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Prosthetics and Orthotics International, 2004,28, 98-104

Prosthetic prescription in the Netherlands:


an interview with clinical experts
H. VAN DER LINDE*, J. H. B. GEERTZEN**, C. J. HOFSTAD*,
J. VAN LIMBEEK* and K. POSTEMA**

*Rehabilitation Centre Sint Maartenskliniek, Nijmegen, The Netherlands


**Department of Rehabilitation, University Hospital Groningen, The Netherlands

Abstract guidelines improve quality of care for patients


In the process of guideline development for and that healthcare organisations and individual
prosthetic prescription in the Netherlands the clinicians can use them to improve clinical
authors made a study of the daily clinical effectiveness (Feder et al., 1999).
practice of lower limb prosthetics. Besides the There are increasingly more options for the
evidence-based knowledge from literature the various prosthetic components in a lower limb
more implicit knowledge from clinical experts is prosthesis without specific knowledge from
of importance for guideline development. In which to choose. On the other hand Health Care
order to obtain this information the authors Insurance Companies ask for a thorough
performed both an observational study of motivation for costly prostheses. The number of
clinical practice and an interview study with 11 prosthetic components to choose from is on the
clinical experts from the three key disciplines in increase and therefore the insight for consumers
this field. The latter study is presented here as a is more limited. This makes it difficult for the
descriptive and qualitative study. The consumer to participate in the process of
combination of the opinions on prescription prosthetic prescription. Additionally this can
criteria given in these semi-structured interviews cause local prescription variations, which can
appeared divided with regard to various options either lead to overuse or underuse (Woolf et al.,
in the prescription of a lower limb prosthesis. 1999). A prosthetic and orthotic guideline
However, the implicit knowledge is considered development group of the Dutch Society of
by the authors of importance for the consensus Physical and Rehabilitation Medicine was
procedure on guideline development. Prosthetic commissioned by The Dutch College of Health
prescription criteria seem to be based on local Care Insurances (CVZ) and the Ministry of
experience and partly on assumptions. A Health Care to develop a clinical guideline on
consensus procedure can lead to improvement of prosthetic prescription in lower limb
the knowledge about prosthetic prescription. amputation.
A preferred evidence source for clinical
Introduction guidelines is found in randomised controlled
Clinical guidelines are becoming of more trials (Shekelle et al., 1999). However, this
interest, not only for clinicians but also for design is very difficult to establish in the field of
Health Care Insurance Companies and for the human function with a prosthesis. Literature
Government. It is assumed that clinical shows that most studies focus on prosthetic
components compared with each other in cross-
over designs (Van der Linde et al., 2003")- These
All correspondence to be addressed to H. van der Linde,
Rehabilitation Centre Sint Maartenskliniek, PO Box
studies offer information, which can be used in
9011, 6500 GM Nijmegen, The Netherlands, guideline development, but they do not
Tel: (+31) 24 3659329; Fax: (+31) 24 3659618; necessarily lead to prosthetic prescription. Not
E-mail: h.vanderlinde@SMK-research.nl all aspects of treatment and care for amputees
98
Prosthetic prescription 99
have been the subject of research. Hence, it is years) and 2 physical therapists (experience 14
necessary to rely on other sources of knowledge and 26 years). The authors were excluded. The
about prosthetic prescription and functioning MDs in P&RM and the physical therapists all
with a lower limb prosthesis. Accordingly, have prosthetic care as their main clinical task.
professionals can provide expert opinion and
consumers expert patient opinions on prosthetic The interview method
options (Rycroft-Malone, 2001). Especially in A semi-structured interview method was
the care of amputees and the area of prosthetic employed, structured around the 3 levels of
prescription there are individual differences and amputation, i.e. trans-tibial (TT), knee
wishes, which make the expertise of both the disarticulation (KD) and trans-femoral (TF). For
clinician and the consumer important in coming each level of amputation the primary options, for
to a decision. Therefore the clinical expertise is the first prosthetic prescription, were inquired
an important source of information for guideline about for each prosthetic component given a
development. certain patient situation, based on stump aspects
As part of an ongoing national guideline like stump length and skin aspects. For example,
development process for the prescription of a in a "normal" stump situation, an average stump
lower limb prosthesis in the Netherlands the length was given in a TT amputation (12-15cm),
authors examined clinical practice of prosthetic in the absence of skin problems like spread
prescription. To obtain the information from this tissue scars and pressure sores. For this standard
practice two methods were used. Firstly, an stump description the primary options were
observation of clinical practice, which is a more asked regarding different prosthetic
quantitive study (Van der Linde et al., 2003b). components, i.e. socket, knee and prosthetic
Secondly an interview with clinical experts, foot. Subsequently the options had to be given in
active in the field of amputees and prosthetics, a case of specific stump conditions like a sensitive
qualitative descriptive study. The current study skin, pressure sores and short or long stump
discusses the interviews with the clinical length. Lastly the participants were asked to take
experts. into account aspects like mobility or level of
The aim of this study was to collect the activity of the amputee. Where possible they
implicit knowledge about the prescription of a were asked to give arguments for their choices.
lower limb prosthesis through a semi-structured The interviews were taken in the period
interview method with clinical experts. 2000-2001.
Secondly it was of interest to assess the measure The interview data did not lend themselves to
of agreement within the options mentioned for statistical analysis.
several prosthetic components.
Results
Method Description of the primary options, for the
Selection of participants first prosthetic prescription mentioned by the 11
The participants were selected on the basis of participants will be described for each
clinical experience and questioning within the amputation level and are summarised in Tables
interdisciplinary groups of physical therapists, 1,2,3 and 4.
prosthetists and medical doctors in Physical and
Rehabilitation Medicine (MD in P&RM) in the Trans-tibial prostheses
Netherlands. In the country vascular or Six (6) participants mention a silicone or
orthopaedic surgeons are not involved in the polyurethane liner-containing socket as the
prescription process of prostheses anymore. The primary option for the standard TT stump
set-up of the group was based on a good spread condition in a first prescription. Five (5)
of the location of the clinical practice of the participants choose the supracondylar suspension
participants across the Netherlands. It was not with a hard socket and foam liner as the first
considered necessary to have an equal spread option (Table 1). The arguments given for a
across the 3 represented key disciplines. Eleven socket with a gel liner are (1) a better pressure
(11) clinical experts were selected, 5 prosthetists distribution over the limb, (2) the cushioning of
(years of experience ranging from 10 to 31 shear forces and (3) the creation of a total contact
years), 4 MDs in P&RM (experience 10-23 between socket and limb. Two (2) clinicians
100 H. Van Der Linde, J. H. B. Geertzen, C. J. Hofstad, J. Van Limbeek and K. Postema

Table 1. Suspension and weightbearing principle for trans-tibial, knee disarticulation and trans-femoral level.
Socket principle PR PT/MD Arguments

Suspension KBM-supracondylar fitting (hard 3 3 • Volume fluctuation


(N=ll) socket with foam liner) • First prescription simple
• Donning and doffing important
• Stump shape
•£ • Supracondylar fitting
•p
Gel liner (with locking mechanism 2 3 • Suspension improvement
or sleeve) • Shear forces
• Pressure distribution
Weightbearing PTB 5 4 No specific arguments
(N=ll) Total contact 2 No specific arguments

Suspension Hard socket with leather and lace 3 In case of volume fluctuation
(N=ll) fastening

g Hard socket 4 4 Standard in all situations


Weightbearing Femoral condyles 5 6 No specific arguments
(N=ll) Tuber ischium - No specific arguments

Suspension Hard socket suction 5 6 No specific arguments


(N=ll) Hip joint and pelvic-belt - Short stump or lower activity (N=3)

| Gel liner - Not common yet


Weightbearing NML 1 Depending on shape of stump/
(N=9) os ischium
1 QUAD 2 2 First choice in elderly amputees
Combination NMIVQUAD 2 2 No specific arguments

PR=prosthetist, PT=physical therapist, MD=medical doctor


KBM=Kondylen Bettung Munster principle, NML=narrow mediolateral fitting, QUAD=quadrilateral fitting. PTB=patellar
tendon bearing, KD=knee disarticulation.

mention the possibility of "total surface bearing" balance control (Table 2). In what way the level
with a gel liner. The choice of a specific liner is of activity of the amputee is assessed is not made
primarily based on the properties of the material, explicit. For elderly amputees or amputees with
like thickness and resistance of the liner material. a lower activity level two ankle-foot
Suspension of the socket can primarily be mechanisms are mentioned as the first choice, a
supported through a locking mechanism single-axis foot (N=4) or a solid-ankle foot
(according to all participants). Visual impairment (N=6). Here the choice is not made explicit
or extreme valgus or varus deviation in the knee either. Most participants mention local
are arguments to prescribe a gel liner with a experience of physician or prosthetist with a
prosthetic sleeve or cord fixation. Donning and certain ankle-foot mechanism as the criterion for
doffing aspects are not thought to have a primary the definitive choice.
influence on prosthetic prescription.
According to all participants the options for Knee disarticulation prostheses
prosthetic-foot mechanisms in TT amputees In general there is agreement about the choice
primarily depend on the level of activity or of the prosthetic socket in a standard KD stump
Table 2. Ankle-foot mechanism for trans-tibial level.

Activity level Ankle-foot mechanism PR PT/MD Arguments

Low Solid ankle 3 3 Improvement of stability


(N=10) Single axis 2 2 Early foot-flat

High DER or multiflexible 5 6 No specific arguments for choice


(N=ll) between the two feet

PR=prosthetist, PT=physical therapist, MD=medical doctor, DER=dynamic-elastic response.


Prosthetic prescription 101

Table 3. Prosthetic knee disarticulation and trans-femoral level,


Activity level Knee mechanism PR PT/MD Arguments
Low Knee-lock mechanism 4 4 Improvement of safety and stability
(N=9) Constant friction 1 Improvement of safety and stability
High Multiple axes (swing-phase control 5 6 No specific arguments
(N=ll) Electronic control mechanism 5 6 Variable walking speed and distance

PR=prosthetist, PT=physical therapist, MD=medical doctor

Table 4. Ankle-foot mechanism for knee disarticulation and trans-femoral level.


Activity level Knee mechanism Ankle-foot mechanism PR PT/MD Arguments
Low Knee-lock mechanism • Single axis 2 2 No specific arguments
(N=10) • Solid ankle 1 1
• Multiflexible 2 2

High Multiple axes (swing- Single axis, or DER, or 5 6 No specific arguments


(N=ll) phase control multiflexible

PR=prosthetist, PT=physical therapist, MD=medical doctor, DER=dynamic-elastic response.

situation (Table 1). The hard socket with a foam knee-lock mechanism the choices for the ankle-
liner is the first option (N=8). The main foot mechanism differ.
argument for this choice is the stiffness of this
socket when compared with an open-frame Trans-femoral prostheses
socket. The socket suspension is the femoral In general it is mentioned that especially for
supracondylar fitting and weight bearing on the the TF amputee the individual stump properties
condylar block. Three participants, however, determine the prosthetic prescription. Stump
mention the hard socket with leather and lace properties like length and skin aspects determine
fastening in a first prosthesis because volume which socket principle is chosen, a narrow
fluctuation can be dealt with in a better way. A mediolateral fitting (NML), a quadrilateral
gel liner is only applied in case of specific skin fitting (QUAD) or a combination of these
problems (N=9) or to improve the suspension principles (Table 1). However, it is also
(N=5). mentioned that local experience of the
The choice for a knee unit (Table 3) is prosthetist is a determining factor for the choice.
primarily based on the level of activity or A hard-socket suction principle is a primary
stability control and in the second place on option in a standard stump situation (N=l 1). For
cosmetic aspects (the length of components). the more active prosthetic user the NML socket
There is agreement about the application of a form is generally preferred, whereas for the
swing-phase controller in the knee unit for the elderly amputee, with shorter walking distances
more active prosthetic user (N=ll). The choice and fewer standing and walking activities the
of a 4-axis, 5-axis or 7-axis knee unit is based on QUAD principle is preferred. One of the
a number of arguments and is not made explicit. arguments for the latter is better sitting comfort.
In low activity amputees the use of a knee-lock Arguments mentioned for the NML socket are
mechanism is mentioned as the first option the more "natural" fitting of the limb and a better
(N=8). ability to control the prosthetic limb. The
The choice for a specific ankle-foot prosthetists in the interview group mention that
mechanism largely depends on the combination the socket principle is gradually becoming a
with the chosen knee mechanism according to hybrid system, i.e. a combination of several
all participants (Table 4). However, the level of principles (NML and QUAD) and depend on
activity of the amputee is an important factor individual stump conditions.
too. The options mentioned are the same as in The choice for a knee-mechanism and ankle-
TT prostheses although in combination with a foot mechanism (Tables 3 and 4) largely depend
102 H. Van Der Linde, J. H, B. Geertzen, C. J. Hofstad, J. Van Limbeek and K. Postema

on stability control or level of activity and are in results in a comfortable walking speed and stride
accordance with the options mentioned for the length. These parameters are about 7-13%
KD prosthesis. However, there is no clear higher than with a conventional foot (SACH
agreement and the options are not made explicit. foot) in both traumatic and vascular TT
No specific differences are given by the amputees (Casillas et al, 1995; Powers et al.,
participants in the KD and TF prostheses 1994; Snyder et al., 1995). These considerations
regarding the choice of both knee-mechanism seem particularly important for the active
and ankle-foot mechanism. prosthetic user and are in accordance with the
opinions given in the interviews.
Discussion The literature also shows some evidence that
The current study shows that there is little the more inactive prosthetic users may benefit
agreement among clinicians in the Netherlands from an early foot-flat mechanism to facilitate
on the criteria of importance for prosthetic weight transfer onto their prostheses (Goh et al.,
prescription in TT, KD and TF amputees. There 1984; Perry et al, 1997). Prosthetic feet with an
is apparently a lot of implicit clinical knowledge ankle axis in the frontal plane such as the single-
that only in certain aspects of prosthetic axis Lager foot mimic the normal roll-off motion
prescription can be made more explicit. The of the ankle-foot complex in the sagittal plane,
participants often mention that local experience thus allowing an early foot-flat position and
or expertise plays an important role. A lack of concomitant early-stance-phase stability
arguments for making choices for several (Postema et al, 1997). The choice of these feet
prosthetic components may be due to a lack of for amputees with a lower activity level is in
knowledge concerning properties of the various accordance with the interview opinions.
prosthetic components. Most knowledge is However, more functional aspects can be found
probably based on assumptions rather than on in the literature that can be considered in
existing literature. However, with the diverging prosthetic prescription. According to Perry et al.
opinions on prosthetic prescription, individual (1997) a single-axis foot may offer relatively
clinical knowledge is still of great importance in little late-stance stability due to an unrestrained
the authors' opinion. The combination of this dorsiflexion. In this respect, the Flex foot and
individual knowledge and the identification of the SACH foot provide more stability during the
agreement on certain aspects of prescription can late-stance phase (Huang et al., 2000) and may
lead to a broadening of this knowledge. be preferable to patients that tend towards a
There were, however, prescription aspects in short prosthetic stance phase. Also, uphill and
which there was agreement among the downhill walking may be easier with a wide
participants. For example this agreement was range of motions at the prosthetic ankle joint
seen in the choice for the prosthetic foot in TT (MacFarlane et al, 1997). Hence, it seems that
amputees. The level of activity of the amputee individual considerations related to intended use
was the most important criterion. It was not and activity level remain important with respect
made explicit how the activity level had been to the final choice of the prosthetic foot.
assessed. The use of a mobility scale is not yet A second clear agreement among the
common practice among clinicians in the interviewed participants was found for the use of
Netherlands. a swing-phase controlling mechanism in the
A solid-ankle and a single-axis foot were prosthetic knee in the more active TF amputees.
chosen for TT amputees with a lower activity. A For this prescription aspect there is some
dynamic-elastic response (DER) foot or multi- evidence in the literature, too. For TF amputees
flexible foot were mentioned as the primary it was found that a prosthesis with an advanced
options for younger amputees or those with a mode of swing-phase control, either by a
higher activity level. Specific arguments for the pneumatic or a hydraulic knee unit, is superior to
choice between those two options were not made a prosthetic knee that only provides a constant
explicit. For these the gait-analysis literature force or friction. Especially active prosthetic
offers information that is in accordance with the users may profit from the advanced
opinion of the participating clinicians. From characteristics of swing-phase controllers such
these studies there is some evidence that the use as the Teh Lin Knee in terms of gait symmetry
of an energy-storing foot such as the Flex foot and comfortable walking speed (Heller et al,
Prosthetic prescription 103

2000; Murray et al., 1983). On the other hand, lead to a better understanding of prescription
the typical geriatric dysvascular patient may still criteria. In the authors' view the qualitative
profit from the stance-phase stability that is information from this interview study can serve
provided by a conventional locked knee unit as one of the information sources for the
(Isakov et al., 1985). Hence, individual ongoing consensus guideline procedure for the
considerations must ultimately determine the development of a clinical guideline for
choice and prescription of the prosthetic knee prosthetic prescription.
based on level of activity and stability control.
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