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2014 Sixth Annual IEEE Green Technologies Conference

Improved Estimation of Induction Motor Circuit


Parameters with Published Motor Performance Data
Gang Wang Sung-Won Park
University of Miami, Coral Gables, FL Texas A&M University-Kingsville, Kingsville, TX

Abstract— The motor equivalent circuit method provides an equivalent circuit be applicable except under low frequencies,
effective method to estimate motor efficiency. However, the about 10 Hz for 60 Hz motors. However, the circuit parameters
circuit parameters normally have to be determined through field of an induction motor are usually not available and have to be
tests, which are impossible to conduct when systems are in determined from test, published or statistical data.
service. Because motor efficiency and power factor data at four
load levels under the rated frequency are always published, an IEEE 112 Method F1 uses a reduced load, reduced voltage
iterative method is proposed to identify the circuit parameters impedance test and a complete no load variable voltage test to
using these published data. In this paper, the mathematical directly calculate these parameters [3]. A method called
relations between the published data and circuit parameters are ORMEL96 uses the motor’s nameplate data as well as
first formularized, and then the least squares method is utilized statistical data to compute these parameters without field
to identify the circuit parameters, finally, the motor performance measurements [5]. Direct testing methods such as IEEE 112
is simulated with the identified circuit parameters and compared Method F1 are not practical for these in-service motors, while
with the published data. The results show that the simulated statistical methods such as ORMEL96 cannot guarantee
motor performance matches well with the published data. accuracy over the full load range. Wang et al. [6] proposed a
method to estimate these parameters with assumptions of load-
Keywords— Induction motor, Efficiency, Equivalent circuit invariant winding resistances and combined stray loss in the
stator, rotor, and core loss resistances. In addition to the
I. INTRODUCTION published nameplate data, such as the rated load, voltage and
A penny saved is a penny earned. By increasing the speed, the published motor efficiencies and power factors at
efficiency of electric motors, we can save electricity, which in four load levels were adopted.
turn can reduce carbon emissions and slow the green house In reality, the winding resistances actually vary with
effect. By estimating induction motor circuit parameters, we winding temperature, thus they are load-variant. Meanwhile,
can evaluate motor efficiency under different operation the stray loss has different characteristics with the stator, rotor
conditions and consequently develop energy efficient measures and core losses [3]. In order to obtain accurate results, the
for in-service induction motors in conjunction with variable stator and rotor resistances are adjusted from their rated value
frequency drives (VFDs). based on the load-related winding temperature and the stray
An estimate of total electricity use for electric motors is loss is modeled separately in this paper.
7,200 TWh per year, which represents 46% of all global
electricity consumption in 2006 [1]. Alternating current three- II. EQUIVALENT CIRCUIT AND LINEARIZATION
phase induction motors are used widely to continuously A three-phase induction motor normally has three identical
operate pumps, fans, and compressors in commercial buildings primary windings and three identical secondary windings.
and industrial applications because of their effectiveness and Because of the perfect symmetry, a single primary winding and
low cost [2]. Motor efficiency is essential to estimate motor a single secondary winding can be considered in analyzing the
electricity consumption and subsequently develop energy behavior of the motor. Fig. 1 shows the schematics of an
efficiency controls. The Institute of Electrical and Electronics equivalent circuit.
Engineers Standard 112 is the standard used for testing
induction motors in the United States [3]. The U.S. Department Stator Air-gap Rotor
of Energy’s Industrial Technologies Program also developed
the MotorMaster+ motor system management software, which R1 X1 X2 R2
can access motor efficiency under the rated frequency for
nearly 30,000 industrial electric motors [2].
I1 I2 R2 (1-s)
V1 Rc Vm Xm V2
Because of the reduced cost and the compact size, VFDs s
are used widely to match motor speed and power to system
mechanical load requirements. Therefore, the induction motors
often operate under variable frequencies. Since VFDs adjust Fig. 1. Equivalent circuit with the parameters referred to the primary side.
both the power frequency and voltage to induction motors, it is
impossible for the motor manufacturers to publish the The six circuit parameters include stator winding resistance
efficiency data. The motor equivalent circuit method provides (R1), rotor winding resistance (R2), stator leakage reactance
an effective method to estimate induction motor efficiency (X1), rotor leakage reactance (X2), magnetizing reactance (Xm),
under variable frequencies. Hughes [4] recommended that the

978-1-4799-3934-3/14 $31.00 © 2014 IEEE 25


DOI 10.1109/GREENTECH.2014.18
and core loss resistance (Rc). The losses of stator and rotor Wmotor
winding resistances correspond to the copper losses while the PF (7)
2
Wmotor  Q2
loss of core loss resistance corresponds to the core or iron loss.
The stator or input current (I1), the rotor or load current (I2), According to electric circuit theories, the stator or input
the rotor or load voltage (V2), and the magnetizing or air gap current, the rotor or load current, the rotor voltage, and the
voltage (Vm) can be calculated based on the input voltage (V1) magnetizing or air gap voltage are nonlinear functions of the
and the slip (s) for given six circuit parameters using electric six circuit parameters. In order to linearize (4) and (6), three
circuit theories. iterative factors are first defined: the load voltage factor (), the
Now the rotor power can be expressed as magnetizing voltage factor () and the load current factor ().

1 s D V12 /V22 (8)


Wrotor 3I 22 R2 (1)
s

The friction and windage losses (WF&W) and the stray load E Vm2 / V12 (9)
loss (WSL) are estimated separately from the equivalent circuit
calculations by exclusion from the rotor power [3]. So the
motor mechanical output (shaft) power can be expressed as
J I12 / I 22 (10)
Wshaft Wrotor  WF &W  WSL (2)
Meanwhile in order to obtain the load related stray loss
using (3), the rotor current factor () is also defined.
The estimated mechanical loss (WF&W) under the rated
frequency remains constant regardless of the motor loads,
about 5% to 15% of the total loss under the rated power and \ I 22 / I 22,d (11)
frequency [2]. The estimated stray load loss (WSL,d) under the
rated power is about 0.9% to 1.8% of the motor rated power
and the stray load loss under any load can be calculated from The rotor load factor (), which is a function of the rotor
the rated stray loss using the square of the ratio of the rotor current factor, is finally designed to simplify the conversion
current under any load to the rated rotor current (I2/I2,d) [3]. between the equivalent-circuit-related rotor power and the
motor-efficiency-related shaft power.

WSL I 2 / I 2,d ˜ WSL,d


2
(3)
Wrotor WF &W WSL ,d ˜\
P (\ ) 1  (12)
Wshaft Wshaft Wshaft
The motor input power is balanced with the rotor power as
well as the core loss (Rc), the rotor loss (R2) and the stator loss
(R1). The load-variant winding resistances are adjusted based on
actual winding temperature, which is the total temperature
including the reference ambient temperature (tamb).
3Vm2
Wmotor  3I12 R1  3I 22 R2  Wrotor (4)
Rc Rn Rn,d ˜ O , n 1,2 (13)

The motor efficiency is defined as the ratio of the shaft


k  't  tamb
power to the motor input power. Where O
k  'td  tamb

K Wshaft / Wmotor (5) The winding temperature rise (td) under the rated load is
determined by the insulation class type and is 90°C for
insulation class F while k is 234.5 for 100% IACS conductivity
The motor reactive power includes the reactive power in copper. The winding temperature rise (t) at any load can be
the magnetizing reactance, the rotor leakage reactance, and the derived from the rated temperature rise with the ratio squared
stator reactance. of the motor input current to the rated input current [3]. The
motor input current under any load can be calculated from the
shaft power as well as the motor efficiency and power factor.
3Vm2
Q  3I12 ˜ X 1  3I 22 ˜ X 2 (6)
Xm
2
I § Wshaft PFd ˜K d ·
The power factor (PF) can be calculated by the motor input 't 't d ( 1 ) 2 't d ¨ ˜ ¸ (14)
I1,d ¨ Wshaft ,d PF ˜ K ¸
power and reactive power. © ¹

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With four factors, , ,  and , the rotor winding resistance ª 3E i jV12 1
2
n

under the rated power can be derived from (1). SKj ¦ « j 1
 aij  Pij  »
Ki »¼ 
(21)
 « Wshaft ,i Rc
i 1 ¬

3V12
D i j Pi j Wshaft ,i
2
R2,d (15)
1  sd where ai j
Oi (J i j R1j,d1  R2j,d1 )
D d ˜ P d (\ d ) ˜ Wshaft ,d 3V12
sd

Then the motor efficiency can be derived from (4). 2


n ª 3E j ˜ V 2 W 1  PFi 2 º
S j
PF ¦ «bi j  i j 1 1  shaft ,i
i 1 « Ki PFi » 
» (22)
1 3EV12 1 DP (\ )Wshaft
2
 ¬
Xm
¼
 O (JR1,d  R2,d )  P (\ ) (16)
K Wshaft Rc 3V12

where bi j D ij ˜
P W
i
j
shadt ,i
2

(J i jT  1) X 2j 1
Since the stator and rotor leakage reactances (X1 and X2) are 2
3V
slightly dependent, it is difficult to identify accurate X1 and X2 1

separately. IEEE standard 112 specifies that the stator and rotor The linear least squares method can be used to identify four
leakage reactances have a specific ratio for a certain NEMA parameters, the core loss resistance (Rc), the stator resistance
design [4]. (R1,d), the magnetizing reactance (Xm), and the rotor leakage
reactance (X2) for a new iteration of j+1 using (21) and (22)
T X1 / X 2 (17) Finally, the stator leakage reactance (X1) is identified from
the rotor leakage reactance (X2) with the ratio ( T ).
The value for the ratio (X1/X2) is 1.0 for Design A, Design
D, and wound rotor motors, 0.67 for Design B motors, or 0.43
for Design C motors. Thus the power factor coupled with the X 1j 1 T ˜ X 2j 1 (23)
motor efficiency can be derived from (6) where the ratio
(X1/X2) is used to eliminate X1. In order to update , ,  and  based on the updated circuit
parameters, the slips ( sij 1 ) need to be updated first under
different loads (i=2, 3 and 4) rather than the rated load (i=1 or
Wshaft 1  PF 2 1 P 2 (\ ) ˜ Wshaft
2
 3EV12 D (JT  1) X 2 (18) d), where the slip always keeps constant based on the rated
K PF Xm 3V12 motor speed.

III. IDENTIFICATION OF CIRCUIT PARAMETERS Wshaft , i ˜ Pi j ˜ D i j ˜ R2j,d1 ˜ Oi


sij 1 (24)
The residuals between the value on the right side of (16) Wshaft ,i ˜ Pi j ˜ D i j ˜ R2j,d1 ˜ Oi  3V12
and (18), which is calculated from published data, and the
value on the left side, which is determined by the circuit The iterative procedure can be done as follows:
parameters, can be easily obtained. For each iteration (j starting 1. Initialize (0), (0), (0) and (0) to be one (j=0).
at 0) with four constant iterative factors, , ,  and , under 2. Use (19) to calculate (0).
four different load levels (i=1~4 where i=1 or d for the rated 3. Use (20) to calculate R2,d, in each iteration (j+1)
load), the rotor load factor is updated from the shaft power and 4. Use the least squares method to calculate R1,d, Rc, Xm,
rotor current factor, and X2 in each iteration (j+1) with (21) and (22).
5. Calculate X1 in each iteration (j+1) with (23).
6. Calculate the slips for the current iteration (j+1) for all
WF &W WSL ,d ˜\ i
j
Pi j 1   (19) loads (i=2, 3, 4) rather than the rated load (i=1 or d)
Wshaft ,i Wshaft ,i with (24).
7. Update , ,   and  in each iteration (j+1) based on
Then the rotor resistance (R2,d) for a new iteration of j+1 is obtained circuit parameters in steps 3 to 5.
8. Repeat steps 3 to 7 until , ,  and  converge.
IV. APPLICATION
3V12
 R2j,d1 (20) The identification and estimation procedure is applied on
1  sd
D dj ˜ P dj ˜ Wshaft ,d one induction motor. The published motor data are obtained
sd from the MotorMaster+ software [2] and listed in Table 1. It
should be noticed that the voltage in Table 1 is the line voltage
The sum of the squares of these residuals related to the rather than the phase voltage, which is adopted in all equations
motor efficiency and power factor can be expressed as in the paper.

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TABLE I. PUBLISHED MOTOR PERFORMANCE DATA Then motor efficiency is simulated using identified circuit
Manufacturer US Motors parameters and compared with the published data. The
Model T650 comparison shows that the calculated efficiency obtained using
Motor type NEMA Design B the identified circuit parameters under the rated frequency
Size (HP) 30 matches the published motor performance data very well. The
Speed (RPM) 1800 estimated circuit parameters can be applied to evaluate the
Full load speed 1775 motor efficiency under different operation conditions.
Voltage (V) 460
Load (%) 100% 75% 50% 25%
Efficiency (%) 92.4 93.4 92.9 89.3
Power factor (%) 85.7 83.3 73.3 57.1

It is assumed that the mechanical losses are 10% of the total


rated loss and the stray loss is 1.8% of the rated shaft power
under the rated power and frequency. The aforementioned
iterative method is employed until the four iterative ratios
converge. The calculated circuit parameters under the rated
power are listed in Table 2. The circuit parameters with an
assumption of constant winding resistances [6] are also
estimated and listed in Table 3. The estimated stator resistance
with variable winding resistances has significant drop, 38%.
Meanwhile, other five circuit parameters are slightly different.
Since the residuals related to the motor efficiency and
Fig. 2. Motor efficiency comparison.
power factor under the rated frequency are minimized, the
simulated motor performance under the rated frequency should
be match with the published data in both cases. However, the
motor performance under variable frequency will be different
with different stator resistance.

TABLE II. CALCULATED EQUIVALENT CIRCUIT PARAMETERS


Parameter (ohm) Variable Constant
Resistance Resistance
R1d 0.1602 0.2656
X1 1.202 1.229
Rc 646.9 611.7
Xm 22.42 22.11
R2d 0.1024 0.1008
X2 0.8053 0.8236

With the calculated circuit parameters, the motor Fig. 3. Motor power factor comparison.
performance can be simulated. The simulated motor efficiency
versus the motor output power is compared with the published REFERENCES
efficiency under four different loads. Fig. 2 compares the
simulated and published efficiency and Fig. 3 compares the [1] P. Waide, and C. U. Brunner. 2011. Energy-efficiency policy
opportunities for electric motor-driven systems. International Energy
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that the simulated motor performance data with the estimated [2] DOE. 2008. A sourcebook for industry: improving motor and drive
circuit parameters match very well with the published data. In system performance. The U.S. Department of Energy (DOE) Office of
other words, the comparison validates that the induction motor Energy Efficiency and Renewable Energy, Washington, DC
with these identified circuit parameters shows identical [3] IEEE. 2004. IEEE Standard 112-2004, IEEE standard test procedure for
performance to the published performance data under the rated polyphase induction motors and generators. New York: IEEE Power
frequency. Engineering Society
[4] A. Hughes. 2006. Electric motors and drives fundamentals, types and
applications, 3rd edition. Burlington: Elsevier Ltd..
V. CONCLUSION [5] J. D. Kueck, M. Olszewski, D. A. Casada, J. Hsu, P. J. Otaduy, and L.
An improved iterative least squares method is developed to M. Tolbert. 1996. Assessment of methods for estimating motor
efficiency and load under field conditions. ORNL/TM-13165, Oak
determine motor equivalent circuit parameters using published Ridge National Laboratory, Oak Ridge, TN.
motor data, including motor efficiency and power factor at four
[6] G. Wang, L. Song, and S. Park. 2013. Estimation of Induction Motor
load levels under rated power frequency with consideration of Circuit Parameters and Efficiency under Variable Frequencies.
load-variant winding resistances and a separate stray loss, ASHRAE Transactions. Volume 119, Part 2
which is consistent with IEEE Standard 112-2004 .

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