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Article history: The article presents a model and a simulation study of a new type of hydrokinetic accumulator with
Received 24 July 2017 increased energy storage density. The basic elements of the accumulator are: a flywheel of variable
Received in revised form moment of inertia (due to inflow or outflow of hydraulic fluid) and a variable displacement pump/motor.
8 March 2018
The first part of the article describes the construction and operation principles of the developed accu-
Accepted 7 April 2018
Available online 9 April 2018
mulator with three specified work modes. A mathematical model of the presented hydrokinetic accu-
mulator and its simulation in a hydrostatic lift system with energy recovery are given. The results of the
numerical simulations carried out during charging and discharging of the accumulator (i.e. values of the
Keywords:
Hydrokinetic flywheel-accumulator
stored kinetic and potential energy and chosen working parameters) are presented. It is shown that, due
Hydraulic energy storage to energy storage and extraction, in both hydrostatic and rotating kinetic domains, charging and dis-
Energy recovery charging may be decoupled from pressure level. Additionally, the accumulator has the ability to control
Hydraulic hybrid the pressure in the hydraulic system. An example of the control algorithm is also presented in the paper.
Variable displacement pump/motor © 2018 Elsevier Ltd. All rights reserved.
Hydraulic lift
https://doi.org/10.1016/j.energy.2018.04.040
0360-5442/© 2018 Elsevier Ltd. All rights reserved.
W. Latas, J. Stojek / Energy 153 (2018) 836e848 837
combustion engine. Due to the possible extensive improvement in are many market systems for energy recovery in passenger eleva-
fuel consumption, hydraulic technology has primarily attracted tors. The Bucher Hydraulics offers hydraulic elevators with a
attention of the automotive industry [3e11]. Many papers have regeneration package capable of sending back up to 30% of drive
been devoted to the optimal power management and torque con- energy into the grid or super capacitor (Eco Line with SuperCap
trol strategy minimizing fuel consumption and carbon dioxide [35]). The Eco Line e Orion ALPHA [35] is an energy saving hy-
emission in hydraulic hybrid vehicles [11e17]. draulic drive system with regeneration for elevators with a hy-
Hydraulic hybrid vehicles (HHV) use at least one reversible unit draulic counterweight for reduced power connection requirement.
(pump/motor) which works as a pump converting captured kinetic Hydraulic counterweight in the form of a pressure accumulator is
energy into hydraulic energy during braking (filling the accumu- more compact than a conventional counterweight. By reducing
lator vessel with fluid) and, then, as a motor driving the wheels load on the electrical drive, up to 80% energy saving is possible with
during acceleration. Hydraulic regenerative braking technology is the Orion ALPHA system applied (including the accumulator and
especially well adapted for off-road vehicles, heavy-duty trucks, other technical measures).
distribution trucks, refuse collection trucks, and urban buses with The paper [36] presents an interesting design of a regenerative
frequent stop-and-go cycles [5e10]. hydraulic elevator drive without the electric motor/generator
Compared to electric batteries, hydraulic accumulators are (replaced by a hydraulic transformer), with two variable displace-
characterized by an even two orders of magnitude lower energy ment pumps/motors and three hydraulic accumulators (the main
storage density. Energy mass ratio equals approximately 4e10 kJ/kg accumulator supplies fluid for actuation). The accumulators, oper-
for an advanced hydraulic accumulator [4,18,19] and 300e500 kJ/kg ating as a hydraulic counterweight, provide power to the system. A
for Li-on electric battery packs [20,21]. The strength of the hy- small auxiliary electric machine supplements energy lost due to
draulic accumulator lies in almost two orders of magnitude higher friction, leakage, etc. Control of the system driven by pre-charged
power density and ability to work in conditions where highly- accumulators is obtained by varying displacement in the pumps/
dynamic frequent and short start-stop cycles occur. Power mass motors. By eliminating mechanical/electrical energy conversion,
ratio equals approximately 500e1000 W/kg for Li-on batteries the architecture proposed in Ref. [36] yields less than 20% energy
[21,22] and lies in the range 10000e100000 W/kg (depending on input over the standard electro-hydraulic system.
the type) for hydraulic accumulators [19]. In spite of many advantages of hydraulic hybrids, such as high
Hydraulic hybrids can more efficiently recover kinetic energy power density, efficient energy storage, fast charging and dis-
than electric hybrids mainly due to smaller number of energy charging, reliability and cost effectiveness, the main drawback is
conversions and lower mechanical losses. It was estimated that much lower capacity of the conventional hydraulic accumulators
more than 70% of the recovered kinetic energy of a braking hy- relative to other technologies (e.g. electric batteries), which con-
draulic hybrid vehicle can be available for acceleration, whereas stitutes a significant barrier in further development of the hydraulic
regenerative braking efficiency of electric hybrids is less than 25% hybrid drives. Several attempts have been made in order to increase
[23e25]. the density of energy stored in the accumulators.
In order to improve fuel consumption, the hybrid solutions of The first approaches to improving energy density in hydraulic
different types used in vehicles have been adapted in construction accumulators were directed towards achieving the thermodynamic
machinery due to great energy recovery potential [26,27]. Espe- processes (i.e. compression and expansion of the gas contained in
cially, a lot of research has been devoted to the hybrid technology in the accumulator during charging and discharging) that would run
hydraulic excavators. The recovered energy is mainly, due to its as isothermal as possible [37]. Another way to increase energy
largest recoverable amount, the boom gravitational potential en- density may be a change in the structure, like in a variable area
ergy, the energy created during braking of the swings, and the piston accumulator [38], double piston [19], or multi-chamber
surplus of the engine output energy. accumulator [39]. The new approaches are based on the concept
Excavators and heavy off-highway working vehicles may be of an open accumulator [40] and additional energy storage in the
equipped with a recovery system converting potential energy of the kinetic rotational domain (cf. hydraulic flywheel-accumulator
boom into electricity stored in capacitors or batteries [28,29]. In a presented in Refs. [41,42]).
purely hydraulic approach, the recovered energy is converted into Given the basic drawback of standard hydraulic accumulators,
hydraulic form, stored in a hydraulic accumulator, and released, if the main goal was to develop a structure which would make it
necessary, directly to system [30,31]. This requires additional possible to increase the density of stored energy.
components, such as hydraulic motors and pumps used for reuse of The concept chosen for the study was HFA (hydraulic flywheel-
the recovered energy. The papers [32,33] present hybrid energy accumulator), which allows to increase the amount of stored en-
recovery systems in excavators which combine the advantages of ergy by accumulating it both in the form of hydrostatic energy and
the hydraulic accumulator and the electric rechargeable battery. In kinetic energy of the rotary motion [41,42]. From the formal point
the paper [32], potential energy of the boom is transformed into of view, the HFA is a hydraulic piston accumulator that rotates, with
both electric and hydraulic energy, with energy distribution variable moment of inertia due to inflowing or outflowing oil.
dependant on the control strategy related to the recovery time. In Thanks to the synergy of two energy domains, a structure with a
the proposal presented in Ref. [33], the excess energy supplied significantly higher (even by an order of magnitude) density of the
while contracting the boom cylinder is converted into electricity in stored energy may be obtained, compared to the conventional
a generator driven by a hydraulic motor powered by oil from the accumulator.
accumulator. The new hydrokinetic accumulator construction presented in
The Caterpillar 336E H is the industry's first hydraulic hybrid the paper can be treated as a generalization of the structure
excavator launched in 2013 [34]. The Hydraulic Hybrid Swing described in Ref. [42]. However, a completely different solution of
System captures the swing braking energy in hydraulic accumula- the gas chamber allows to store energy of higher density. The
tors, the stored energy is re-used during upper-structure acceler- explanation of the basic difference between the constructions can
ation. The 336E H is characterized by up to 25% greater fuel be found in Chapter 2 dedicated to the technical details of the
efficiency than in the standard model without the regenerative accumulator, which is a new, patented solution [43].
system. Except for the significant increase in energy density, an addi-
Due to the large potential arising from cycling operation, there tional advantage of the HFA is that the pressure in the system can
838 W. Latas, J. Stojek / Energy 153 (2018) 836e848
be decoupled from the amount of the stored energy [41,42]. The use (caused by the incoming or outflowing fluid), in the solution pro-
of the hydraulic pump/motor with variable displacement allows to posed by the authors, consists of two coaxially installed cylinders
control the pressure during accumulator charging and discharging. between which a ring-shaped piston is placed (Fig. 2).
In addition to presenting the construction and operating prin- The piston divides the space into two working chambers of the
ciples of the new accumulator type, the work includes a simulation accumulator, i.e. a gaseous and a fluid chamber. The chambers are
of the operation of a hydraulic lift with energy recovery system closed from both sides by covers twisted from two components.
using the described hydrokinetic accumulator as an example of Appropriately made flow channels in the cover components
possible application. together with live swivels ensure supplying the external chamber
Corresponding pressure control algorithm is shown for the lift of the flywheel with the working fluid (e.g. oil) from the hydrostatic
operation, where the energy stored during lowering the weight, system. They also allow pre-filling of the chambers by a compressed
which would be wasted in the system without energy recovery, was gas (e.g. nitrogen) to the needed pressure value.
then used during lifting process. For a cyclic working system such Both, the ring-shaped piston and chamber covers are equipped
as a passenger elevator, this would mean considerable energy with sets of static-dynamic seals. Figs. 1, 4 and 5 schematically
savings. present fluid and gas pressure distributions, parabolic and constant
The algorithm determined allows to control the lowering and respectively, on the right and left sides of the piston. Parabolic
lifting processes affected by the conditions imposed on the load distribution is the result of centripetal acceleration in the rotating
motion, the results of the numerical simulations of the energy fluid. The effect of rotation on the gas pressure is neglected.
storage and extraction are given. The aim is not to present the The proposed new construction of the hydrokinetic accumulator
technical details of the lift, but to demonstrate the possibility of differs from the corresponding design presented in Ref. [42] in
controlled energy flow only by steering the variable displacement terms of the gas chamber solution. In the construction described in
pump. the paper [42], the gas and oil chambers are located in the space
The work does not cover strength calculations of the presented between the shaft and the housing. The use of internal cylinder
accumulator components. A detailed overview of technical issues interior (Fig. 2) as part of the gas chamber enables gas volume to
necessary to consider when designing an HFA type accumulator can increase considerably without significantly reducing moment of
be found in Ref. [42]. inertia of the flywheel.
The presented accumulator may become a relevant component
of the hydrostatic systems with energy recovery. It can be used both 3. Hydrokinetic accumulator work modes
in the development of a vehicle with hydraulic hybrid drive and in
systems which accumulate energy derived from its recovery in Energy storage and extraction processes e in the proposed so-
hydrostatic drive devices and machines and can compete with lution e can occur in three specific work modes: hydrostatic, ki-
currently used electro-hydraulic energy recovery systems. netic, and hydrokinetic. The differences between the work modes
are explained in sections 3.1e3.3 on the basis of the description of
the accumulator charging process. The discharging process is per-
2. Construction and operation principle of hydrokinetic formed similarly, except that the direction of the hydraulic fluid
accumulator flow is changed.
Fig. 2. Schematic of the flywheel of variable moment of inertia: 1 e external cylinder, 2 e internal cylinder, 3 e piston, 4 e left cover, 5 e right cover, 6 e tie rod.
Fig. 6. Conceptual diagram of the hydrostatic hybrid drive system with hydrokinetic
accumulator: Pm1, Pm2 e variable displacement pumps/motors, P e fixed displace-
ment pump.
prFL
J ¼ J0 þ D4I d4O x (2)
32
Table 1
Accumulator flywheel parameters.
where: H0 ¼ ðD2I d2O ÞðL eÞ þ d2I L. It can be seen that the pressure
in the system depends on the angular velocity of the flywheel.
In order to derive formula (7), the parabolic distribution of the
fluid pressure (with respect to the flywheel axis) and uniform
distribution of the gas pressure (due to negligible small inertial
forces) were utilized [41] with the assumptions of steady-state with
no fluid swirls and adiabatic gas transformation.
The torque applied from the pump/motor Pm on the accumu-
lator flywheel shaft is given by the formula:
T ¼ pS AðtÞ (8)
The system operation is described by the equation of translatory
motion of the mass m and by the equation of rotational motion of
the flywheel of variable moment of inertia:
dv
m ¼ mg nSpS (9)
dt
du dJ
J þ u¼T (10)
dt dt
The equation describing the accumulator charging process
resulting from (3)e(6) should be added to equations (9) and (10).
After some rearrangements, the system of three differential equa-
tions of the first order is obtained:
0 0 1k 1
dv H r
m ¼ mg nS@p0 @ 0
A FL
DI þ dO u A
2 2 2
dt H0 D2I d2O x 16
Fig. 9. Computational diagram of the energy recovery system in hydrostatic lift with (11)
hydrokinetic accumulator.
pr du pr dx
J0 þ FL D4I d4O x þ FL D4I d4O u
32 dt 32 dt
Table 2 0 0 1k 1
Lift system and accumulator parameters.
H r
Parameter Symbol Value
¼ AðtÞ@p0 @ 0
A FL
DI þ dO u A
2 2 2
(12)
H0 D2I d2O x 16
hydraulic cylinder cross-section area [m2] S 0:005
number of hydraulic cylinders in the lift n 3
exponent of adiabatic gas transformation (nitrogen) k 1:4
p dx
initial (precharge) gas pressure in the accumulator [Pa] p0 22:76,105 D2I d2O ¼ Snv AðtÞu (13)
mass density of hydraulic fluid [kg/m3] rFL 900:0
4 dt
mass of the lowered/lifted load [kg] m 3480:0 Dependent variables in the above system are: velocity of the
lowered (lifted) load v, flywheel angular velocity u, piston position
in the flywheel chamber x.
The expression for the pressure in the hydraulic system is ob-
The differential equations system (11)e(13) can be written in
tained from the equilibrium of forces acting on the piston (inertial
the form suitable for the numerical calculations:
force due to translatory motion of the piston along the flywheel axis
is neglected): 0 0 1k 1
dv nS @ @ H0 r
0 1k ¼g p0 A FL
DI þ dO u A
2 2 2
H r dt m H0 D2I d2O x 16
pS ¼ p0 @ 0 A FL D2I þ d2O u2 (7)
H0 D2I d2O x 16
(14)
Table 3
Lift system and accumulator variables.
Variable Symbol
k rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
AðtÞp0 H0
þ r16FL
D2I þ d2O AðtÞu2 2Snvu rFL D2I þ d2O nS~vðtÞ p4 D2I d2O dx
du H0 ðD2I d2O Þx dt
¼ AðtÞ ¼ sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
k (20)
dt J0 þ pr
32 DI dO x
FL 4 4 4
~
mðaðtÞgÞ H0
þ p0
nS H0 ðDI dO Þx
2 2
(15)
In order to obtain the desired control function AðtÞ, it is neces-
dx 4ðSnv AðtÞuÞ sary to determine the position of the piston xðtÞ. Transformations of
¼ (16)
dt p D2 d2 formula (15) lead to the equation:
I O
The total accumulator energy, being a sum of the kinetic energy dx f3 ðx; tÞ
¼ (21)
of rotational motion of the flywheel filled with fluid and potential dt f1 ðxÞ þ f2 ðx; tÞ
energy originating from work performed by the fluid during adia- The functions appearing in the above equation are given by the
batic gas compression, is given by the formula: following expressions:
1 pr
E ¼ EK þ EP ¼J0 þ FL D4I d4O x u2 8p0 kH0 D2I d2O J0 þ pr 4 4
32 DI dO x
FL
20 32 1 f1 ðxÞ ¼
0 1k1 2
p H0 B @ (17) rFL D2I þ d2O H0 D2I d2O x
H0
A C
þ p0 @ 1A 0 1k1 (22)
4 k1 H D d x
2 2
0 I O
@ H
0
A
The system of equations (14)e(16) e in a general case e presents H0 D2I d2O x
charging or discharging of the accumulator (during load lowering
or lifting) with both forms of energy simultaneously. These pro- 0 0 1k
cesses depend on the function AðtÞ, which defines the displacement p
@2p0 @ H0
f2 ðx; tÞ ¼ D2W d2Z A
of the pump/motor Pm (Fig. 9). The previously described accumu- 4 H0 D2W d2Z x
lator operating modes are obtained after adoption of some speci-
1
fied forms of this function. ~ðtÞ gÞ
mða A
Substituting AðtÞ ¼ 0 into (15)e(16), the description of the hy- þ (23)
nS
drostatic mode is obtained.
The kinetic mode is given by the condition x ¼ x0 ¼ const, thus
it results from equation (16) that the following relation must be
8m~f ðtÞ
satisfied: AðtÞ ¼ SnvðtÞ=uðtÞ. This work mode is described by the ~ðtÞÞ~vðtÞ
f3 ðx; tÞ ¼ mðg a
reduced system of two differential equations: nSrFL D2I þ d2O (24)
pr
0 0 1k 1
J0 þ FL D4I d4O x
dv nS @ @ H r 32
¼g p0 0 A FL D2I þ d2O u2 A
dt m H0 D2I d2O x0 16 Additional notations: a ~ðtÞ ¼ d~v, ~f ðtÞ ¼ da~ are introduced in
dt dt
(20)e(24).
(18)
Not every function v ðtÞ could be physically realizable without
k the application of an additional force e except the forces from the
rFL hydraulic cylinders e acting on the load. Lowering may not proceed
u 16 DI þ dO vu
p0 H0 v 2 2
du H0 ðD2I d2O Þx0 with acceleration greater than g and, in turn, to lift the load to a
¼ Sn (19)
dt J0 þ pr
32 DI dO x0
FL 4 4 given height, sufficient amount of energy must be stored in the
accumulator working on its own. Additionally, the assumed func-
The other functions AðtÞ describing displacement of the pump/ tion ~vðtÞ must also comply with the initial conditions for x and u
motor are obtained based on the algorithm used for charging (Eq. (14)). The resulting control function AðtÞ determines the way of
(discharging) which can depend on the assumed conditions charging (or discharging) the accumulator with kinetic and po-
imposed on motion of the lowered (or lifted) load. tential energy.
Velocity of the lowered (or lifted) mass depends on the function The numerical calculations were performed for the accumulator
AðtÞ describing displacement of the pump/motor, which controls flywheel described by the parameters collected in Tables 1 and 2.
the fluid flow and affects the pressure in the system, providing the Cylinder dimensions were assumed in such a way so as to obtain
force acting on the load. It would be an advantageous possibility to the gas compression degree close to 2, in the moment of the
obtain the assumed motion of the load e preferred from a practical maximum left position of the piston.
point of view e described by the formally arbitrary velocity func- The aim of the calculations is to determine the displacement of
tion ~vðtÞ. It is therefore necessary for the assumed function v ðtÞ to the pump/motor, described by the function AðtÞ, which provides
find the proper displacement of the pump/motor Pm via determi- the assumed velocity course ~vðtÞ of the lowered/lifted body. The
nation of the function AðtÞ. By controlling the flow, power is added chosen velocity course must be compatible with the initial condi-
or subtracted to maintain the desired motion profile. tions. First, the solution xðtÞ of the differential equation (21) is
Substituting the angular velocity u, determined from formula determined, and the control function AðtÞ is obtained from formula
(14), into equation (16) yields the expression for the function AðtÞ (20). The equation of the first order was solved numerically using
depending on the ~vðtÞ: the Runge-Kutta-Verner method included in the IMSL® C Numerical
844 W. Latas, J. Stojek / Energy 153 (2018) 836e848
In Figs. 10 and 11 are shown the assumed velocity course and the
corresponding displacement of the lowered load. For practical
reasons, zero velocity and zero acceleration were adopted at the
beginning (~vð0Þ ¼ 0, a~ð0Þ ¼ 0) and at the end of the lowering.
Additionally, in order to avoid singularity in equation (20), it is
ensured that ~f ð0Þ ¼ 0. The conditions mentioned are satisfied by
approximating the assumed velocity course ~vðtÞ using the third
degree polynomials.
The following initial conditions were taken: xð0Þ ¼ 0, uð0Þ ¼ 0. Fig. 11. Displacement of the lowered load during charging process.
In order to satisfy consistence of the assumed velocity course with
these conditions, the initial pressure in the accumulator equal to
p0 ¼ 22:76,105 N=m2 was taken. When lowering the load, the
hydrostatic unit e after earlier setting e operates as a motor.
The displacement of the motor in units of [cm3/rev], obtained
from the control function AðtÞ, which gives lowering of load ac-
cording to the assumed velocity course, is shown in Fig. 12.
In Figs. 13e16, the graphs of piston position, pressure in the
hydraulic system, rotational speed of the flywheel (in units of [rev/
min]), and potential, kinetic and full energy collected in the accu-
mulator are shown respectively.
While the piston moves and the pressure in the gas chamber
increases, due to increased angular velocity of the flywheel (and
resulting centripetal acceleration of the fluid), the system pressure
varies slightly. Fig. 12. Calculated displacement of the motor giving assumed velocity course of the
During charging, both kinetic and potential energy are lowered load.
increasing functions of time so there is no flow between the forms
of energy. At the end of the lowering process the kinetic energy
accounted for 74.3% of total energy.
Fig. 14. System pressure during charging process (lowering of the load).
unit works as a pump for AðtÞ < 0), which gives lifting of load ac-
cording to the assumed velocity course, is shown in Fig. 19.
In Figs. 20e23, the graphs of piston position, pressure in the
Fig. 10. Assumed velocity course of the lowered load.
W. Latas, J. Stojek / Energy 153 (2018) 836e848 845
Fig. 15. Rotational speed of the accumulator flywheel during charging process
Fig. 18. Displacement of the lifted load during discharging process.
(lowering of the load).
Fig. 19. Calculated displacement of the pump giving assumed velocity course of the
Fig. 17. Absolute value of assumed velocity course of the lifted load. lifted load.
846 W. Latas, J. Stojek / Energy 153 (2018) 836e848
7. Conclusions
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