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Article history: Functionally graded material (FGM) has a continuous and functional distribution of volume fractions of
Received 12 July 2012 constituent particles, which leads to superior thermo-mechanical performance to classical laminated
Received in revised form 9 November 2012 composite materials. Since the thermo-mechanical characteristics of an FGM depend on the volume frac-
Accepted 4 December 2012
tion distribution, it is important to tailor appropriate volume fraction distribution that satisfies the
Available online 17 January 2013
desired performance requirements under given loading and boundary conditions. Even though numerical
optimization technique may serve as an excellent material tailoring tool, the capacity of current manu-
Keywords:
facturing techniques of FGM may not yield the target volume fraction. To deal with uncertainty in the
Functionally graded composites
Graded layer
manufacturing process, a reliability-based design optimization (RBDO) for FGM composite is proposed.
Volume fraction In RBDO, a finite number of volume fractions of homogenized FGM layers and material properties are
Stress ratio considered as random variables, with statistical information such as mean, standard deviation, and sta-
Reliability-based design optimization tistical distributions. Design of experiments and response surface models are used to obtain explicit
forms of thermal stresses for RBDO formulation. It is observed through the numerical experiment that
the RBDO finds the optimized volume fraction distribution with high reliability, such that the graded lay-
ers do not fail in the presence of manufacturing uncertainty.
Ó 2012 Elsevier B.V. All rights reserved.
0927-0256/$ - see front matter Ó 2012 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.commatsci.2012.12.003
436 Y.J. Noh et al. / Computational Materials Science 69 (2013) 435–442
powder metallurgy, self-propagating high-temperature synthesis, composites are usually used to shorten the fabrication time and re-
deposition, and plasma spray [9–12]. These methods are incapable duce manufacturing costs, for which the graded layer is discretized
of adequately achieving the target volume fraction because the fine and laminated with a number of heterogeneous layers with
and random particles of the base materials are mixed at the micro different uniform volume fractions, as mentioned above. For
level, making the control of volume fraction distribution difficult. example, Fig. 2 shows a simply supported metal–ceramic FGM
The resulting volume fraction could yield material failure, and composite beam with four graded layers with volume fractions
accordingly, the uncertainty in materials and manufacturing pro- VB of 20%, 40%, 60%, and 80%. Since the material properties of
cess should be considered in the design optimization process. graded layers and their thermoelastic behaviors highly depend
In traditional structural analysis, the uncertainty has been dealt on the volume fraction, the volume fraction distribution needs to
with by introducing a safety factor for ensuring structural safety, be appropriately determined to satisfy the required performance
but design using safety factors could yield excessively conservative under consideration.
or unsafe designs [13]. To resolve this problem, reliability-based The change of volume fraction changes the material properties
design optimization was introduced [14]. The reliability-based de- of FGM, so the material properties need to be obtained to calculate
sign optimization is done to find an optimum design that mini- the stress in the multi-layers. The material properties of the graded
mizes an objective to achieve a target reliability, where the layer are influenced by the size, shape, orientation and dispersion
reliability indicates the probability that the current design is safe. structure as well as the volume fractions of constituent particles
Thus, unlike the deterministic optimization or safety-factor-based at the microscopic level [1]. The goal of the current study is to pres-
optimization, the reliability-based design optimization can achieve ent the RBDO process for seeking an optimum volume fraction dis-
cost efficiency and target reliability. In order to extend RBDO to tribution and to compare the optimum results between RBDO and
FGM composites, the statistical characteristics of the volume frac- DO. Other homogenization methods, such as self-consistent [15],
tion such as mean, standard deviation, and distribution types Mori–Tanaka [16], or asymptotic expansion homogenization meth-
should be assumed a priori. Since the material property in each ods [17] can be used to calculate the material properties without
graded layer is calculated by volume fractions, the uncertainty of the loss of generality. The final optimum solution will be affected
the material property is accordingly considered in RBDO. by the choice of the homogenization method, because the thermal
In this paper, the FGM composite models are explained in Sec- stress distribution obtained by the thermoelastic analysis depends
tion 2. The basic concept of reliability-based design optimization is on the equivalent material properties of FGMs. However, for the
introduced in Section 3. In Section 4, the RBDO process of volume goals of the current study, a homogenization method considering
fraction in FGM is explained. A numerical example will be intro- only the volume fraction at the macro level, a linear rule of mixture
duced in Section 5 to illustrate how the RBDO is applied to FGM [18], is employed to approximate the response surface model of
composite. the maximum tensile stress that occurs in FGM. For problems
requiring more sophisticated calculation of material properties,
other homogenization methods can also be used by integrating
2. Metal–ceramic FGM composite material with the RBDO process. The equivalent elastic modulus Eh, coeffi-
cient of thermal expansion ah, Poison’s ratio mh, and tensile
2.1. Equivalent material properties of dual-phase FGM composite strength rBt,h of the hth graded layer are calculated using the linear
rule of mixture method. Let Vm and Vc be the respective volume
Fig. 1 shows an FGM composite composed of two homogenous fractions of a metal and ceramic, which are calculated as follows:
material layers and a functionally graded material layer, where two
base materials possess thermoelastic performance characteristics Eh ¼ V m Em þ V c Ec ð1Þ
that conflict with each other. The base materials A and B are on
the bottom and top of the graded layer, respectively, and the
graded layer has a spatially continuous volume fraction from mate-
ah ¼ V m am þ V c ac ð2Þ
rial A to B by increasing the fraction of the material B. The graded
layer has mixed volume fractions of A and B, and thus the summa- mh ¼ V m mm þ V c mc ð3Þ
tion of the volume fraction of A and B should satisfy the physical
relation of VA + VB = 100%.
The continuous volume fraction in the graded layer is rather rBt;h ¼ V m rBt;m þ V c rBt;c ð4Þ
impractical, because it requires elaborate costly and time-consuming
fabrication process. Thus, in real applications, discrete-type FGM where h = 1 N, and N is the total number of graded layers.
2.2. Characteristics of metal–ceramic FGM composite Even though the optimized volume fractions could be obtained
by numerical optimization technique, it is difficult to manufacture
Referring to Fig. 2, let us consider three types of FGM composite an FGM composite that exactly satisfies such an ideal volume frac-
beam models: bi-material composite, FGM composite with one tion. Fig. 4 illustrates a porosity gradient in a sintered ceramic sam-
graded layer, and FGM composite with four graded layers. The base ple produced by pressure filtration [19]. Even though a closely
materials A and B are Ni and Al2O3, and their detailed material controlled manufacturing process is used, the grading achieved in
properties are given in Section 5. The dimensions L and d are 50 FGM is rather different from the target grading. Thus, the random-
and 10 mm, respectively. All three FGM beam models are subjected ness in the volume fraction of each layer and material properties
to the same thermal loading of a temperature difference of 200 K needs to be considered at the design stage. This can be achieved
between the top and bottom surfaces. Fig. 3 shows three types of by RBDO, in which the uncertainty in the manufacturing process
metal–ceramic composite beam models and the thickness-wise is reflected by introducing the probability of failure for constraints.
thermal stress distributions, where the FGM composite with four
graded layers have two different volume fractions, FGM (4 graded
layers)_01 and FGM (4 graded layers)_02. The FGM composite with
1 layer has a volume fraction of 0.5. The volume fractions of
FGM_01 are 0.1, 0.3, 0.7, and 0.9, and the ones of FGM_02 are
0.2, 0.4, 0.6, and 0.8.
When the bi-material composite is used, it produces a signifi-
cant stress concentration at the interface of the two base materials
due to the discrepancy between two heterogeneous material char-
acteristics. Even though the mesh size is more refined, the stress
concentration is not reduced. When the FGM composite with one
layer is used, the stress concentration is reduced, but it is still large.
When the FGM composite with four graded layers is used, the
stress concentration is considerably reduced. However, it is worth
noting that the peak thermal stresses are somewhat different,
depending on the volume fraction distribution, even though the
same number of graded layers is used. Thus, one can clearly con-
firm the fact that the total number of graded layers and the volume
fraction distribution significantly affect the thermal stress concen-
tration, and the optimal tailoring of these factors could minimize
Fig. 4. Variation of porosity in achieved gradient [16].
the peak thermal stresses.
Fig. 3. Thermal stress distributions: (a) bi-material composite, (b) FGM composite with one graded layer, and (c) FGM composite with four graded layers.
438 Y.J. Noh et al. / Computational Materials Science 69 (2013) 435–442
(
r t ¼ rrBt;jxx ; rxx P 0
rv j ¼ ; j ¼ m; 1; . . . ; Ng ; c ð19Þ
r c ¼ rrBc;j
xx
; rxx < 0
where rBt,j is the tensile strength of the jth graded layer; rBc,j is the
compressive strength of the jth graded layer; rxx is the X-directional
tensile stress; and r t and r
c are the ratios of the X-directional ten-
sile or compressive stress to the tensile or compressive strength,
respectively. If the stress ratios are larger than 1, it means that
the FGM composite fails. The tensile and compressive strength of
a graded layer are calculated using the linear rule of mixture meth-
od, Eq. (4). In this paper, a sequential quadratic programming meth-
od, which is suitable for nonlinear problems, is used as a
deterministic optimization method [27].
Similarly, the RBDO formulation is done to find the volume frac-
tion of each graded layer to minimize the maximum thermal stress,
but the probability that the stress ratio is larger than 1.0 should be
less than the target probability of failure in all layers.
Find d ¼ fV i g; i ¼ 1; . . . ; N g ð20Þ
L U
di 6 di 6 di ; i ¼ 1; . . . ; Ng ð23Þ
Fig. 6. Flowchart of the volume fraction optimization using RBDO.
For problems with many design variables such as 2-D smooth
volume fraction gradings, it is difficult to find the optimum volume
regression or interpolation models. In this paper, a response sur- fraction values satisfying given constraints in a vast design space
face model with third-order polynomials is used. for all design variables. However, in real applications, it is rare to
After the response surface models for objective and constraint find the FGM composite problems with continuously variable
functions are obtained, statistical information such as mean, stan- graded layers due to technical limits and manufacturing costs, so
dard deviation, and distribution types for random variables and the current RBDO method can be used in many FGM composite
target reliability for each constraint needs to be defined. Using problems. For future research, a new RBDO method will be studied
the statistical information of random variables, the RBDO finds to be applied to various FGM composite problems.
an optimum design that satisfies the probabilistic constraints. To
verify whether the RBDO optimum design achieves the target reli-
ability, the Monte Carlo Simulation is carried out at the obtained 5. Numerical example
RBDO design points.
A numerical experiment is carried out in this section to explore
4.2. Deterministic optimization and reliability-based design how the RBDO yields reliable design for a metal–ceramic heat-
optimization resistant FGM composite. Section 5.1 explains the definition of
the model problem, and Section 5.2 explains the design of experi-
In the deterministic optimization for FGM problems, the volume ments and approximate models required for the volume fraction
fractions are determined to minimize the maximum thermal stress optimization by RBDO. The optimum results of DO and RBDO are
that occurs due to the thermal expansion such that yielding can be compared in Section 5.3.
prevented in the FGM composite. Thus, the volume fractions of
graded layers are the design variables, the maximum thermal 5.1. Definition of problem
stress is the objective function, and the constraint functions are
the stress ratios of graded layers, which are the ratios of the In this paper, a simply supported metal–ceramic FGM compos-
X-directional stresses to the tensile strength. Since the thermal ite beam shown in Fig. 7 is considered for the numerical experi-
stresses in other directions are ignorable in the next numerical ment. The bottom and top layers are Ni and Al2O3, respectively,
example explained Section 5, they are not considered. and the material properties for which are shown in Table 1 [6].
The length and thickness of each graded layer are 50 and 8 mm,
Find d ¼ fV i g; i ¼ 1; . . . ; Ng ð15Þ
respectively, and the thickness of both the Ni and Al2O3 is 1 mm.
The values V1, V2, V3 and V4 indicate the uniform volume fractions
min: f ðdÞ ¼ jrx-axial
max ðdÞj ð16Þ of ceramic in each graded layer. Only the right half of the beam is
taken for the numerical simulation according to the problem sym-
s:t: Gj ðdÞ ¼ rV j ðdÞ 1 6 0; j ¼ m; 1; . . . ; Ng ; c ð17Þ metry, and the symmetric boundary condition is specified to the
left end, while the right end is simply supported. The thermal load-
L U
di 6 di 6 di ; i ¼ 1; . . . ; Ng ð18Þ ing is applied such that the temperature varies linearly from 300 K
at the bottom to 1300 K at the top. The FGM composite domain is
where V1–V4 are the volume fractions of the ceramic, Ng is the total discretized with a total of 6000 8-node quadrilateral elements, and
L U
number of graded layers, and dj 6 dj 6 dj are the lower and upper the thermoelastic analysis is carried out using a commercial FEM
bounds of the volume fraction. The stress ratio is defined as: code, Midas NFX [28].
440 Y.J. Noh et al. / Computational Materials Science 69 (2013) 435–442
Table 1
Thermo-mechanical material properties of Ni and Al2O3. rV i , rm and rc are the stress ratios in the ith graded layer, the metal
layer, and the ceramic layer, respectively. Using the design variable
Items Ni Al2O3
and function values, response surface models with third-order
Young’s modulus, E (GPa) 199.5 393 polynomials can be obtained as shown in Eqs. (24)–(30). The
Coefficient of thermal expansion, a (106/K) 15.4 7.4
Poisson’s ratio, m 0.3 0.25
experimental design and response surface models are carried out
Tensile strength, rBt (MPa) 317 300 using a commercial tool for Process Integration, Automation and
Optimization (PIDO), PIAnO [29].
rm ¼ 1:31881 þ 3:05106d1 þ 2:58989d2 þ 1:50208d3
2 2
þ 0:214545d4 0:603048d1 1:45011d2
5.2. Design of experiment and response surface models
2 2 3 3
1:00462d3 0:451386d4 þ 2:82056d1 þ 1:86439d2
To generate approximate models for the objective and con- 3 3
þ 0:731612d3 þ 0:108758d4 1:09815d1 d2
straint functions, the lower and upper bounds of the volume frac-
tions in each layer are given in Table 2. With 75 sampling points 0:406924d1 d3 0:0882187d1 d4 0:311893d2 d3
obtained from the design of experiment, the stress ratios are calcu- 0:19672d2 d4 0:0710538d3 d4 ð24Þ
lated from the stress of the X-direction rxx at x = 5 mm along the
Y-direction, and rxaxial
max is obtained from the maximum value of rV 1 ¼ 18:3228 þ 9:77482d1 þ 27:1205d2 þ 31:6413d3
rxx. As is addressed in the numerical experiment of our previous 2 2 2
paper [6], stress components other than the bending stress rxx þ 28:2677d4 52:4722d1 68:2489d2 52:7785d3
are negligible, except for in the region in the vicinity of the right 2 3
33:8619d4 þ 98:8046d1 þ 54:6755d2 þ 27:9583d3
3 3
end, where the edge effect occurs with relatively small stress val-
3
ues. For this reason, the stress distribution of rxx in the thickness þ 13:233d4 4:8404d1 d2 4:01354d1 d3
direction at x = 5 mm is considered. The objective and constraint þ 0:68732d1 d4 þ 5:59683d2 d3 0:0239242d2 d4
function values at each sampling point are shown in Table 3, where
þ 0:974334d3 d4 ð25Þ
Table 3
Thermoelastic results obtained by finite element analysis according to DOE.
1 0.1375 0.3875 0.6375 0.7875 0.3946 0.7380 0.4660 0.7624 0.4903 0.8161 244.8440
2 0.1375 0.3875 0.6375 0.8625 0.3611 0.7564 0.5585 0.6105 0.9695 0.4206 293.1080
3 0.1375 0.3875 0.7125 0.7875 0.4637 0.8253 0.5838 1.3101 0.5606 0.6032 399.4200
73 0.2000 0.4000 0.6000 0.7000 0.5681 0.4862 0.3369 0.5697 0.7161 1.4135 424.0440
74 0.2000 0.4000 0.6000 0.9000 0.4806 0.5386 0.5843 0.6173 1.2721 0.3689 383.7910
75 0.2000 0.4000 0.6000 0.8000 0.5257 0.5115 0.4566 0.3800 0.6204 0.9080 272.4140
Y.J. Noh et al. / Computational Materials Science 69 (2013) 435–442 441
rV 3 ¼ 34:6291 0:786958d1 þ 14:901d2 156:724d3 Here, SSerr is the sum of squares of residuals; SStot is the total
2 2 2 sum of squares; fi is the associated function value; y is the mean
5:9347d4 þ 21:7318d1 11:5472d2 þ 270:514d3
of the observed data yi. A narrow-range width of volume fractions
2 3 3 3
þ 17:7701d4 21:6132d1 þ 19:4294d2 115:928d3 in each layer, 0.2, is used to save computational time of carrying
3 out the design of experiments as shown in Table 2. The volume
þ 0:133163d4 þ 1:89199d1 d2 12:9415d1 d3
fractions of the ceramic are expected to linearly increase along
þ 1:98677d1 d4 23:2493d2 d3 2:20161d2 d4 Y-direction to endure the high temperature on the top of the beam,
36:9515d3 d4 ð27Þ so the used design bounds for the volume fractions are enough to
build the DOE-created response surface. For a wide range of
rV 4 ¼ 113:275 þ 5:42688d1 47:8163d2 52:8649d3 volume fractions, 0 to 1, many designs of experiments would be
necessary. Accordingly, an efficient method of design of experi-
2 2 2
351:014d4 7:64572d1 þ 132:122d2 þ 117:88d3 ments combined with an accurate response surface model will be
2 3 3 3 further studied for more general FGM problems.
þ 430:293d4 þ 11:9796d1 109:573d2 60:5421d3
3
160:428d4 þ 1:74405d1 d2 2:56398d1 d3 5.3. Comparison of optimum results between DO and RBDO
3:85066d1 d4 þ 6:07341d2 d3 11:9286d2 d4
For optimization of the FGM example, the initial values of vol-
32:2736d3 d4 ð28Þ ume fractions are 0.2, 0.4, 0.6, and 0.8 from the bottom to the
top layer. The lower and upper bounds are 0.0 and 1.0 (Table 5).
rc ¼ 22:83 þ 8:4216d1 13:3784d2 26:7937d3 For RBDO, statistical information on random variables is necessary.
2 2 2 The statistical information needs to be obtained from experimental
þ 133:52d4 16:0508d1 þ 28:4377d2 þ 32:4613d3
2 3 3 3
data of random variables. For example, in Fig. 4, if the porosity is
180:47d4 þ 26:6383d1 24:3404d2 18:0228d3 considered as a random variable, the porosity gradients need to
3 be obtained by testing enough number of sintered ceramic sam-
þ 76:0271d4 0:5657d1 d2 2:66527d1 d3
ples. However, the experimental data do not exist in the practical
3:08544d1 d4 þ 1:09703d2 d3 þ 1:66669d2 d4
application of FGM. Thus, it is assumed that the distribution types
þ 6:11871d3 d4 ð29Þ of the volume fractions are normal distributions, and the coeffi-
cients of variations, which are the ratios of the standard deviation
rxaxial
max ¼ 24163:5 1974:53d1 þ 16031:2d2 þ 37191:4d3 to mean values, are 5%. The target probability of failure for each
2 2 constraint is 2.275% (target reliability = 97.725%). To estimate the
þ 69192:8d4 þ 6294:12d1 36505:8d2 reliabilities at the initial design, DO design, and RBDO design,
2 2 3
66244:2d3 97235:61d4 4013:67d1 100,000 sampling points are used for Monte Carlo simulation.
3 3 3 Table 5 shows the DO and RBDO results of the FGM example.
þ 32818:8d2 þ 40949:4d3 þ 46096:9d4 Since the volume fraction values of the ceramic are expected to lin-
1588:36d1 d2 1374:79d1 d3 3023:89d1 d4 early increase along the Y-direction due to the thermal load, the
1379:75d2 d3 2301:86d2 d4 2216:4d3 d4 ð30Þ initial values are selected as 0.2, 0.4, 0.6, and 0.8. Comparing with
the maximum thermal stress at the initial design, the maximum
To verify the accuracy of the response surface model, an ad- thermal stress at the DO optimum design is decreased from
justed coefficient of determination in Eq. (31) is used [30]. The clo- 252.60 to 213.05 MPa. When the RBDO is used, the maximum ther-
ser the adjusted coefficient of determination is to 1, the closer the mal stress is increased slightly from 213.05 to 224.12 MPa. As ex-
response surface is to the real model. As shown in Table 4, because pected, the optimum volume fractions gradually increase along the
all adjusted coefficients of determination are over 0.9, the obtained Y-direction, and they have a larger portion of the ceramic than the
response surface well describes the real behavior of this FGM initial ones such that the beam endures the high temperature on
example. the top. As explained in Section 3, since the RBDO optimum design
n1 yields a more reliable design, it leads to somewhat of an increase in
R2adj ¼ 1 ð1 R2 Þ ð31Þ the objective function with high reliability in the RBDO optimum
np1
design. The increased maximum thermal stress in RBDO might lead
in which n is the degrees of freedom, p is the total number of regres- to concern about the yielding of the FGM composite, but the tensile
sors, and R2 is the coefficient of determination, which is defined as: or compressive strengths of graded layers are also increased for the
P volume fraction distribution obtained from RBDO. Thus, the in-
SSerr ðy fi Þ2
R2 ¼ 1 ¼ 1 Pi i ð32Þ creased maximum thermal stress does not lead to the yielding of
SStot 2
i ðyi yÞ the FGM composite.
Table 6 shows the reliabilities estimated at the initial design,
DO optimum design, and RBDO optimum design. The initial design
Table 4
Adjusted coefficients of determination. Table 5
Comparison of optimum results between DO and RBDO.
Items R2adj
Items Initial Optimum values by DO Optimum by RBDO
rm 0.9944 Design variables
rV 1 0.9773 V1 0.2 0.208 0.223
rV 2 0.9384 V2 0.4 0.451 0.482
rV 3 0.9600 V3 0.6 0.643 0.658
rV 4 0.9429 V4 0.8 0.834 0.830
rc 0.9885 Objective function (MPa)
rxaxial 0.9218 jrx-axial 252.60 213.05 224.12
max max j
442 Y.J. Noh et al. / Computational Materials Science 69 (2013) 435–442
Table 6 Acknowledgments
Reliability of DO and RBDO using Monte Carlo simulation.
Layer Reliability (%) This research was supported by the Basic Science Research Pro-
Initial DO RBDO gram through the National Research Foundation of Korea (NRF),
funded by the Ministry of Education, Science and Technology
Metal 100 100 99.99
With V1 100 100 99.97 (Grant No. 2010-0024148). The financial support for this work
With V2 99.98 99.88 97.20 through World Class 300 from the Ministry of Knowledge Economy
With V3 99.51 98.02 95.77 of Korea is also acknowledged.
With V4 92.66 88.86 95.55
Ceramic 66.99 96.00 97.35
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factors in RBDO deserves future study.