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The Role of Uneven-Aged

Silviculture in the Context of


EcosystemManagement

James M. Guldin, EcosystemManagementResearchTeam,


SouthernResearch Station, Hot SpringsAR 71902.

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ABSTRACT. The role of uneven-aged silviculturein an ecosystemmanagementcontextis establishedusing
threeelements.A reviewof succession and disturbancetheoryestablishesan ecologicalbasisfor themethod.
The economicand social basisfor the methodis derivedfrom comparisonsof yields and economics,and
discussionof socialaspects.The adaptivemanagementcontextis developedby reviewingfour classiccase
studies,drawing on past successes andfailures of the method.Overall the case is made that widespread
applicationof uneven-agedsilvicultureunderecosystem management carriesbothpotentialand risk,and that
the trade-offsexpandrather than limitfuture silviculturaloptions.West.J. Appl. For. 11(1): 4-12.

Ecosystem
management
has
been
defined
bytheUSDA madethe perfectlyreasonable ecologicalargumentthatthe
ForestService(Robertson1992) as existenceof catastrophic disturbance eventsin naturejusti-
fiestheuseofclearcutting(Bonnicksen1994).But whenth•s
using an ecologicalapproachto achievethe multiple-use is usedto justify usingonly clearcuttingfor everyreproduc-
management of nationalforestsandgrasslandsby blending tioncutimposedon a givenrangerdistrict,theparallelbreaks
theneedsof peopleandenvironmental valuesin sucha way down;noteverymaturetreedieswith 40 acof its associates
thatnationalforestsandgrasslandsrepresent
diverse,healthy,
in a squareblockonthehillside.Somedieindividually,some
productive,andsustainable ecosystems.
die collectivelywith survivorsscatteredamongthem. The
patternsby which individuals, small groups,and cohorts
Thisrepresents a conceptual evolution,orperhapsrevolu-
succumbare variable. As a result, many nationalforests
tion,in bothstrategyandtacticsfrom the mannerin which
nationwide are replacing their traditional reliance on
nationalforestshavebeenhistoricallymanaged,especially
clearcuttingandplantingwith a largerspectrum of reproduc-
overthe pastfour decades.
tion cuttingmethodsthatrely uponnaturalregeneration.
Thestrategic shiftis simplystated commodities will be
producednot for the capitalvaluetheyrepresent,but rather Among the more popularalternativesto clearcutting•s
uneven-agedsilviculture,whichfor someembodiescritical
asa byproductof ecologicallybasedinterventions in stands
valuesthat clearcuttingfails to provide.Perhapsforemost
andlandscapes. In otherwords,at boththe standlevel and
amongthesevaluesis a sensethatforesters whoprescribethe
larger landscapescales,ecosystemmanagementinvolves
methodare actingwith sensitivityto the land. But uneven-
greaterattentionto whatis retainedin the standor landscape,
rather than what is removed(O'Hara et al. 1994). agedsilvicultureis not the panaceasomemight hope.Re-
search, education, and experience in alternatives to
The tacticalshiftsareequallysimplein concept----exist-
ing practicesmustbe adaptedto betteremulateecological clearcutting,especiallyuneven-aged silviculture,havebeen
muchneglectedoverthe past30 years.
patternsand processes. For example,forestershave long
In thispaper,the role of uneven-aged silviculturein an
NOTE• Adapted from a paper presentedat "Uneven-agedmanagement: ecosystemmanagementsettingwill be definedusingthree
Opportunities,constraints,
and methodologies--aworkshopfor elements: ecologicalscience,economicandsocialconstraints,
practicinglandmanagersandresearchers,"
Bolle Centerfor People
andForestsandtheUniversityofMontanaSchoolofForestry,April and somelessonsfrom historicalapplicationthat represent
29, 1995. adaptivemanagement. Theseelementsdrawuponthedefim-

4 WJAF11(1)1996
t•onof sdwcultureas"...conductedonthebas•sof ecological estabhshed becauseof the moist,fertde, and opencondi-
principlesandnot in spiteof them...[where]economicand tions.Standbiomassdeclinesprecipitously to a minimum;
socialfactorsdecidethe silviculturalpolicy for any given productivity
initiallydeclines,
thenincreases
dramatically
area"(Smith1986).Specificattentionisgivento interpreting asfast-growingspeciescolonizethe site.
th•sdefinitionfor uneven-agedsilviculturein lightof ecosys- 2. Stem exclusionstage(aggradationphase)--This stage
tem managementprinciples. takesover at crown closure.As this stageproceeds,tree
growthandcompetitionleadto recognizableandpredict-
EcologicalAspects ablepatternsof standdevelopment. Competitionandden-
sity-dependentmortalityleadto self-thinninganda strati-
Broadlyspeaking,natureprovidestwo patternsfor silvi-
culturists to follow. The first is called succession--the nor- fied canopyof vegetationwith speciesof greatershade
intolerancein upperlayers,and speciesof greatershade
mal growthand developmentof an existingforestor stand
tolerancein lower layers.
(Kimmins 1987). The second,disturbance,is the partialor
completedestructionof an existingforestor standthrough 3. Understoryre-initiation
stage(transition
phase)•Thisstage

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natural events (Spurr and Barnes 1980). Successionand beginswhen maturetreesin the main canopysuccumb,
d•sturbanceinteractto determinetheecologicallandscapeof eithersinglyor in smallgroups,to naturalmortality.The
the forestthroughthe interplayof their actionswithin or gapsin thecanopythatthiscreatesarecolonizedeitherby
acrossexistingstands. tolerantmid-canopyspeciesor by new trees.Mortalityof
adjacentoverstorytreesallowsthegapto expand,creating
Succession
more growing spacefor the succeedingcohort.Unless
Succession representsthe normal growth and develop- openings growto exceedonecanopyheightin radius,the
mentof a foreststand.Thisdiscussion is framedat a starting succeedingcohortwill remainundersomeinfluenceof the
pointcalledyearzero,whena major"catastrophe" suchasa precedingoverstory.These"gap-phaseregenerationdy-
forestfire orwindstormeliminatesall thevegetationona site. namics"(Bray 1956, Pickett and White 1985, Runkle
From this point on, in the absenceof furthercatastrophic 1982,RunkleandYetter 1987)areecologicallysignificant
d•sturbances, the standpassesthroughfour distinctstagesof sincethe gaps are small enoughto be influencedby
development.Two excellentsummariesof theseare pre- adjacentoverstoryvegetation.
sentedby BonnannandLikens (1979) and Oliver (1981); a
4. Old-growth stage (steady-statephase)--This stage is
detaileddiscussionis foundin Oliver andLarson(1990). An
achievedwhen the standhas developeda seriesof gaps
•nterpretationof the ecologicalbasisfor uneven-agedsilvi-
over time that result in a stable balance of trees of different
culture is presentedin Baker et al. (1995) and Oliver and
species,sizes,and ages.This stagetendsto have more
Larson (1990).
stabilityin biomassandproductivitythantheotherstages.
Thesefour theoreticalstagesor phasesof standdevelop-
Regenerationdynamicscontinuethroughthe gap-phase
mentcan be summarizedas follows (Figure 1).
regenerationprocessdescribedin the transitionperiod.
The coexistence of youngandold trees,the dynamicsof
Standinitiationstage(reorganization
phase)--Thisperiod
developmentwithin gapsandbetweengaps,andthe rela-
beginsimmediatelyafter the catastrophic
disturbance in
tively stablebiomassandproductivitylevelscontinueover
year zero.New species(herbs,shrubs,andtrees)become
the long term.

Thesefour stagesrepresentan idealizedtheoreticalprogres-


sion.In practice,only therareststandsattainthe old-growth
stage,sincethehypotheticalexclusionof catastrophic events
over the centuries is unusual.

Disturbance
Naturaldisturbance is theecologicalcounterpoint to suc-
cession(White 1979).Throughsuccession, plantcommuni-
ties develop;throughdisturbance,that developmentis al-
tered. Some disturbancesare severeenoughto set a plant
communitybackto thebeginningof thestandinitiationstage.
Othersare so minor that only one tree is affected,thereby
advancingdevelopmentduringthe stemexclusionand un-
Time derstoryre-initiationstages.
Most peoplethinkof disturbanceasa catastrophic natural
Figure 1. Fourstagesof stand development illustrated by biomass event that destroysall overstoryvegetation.The volcanic
trends over time. 1--Stand initiation stage or reorganization eruptionof Mt. St.Helensin 1980,thewildfiresin Yellowstone
phase; 2--Stem exclusion stage or aggradation phase; 3--
Understow reinitiation stage or transition phase; 4•01d-growth NationalPark in 1988, or the devastationof HurricaneHugo
stage or steady-state phase. After Bormann and Likens (1979), in SouthCarolinain 1989, are spectacularexamples.When
Oliver (1981). they occur,they set succession back to the standinitiation

WJAF11(1)1996 5
stage.But they are only a small part of the disturbance within a stand.Naturalexamplesincludea locahzedinsect
picture. infestation,a locallyseverewind,or theflareupof a surface
The severepartialdisturbance
in whichmostof a standis fire. Regeneration thenbecomesestablished anddevelops
destroyed
butpartof theoverstory
andmidstorysurvives
is withinthe groupopening.Ecologicalconditionswithinthe
more common. This disturbance results in a new cohort of gapare affectedby borderingtrees,dependingon opening
regeneration
beneaththe scatteredoverstorytreesthat sur- sizeandconfiguration. Thelargerthegroup,themoreclosely
vived the disturbance. This leads to stand conditions with will conditionswithin the groupapproximateopencondi-
morevariablestructureandspeciescompositionthanin the tions.
standthatfollowsa completedisturbance. Single-treeselectionis usedby forestersto approximate
The small disturbance that affects one to a few trees occurs thesmallestscaleof disturbance, suchaswhena singletree
far morefrequentlythanstand-replacing disturbances. Such falls or succumbs while standingin the woods.Causesof
solitarymortalityis a basicelementof standdevelopment suchindividualtreemortalityincludedisease, insects,
light-
throughoutsuccession. Disturbancesat this scaleadd eco- ning, windthrow, or some combinationof these. In the
logicalcomplexityto standsin creatingconditions for mul- smallest gaps,theopening mayclosebeforetheregeneration

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tiple speciesandmultiplecanopystrata. can grow into the main canopy,and the regenerationmay
Silvicultural Linkage of Succession and Disturbance then persistwithout further growth or may even become
Ecologically,silviculturereflectstheforester's effortsto suppressed anddie.The occurrence of multiplegaps(where
imitate successionand disturbance.The stagesof stand treesadjacentto a recentlycreatedgapsuccumb dueto some
development andgradients of disturbance reflecttheecologi- causelinkedto theirproximityto thegap)or theconcurrent
cal basiswithinwhichsilviculturists operate.Reproduction creationof severalsmallgapswithinthesameareacantipthis
cuttingimitatesdisturbance; standmanagement afterrepro- ecologicalbalancein favor of regenerationsurvivaland
ductioncuttingimitatesstanddevelopment. development.
Thefirsttwo stages of standdevelopment setthestagefor Gap size and regenerationhave an obviousand critical
even-agedsilviculture.By imposingdisturbancessevere link. All factorsbeingequal,largergapsfavorspecies intol-
enoughto promoteregenerationacrossthe entire stand,the erantof shade;smallgapsfavor speciestolerantof shade
forestercan encouragethe developmentof intolerantand Aspectandopeningorientation influencethisrelationship
In
midtolerantspeciesas one or two age classesdistributed theexpectedways.Openingsonthesouthslopeof a hillside
uniformlyacrossthestand.Theinterestthatforestershavein providemoredirectsunlightfor regeneration development
thesetwo stagesis apparentin Figure 1--at the end of the than openingsof similarsize on a northslope.Similarly,
secondstage,biomasslevels (bf/ac, for example)reacha regeneration within circularopeningsis lessoppressed by
peakacrossall four stages. gap-bordering treesthan regeneration within openingsof
Thelaterstagesof succes sion,primarilytheunderstory re- equalareahavingrectangular or amoeboid configuration
initiationstage,providetheecologicalbasisfor uneven-aged EcologicalImplications in an Ecosystem
silviculture.Whentreesin theoverstorydie,a newagecohort Management Context
becomesestablished withintheresultinggap.Moreover,as Accordingto thistheoreticalpicture,uneven-aged silvl-
overstorymortalitycontinues overtime, someregeneration cultureis groundedin reasonable interpretations
of current
will becomeestablished betweengapsbecauseof reduced ecologicaltheory.In situationswhereadvancedsuccessional
overstorystockinglevels. stagesare sought,and in which the perpetuation of those
Thus, the idealizedtheory gives way to the complex stagesis silviculturallydesirable,theselectionmethodcanbe
reality, in which the ecologicalparallelis really a blendof usedto approximatetheseconditions.
successional stages.Uneven-agedsilviculturemimicsthe One mightfurtherpostulatethatthe silviculturalbalance
scattered overstorymortalityin theolderagecohorts, thereby imposedacrossa largeregionsuchasa rangerdistrictshould
followingthe later stagesof succession. But it alsoseeksto subjectively reflectthe distributionof standdevelopmental
establishanddevelopnewagecohortsalongthelinesof the stagesand scalesof disturbance. Harris (1984) outlinesthe
standinitiationandstemexclusionstages, andwhosedynam- theorybehindsucha view, suggesting an exponentialrela-
icsareinfluencedby competition fromtheresidualor adja- tionshipamongsizeandfrequencyof disturbance--thatfor
cent older age cohorts.Ultimately, standstructurewill be every 1,000 ac disturbance eventin a givenarea,therealso
characterized by a diversityof verticalcrownstructureand occurten 100 ac disturbances,100 ten acdisturbances,1,000
agecohorts. one ac disturbances,and 10,000 tenth ac disturbances.A
The advantages of uneven-aged silviculturearefoundin district-level
forestmanagement strategythatadvocates
only
the later successional stages,in thatstandstructure,volume 40 ac clearcuts,or for that matteronly 40 ac single-tree
production, andcontinuous forestcoveraremaintainedin the selectioncuts,is notsupportedfromthisecologicalpointof
standovertime.But otherdesirableecologicalattributesof view.
the later successional stages,suchashighlevelsof downed A preferredstrategyconsistent
with thisview, andwhich
woodydebrisandlow netgrowth,areneithertypicallysought hasgreatermeaning
in ligh•of ecosystem
management
nor likely to be achievedin uneven-aged silviculture. principles,is to supporttheoccurrence of a varietyof distur-
Groupselectionis usedby forestersto approximatethe bancesizes,disturbance intensities,
andsuccessional stages
intensivesmall-scale disturbances thatcreatelargeopenings Thissuggests amixtureof even-aged anduneven-aged stands,

6 WJAF11(1)1996
anda far betterunderstanding thanresearchers havetodayon •s an attributeof sdmculturein general,notto anyparticular
howto arrangethoserecentlyharvestedstandsin a meaning- even-agedor uneven-agedpattern.
ful ecologicalpatternon thelandscape. The districtsilvicul-
turistmightbeginto understand thisby studyingthepatterns Economicand SocialAspects
of naturaldisturbanceon a district,and arrangingsimilar
The rise in interest in uneven-agedsilviculture has as
proportionsof not only stand-levelreproductioncutting
muchto do with economicand socialaspectsasit doeswith
methodsbut alsointermediatetreatmentssuchas thinning
ecology.However,foresterswhoseekto quantifyyieldsand
andprescribedburningcoveringsimilar areas.
economiccomparisonsfor westernconifersneed not pay
At the standlevel, thehallmarkwouldalsobeheterogene-
specialattentionto the author;his expertisein conifers,to
•ty. Shelterwoodswould not be marked by retaining seed
paraphraseNormanMacLean,increasesthe fartheronegets
treesat a uniformspacingregardless of condition,butrather
in a southeasterlydirectionfrom Missoula,Montana.How-
by retainingthebestseedbearers of goodformregardless of
ever, the trendsamongthe comparisons that existfor even-
spacing.Uneven-aged standswouldbesimilarlymarked.For
agedanduneven-agedsouthernpine standsmightbe more
example,imposinggroupselectionusingopeningsof con- instructive and will be reviewed. Readers interested in more

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stant shapeand size under area regulationseem less than
specificdetailsareencouraged
to referto thecitationsthatare
ecologicallyrobustunderthislogic. Rather,markingstands offered.
usingvolumeor structuralregulatorymethods,with varia-
tionsin openingsize,shape,density,andorientation,would Growth and Yield Comparisons
providemorenaturalisticpatterns. One silvicultural element of interest to foresters is the
Somefundamentaldistinctionsbetweennatureandopera- growth and yield that one can expect from uneven-aged
t•onalsilviculturewill alwaysexist,andtheselimit theability stands.Specificyieldsfrom southernto westernspeciesdo
of the silviculturist to imitate certain natural conditions. The nottranslatedirectly,especiallygiventheunpopularity
of the
basicpracticaldistinctionis thatsilviculturetypicallyresults Doyle log rule in Montana,but trendsin growthand yield
•n treesbeingcut, hauledfrom the woods,and sawedinto underuneven-aged silviculturemightbe suggestive.
boards.Harvestingtreesisjust asimportantto thetraditional Merchantablecubic volume yields from uneven-aged
practiceof uneven-agedsilvicultureas it is to even-aged standsin the West Gulf CoastalPlain (Table 1) are abouttwo-
sdviculture.In addition,foresterstypically retain more or thirdsof thoseone canexpectfrom even-agedplantations,
lessregularintervalsof standentryto improvethespatialand basedon 36 yr records(GuldinandBaker1988).Yieldswill
temporalgrowthpatternsof stands.Frequententriesarejust undoubtedlybe even lower relative to thoseexpectedfrom
asimportant,if not more so,in uneven-agedsilviculturethan modern genetically improved plantations.The method is
in even-agedsilviculture.Sincestandentryoftenhasunto- simplynot efficientin producingpulpwood,a pointprevi-
ward ecologicalsideeffectssuchasroad construction,ero- ouslynotedin Europe(Assmann1970).
sion,and soil compaction,uneven-agedsilvicultureis cer- However,sawtimberproductionin theWestGulf Coastal
tainlynotfreeof negativeimpactsandcumulativeeffectsthat Plainis a differentstory.Empiricalcomparisons overa 36 yr
requireamelioration. period (Guldin and Baker 1988) indicate that sawtimber
This is not to saythatuneven-agedsilviculturecannotbe cubicvolumeandboardfootyieldsfromuneven-aged stands
adaptedto achievemanagementobjectiveswhere a light are at leastcomparableto even-agedsawtimberyields;for
ecologicaltouch or a restorativeobjectiveis required,be- comparisons usingthe Doyle rule, uneven-agedstandsare
causeit can--but socaneven-agedsilviculture.For example, better.Tree qualitycomparisons (Table2) indicatethatlogs
the shortleafpine-bluestemecologicalrestorationwork in from uneven-agedstandsare of comparableform classand
the Ouachita National Forest in western Arkansas is little volumeandof bettergradethanlogsfromeven-agedplanta-
more than a diverse even-agedsilviculturalprescription tions(Guldin and Fitzpatrick1991). Again, theseobserva-
creativelyimposed,withattendant benefitto manyspeciesof tions of sawtimberyields, thoughnot quality, parallel the
flora andfauna.Suchadaptabilityundercreativeprescription Europeanliterature(Assmann1970).

Table 1. Empirical yields after 36 yr of management for even-aged plantations, even-aged natural stands, and uneven-aged stands of
Ioblolly-shortleaf pine in the West Gulf Region. Conventional silviculture refers to standard management prescriptions;intensive
silviculture involved more frequent and/or intensive intermediate treatments and/or cutting-cycle harvests. Data summarized from
Guldin and Baker (1988).

Total merch. vol. Cubicsawlog vol. Sawlog vol., Doyle Sawlog vol., Int. 1/4"

ft3/ac mbf/ac
Even-aged plantations
Conventional 59.8 27.0 10.4 17.7
Intensive 49.6 34.9 11.2 19.9
Even-aged natural stands
Conventional 35.8 22.9 10.7 15.8
Intensive 52.9 22.0 7.6 15.4
Uneven-aged stands
Conventional 34.4 27.0 12.7 18.5
Intensive 38.0 28.1 14.6 19.6

WJAF 11(1)1996 7
Table 2. Empiricalcomparisonsof log quality for even-agedplantations,even-agednatural stands,and uneven-agedstandsof Ioblolly-
shortleaf pine in the West Gulf Region. Butt log grade is an ordinal scalefrom 1 (best) to 3 (worst). Data summarized from Guldin and
Fitzpatrick (1991).

Butt log grade Girardform class Butt log vol., Int.1/4" (bd ft)

Even-aged plantations 2.24 b 83.1 a 114 a


Even-aged natural stands 1.73 a 79.3 b 103 b
Uneven-aged stands 1.58 a 81.9 a 112 a

NOTE:Differencesamongmeanswithin a columnthat are followedby the same letter are not significantly
different.

EconomicComparisons managedusinguneven-agedsilviculture(Guldin and Gray


Again, the economicexperienceof southernforestryre- 1991). This would not be thecaseif themethodwere not able
searchwill be usedto highlightthegeneraltrendsof interest to achieveindustrialtimber objectivesin an economically
ratherthan any detailsthat can be immediatelyappliedto robust manner.
westernwhitepinestands.Comparisons of presentnetvalue

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SocialAspects
(PNV) are challengingenough over the 40 yr rotations
Thereis probablyno greaterimpetusto theconsideration
commonin southernforestry,muchlessthe longerrotations
anddevelopment of uneven-agedmethodsthanthe role of
that typify westernforestry.As a result,absolutecompari-
recreationand aesthetics.Retainingthe appearanceof a
sonsare perhapslessmeaningfulto westernforestersthan
relative observations.
continuous forestcanopyoffersadvantagesrelativeto even-
agedreproductioncuttingfrom the aestheticperspective,
For standsthat are eitherunstockedor fully stockedwith
especiallywhen consideringa long-distanceviewshed.The
valuablematerialat theinitiationof management, even-aged
retentionof theresidualoverstorymasksthe appearance of
methodsareeconomicallymorefavorablethanuneven-aged
the reproductioncutting,and has obviousbenefitsin high-
methods (Haight 1987, Haight 1990, Redmond and
visibility situations.
Greenhalgh1990).In theunstocked stand,thereisnoexisting
In closeview, suchas standingon a road or trail and
volumeuponwhich to build uneven-agedstructure,so the
lookingdirectlyinto an uneven-agedstand,the visionis not
methodis impractical.In the fully stockedstand,the oppor-
what might be imagined.The continuousrecruitmentof
tunitycostof failing to liquidatetheresidualstandrequired
seedlings,saplings,and pole-sizedtrees in uneven-aged
in uneven-aged silviculturecreatesahighinitialvalue,whose
standsmeansthat all levels of the canopyprofile will be
capitalizationover time considerablyreducespresentnet
value.
occupiedby foliage of desiredspecies.A well-stockedun-
even-agedstandresemblesa pole-sizedor largereven-aged
Interestingly,if onedecidesthat liquidatingthe residual
standthathasbeenlightly thinned,butwith morefoliagein
overstoryis not an option(suchas for a private landowner
the understory.The forestcanopyremainsin place; slash
unwilling to clearcuthis or her land), that residual stand
levels are low, and logging decks resemblethose from
wouldnotbecapitalized.Underthisconditionthepresentnet
thinning.
valueof uneven-aged silviculturebecomesextremelyfavor-
As aresult,uneven-aged standsarenot"park-likestands,"
able,sinceregularharvestsreturnhigh valueat a minimum
suchas would be typical of a long-rotation,well-burned,
of investment(Chang 1981, Guldin and Guldin 1990).
even-agedstand.They are not big-tree stands,which is
The PNV for uneven-agedsilvicultureis higherthanthat
probablythementalimageof thosewho seek"old-growth"
for even-agedsilvicultureunder high interestrates, since
Instead,they are ragged-lookingstandsthroughwhich one
thesediscriminateagainstpracticessuch as intensivesite
cannoteasilyseefor greatdistances,because thefoliagefrom
preparationandplanting(RedmondandGreenhalgh1990).
thedevelopingregeneration cohortsthroughsaplingandpole
If uneven-aged silvicultureis appliedto a standwhich is
size effectively screensthe interior of the standfrom view
initially somewhatunderstocked,or with an uneven-aged
structure alreadyin place,PNV estimateswill becomparable
to thatgeneratedby usingeven-agedmethods,dependingon Adaptive Management Aspects--
the value of the current stand; the less valuable, the more
Past Experience
favorablefor imposingthe uneven-aged
method.
Overall, careful examinationof the economic situationis Forestryunquestionably
haselementsof creativeapplica-
requiredtomakejudgments of applicability
andlikelihoodof tion. Femow (1913) describessilviculture as an art borne of
successfuleconomicapplicationof uneven-agedmethods experiencerather than creativity.Over the past severalde-
relativeto even-agedmethods.Theseinvolveanalysisof the cades,research,education,andexperiencein alternativesto
objectivesof ownershipand the owner'suniquefinancial clearcutting,especiallyuneven-aged silviculture,havebeen
situation.However, even the most doubtfulshouldkeep in muchneglected.But older scientificliteraturecontainssev-
mind the following empiricalobservation.Of the 17.2 mil- eral casestudiesof uneven-agedsilviculturethatretaintheir
lion acin commercialforestlandin Arkansas,forestindustry interestandapplicabilitytoday.
ownsroughly25%, or 4.4 million ac. Of this,about750,000 Fourbodiesof experiencecanbe summarized asrelevant
ac (17% of all commercialforestlandownedby forestindus- in this discussion--theDauerwaldin Germany,maturity
try, or 4% of all commercial forestlandin the state) is selectionin Douglas-firin the 1930s-1950s,improvement

8 WJAF11(1)1996
selecnon
•nponderosa
p•nealsodunngthe1930s-1950s,and thepracticewasreported•ndetmlby K•rklandandBrandstrom
the work in CoastalPlain loblolly-shortleafpine in south (1936) andwasespoused in theliteratureby Munger(1941)
Arkansasfrom the 1940sthroughthe currenttime. underthe term "maturityselection."The methodwas de-
The Dauerwald
signedto extractthe smallbut valuableproportionof Dou-
glas-fir in old-growthvirgin standsof westsideconifers,
The Dauerwaldexperiencerepresents thefirst successful
according tothefollowingmethods paraphrasedfromKirkland
recordof uneven-agedsilviculturalpractice.The technique
andBrandstrom(1936). Keep in mind that Kirklandwas a
evolvedin Germanyfrom theearly 1870sthroughthe early
forest economistand Brandstroma logging engineer,no
1900s.It thus placesuneven-agedsilvicultureas the most
smallfactorof interestin this story.
recentof the four generalhigh-forestmethodsof reproduc-
tionatthecommandof thesilviculturist.Accordingto Troup
(1928, 1952), the Kiefern-Dauerwaldwirtschafi was pre- Maturityselectiondescribes a form of selectivetimberman-
sentedin 1920-1921 by Moller, describing5 decadesof agement thatoptimizesreturnsin thatonecanselectgrowing-
stockfor continuous productionof high-qualitytimber.To
experiencein Scotspine in the Germanstateof Anhalt. The
promotethisdevelopment of growingstock,theyadvocated
following synopsisof the Dauerwaldis assembledfrom

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liquidatingfinanciallyovermature high-valuetreesto create
Fernow(1913) andTroup(1928, 1952). the requisitegrowingspace.This selectivitywasmadepos-
sibleby a networkof permanentroadsandflexiblelogging
Dauerwald translates from the German as "continuous forest"
methods,includingtrackhaulingandthe useof the crawler
anddescribesa foresttreatedin sucha waysothatsoilisnever tractorwith cable.Theyadvocated a lightinitialcutto liqui-
exposed.The idealform of theDauerwaldwasthe selection date overmaturetimber-decadent old-growthof very high
method.But conditionsof the Dauerwaldcouldbe approxi- stumpage conversionvalue.The silviculturalresponse would
mated,albeitlessfavorably,with the irregularshelterwood be the increased growthof valuablegrowingstockandthe
method,in whichpart of the originaloverstoryis retained development ofregulatedselectionforestsaftertheDauerwald.
throughthe secondrotation,leadingto three-agedstands.

The forestsin whichthe Dauerwaldwas first implemented


One can imaginethe glee with whichthis practicewas
were40-year-oldScotspineplantations,
withnaturalregen- embracedby the loggingindustry.Partialharvestingusing
erationof pineoccurringabundantly.
Terrainwasgenerally highlymobileloggingequipmentbecameimmediatelypopu-
level, and the elevationof the area was about400 feet. Soils lar asa resultof highconversionvaluesandassociated
high
were sandy,and the climatewas generallydry; the region profits.But the costwasin the arresteddevelopment
of the
receivesabout22 inchesof precipitation
peryear. residual stand, and criticism of the method in the literature
throughthe 1940sandearly 1950sculminatedin an analysis
The chief features of the Dauerwald were as follows. A
by Isaac(1956).
volumeofabout15timestheannualgrowthisalwaysretained
Theimmediatelyobviousdifficultywastheloggingdam-
on site,designedprimarilyto protectthe soil.The fellings
wereconducted withoutregardtorotationlengthordiameter
agethat occurredas a resultof removingthe few big trees
limit. No tree, regardlessof size, was felled if it was still fromheavilystockedstands. Of greatersignificance in stand
vigorouslygrowing;no treewasretainedif it wasgrowing developmentwasIsaac'sobservationthatasthe ageandsize
poorly.All slashwasleft asit fallsto recycle.The allowable of a residualtreeincreased, itsresponse to releasedecreased.
cutfromcompartments wasreevaluated everytenyearsbased He alsoobserveda shiftin speciescompositionaway from
on compartment inventories,and was removedin triennial Douglas-fir towardmoretolerantspecies, especiallyin smaller
thinnings.No deliberateattemptwasmadetoobtainorrelease diameterclasses.That this was apparentmight have been
regeneration,but naturalregeneration was relieduponand foretold, since data of Kirkland and Brandstrom(1936)
was abundant.As thinningscontinued,standseventually
illustratethe absence of Douglas-firin the smallestdiameter
developedmultiplestories.
classesthey present the twelve-inchclass.
Severalinteresting pointsemergefromthissynopsis of the There are severalcontemporaryconclusions one might
Dauerwald.The methodwas initiatedin a plantation,and draw as a resultof the failureof maturityselectionin Dou-
required40 yr until Moller wasreadyto considerthe stand glas-fir.First, attentionto the entirediameterdistributionis
critical. The behavior of the subcommercial size classes
"converted."The standwas not highly quantified,in fact
representsin somewaysthe antithesis of quantificationand drivesthe system,andfailureto monitorthedevelopment of
regulation.Annualgrowthwassimplycut fromthe poorest desiredspeciesin thoseclassesis an invitationto disaster.
trees,regardlessof sizeor spacing,
every3 yr. It wassuccess- Second,what we now know aboutregenerationdynamics
ful onverysandysoilswithlittlerainfall,andsuchconditions relatedto gapsizeandtoleranceof targetspeciesunderthese
generallyarenot rife with competingvegetation.Finally,it conditionspoint to the need to createlarger openingsto
wassuccessful in a speciesthathasprolificnaturalregenera- assureestablishment of Douglas-fir--whichrequiresharvest
tion annually. of not only the mature trees but also an immature tree
component. Finally,Isaacnotedseveralinstanceswherethe
Maturity Selection methodwassuccessful--drysites,gravellysoilswhichpre-
A reproductioncutting methodalong the lines of the sumableare extremelywell-drained,and severeexposures
selectionsystemfoundcommonusein thePacificNorthwest subjectto drought.ThisconfirmstheDauerwaldexperience
from the 1930sto the 1950s.The fundamentalexpositionof that the methodis easilyimplementedon poorersites.

WJAF11(1)1996 9
Improvement Selection variedfrom zeroto 5000 bf/ac Doyle. Uncontrolledwildfire
Testsof selectioncutting(1909-1950) at Fort Valley typicallyfollowedthisdiameter-limit cutting.Theresultwas
Experimental ForestnearFlagstaff,AZ, culminated in the a sitewith a few scattered pinessmallerthan 15 in. at the
developmentof a methodthat G.A. Pearson(1950) called stump,somemediumto largehardwoods, anda forestfloor
"improvement selection."
Thesemethodsrepresent theear- recentlyconsumed by fire latein summer,exposingmineral
liest"long-term"experimentation
in uneven-aged silvicul- soil.Theseconditions just happento be idealfor the estab-
ture in North America. Of interest also is the clash in the lishmentof theprolificannualregeneration cropof loblolly
literature between Pearsonand Munger (recordedin the pine,withecologicalfavordueto sprouting abilitygrantedto
Journalof Forestryfromthe 1930sthroughtheearly 1950s), its associate,shortleaf.
each of whom was convinced that the other was at best Repeatedarsonfiresandthedesireto stretchoutthecutof
professionallyincorrect. Timesuggests thatPearsonwasthe remaininguncutvirginstandsledto cooperation betweenthe
bettersilviculturist,
in lightof thepreviouscasestudyandthe CrossettLumberCompanyandthe SouthernForestExperi-
following descriptionsof the methodparaphrasedfrom mentStation.The companyleasedtheGovernment1,680ac
Pearson(1950). of its property,and this was establishedas the Crossett

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Experimental Forest. Under the research direction of
Improvementselectionis plannedand directedtowardim- Reynolds,long-termexperimentsin the selectionmethod
provementof the stand.The primaryaim of improvement wereinitiatedthatcontinueto thisday.The followingsum-
selectionistobuildupaneffectivegrowingstock,whichtakes mary recountsthe processandgrowthobserved(Reynolds
precedence overtimbersalereceiptsandyieldsin theimme- 1969, Reynoldset al. 1984).
diatefuture.It is characterized
by lightandfrequentcuts;the
firstcuttypicallyremoveslessvolumethanthe second. The
initialvolumeincrementislow,butwill riseasgrowingstock
Reynolds
established
a setof FarmForestry
Fortystudies,
in
which40-acretractsweremanaged usingtheselection method.
develops;
qualityincrement
expands
morerapidlythanvol-
The sitesat Crossett
areof excellentquality,withsiteindices
umeincrement.Adequategrowingstockmustexist;Pearson
between85 and95 feet (baseage50). The PoorFortywas
explicitlynotedthat"if spacesbetween yellowpineorblack-
initiallystockedwith 2400bf/acreDoyle at theinceptionof
jack groupshave been occupiedby poles,saplings,and
management; theGoodFortywasinitiallystockedwith 5100
seedlings,thefutureof sustainedyieldissecure."
Themethod
bf/acreDoyle.
is basedon thehypothesis thatgrowthof individualtreesis
determined moreby spaceavailableforrootexpansion rather
Reynoldsbeganto managethesestandsusingthe selection
thanby crownsize.Themethodendeavors toplaceincrement
on thebestbolesin the stand:relativelysmalltreesof all age
method(neither'single-tree'or 'group' selectionper se),
usingannualharvestsfor the first 15 years,followedby
andvigorclasses if physiologically
sound,of goodbole,and
periodicharvestsevery5-7 yearsafter that.Allowablecuts
in positionwhereliberationwaswarranted.
werebasedongrowthor a portionthereof,andmarkingwas
generallyimplemented usingvolumecontrolbasedon iden-
The long-termimpressions left by themethodare favor- tifyinga guidingdiameterlimitconsonantwiththeallowable
able, as interpretedby Schubert(1974), who observedthat cut.Marking wasconductedusingtherule "cutthe worstand
theselection method,designed for uneven-agedstands,isthe leavethebest."Treesgrowingacceptably abovethediameter
best way to managemany standsof southwestponderosa limit wereretained,andan equivalentvolumeof poortrees
pine.Either singletreesor groupsup to an acrein sizehave below the limit was marked. In this manner,both sustained
beeneffective,dependingon standconditionand manage- volumeproductionand continualstandimprovement
were
attained.
mentobjectives.Schubertfurthernotedthatotheracceptable
reproduction cuttingmethods includeshelterwoodandgroup After41 years,thePoorForty(per-acre data)hadgrownfrom
selection.Finally, if conversionfrom even-agedto uneven- 2,400bf Doyleto 7,300bf Doylestanding volume,harvested
agedstands(or vice versa)is undertaken,it shouldbe made a totalof 11,300bf Doyle,resultingin a netgrowthof 397bf/
withoutdestroyingthe growingstock. ac/yr---equivalenttotheharvestof one19in. treeperacreper
year.The GoodFortygrewfrom 5,100 bf Doyle to 9,500 bf
Selection Method in Southern Pines
Doylestanding volume,whileharvesting a totalof 16,900bf
The longestcontinuous
researchin the selectionmethod Doyle,producing a netgrowthof412bf/ac/yr---equivalentto
with conifers in North America has been that with southern
theharvestof one21 in. treeperacreperyear.
pinesintheWestGulfCoastal Plain(Reynolds 1969,Reynolds
et al. 1984).At the turnof the century,virginforestsof the Thus,the selectionmethodas practicedat Crossettpio-
upperCoastalPlainin southArkansasandnorthLouisiana neeredtherehabilitationof cutoverunderstockedstands;one
werecomposed of mixedstandsof loblollypinewithminor wayto createa selectionstandmightbeto high-grade a fully
proportions of shortleafpine andhardwood.On sandyup- stockedstand,suchas to a 15 in. stump-limitcut. More
landswith varyinglythickloesscapsoutsideof thebottoms, appropriately,
well-stocked standssimilarlyrespond to light
loblolly represented50%, shortleaf25%, and hardwoods frequentharvestcuttings.At Crossett,the selectionmethod
25% of volume(Chapman1942). wasfirstdemonstrated to besuccessful onstandsof highsite
The initialcuttingin thesevirginstandsat theturnof the quality,a long-doubted point of selectionfrom days of
centurywas typically a harvestto a 15 in. stumpdiameter Moller andIsaac.In theseintolerantpines,hardwood control
limit (abouta 12 in. diameterlimit); residualpine volume was critical to the successof the method, and resultsfrom

10 WJAF11(1)1996
Crossettmustbe interpretedin light of aggressive
hardwood meetingsocietalneedsfor foresthealth and someunique
control. aspectsof high-qualitysawtimberproduction.Pastexperi-
encepointsto success with themethodin convertingplanta-
Implicationsof this Body of Experience
These four case studies have elements of success and
tions,managingunderstockedstands,andmanagingstands
with inherentstructuralvariability. The methodhas been
failure from which today's foresterscan learn. First, the
selection method has been successful with intolerant conifers effectiveon poorsites,in specieswith prolificregeneration,
andin situations
wheremarkingrulescanbesuccinctlystated
m situations whereregeneration wasprolific.Second,stands
as"cuttheworsttreesandleavethe best,regardlessof size."
withnaturallyuneven-aged structure, plantations, andcutover
Conversely,the risksare equally great and equally real.
even-agedstandshave all beensuccessfully managedwith
For everyinstanceof successwith the method,onecanfind
the method.Third, the methodhasbeensuccessful on poor
failure.The methodworksbestwhenresearchhasdeveloped
siteswithlimitedcompetition for regeneration, andongood
someexpertisewith specificforesttypes,andthis is not the
sites where aggressivecompetitioncontrol has been em-
casein manyinstancesof contemporaryapplication.Certain
ployed.Fourth,mostinstancesof successwith the method
elements,suchas the needto ensureregenerationestablish-
havebeenwhereattentionis paidto cuttingthe worsttrees

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mentanddevelopmentof desiredspecies,arecriticalto avoid
andleavingthebest,andwhereexplicitprovisionsaremade
convertingthe overstoryfrom speciesintolerantof shadeto
to apply this rule to immaturesize classes.Fifth, the suc-
thosetolerantof shade.On bettersites,controlof vegetation
cesses with themethodhaveall beenin gentleterrain.
competingwith desiredspeciesmay be required,in some
If regenerationis not prolific, specialeffortsto secure
instancesaggressively.The end result may not have at-
boththeestablishment andthedevelopmentof regeneration
tributessoughtby thesilviculturist,or thepublic.Finally,an
will be important.If competing vegetation is typicallyag-
extendedperiod of time--2 decadesor more--is often re-
gressive,success is morelikely if the competitionis effec-
quiredbeforea reasonable, scientificallysupportableassess-
tively controlled. Steep slopes (> 30%) will representa ment can be made of the success or failure of the method in
specialchallenge for operational practice,giventhepotential
a givenforesttype.
for damageto the residualstand.Standswith intolerant
Of all the reproductioncuttingmethodsavailableto the
species in theuppercanopyandtolerantspecies in thelower
silviculturist,the selectionmethodreservesthe mostresidual
canopywill representa more difficult challenge,in that
trees.Thishasgreatadvantages in anecosystem management
regeneration andsmallsizeclassesof the intolerantspecies
context.For example,uneven-agedsilvicultureis the only
mustbe givensufficientgrowingspace.
form of reproductioncuttingafterwhichall fourhigh-forest
Finally,methodsin whichsomelongrecordof research
methodsof reproduction cuttingarestill feasible(economic
existhaveseengreatersuccess thanmethodswhereopera-
and ecologicalinefficienciesaside).Using the methodim-
tionalpracticepreceded research support. Thishasimplica-
poses a diverse stand structure that is probably
tionsfor thevalueof strategies thatadvocateadaptiveman-
underrepresentedin the managedlandscape,in light of 4
agement.The disastrous experiencewith maturityselection
decadesof relianceon even-agedreproduction cutting.The
in thePacificNorthwesthasled to the generalprofessional
methodalso carriesflexibility againstfailure to establish
disgust withuneven-aged silviculture--asituation thatmight
naturalregeneration,sincethe seedsourceremainson site.
have been avoidedhad the practicebeenproperlyimple-
For thesereasons,the selectionmethod can be consideredthe
mented.
mostforgivingandthemostflexibleamongthefourmajorhigh-
forestreproduction
methods.It epitomizesa silvicultural
phi-
Discussion
losophythatcreates,
ratherthanlimits,futureoptions.
The principlesof ecosystemmanagementstatethat for-
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12 WJAF11(1)1996

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