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  Special Article

MODELS FOR IMPLEMENTATION AND


INTEGRATION OF EVIDENCE-BASED PRACTICE

Laura Cullen, DNP, RN, FAAN


Evidence-Based Practice Scientist
Nursing Research, Evidence-Based Practice and Quality
Department of Nursing Services and Patient Care
University of Iowa Hospitals and Clinics

Nurses in a variety of roles are responsible for providing and leading evidence-based practice improvements. There are many models
and the list of potential implementation strategies is extensive. Yet few in healthcare are prepared to lead EBP through the most difficult
step in the process, including implementation and integration of the practice change. Selecting a model, choosing implementation
strategies to use and when to apply them, continues to be a bit of an ‘art’. This article describes two models. One model outlines the EBP
process. The Iowa Model is well established and used in 38 countries worldwide. Another model, the EBP Implementation Guide, can
be used for promoting adoption of clinical practice recommendations in complex healthcare systems by providing an organized method
for planning implementation. The EBP Implementation Guide is rapidly spreading and in less than two years, has been adopted for use
in 15 countries. The model presents four phases that facilitate selection and use of effective strategies to promote provision of evidence-
based healthcare. Both models build upon the seminal work of Everett Rogers.1

KEY WORDS:Evidence-based practice, evidence-based inconsistent use of evidence globally. 5-13 Basic nursing
practice model, Iowa Model, evidence-based implementation interventions from oral care to sleep and activity promotion
model, model, implementation science are difficult despite evidence showing improved outcomes for
patients.14-17 Even hand hygiene has suboptimal compliance
Nurses are responsible f or leading evidence-based despite strong evidence, regulatory standards and relevance to
practice improvements. An increasing number of national and practice.18
international agencies, regulatory standards, and professional Several models guide organizational and project leaders
organizations endorse evidence-based healthcare. Third party through the steps of the evidence-based practice(EBP)
payers in the U.S.(e.g., insurance companies and the Centers for process.19-22 Most of these process models include similarity
Medicare and Medicaid)are using reimbursement to promote in over-arching problem-solving steps such as identif ying
2
evidence-based care that improves outcomes. In countries with a problem; critiquing evidence; implementing appropriate
government supported health care, public policy establishes recommendations; evaluating the change in patient outcomes and
evidence-based health care as the standard. Now with quality disseminating results. Additional models and frameworks focus
comparisons 3 and access to inf ormation on the internet, on implementation.23-27
consumers expect evidence-based healthcare as well. The EBP process model selected for use should assist
Evidence-based practice is defined as “the process of frontline clinician to move an EBP change forward into practice.
shared decision-making between practitioner, patient and others Selecting a model for an organization requires thoughtful review
significant to them based on research evidence, the patient’ s by clinician users.28 The model should be relevant to users and
experiences and pre f erences, clinical expertise or know-how, and provide guidance given the reality that EBP is a messy, non-linear
4
other available robust sources of inf ormation”. Recommendations process. The Iowa Model22 will be described here, as it is one of
for evidence-based care are abundant. Yet research shows the most commonly used globally with over 3,000 requests from

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38 countries.29 priorities will facilitate garnering support for EBP. Priority
may be given to topics that address high-volume, high-risk, or
Using the Iowa Model of EBP to Promote high-cost procedures, those that are closely aligned with the
Quality Care institution’s vision or strategic plan, or those driven by other
The Iowa model begins by encouraging clinicians to institutional or market forces.
identify practice questions or “triggers”(Figure 1)
. Some triggers Once there is commitment to address the topic, a team
have existing data highlighting an opportunity for improvement. is formed to develop, implement, and evaluate the practice
Others come from new knowledge(e.g., scientific updates)
. Even change. The team includes stakeholders representing staff
difficult to change practice traditions have been addressed using nurses, interdisciplinary colleagues, with unit and organizational
30
the Iowa Model. The next step, identifying organizational leaders. Unit leaders establish the continued commitment, adjust

Figure 1 Iowa Model of Evidence-Based Practice to Promote Q uality Care(Used with permission, Titler et al., 2001)22

52 千葉看会誌 VOL.20 No.2 2015.1


scheduling to promote staff nurse participation, and integrate forward. The Iowa model was designed to support evidence-
the practice into clinician’s workflow. EBP experts may be based healthcare delivery by interdisciplinary teams.36,38 The Iowa
team members or consultants serving to mentor clinicians, Model provides step-by-step direction but some steps require
obtaining funding, and troubleshoot application in practice. Team careful consideration and planning.
members also provided active committee linkages within the
governance structure through their membership. For example, Guiding Implementation
an oral mucositis EBP included members from nursing quality, As practitioners know, the change process is complex.
hospital dentistry, dietary, hematology–oncology, radiation Change theories provide a conceptual foundation, yet lack
oncology, oral pathology, patient education, staff education, the direction for planning and rarely address the needs of teams.
products committee, nursing policy committee, and the nursing Teams need step-by-step guidance for implementation at the
31
management council. The team used these linkages to support point of care. Current approaches are ineffective and lead to
communication and coordination. “reduced patient care quality and raises costs for all, the worst of
Initially, the team selects, reviews, critiques, and synthesizes both worlds”.39(p.380)
available research evidence. Collaboration with librarians The Evidence-Based Practice Implementation Model builds
1
can be particularly helpful in optimizing yields from online upon Rogers(2003) Diffusion of Innovation Theory and
32
bibliographic databases and other resources. When the research several others24,25,40. In addition, the implementation model draws
is sufficient or lower level evidence are used, a practice change is from the field of implementation science, translational research
piloted. Piloting is an essential step in trialing the EBP change and EBP, organizing the long list of implementation strategies
and is essential for identifying issues before instituting a hospital- that promote adoption of EBP.41 In addition to these sources,
wide rollout. Piloting involves multiple steps. Developing a patterns from use of a variety of implementation strategies from
practice protocol can take many forms including development decades of work added insight in its development.23 It is well
of an evidence-based policy, procedure, care map, algorithm, or established that change happens over time and a large number
other document outlining the practice and decision points for of implementation strategies have been tested and reported, yet,
clinician users. Implementation during the pilot requires planning there is little direction regarding when to use specific strategies
23,33,34
and selection of effective implementation strategies. A throughout the implementation process. This model is meant to
comparison of baseline and post-pilot data shows the success of supplement EBP process models, not replace them. It is designed
the pilot, effectiveness and feasibility of the EBP, and need for to be simple and intuitive.
modification of either the implementation plan or the practice
protocol. The Evidence-Based Practice
Following the pilot, a determination is made regarding Implementation Guide
appropriateness of sustained adoption in the pilot unit and The Evidence-Based Practice Implementation Guide(Figure
beyond. A decision regarding adoption or modification of the 2)is organized to provide clinicians and leaders guidance in
practice is based upon pilot data. If the practice change is not planning for and select effective strategies for implementing
appropriate for adoption and rollout, quality or performance EBP changes. Strategies are selected and positioned in the
improvement monitoring is needed to ensure high-quality care. model to enhance the movement through four phases of
If pilot results are positive, rollout and integration of EBP are implementation: creating awareness and interest; building
facilitated through leadership support, education, and continuous knowledge and commitment; promoting action and adoption;
35,36
monitoring of outcomes. Monitoring and reporting trends pursuing integration and sustainability to promote application.
in structure, process, and outcome indicators with actionable Implementation phases are displayed as columns progressing from
feedback promotes integration.35,37 Dissemination of project awareness to integration. Implementation strategies are arranged
results is a key step in the cycle promoting adoption of EBPs in two rows, according to target groups. The first group of
35
within the system. strategies, shown in row one, specifically target the practitioners
The Iowa model provides a practical guide for the EBP and organizational leaders, including key stakeholders. The
process. The model includes feedback loops highlighting the second group of strategies, shown in row two, builds support
messy and nonlinear nature of EBP and support teams moving within the organizational system or context, to hard wire the

千葉看会誌 VOL.20 No.2 2015.1 53


EBP to improve adherence. Project leaders select implementation phases or move forward or back across phases in a non-linear
strategies moving across phases that are appropriate for their manner. Some strategies from an earlier phase will need to be
particular unit and organization as the EBP initiative progresses. carried over for use throughout the implementation process.
Although the model is diagrammed in a linear format for ease
of use, the process is not linear and is fluid across implementation Selecting Implementation Strategies
phases. Within a clinical team, practitioners may be in different No standard set of implementation strategies can be

Figure 2 Evidence-Based Practice Implementation Guide(Used with permission, Cullen & Adams, 2012)23

54 千葉看会誌 VOL.20 No.2 2015.1


suggested.42 Evidence supporting individual strategies varies and materials throughout implementation(e.g., resource manual or
41
is beyond the scope of this paper. Implementation strategies materials, reminders, and data feedback)keeps busy clinicians
with some empirical evidence are marked with asterisks, despite focused on promoting adoption.
the varying strength of evidence. Thus, a simplified system is Involve senior executives early. Senior leaders want to
used so as not to distract from use of the model. Within less support clinician driven evidence-based improvements and
than two years, the EBP Implementation Guide has already need suf ficient inf ormation about the purpose, resource
demonstrated usefulness, with over 700 requests from 15 needs and anticipated return on investment to do so. Senior
countries.43 executive leadership promotes uptake and sustained use of EBP
Some strategies are highly effective and widely applicable. recommendations.46-49 Announcements from senior leaders create
For example, audit and data feedback have extensive research a sense of urgency, articulate an organizational commitment,
37
evidence, supplemented by reports from practice. Academic demonstrate resources are available and an impact is expected
detailing or educational outreach visits are a strategy with that matches organizational priorities.
evidence showing impact particularly on physician prescribing
in ambulatory settings and growing evidence in other settings, Building Knowledge and Commitment
44
impacting other healthcare practices and practitioners. Some Interventions that increase practitioner’s knowledge of
implementation strategies included in the model have little and commitment to the clinical practice recommendation are
to no research evidence of effectiveness(e.g., education using designed to build on the awareness and interest, and likewise
unit posters; reporting of local case studies demonstrating an require multifaceted on-going attention. One useful approach
opportunity for improvement; creating slogans and logos)
. is to have a core group of change agents use academic detailing,
Despite these challenges they are commonly used strategies identify practice gaps, localize the EBP to the setting and
and may be appropriate to include in a comprehensive use train-the-trainer.50 One method of interactive education
implementation plan. matching nurses’ preference to learn from their colleagues51,52 is to
In addition to var ying bodies of evidence f or each engage and train change agents. There are many different change
implementation strategy, is the added issue of localizing use to agent roles31,53 described in the literature, including internal and
the clinical context. Implementation strategies are expected to external facilitators.24,54-55 Identify change agents early from
work differently in different settings. What works in one area relevant disciplines, get their support, and provide education
may not work in another. Selection of implementation strategies about the practice change and their role functions as background
is based on strength of evidence, adaptability to the setting, work.
expectations of clinicians and guided by user feedback. Comparing organizational outcomes to benchmarks through
a gap assessment increases clinician’s knowledge and commitment
Creating Awareness and Interest by highlighting the gap in performance. Unlike strict research
Becoming aware and interested in a practice change is protocols, clinical practice guidelines are designed to be
the first step toward adoption(Column 1 of Figure 2) . These locally adapted to individual settings.31,42,56-58 Focusing on the
strategies start early and some may be helpful throughout the few key steps that are critical promotes adoption by simplifying
implementation and sustainment phases. Interest wanes over time the change.1 Articulating how the practice change was simplified
due to competing demands and staff turnover. Multifaceted, to assist clinician-users can stimulate their commitment.
on-going strategies are needed to keep the practice change in the The timeline for adoption should allow for focused effort
forefront. building practitioners’ knowledge and commitment before
Highlighting the positive characteristics of an EBP change proceeding, providing an essential foundation for promoting
such as the relative advantage and compatibility with group adoption of EBP through changes in practice. This phase should
values can promote awareness and interest among clinicians.1 be clearly articulated with an approaching “go live” date that
Although empirical evidence is limited, creating slogans and creates motivation to participate.
45
logos can be a fun way to grab the attention of busy clinicians.
Creating a contest to generate a project slogan can get staff Promoting Action and Adoption
involved. Strategically placing these logos on project related After raising awareness, promoting positive attitudes, and

千葉看会誌 VOL.20 No.2 2015.1 55


building knowledge about the change, the next imperative through the EBP process, it is essential to realize integration and
is to change clinician’s behaviors and put EBP into practice. sustained use of evidence-based health care.68 Senior leadership
Frequently the ‘implementation phase’ described in the literature recognition in public forums shifts expectations and group norms
is really the point when adoption is expected, neglecting the toward EBP. Integration of clinical practice recommendation
required ground work. Interventions to promote action or into daily healthcare practices requires additional strategies by
adoption need to move from active to interactive and target clinical teams and senior leaders, including strategies built within
the clinicians so they develop needed skills. Training, role- the social system matching the organizational culture.48,69,70
59-61
modeling and coaching by the change agents is essential. Reporting results of implementation and revisions based on both
Follow-up from unit leaders and change agents is needed for evaluative data and practitioner feedback can facilitate additional
troubleshooting, reinforcing the desired behavior, and providing commitment to sustained use. Periodic feedback of evaluative
recognition at the point of care for correctly and consistently data with review and reinfusion of the practice change prevents
applying the practice recommendations. slipping back into old practice patterns. Updating postings and
Practical strategies such as practice prompts promote practice reminders keep the message fresh and in the forefront.
behavior change by providing timely reminders at the point of Reinfusion is needed through the early months of integration to
50
care. Practice prompts can be sophisticated reminders within the sustain the gains already achieved.
electronic record that require justification for practice variation or Visual displays of key indicators may help integration.
62,63
a simple pocket guide with a logo. Creating patient reminders, Creating peer to peer discussions articulating the expectations
clinical checklists, and standing orders build support within the (i.e., peer influence)and using comparative data is likely to be
64-66
system. effective. Reporting and feedback of trended data supports
The action and adoption phase of implementation will progressive integration providing positive reinforcement.71,72
require several weeks to complete. During this phase clinicians Periodic reporting and trending of results also assists with quick
are trying out the practice change, finding ways to integrate identification of a need for reinfusion. Early and active planning
the new practice into their workflow, adapting the practice for for reinfusion and sustainability is highly recommended to
unique patient circumstances, and doing small scale evaluation.67 prevent slippage or loss of momentum.
Time is needed for progressive uptake of the EBP when change Reporting of project activity and results should target
agents are actively promoting adoption and practitioners are committees within the infrastructure responsible for policy
trying it out. Continued use of implementation strategies approval, documentation, staff education, quality improvement,
is essential throughout this phase as early and late adopters EBP and even product inventory.31,70 Building responsibility for
proceed at varying rates. Audit with actionable and timely data on-going EBP work into a new or existing unit or organizational
feedback is essential and highly effective for both adoption and committee will keep responsibility clear. Multiple strategies are
integration of the practice change by building support within needed to move from awareness to integration and should target
the organizational system.37 Timing should allow for trying the the people as well as the social system.
practice change before full evaluation of process and outcome
indicators. CONCLUSION
Some clinicians will lag in action and adoption. Highly The Iowa Model guides clinicians through the EBP process.
interactive and individualized feedback are needed for clinicians The model includes feedback loops, reflecting mid-stream
working through adoption while the group has moved on. correction needed throughout the process. These are critical
Late adopters will be watching early adopters’ success and to adopting evidence to the practice setting and promoting
slowly become active adopters. Having clear expectations and adoption within the varying healthcare systems and settings
administrative follow-up will facilitate adoption. Involving within which nurses’ work. The feedback loops highlight the
a group leader from among late adopters in planning and messy and nonlinear nature of EBP and support teams moving
troubleshooting early may also be helpful. forward. The Iowa Model was designed to support evidence-
based healthcare delivery by interdisciplinary teams by following
Pursuing Integration and Sustainability a basic problem-solving approach using a systematic but simple
In order to achieve a return on the investment from working process, and being highly application oriented. The large number

56 千葉看会誌 VOL.20 No.2 2015.1


of nurses and organizations using the Iowa Model attests to its and Feedback-Focused approach to Evidence-based Care in
usefulness in practice. Treating patients with pneumonia in hospital( AFFECT
Study). Can J Hosp Pharm, 67(1), 17-27.
Implementation science is a young field, none-the-less
8. Harbman, P.(2014). The development and testing of a nurse
there is a growing body of research showing the impact of a
practitioner secondary prevention intervention for patients
variety of implementation strategies on nurse-sensitive outcomes. after acute myocardial infarction: A prospective cohort
Practical approaches for implementation of practice include the study. Int J Nurs Stud, 51( 12), 1542 - 1556 . doi: 10 . 1016 /
EBP Implementation Guide. It is possible that because of the j.ijnurstu.2014.04.004
fluid, complex and interactive nature of implementation and the 9. Hasegawa, K., Chiba, T., Hagiwara, Y., Watase, H., Tsugawa,
impact of contextual variations, prescriptive and rigid timing Y., Brown, D. F., Camargo, C. A., Jr., & Japanese Emergency
Medicine Network, I.(2013). Quality of care for acute asthma
of strategies may never be appropriate.42 Critical thinking skills
in emergency departments in Japan: a multicenter observational
of nurses in evaluating and adapting strategies to the changing
study. J Allergy Clin Immunol Pract, 1(5), 509-515 e501-503. doi:
conditions on the ground will always be required. Wensing 10.1016/j.jaip.2013.05.001
et al.(2010)describe selection of implementations strategies 10. Jeffery, A. D., & Pickler, R. H.(2014). Barriers to nurses ’
as an ‘art’, stating that “research-based evidence can provide adherence to central venous catheter guidelines. J Nurs Adm, 44
some guidance but cannot show decisively which intervention (7/8), 429-435. doi: 10.1097/NNA.0000000000000094
11. Madden, N. A., Jones, G. L., Kalpatthi, R., & Woods, G.
is most appropriate”, yet a structured approach to selecting
(2014)
. Practice patterns of stroke screening and hydroxyurea
implementation strategies may be helpful(p. E85)
. Implementing
use in children with sickle cell disease: A survey of health
EBP change is difficult, consequently leaders must use effective care providers. J Pediatr Hematol Oncol, 36(6), e382-386. doi:
implementation strategies to engage clinicians and promote 10.1097/MPH.0000000000000160
adoption for evidence-based care delivery to improve patient and 12. Miao, M., Power, E., & O’Halloran, R.(2014). Factors affecting
organizational outcomes. Using these models to guide the process speech pathologists ’ implementation of stroke management
and select implementation strategies adds clarity to steps in the guidelines: a thematic analysis. Disabil Rehabil, 1 - 12 . doi:
10.3109/09638288.2014.932444
EBP process.
13. Putnam, L. R., Levy, S. M., Sajid, M., Dubuisson, D. A., Rogers,
N. B., Kao, L. S., Lally, K. P., & Tsao, K.(2014). Multifaceted
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wvn.12055 DISCLAIMER
69. Flodgren, G., Rojas-Reyes, M. X., Cole, N., & Foxcroft, D. No conflict of interest to disclose.
R.(2012). Effectiveness of organisational infrastructures to
promote evidence-based nursing practice. Cochrane Database Syst
ACKNOWLEDGEMENT:
Rev, 2, CD002212. doi: 10.1002/14651858.CD002212.pub2
70. Stetler, C. B., Ritchie, J. A., Rycroft-Malone, J., Schultz, A. A., &
I would like to thank Kimberly Jordan for her assistance with
Charns, M. P.(2009). Institutionalizing evidence-based practice: this manuscript.
an organizational case study using a model of strategic change.
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