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This chapter includes the related information and studies on the topics that are beneficial
RELATED LITERATURE
for maintaining plants and equipment. The goal of the TPM program is to markedly
increase production while, at the same time, increasing employee morale and job
satisfaction. The father of TPM, Nakajima who has given the original approach of its
through small group activities and can be viewed as equipment maintenance performed
on a company-wide basis (Bamber, 2012). TPM is thus a method for bringing about
change. It is a set of standard activities that can lead to improved management of plant
assets when properly performed by individuals and teams (Robinson and Ginder, 2010).
minimizing input (improving and maintaining equipment at optimal level to reduce its
life cycle cost) and the investment in human resources which results in better hardware
utilization (Schippers, 2011). McKone et al, (1999) discussed TPM provides a
company. In fact, there is no single right method for implementing TPM. However, TPM
implementation depends mainly on some specific factors, for instance, a continuous flow
manufacturing facility which is a fully automated facility, would likely get more benefits
from implementing TPM system than a manufacturing process composed of simple hand-
Moreover, the type of industry, service activities, method of production, and equipment
conditions differ substantially from firm to firm, and accordingly, these factors must be
taken into account when implementing TPM. Furthermore, skill and age of the employee,
complexity and age of the equipment, the culture of the organisation and the existing
overall inspection of the machine and show the configuration of run time
2. The eight pillar implementation plan that substantial increase labor productivity
office TPM, and Safety, Health and Environment. (Japan Institute of Plant
Maintenance (JIPM))
4. Comprehensive Maintenance Plan (CMP) which offers the tools to plan and
Errors” the result of TPM activities is made evident by measuring the Overall Equipment
Effectiveness (OEE). Nakajima identified the input factors as man, machine and
material and the outputs comprised of production (P), quality (Q), cost (C), delivery
(D), safety, health and environment (S), and morale (M). TPM strives to improve
OEE by maximizing output while minimizing input, i.e. the life cycle cost . More
that often breaks down, experiences speed losses, produced rejects or non-conformance
To achieve OEE, TPM focuses on eliminating the six major equipment loss
elements “six big losses” breakdown due to equipment failures; setup and
unnecessary adjustments; idling and minor stops; reduced speed; start-up rejects; and
production rejects.
According to (Suzuki, 2013) that the overall effectiveness of the equipment is a
quality. The measurement of OEE is combining all the factors that affect the equipment
operation including the factors of time, speed, and quality. In addition, OEE is a metric
AVAILABILITY
The available time can be defined as the time of production to operate the
equipment minus the other planned downtime like breaks, meetings etc. The down time
can be defined as the actual time for which the equipment is down for repairs or
changeovers. This time is also sometimes known as the breakdown time. The output of
this formula gives the true availability of the equipment. This value is used also in the
The availability is calculated as the required available time minus the downtime and then
divided by the required available time. This can be written in the form of formula as
PERFORMANCE EFFICIENCY
The performance efficiency can be defined as the ideal or design cycle time to
produce the item multiplied by the output of the equipment and then divided by the
operating time. This will give the performance efficiency rate of the equipment. The
QUALITY RATE
The quality rate can be expressed as the process quantity minus the volume or
number of defective quantity then divided by processed quantity. The quality rate can be
Where, the quality defects mean the amount of products which are below the quality
standards i.e. the rejected items after the production process. This formula is very helpful
According to Agustiady and Cudney (2015) from their book entitled “Total
the most commonly used measure of equipment performance. It is the measure of the
percent of the time a piece of equipment is producing a quality product (Cudney et al.,
2013). Accordingly, it provides organizations with a barometer of how well capital assets
are being used. In addition, it provides data on the impact of equipment-related losses.
OEE can dramatically affect plant productivity since it breaks down the losses into clear
categories. This also helps Lean teams target appropriate improvement activities. As you
start your TPM implementation, it is important to focus on most critical equipment first.
OEE measures the effect of six big losses, which are (Cudney, 2009):
1. Breakdowns
3. Minor Stoppages
4. Minor Stoppages
5. Quality factors
6. Rework
OEE is based on three OEE factors:
Availability
Performance
Quality
The calculations are as follows for each of the three main factors:
Ideal cycle time is defined as the minimum amount of cycle time a process can occur in optimal
circumstances.
Performance can also be calculated as the following since the run rate is considered equivalent to
cycle time:
The goal of TPM is rarely 100% because this would not allow time for planned maintenance
or potentially lead to overproduction. Typical targets for OEE levels are 85% (commonly
considered world class); however depending on your process, a target of 50% may be acceptable.
Further, the use of OEE is more about understanding the measurement and why your process is
1989;Huanget al., 2002; Juric et al., 2006). OEE is calculated by obtaining the product of
availability of the equipment, performance efficiency of the process and rate of quality products
RELIABILITY
Manufacturing Processes in Machinery Enterprises” stating that process reliability is the capacity
of equipment or processes to operate without failure. The business issues of reliability are
prevention and control of failures to reduce costs for improving customer satisfaction. The
process reliability is a method for identifying the problems, which have significant cost reduction
opportunities for improvements. When the complexity of systems increases, their reliability
suffers from deterioration. At the same time, more severe requirements are set to the system
Production starts with the decision to produce and continues until the finished product is
system. Any undesired stop in this duration can be defined as a failure of a production system.
system such as machines and humans, studies on reliability of a production system as a whole
are limited in the literature. In terms of effective production planning and control, it is essential
to compute the reliability of a production system especially if a company has high costs caused
According to Agustiady and Cudney (2015) from their book entitled “Total Productive
Maintenance: Strategies and Implementation Guide” that the purpose of preventive maintenance
predict the baseline reliability of each piece of equipment. Reliability is the measure of the
likelihood that a piece of equipment will operate without a failure or breakdown for a state
reliability is always between 0 and 1. The most common definition of equipment reliability is the
R(t), is the probability the equipment will not breakdown before time t given a set of defined
conditions. It is given by R(t) = P(T>t) where T is a continuous random variable that denotes
There are two other common reliability measures for equipment, which include mean time to
For exponential lives, mean time to repair is the inverse of the failure (breakdown) rate:
where the failure (breakdown) rate, λ, is estimated from historical equipment failure data:
The break-in period represents the breakdowns typically due to poor material or bad
workmanship, useful life period is where the chance or accidental breakdowns occur and the
wear out period is when the parts of equipment start wearing out due to fatigue and aging.
According to the book entitled “Systems Engineering and Analysis” by Blanchard et.al.
(2011), reliability may be defined simply as the probability that a system or product will
accomplish its designated mission in a satisfactory manner or, specifically, the probability that
the entity will perform in a satisfactory manner for a given period when used under specified
operating conditions.
is based on the precisely defined reliability concepts and measures. The reliability function, also
known as the survival function, is determined from the probability that the system (or product)
will be successful for at least some specified time t. The reliability function, R(t), is defined as
Where ƛ is the instantaneous failure rate and M the MTBF. The rate at which failures occur in a
specified time interval is called the failure rate for that interval. The failure rate per hour is
expressed as:
𝑛𝑢𝑚𝑏𝑒𝑟 𝑜𝑓 𝑓𝑎𝑖𝑙𝑢𝑟𝑒𝑠
ƛ = 𝑡𝑜𝑡𝑎𝑙 𝑜𝑝𝑒𝑟𝑎𝑡𝑖𝑛𝑔 ℎ𝑜𝑢𝑟𝑠
ISHIKAWA DIAGRAM
From the study of Niemenin Henry (2016) entitled “Improving maintenance in high-
volume manufacturing. Case Study: Ball Beverage Packaging Europe states that especially, in
the analyzing phase of the DMAIC roadmap, different methods for finding root causes are
essential. Root cause is defined as condition which is allowing d effect to happen, when this
particular cause or condition is fixed then the problem is eradicated permanently. Five why
technique will lead eventually in the real root cause after asking five times why. The idea behind
five why is to go behind the symptoms and identify source of the problem. Brainstorming
activities with improvement teams and all relevant persons are keys to evaluate every possible
option and cause for the problem. Cause-and-effect diagram is one popular way in problem
solving process. Cause-and-effect diagram (Figure 13) is visual tool also called as fishbone
diagram or Ishikawa diagram. There is horizontal line which ends to problem under
investigation. From the main line there are several branches, possible causes listed. The diagram
identifies most likely causes where improvement team selects the most obvious cause and focus
Diagrams (also known as Ishikawa Diagrams) are can be used to answer the following questions
that commonly arise in problem solving: What are the potential root causes of a problem? What
category of process inputs represents the greatest source of variability in the process output?
Dr. Kaoru Ishikawa developed the "Fishbone Diagram" at the University of Tokyo in
1943. Hence the Fishbone Diagram is frequently referred to as an "Ishikawa Diagram". Another
name for this diagram is the "Cause & Effect" or CE diagram. As illustrated below, a completed
Fishbone diagram includes a central "spine" and several branches reminiscent of a fish skeleton.
This diagram is used in process improvement methods to identify all of the contributing root
causes likely to be causing a problem. The Fishbone chart is an initial step in the screening
process. After identifying potential root cause(s), further testing will be necessary to confirm the
true root cause(s). This methodology can be used on any type of problem, and can be tailored by
The Fishbone Diagram can incorporate metrics but is primarily a visual tool for
Using the Ishikawa method to explore root causes and record them helps organize the
Process Failure Mode Effect Analysis -PFMEA is the basis of process reliability research
in manufacturing. With the development of equipment reliability designing in our country, the
reliability problem in producing process has become a weak aspect in improving reliability of
equipment. In the design process, PFMEA is the important basic technology of improving
equipment productive reliability. The PFMEA technique evaluates the potential failure of a
product or process and its effects, identifies what actions could be taken to eliminate or minimize
the failure from occurring and documents the whole procedure. It is used from the initial
planning stages of designing and processing a product through to the end of its life. K.G.
Johnson , M.K. Khanb (2003) described a study made into the application of PFMEA in a
the research were to study the concerns and inhibitors that PFMEA users have, establish how the
effectiveness could be determined, and evaluate PFMEA use as a problem prevention technique
and to recommend best practice. The research methodology included the use of interviews,
workshops and questionnaires involving 150 quality approved suppliers. Conclusions were
drawn to show that the PFMEA technique has its limitations, caused by a number of issues.
Recommendations for overcoming these limitations of the PFMEA process are presented.
George Pantazopoulos and George Tsinopoulos (2005) introduced the use of this
technique in a critical process in the metal forming industry. Risk reassessment and further
preventive action planning could lead to effective risk minimization. The application of a FMEA
reveals the hidden process weaknesses, leading to the quantification of failure related
indicators/failure risks and the creation of a prioritization matrix for further improvement
actions. A FMEA is applied to the brass disk annealing process with the goal of optimizing
the operational performance by decreasing the RPN and increasing the process capability.
In order to facilitate the application of a FMEA, the failures are divided into two main
categories: Failures allocated to the energy supplied system, Failures allocated to the method
affected by human factors. Sheng -Hsien (Gary) Teng (1995) developed an approach to
integrate FMEA, product design, and process control to one complete closed loop to
establish an overall quality control plan. First discussed the FMEA procedure, then, the
procedure will be separated into two domains –the product design domain and the process
control domain. Design FMEA and process FMEA will be demonstrated, and the
integration among design, control, and reliability analysis for a product illustrated. Robert
B. Stone (2004) developed the function-failure design method (FFDM), has been to allow
designers to perform failure mode and effect analysis (FMEA) during conceptual design
& explored two approaches to populating a knowledge base with actual failure occurrence
information from Bell 206 helicopters. The FFDM can offer substantial improvements to the
design process since it enhances failure analysis thus giving it the ability to reduce the
concept. FMEA is introduced in the conceptual design stage so as to minimize the risks
of costly failure. The method enables new knowledge to be formed using the limited
available information in the conceptual design stage. A prototype has been created to
evaluate the proposed method. Two design cases and three process cases for two-way radio
design and manufacture have been evaluated using the prototype software. The case studies
show that the method is able to provide reliable results with limited information. Kyoung-
Won Noh (2010) proposed module-based failure propagation (MFP) model based on the function
behavior state scheme. The MFP model consists of function decomposition tree model,
configuration flow graph model, function rule, and failure rule. This study describes how to
build the MFP model and introduces how to carry out FMEA with the proposed MFP
model. To show the benefit of the proposed MFP model, a FMEA case study on a car air purifier
is performed. Zaifang Zhang and Xuening Chu (2010) proposed a design for supporting
conceptual design of product and maintenance (P&M). The approach uses an improved
quality function deployment (QFD) tool to translate customer requirements into concept
interrelationships between P&M. In the mechanism, a failure mode and effects analysis
(FMEA) tool is used to identify and analyze failure modes and their effects on the product
concept. Then maintenance concepts are generated based on the results of QFD and FMEA. The
RELATED STUDIES
Number of Breakdowns
The number of breakdowns in each of the machines in the company has an increasing
rate and according to Tsang and Chan (2012) in their case study involving the implementation of
TPM in a machining factory located in China “In the year 2012, this factory started
implementing TPM as maintenance system rather than breakdown and preventative maintenance
Nakajima (Bohoris et al, 2012). In order to implement TPM, changes in the organizations and
maintenance department’s hierarchy were made in the factory. TPM implementation effects were
measured after a period of 36 months and the factory experienced reduction in the number of
machine breakdowns from 175 to around 60”. Also as stated from the thesis by Mikhedkar
(2015) entitled “A Study of Total Productive Maintenance and it’s Impact on Organization’s
Performance for Nashik Zone Industry”, that TPM is a change management approach in
maintenance that seems to decrease the unexpected machine breakdowns, increase production
efficiency, he also state that TPM among all the types of maintenance systems; breakdown,
preventive, corrective and predictive maintenance has a concept of zero loss that means
increasing the effectiveness of equipment the same as improving the equipment performance and
prevent the unexpected machine breakdowns that would lessen the cost in repairing the
machines.
Ishikawa Diagram
According to the study conducted by (Khan & Hossain, 2015) “The productivity of a
yarn manufacturing factory is affected by several factors including stoppage time losses, spindle
speed, waste extraction percentage (Khan & Hossain, 2015). So, the reduction of stoppage time
is necessary to increase the productivity of ring frame in the textile processing factory under
discussion. The efficiency and productivity of a spinning mill reduced due to unwanted stoppage
nonstop production to meet the demand. The stoppage is categorized as major six losses which
are used to calculate overall equipment efficiency (Dal, Tugwell, & Greatbanks, 2000). The six
big losses are equipment failure or breakdown losses, setup or adjustment losses, idling and
minor stoppage losses, reduced speed losses, yield losses, and quality defects or rework losses
(Masud, Khaled, Jannat, Khan, & Sajedul, 2007). Pareto chart and cause-and-effect diagram are
important tools to identify the significant losses and reduction in stoppage time losses.
The application of Pareto chart and cause-and-effect diagrams are found in a variety of
industries. These are simple tools yet interesting and have real life applications. Paul and Azeem
(2009) applied Pareto chart and cause-effect analysis for identifying and analyzing defects of a
pharmaceutical product. They found that Capping, edge-chipping, and broken tablets have been
found as the vital problems for producing defective products. Ahmed and Ahmad (2011) studied
on minimization of defects in lamp production process by the application of Pareto analysis and
cause-and-effect diagram. Using Pareto analysis they analyzed the defects and found major and
minor contributors to those defects. Then applied cause-effect diagrams for each defect and
found the main factor. They suggested that cause and effect diagram is very useful in indicating
the appearance of abnormalities of the process in the form of excessive variations of process
parameters. James, Mathew, and Mathew (2013) conducted a case study on a male contraceptive
manufacturing industry. The rejection rate for one month was collected. They identified critical
defects, using a cause-and-effect diagram. A modification in the dipping process and a model for
the electric infrared heater were introduced as a solution for reducing the critical defects. Kiran et
al. (2013) applied root cause analysis for reducing breakdowns in a male contraceptive
manufacturing industry. They analyzed the breakdown occurred during production by Pareto
chart. A root cause analysis was conducted to find out the root cause of breakdowns and some
other parallel improvement opportunities were also identified. Joshi and Kadam (2014) studied
minimization of defects in the manual metal casting process. Pareto principle and cause-effect
diagram were used to identify and evaluate different defects and causes for these defects. Finally,
it was found that operations were done with some negligence and carelessness. They suggested
that reduction of all defects might be more that 70% after implementation of the remedy of
automation. Baishya and Dutta (2015) analyzed the downtime of machines in a production line
of a fast moving consumer good (FMCG) company. They identified downtime losses, factors
concerning of losses and cost associated with them by Pareto analysis. A cause and effect
diagram was also used to find out the root causes of those factors. Finally, some suggestions
were provided along with training program for operators and autonomous maintenance, the two
pillars for total productive maintenance (TPM). Das and Gopinadhan (2016) presented a study in
a textile spinning and weaving mill. The actual production was lower than target production.
Using Pareto analysis they were identified the actors that were responsible for production losses.
They used DMAIC technique for productivity increase and why-why analysis to identify the root
causes. They identified power failure and worker absenteeism as the major causes for loss of
productivity. By implementing their suggestions, the utilization of spindles was increased by 4%.
From the literature, it is clear that Pareto analysis and cause and effect diagram are essential tools
application of them reduces unwanted stoppage time losses and increases the availability of
machine for a long period of time, thereby increases productivity. Pareto analysis and cause-and-
effect diagram are regarded as two basic tools of total quality management (Patyal & Maddulety,
2015).
The study of Dibyojyoti Deka & Dr.Thuleswar Nath (2015) entitled “Breakdown and
Reliability Analysis in a Process Industry” states that equipment breakdown has always
contributed towards machine downtime. Industrial Engineers have always tried to reduce
downtime and increase the availability of machineries. TPM plays a vital role in achieving it.
Wakjira, MelesseWorkneh. et al. (2012) has been able to reduce downtime and increase the OEE
manufacturing unit. Through TPM, Gupta, Amit Kumar. et al. (2012) has been instrumental in
increasing the availability of existing machinery hence reducing the need for further capital
investment. The forth pillar of TPM, planned maintenance addresses the problem of equipment
increase availability, MTBF and reduce MTTR significantly. Also, the number of machine
breakdowns were reduced after implementation in this case. Parameters like reliability, MTTR
and MTBF are also important factors that define Equipment breakdown and help to understand
equipment better.
According to the study of Papari Das and Thuleswar Nath (2015) entitled “Root Cause
Analysis of the Major Equipment Breakdown Problems of the Tube Section of a FMCG
Company as an Approach to Improve OEE” that one of the most important ways to increase
equipment. OEE can be improved with the continuous implementation of TPM (Total Productive
maintenance). In spite of producing for 24 hours-2 shifts, 12 hours each and even after the
implementation of TPM since last few years, the OEE of the various manufacturing lines of the
company is far below the world class OEE i.e. 85%. The reason for this low level of OEE are the
sudden unwanted stoppages of production due to which the machines are not utilized effectively,
hence the efficiency is affected. The major reasons for these unwanted stoppages are equipment
breakdowns even though the company has been implementing TPM in all areas possible.
CONCEPTUAL FRAMEWORK
•Bar Charts
•Ishikawa Diagram
PROCESS •Failure Mode Effects and Analysis
Figure 2.1 shows the existing maintenance program of First Laguna Electric Cooperative
reliability and cost performance in terms of maintenance costs including labor and material costs
that will serve as an input for the research. The researchers used Ishikawa Diagram and Failure
Mode Effects and Analysis in order for them to analyze the current maintenance program. The
output of this research will be the total productive maintenance program for First Laguna Electric