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Background: The blood volume that has to be exchanged for (EBVB π S) systematically overestimated the volume actually ex-
crystalloids and/or colloids during acute normovolemic hemo- changed (overestimation: dogs 15%, patients 20%), whereas our
dilution (ANH) in order to reach a preset target hemoglobin new iterative model predicted EBV (EBViterative) more reliably
concentration (hb) is usually predicted by the Bourke and Smith (overestimation: dogs 1%, patients 8%). In both cases EBVB π S
formula developed in 1974. This formula systematically over- differed significantly from the EBViterative.
estimates the ‘true’ exchangeable blood volume (EBV), a fact Conclusion: Exchangeable blood volume is predicted more ac-
that may potentially endanger patients because the target hb curately by the new iterative model than by the Bourke and
will be missed and the normovolemic anemia might turn out to Smith formula. The iterative model leads to an improvement in
be more severe than a priori intended. Our objective was to de- patient safety and provides a physiologically adequate basis for
velop a more accurate mathematical model of hemodilution kin- future studies investigating the efficacy of ANH in reducing
etics and to validate this new model in animals and in patients allogenic blood transfusions.
undergoing ANH.
Methods: Twenty-two anesthetized beagle dogs and 18 patients
under balanced anesthesia underwent isovolemic hemodilution
with hydroxyethyl starch (HAES 6%, 200 000) to a target hb of 7 Accepted for publication 17 June 2002
g dlª1 or 9 g dlª1, respectively. Exchangeable blood volume pre-
dicted by use of the different mathematical models was com- Key words: exchangeable blood volume; hemodilution; math-
pared with the blood volume actually exchanged to meet the ematical model.
preset target hb.
Results: Calculation of EBV by the Bourke and Smith formula c Acta Anaesthesiologica Scandinavica 47 (2003)
冉 冊
(RBC), and thus of hemoglobin concentration (hb).
However, despite the reduced arterial oxygen content hb0
EBV Ω BV ¿ ln [1]
and systemic oxygen delivery, systemic oxygen con- hbt
sumption remains constant over a large hb range as a
result of different compensatory mechanisms (2), This is the original formula of Bourke and Smith (7).
mainly the increase of cardiac output, and the increase EBV Ω exchangeable blood volume, BV Ω initial (i.e.
of tissular oxygen extraction. pre-ANH) blood volume, hb0 Ω initial hb, hbt Ω target
From the clinical point of view ANH offers several hb.
advantages: (1) in hemodiluted subjects blood lost Equation 1 is also used in clinically practiced ANH
37
J. Meier et al.
to predict the exchangeable blood volume (EBV) new iterative model in an animal model and in our
necessary to reach a target hb (hbt). Simultaneously it clinical setting.
constitutes the mathematical basis for theoretical con-
siderations concerning the efficacy of ANH in avoid-
ing allogenic transfusions.
Methods
This formula is a simplified version of the plasma
exchange equations presented by Wallerstein et al. (8) Theoretical dilution model
and Veall et al. (9) for replacement transfusion as a The equation provided by Bourke and Smith corre-
form of treatment for hemolytic disease of the new- sponds to an isovolemic, continuous and simultaneous
born. Although developed for another therapeutical substitution of homogeneously distributed red blood cells
concept these equations are related to the kinetics of with a colloid solution. This is not necessarily the way
the decline of hb during hemodilution. a clinical hemodilution procedure takes place. We de-
Calculation of EBV with the Bourke and Smith for- veloped a model that corresponds to an intermittent
mula presents three major weaknesses: hemodilution procedure considering inhomogeneous red
blood cell distribution throughout the body.
1. The formula has been developed on the basis of
Clinical performance of ANH requires the following
an integration process based on the assumption of
preconditions:
continuous and simultaneous substitution of
P
blood with a colloid. This is not always the case in Knowledge of patients prehemodilution hb (hb0);
P
the clinical setting. Definition of the posthemodilution target-hb (hbt);
P
2. The formula has been developed on condition that Measurement or estimation of a patient’s actual
the RBCs are distributed homogeneously through- blood volume (BV);
P
out the body, a fact that can not be assumed. Determination of the modality of the hemodilution
3. One prerequisite for validity of the Bourke and procedure (continuous vs. intermittent substitution,
Smith formula is constancy of blood volume sequence of blood removal and substitution).
throughout the entire hemodilution process.
The following terms are used in the derivation of our
In the original publication the formula was validated new iterative mathematical model: BV Ω total blood
in patients using calculated instead of measured blood volume, E Ω volume exchanged during each single di-
volumes. Therefore validation of equation 1 with lution step, EBV Ω total exchangeable blood volume,
these data is difficult. i.e. blood volume to reach the target post-ANH hb.
It has been repeatedly reported that the Bourke and It has to be noted that RBC are not homogeneously
Smith formula systematically overestimates EBV (11– distributed within the vasculature, a fact that has not
13). This implicates that exchange of the calculated been taken into account for development of equation
blood volume leads to a lower hb than targeted, a fact 1. Hemoglobin concentration within large vessels
that might endanger the patient. (large vessel hb Ω hblv) is higher than hb within small
The reasons for overestimation of EBV by the Bour- vessels (small vessel hb Ω hbsv) (14–16). The whole
ke and Smith formula are not completely clear; poss- body hb (hbwb) depends on hblv and hbsv, and can
ible explanations are a systematic error arising from only be measured by dilution kinetics. It has to be
estimation of blood volume; incorrect description of noticed that hb values are usually measured by taking
the decline of hb during ANH by this simplified for- blood samples from an arterial or venous line placed
mula itself; or changes of the actual total blood vol- in a large vessel. The hb concentration therefore corre-
ume during the hemodilution process. sponds more likely to hblv than hbwb.
Therefore the first aim of the present study was to For the development of the new iterative model the
find out whether a more extensive mathematical following terms are used:
model can describe ANH kinetics more accurately P
hblv n Ω large vessel hb before each single dilution
than the original integrative model presented by
step n (can be measured from arterial or venous
Bourke and Smith and whether the new model en-
blood samples);
ables a more precise prediction of EBV. It is undis- P
hbwb n Ω whole body hb before each single dilution
puted that the formula of Bourke and Smith is math-
step n (can not be measured easily, but corresponds
ematically correct. However it is supposed that it does
to the number of RBC in the whole body).
not sufficiently take into account all physiologic fun-
damentals involved in clinically practiced ANH. Therefore hb0 and hbt of the original formula corre-
The second aim of this study was to validate our spond to hblv 0 and hblv t.
38
ANH: prediction of exchangeable blood volume
冉 冊
hemodilution step. The exchangeable blood volume
Y Vªx n
Ω [2] can be obtained as the sum of volumes exchanged in
Y0 V each single hemodilution step.
a
This is the original dilutional equation from McCul- EBV Ω 兺 Ex Ω E ¿ a [6]
lough et al. (17) referring to the observations of Wall- xΩ1
erstein et al. (8): Y Ω final concentration; Y0 Ω initial The exchangeable blood volume can be obtained as
concentration; V Ω plasma volume, ¿ Ω size of aliquot the sum of volumes exchanged in each single hemo-
removed; n Ω number of aliquots removed. dilution step. a Ω number of dilution steps
It has been shown that hb declines faster when To determine EBV it is necessary to choose E and to
blood removal is performed before replacement of the repeat the previously described steps until hbt is
volume removed takes place (17). Even though equa- reached (Fig. 1). This can be automated using a com-
tion 2 simulates a discontinuous procedure it does not puter program. Therefore an algorithm has been
consider the fact that the RBCs are not distributed coded in Visual Basic (Visual Basic 6, Microsoft Cor-
equally throughout the whole body, a fact that has poration, Redmond, WA), enabling calculation of EBV
been considered for replacement transfusion as a form based on hblv 1, BV and E. This program is freeware
for treatment for hemolytic disease in the newborn by and may be obtained from the authors via e-mail
Veall et al. (9) and for hemodilution kinetics by Hahn (jens.meier/firemail.de). Although the new iterative
(10). We propose a combination of these two concepts: approach differs from the integration process de-
The volume of RBC that is withdrawn in any of the veloped by Bourke and Smith, it can be demonstrated
dilution steps n of a discontinuous hemodilution pro-
cedure is hblv n ¿ E. The volume of RBC remaining is:
(hbwb n ¿ BV) – (hblv n ¿ E). The new resulting whole
body hb (hbwbn π 1) reads:
39
J. Meier et al.
40
ANH: prediction of exchangeable blood volume
41
J. Meier et al.
42
ANH: prediction of exchangeable blood volume
blood volume is measured (ratio Ω 0.99). If blood vol- quence these results have to be interpreted carefully,
ume is calculated also, the new iterative model will as they usually do not account for the fact that the
overestimate EBV (ratio Ω 0.92). Nevertheless, in this original Bourke and Smith formula will systemically
clinically relevant setting calculation of EBV with the overestimate the exchangeable blood volume.
iterative model is significantly better than using the EBViterative is approximately 10% lower than
Bourke and Smith formula (P ⬍ 0.05). The overestima- EBVB π S if E is infinitely small (Fig. 2). Therefore an
tion of EBV by the iterative model can be neglected in overestimation of ‘true’ EBV is less likely to occur
comparison with that by the Bourke and Smith for- using our new iterative model. This is confirmed by
mula. the ratios obtained (equations 8 and 9) in the stan-
dardized laboratory situation as well as in the clinical
setting. Irrespective of the fact that blood volume is
Discussion
measured or estimated the new iterative model al-
The main findings of the present study are: ways provides a more accurate description of the de-
cline of hb during a hemodilution process than ob-
1. The formula of Bourke and Smith systematically
tained by using the Bourke and Smith formula.
and significantly overestimates EBV independent
If blood volume is measured our new iterative
of the method for blood volume determination
model enables a very reliable calculation of EBV
(measurement or estimation).
(ratio Ω 0.99). However, even if blood volume can only
2. Using our new iterative model a more accurate pre-
be estimated like in the usual clinical setting the new
diction of EBV was achieved as compared in a stan-
iterative model also provides a more accurate esti-
dardized laboratory situation as well as in a clinical
mation of EBV than do the common methods (ratio Ω
hemodilution procedure.
0.92). Nevertheless, optimal, e.g. correct results,
3. The accuracy of our new iterative model is suffi-
would also be obtained if the patient’s blood volume
ciently high to justify its preferred application in
is measured.
clinically performed ANH.
The standard deviation of ratio 1 and ratio 2 in our
The efficacy of hemodilution in reducing perioperat- animal model (equations 8 and 9) is as high as the
ive allogenic blood transfusions is mainly related to standard deviation of the respective ratios found in
the fact that in a case of surgical bleeding less RBC patients (Figs 4 and 5). Therefore prediction of EBV
will be lost per milliliter in a hemodiluted patient than using our computer model supplies correct but not
in a patient with normal hb. The lower the hb after highly precise values of EBV. Several reasons might
ANH the higher becomes the probability to avoid be responsible for this. Volume shifts from or to the
allogenic transfusion (6). However the correct predic- interstitium might contribute to a fall or increase of
tion of EBV, particularly in extreme hemodilution, is hemoglobin concentration in absence of actual blood
important because the margin of safety to guarantee or fluid loss. Correct measurement or estimation of
adequate tissue oxygenation narrows with higher de- BV is an indispensable precondition for correct and
grees of dilutional anemia. Exceeding a targeted low precise calculation of EBV, but can usually not be per-
hb due to overestimation of EBV might expose the formed in a clinical setting. Therefore any variations
patient to the risk of tissue hypoxia. Therefore in ex- of BV during the observation period will lead to an
treme hemodilution the new iterative model is su- incorrect prediction of EBV. No changes of the blood
perior to the formula of Bourke and Smith concerning volume of the dogs were observed before and after
a patient’s safety. the hemodilution procedure. Therefore a systematic
Moreover in theoretical and mathematical studies overestimation of EBV by the Bourke and Smith for-
on ANH, the use of the Bourke and Smith formula mula can not be explained by systematic changes of
may also result in an incorrect prediction of EBV. Most blood volume throughout the hemodilution process
of the studies investigating the clinical efficacy of in this setting. As blood volume was not measured in
ANH use one of two different approaches. Either the patients it can not be excluded that variations in blood
number of allogeneic transfused RBC units is com- volume can explain part of the systematic overestima-
pared between patient groups undergoing ANH or tion of EBV by the Bourke and Smith formula in pa-
not (4, 25), or mathematical models are developed to tients.
predict the amount of blood to be saved by ANH (3, The ratio obtained by use of equation 5 might not
5, 6, 26–28). In most of these studies the original for- be precise enough to provide a correct relation of hbwb
mula of Bourke and Smith is applied, although better and hblv. Because hblv is only one of the many factors
models have already been found (10). As a conse- contributing to hbwb, it is not surprising that this cor-
43
J. Meier et al.
relation can not be complete. Obtaining a more precise vessels of the normal dog, determined by radioactive iso-
topes of iron and iodine. J Clin Invest 1946: 25: 848–857.
prediction of hbwb is difficult as many variables have 16. Pries A, Fritzsche A, Ley K, Gaehtgens P. redistribution of
to be taken into account (species, body weight, height, red blood cell flow in microcirculatory networks by hemo-
sex, splenic contraction, blood volume, etc.). dilution. Circ Res 1992: 70: 1113–1121.
In conclusion our results demonstrate that by using 17. McCullough J, Chopek M. Therapeutic plasma exchange.
Laboratory Med 1981: 12: 745–753.
our new iterative model, EBV can be predicted more 18. Habler O, Kleen M, Hutter J et al. Effects of hyperoxic venti-
accurately than by the Bourke and Smith formula be- lation on hemodilutioninduced changes in anesthetized
cause physiological conditions are more adequately dogs. Transfusion 1998: 38: 134–144.
taken into account. Former formulas regarding di- 19. Habler O, Kleen M, Hutter J et al. Hemodilution and intra-
venous perflubron emulsion as an alternative to blood trans-
lutional kinetics do not take into consideration the fusion: effects on tissue oxygenation during profound hemo-
specific problems arising with the use of ANH. Our dilution in anesthetized dogs. Transfusion 1998: 38: 145–155.
new iterative model is easy to apply, its use enhances 20. Sato N, Shen Y, Kiuchi K, Shannon R, Vatner S. Splenic con-
traction-induced increases in arterial O2 reduce requirement
patient safety and it provides a correct physiological
for CBF in conscious dogs. Am J Phys 1995: 268: 491–503.
basis for further studies addressing the efficacy of 21. Haller M, Akbulut C, Brechtelsbauer H, Fett W, Briegel J,
ANH. Peter K. Determination of plasma volume with indocyanine
green in man. Life Sci 1993: 53: 1597–1604.
22. Henschen S, Busse M, Zisowsky S, Panning B. Determi-
nation of Plasma Volume and Total Blood Volume using
Indocyanine Green: a short review. J Med 1993: 24: 10–27.
References 23. Spahn D, Brempt R, Theilmeier G et al. Perflubron emulsion
delays blood transfusions in orthopedic surgery. Anesthesi-
1. Messmer K, Sunder-Plassmann L, Klövekorn W, Holper K. ology 1999: 91: 1195–1208.
Circulatory significance of hemodilution: rheological 24. Allen T, Peng M, Chen K, Huang T, Chang C, Fang H. Pre-
changes and limitations. Adv Microcirc 1972: 4: 1–77. diction of blood Volume and adiposity in man from body
2. Doss D, Estafanous F, Ferrario C, Brum J, Murray P. Mechan- weight and cube of height. Metabolism 1956: 5: 328–345.
ism of systemic vasodilation during normovolemic hemo- 25. Weisel R, Charlesworth D, Mickleborough L et al. Limi-
dilution. Anesth Analg 1995: 81: 30–34. tations of blood conservation. J Thorac Cardiovasc Surg 1984:
3. Feldman J, Roth J, Bjoraker D. Maximum blood savings by 88: 26–38.
acute normovolemic hemodilution. Anesth Analg 1995: 80: 26. Brecher M, Rosenfeld M. Mathematical and computer
108–113. modeling of acute normovolemic hemodilution. Transfusion
4. Herregods L, Foubert L, Moerman A, Francois K, Rolly G. 1994: 34: 176–179.
Comparative study of limited intentional normovolaemic 27. Kick O, Daniel E. Mathematical considerations in the prac-
haemodilution in patients with left main coronary artery ste- tice of acute normovolemic hemodilution. Transfusion 1997:
nosis. Anesthesiology 1995: 50: 950–953. 37: 141–143.
5. Weiskopf R. Mathematical analysis of isovolemic hemodilu- 28. Smetannikov Y, Hopkins D. Intraoperative bleeding: a math-
tion indicates that it can decrease the need for allogenic ematical model for minimizing hemoglobin loss. Transfusion
blood transfusion. Transfusion 1995: 35: 37–41. 1996: 36: 832–835.
6. Weiskopf R. Efficacy of acute normovolemic hemodilution
assessed as a function of fraction of blood Volume lost. Anes-
thesiology 2001: 94: 439–446. Address
7. Bourke D, Smith T. Estimating allowable hemodilution. Prof. Dr h. c. mult. Konrad Messmer
Anesthesiology 1974: 41: 609–612. Institute for Surgical Research
8. Wallerstein H, Brodie S. The efficiency of blood substitution. Ludwig-Maximilians-Universität München
Am J Clin Pathol 1948: 18: 857–866. Klinikum Großhadern
9. Veall N, Mollison P. The rate of red-cell exchange in replace- Marchioninistraße 15
ment transfusions. Lancet 1950: 2: 792–797. 81366 München
10. Hahn R. Estimating allowable blood loss with correction for Germany
variations in blood Volume. Acta Anaesthesiol Scand 1989: 33: E-mail: messmer/icf.med.uni-muenchen.de
508–512.
11. Klövekorn W, Messmer K. Warum entspricht der berechnete
‘in vitro’ Effekt der präoperativen Hämodilution nicht den
klinischen Tatsachen? Anaesthesist 1976: 25: 193–194.
Appendix A
12. Kreimeier U, Messmer K. Hemodilution in clinical surgery: If red blood cells (RBC) are distributed homogeneously within
state of the art 1996. World J Surg 1996: 20: 1208–1217. the vasculature (hb1), hb after one hemodilution step (hb2)
13. Manel J, Garric J, Lefevre J, Laxenaire M. Règle à calcul du reads:
Volume sanguin à prélever pour réaliser une hémodilution
normovolémique intentionnelle. Ann Fr Anesth Reanim 1988: hb1 ¿ (BV ª E)
7: 427–432. hb2 Ω [11]
BV
14. Gibson J, Peacock W, Seligman A, Sack T. Circulating red
cell volume measured simultaneously by the radioactive And for any further hemodilution step:
冉 冊
iron and dye methods. J Clin Invest 1946: 25: 838–847.
15. Gibson J, Seligman A, Peacock W, Aub J, Fine J, Evans R. hbn ¿ (BV ª E) E
hbn π 1 Ω Ω hbn ¿ 1 ª [12]
The distribution of red cells and plasma in large and minute BV BV
44
ANH: prediction of exchangeable blood volume
This is the recursive form of a geometric series if E and BV algorithm (implemented in Maple V5, Brooks/Cole Publishing
remain constant. If this can be ensured equation 12 can be trans- Company, Pacific Grove, CA) the equation can be solved:
冉 冊 冉 冊
formed into a recursion-free presentation:
hbn hb1
冉 冊
lim (EBV) Ω ª BV ¿ ln Ω BV ¿ ln [18]
E nª1 E»0 hb1 hbn
hbn Ω hb1 ¿ 1 ª [13]
BV Hence, it is demonstrated that the formula of Bourke and Smith
can be derived exactly and that it is a special case of the iterative
Exchangeable blood volume can be calculated by multiplying
procedure described above. It therefore describes the process of
the number of dilution steps with the volume replaced in one
ANH and its kinetics in a correct way presuming that three pre-
step: EBV Ω (n-1) ¿ E. In order to obtain the resulting hb not from
conditions are met:
the number of dilution steps, but from the volume replaced in
one step (E), one can substitute: 1. Homogeneous distribution of RBC within the vasculature.
2. Constant and infinitely small E.
EBV EBV 3. Constant BV.
EΩ ; nΩ π1 [14]
nª1 E
冉 冊
冢 冉 冊冣
EBV calculated by the limitation process (EBVlim) and the orig-
hbn
ln inal formula of the Bourke and Smith precise value for EBV
hb1 (EBVprecise) can be derived and written as follows:
EBV Ω E ¿ [16]
冉 冊 冉 冊
E
ln 1 ª hct1 E
BV BV ¿ ln ¿ ln 1 ª
EBVB π S hctt BV
冉 冊
Ω [19]
Thus EBV can be calculated depending on the volume replaced EBViterative hctt
by a single dilution step (E). During ANH, withdrawal of blood E ¿ ln
hct1
and infusion of the diluents are performed simultaneously. This
implies that the single dilution step is nearly infinitely small. It is possible to substitute the ratio E/BV with ¿ Ω E/BV. Several
In other words: E»0. One can rearrange the last expression as transformations produce:
follows: EBViterative x
Ωª [20]
E
冉 冊
hbn EBVB π S ln(1 ª x)
冉 冊
EBV Ω ¿ ln [17]
E hb1 This term is plotted in Fig. 3. It depicts the relation of EBViterative
ln 1 ª and EBVB π S, depending on the aliquot removed in a single
BV
hemodilution step. The aliquot removed is given as a part of the
The limit for this expression can be calculated. Using a standard total blood volume (E/BV).
45