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ABSTRACT
INTRODUCTION
Austenitic stainless steels present an excellent combination of corrosion
resistance, ductility, toughness and weldability, and account for about 70% of the
world’s stainless steel production. The almost centenary AISI 304 (German V2A)
and AISI 316 are still the most consumed types of stainless steel [1,2]. However,
the strength level of these common types, particularly the yield strength (YS) in
the annealed condition, is relatively low, around 200 MPa [1, 3 ]. Another
important type of stainless steels is the duplex (ferritic-austenitic microstructure),
which is employed where higher yield strength (YS), better pitting corrosion and,
intergranular corrosion resistance are necessary [4]. However, duplex stainless
steels are extremely susceptible to alpha prime (α’) formation at temperatures
ranging from 300 to 500oC and to sigma phase formation between 550 and 950oC.
These phases are highly deleterious to the toughness and corrosion resistance of
the duplex steels and their formation must be avoided during heat treatment,
welding or application [4,5].
High levels of nitrogen addition stabilize austenite and can increase
significantly its YS as well as enhance other properties [ 6 -8 ]. According to
Speidel, 0.4 wt.% is a high nitrogen content for austenitic stainless steels [9],
although the levels for high nitrogen content remain debatable [8]. A pioneer
investigation on the effect of nitrogen addition to iron-chromium alloys was
reported in 1926 by Adcock [10]. A few years later, it was verified that nitrogen
was a very strong austenite stabilizer since its effect was about 20 times stronger
than that caused by nickel, as showed in Tofaute’s work [11]. As a result, the
effect of nitrogen was included in a modified Schaeffler diagram for welding
processes [ 12] by DeLong [13] and Espy [ 14]. Nitrogen addition to duplex
(ferritic-austenitic) steels causes also an enlargement of the austenitic field,
making possible their full austenizatization [ 15 - 22 ]. Additionally, nitrogen
improves fatigue and creep resistance [ 23 - 30 ] and inhibits strain-induced
martensite formation [25, 31-33].
The study of the effects of nitrogen in stainless steels showed a significant
enhancement during the decade of 1980 and was followed by the development of
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
new or modified processes [8, 15, 21, 34-37]. Nitrogen addition can be carried out
both in the liquid and solid state and overviews of nitrogen addition technologies
have been presented by Simmons [34] and, more recently, by Lo [8]. Therefore,
nickel replacement by nitrogen, and in some instances by manganese, became an
interesting alternative to retain or improve the mechanical properties and
corrosion resistance of stainless steels [6,22,32,33, 38-43].
The benefits of nitrogen in stainless steels occur mainly when this
interstitial element is in solid solution [6, 8, 25, 34, 44-53] as first observed by
Krivobok [44]. The precipitation behavior of chromium nitride in high nitrogen
stainless steels presents peculiarities that make its evaluation important from the
scientific and technological point of views [15,22,34,52,-56]. In addition, other
phase transformations can occur after chromium nitride precipitation, such as
ferrite and sigma phase formation in the nitrogen-depleted regions
[16,17,20,21,39,53]. The aim of this chapter is to address austenite stability and
the precipitation of chromium nitride in high nitrogen stainless steels. For the sake
of clarity the discussion about nitrogen effects will be illustrated for three
different stainless steels, and will focus on the different phase transformation
mechanisms, namely on the nucleation and growth of chromium nitride, on the
precipitation kinetics, and on the consequences of the precipitation for the matrix
stability.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
NITROGEN SOLUBILITY
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
Figure 2. Influence of crystal structure on the nitrogen solubility for alloys of the Fe-Cr-
Ni system at 0.9579 atm of N2. Adapted from [54].
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
The AN and the ADN steels had their nitrogen solubility increased since
the nitriding treatments were carried under pressure. Indeed some technological
processes are carried out at high pressures to promote the introduction of higher
quantities of nitrogen into the steel [15,18,58]. The mass percentage of nitrogen in
the alloy (C0) and its relation with the N2 pressure (PN2) follows Sievert Law [15]:
𝐶 ∝ 𝑃 (1)
which is typically used at pressures of about 1 atm. However, there has been
evidence that this law can also hold for higher pressures, i.e., 𝐶 (𝑃 ≠ 1) =
𝐶 (𝑃 ) [54,59-61] and equation (1) can be considered more general [15]. As a
result of the high nitrogen content in the AN and ADN steels, complete
dissolution of nitrogen was achieved only at high temperatures.
In the AN steel, the chromium nitride precipitation occurs up to 1050oC,
therefore solution annealing treatments have to be carried out at higher
temperatures. On the other hand, the stability domain of ferrite starts at
temperatures as low as 1300ºC, and annealing at higher temperatures results in
duplex microstructures. Annealing at 1250ºC represents the best compromise to
achieve complete dissolution of nitrides and simultaneously guarantee the absence
of ferrite and minimize grain coarsening [16,17,20]. Figure 3 shows the X-ray
diffraction pattern of the AN steel after solution annealing.
Figures 4 and 5 show, respectively, a nitrogen profile across an ADN
sample and the transition microstructure between the austenitic and the duplex
regions formed after the solid solution nitriding process.
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Figure 3. X-ray diffraction pattern of AN steel after the solution annealing at 1250oC
for 1 hour followed by water quenched. CuKα1 radiation.
Figure 4. Nitrogen concentration profile of the ADN steel case after the solid solution
nitriding process at 1200oC for 5 hours and at 2 bar N2 pressure. T is the transition region between
the austenitic region and the duplex (ferritic-austenitic) region. X is the distance from the surface.
WDS measurements. Adapted from [17,18,21].
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
The high levels of chromium and manganese of the DN steel increased the
nitrogen solubility up to 0.5 wt.% [38,39] and the standard solid solution
annealing (1050oC for 2 hours) resulted in a duplex ferritic-austenitic
microstructure free of precipitates as shown by the X-ray diffraction pattern
presented in Figure 6. The volume fraction of ferrite measured by magnetic
induction was 47% (the balance was austenite). After the solid solution treatment
the microhardness of ferrite was HV (0.2 kg) 274±20 and that of austenite was
HV (0.2 kg) 290±16 [39].
The above discussion on solution annealing emphasized the effect of
chemical composition, temperature and pressure on nitrogen solubility. In fact this
is the cornerstone of high nitrogen stainless steels, since the benefits of nitrogen
are directly related to its presence in solid solution [6,8,25,34,52-56]. Therefore
phase transformations must be avoided in manufacturing processes such as
welding, which remains a challenge that demands further research [6,50,52,53].
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Figure 6. X-ray diffraction pattern of the DN steel after solution annealing at 1050 oC for 2
hours followed by water quenched. CuKα1 radiation.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
/
𝑤 = 4𝐷𝑡 (2)
/
The boundary values can be inferred from the nitrogen profile shown in
Figure 4: the concentration at the surface (Cs) is 0.7 wt.%, the initial
concentration (C0) is 0.14 wt.%. The concentration at the austenite/ferrite interface
duplex transition, i.e., 0.35 wt.% [17]. The nitrogen diffusion coefficient at the
annealing temperature (D) is 6.9 10-12 m2/s [67]. Thus for an annealing time (t) of
18000 seconds, w is 643 µm. Since this value is in agreement with the
experimental thickness of the austenitic layer, ~500 µm [17], equation (2) and the
Figure 8. Schematic of the nitrogen gradient and the associated phase transformation in
the ADN steel (adapted from [66]), where γ designates austenite, α designates ferrite, C0 is the
concentration at the surface, X is the distance from the surface, W is the width of the single phase
region and dW represents the thickness of the layer where the transition from dual to single phase
occurs. Fitting this profile to the experimental one shown in Figure 4 allowed inferring the
boundary condition values necessary to solve Fick’s Second Law.
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The studied steels have high nitrogen content which favors chromium
nitride precipitation at temperatures below the nitrogen solution limit [8,20]. On
the other hand, the high chromium content, which is a ferrite stabilizer and
promotes sigma phase formation [20,21,53], increases the complexity of the
microstructures resulting from the phase transformations. The volume of the
phases present and its evolution during aging was determined by XRD and
magnetic measurements. The time-temperature-transformation diagrams (TTT
diagrams) obtained are shown in Figures 9 to 11 [16,17,20,21,39]. The first phase
formed in austenite is chromium nitride (Cr2N), while sigma phase was the first to
form in ferrite which was almost entirely consumed as the transformation
progressed in the DN steel [17,39].
Figure 9. TTT diagram of AN steel at temperatures ranging from 600 to 1250 oC.
Adapted from [16, 17,20]
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(a)
(b)
(c)
Figure 10. TTT diagram of ADN steel at temperatures ranging from 600 to 1100 oC.
Adapted from [17,21,62].
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
(a)
(b)
Figure 11. TTT diagram of DN steel at temperatures ranging from 550 to 1050 oC. (a)
TTT diagram for the ferritic regions and (b) for the austenitic regions. Adapted from [17,39].
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
precipitate and the matrix on the favored sites for continuous precipitation
(vacancies, dislocations, twin and other grain boundaries or homogeneous
nucleation in the matrix). In the presence of a preferred orientation relation the
lattice parameters mismatch results in the generation of strain fields that may be
accommodated by a network of dislocations as illustrated in Figure 12 (b)
adapted from literature [71].
Figure 12. (a) Schematic representation of the continuous change in solute concentration
around a precipitate formed by CP. (b) Illustrative example of Cr2N precipitates formed by a
continuous mechanism in the AN steel aged at 960oC for 2 h. TEM. Adapted from [71]. The stress
field associated with the presence of the precipitates is accommodated by a network of dislocations
in the matrix.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
point. If the interfacial energy conditions are favorable, the GB tends to migrate
until the higher energy broad face is incorporated in the lower interfacial energy
grain (Figure 14 (a)). The process is iterated to form a group of parallel
precipitates. Although this mechanism has been proven operative, it is critically
dependent on the crystallographic orientation across the GB and on the habit
planes of the precipitates, and it is hence not universal. Nevertheless,
configurations compatible with the Tu and Turnbull model have been found in the
aged AN steel (Figure 14 (b)). In the Fournelle and Clark mechanism,
precipitation occurs on an already moving boundary. The grain boundary is
locally pinned but still allowed to continue migrating between the precipitates
(Figure 14 (b)). In contrast with the previous, this mechanism does not require
any especial interfacial energy conditions, and is probably operating whenever no
preferential matrix/precipitate habit plane can be observed, which is generally the
case (see references [72,76,77]).
Figure 13. (a) Schematic representation of DP adapted from [72], where γ0 indicates the
supersaturated austenite and γ corresponds to the solute depleted austenite. (b) Illustrative example
of a discontinuous precipitation front of Cr2N in the AN steel aged at 1040oC C for 15 min. SEM.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
Figure 14. Models for DP initiation. (a) Tu and Turnbull model [73,74]. i refers to the
free energy of the different interfaces between the matrix and the precipitates. (b) and (c)
Configurations of Cr2N precipitation at grain boundaries of the AD steel after 2h at 960°C
compatible with the Tu and Turnbull model. TEM. Adapted from [71]. (c) Fournelle and Clark
model [75].
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interfacial diffusion at the reaction front and therefore the composition of the
untransformed matrix remains constant [72,76,77], which contrasts with the
behavior of the continuous precipitation as depicted in Figure 12. On the other
hand, in interstitial/substitutional systems the key factor governing the
compositional redistribution is the difference between the partitioning processes
of the two types of solutes. In these conditions although diffusion of the
substitutional solute at the reaction front is the rate-controlling effect at the initial
stages of precipitation, long-range volume diffusion of the interstitial solute is the
essential aspect at the later stages [55]: the fast long-range interstitial diffusion
reduces the supersaturation of the untransformed matrix, decreasing the migration
rate of the reaction front and widening the interlamellar spacing. This means that
no steady-state is reached, in contrast with binary substitutional alloys. Therefore,
at later precipitation stages long-range volume diffusion of nitrogen induces
retardation of new nucleation events and inhibition of active reaction fronts that
eventually cease to migrate. This results in incomplete decomposition by
discontinuous precipitation, even though the matrix may still be supersaturated in
nitrogen and the reaction driving force is not equal to zero, which may allow the
continuous precipitation to proceed [55,56,65].
The question of whether continuous or discontinuous precipitation
predominates depends on the mobility and density of discontinuous reaction fronts
as well as on the incubation periods for each mechanism. As the temperature
increases, bulk diffusion becomes faster, favoring volume precipitation [78,79]
and, as a result, close to the solvus temperature continuous precipitation prevails
[80]. Under regimes where discontinuous precipitation is active, any previous or
concomitant volume precipitation reduces the amount of chemical driving energy
available for both initiation and propagation of the discontinuous precipitation.
The Cr2N nitride crystallizes in the hexagonal system and presents an
(111) //(0001)Cr2N and [110] // [1100] Cr2N preferred orientation relation with
austenitic matrices [71]. In high-nitrogen stainless steels the Cr2N nitride can
precipitate both continuously and discontinuously in austenite
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Figure 16. (a) AN steel aged at 960oC for 2 h. Precipitation of Cr2N at incoherent twin front
(arrows). TEM. (b) AN steel aged at 750oC for 100 h. Precipitation throughout the matrix and at
incoherent and coherent twin boundaries (arrows). SEM. (c) ADN steel aged at 860oC for 10 h.
Precipitation throughout the grains and at twin boundaries. SEM. (d) AN steel aged at 700oC for 45
min. Diffraction contrast near precipitates (arrow) indicates strain fields. TEM. (e) ADN steel aged at
860oC for 10 h. Precipitation at grain boundaries. SEM (f) AN steel aged at 750oC for 10 h for 10 h.
Precipitation at grain boundaries. SEM.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
depleted austenite (Figure 17 (a)) exhibit the (111) //(0001)Cr2N and [110] //
[1100] Cr2N orientation relation (Figure 17 ((b)). The configuration of the reaction
fronts is shown in Figure 17 (c) and (d) at different magnifications. Figures 18 (a)
to (c) shows the occurrence of well developed cells of discontinuous precipitation
co-existing with grain boundary precipitation (a), precipitation at incoherent (a) to
(c) and coherent (a) twin boundaries. In (a) and (b) the colony produced by DP
surrounds and partly consumes the twin domain while in (c) the lamellar colony
occurs inside, and is confined by, the twin domain. The competition between CP
throughout the austenitic matrix and DP progressing from the austenitic grain
boundaries is illustrated for the AN and ADN steels in Figure 18 (d) and (e).
Figure 17. Discontinuous precipitation in AN steel. (a) Alternating and Cr2N lamellas.
Aged at 960oC for 2h. TEM. (b) Selected area diffraction pattern corresponding to (a). (c)
Discontinuous reaction front. Aged at 960oC for 3 min. SEM. (d) Discontinuous reaction fronts
emerging from a grain boundary. Aged heat treated at 950oC for 3 min. SEM.
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Figure 18. (a), (b) ADN steel aged at 900°C for 1 h. DP of Cr2N across a twin domain with
incoherent fronts decorated with precipitates (arrows). SEM. (c) AN steel aged at 900°C for 2 h.
Precipitation colony inside a twin domain with incoherent (arrow) and coherent boundaries
decorated with precipitates. SEM. (d) and (e) DP vs. CP in AN steel aged for 1 h at, respectively,
960°C and 1040°C. SEM. (f) AN steel aged at 900°C for 15 min with decorated grain boundaries
and incoherent (arrows) and coherent twin boundaries in addition to DP vs. CP throughout the
austenitic matrix. SEM.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
Figure 19. Schematic representation of (a) discontinuous precipitation of Cr2N and (b)
continuous precipitation competing with the discontinuous process. (c) Continuous and
discontinuous precipitation of Cr2N in austenite as a function of temperature at high and low nitrogen
concentration.
Figure 20. Discontinuous precipitation of Cr2N in the DN steel. (a) Aged at 860oC for
1h. (b) Aged at 850oC for 10h. SEM using backscattered electrons.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
Figure 21. (a) AN steel aged at 960oC for 10 h where was able to grow due to
changes in composition and Cr2N precipitated at interfaces.. TEM. (b) ADN steel aged at
o
960 C for 10 h showing precipitates at prior locations of the interfaces SEM. (c) DN steel
aged at 860oC for 15 min showing precipitates at interfaces (arrows) and an ongoing +
transformation. SEM. The arrows indicate prior interfaces decorated with precipitates.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
the precipitates tend to grow toward the ferrite side consuming this phase during
growth (c).
Precipitation at interfaces .
Ferrite formation
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
In high nitrogen stainless steels ferrite can form during heat treatments by
distinct mechanisms:
(i) Ferrite is stable above 1250oC in agreement with the Fe-Cr-Ni [101] and
Fe-Cr-Ni-N [102] phase diagrams. This shows that at high temperatures the
interstitial element holds a weaker austenite stabilization effect.
(ii) During aging, chromium nitride precipitation depletes nitrogen in the
matrix inducing ferrite formation in the unstable austenite, often inside or near
lamellar colonies of Cr2N [17,20]. In this case ferrite can result: (a) directly
from the allotropic transformation [17,20] or (b) from a (Cr,Fe)2N+
eutectoid reaction as shown by Nakada [22].
(iii) The favored precipitation of Cr2N at interfaces further supports the
growth of ferrite enhancing its volume fraction.
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Figure 23. Ferrite formation in the AN steel during aging (a) at 960 oC for 100h and (b)
at 1040oC for 1 h. SEM.
Figure 24. Data relative to the volume fraction (%) of ferrite in the AN steel after the
aging treatments determined with ferritoscope measurements.
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
phase, larger volume fractions are expected in duplex steels after aging in the
same temperature range. In addition, the formation of sigma is also assisted by the
faster diffusion rates in ferrite [ 104 , 105 ] and by the fact that its chemical
composition is closer to the composition of ferrite than that of austenite.
Sigma phase (S) was detected in austenite and ferrite of the AN, ADN and
DN steels and specific features associated with the presence of this phase will be
addressed below. The following mechanisms are proposed for sigma phase
formation in high nitrogen stainless steels:
(i) Directly from austenite due to austenite destabilization: allotropic
transformation [16,17,20,21,39].
(ii) From ferrite by cooperative growth with austenite through an +
eutectoid reaction [17,20].
Figure 25 shows sigma phase formed around + Cr2N colonies and at grain
boundaries in the austenite of the AN and ADN steels. The corresponding
configurations are schematized in Figure 26. The sigma phase volume fraction
and its transformation kinetics in the austenite of the AN and ADN steels lie
between those of duplex and austenitic stainless steels [17,20,21]. The formation
of ferrite often preceded the appearance of sigma phase, however, ferrite
formation did not necessarily lead to sigma phase for all aging treatments, namely,
ferrite was stable at 960oC whereas this was not the case for the sigma phase. The
regions where sigma phase formed bare similarities to the ones in which ferrite
was formed after nitride precipitation, and microstructural characterization
confirmed that the decrease in ferrite volume fraction in the AN steel (see Figure
24) was associated with sigma phase formation during the aging through a
reaction of type (ii). The AN steel presented a unique microstructure after aging at
lower temperatures, in which sigma phase was more abundant in austenite than in
ferrite. This behavior is justified by the fact that ferrite was not initially present
and was induced by Cr2N precipitation.
In the ADN steel the formation of sigma phase occurred with different
kinetics in the austenitic, transition and duplex regions, as could be expected from
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
Figure 10. The sigma phase was detected in austenitic regions of the ADN steel
after aging between 700 and 960oC (Figure 25 (b) and (c)) and after 10 hours at
860oC [21]. The resulting morphology and the regions hosting the transformation
were similar in the AN and ADN steel; since ferrite is not expected to be
necessarily implicated in this transformation sigma phase may also have formed
as result of austenite decomposition, i.e., following reaction (i). In austenitic
regions of the DN steel, the transformation also induced a unique microstructural
feature; the + Cr2N colonies formed by discontinuous precipitation were
completely surrounded by a relatively thick layer of sigma phase (bright regions
in Figure 21 (c)). This mechanism was probably induced by the destabilization of
austenite in the nitrogen-depleted regions around the colonies, making sigma
phase formation possible.
Figure 27 illustrates the formation of sigma phase in the ferritic regions of
the ADN steel. In the transition and duplex regions of the ADN steel, the sigma
phase nucleated at interfaces and grew consuming the ferrite following
reaction (ii). Sigma phase formation in the ferritic region of the ADN steel was
faster than in the austenitic region. However, in the transition region, which
contains less nitrogen than in the austenitic region and more than in the duplex
region, the formation of sigma phase was initiated at times similar to those
registered for the duplex region, although the final volume fractions were different
in each region [17,21]. During some heat treatments, the sigma phase consumed
nearly all ferrite available in the ADN steel. In duplex regions, the sigma phase
presented a massive morphology and the particles were larger than in the
(nitrogen-rich) austenitic regions (compare Figure 25 (c) with Figure 27 (b)).
Figure 27 (c) and (d) demonstrate that chromium nitrides and the sigma phase are
easily distinguished using backscattered electron imaging [17].
Figure 28 presents the microstructure of the DN steel where the presence of
sigma phase in ferrite is evident. Ferrite transformation into sigma phase and
austenite took place by eutectoid decomposition (see Figures 21 (c) and 28)
according to a reaction (ii) and resulted in a decrease in ferromagnetism that
correspond to ferrite volume fractions as low as 1% (see Figure 29).
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
Figure 25. (a) Sigma phase formation in the AN steel aged at 880oC for 100 h. (b) and
(c) Sigma phase formation in austenitic regions of the ADN steel aged at 850 oC for 100 h. SEM.
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Figure 26. Schematic representation of sigma phase formation in the austenite after
Cr2N (a) discontinuous and (b) continuous precipitation.
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Figure 27. Sigma phase formation in the duplex region of the ADN steel (a) and (b)
aged at 800oC for 100 h and (c) and (d) at 800oC for 10 h. SEM. The prior ferritic regions
transformed through a eutectic reaction ( S + ). The nitrides at interfaces and sigma phase
particles are clearly distinguished using (c) secondary and (d) backscattered electrons .
Figure 28. Ferrite decomposition in the DN steel aged at 860oC for 15 min. SEM
(backscattered electrons).
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Figure 29. Data relative to the volume fraction (%) of ferrite in the DN steel after the
aging treatments determined with ferritoscope measurements.
CONCLUDING REMARKS
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Izabel Fernanda Machado, Patrícia Almeida Carvalho and, Angelo Fernando Padilha
ACKNOWLEDGMENTS
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