Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Shalom H. Schwartz
November, 2008
This research was supported by Israel Science Foundation Grant No. 921/02. I am grateful to
Liat Levontin, Lilach Sagiv, and Noga Sverdlik for their insightful comments on an earlier
Introduction
During the past two decades, I have developed, validated, and applied two separate
theories of value related constructs. The first concerns the basic human values on which
individual people in all societies differ (e.g., security, achievement, hedonism, concern for
others). Basic individual values are an aspect of personality. The second theory deals with
harmony). These orientations underlie and justify the functioning of societal institutions.
Are two value theories really necessary? Could the same value constructs or
dimensions serve at both individual and cultural levels of analysis? It would certainly be more
parsimonious to do with one theory. Logically, one theory would suffice if we could assume
that culture is simply personality writ large or that individual values are culture writ small.
Sadly—for accepting either assumption would make life easier—I find them both
unacceptable. In addressing the question of the relationship between individual and culture
This chapter presents and contrasts my individual-level and culture-level theories and
suggests how to apply them fruitfully together. It is structured as follows: First, I explicate
each theory, specifying its constructs and the relations among them and citing evidence to
support them. Next, I compare the empirical structures obtained when the same values data
are analyzed at the two levels of analysis and discuss how to interpret these structures as
expressions of individual personality and of societal culture. I then contrast the causes of
individual differences in basic values and the causes of societal differences in cultural
orientations. Next, I present and illustrate the questions that cultural orientations are suited to
address and the different questions that individual values are suited to address. Finally, I
discuss and illustrate how multi-level analyses that exploit both types of values together can
Sources and consequences. In D. Sander and T. Brosch (Eds.), Handbook of value. Oxford:
For me, as for Rokeach (1973) and others, values represent broad, desirable goals that
serve as standards for evaluating whether actions, events, and people are good or bad.
Individual values are goals that derive from what it means to be human, to be a biological
organism who participates in social interaction and who must adapt to the demands of group
life. Cultural values, in contrast, are goals that derive from the nature of societies, from the
“functional imperatives” (Parsons, 1951) with which societies must cope in order to survive.
Every society must coordinate activities among individuals and groups, adapt individual and
group activity to the social and physical environment, and motivate individuals to perform
their roles in ways that meet expectations. Thus, I adopt a functionalist perspective in
identifying value constructs at both the individual and the cultural level.
Individual values
I start with the individual level theory, the psychological level at which my theorizing
and empirical research began (Schwartz & Bilsky, 1987; Schwartz, 1992). In the tradition of
Spranger (1928), Allport (1955), Kluckhohn (1951), Morris (1956), and Rokeach (1973), I
sought to identify a comprehensive set of values that help to explain individual differences in
attitudes and behavior. Two other objectives, not a focus of earlier theorists, were to seek the
basic values recognized in all societies and to understand how these values are organized into
Rokeach, 1973; Feather, 1975; Rohan, 2000; Schwartz, 1992). Basic values are commonly
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defined as trans-situational goals, varying in importance, that serve as guiding principles in the
life of a person. In order to cover the full range of potential values, I examined previous value
theories, past values questionnaires, religious and philosophical texts from around the world,
and motivational variables mentioned in theories of needs, goals, and personality. On this basis,
I tentatively identified ten motivationally distinct basic values that subsequent research has
shown to be recognized across societies (Schwartz, 1992, 2006a). These values are likely to be
universal because they are grounded in one or more of three universal requirements of human
existence with which they help to cope. These requirements are needs of individuals as
biological organisms, requisites of coordinated social interaction, and survival and welfare
needs of groups.
Each value is grounded in one or more of the three universal requirements of human
existence. For example, conformity values derive from the requirement that individuals inhibit
inclinations that might disrupt and undermine smooth interaction and group functioning; and
hedonism values derive from organismic needs and the pleasure associated with satisfying
them.1 Below are the ten basic values, each defined in terms of its central goal.
Power: Social status and prestige, control or dominance over people and resources.
standards.
Universalism: Understanding, appreciation, tolerance and protection for the welfare of all
Benevolence: Preservation and enhancement of the welfare of people with whom one is in
1
For detailed derivations of the ten values, see Schwartz (1992, 2006a).
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Tradition: Respect, commitment and acceptance of the customs and ideas that traditional
Conformity: Restraint of actions, inclinations, and impulses likely to upset or harm others and
The social and psychological conflict and congruity people experience when pursuing
values give rise to a coherent structure of relations among the ten values (Schwartz, 1992,
2006a). Figure 1 presents a circular structure that portrays the total set of relations. Values that
come in conflict when individuals try to pursue them simultaneously are in opposing directions
from the center; congruent values are adjacent to one another in the circle. The closer any two
values in either direction around the circle, the more similar their underlying motivations; the
more distant, the more antagonistic their motivations. Although the theory discriminates these
ten values, at a more basic level, values form a continuum of related motivations. The circle
reflects this continuum. Depending upon the degree of refinement desirable for scientific analysis,
The continuum of values can be viewed as organized along two bipolar dimensions
shown in the figure: (1) Self-enhancement values (power, achievement) that encourage and
benevolence) that emphasize concern for the welfare of others. (2) Openness values (self-
direction, stimulation) that welcome change and encourage pursuit of new ideas and
maintaining the status quo and avoiding threat. Hedonism values share elements of openness
and self-enhancement.2
three instruments to measure individual differences in value priorities (Schwartz, 1992, 2003,
2006a). The first was the Schwartz Value Survey that includes 56 or 57 value items (SVS:
Schwartz, 1992; Schwartz & Boehnke, 2004). Each abstract item (e.g., humility, creativity,
social order, pleasure, social justice) is followed in parenthesis by a phrase that helps to specify
its meaning. Respondents rate the importance of each “as a guiding principle in MY life.”
Several items index each value. For example, ‘authority’, ‘social power’, ‘wealth’, and
‘preserving my public image’ index power values. Multidimensional scaling analyses (MDS)
within each of 70 countries established that 46 of the 57 items have reasonably equivalent
meanings across countries (Schwartz, 1992, 2006a; cf. Fontaine, et al. 2008). The score for
the importance of each value is the average rating given to the items that were designated a
priori as markers of the value and that demonstrated cross-cultural equivalence of meaning.
The other instruments, the 40-item and 21-item Portrait Values Questionnaires (PVQ),
include short verbal portraits of different people gender-matched to the respondent. Each
portrait describes a person’s goals, aspirations, or wishes that point implicitly to the
importance of a value. For example, “Thinking up new ideas and being creative is important to
him. He likes to do things in his own original way” describes a person for whom self-direction
values are important. “It is important to her to be rich. She wants to have a lot of money and
expensive things” describes a person who cherishes power values. For each portrait,
respondents answer: “How much like you is this person?” We infer respondents’ own values
from their self-reported similarity to people described implicitly in terms of particular values.
All these value items have demonstrated near-equivalence of meaning across cultures in
Empirical Evidence for Basic Individual Values. Separate MDS analyses in each of
over 250 samples from representative national samples in 26 countries and samples of
structure of value relations using the different methods. Figure 2 presents an MDS analysis of
SVS items based on averaging the individual-level correlation matrixes within 68 countries
(Schwartz, 1992, 2006a; cf. Fontaine et al. 2008). A point represents each value item such that
the more positive the correlation between any pair of value items the closer they are in the space
and the less positive their correlation the more distant. The marker items for each value are in
bold. Comparison of Figure 2 with Figure 1 shows that the locations of specific items in
regions of basic values in this figure completely support both the content of each value and the
Analyses in single samples typically show small deviations such as intermixing of items
from adjacent values and misplacement of a few value items to nearby regions. Items located
in their postulated region in at least 75% of samples or in that region and adjacent regions in at
least 90% of samples are considered to have reasonably equivalent meanings for individuals
across cultures. Analyses of samples using the 40-item and 21-item PVQ also support the
motivationally distinct content of the ten values and the relations of conflict and compatibility
among them (Schwartz, 2006a,b). Confirmatory factor analyses of data using all three
methods lend further support to the individual-level values and their structure (Davidov,
Schmidt, & Schwartz, 2008; Perrinjaquet, et al., 2007; Schwartz & Boehnke, 2004).
Evidence from several analyses suggests that the ten basic individual values do indeed
cover the full range of broad, near-universal values. Collaborators from different countries
added items whose content they thought might be missing in the SVS. These items emerged in
the MDS analyses in regions appropriate to their meanings (e.g., chastity in conformity)
(Schwartz, 1994a). Thus, they identified no new, potentially universal values. Judges
successfully classified over 93% of more than 1000 value items from 42 different scales into
the ten basic values. The remaining items measured work values rather than basic values (De
Clercq, Fontaine, & Anseel, 2008). Finally, the absence of any major motivationally distinct
types of values would produce empty regions in the MDS space. This occurs, for example, if
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we drop the items representing two adjacent values. However, empty regions do not appear in
analyses that include items to measure all ten values. The absence of empty regions in these
The basic individual values identified here reflect the range of individual goals people
pursue. The structure of relations among individual values reflects the compatible and
personality, these values are appropriate for studying individuals. They are also appropriate for
comparing the average values of the members of different groups. Leung and Bond (2004) call
I turn next to the culture or society level. At this level, we seek a set of value
constructs that reflect the nature of societies or other large, solidary groups (e.g., ethnic
groups). These value dimensions should be appropriate for identifying societal differences in
preferred ways of attaining key societal goals. Early sociological theorists identified these
goals as maintaining social order, containing social conflict, encouraging productivity and
innovation, and regulating social change (Comte, 1896; Durkheim, 1897; Weber, 1922). These
are basic requirements of societal functioning that differ from the basic requirements of
individual functioning. Therefore, the dimensions appropriate for comparing the values of
societal culture and for comparing the values of individuals also differ.
The prevailing value emphases in a society may be the most central feature of culture
(Hofstede, 1980; Inglehart, 1997; Schwartz, 1999; Weber, 1958; Williams, 1958). These
emphases are conceptions of what is good and desirable, cultural ideals. The normative value
emphases find expression in the complex of beliefs, practices, symbols, and specific norms and
personal values prevalent in a society. These are the manifestations of the underlying culture.
The cultural value emphases help shape these manifestations and give them a degree of
coherence. Culture itself is a latent variable measurable only through its manifestations.
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an aspect of the context in which people live. Hofstede’s (1980) metaphor of culture as the
“programming of the mind” seems to locate culture itself in the minds of individuals, making it
a psychological construct. Though Hofstede does not endorse this view, it is common among
many cultural and cross-cultural psychologists (e.g., Chiu, et al., in press; Kitayama & Cohen,
2007), especially those for whom culture is primarily about the self (e.g., Markus & Kitayama,
1991). The value orientations that are the central aspect of societal culture in my theory
influence the minds of individual people but are not located in the mind. To rephrase
Hofstede’s metaphor, culture is the ‘programmer’ of the mind, not its programming. By virtue
of living in particular social systems, individuals experience the normative value emphases of
their society’s culture as a press to which they are exposed, a press that influences their
The press of culture takes many forms. In psychological terms, the press refers to the
primes that individuals encounter more or less frequently in their daily life (e.g., primes that
may draw attention more to the individual or the group, to the material or the spiritual). The
press also takes the form of language patterns (e.g., pronoun usage that may emphasize the
centrality of self versus other; Kashima & Kashima, 1998). The cultural press may also be
action more or less available in a particular society (e.g., opportunities to express solidarity
with or independence from others). In sociological terms, this press refers to the expectations
and constraints encountered more or less frequently when enacting roles in societal institutions
expectations to win the case or to seek the truth). The frequency of particular primes,
underlying normative value emphases that are the heart of the culture.
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This view of culture contrasts with views of culture as a psychological variable. These
views see culture as beliefs, values, behaviors, and/or styles of thinking that the individual
members of a society or other cultural group share to a substantial degree. I view these as
them, however, it is necessary to distinguish them from the culture itself—the normative value
emphases in the society that affect them. These emphases shape the content and distribution of
individual beliefs, actions, goals, and styles of thinking through the press and expectations to
which people are exposed. A strong cultural value emphasis on preserving hierarchical
relations and traditional in-group solidarity in Thailand (Schwartz, 2004), for example, induces
The ways the social institutions in a society are organized express the underlying
cultural value emphases. For example, competitive economic systems, confrontational legal
systems, and achievement oriented child-rearing all express a cultural value emphasis on
success, ambition, and self-assertion (e.g., in the USA). These social institutions continually
expose the individuals living in the society to primes, affordances, and expectations consistent
with the underlying cultural values. Most individuals develop, adopt, and/or internalize modes
of thinking, behaviors, attitudes, and personal value priorities that enable them to function
effectively and feel comfortable in the societal contexts to which they are exposed. In these
Seven Value Orientations. All societies confront and must cope with basic problems in
regulating human activity in order to survive ((Kluckhohn & Strodtbeck, 1961; Parsons, 1951).
These and other sources (Comte, 1896; Durkheim, 1897; Weber, 1922) point to three societal
problems as most critical: (1) defining the boundaries between the person and the group and
the optimal relations between them; (2) ensuring coordination among people to produce goods
and services in ways that preserve the social fabric; (3) regulating the utilization of human and
natural resources. Cultural value emphases reflect and justify preferred societal responses to
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these problems. I derived a set of dimensions for comparing cultures by considering societal
values that might underlie alternative societal responses to these problems (Schwartz, 1994b,
1999, 2008a). These cultural dimensions are based on a priori theorizing, unlike the Hofstede
The cultural value orientations that form the poles of my conceptual dimensions are
ideal-types; the cultures of actual societies are arrayed along the dimensions. These
orientations are normative responses; they prescribe how institutions should function and how
people should behave in order best to deal with the key problems societies face.
Autonomy vs. Embeddedness: The problem of defining the optimal relations and boundaries
between the person and the group translates into the question: To what extent should people
people as autonomous, bounded entities. They encourage people to cultivate and express their
own preferences, feelings, ideas, and abilities, and to find meaning in their own uniqueness.
There are two types of autonomy: Intellectual autonomy encourages individuals to pursue
their own ideas and intellectual directions independently. Affective autonomy encourages
‘Embeddedness’ cultures treat people as entities embedded in the collectivity. Meaning in life is
expected to come largely through in-group social relationships, through identifying with the
group, participating in its shared way of life, and striving toward its shared goals. Embedded
cultures emphasize maintaining the status quo and restraining actions that might disrupt in-
produce goods and services in ways that preserve the social fabric translates into the question:
How can human interdependencies be managed in a way that elicits coordinated, productive
3
This dimension shares some elements with the individualism-collectivism construct. Schwartz (2004)
discusses substantial conceptual differences between these two dimensions as well as between the other
Hofstede and Schwartz dimensions and presents differences between them in the ordering of national cultures.
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activity rather than disruptive behavior or withholding of effort? ‘Egalitarian’ cultures urge
people to recognize one another as moral equals who share basic interests as human beings.
They socialize people to internalize a commitment to cooperate, to feel concern for the
welfare of all, and to act voluntarily to benefit others. ‘Hierarchy’ cultures rely on hierarchical
systems of ascribed roles to insure responsible, productive behavior. They define the unequal
distribution of power, roles, and resources as legitimate and even desirable. People are
Harmony vs. Mastery: The problem of regulating the utilization of human and natural
resources translates into the question: To what extent should individuals and groups control
and change their social and natural environment vs. leaving it undisturbed and unchanged?
Harmony cultures emphasize fitting into the social and natural world, accepting, preserving,
and appreciating the way things are. Harmony cultures discourage efforts to bring about
change and encourage maintaining smooth relations and avoiding conflict. Mastery cultures
encourage active self-assertion by individuals or groups in order to master, direct, and change
the natural and social environment and thereby to attain group or personal goals. They
emphasize the desirability of active, pragmatic problem-solving that can produce ‘progress’.
In sum, the theory specifies three bipolar, conceptual dimensions of culture that represent
alternative resolutions to each of three problems that confront all societies: autonomy versus
embeddedness, egalitarianism versus hierarchy, and harmony versus mastery (see Figure
3). A societal emphasis on the cultural orientation at one pole of a dimension typically
accompanies a de-emphasis on the polar type with which it tends to conflict. For example,
orientation of egalitarianism. Israeli culture tends to emphasize mastery and to give little
emphasis to harmony. The cultures of Iran and China emphasize hierarchy and embeddedness
The cultural value orientations are also interrelated based on compatibility among their
basic assumptions. For example, embeddedness and hierarchy share the assumption that a
person’s roles in and obligations to collectivities are more important than her unique ideas and
aspirations: Both are high in Nepal. Egalitarianism and intellectual autonomy share the
assumption that people can and should take individual responsibility for their actions and make
decisions based on their own understanding of situations: Both are high in Scandinavia.
Harmony and embeddedness share the assumption that avoiding dramatic change is desirable:
Both are high in Ethiopia. Mastery shares with hierarchy the assumption that inequality in the
distribution of resources is legitimate, and with affective autonomy the assumption that self-
assertion should be encouraged. The combination of high mastery and hierarchy, as found in
Confucian cultures, encourages group assertiveness. The combination of high mastery and
The shared and opposing assumptions inherent in cultural values yield a coherent circular
structure of relations among them. This structure reflects the cultural orientations that are
compatible (adjacent in the circle) or incompatible (distant around the circle). It points to the
cultural profiles on the seven value orientations that are likely to be found (relatively high
emphases on adjacent values and low on opposing values) and the profiles that are unlikely to
As Figure 3 shows, the cultural value dimensions are not orthogonal. Cultural preferences
for dealing with one problem are not independent of preferences for dealing with other
with a preference for hierarchy as the way to manage human interdependence. Although not
opposites, these orientations offer conflicting prescriptions for how to regulate human
behavior. Indeed, in none of the 77 cultural groups I studied do emphases on autonomy and on
hierarchy appear together (Schwartz, 2008a). One could, of course, constrain orthogonal
dimensions in factor analysis at the cultural level, as Hofstede (1980), House, et al. (2004),
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and Inglehart and Baker (2000) do. But that would hide the interdependence of cultural
elements and obscure the pull toward coherence in culture portrayed in Figure 3.
Measuring and Validating the Cultural Value Orientations. For examining cultural
differences, it is important to use items that have similar meanings across cultures. As noted
above, 46 SVS value items demonstrated reasonable cross-cultural equivalence in the within-
sample analyses. These items, therefore, constituted the item pool for measuring the seven
cultural value orientations. As a priori markers for each cultural orientation, I chose the items
whose content expressed the substance of that orientation. Three to eight items (shown in
The assessment of the structure of values at the culture level started with the same
individual responses to the SVS as the individual level analyses. However, the input to the
MDS analysis at the culture level was the mean importance rating of each value in each
sample. Thus the unit of analysis at the culture level was the sample (societal group), not the
priorities within groups, that is, individual-level variance. This individual variance does not enter
the culture-level analysis because the data analyzed are group means. The culture-level structure
is derived exclusively from variance between groups. Thus, individual-level differences do not
affect the culture-level. The two levels are statistically independent, even though the same
responses are analyzed to measure both sets of value constructs (Dansereau, Alutto &
Yammarino, 1984).
How can group means, aggregated from individual data, reflect the culture external to
find specific expression in the social institutions of a society, in the expectations, primes,
affordances, and constraints that encourage actions consistent with the orientations. Thus, the
4
Liska (1990) discusses how group means, aggregated from individual variables, are a product of the dynamics
of social interaction and the organization of social units just as such structural variables as communication
networks or such global products as laws are. As such, they are properties of societies, not properties of persons.
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cultural value orientations help to shape the contingencies to which people adapt in their daily
lives. They help to determine the value preferences that are considered more or less legitimate
in common social contexts, that are encouraged or discouraged. The cultural press affects all
Of course, every individual is exposed to the cultural press in a unique way, depending
upon her location in society. Moreover, each individual has unique experiences and a unique
genetic makeup and personality that give rise to individual differences in personal values
within societies. Critically, however, these individual differences have no effect on the average
The average importance reflects the impact of exposure to the same culture. Hence,
individual responses, averaged across groups exposed to the same culture, can point to the
latent cultural value orientations in a society. These average societal values emerge out of
ongoing negotiations among persons and institutions over desirable goals, negotiations that
produce a cultural context of values embedded in societal institutions. Culture, in this sense,
does not depend upon the degree of consensus regarding values among group members.
The latest assessment of the validity of the culture-level theory employs data gathered
from 233 samples from 72 countries during 1988-2005. These include 88 samples of
schoolteachers, 132 samples of college students, and 16 representative national samples (total
N=55,022). For each sample, we computed the mean rating of each value item. We then
correlated item means across samples, thereby treating the sample as the unit of analysis. The
correlations reflect the way values covary at the sample (country) level, not the individual
level. They are statistically independent of the correlations across individuals within any
sample. A confirmatory multidimensional scaling analysis (Borg & Groenen, 2005; Guttman,
1968) of the correlations between the sample means assesses whether the data support the
values, based on the sample means. The theoretical model implies a circular structure in which
each orientation is close to (correlates positively with) those with which it is compatible and
distant from (correlates negatively with) those with which it conflicts. Confirmation that the
orientations are discriminated requires finding bounded regions of marker items in the spatial
projection that reflect the content of each orientation. Confirmation of the theorized structure
of relations among the orientations requires finding that the bounded regions of the
Comparing Figure 4 with Figure 3 reveals that the observed content and structure of
cultural value orientations fully support the theorized content and structure. This analysis clearly
discriminates the seven orientations: The value items selected a priori to represent each value
orientation are located within a unique wedge-shaped region of the space. The mean importance
rating of these value items can therefore be used as the score for the cultural orientation they
represent.5 Equally important, the regions representing each orientation form the integrated
cultural system postulated by the theory: They emanate from the center of the circle and follow
the expected order around the circle. Three vectors that connect the opposing orientations in
Comparing Empirical Structures and Functions of Value Items at the Two Levels
I have distinguished two theories because the basic individual values that guide
individual choices serve different purposes and derive from different sources than the
cultural value orientations that guide societal responses to the fundamental problems
societies confront. Basic values are an aspect of the personality system of individuals;
cultural value orientations are an aspect of the cultural system of societies. The structure of
relations that emerges among individuals' responses to value items reflects the logic of
5
For methods used to control biases in use of the response scale, see Schwartz (1999).
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our biological makeup and from the demands of social interaction determine the
organization of value items into the set of (plus or minus) ten individual-level values. The
structure of relations that emerges among societal responses to value items (i.e., sample
Because the structural analyses at the two levels are statistically independent, they
might yield different arrays of value items relative to one another—different structures. In fact,
comparing the individual-level value structure in Figure 2 with the culture-level structure in
Figure 4 reveals considerable overlap in the way the value items are arrayed. To see the overlap
There are two major reasons to expect some similarity between the dimensions at the
two levels (Schwartz, 1994b). First, as noted above, cultural orientations help to shape the
reinforcement contingencies to which individuals in a society are exposed in their daily life.
This influences both the content of individual value socialization and the opportunities for and
requirements of human nature place constraints on the normative demands that cultural
orientations can make if they are to be effective. The cultural options for dealing with
fundamental societal problems must be compatible with what individuals are capable of accepting
and doing. It is therefore not surprising that many value items function similarly at the individual
Although the arrays of value items in the two-dimensional spaces of Figures 2 and 4
overlap in part, theoretical considerations dictate partitioning the arrays into different sets of
regions. I partition the individual-level space into regions that reflect the functions of values as an
aspect of personality and the society-level space into regions that reflect the functions of values as
an aspect of culture. This enables us to give theoretical interpretations of each array that reflect
6
Fischer et al. (submitted) compared the two-dimensional arrays of value items at the two levels statistically,
using 55 SVS items. They found considerable similarity, but they also found that many items have different
locations in the two arrays.
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the dynamic forces that organize values at the appropriate level. As illustrated next, it also helps
to explain differences in the associations among value items at the two levels. I note only items
that index the same basic individual value but index cultural orientations that are not even
adjacent in the culture-level structure. In the spatial arrays at both levels, these values have
associations consistent with their standard dictionary definitions. However, different aspects of
these definitions are prominent at each level. The prominence of one aspect or another reflects the
‘self-discipline’ and other conformity items and distant from ‘social power’, ‘wealth’ and
‘authority’. As an individual, psychological goal, humility calls for submission and avoidance of
assertiveness. At the culture level, ‘humble’ is a hierarchy item close to ‘social power’, ‘wealth’
and ‘authority’. As a cultural prescription, encouraging people to show humility supports the use
exercise authority over those below them but also to show humility toward those above them.
‘Forgiving (willing to pardon others)’ is a benevolence item at the individual level, closest
to ‘helpful’ and ‘honest’. Pursuing the individual goal of forgiving entails showing concern for
others, accepting rather than blaming them. At the cultural level, forgiving is an embeddedness
item, closest to ‘respect for tradition’, ‘obedient’, and ‘moderate’. As a cultural prescription,
close to ‘broadminded’ and ‘creativity’ and distant from ‘respect for tradition,’ ‘devout’, and
‘obedient’. This implies that wisdom, as an individual, psychological goal, is attained through
intellectual openness, tolerance for differences, and freedom of expression. At the culture level,
wisdom is an embeddedness item, closest to ‘devout’ and distant from ‘broadminded’ and
the storehouse of cultural knowledge and group traditions rather than on one’s autonomous
individual level, close to ‘moderate’, ‘devout’, and ‘obedient’ and distant from the universalism
items concerned with the environment and world peace. As an individual, psychological goal,
the culture level, this is a harmony item, close to ‘world at peace’ and to the three items that
express environmental concern and distant from the mastery items. These associations suggest
that the cultural prescription to accept one’s portion is part of a broader expectation that
humankind refrain from assertively changing the natural and social environment.
These examples illustrate how the functions of value items differ depending on whether
the associations among them express the relations of compatibility among individual motivations
associations among value items include the splitting of the five individual-level self-direction
items into one subset that goes with intellectual autonomy and another subset that goes with
mastery at the culture level. Also noteworthy is that the five individual-level benevolence items
split between cultural egalitarianism and embeddedness and the eight individual-level
what leads to each of these variations is beyond the scope of this chapter. The critical point is
that the locations of items at both levels make sense in terms of the theories at each level. The
values retain the same general meaning at both levels, but the aspect of their meaning that is
prominent reflects the different functions they fulfill as expressions of individual, psychological
The causes that account for variation in basic values across individuals and those that
account for cultural variation across societies differ in ways that reflect the distinct nature of
Basic Individual Values. Most work on personal values traces individual differences to
findings and discusses mechanisms that account for them. For example, gender, education,
age, and occupation have systematic effects on value priorities. Women attribute more
Openness values are more important among those with more education and conservation
values are less important. Effects of age on values reverse the pattern for education and are
stronger. Relations of value priorities to occupation reflect reciprocal causality. For example,
valuing power promotes self-selection into business (Gendel et al., 2005), and occupations
that provide opportunities for self-direction promote openness values (Knafo & Sagiv, 2004).
For most values, individuals adapt their value priorities by increasing the importance of
values they can attain and decreasing the importance of those whose attainment is blocked
(Schwartz & Bardi, 1997). The reverse holds, however, for security values and, under some
conditions, for power values. Living in a threatening environment leads to greater valuing of
order, safety, and control. Thus, the importance of the basic individual values reflects the
values among twins and research on genetic bases of behavior closely tied to values (e.g.,
altruism) suggest that individual genetic characteristics may also affect value priorities (Knafo,
As noted in the discussion of the ways cultural value orientations manifest themselves
individual values though not of individual differences in values. To illustrate this source of
individual values, I use scores for cultural orientations measured with the SVS in samples of
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teachers and students and scores for individual values measured with the PVQ in separate
should discourage hedonism because it opposes self-serving behavior that might disrupt the in-
group. Together, the two cultural orientations accounted for 56% of the cross-national
variance in mean levels of hedonism values across 23 countries. Using cultural orientations
derived from student samples to predict hedonism in teacher samples, the two cultural
orientations accounted for 52% of the variance in hedonism across 53 countries. Similar
analyses assessed predicted positive effects of cultural mastery and negative effects of
group or personal goals, whereas harmony encourages accepting things as they are. These two
cultural orientations accounted for 20% of the variance in individual achievement values
the historical experiences and social structural, demographic, and ecological characteristics of
societies. A study of the origins of national differences in the embeddedness orientation, for
example, reveals that embeddedness is higher in countries historically rooted in Islam, with a
relatively short history of sovereign control over their territory, and with
greater ethnic heterogeneity (Schwartz, in press a). Another study reveals that
attested by numerous studies using different dimensions of culture (e.g., Hofstede, 1980;
Inglehart & Baker, 2000; Schwartz, 1999, 2004). All these studies identify world regions of
culturally similar countries that are geographically close or share colonial experiences.
Causal relations between culture and social structure have received the most attention.
Most theorists reason that causality between these variables is reciprocal. Schwartz (2006b,
2007a,b, 2008) provides detailed analyses of causal relations between the cultural dimensions
presented here and aspects of the economic and political systems of countries. For example,
the market systems of industrialized capitalist countries are more competitive in countries high
in cultural mastery and low in harmony (Schwartz, 2007b). And cultural egalitarianism and
Although no work has yet connected natural resources and technology to the cultural
dimensions presented here, many studies have discussed links to other aspects of culture. For
example, Hofstede (2001) viewed climate as an influence on both individualism and power
distance, operating through its effect on the development of technology and individual
initiative to enable survival in cold climates. Diamond (1997) explicated how the availability
thousands of years ago of plants and animals that could be domesticated had implications for
The critical point made clear by comparing causes of cultural value orientations and of
individual values is that the former are variables on which societies differ whereas the latter are
variables on which individuals differ. Just as these causes differ, so the questions that the two
Different Questions that Cultural Orientations and Individual Values Can Address
Table 1 specifies the types of questions that cultural value orientations and basic individual
values are suited to study. The questions addressed by one cannot be addressed by the other.
22
To clarify further, I provide specific examples of each type of question. These examples come
Questions of types 1, 2, 3, and 5 are ‘monolevel’ questions. That is, all of the variables
involved are measured at the societal level. Question 4 crosses levels. As noted in the footnote
(1) Studies of how societal culture reciprocally influences country wealth, average family size,
or level of democracy exemplify this type of question. For example, countries whose cultures
emphasize autonomy as compared with embeddedness are richer, have smaller families, and
have more democratic regimes (Schwartz, 2007a). Asking how colonialism or geographic
location of a society may causally influence culture also exemplifies this type of question. For
example, British colonial rule apparently contributed to a cultural emphasis on mastery at the
(2) Studying relations between the culture of a country and its welfare net, military actions, or
gender equality exemplifies this type of question. For example, unemployment benefits are
higher where cultural autonomy is high and embeddedness low, military responses to foreign
crises are more frequent where mastery is high and harmony low, and the percent of women
ministers is greater where egalitarianism is high and hierarchy low (Schwartz, 2008).
(3) Asking whether the effects of one societal characteristic on another flow through its
influence on culture exemplifies this type of question. For example, analyses in Schwartz
(2007a) suggest that, over time, greater country wealth promotes democracy only to the
extent that it increases cultural autonomy vs. embeddedness and egalitarianism vs. hierarchy.
(4) Studies that ask whether associations between characteristics of individuals within a
society (e.g., age, attitudes) depend upon the culture of the society exemplify this question.
For example, societal culture may moderate relations of age with political preferences or of
23
income with self-esteem. Data from 22 countries in the European Social Survey reveal, for
example, that the positive correlation between individuals’ education and their trust in other
people is substantially stronger the more egalitarian and the less hierarchical a country’s
culture. This type of question crosses levels of analysis; it uses cultural variables to understand
(5) Asking how the culture of a society relates to rates of conforming behavior or to the
distribution of income in the society exemplifies this type of question. These are not cross-
level questions because rates and distributions of individual variables in a society are
that, across 20 countries, the rate of helping strangers was lower where the culture emphasizes
type (5). Simple statements about country differences are not very informative, however,
because country is not an explanatory variable. Substituting national cultural orientation scores
for the names of countries makes it possible to develop hypotheses and explanations that use
the mechanisms that link the cultural press to individual behavior and attitudes. In order to test
these hypotheses and reject alternative explanations, it is necessary to study many (say, at least
10) countries that can be ordered on the cultural orientations. With the two to four countries
common in many studies, all attempts to explain country differences are inevitably weak
because these countries are likely to differ in similar ways on many variables.
The first four basic values questions in Table 1 are monolevel questions. They concern
(1) Studies of how individuals’ values relate to their age, gender, education, occupation,
income, or health exemplify this type of question. Examples were mentioned in the section on
causes of variation in individual values. This type of question also includes the investigation of
24
groups, ethnic groups, religious groups, etc. Studies of mean differences in the values of
citizens of different countries fall into this category. These studies use individuals, classified by
country, as the unit of analysis in analyses of variance. Because these are comparisons of
individuals, the ten basic values should be used, not the seven cultural orientations. What is
compared are average ‘citizen scores’ (Leung & Bond, 2004), not cultures. Comparing means
can be informative if agreement on the basic values is reasonably high within countries.
A related topic concerns the degree of consensus in groups regarding the importance of
values because the question is how much individuals agree about their values. For example,
Schwartz and Sagie (2000) found that overall consensus on the ten values was greater in
(2) Asking how individuals’ value priorities relate to prejudice, creativity, or religious behavior
exemplify this type of question. Such studies may treat values as causes, as consequences, or
Holland, 2002). Priming secure attachment increased the importance of universalism and
benevolence values (Mikulincer et al., 2003). In the USA and Israel, self-direction values
correlated positively and conformity values negatively with identification with one’s country
(Roccas et al., in press). If researchers ask whether the associations of values with other
individual-level variables vary across societies, this becomes a subtype of the fourth culture-
level question.
(3) Asking whether the effects of one individual characteristic on another flow through basic
values exemplifies this type of question. For example, Caprara et al. (2006) asked whether
effects of the Big 5 personality traits on voting were mediated by individuals’ values. They
25
found that individual differences in universalism, security, conformity, and tradition values fully
(4) Studies that ask whether associations among individual characteristics (e.g., attitudes,
beliefs, behaviors, emotions, demographics) depend upon individuals’ values exemplify this
question. For example, Roccas, Horenczyk, and Schwartz (2000) examined whether the
pressure to assimilate that immigrants perceive correlated with their well-being and whether
values mediated this association. They found a negative correlation only among those who
value conformity highly and are therefore presumably vulnerable to social pressure.
(5) Studies that ask whether individual differences in value priorities can explain group (e.g.,
individuals’ self-direction and conformity values explain national differences in preferences for
procedural justice? Such studies are sometimes described as attempts to ‘unpackage’ culture.
They seek to identify an individual-level mechanism (value priorities) that explains the mean
studies unpackage are country rather than culture effects. Such analyses do not examine the
cultural bases of country differences in individual values. Truly to unpackage culture, one
needs to explain why mean differences between countries in particular individual values lead to
mean differences in the attitude or behavior and to identify the country differences in culture
that lead to country differences in the means of these particular individual values. I know of
Assume that conformity behavior is greater in Southeast Asian than in West European
countries. An explanation of this difference that unpackages culture might run as follows: (a)
Cultural embeddedness is higher and cultural autonomy lower in Southeast Asia than in West
Europe. (b) The press of these cultural orientations provides daily contingencies that lead to
mean differences between countries in individual conformity and self-direction values. (c)
26
Higher conformity and lower self-direction values in Southeast Asia than in West Europe lead
If this explanation is correct: (a) Countries’ embeddedness and autonomy scores will
predict their mean conformity behavior and their mean self-direction and conformity values.
(b) Individuals’ self-direction and conformity values will predict their conformity behavior. (c)
Controlling for individuals’ self-direction and conformity values, countries’ culture scores will
explanation requires data from, say, 100 people in each of 10 countries from each region.
Including potentially relevant control variables in both the country level analysis (e.g., mean
family size) and the individual-level analysis (e.g., gender) would increase confidence in the
This final section demonstrates how individual values and cultural value orientations
can together to explain individual differences in attitudes and behaviour both within and across
countries. The individual-level data are from representative national samples in the European
Social Survey of 2003-2004 (ESS) who responded to the PVQ. The cultural orientation
scores are from separate teacher and student samples who responded to the SVS in the same
countries. Multi-level analyses employing hierarchical linear modeling (HLM5: Bryk and
both the individual and national levels. At the individual level these were age, gender, years of
education, household income, marital status, religiosity, foreign born, ever unemployed three
or more months, living in a large city, and the individual value priorities expected to be
relevant. At the national level they include GDP per capita, the Human Development Index,
life expectancy at birth, proportion of population below age 15, proportion above age 64,
percent living in big cities (all in 1999), percent annual GDP growth 1990-99, average annual
27
inflation rate 1990-99, and scores on Hofstede’s individualism and both Inglehart cultural
Attitudes to Immigration
First, consider the controversial issue of attitudes toward immigration. Three ESS
and from poorer European and non-European countries. A summary index of these items
revealed great variation in levels of acceptance across 15 West European countries. Still,
country differences accounted for only 12% of the variance in acceptance, whereas differences
between individuals within countries accounted for 88%. It is generally the case that even
when there is significant variation across countries on an attitude or behavior, most of the
variation is at the individual level. Hence, to understand the sources of behaviors and attitudes
across cultures, it is important to study both the individual and country levels simultaneously.
Individuals were more willing to accept ‘other’ immigrants into their country to the
extent that they attributed higher priority to universalism values, lower priority to security and
conformity values, were more educated and older, and were foreign-born. Universalism values
were the strongest predictor, followed by education and security values. Thus, the trade-off
between giving high priority to promoting the welfare of all others (universalism values) and
avoiding personal, national, and interpersonal threat (security and conformity values)
influences readiness to accept ‘other’ immigrants, over and above an individual’s socio-
demographic characteristics.
Cultural egalitarianism predicted most strongly, followed by the Human Development Index
(HDI) and then by the percent living in big cities. Together, these three explained 62% of the
28
variation between countries. The role of egalitarianism reflects the cultural expectation to view
Interestingly, acceptance was lower in more developed countries. Because HDI is present in
the regression, we can conclude that cultural egalitarianism explains national levels of
accepting immigrants over and above national socio-economic development. In this study, a
cultural value orientation and a basic individual value were the most important predictors of
national and individual differences in accepting ‘other’ immigrants into one’s country.
Organizational membership
the ESS survey, I formed an index that measured how many memberships individuals have in
accounted for 21% of the variation in membership, individual differences for 79%. The most
important individual level predictors were education, income, age, religiosity, and being male
(Table 3, column 2). Only four values—universalism, benevolence, stimulation, and self-
direction—predicted overall membership, none strongly. This is because these values may only
motivate joining organizations that facilitate attaining relevant goals. Examination of specific
self-direction predicted joining cultural, sports, and hobby groups especially strongly.
embeddedness values and higher in HDI. Together, these variables explained 66% of the cross-
devotion to the in-group, discouraging unnecessary involvement with outsiders and thus
probably inhibiting membership in voluntary groups in the wider society. Higher levels of
human development mean that people have greater resources of time and money so they are
less preoccupied with making a basic living and can more easily join voluntary organizations.
29
The presence of HDI in the regression means that the cultural embeddedness reduces
These two analyses illustrate how to use cultural and individual value variables in
combination with other factors at both the country and individual levels to explain behavior.
Conclusions
The cultural value orientations presented here provide one handle for conceptualizing
and operationalizing a key element of culture. These orientations characterize cultures, not
individuals. Country scores are not located in the mind of any individual, nor do differences
between any pair of individuals capture cultural distances between societies. These
orientations underlie, justify, and give coherence to the ways that societal systems function.
They are external to individuals, expressed in the distribution of primes, expectations, and
affordances that members of a cultural group encounter. Thus, this conception of culture
give more emphasis to the orientations that are compatible with their functions (e.g., armies to
occupational, religious, and other sub-groups within societies typically experience different
cultural pressures because of their social locations. These institutional and group differences
induce social tension, conflict, and change in culture. One-time, static measures of the culture
of a whole society are therefore problematic. Nonetheless, findings reported here and
elsewhere demonstrate that cultural value orientations can characterize societies in a fruitful
manner.
This chapter has sought to make clear the differences between values as a cultural and
as an individual phenomenon. It has demonstrated that the conceptual bases of the two types
of values differ, the dimensions on which they vary differ, the causal factors that account for
30
variation in them differ, and the questions they are suited to address differ. Distinguishing
cultural orientations from basic individual values makes it possible to examine influences of the
normative culture of societies on the values of their members. Cultural value orientations are
an aspect of the cultural system of societies; basic values are an aspect of the personality
system of individuals. If we do not confuse them, we can employ them together to attain a
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Table 1. Questions that Cultural Orientations and Individual Values Are Suited to Study
another. another.
4. Societal culture as a moderator of 4. Individual values as moderators of
variables. variables.
5. Relations of societal culture to rates or 5. Individual values as mediators of the effects
Table 2. Predicting Attitudes and Behaviour within and between Countries with Hierarchical
Linear Modelling
Individual Level
Country Level
Note: All coefficients are significant at p <.001 for the individual level and at p < .01 for the
country level. The analyses included data from 15 West European countries for opposition to
Figure Captions
Figure 4. Culture-level MDS sample means for value items across 233 samples
4
SELF-
CONSERVATION ENHANCEMENT
Security Power
Achievement
Conformity
Tradition
Hedonism
Benevolence
Stimulation
Universalism
SELF- Self-Direction OPENNESS
TRANSCENDENCE TO CHANGE
SECURITY POWER
ACCEPTING MY* PRESERVING SOCIAL POWER*
PORTION IN LIFE *PUBLIC IMAGE
AUTHORITY*
WEALTH*
MODERATE* NATIONAL
SECURITY* SENSE OF
TRADITION *BELONGING SOCIAL
* *RECIPROCATION *RECOGNITION
OBEDIENT OF FAVORS
RESPECT *CLEAN ACHIEVEMENT
*DEVOUT FOR* *SOCIAL ORDER
TRADITION *FAMILY SECURITY *AMBITIOUS
*DETACHMENT HONOR HEALTHY* *INFLUENTIAL
*ELDERS *POLITE- *SUCCESSFUL
NESS
*SELF *CAPABLE
DISCIPLINE
*HUMBLE CONFORMITY INTELLIGENT
HEDONISM
* PLEASURE* *SELF-INDULGENCE
BENEVOLENCE LOYAL* *
RESPONSIBLE ENJOYING LIFE*
*
HONEST* *MEANING SELF- EXCITING LIFE*
IN LIFE RESPECT
TRUE*
FRIENDSHIP
STIMULATION
FORGIVING* *HELPFUL *PRIVACY VARIED*LIFE
*BROADMINDED
*FREEDOM *CAPABLE *AUTHORITY HIERARCHY
HIERARCHY
*CREATIVITY SUCCESSFUL*
INTELLECTUAL
INTELLECTUAL AMBITIOUS* *WEALTH
AUTONOMY
AUTONOMY INFLUENTIAL*
EXCITING VARIED *INDEPENDENT *SOCIAL POWER
*CURIOUS LIFE* LIFE*
SOCIAL*RECOGNITION
PLEASURE*
ENJOYING*LIFE CHOOSING*OWN GOALS
*DARING
AFFECTIVE *SELF-
AFFECTIVE INDULGENT
AUTONOMY MASTERY
Schwartz, Shalom. (1990). Individualism-Collectivism Critique and Proposed Refinements. Journal of Cross-Cultural Psychology. 21. 139-157.
10.1177/0022022190212001.
Zubieta, Elena. (2005). VALORES Y ACTITUDES.