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To cite this article: Nicole M. Monteiro & Shyngle Kolawole Balogun (2013): Perceptions of mental
illness in Ethiopia: a profile of attitudes, beliefs and practices among community members,
healthcare workers and traditional healers, International Journal of Culture and Mental Health,
DOI:10.1080/17542863.2013.784344
This article may be used for research, teaching, and private study purposes. Any
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International Journal of Culture and Mental Health, 2013
http://dx.doi.org/10.1080/17542863.2013.784344
Introduction
It is widely accepted among researchers and clinicians that culture, which includes a
group’s beliefs, values and normative behaviors (Erchak, 1992), significantly
influences perceptions and the impact of mental illness. The conceptualization of
illness is largely determined by a society’s culture and worldview. Society’s cultural
roots influence everything from an individual’s interpretation of symptoms to the
manifestation and tolerance of behaviors associated with mental illness.
While medical diagnostic systems, such as the Diagnostic and Statistical Manual
of Mental Disorders (DSM) (American Psychiatric Association, 2000), are widely
used globally, there is increased recognition of the importance of understanding
culture-specific beliefs associated with health and illness. Some of the important
questions about the relationship between culture and mental illness include: Are
Western concepts of mental illness and diagnoses universally applicable to other
societies? Are incidences and symptoms of mental illness the same across cultures?
Do most societies have their own culture-specific syndromes? If so, are they merely
different expressions of the same Western syndromes or are they fundamentally
different? (Al-Issa, 1995)
thought to have originated in Ethiopia (Levine, 2000) and is part of cultural belief
about mental illness in Ethiopia. Despite the history of these traditional beliefs and
treatments, there is currently a gap in mental healthcare in the country due to
economic constraints and the inadequacy of these traditional explanations alone to
address the current manifestations of mental illness in the country. In order to assist
in properly diagnosing mental illness in Ethiopia, it is important to understand
Ethiopians’ more recent perceptions of the symptoms, causes and preferred
treatment for specific mental illness.
Standard psychiatric diagnosis is based on the presentation of universal
symptoms and patterns of behavior. Instruments developed to aid in making DSM
diagnoses typically focus on the broadest and most common symptoms across
cultures. To be clear, numerous studies support the high disease burden of mental
illness based on assessing these universal symptoms. Keegstra (1986) used the
Standardized Assessment of Depressive Disorders (SADD) to assess psychiatric
outpatients in Ethiopia. Results indicated that patients exhibited core depressive
symptoms, with somatic complaints, specifically burning sensations or pain in the
head, being prominent. Jacobsson (1985) surveyed the outpatient population of a
western Ethiopia general hospital. There was an 18.3% psychiatric morbidity, with a
majority of the conditions being neurotic, although a small number of patients were
psychotic. More women displayed morbidity and rates increased with educational
level and income. In a study of patient diagnoses at a psychiatric clinic in Addis
Ababa, Khandelwal and Workneh (1988) explained the role of somatic complaints in
Ethiopian patients’ expression of mental illness. They suggested that patients often
embellish their problems with physiological complaints to get the doctor’s attention
in busy clinic settings. Other research in Africa underscores people’s association of
behavioral features with psychotic disorders and cognitive and somatic features with
neurotic disorders (Patel, 1995). As Alem et al. (1999) concluded, many traditional
beliefs and popular lay beliefs are strikingly aligned with modern medicine.
However, research also highlights problems identifying culture-specific psychia-
tric symptoms using Western developed instruments. Studies using the Self
Reporting Questionnaire (SRQ) (a psychiatric case finding instrument developed
by the WHO) and similar instruments in Ethiopia have discovered difficulties due to
problems in cultural communication. Kortman (1990) found that the SRQ had
moderate validity in a group of clinic outpatients, but revealed problems when
4 N.M. Monteiro and S. Kolawole Balogun
Ethiopian patients were exposed to the language of Western psychiatry. The SRQ’s
sensitivity to health-seeking behaviors and its inability to decipher the meaning of
such behaviors for Ethiopian patients was problematic.
regards to mental illness so that resources that are available can be used optimally
and efficiently.
In addition, there is limited literature on perceptions of specific mental illness
diagnostic categories. The issue at stake here is how to clearly understand beliefs
about these diagnoses to help bridge the gap between traditional and modern
conceptualizations. Currently, there is no uniform way of diagnosing. Laypersons are
thought to lean more toward traditional spiritual beliefs, while healthcare workers
are believed to align with scientifically-based explanations. It is better for the
profession to have one way of identifying mental illness, rooted in the cultural beliefs
of Ethiopians.
One of the problems is that of classification. The widely used DSM is not
applicable to every culture without integrating supplemental cultural information
from that society. This study would add to the validity of using the DSM psychiatric
diagnostic system with Ethiopian populations by providing information on
laypersons’, health workers’ and traditional healers’ perceptions of mental illness.
The following research questions were explored using qualitative interviews:
(1) What are Ethiopians’ ideas about the definition and expression, causation
and treatment of mental illness?
(2) What are perceptions of depression, anxiety and psychosis?
(3) Do community members/laypersons, healthcare workers and traditional
healers differ in their attitudes, beliefs and practices regarding mental illness?
Methods
General design
The research design was cross-sectional survey utilizing a qualitative semi-structured
questionnaire to interview participants.
Participants
A total of 115 participants completed the interview questionnaire. They were selected
using purposive sampling. Inclusion criteria for participants were: males and females
age 16 and older, Ethiopian nationals and residents of the respective study regions,
Addis Ababa and Asella. Three categories of participants were recruited
laypersons, healthcare workers and traditional healers. The laypersons were people
in the community, including clinic patients, high school and college students and
others in the community who had no formal or traditional healthcare training. The
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healthcare workers were individuals who work in hospitals and clinics such as
formally trained physicians, nurses, psychiatrists and psychiatric nurses. The
traditional healers included healers who treat a variety of physical, spiritual and
mental illnesses. Participants were selected from the following specific locations in
Addis Ababa and Asella: secondary schools, Addis Ababa University, hospitals,
churches, neighborhoods and community dwellings.
Of the sample, 60% was male and 40% female. In terms of religion, 32% identified
as Christian, 17% as Muslim and 49% as Ethiopian Orthodox Christian. The mean
age was 28.52 years (SD10.79), with participants ranging in age between 16 and 63
years old. In all, 75 participants were classified as community members, 35 were
healthcare workers and 5 were traditional healers. Of the participants, 82 were in
Addis Ababa and 33 in Asella. Participants were largely from the Amhara and
Oromo ethnic groups, with smaller percentages from the Tigre, Gurage and other
smaller ethnic groups. Participants’ income ranged from 0 to 2,000 birr per month,
with the mean being 510.04 birr per month (SD388.64). This is equivalent to
approximately US $65 per month. More than 50% of the sample had post-secondary
education and more than 50% was single (Table 1).
Table 1. Demographics.
Instrument
The questionnaire was developed in English and then translated and administered in
Amharic, Ethiopia’s official and national language. Demographic information,
including participants’ gender, age, education, marital status, religion, place of
residence and occupation, was collected. The survey instrument was an open-ended
questionnaire that explored participants’ perceptions of mental illness, which was
developed by the principal investigator. It asked about the symptoms, causes and
treatments of three categories of mental illness: anxiety, depression and psychosis.
These categories were selected based on the disorders that have the highest disease
burden globally. Questions were classified into four domains: symptoms, causes,
treatment and most common mental illness:
Translation process
The questionnaire was translated by two Addis Ababa University students (a
Master’s level Language Studies student and an undergraduate Psychology student).
The translations were then reviewed by two other native Amharic-speakers (an
Amharic language instructor and a research consultant) who compared them to the
original English version. If either of the reviewers noticed any discrepancy in the
original translations, they discussed them with the investigator and then decided how
to correct any mistakes or differences. The questionnaire was pilot-tested on a small
sample before final revisions were made. All translators were fluent in written and
spoken English and Amharic.
Reliability
Reliability was established through inter-rater analysis the categories used to code
the interview responses. Two independent coders (research assistants) used the
International Journal of Culture and Mental Health 7
coding categories developed by the investigator, to code 10% of the interviews. Their
individual coding was compared to each other’s and to the investigator’s coding.
Changes were made to the coding categories based on discrepancies that were
observed.
Validity
To establish content validity, information about the social, cultural and political
history of Ethiopia was referenced to support the appropriateness of the coding
scheme and to incorporate an emic understanding of Ethiopian society into the
analysis of response categories. Face validity was established by examining the
presence and extent of inappropriate responses, which would indicate that the
questions did not make sense or were not understood. The occurrence of such
responses was very low.
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Procedures
Ethical approval and a research permit were obtained from the Ministry of Health in
Ethiopia. The questionnaire was administered in both face-to-face verbal and pen-
and-paper written format. A research assistant, fluent in Amharic and English,
administered the questionnaire under the principal investigator’s supervision.
Approximately one-third of the surveys were administered by oral interview. The
research assistant both asked the questions and recorded subjects’ responses in
Amharic while the investigator was present. The remaining two-thirds of the surveys
were administered in written format in Amharic, with subjects reading the
questionnaires themselves and writing the answers. Administration took 3045
minutes.
coding 10% of the responses. As a result, there was one final revision of categories.
All of the data were then recoded with the new coding categories.
Results
Responses were broadly classified as focusing on spiritual, psycho-cultural or socio-
economic explanations of mental illness. Spiritual concepts are those that relate to
supernatural indicators, causation or treatment practices, such as spirit possession,
evil eye (buda), use of holy water, prayer, traditional practices etc. Psycho-cultural
concepts are those that are related to Ethiopian cultural values and standards of
personal character, behavior and psychological appropriateness that the society
expects its members to uphold. Socio-economic responses are those that mention
financial, employment or other economically-based environmental deficiencies, such
as loss or property or damage due to societal catastrophes. Responses from at least
one of these categories were included in almost all respondents’ answers. For many of
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the questions, healthcare workers were the least likely to use spiritual responses in
their answers.
Nine themes were identified in response to the questions of how to identify and
what causes mental illness: Psychocultural appropriateness, Religious/spiritual,
Social difficulty, Behavioral disturbance, Cognitive-emotional impairment, Disaster
and economic deprivation, Adaptive functioning, Substance abuse and Physical/
medical.
Table 2. Most frequently cited response category for each question by occupational
classification.
Discussion
Participant responses emphasized: behavioral, cognitive and emotional disturbance;
impairment in basic functioning and personal care; social/relationship difficulties;
somatic symptoms and biological causes; behaving, thinking and interacting with
others in culturally inappropriate ways; religious, traditional/spiritual and super-
natural themes; and substance abuse. Many of the indicators cited by respondents are
consistent with previous findings, that disorganized behaviour and acting aggres-
sively, excessive worry, economic stress, family loss, medical problems and spiritual
battles are associated with mental illness (Alem et al., 1999; Mulatu, 1999; Patel,
1995; Ulman & Minas, 1977).
Participants responded that excessive thinking, worrying too much or obsessive
fear were either manifestations of or causes of mental illness. This illustrates a
International Journal of Culture and Mental Health 11
To the question ‘Where is the best place to go for treatment?’ most people
responded that a combination of both modern and traditional treatments were
preferable. Very few people said that only traditional treatment (which includes
religious ceremonies, use of spiritual healers and herbalists) was best. This
corresponds to earlier research, where people said that traditional treatments were
best for spirit possession (Alem et al., 1999). In this study, not many people cited
spirit possession as the primary cause or feature of mental illness, therefore the lack
of preference for traditional treatments only makes sense given that few people
focused solely on spirit possession.
Modern psychiatric treatment is viewed positively as a treatment option. The fact
that such a large percentage of the respondents preferred both traditional and
modern treatment speaks to an integration and willingness to use all available
resources for healthcare (Alem et al., 1999) and that people aren’t opposed to non-
indigenous treatment. Ethiopians may not view the two treatments as mutually
exclusive and seem to willing to integrate these two paradigms. This idea is what
Slikkerveer (1990) refers to as plural medical systems.
which they are primarily trained in Western medical concepts, nosology and
treatment modalities, while traditional healers are immersed in cultural approaches.
Madu and Ohaeri (1989) talked about the importance of fostering increased
communication and acknowledging the similarities in methods used by modern
and traditional healers. Such communication would help to identify the beliefs and
practices effective and those that are harmful and under what circumstances.
Psychosis/neurosis
These results indicate that psychosis and neurosis are perceived by respondents as
being different, such that neurosis (depression and anxiety) is recognized more as a
socially or situationally-driven phenomenon and psychosis is recognized as a
condition where a person is completely out of touch with reality and out of
character. Another difference is that for treatment of depression healthcare workers
cited social support, but for treatment of anxiety they cited modern psychiatric
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treatment more often. This may be because they see anxiety as more serious or
disruptive than depression, or that depression is seen as a natural human experience
rather than a medical disease. Patel (1995) concluded that in most of the sub-Saharan
Africa studies he reviewed, psychotic, more than neurotic, disorders have the most
recognizable and agreed-upon symptoms.
Conclusion
The respondents’ understanding of mental illness and its causation and treatment is
quite nuanced. The most consistent finding is that people’s understanding is broad
International Journal of Culture and Mental Health 13
Notes on contributors
Dr Nicole Monteiro is a clinical psychologist who has a diverse range of international clinical
and research experiences, including work in Bahrain, Liberia, Haiti, Grenada, Peru, Ethiopia
and Senegal. She is currently lecturing in the Department of Psychology at the University of
Botswana and serves as coordinator of the Department’s Psychology Clinic. Dr Monteiro’s
professional interests include cross-cultural research, global mental health policy, psycholo-
gical treatment of trauma, and psychotherapy with ethnic minority populations. She founded
CHAD Center for Healing and Development, a global health research organization. Dr
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Monteiro completed the Harvard Program for Refugee Trauma’s Global Mental Health
Master’s Certificate Program where she obtained in-depth training in research and policy work
with culturally diverse traumatized populations, refugee mental health and post-conflict
recovery.
Professor Shyngle K. Balogun graduated with BS (Hons) in Psychology in 1984 from the
University of Ibadan, Nigeria. After the Compulsory National Service for a year he went back
to the same university for his MSc (1986) and PhD (1991). Balogun, who joined the same
department as a Teaching Assistant in February 1988, specialises in Applied Experimental
Social Psychology. He became a full staff member in November 1988 as an Assistant Lecturer,
and rose through the ranks to become a full professor of Psychology in 2003. Balogun, who
was the Dean of the Faculty of the Social Sciences, University of Ibadan between 2010 and
2012, has published widely in applied social psychology, in local and international outlets. His
inaugural lecture, which he delivered in 2011, was titled ‘‘Dancing in the Social Jungle’’.
Balogun is currently on sabbatical leave with University of Botswana for the year 2013.
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