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ORIGINAL STUDIES

Time and Economic Cost of


Constipation Care in Nursing Homes
Lori Frank, PhD, Jordana Schmier, MA, Leah Kleinman, DrPH, Reshmi Siddique, PhD, MSc, Cornelia Beck, RN, PhD,
John Schnelle, PhD, and Margaret Rothman, PhD

Objective: Chronic constipation is a common disorder ical chart review for each subject. Nurse wage rate
among residents in long-term care; yet the cost to the data was obtained from the Nursing Home Salary and
nursing home of constipation-related care is not Benefits Report, a US-based national source. Resident
known. The objective of this study was to quantify the and nursing home descriptive information was also
nursing staff and supply-related cost of constipation collected.
care to nursing homes from the perspective of the
nursing home. Results: The average cost per task occurrence ranged
from $0.72 for enema administration to $1.74 for oral
Design: Prospective, observational time-and-motion medication administration. Average nursing staff
design. costs per subject per year were $1577 for oral medica-
tion administration, $215 for dietary supplement ad-
Setting: Two United States nursing homes. ministration, $39 for constipation assessment, $17 for
suppository administration, and $6 for enema admin-
Participants: A total of 59 nursing home residents with istration. Based on estimates of frequency of occur-
chronic constipation and nursing staff providing con- rence, the total annual labor and supply cost per long-
stipation care to them. term care resident with constipation was $2253.

Measurements: Actual time to complete constipation Conclusion: Nursing staff performance of constipation
care-related tasks was measured via stopwatch by care-related tasks is time consuming and costly in the
trained observers, and the number and professional long-term care setting. (J Am Med Dir Assoc 2002; 3: 215–
level (eg, staff nurse, CNA) of staff performing each 223)
task was recorded. Frequency of constipation care task
data was obtained through 60-day retrospective med- Keywords: Constipation; costs; staff burden

Constipation is a widespread disorder, and prevalence in- research estimates vary largely due to differences in definitions
creases with age. Between 30% and 40% of people aged 65 or of constipation, limiting estimation of the true magnitude of
over report constipation problems,1,2 and up to half of all the problem.
nursing home residents suffer from the condition.3,4 Available There are multiple causes of constipation, some of which
are particularly relevant to institutionalized older adults.
Among these are immobility, medications, endocrine or met-
Research scientist (L.F., L.K.) and project manager (J.S.), MEDTAP Interna- abolic problems, neurological disorders, clinical depression,
tional, Inc., Bethesda, Maryland; assistant director, Janssen Pharmaceutica,
Titusville, New Jersey (R.S.); professor, Department of Geriatrics, College of eating disorders, structural anomalies of the colon or rectum,
Medicine, University of Arkansas for Medical Sciences, Little Rock, Arkansas inadequate fiber intake, and repressed or ignored urge to
(C.B.); professor, Anna and Harry Borun Center for Gerontological Research,
University of California, Los Angeles, California (J.S.); executive director,
defecate due to inconvenience or incapacity.2,3,5,6 Constipa-
Health Economics, Johnson & Johnson, Titusville, New Jersey (M.R.). tion may lead to additional morbidity such as hemorrhoids,
Financial support for this research was provided by the Janssen Research anal fissures, rectal prolapse, fecal impaction, and fecal incon-
Foundation. tinence, each of which may reduce patient and caregiver
Address correspondence to Lori Frank, PhD, MEDTAP International, Inc., 7101 quality of life.3,7,8 The disorder as well as the sequelae carry a
Wisconsin Avenue, Bethesda, MD 20814. E-mail: Frank@MEDTAP.com. cost in terms of staff time to diagnose, treat, and manage.
Copyright ©2002 American Medical Directors Association Constipation care tasks are largely the responsibility of
DOI: 10.1097/01.JAM.0000019536.75245.86 nursing staff in long-term care; yet there is limited informa-

ORIGINAL STUDIES Frank et al. 215


tion in the literature about nursing staff time required for care several units within the site. Subjects were required to reside
of constipation. Care can include treatment for the disorder as in the nursing home for at least 60 days before enrollment,
well as preventive care measures. Results of a small descriptive and meet criteria for constipation, specifically, two or fewer
study demonstrate that nursing staff find constipation care bowel movements per week for the prior 2 weeks (adapted
moderately burdensome and time consuming and that some from the Rome criteria),12 and/or use of a stimulant or os-
constipation care tasks, such as disimpaction and enema ad- motic agent, and/or enema, and/or bulk-forming laxative at
ministration, can take close to one-half hour of staff time.9 least two times in prior 4 weeks. Data were collected from a
Despite the prevalence of the disorder among institutionalized convenience sample of two separate nursing homes in differ-
older adults, no studies directly address the costs associated ent geographic regions (Mid-Atlantic and Northeast) in
with the disorder in nursing homes.10 1999. Institutional Review Board (IRB) approval was ob-
The goal of this study was to quantify the nursing staff- tained from a central IRB and a local IRB as required by one
related cost of constipation care to nursing homes from the site. Informed consent for participation was obtained from all
perspective of the nursing home. An observational approach subjects or their guardians.
was chosen for this study based on the success of the method Data on demographic and clinical characteristics were ab-
for a similar disorder, incontinence, within the long-term care stracted from the medical record. The following subject de-
literature. Information about the length of time needed to scriptive data were collected: age, gender, race, bowel move-
complete constipation-related tasks, the frequency with ment frequency and body mass index (BMI). Any
which these tasks are completed, material resources used in hospitalization that occurred during the 60-day review period
constipation care, and different responsibility levels of the was noted along with hospital length of stay. Use of site-
staff involved (eg, charge nurse, certified nursing assistants specific bowel treatment program was also recorded for each
(CNAs)) were gathered through direct observation and med- subject.
ical record review. These data were used to obtain an estimate Information on level of cognitive impairment was calcu-
of the costs associated with constipation care in the long-term lated based on Minimum Data Set (MDS)13,14,15 items in-
care setting. cluded in medical record review. A composite MDS cognitive
impairment score was calculated using dichotomous scoring
METHODS (0 ⫽ intact, 1 ⫽ impaired) for each of the nine MDS items
This was a prospective, observational, time-and-motion (short term memory, long term memory; recall of season,
study. Data on nursing staff time required for constipation- room location, staff names/faces; presence in nursing home;
related resident care was obtained via observation, along with easily distracted; altered perception; and mental function vari-
staff level involved (eg, charge nurses, staff nurses, and ability). Mini-Mental State Examination (MMSE) data were
CNAs). Observational constipation care data for residents collected if available, and then only if recent (in prior quar-
who met eligibility criteria were supplemented by medical terly assessment). Level of dependence for activities of daily
record data to estimate frequency of constipation care tasks living (ADLs) was collected from Section G of the MDS, and
per resident. was calculated based on the method presented by Castle et
al.16 Possible ratings for each ADL are: 0, independent; 1,
Sites supervision; 2, limited assistance; 3, extensive assistance; and
Sites were included only if they met the definition of 4, total dependence. ADL score was averaged across all 5
“nursing home” as used in the Medical Expenditure Panel items (bathing, feeding, dressing, transferring, and toileting)
Survey Nursing Home Component:11 A facility or distinct and reported as a dichotomous variable, with scores between
portion of a facility certified as a Medicare skilled nursing facility; below 3 categorized as “low” and scores of 3 and above
or as a Medicaid nursing facility, or licensed as a nursing home with categorized as “high.”
three or more beds that provides onsite supervision by RN, or LPN, Both sites had internal protocols for care related to bowel
24 hours a day, 7 days a week. The director of nursing (DON) functioning, and whether the subject was formally on such a
at each site supplied site descriptive information including protocol was also recorded. The protocols indicated what ther-
bed size, occupancy rate, and staff wage rates. apeutic steps to take to maintain good bowel function and
specified care to institute should bowel movement frequency
Study Sample
drop below 1 per 3 days.
A sample of residents with chronic constipation were cho-
sen as the level of analysis rather than a sample of nursing staff Data Collection
to maximize capture of constipation care tasks. Study staff Observational data collection and medical record abstrac-
reviewed resident medical records and spoke to nursing per- tion were performed by trained staff from a survey research
sonnel to identify residents who met inclusion and exclusion organization. All three observational data collectors were
criteria. Specifically, at Site 1 we went through records for all registered nurses (RNs) with clinical and research experience
patients residing in the facility at the time of our study and in inpatient settings. Observers also abstracted medical
selected for recruitment all patients who met eligibility re- records along with an additional non-RN abstractor.
quirements. Because full record review of all patients was not Nine constipation-related care tasks (both preventive care
possible given the size of Site 2, we instead identified all and treatment) were included on the data collection form,
patients on constipation medications or otherwise eligible on with an “other” category available if other constipation re-

216 Frank et al. JAMDA – July/August 2002


lated tasks were observed or if multiple tasks were performed descriptive data described above, the following data were
simultaneously. Those nine tasks were (1) assessment of con- obtained: type of constipation care task performed; supplies
stipation (review of bowel functioning, physical examination, and medications used (amount, type, dose, etc.); preparation
rectal examination, medical history from residents, consulta- and administration of special dietary supplements for constipa-
tion); (2) preparation and administration of special dietary tion; date and time of performance of care task; professional
supplements for constipation; (3) toileting (bowel movement level (eg, staff nurse, CNA) of staff members performing the
only); (4) fecal disimpaction; (5) enema administration; (6) task, average frequency of occurrence of each separate care task
suppository administration; (7) oral medication administra- type (by patient) and staffing required for each care task type (if
tion; (8) evaluating for response to treatment for constipation; available). Task frequency data from the 60-day medical record
and (9) tasks that result from fecal incontinence such as review was used to calculate average time per task estimate (in
changing bed linens, bedpads, or clothes. Explicit written units of minutes per week), average labor cost per task (dollars per
indicators of task initiation and termination criteria were minute), average task labor cost, and average cost per task.
provided to all observers to ensure consistent interpretation of
tasks. Observers and medical record abstractors were in- Data Analysis
structed to minimize disruptions to nursing staff at the sites. Quantification of Costs
The bowel protocols at each facility included monitoring
Time estimates for completion of each selected task were
tasks (Task 1) and use of dietary and medication interven-
obtained from the observational component, as were a record
tions (Tasks 2, 6, and 7).
of total number of staff at each professional level (staff nurse,
Task Observation CNA) to obtain “staff mix” estimates per task. Staff mix
The goal of the task observation was to determine nursing estimates were based on observational data only because the
staff time and nursing personnel involved in completion of medical record did not provide sufficient information on staff
constipation care tasks. The observers collected data on each mix by task. An average staff mix per task was estimated based
subject a total of four times, for 3 hours per time, a total of 12 on the observational data. The average number of minutes
hours of observation per subject. The schedule was determined required for completion of each task by staff level was multi-
based on review of similar time and motion or cost studies plied by the appropriate wage rate for each staff member, to
conducted on urinary incontinence (UI)8,17–20 and based on obtain an average labor cost per task.
expected frequency of target care tasks. Observation included The medical record abstraction component provided task
only hours between 7:00 AM and 7:00 PM, based on staff input frequency estimates. After calculation of an average time per
from the sites as to likely times for constipation care. task estimate (in units of minutes/week), the per task time
To help desensitize staff and residents at each site to the estimate was multiplied by the average labor cost per task
presence of study staff, a desensitization period of 2 to 3 days (dollars) to obtain an average labor cost per task. Because there
was used, during which study staff collected data that were not was no pay differential between day and evening shifts at the
included in the study. sites, and because the majority of observation bins occurred
A maximum of seven subjects were observed by a single during morning and afternoon shifts, no shift differential costs
observer during each 3-hour observation bin. Observers could were calculated.
watch more than one resident at a time because constipation An average per task cost was calculated by adding the aver-
care tasks were neither continuous for each resident nor age per task labor cost to data obtained on the costs of
overlapping in time for observed subjects. medications and supplies used in constipation care tasks. From
For each separate constipation task observed, the following these values, the cost of constipation was estimated at the
information was recorded: staff time and level of staffing level of the resident and at the level of the institution.
required for each care task type (eg, staff nurse, CNA), aver- National wage rates were used to calculate the average cost
age time for each care task (via stopwatch), and supplies of care task time, using data from the Nursing Home Salary
required for each care task. Information on the types of and Benefits Report21 (effective date of data: February 1997),
supplies and medications (including type, amount, and fol- to present results in terms of nationally representative US
low-up doses for medications) was also collected for compre- values. Specific data on relative time involvement of staff
hensive calculation of average task costs to supplement the (nurse and CNA) was assumed to be equal for all staff. Wage
task labor cost calculation. rates were inflated to 1999 values using an inflation index
provided by the Consumer Price Index for Urban Wage
Medical Record Abstraction
Earners and Clerical Workers from the Bureau of Labor Sta-
The goal of the medical record review was to determine the tistics.22 Average wholesale prices of prescription and over-
frequency with which the specified constipation care tasks the-counter medications was obtained from the Red Book.23
were performed. A secondary goal was to identify any consti- Prices of medical supplies were obtained from supply catalogs
pation care tasks performed regularly by nursing staff that were and supplier websites.
not captured by the observational component.
Medical record review for participating residents covered Calculation of Costs
the 60 days before the date of review, which occurred within The average frequency of occurrence of each task, obtained
1 week of subject observation. In addition to the resident from averaging across all subjects, was multiplied by the av-

ORIGINAL STUDIES Frank et al. 217


Table 1. Site Information
Site 1 Site 2
Number of beds 175 334
Occupancy rate (prior 12 months) 98.3% 98.0%
Medicaid occupancy rate (prior 12 months) 34.8% 70.0%
Number of nursing staff
Charge nurse (RN) 4 17
Staff nurse 14 103
RN 9 96
LPN 5 7
Nursing aide/assistant 44 153
Number of FTEs per resident*
Charge nurse (RN) .023 .053
Staff nurse .081 .321
RN .052 .300
LPN .029 .021
Nursing aide/assistant .255 .478
Unit secretary NA† .028
Ownership For profit Non-profit
Hospital affiliation No Yes
Special care units Alzheimer’s unit Alzheimer’s unit; Sub-Acute unit; Protective
care unit; Chronic disease unit
Certification status Medicare/Medicaid Medicare/Medicaid
Number of subjects 19 40
*Number of FTEs per resident ⫽ number of full-time equivalents per position/number of current residents.

NA: not applicable.

erage cost for that task to obtain a “frequency adjusted” task half the staffing of Site 2. Median staff nurse wages were
cost. The adjusted task costs were summed to obtain a total $17.07 for licensed practical nurses (LPNs) and $23.03 for
estimated cost per constipated resident per year. registered nurses (RNs) based on the Nursing Home Salary
Average labor cost per task (dollars) ⫽ average labor time per and Benefits Report. Both sites had staff nurse wages above
task ⫻ wage rate per staff level. national median values. Pay for CNAs was comparable to
Average per task cost ⫽ average labor cost per task ⫹ medica- national values at Site 1 ($10.40 vs. $9.67 national) but was
tion costs ⫹ supply costs. nearly 70% above at Site 2 ($16.41). This difference is due in
Data from the observations were entered into a computer- part to differences in regional wage rates. Subjects were older
ized Oracle clinical database and were double-keyed to ensure on average at Site 2 (89.1 ⫾ 6.7 vs. 78.9 ⫾ 14.7, t ⫽ 3.70,
accuracy. Data were converted to SAS and Microsoft Excel P⬍0.05) but there were no site differences on gender, race,
spreadsheet formats. The unit of analysis was the individual BMI, average number of bowel movements per week, or
constipation care task. Discrepancies were resolved by con- MMSE score.
sultation with source documents. There were no missing data Subject demographic information is presented in Table 2.
from the observational component. Data are assumed to be Mean subject age for the sample of 59 residents was 86 (⫾11)
complete because it is not possible to determine what, if any, years; all subjects were over 65 with the exception of one. The
care was not recorded in the medical record. majority of the sample was white (97%) and female (69%).
Sensitivity analyses were conducted on cost calculations, These characteristics are comparable to those of national
first using the highest and lowest observed task time values by nursing home data:24 88.7% white, 71.6% female. Available
task for calculation of annual cost per resident with constipa- MMSE scores spanned the range from lowest (0) to highest
tion. Task frequency estimates were varied separately, to test (30). The median MDS score was closer to intact than im-
the effect on base case results with a frequency increase and paired. Forty-six percent of subjects showed a high level of
decrease of 50% of the mean frequency obtained from medical dependence on ADLs, and the majority of subjects were on a
chart review. formal constipation preventive program. This may explain
the mean bowel movement frequency per week of nearly 7
RESULTS (⫾3). The observers reported that subjects generally qualified
Site and Subject Characteristics for enrollment based on the medication criteria, and only one
resident had ⬍2 bowel movements per week at enrollment.
Descriptive information by site is presented in Table 1.
Both sites had an occupancy rate of 98% in the 12 months
before data collection. One third of residents at Site 1 and Task Observation
over two thirds of the residents at Site 2 were Medicaid Of the original nine constipation care tasks listed on the
funded. Site 1 had nearly half the bed capacity but less than data collection form, only five were observed. Constipation

218 Frank et al. JAMDA – July/August 2002


Table 2. Sample Characteristics
Characteristic N Median Minimum, Mean (SD) or
Maximum Frequency (%)
Age 59 88 45, 100 85.83 (10.97)
Gender, % female 41 — — 69.5%
Race
White 57 — — 96.6%
Black 2 — — 3.4%
Body Mass Index* 52 22.12 14.66, 35.56 22.82 (4.18)
Hospitalized during 60-day chart review period 7 — — 11.9%
(number of residents)
Average length of stay (number of days) 8 3.5 0†, 12 5.25 (4.33)
Cognitive impairment
MDS Score‡ 55 0.44 0.22, 0.89 0.51 (0.165)
MMSE Score§ 50 24 0, 30 20.04 (9.73)
ADL independence㛳
Low (score ⬍3) 30 — — 53.6%
High (score ⬎or ⫽ 3) 26 — — 46.4%
Average bowel movement frequency/week 56 6.13 1.75, 15.5 6.87 (2.84)
Bowel preventive program, % on 55 — — 93.2%
*Body Mass Index was calculated using the following formula: BMI ⫽ (weight in pounds/2.2)/(height in inches/39.37)2.

One patient was admitted and discharged on the same day. One patient was hospitalized twice.

Minimum Data Set (MDS) cognitive status composite score where 0 ⫽ intact, 1 ⫽ impaired based on 9 MDS items: short and long term
memory; recall of season, room location, staff names/faces; presence in nursing home; easily distracted; altered perception; mental function
variability.
§
Mini-Mental State Exam (MMSE) score range 0 to 30 (higher ⫽ less impairment).

Averaged Activities of Daily Living (ADL) score from MDS data for bathing, feeding, dressing, transferring, and toileting using method of
Castle et al., 1997. Ratings range from 0: independent, 1: supervision, 2: limited assistance, 3: extensive assistance, to 4: total dependence.
Scores ⬍ 3 ⫽ “low” dependence; ⱖ 3 ⫽ “high” dependence.

evaluation was never observed, and we therefore combined medications provided for constipation care during the 60-day
medical record review mentions of this task with the consti- medical record review for each subject are presented in Table
pation assessment task. Some tasks were observed in combi- 5. Based on non-PRN orders, Peri-Colace™, Colace™, sor-
nation, precluding separate observational time estimates for bitol, and Senokot™ were the most frequently administered
each; some of these combination tasks were assigned to a medications.
single category. Oral medication administration observed The average labor cost based on staff time for oral medica-
times may include administration of non-constipation medi- tion administration was $1577 per resident with constipation
cations as well. No additional constipation care tasks (beyond per year. Average labor cost for administration of dietary
those captured by observation) were identified through the supplements was more than $215 per resident with constipa-
medical record review. A detailed explanation of specific tion per year. The labor and supply costs for all constipation
assumptions regarding task categorization may be obtained care tasks were summed to obtain the total nursing labor and
from the authors. supply cost per resident with constipation per year: $2253.
Cost Calculations Sensitivity Analyses
Table 3 presents the variables that were used for calculation Specific contributors to the basic cost model were varied as
of average cost per task occurrence. Median values were above part of a sensitivity analysis. See Table 6. The lowest and
$1.25 for assessment/evaluation, administration of dietary sup- highest task times observed were input separately. For admin-
plement, and oral medication administration. Administration istration of dietary supplement, the lowest task time decreased
of oral medication was the most expensive task per occur- the base case cost estimate by approximately $6, and the
rence, at $1.74 (low: $1.60, high: $1.89). Low and high highest time increased it by nearly $600. The lower impact of
Nursing Home Salary and Benefits Report wage rates were use of the low time estimate is most likely because most
used in separate calculations to provide a national range for observations (70%) were below the mean value used in the
costs. base estimate. Varying time estimates for oral medication
Total annual labor costs per task were calculated by mul- administration had the largest effect on the total cost esti-
tiplying average task time by the frequency of task occurrence, mate. Using the lowest observed time for oral medication
and multiplying that product by wage rates (See Table 4). administration in the calculation (5 seconds) reduced the cost
Supply costs were added to average labor costs to obtain the estimate by more than $1100. Use of the highest time esti-
total costs per subject per year. Total annual supply cost for mate (more than 11 minutes) increased the estimate by over
residents with constipation is nearly $400 per year, with the $2400. Results were similar when task frequency rather than
majority of those costs accounted for by oral medications. All task time was altered, using ⫹50% and ⫺50% of mean time

ORIGINAL STUDIES Frank et al. 219


based on medical chart review data. Again, the biggest effect

1997–1998 Nursing Home Salary and Benefits Report converted to present wages by Consumer Price Index for Medical Care Services (10/20/99) as wage source. Wages calculated by increasing
$1.16

$1.24

$0.66
$0.90
$1.60
Low
was found for oral medication administration: ⫺$1066 and
⫹$1058 for the ⫺50% and ⫹50% frequency estimates, re-
Task Labor Cost per spectively. For all other constipation care tasks, the differ-

Median
ences were within $100.

$1.28

$1.38

$0.72
$0.97
$1.74
DISCUSSION
Occurrence
(Dollars)†

an hourly rate by 30% to include benefits (Hospital and Healthcare Compensation Service & John R. Zabka Associates, Inc, 1997). Effective date of data: February 1997.
This is the first study of its kind to use an empirical
$1.41

$1.51

$0.81
$1.05
$1.89
approach to examine the nursing labor and supply costs asso-
High

ciated with constipation care in nursing homes. Despite the


high prevalence of constipation care in nursing homes, avail-
able empirical data on it are extremely limited. This study
Average Task
Time (mm:ss)

demonstrated that the per patient cost of constipation in


nursing homes is considerable.
3:24

3:38

4:29
2:35
4:37
These results are relevant to cost management and care
quality in long-term care. There is a growing literature on
nurse occupational stress. Although certain aspects of nursing
care in long-term care are immutable (eg, regulations requir-
Occurrences

ing certain staff to administer medications, for example),


Number of
Observed

making positive changes to improve staff time use can be


20

10

2
1
182

associated with improved morale, and effective use of nursing


Total

staff time is related to better care quality in long-term


care.25,26 Nursing assistants comprise 45% to 70% of long
term care employees in North America27 and provide up to
$20.56

$20.53

$20.81
$20.72

90% of personal care in nursing homes.28 Improving care


Average Labor Cost (Wage in

$8.82
Low

efficiency for common care tasks like constipation care may


Dollars/Hour Per Nurse)†

assist with reducing staff stress and burnout.


The dominant contribution of oral medication administra-
Median

tion and dietary supplement administration suggests that


$22.69

$22.70

$22.62
$22.65
$9.67

these two tasks are promising areas in which to design cost-


saving interventions. The dietary supplementation observed
for this study related to constipation only; supplementation
for nutritional needs was not included. Therefore, treatments
$24.88

$24.94

$10.81
$24.30
$24.51
High

or intervention strategies that reduce or eliminate the need


for constipation-related supplementation could result in sub-
stantial savings in terms of staff time and labor costs. Because
CNA*

of the high rate of polypharmacy among residents, the oral


medication administrations observed here often included
0

2
0
0

other non-constipation drugs. Therefore, not all instances of


oral medication administration can be eliminated by reducing
Average Staff Mix

Nurse
Staff

administration of constipation-related medications. However,


Calculation of Task Labor Costs per Occurrence

155
11

reducing time to administer the constipation medication (eg,


5

0
1

by reducing number of doses, time needed for pill crushing, or


time needed for assisting residents) could have a notable cost
Charge
Nurse

impact. Constipation treatments with better efficacy could


30

also lower care costs by eliminating the need for multiple


9

0
0

constipation medications (eg, maintenance dosing of milk of


magnesia multiple times per day) and/or eliminating the need
for dietary supplementation distinct from regular mealtimes.
Suppository administration

*CNA: Certified Nurse Aide.


Assessment/evaluation of

Because some medication administrations will occur whether


constipation medications are included are not, the cost im-
Enema administration
(prune/apple/bran
Dietary supplement

pact of reducing or eliminating the need for constipation-


administration

administration

specific medications is limited. A broad range for sensitivity


Oral medication
supplement)
constipation

analysis was chosen to ensure conservative cost estimation.


Swallowing disorders and other eating-related difficulties are
Table 3.

common among residents, and nurses’ time to accommodate


these problems during multiple daily medication administra-
Task

tions may account for much of the observed time.

220 Frank et al. JAMDA – July/August 2002


Table 4. Labor and Supply Costs by Task and Total Annual Task Cost
Task Average Supply Cost* (Per Labor Cost Frequency (Per
Task Time Subject per Year) (Subject per Year) Subject per Year)
(mm:ss) NHSBR† Median
Assessment/evaluation of constipation 3:24 $0.00 $38.97 30.33
Dietary supplement administration 3:38 $10.59 $214.70 148.37
(prune/apple/bran supplement)
Enema administration 4:29 $6.56 $5.53 7.64
Suppository administration 2:35 $9.57 $16.98 17.44
Oral medication administration 4:37 $372.63 $1577.21 904.87
Total annual cost per resident with — $399.35 $1853.40 —
constipation by component
Total annual cost (labor ⫹ supplies) per resident with constipation: $2252.75†
*Medication average wholesale price obtained from Red Book (1999). Medical supply prices were obtained from supply catalogs and supplier
websites.

1997–1998 Nursing Home Salary and Benefits Report converted to present wages by Consumer Price Index for Medical Care Services
(10/20/99) as wage source. Wages calculated by increasing an hourly rate by 30% to include benefits (Hospital and Healthcare Compensation
Service & John R. Zabka Associates, Inc. 1997). Effective date of data: February 1997.
Total annual cost ⫽ average time per task ⫻ (60-day frequency chart/59 residents)/60 * 365.25.

It was of interest that frequency of bowel movement was which specify close monitoring of bowel movement frequency
not severely limited in this sample, and that subject eligibility and treatment if ⬍1 movement occurs per 3 days, most likely
was below literature-based prevalence estimates. The fluctu- account for the bowel movement frequency findings. These
ating symptom expression of constipation and our limited protocols represent standard care, and therefore, we do not
enrollment window may, in part, account for this finding. The think that they resulted in more or less care than is generally
bowel programs in place for more than 90% of the subjects, given to patients identified with constipation.

Table 5. Medications, Total Number of Administrations, and Average Cost per Dose for Constipation Care
Drug Name Average Number of Administrations Average Cost
per Patient per Year* per Dose ($)*
Peri-Colace姞 256.70 0.42
Colace姞 191.60 0.41
Sorbitol 171.17 0.15
Senokot姞 116.18 0.35
Dulcolax姞 (oral) 39.41 0.68
Phillips Milk of Magnesia 38.69 0.10
Lactulose 37.56 1.71
Metamucil姞 22.91 0.15
Surfak姞 18.57 0.31
Dulcolax姞 (suppository) 10.42 0.68
Cascara 6.19 0.49
Bisacodyl (oral) 5.88 0.01
Bisacodyl (suppository) 0.21 0.09
*Average number of administrations per year ⫽ total number of administrations for 60-day retrospective medical record review (3540
patient days) ⫻ 365.25/3540.

Table 6. Sensitivity Analyses*


Task Observed Time Frequency of Occurrence
Lowest Highest ⴚ50% ⴙ50%
Assessment/evaluation of constipation NA NA $2229.53 $2268.50
Dietary supplementation $2246.59 $2851.17 $2228.60 $2269.43
Oral medication administration $1151.39 $4658.84 $1187.01 $3311.03
Enema administration $2246.70 $2251.35 $2239.70 $2258.33
Suppository administration NA† NA $2235.74 $2262.29
*Base case value: $2252.75.

Task time was not included for suppository administration since there was a single observation point.

ORIGINAL STUDIES Frank et al. 221


It is possible that patients are medicated after the symptoms was $2253, far higher than the low estimate for UI treatment
of constipation subside. However, the chronic nature of con- of $664 and closer to the high UI estimate of $3317. Given
stipation in this patient population suggests that medication the extensive nursing home UI cost literature and scarce
may be classified as maintenance for many patients after an constipation literature, and in light of the high cost of con-
acute treatment period, with treatment titrated to address stipation found in this study, additional research resources
fluctuating symptoms. Symptoms were not always document- should be devoted to studying the costs associated with con-
ed; therefore, we did not attempt to document the numbers stipation in the nursing home.
with symptoms but instead made the assumption that treat-
ment indicated some evidence of symptoms sufficient to war- Limitations
rant treatment in the staff’s judgment. These data provide an average cost per episode, but the true
The low number of observed occurrences of enema and cost for constipation care cannot be known until better prev-
suppository administration (fewer than 10) limits the inter- alence estimates are obtained. Because multiple medications
pretation of results based on those data. However, observed were frequently administered at a single time, obtaining a
completion times for these tasks were not out of scale based separate cost for oral constipation medication administration
on data from the other tasks. Focused observation of these was not feasible, and therefore the extent to which reducing
tasks and/or extension of the observation schedule could oral constipation medication can reduce costs requires addi-
improve confidence in these estimates. tional study. Because identification of constipation-only med-
Of our original list of nine tasks, the four tasks that we did ication administration was not possible, the marginal cost of a
not observe were bowel movement toileting, fecal disimpac- specific class of medication may be minimal. Clearly further
tion, evaluating for response to treatment for constipation, research is warranted.
and tasks that result from fecal incontinence. Evaluation for The frequency estimates for constipation care tasks were
treatment response was mentioned in the medical record and based on medical record review. The inaccuracies in medical
was, for observational purposes, indistinguishable from assess- records are widely acknowledged, and quantifying the true
ment/evaluation of constipation. We therefore included all task frequency requires direct observation beyond that per-
evaluations as part of the assessment/evaluation task rather mitted by this study design. Given our observation schedule,
than try to distinguish them. In this way, staff time and results can be generalized to daytime care, that is, that pro-
frequency of occurrence were still meaningfully captured. Fe- vided between 7:00 AM and 7:00 PM. Finally, the lack of
cal disimpaction was always combined with enema adminis- observational data on toileting suggest that these cost esti-
tration, and therefore, the separate category was dropped. No mates are likely conservative.
instances of fecal incontinence were observed for the residents The extent to which findings from these homes can be
during our observation times. Staff indicated that, because of generalized nationally may be limited. Despite similarities in
constipation treatment, fecal incontinence is a relatively in- resident demographic characteristics, staff nurse wages were
frequent occurrence, and we were therefore not surprised that above national medians at both sites, and at Site 2, CNAs
we did not observe it. Finally, we did not observe bowel were paid 70% above the national median wage rate. Also,
movement toileting. Based on chart review, it seems that such Site 2 had a higher level of staffing, in terms of staff-to-
toileting occurred very infrequently, and our observation bins resident ratio, than Site 1. Informal observation by study staff
were not long enough to capture this relatively infrequent task suggested that this site was notably superior, in terms of
completion. organization and appearance, to other nursing homes.
Data collectors noted that constipation-related care was Finally, a conceptual distinction can be made between
being provided to residents who were not enrolled in the constipation prevention and constipation treatment. How-
study (because they did not meet inclusion criteria). Our cost ever, in practice, prevention and treatment are difficult to
estimates are therefore likely conservative. The per patient distinguish. Constipation prevention includes PRN medica-
annual costs provided by this study can be used with a range tions and non-PRN medications. The treatment versus pre-
of prevalence estimates to obtain a broader range within vention distinction is, therefore, difficult to make with a
which most facility costs are likely to fall. disorder like constipation, in which treatment is generally
The per patient annual cost of constipation estimated from chronic with adjustments for acute symptoms. In this study,
this study was approximately $2253. It is helpful to under- most subjects identified by nursing staff as constipated were in
stand the cost of constipation care in nursing homes in rela- fact on a treatment regimen. Therefore, the data most likely
tion to the costs of other common disorders in that setting. reflect the cost of constipation treatment in nursing homes
The literature on UI was used as a basis for comparison rather than the costs associated with just prevention.
because multiple cost studies were available. Based on work by
Wagner and Hu,29 the annual cost for behavioral and phar- CONCLUSION
macologic treatment and routine care per UI patient (inflated Identifying areas in which nursing care can be improved, in
to 1999 dollars), is $664. In a separate report, Hu et al.30 terms of time efficiency and effectiveness, is critical to ad-
estimated labor costs for residents with UI without a catheter dressing nursing home care quality. The prospective payment
at $6/day per resident. Inflating to 1999 dollars, that results in system (PPS) creates an incentive for nursing home admin-
a per patient annual cost of $3317.30. The per patient annual istrators to improve care efficiency in terms of staff time. For
cost of constipation estimated from the results reported here Medicare PPS payments, for example, health care institutions

222 Frank et al. JAMDA – July/August 2002


that operate efficiently benefit if actual costs are below the 12. Thompson WG, Creed F, Drossman DA, et al. Functional bowel disor-
reimbursed payment level.31 In addition to the financial ben- ders and chronic functional abdominal pain. Gastroenterol Int 1992;5:
75–91.
efit, reducing nursing staff time required for one treatment 13. Hawes C, Morris JN, Phillips CD, et al. Reliability estimates for the
category can allow nursing staff to spend more time providing Minimum Data Set for nursing home resident assessment and care
quality patient care. Constipation is a therapeutic area with screening (MDS). Gerontologist 1995;35:172–178.
substantial consequences for nursing homes. Identifying con- 14. Morris JN, Hawes C, Fries BE, et al. Designing the National Resident
tributors to care costs in general and nursing staff time in Assessment Instrument for Nursing Homes. Gerontologist 1990;30:293–
307.
particular can assist policymakers, administrators, and staff 15. Hartmaier SL, Sloane PD, Guess HA, Koch GG. The MDS Cognition
with improving care in nursing homes. Scale: A valid instrument for identifying and staging nursing home
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ACKNOWLEDGMENTS 16. Castle NG, Fogel B, Mor V. Risk factors for physical restraint use in
nursing homes: Pre- and post-implementation of the Nursing Home
The authors thank Emuella Flood, Sonika Mathur, and Reform Act. Gerontologist 1997;37:737–747.
Sarah Nason of MEDTAP, and Linda Armstrong, Suzanne 17. Cella M. The nursing costs of urinary incontinence in a nursing home
Beckner, Helen Leahy, Shirley Lewis, and Katherine Muth of population. Nurs Clin North Am 1988;23:159 –168.
WESTAT for their assistance. In addition, we are grateful to 18. Cummings V, Holt R, van der Sloot C, et al. Costs and management of
urinary incontinence in long-term care. J Wound Ostomy Continence
the residents and staff of the participating nursing homes for
Nurs 1995;22:193–198.
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