' .