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Article history: In a review of the literature on sustainability in mining, it was found that there is limited guidance for
Received 5 March 2010 mine operators to put sustainability frameworks and theory into action on the ground. This paper argues
Received in revised form that operators can improve the sustainability of their mine sites by ensuring that leading practices are
26 August 2010
implemented in five areas. In addition to the widely-accepted dimensions of Environment, Economic and
Accepted 27 August 2010
Community, Safety and Resource Efficiency must be addressed. The need for highlighting these addi-
Available online 6 September 2010
tional elements is demonstrated in an analysis of over one thousand unplanned or prematurely closed
mines over the past 30 years.
Keywords:
Sustainable mining
Ó 2010 Elsevier Ltd. All rights reserved.
Premature mine closures
Community
Economy
Environment
Safety
Resource efficiency
0959-6526/$ e see front matter Ó 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jclepro.2010.08.019
D. Laurence / Journal of Cleaner Production 19 (2011) 278e284 279
Percentages of Closures
25%
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Primary Reason for Closure
Fig. 1. Mine closures 1981e2005 e primary reason for closure (Laurence, 2006).
“It is true that no single mine can last forever but this is really industry is to prolong (eg Webster), lengthen or extend. The pocket
not relevant. This is because sustainability encompasses many Oxford dictionary defines ‘sustain’ as “cause to continue or be
more values than the continuing availability of the resource prolonged for an extended period or without interruption”. This is
being developed. Indeed it is the very fact that mineral devel- an entirely achievable goal in the mining context. Even though it is
opment will end some day that makes the integration of those not possible for a mineral resource to last forever, it is possible for
other sustainability considerations into the mining process the mining operation and the benefits it provides to be prolonged. A
highly appropriate” (p. 2). useful analogy is the sustain pedal on a piano which, when
depressed, allows the strings to resonate long after the keys have
The authors also offer a definition of sustainability in the context
been pressed, but the resonation does not last indefinitely.
of mining, indicating that
A key question, therefore, is as follows: what does sustainability
“mining is sustainable when it is conducted in a manner that or sustainable development mean to mine managers and other
balances economic, environmental and social considerations, senior personnel who are engaged by their board to run
often referred to as the ‘triple bottom-line”, and that “sustain- a successful business? In this context, Rajaram et al. (2005) noted
able mining practices are those that promote this balance” (p. 3). that some businesses find the concept of sustainability to be too
vague to be able to understand the impact on their business. In an
And the discussion on sustainability continues to be relevant.
effort to clarify the situation, Hilson and Murck (2000) provide
There is current debate, for example, on the sustainability of surface
useful guidelines for mining companies seeking to operate more
coal mining in the Appalachian region of the USA. Despite many
sustainably. They listed six recommendations that if followed,
critics, at least one recent paper asserts that this is “one of the best
“would help any mine improve the sustainability of its industrial
examples of sustainable development not only in the United States,
practices” (p. 231): 1) improved planning, 2) improved environ-
but in the world” (Gardner and Sainato, 2007 p.48). This is based on
mental management, 3) cleaner technology implementation, 4)
the premise that the mining practices “create jobs, living space and
increased stakeholder involvement, 5) formation of partnerships,
recreation for this and future generations”. Many reject such claims,
and 6) improved training. The analysis adds significantly to the
including Hansen (2009) who described the practice thus:
knowledge base in transforming the many words on sustainable
“Mountaintop removal, which provides a mere 7 percent of the development into practical action on sites. Hilson and Basu (2003,
nation’s coal, is done by clear-cutting forests, blowing the tops p. 320) discuss further the difficulties of applying sustainable
off of mountains, and then dumping the debris into streambeds development to a mining context. The reasons cited include the
d an undeniably catastrophic way of mining. This technique has existence of innumerable frameworks and indicator sets and
buried more than 800 miles of Appalachian streams in mining a multitude of interpretations of sustainable development. The
debris and by 2012 will have seriously damaged or destroyed an authors propose a framework of sustainable development based on
area larger than Delaware. Mountaintop removal also poisons the three pillars underpinned by good governance (p. 329).
water supplies and pollutes the air with coal and rock dust.” The International Council on Mining and Metals (ICMM)
represents the views of most of the largest global mining and metal
Despite the considerable literature on the topic, including Glavic companies and regional and national mining associations in
and Lukman (2007), who provided a useful summary of the addressing the core sustainable development issues facing the
numerous sustainability terms and definitions, there remains industry. It developed ten principles to guide its member compa-
considerable misunderstanding and hesitancy for companies to nies on implementing sustainable development in their operations.
embrace sustainability in their operations. The first point of The principles are based upon the issues identified in the Mining,
confusion is about the word sustainability itself. Although dictio- Minerals and Sustainable Development (MMSD) project, a two-
naries list a number of meanings for the verb “sustain”, the one of year consultation process with stakeholders which sought to
most use to practitioners and stakeholders involved in the mining identify the issues relating to sustainable development in the
280 D. Laurence / Journal of Cleaner Production 19 (2011) 278e284
Percentage of Closures
18%
16%
14%
12%
10%
8%
6%
4%
2%
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mining and minerals sector. The principles include references to managers with tools to better manage their eco-conscious portfo-
ethical business practices; upholding fundamental human rights lios. Many financial institutions have also adopted the Equator
and respecting cultures; implementing risk management strate- Principles, which ensure that projects “are developed in a manner
gies; continual improvement in health, safety and environmental that is socially responsible and reflect sound environmental
performance; and contributing to the social, economic and insti- management practices” (Mason, 2008, p. 91).It needs to be recog-
tutional development of the communities in which mines operate nised that the DJSWI and the Equator Principles are voluntary and
(ICMM). non-binding and many investors, particularly in developing coun-
The principles broaden the definition of the triple bottom-line tries, are not required to adhere to them.
concept and provide strategic goals for corporations. However, they
ignore one important dimension that distinguishes mining from all
other activities: a focus on the mineral resource itself. The challenge 3. Sustainable Mines e a critical perspective
is to manage the resource in a sustainable way.
Before they invest in mining projects, financial institutions Temporary mine closures in Australia and to a more limited extent,
require that companies produce evidence of a business program internationally, were examined during the period 1981e2009
that adequately addresses sustainability issues in their projects, (Laurence, 2006, 2009). The sample size consisted of approximately
and apply stringent rules on resource companies looking for 1000 unplanned or premature mine closures. The research was
funding. As Mason (2008) indicates, many banks belong to the Dow divided into two periods: 1) 1981 to 2005, where the bulk of the
Jones Sustainability World Indexes (DJSWI), which track the closures occurred; and 2) 2005 to 2009, which included those mines
performances of sustainable companies and provide money that closed due to the Global Financial Crisis. The relevance of this
data is that around 75% of the mines that closed during that 30-year
40%
35%
30%
25%
20%
15%
10%
5%
0%
Indus tr y image
Employ ees
inv es tment
Ster ilis ed or e
c ommunity /town
( bus ines s es etc )
oppor tunities
employ ee
Indigenous
Indir ec t
Regional/loc al
Death/los s of
Los s of
35%
30%
25%
20%
15%
10%
5%
0%
Vertical Voids Subsidence Landslips Hazardous Other
openings materials
Primary OHS Impact
Table 1
Analysis of Premature Mine Closures by Reason for Closure.
Too often, an ore body or coal seam is mined without any regard of Kennecott Utah copper’s operations. He argues that it is better to
for the long term, resulting in a reduced mine life. In addition, produce for as long as possible from existing mines, rather than
government regulators rarely scrutinise how companies mine opening new mines elsewhere. This is as long as the mine can be
a particular deposit, usually focusing only on the safety and envi- made productive, within sustainability constraints. Basu and van
ronmental aspects. The reasons may be political, given that the Zyl (2006) use the word ‘efficiency’ in their model of sustain-
community has more of an interest in these aspects, or simply the ability in mining, embodied in the concept of industrial ecology. In
lack of technical expertise in government. this case, ‘efficiency’ is used in reference to both production and
Mine managers will be on track in establishing a sustainable energy use, not the mineral resource.
mining operation if they then focus on the following five areas:
safety, environment, economy, efficiency and the community (see 4.4. Environment
Fig. 6). A brief description of each dimension follows.
Adopting leading environmental management practices on
4.1. Safety mine sites makes excellent business sense. Unless steps are taken in
the planning and operational stages to protect environmental
For both ethical and business reasons, a mining operation values, long-term liabilities such as acid mine drainage, may result.
should aim to prioritise safety. Thanks in part to the increasing awareness of environmental issues,
Characteristics of safe mines include a commitment to risk there is considerable literature relating to the environment and
management; appropriate attitudes and behaviours; reporting sustainable development. This dimension includes the concepts of
systems need to be in place; a focus on education and training; and ecosystem integrity and natural resource productivity (Akerman,
a focus on processes and equipment (Laurence, 2005). 1998). The new context, however, is the interaction between
mining, global warming and other significant emerging issues. The
4.2. Economy potential for environmental disasters such as those that occurred at
Baia Mare, Los Frailos, Omai, OK Tedi and many more are ever-
Unless a mine is profitable, it cannot be sustainable. The aim for present. however. These events are subjected to criticism long after
mine managers is to generate profit responsibly for as long as the event and a recent example is Whitmore’s (2006) analysis of
possible by keeping costs to a minimum while maximising revenue. the Summitville mine acid mine drainage catastrophe of 1992. The
This will also maximise the equitable benefits to all stakeholders, environmental aspects of sustainable development in mining have
including shareholders, employees, local communities and busi- been covered fully elsewhere in the literature (eg Hilson and Murck,
nesses, which depend on the mine, as well as the governments that 2000, p. 229; DRET) and do not require repeating in this paper.
benefit by means of taxes and royalties. Yearling (2003 quoted in
Rajaram et al., 2005) makes the point that if a mining company 4.5. Community
integrates sustainable development into its operations, its
economic performance will improve in the form of lower labor Finally, a mine needs a ‘social licence to operate’. This has been
costs; fewer labor disputes, and increased retention rates; lower described as “generating social capital when a share of the wealth
health care costs; lower production costs; lower regulatory burden; generated finds its way back into the community for the de-
lower closure costs; lower cost of borrowing; lower insurance velopment of socially useful infrastructure and institutions”
costs; and improved investor relations. (Rajaram et al., 2005 p. 3). Unless the community is engaged and
supportive of a mining operation, opposition and confrontation
4.3. Resource efficiency may ensue. Mining operations run by corporations have been dis-
rupted on many occasions in the recent past particularly from local
A mine also has to be efficient in the way the resource is artisanal and small-scale miners, who were mining in many cases
managed and extracted. Mining engineers, geologists and metal- before the commencement of the larger-scale operations (Fisher,
lurgists collaborate to optimise resource extraction. Examples of 2007). The author recently experienced this first hand at an oper-
non-sustainable mining practices abound and include “high ation in the Philippines where small-scale miners tunnelled
grading” the ore body, which entails mining only the highest grade underneath an open pit bench. When the bench was blasted a large
material for short term gain. This is a practice used by companies void appeared that luckily did not result in injury or worse for
and individuals within those companies with a short time frame. either the small-scale miners or company personnel. The issue of
This, in turn, is a symptom of the high turnover at many mine sites large-scale and small-scale mining interaction is beyond the scope
and the drive to “make one’s name” as quickly as possible without of this paper but there are some excellent examples of innovative
regard for the longer-term extraction of the deposit. Particularly in solutions to this most difficult problem of coexistence in Ghana (see
these times of high commodity prices, it makes sense to consider for example Hilson, 2002; Aubynn, 2009). Zimbabwe is another
mining lower grades which will extend the mine life and thus example, where the rights of both small- and large-scale miners
stakeholder benefits, without compromising the revenue stream. have been contested for many years, originally in gold mining but
Another example is underground mining only the lowest horizon of more recently diamonds, culminating in the Eastern Highlands
a thick coal seam (>6 m), rather than mining the full seam thick- diamond rush and expulsion of a British mining company (eg
ness. Mines in China have been criticised for their safety record but Spiegel, 2009; Laurence et al., 1998).
due to the implementation of novel techniques such as longwall top Dysfunctional community interaction will ultimately distract
coal caving, it is possible to extract the full height of even a 10 m management from its main focus of efficiently running the mine.
seam, thus optimising the extraction of this valuable resource. Enlightened mining companies, particularly those operating in the
Efficiency also encompasses the management dimension at a mine developing world, maintain their social licence to operate by
site, as poor management decisions can often lead to production undertaking various initiatives, including preferentially employing
difficulties or equipment breakdown or industrial relations or other local people; training and providing skills in businesses or enter-
factors that impact on optimum resource extraction. prises that will endure after the mine closes and so on. An example
The literature is very scant on the resource efficiency dimension is the Sepon gold-copper operation in Laos, employing approxi-
of sustainability. It is touched upon by Weber (2005) in an analysis mately 7000. Most of the employees are drawn from the 70 villages
284 D. Laurence / Journal of Cleaner Production 19 (2011) 278e284
surrounding the mine. The company has built extensive training http://www.ret.gov.au/resources/resources_programs/lpsdpmining/Pages/
default.aspx.
workshops to provide electrical, mechanical, welding, automotive
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well, the mine life will be optimised, the community benefits the mining and minerals industry: an analysis of critical background issues. Inter-
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An examination of the data on around 1000 mine closures over Horowitz, L., 2006. Mining and sustainable development. Journal of Cleaner
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