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Journal of Peace Research

2017, Vol. 54(5) 701–714


The ties that bind: How armed groups ª The Author(s) 2017
Reprints and permission:
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DOI: 10.1177/0022343317713559
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Dara Kay Cohen


John F Kennedy School of Government, Harvard University

Abstract
How do armed groups use violence to create social ties? What are the conditions under which such violence takes
place? In this article, I describe how armed groups use one type of atrocity, wartime rape, to create social bonds
between fighters through a process of combatant socialization. As a form of stigmatizing, public, and sexualized
violence, gang rape is an effective method to communicate norms of masculinity, virility, brutality, and loyalty
between fighters. Drawing on literature about socialization processes, I derive a set of hypotheses about individual-
level factors that may influence vulnerability to violent socialization, including age, previous socialization experiences,
and physical security. I analyze the support for these hypotheses using newly available survey data from former
fighters in the Democratic Republic of the Congo. The results show the broad applicability of considering group
violence as a form of social control within armed groups, suggest some of the limits of violent socialization, and have
implications for both theory and policy.

Keywords
armed groups, cohesion, DRC, political violence, rape, socialization

How do armed groups integrate new members and cre- can increase individuals’ identification with the unit
ate social ties where they are lacking? In particular, why (Littman & Palluck, 2015).1 Gang rape is a stigmatizing,
do some armed groups turn to violent rituals to create public, and sexualized form of violence, which can serve
cohesion between fighters? What factors make some to sever ties to fighters’ pasts, communicate norms about
fighters more susceptible to participating in these violent life as a fighter, and signal commitment to the new
rituals? In this article, I explore how armed groups use group. In previous work (Cohen, 2013, 2016), I intro-
multiple perpetrator rape (also called gang rape) to create duced this theory and tested a series of implications in a
social bonds in a process I call combatant socialization. As cross-national sample and a set of three in-depth case
Checkel (2017: XX) writes, socialization is defined as studies based on interviews with ex-combatants in Sierra
‘the process through which actors adopt the norms and Leone, El Salvador, and Timor-Leste. Based on this
rules of a given community’. Here, I analyze the ways in research, I find that abduction by armed groups is asso-
which gang rape, by communicating norms of masculi- ciated with increased reports of wartime rape, and argue
nity, virility, brutality, and loyalty, is used as means for that the socializing properties of violence by armed
creating and sustaining armed groups – Checkel’s ‘given groups have been largely overlooked by scholars of polit-
community’. ical violence.
More broadly, violent groups commonly use violence
to generate ‘power, status and a sense of belonging’
1
among members (Littman & Palluck, 2015: 90). Brutal See also Rodgers (2017) for details on this dynamic in gang
members’ socialization.
practices that create high costs of entry to a group, such
as stringent hazing, have been found to create more
committed recruits (Gerard & Mathewson, 1966); in Corresponding author:
addition, violence directed at people outside of a group Dara_Cohen@hks.harvard.edu
702 journal of PEACE RESEARCH 54(5)

Table I. DRC armed groups: Reports of sexual assault, forced recruitment and time served
Perpetrated sexual Perpetrated Forced to Forced to Heard orders Heard orders Average time
Armed group assault (%) sexual assault (N) join (%) join (N) to rape (%) to rape (N) served (years)
FDLR 7 6/93 61 58/95 16 15/92 7.3
FARDC 18 2/11 27 3/11 0 0/9 9.5
Mai-Mai 10 8/77 36 28/77 4 3/76 4.9
CNDP 17 4/23 57 13/23 30 7/23 3.6
PARECO 29 4/14 71 10/14 14 2/14 3.3
Source: Elbert et al. (2013).
A total of 224 people were surveyed, but 11 interviews were not completed to the end. As a result, the denominator varies slightly based on the
number of surveys completed. See Elbert et al. (2013) for more detail.

What types of factors influence individuals’ suscept- test, I find support for a number of the most important
ibility to participate in group atrocities like gang rape? In implications, suggesting that the combatant socialization
this article, I consider a series of scope conditions of the argument has broad applicability.
combatant socialization argument: namely, individual-
level resources that could serve to lessen an individual’s
susceptibility to violent socialization. The three resources Combatant socialization: An overview
I consider are being older, having earlier socialization Armed groups that abduct new members are faced with
experiences, and feeling physically secure. All three of the problem of how to create a coherent group out of
these resources may serve to reduce an individual’s sense often fearful strangers who do not feel loyalty towards
of agency in their ability to resist social pressures to the group or each other. The process of being abducted is
perform violent acts. frequently violent for the recruit and may involve beat-
In this article, I briefly present the combatant sociali- ing, forced labor, rape, and other forms of sexual vio-
zation argument, building on the sociological literature lence. Available evidence suggests that abduction is not
on cohesion in military units, and the criminological and generally a type of bloc recruitment, where groups of
public health literature on gang rape. I illustrate the family or friends who are kidnapped together subse-
plausibility of these arguments by drawing on the inter- quently serve together. Rather abduction more typically
views I conducted with ex-combatants during field- seems to result in units of ‘virtual strangers’ who had no
work,2 and address central theoretical questions about choice but to join.3 Thus, combatant groups with the
combatant socialization: why is sexual violence selected lowest levels of social cohesion are those that recruit their
by some armed groups, and what are other plausible members both randomly and through extreme force.
mechanisms – both violent and nonviolent – for build- Weaker forms of forced recruitment, such as coercion
ing unit cohesion? I then explore additional theoretical and conscription, more commonly involve implicit
considerations and scope conditions of the argument, threats of violence – and allow potential recruits a small
including issues of age, prior socialization, and physical degree of agency in deciding to join (see also Gates,
insecurity of the recruits. I ask whether is it possible for 2017). These differences in recruitment practices prove
commanders to prevent, or for fighters to resist, this form to be highly consequential for the internal cohesion of
of socialization through violence – and, if so, at what armed groups and ultimately for the violence they per-
cost? I assess the external validity of the argument by petrate (Cohen, 2016). These findings are echoed in a
drawing on an entirely new case, using newly available comparison of voluntary and abducted recruits in the
data (Haer, 2015; Elbert et al., 2013) on over 300 ex- Democratic Republic of the Congo (DRC), which found
combatants in the Democratic Republic of the Congo that voluntary recruits felt ‘more in control of their lives
(DRC). Although the data were not collected for the and perceive[d] the armed group as less threatening’
present analysis and as such do not provide a decisive
3
Although no systematic global data exist, recent studies support this
finding in four different countries: Sierra Leone (Humphreys &
2
Details about fieldwork interviews with commanders and rank-and- Weinstein, 2004); Mozambique (Weinstein, 2005); Uganda
file soldiers from the major armed groups in Sierra Leone are available (Vermeij, 2009); and El Salvador (Hoover Green, personal
in the Online appendix and in Cohen (2016). communication). See Cohen (2016: 25) for more detail.
Cohen 703

(Hecker et al., 2013: 147). There is significant variation armed groups undergo regular infusions of new members
in recruitment practices across contemporary armed – whether through recruitment drives or efforts to
groups; of the 91 major civil wars between 1980 and replace losses – and thus participation in rape may
2012, there were reports of pressganging by states in become a regularized practice of such groups.
29% of the wars (26) and reports of abduction by rebel Studies in psychology and sociology on gang rape find
groups in 22% (20) of the wars (Cohen, 2016).4 that perpetrators experience an increase in the mutual
As Kier (1998) argues, although seminal WWII-era esteem they feel for one another (e.g. Franklin, 2004).
studies emphasized the importance of the ‘primary Gang rape is often understood as a performance (e.g.
group’ in sustaining the members of the German army Franklin, 2004), with the other perpetrators as the
(Shils & Janowitz, 1948), social cohesion is not necessa- intended ‘audience’ and the victim serving not as a target
rily linked to military effectiveness; strong social cohe- per se, but rather as a ‘vehicle’ for the perpetrators (e.g.
sion may even be counterproductive to the achievement Sanday, 2007; see also Fujii, 2017, on violent display).
of military and organizational goals by, for example, Interviews with perpetrators of gang rape in peacetime
making fighters more likely to band together to desert contexts, such as South Africa and Cambodia, provide
(McLauchlin, 2015). Rather, it is task cohesion, or the direct empirical support that confirms these social bond-
ability of individuals to work together, that is correlated ing effects (Jewkes & Sikweyiya, 2013; Wilkinson, Bearup
with effectiveness, although the direction of causation & Soprach, 2005).
remains unclear (e.g. MacCoun, Kier & Belkin, 2006). The process of using rape as a socialization mechan-
So, while social cohesion has not been found to be nec- ism may initially be the result of a selection effect in
essary for operational success, every armed group needs a which a small proportion of men in every armed group
minimal level of social cohesion to operate, given the want to rape. A much-cited survey of ordinary college-
considerable sacrifices which may be involved. In short, aged men found that an average of 35% of the respon-
social cohesion helps to produce social bonds where they dents answered that they would be more than ‘not at all
are lacking, to increase trust among people who may oth- likely’ to ‘personally [ . . . ] rape, if they could be assured
erwise be predisposed to fighting each other, and to create of not being caught or punished’ (Malamuth, 1981:
a sense of collective responsibility that reduces attempts at 140). In addition to the presence of at least some ‘bad
desertions or mutinies. apples’ in small armed group units, research on gang rape
A method for building trust in such groups is through suggests that leadership plays an important role. One
the perpetration of stigmatizing, public, group violence.5 study of 39 incidents that involved convictions for mul-
Researchers have established that violence can serve an tiple perpetrator rape found that in nearly every case,
important function in organizing the structure of groups, there was a clear leader who directed or modeled the
integrating new members, and maintaining social order violence to the others in the group (Porter & Allison,
(e.g. Humphreys & Weinstein, 2008). Gang rape – both 2001). Leaders report acting ‘out of a need to prove his
the process of perpetrating it and collectively boasting leadership – and by implication his masculinity – to the
about it in the aftermath – is a particularly efficient others [ . . . ] [while followers] feel enormous pressure to
method of both creating and perpetuating cohesion, not live up to [the leader’s] expectations’ (Franklin, 2004:
just as an initial hazing practice but also as a sustained 31). Although this research provides a basis for the idea
socialization mechanism once the norms and beliefs that a small percentage of fighters may actively seek to
about the utility and symbolism of rape are internalized.6 rape non-combatants, and also that these fighters may
Although in theory there might be diminishing returns become leaders in initiating incidents of gang rape in
to violent socialization if units remain static, many small groups, it is only under certain conditions that rape
becomes a widespread practice of an armed group. Rape
is more likely to spread across armed groups when the
4
The study of why groups use different recruitment practices is still group is suffering from low cohesion, such as during an
nascent; see e.g. Eck (2014). influx of new recruits, perhaps due to an explicit decision
5
McLauchlin (2015: 671) similarly argues that combatants use to grow the size of the group, or to replace fighters who
costly signaling as a means to ‘look for evidence that their unit- have been lost to battle, disease or desertion (see
mates are trustworthy or untrustworthy’. Checkel, 2017, on informal/horizontal socialization).
6
Wood argues that this type of violence comprises a third category of
political violence, which is neither strategic nor opportunistic. Wood
The cohesive benefits of rape may be one of the cen-
(2014: 471) defines a ‘practice’ as ‘violence that is not ordered (even tral reasons the leadership of the combatant units may
implicitly) but is tolerated by commanders’. not be successful in preventing rape from occurring, and
704 journal of PEACE RESEARCH 54(5)

may not sincerely attempt to do so. However, creating loyalty. The symbolic power of sexualized violence has
cohesion through gang rape need not be a conscious been the focus of many studies of militarized
decision by the combatants or the commanders. It is masculinity.7 Morris (1996) maintains that sexual vio-
unlikely that combatants themselves identify gang rape lence is central to some types of all or mostly male groups
as having the explicit purpose of forming social bonds, because of ‘rape-conducive sexual norms’ that are ‘inad-
but rather that regular participation in rape develops out vertently [ . . . ] imparted’ to members of military orga-
of the dynamics of the combatant group and the need for nizations. In their studies of fighters in the DRC,
bonding. Winslow (1999) notes a similar pattern among Eriksson Baaz & Stern (2009) also argue that military
the former Canadian Airborne Regiment (CAR), which organizations contribute to ‘a certain heterosexual male
engaged in degrading and sometimes sexualized rituals, violent masculinity’ that affects all combatants, including
forging bonds of loyalty and friendship. She argues that women, and may contribute to the selection of sexual-
the need for cohesion in the CAR was especially acute ized forms of violence. The fact that evidence demon-
because of the dangerous nature of their missions. In strates that the majority of reported victims of wartime
interviews, commanders described tolerating rape in rape are women and the majority of perpetrators are men
part because they recognized the organizational benefits (e.g. Johnson et al., 2010) shows that highly gendered
that group rape brought to the group. But commanders dynamics undergird this socialization process.8
also had to confront the costs of rape, including the The context of abduction, in which individuals are
potential for the spread of disease. As a result, comman- violently separated from their families, abused, and
ders seemed to encourage, tolerate, and sometimes lead forced to fight, may create an environment where rape
acts of group rape – but were rarely reported to order as socialization is especially likely. In a series of psycho-
participation. logical studies on ‘precarious manhood’, Vandello et al.
In sum, conditional on being trapped in a group of (2008: 1326) argue that manhood is a status that is
hostile strangers, individuals may often choose participa- ‘achieved rather than [ . . . ] ascribed’ and, importantly,
tion in stigmatizing group violence over continued that requires visible social proof.9 They argue that when
estrangement from their peers. While it may not be the manhood status is threatened – as it clearly is in the case
case that individual combatants are actively seeking of abduction into armed groups – common strategies for
friendships within the group that has just forcibly kid- restoring status include dangerous physical aggression,
napped them, exit from the group is often not a viable especially public physical aggression that is ‘risky to enact
option – and social ties offer a host of benefits like pro- and costly to fake’, which well describes participation in
tection, food, and shelter in the chaos of war. The fact gang rape. In experimental settings, men who received a
that rape can also carry personal risks to the perpetrators ‘gender-threatening’ treatment were more likely to select
– such as exposure to sexually transmitted infections that an aggressive task to perform next (boxing) rather than a
are likely to remain untreated during the war – may serve non-aggressive one (finishing a puzzle) (Vandello et al.,
to reinforce its utility as a costly signal of loyalty and 2008). Building on this body of work, public acts of
commitment, as a particularly useful intragroup organiz- aggressive, masculinity-affirming violence might be seen
ing device and as a tool of cohesion (see also Checkel, as important for abducted fighters in order to restore
2017, on the strategic dimension of socialization some semblance of manhood and social status. It is not
processes). necessary for this violence to be directed at people out-
side the group; however, as Littman & Palluck (2015)
Why sexual violence? What are the
alternatives? 7
As Eriksson Baaz & Stern (2009: 499) argue, ‘research underscores
how men/boys (and women/girls) learn to be “masculine” and violent
Scholars have established that participating in mass atro- in the military through methods specifically designed to create
cities can increase social ties (e.g. Browning, 1992), and soldiers who are able (and willing) to kill to protect the state/
that battle experiences themselves can forge friendships nation’. These methods are widely understood to construe the
(e.g. Kenny, 2011). Given that previous research has feminine as weak, and can result in misogynistic training practices
shown that violence in a variety of forms can produce (see Wood & Toppelberg, 2017; Goldstein, 2001: Chapter 5).
8
See also Cohen (2013) on female perpetrators of wartime rape and
bonds of social cohesion, why do armed groups with
Leiby (2011) on male victims of wartime sexual violence.
especially low cohesion turn to sexualized violence? 9
See also Goldstein (2001: 264), who argues ‘men are made, not
Sexualized violence serves an important role in com- born [ . . . ] and must take actions, undergo ordeals or pass tests in
municating norms of masculinity, virility, brutality, and order to become men’.
Cohen 705

argue, violence against outsiders is more likely to form on the part of leaders, how external factors affect the
bonds between insiders. agency of targets of socialization is the central focus of this
What plausible mechanisms for socialization and analysis (Checkel, 2017).
cohesion-building exist – and under what conditions
might these alternatives be selected over rape? Kenny
(2011) suggests a number of potential pathways to Age
cohesion-building within military units: (1) training Much of the previous literature on susceptibility to socia-
exercises, especially boot camp drill aimed at indoctrina- lization focused on the relative youth of the targets
tion and instilling the importance of following orders; (Checkel, 2017). An overarching assumption in much
(2) a shared sense of burden to face external threats/ of this previous work was that younger children are more
stressful events; and (3) rituals, including the recruitment susceptible than older youths or adults to attempts to
process, hazing, and initiation rites. For many groups introduce them to new ideas, norms, and rules. Evidence
involved in recent civil wars, the first two of these are from the conflict context provides some suggestive sup-
not options. Armed groups that abduct their fighters are port for this. Child soldiers are rumored to be especially
unlikely to engage in intensive and costly boot camp brutal fighters, in part because they are separated from
training exercises. In addition, battles are relatively infre- their families and isolated from their normal social struc-
quent in contemporary civil wars (Collier & Hoeffler, tures, and may be eager to fit in – and excel – at the new
2007), so shared fighting experiences are rare.10 And norms and regulations of an armed group (e.g. Singer,
while mass killings and other forms of brutal violence 2006; Weierstall et al., 2013). Groups that recruit by
likely create some social bonds (e.g. Browning, 1992), force may be more likely to also recruit children; Beber
rape serves an important role in communicating norms & Blattman (2013) find that child soldiering is strongly
of masculinity that other forms of violence arguably do correlated with coercive forms of recruitment across a
not. sample of African rebel groups. Indeed, interviewees in
Because groups that recruit by force tend to be Sierra Leone shared that even very young boys partici-
weaker, less organized, and less resourced (Weinstein, pated in acts of gang rape. 11 Taken together, this
2007) – and, like many armed groups involved in civil research indicates that armed groups that recruit by force
wars, cannot rely on regular, shared battle experiences for may be more likely to have younger cadre, who are
forging bonds – these groups must turn to other activi- especially receptive to violent socialization rituals like
ties for breaking ties to the past and building cohesion gang rape.
between group members. It follows that violent rituals –
informal socialization processes, both sexual and other- Previous socialization experiences
wise – are instead used to fill the void. Earlier research also focused on the environments where
socialization could best occur, such as schools, religious
Scope conditions: Individual-level resources to institutions, and within families (Checkel, 2017).
resist violent socialization Because these studies largely focused on peacetime con-
texts in the developed world, few scholars of socialization
In this section I consider a series of individual-level have seriously considered the broader environmental
resources that could serve to lessen an individual’s suscept- context and how this may influence susceptibility to
ibility to violent socialization by armed groups: being violent socialization. If, as Checkel notes, state institu-
older, having earlier and competing socialization experi- tions are weak or absent, schooling has been interrupted,
ences, and feeling physically secure. All three of these church attendance is less frequent, and families are dis-
resources may serve to increase an individual’s sense of persed due to conflict even prior to being recruited into
agency in their ability to resist social pressures to perform armed groups, then the trauma and isolation of wartime
violent acts. Agency and individual choice play important may make people of all ages more vulnerable to accepting
but not well-understood roles in socialization processes.
While previous research has considered the role of agency
11
Some interviewees reported that rape during the war was the first
sexual experience for the perpetrators, and that boys as young as nine
10
While data on the exact numbers of battles in contemporary wars and ten years old would rape women in an effort to imitate their older
do not exist, multiple studies confirm that both the numbers of wars peers. Interviewee 11, male RUF ex-combatant, 28 May 2007;
and the lethality of wars (in terms of battle-deaths) have decreased, Interviewee 14, male RUF ex-combatant, 31 May 2007;
suggesting that it is likely that there are fewer battles over time. Interviewee 6, male RUF ex-combatant, 1 August 2006.
706 journal of PEACE RESEARCH 54(5)

new violent norms and enacting brutal behavior. Find- that costs for not participating in group rape include
ings suggest that the intensity and duration of particular ‘be[ing] branded as nonmasculine, [ . . . ] expulsion from
socialization experiences, such as years of formal school- the group, or, in extreme cases, becom[ing] victims
ing and positive relationships with teachers while young, themselves’. A former fighter in Sierra Leone reported,
can have a significant impact on individuals’ later choices ‘Some men chose not to rape, and they were teased. We
to engage in violent activities (e.g. Theimann, 2015). would ask them, “Maybe you are a homosexual?”’13
Interview evidence from Sierra Leone bears this out; it Related to resistance is the question of the depth or
was difficult even for adults to resist the strong pressure degree of internalization, what Checkel (2017) refers to as
to participate. As one former fighter said, ‘The new guys Type I or II socialization. As applied to the use of rape by
never wanted to rape, but they were mocked a bit and armed groups, it may be argued that rape has become fully
treated like they were not serious rebels – and, after a few internalized – Type II – by the members of the group
months, they got acclimated to the rape.’12 when it regularly occurs in the absence of orders, or even
in the absence of overt coercion or threats. In Checkel’s
Physical insecurity words, Type II results in ‘a deep [ . . . ] change in an actor’s
Finally, the marked physical insecurity of fighters self’ (Checkel, 2017). But research suggests that rape, even
(Checkel, 2017), combined with the threatened mascu- when it occurs on a massive scale, is rarely directly ordered
linity of abductees, as described earlier, are likely pow- (Cohen, 2016; Wood, 2014). Does the apparent near-
erful influences on the pace of the adoption of new absence of direct orders imply that gang rape as socializa-
practices and norms – even ones that, prior to joining tion generally becomes internalized by fighters?
the armed group, would have been unthinkable for ordi- One observable implication of internalization may be
nary people. The vulnerability of lacking sufficient food whether former combatants continue to participate in
or even just feeling unsafe can serve to increase fighters’ acts of sexual violence after they demobilize or the war
propensity for succumbing to social pressures to be vio- has ended. Research shows that sexual violence some-
lent. Research in psychology has established at least two times increases in the aftermath of wars that were char-
routes through which physical insecurity might lead to acterized by massive rape, such as the alarming rise in the
increased aggression in armed groups: increased percep- reports of rape of children in Liberia a decade after the
tions of threat to individuals or to their in-group, and the end of the civil war (Toral, 2012). Another observable
withholding of material goods, including food and cloth- implication may be the decreased psychological stress
ing (Littman & Palluck, 2015). Interviewees in Sierra around perpetrating acts of violence over time; one study
Leone spoke of the constant search for food and medi- found that the number of years abductees spent in the
cines, suggesting that the lack of both was a source of Lord’s Resistance Army in Uganda was negatively corre-
much anxiety within the group. lated with PTSD symptoms (Pfeiffer & Elbert, 2011).
Both of these patterns are suggestive of prolonged expo-
sure to traumatic violence, and violent sexual practices,
Resisting social pressure and internalization
serving to change attitudes and behaviors about gender,
Evidence shows that fighters can – and sometimes do –
sex, and sexuality by making sexual violence more accep-
refuse to participate in acts of rape. These ‘resisters’
table – and perhaps ultimately more prevalent in the
reported suffering social costs for not participating, but
postwar society.14 Whether this type of deep change in
there is little evidence that the costs, at least in this case,
beliefs has occurred is consequential for policy (Littman
were more severe (or lethal). Social pressure to commit
& Palluck, 2015; Wood & Toppelberg, 2017) because it
rape makes it difficult to refuse and to still be accepted by
suggests different (and more intensive) interventions
combatant peers, and this intense pressure likely incites
than if the participation in group sexual violence was
many ordinary people to perpetrate gang rapes. As Gold-
only temporary role-playing, or Type I socialization.
stein (2001: 269) argues, prestige – and the avoidance of
In conclusion, these scope conditions imply several
shame – is ‘among the most central motivations of
testable hypotheses about how age, earlier socialization
human behavior’. However, unlike defying an order,
refusal to rape reportedly did not result in being killed
or even severely punished. This is similar to findings 13
Interviewee 12, male RUF ex-combatant, 29 May 2007.
14
from the peacetime context; Franklin (2004: 31) notes Weierstall et al. (2013) suggest that those who joined armed
groups at earlier ages are more likely to internalize violent norms
and may require intensive resocialization into the norms of a
12
Interviewee 6, male RUF ex-combatant, 1 August 2006. peaceful society upon demobilization.
Cohen 707

experiences, and physical security influence feelings of are non-representative, and thus findings cannot be read-
agency and susceptibility to violent socialization. These ily extrapolated to the combatant population at large. In
hypotheses include: addition, responses may be biased because the interview-
ees are mainly drawn from ‘welcome centers’ or demo-
 Combatants who were recruited at younger ages bilization camps set up to assist former combatants who
are more vulnerable to violent socialization. have left or escaped their respective groups; the responses
 Combatants who lacked formal socialization may therefore be intended to elicit help or to evade
experiences at earlier points in their lives – such responsibility. The interviews are also conducted at one
as through schooling or church – are more vulner- point in time, not collected over a series of meetings
able to violent socialization. designed to develop rapport gradually as, for example,
 Combatants who reported greater physical inse- Eriksson Baaz & Stern (2009) have done in their work.16
curity – such as lacking access to sufficient food This type of one-time interview may be more likely to
or feeling unsafe in the group – are more vulner- lead to biased responses, as the authors themselves recog-
able to violent socialization. nize (Hecker et al., 2013: 147 on social desirability bias).
However, the direction of this bias is unclear.17 It might
Data and methods be the case that respondents are more likely to report
being forcibly recruited rather than having volunteered,
There are a number of methodological challenges to or more likely to report being forced or ordered to com-
studying combatant socialization. The process of form- mit the most brutal violence, such as rape. Alternatively,
ing bonds through co-perpetrating atrocities is largely respondents may be less likely to report orders to rape,
internal to individuals, and may be mostly subconscious. perhaps in order to protect former commanders. Finally,
How is it possible to observe an internal process? survey data provide evidence of patterns across a large
Although it is difficult to study socialization using the number of respondents, but important contextual details
tools and data of political science, my strategy in this are necessarily missing. I therefore supplement the survey
project is to analyze a wide range of observable implica- data with evidence from existing qualitative interview-
tions of combatant socialization, and then to evaluate based studies, when possible.
whether there exists sufficient supportive or, at very least, Additionally, there are limitations in terms of precisely
suggestive evidence from a range of sources, including testing the combatant socialization argument. The two
survey data, interviews, and scholarly analyses. surveys were designed to study the psychological effects
In the following case study, I draw on data from two of serving in armed groups, and many of the questions
main sources. The primary source is a survey of 224 evaluate the respondents’ degree of post-traumatic stress
ex-combatants, conducted in 2011 at two sites in the and their enjoyment of violence (what the authors term
city of Goma. The results of the survey are detailed in ‘appetitive aggression’).18 In addition, because cohesion is
a 100-page World Bank study (Elbert et al., 2013) and difficult to measure, the form of recruitment can serve
serve as the basis for a psychological study on the mental as an alternate measure of the strength of internal cohe-
health of ex-combatants (Hecker et al., 2013). The sion in a group. While the survey instruments contain
second source, used in the Online appendix, is a semi- questions about the most important dependent and
structured interview questionnaire administered to a
sample of 95 former combatants in the DRC in 2009
(Haer et al., 2013; Weierstall et al., 2013). In the follow- 16
See also Wood (2003: chapter 2) for a discussion on repeat
ing section, I analyze some of the relevant patterns in these interviewing in the ‘shadow of civil war’.
two extraordinary datasets to test hypotheses and see if 17
This is illustrated by the fact that a minority said that they were
there is support for a range of observable implications.15 ever ordered to rape in the Elbert et al. survey while a majority
Both sets of interviews – more than 300 in all – are reported the same in the Haer survey.
18
‘Appetitive aggression’ is violence that ‘is driven by an anticipation
richly detailed and shed important light on the members
of an increase in excitement [ . . . ] and associated with an increase in
of many armed groups in the DRC, using information positive arousal’ (Weierstall, 2013: 506) and that ‘is rewarding in
provided by the ex-combatants themselves. There are, itself [ . . . ] and is perceived as appealing during the act’ (Haer
however, important limitations to the data. The samples et al., 2013: 1). Appetitive aggression may be one manifestation of
Type II socialization in which the new norms of brutal violence have
become fully internalized. Weierstall et al. (2013: 505) note that
15
See notes on the availability of replication data files in the Online people within armed groups may have ‘attitudes and values that
appendix. favor harming others when socialized within a combatant force’.
708 journal of PEACE RESEARCH 54(5)

independent variables for the combatant socialization DRC.21 Both are impressive efforts to gather systematic
argument – namely, sexual violence, forced recruitment, evidence directly from former fighters, and reflect the
and cohesion – none of the questions directly inquire experiences of a variety of respondents, including repre-
about whether an individual perpetrated rape. The Haer sentatives from numerous armed groups, commanders
study asked only about whether rape was ordered in the and rank-and-file fighters, a range of ages, and male and
unit while the Elbert et al. study inquired about witnes- female former fighters (although only a small number of
sing, being victimized or committing ‘sexual assault’, as women are in either survey). The patterns that the two
well as whether the respondent had heard about orders to studies reveal should not be taken as definitive. How-
rape in the unit. None of these questions are ideal for the ever, they can provide suggestive evidence of broad pat-
present study.19 Sexual assault is a broader category than terns, and as such, are valuable data with which to
rape, and it is not clear exactly what type of violation explore the external validity of the combatant socializa-
particular respondents were reporting. In addition, rape tion argument.
can be frequent but not ordered, so an answer of ‘no’ on
Haer’s survey does not indicate that rape did not occur,
only that it was not directed by the command. In the Rape as socialization in the DRC: Evidence
proceeding analysis, I primarily rely on the Elbert et al. from survey data
data for information on perpetration of rape, and use
Background to the conflict and armed groups
the Haer data for reports on closeness between fighters
The DRC has experienced several periods of civil war
(in Online appendix).
and conflict punctuated by long periods of peace. These
The form of sexual violence was not a part of either of
periods of fighting include independence era conflicts
the surveys, so the relative prevalence of gang rape is
between 1960 and 1965, a secessionist attempt in
unknown. However, multiple sources confirm that rape
1977–78, widespread intensive fighting between 1996
– and particularly gang rape – has been very frequent,
and 1997 (often called the First Congo War), again
especially in the Eastern DRC, beginning around 1998
between 1998 and 2002 (called the Second Congo War
(e.g. Samset, 2011; Johnson et al., 2010). Rape prior to
or the Great War), and most recently between 2012 and
the war had been mostly one-on-one and in private; the
2013.22 The conflicts in DRC are renowned for terrible
wartime rapes had multiple perpetrators, were public and
and brutal violence, including enormous numbers of
quite brutal – and as a result were ‘a shock’ to local
deaths from fighting and disease,23 and thousands of
people (Samset, 2011: 236). In one study in Eastern
rapes. The extent of rape was so widespread that former
DRC, about two-thirds of the respondents – all women
UN Special Representative on Sexual Violence in Con-
who experienced some form of sexual violence – reported
flict famously called the DRC ‘the rape capital of the
that they were gang raped (Kelly, 2010). Furthermore,
world’ (BBC, 2010). The causes and dynamics of the
scholars’ descriptions of gang rape emphasize that perpe-
fighting are complex: both an ethnic conflict and a land
trators watched each other.20 Elbert et al. (2013: 54)
and resource-based war, that was heavily internationa-
describe gang rape as a ‘competition of cruelty’ through
lized due to foreign support for some armed groups by
which sexuality, masculinity, and virility were observed,
neighboring Uganda and Rwanda. One scholar esti-
measured, and compared.
mated that at some points, up to 14 foreign militaries
Despite these issues, the two ex-combatant datasets
used in the case study are some of the only available
quantitative datasets of combatants’ experiences in 21
Elbert et al. (2013) note that there are two other sets of studies that
have focused on interviews with perpetrators: Eriksson Baaz & Stern’s
(e.g. 2009) research on the FARDC soldiers and Kelly’s (e.g. 2010)
19
The Elbert et al. survey instrument includes an item about being work on the Mai Mai militia. However, these two sets of authors have
‘forced to commit sexual assault’. However, the authors stated that not made their data publicly available, and they each focus on only
they asked first about committing the act (not being forced), then if one combatant group: Kelly (2010) interviewed 33 former Mai Mai
the answer was no, whether the respondent had been forced. The militia; Eriksson Baaz & Stern (2009) interviewed 193 people in the
answers to these questions were aggregated into one response, which national military.
22
is reported in the published report and should be interpreted as See the UCDP Conflict Encyclopedia entry on DRC for further
having ‘committed sexual assault’. Personal correspondence with details: http://ucdp.uu.se/#country/490.
23
author, 28 June 2016. For an analysis of the controversy surrounding estimating the
20
Eriksson Baaz & Stern (2009: 513) quote a respondent describing number of direct and indirect deaths resulting from war in DRC
watching a gang rape: ‘The whole section raped her, this one raped her, between 1998 and 2007, see the Human Security Report 2009/
then the other one and the other one and the other one and so on [ . . . ]’ 2010, Chapter 7.
Cohen 709

were involved (Autesserre, 2010), prompting one US variation across armed groups: the majority of those who
diplomat to dub the 1998–2002 Congolese conflict perpetrated a sexual assault were in PARECO, while the
‘Africa’s first World War’. Although a series of peace majority of the witnesses to sexual assault and the major-
agreements were signed over the years, violence contin- ity of those reporting being sexually assaulted were in the
ued, especially in the eastern region of the country. Mai-Mai or the FDLR.26
Samset (2011: 230) calls the fragile situation in 2002–
09 a period of ‘no war, no peace’.
Combatant socialization: Evaluating hypotheses and
This study joins with others who have argued that
observable implications
disaggregating and comparing armed actors is essential
The combatant socialization argument yields a number
to understanding conflict and post-conflict dynamics,
of observable implications. One of the most important
whether analyzing different armed groups active in a
implications – explored below – is that rape should be
single war (e.g. Weinstein, 2007), or examining different
more likely to be perpetrated by members of armed
subgroups of the same faction (e.g. McLauchlin, 2015;
groups that abducted the majority of their fighters than
Hoover Green, 2017). Turning to research on the DRC
by those that recruited their fighters through voluntary
more specifically, Autesserre (2010), for example, studies
methods. Two other implications are evaluated in the
the inner workings of international interveners, such as
Online appendix.27 The remainder of the proceeding
diplomats and UN staffers. The five armed groups ana-
analysis is centered on the three hypotheses about
lyzed in this case study include only a subset and an
individual-level factors that may be associated with sus-
aggregation of the over two dozen such groups that have
ceptibility to violent socialization: younger age, physical
been active in recent years; respondents to the surveys
insecurity, and a lack of previous formal socialization
reported membership in 16 different groups (Elbert
experience.
et al., 2013).
Following Elbert et al., the data below are reported for  Rape is more likely to be perpetrated by armed
five of the main armed groups: the national military or groups in which the majority of recruits were
Forces Armées de la République Démocratique du Congo abducted.
(FARDC); the Forces Démocratiques pour la Libération du
Rwanda (FDLR), derived from ethnic Hutus who Table I displays the proportion of combatants who
escaped the genocide in Rwanda (and triggered a Rwan- reported committing sexual assault while serving as a
dan intervention into DRC); the Congrès National pour member of an armed group, the proportion who were
la Défense du Peuple (CNDP), a group representing Tutsi reportedly forced to join, and the proportion who
tribes in North and South Kivu; the Patriotes Résistants reported hearing orders to rape in their unit, based on
Congolais (PARECO), an umbrella group that includes the data from the Elbert et al. study. The patterns provide
some Mai-Mai militias; and then a number of other some initial suggestive evidence for the combatant socia-
Mai-Mai militia groups, each defending their own local lization argument. Two of the groups with the highest
tribal community.24 proportions of forced fighters, the PARECO and CNDP
at 71% and 57%, respectively, were also among the
Reports of sexual assault and rape by former fighters groups with the highest proportion admitting to having
A large proportion of the respondents in the Elbert et al. committed a sexual assault (29% and 17%, respectively).
survey reported that they had some experience with However, the pattern is not clear-cut. Counter to expec-
sexual violence. While only 11% (24 of 224) of the tations, the FDLR has a high proportion of forced
respondents reported that they had perpetrated sexual
assault, 59% (133) reported that they had witnessed the dataset reported that most respondents specifically reported rape.
sexual assault and 12% (27) reported that they had Personal communication with the author, 28 June 2016.
themselves been sexually assaulted.25 There was also 26
There are only two women in the survey sample in the Elbert et al.
dataset and both reported being sexually assaulted by the FDLR; the
remainder of self-reported victims of sexual assault are men. See
24
For further details on the definitions, histories, recruitment Johnson et al. (2010) for a survey that uncovered a significant
practices, collaborations, and structures of each of these groups, see proportion of male victims of sexual violence in the DRC.
27
Annex 2: Profile of Armed Groups (Elbert et al., 2013). These observable implications are (1) orders to rape are relatively
25
Although the definition of ‘sexual assault’ is unclear in the survey rare, even when rape occurs on a large scale and (2) combatants
instrument (examples include unwanted sexual touching or injuring describe participating in gang rape as a cohesive, bonding or
of genitals, rape, object rape, and being given as a wife), the author of enjoyable activity.
710 journal of PEACE RESEARCH 54(5)

recruits, but a relatively low rate of sexual assault, and the sexually assault someone than adults over age 18. The
FARDC had the second-highest proportion of perpetra- pattern remains robust when looking at very young
tors of sexual assault but a relative minority of abductees. child soldiers, defined as those recruited at under age
However, calculating the correlations across these propor- 14: 14% (12/84) of these very young child soldiers
tions also provides suggestive support: committing a sex- reported sexual assault compared to 9% (12/134) over
ual assault is positively correlated with being forced to join the age of 14.
(0.35). Table I also shows the average length of service; These disturbing patterns provide preliminary sup-
this was the lowest for PARECO, the group with the port for the idea that children may be particularly sus-
highest proportion of perpetrators of sexual assault. This ceptible to pressures to commit violence within groups,
suggests a higher turnover rate – and possibly a greater and echo findings from Weierstall et al. (2013), who find
need for violent socialization among the members of the that age of recruit is an essential factor – more important
group. than training or the duration of service – in predicting
One reason for this mixed support may be the diffi- appetitive aggression, or the enjoyment of violence. In
culty of defining forced recruitment in the DRC. addition, although groups that recruit by force are more
Observers report that forced recruitment in DRC is likely to recruit children, such groups are not comprised
widespread and frequently both sudden and violent: of majority children (under the age of 18). For example,
‘Forced recruitment often happens at gunpoint and there armed groups with ‘considerable’ numbers of child sol-
are credible accounts of incidents in which the choice diers in recent years, such as state-allied armed groups in
given to the subject was either to join or to die’ (Elbert the Central African Republic and Yemen, were estimated
et al., 2013: 13). However, ‘voluntary’ recruitment is to be comprised of only one-third and 15% children,
rarely understood to be truly voluntary because ‘peer respectively (Child Soldiers International, 2012: 87).
pressure on individuals, families, and communities is Because child recruits make up only a minority of the
coercive and often set against the threat of attack by membership of armed groups even in extreme cases, they
other groups and forced recruitment’ (Elbert et al., may be especially impressionable to new norms of
2013: 13). Because the ‘boundaries between forcible and behavior.
voluntary recruitment were [ . . . ] sometimes blurred’
and it is measured only through self-reports, the data  Combatants who lacked formal socialization
reflect the ‘combatant’s subjective perception of his experiences at earlier points in their lives are more
recruitment’ (Hecker at al., 2013: 143). Among the vulnerable to violent socialization.
armed groups in DRC, these data show that there was
not a truly voluntary group – at least a quarter of the Unlike age, years of formal schooling are not associ-
cadre reported that they were forced to join in all groups. ated with fewer reports of committing sexual assault.
Counter to the hypothesis, the mean number of years
 Combatants who were recruited at younger ages of education was higher for those who reported perpe-
are more vulnerable to violent socialization. trating sexual assault (6.2 years) than for those who did
not (4.8 years) (Elbert et al., 2013). Similarly, assuming
Broadly, the evidence supports the hypothesis that literacy is a proxy for basic education and perhaps also for
youth are especially susceptible to violent socialization. religious education, 14% (21/155) of literate respon-
A large proportion of respondents in the Elbert et al. dents reported perpetuating sexual assault while only
survey had served as child soldiers. Across all armed 5% (3/63) of illiterate respondents did. These results
groups, about two-thirds of respondents in each armed reflect the reality that average levels of basic education
group reported joining before the age of 18. On the are very low for all in the DRC, and of extraordinarily
armed groups level, there is not much variation in poor quality.28 The mean number of years of education
recruitment of child soldiers across groups, so the pro- in the entire sample was just below 5, and it is telling that
portion of child soldiers cannot explain the wide varia- the mean number of years of education even for the
tion in reports of sexual assault across groups. Turning youngest child soldiers (<14 years) was not much lower,
to the individual level, about 15% of child soldiers
reported perpetrating sexual assault (21/140), but only 28
A news article on education in DRC noted poor access to basic
4% (3/78) of adults reported that they had perpetrated primary education, a shortage of teachers, very large class sizes, and
sexual assault. These results suggest that recruits under schools in ‘deplorable’ condition (Irin, ‘Millions Miss Out on Basic
age 18 were more than three times more likely to Education’, 14 November 2011).
Cohen 711

at 4.7 years. Child labor is common in DRC, including discomfort and mortal fear, may lead to a reassertion of
the ‘worst forms’, such as the forced mining of gold and masculinity through the use of rape.
other mineral (US Department of Labor, various years).
These factors combined suggest that the potential for Alternative arguments
countervailing socialization through formal schooling is While the previous discussion provides suggestive sup-
poor, especially given the weak state of the educational port for the use of rape as a tool of socialization by armed
system in the DRC. It may well be the case that the groups in the DRC, there are three alternative arguments
difference in years of schooling between perpetrators and that are worth considering. First, the DRC is frequently
non-perpetrators (6.2 years and 4.8 years) is too small to described as an environment where rape is used as a
matter in this case; a context where educational access ‘weapon of war’, strategically deployed by commanders
and quality was greater might yield different results. as a tool of terror. The rape in Eastern DRC has unde-
Ideally, information on numerous forms of prewar niably provoked terror in the population. However, this
formal socialization – such as membership in religious explanation has been dismissed by numerous experts,
or tribal communities, or civil society organizations – who argue that there is little evidence of high-level strat-
would be available. Having multiple measures would also egy to do so. Indeed, many scholars caution against con-
allow comparisons across these forms of formal socializa- flating the consequences of rape with its intended
tion in order to understand which types serve as stronger purpose (e.g. Eriksson Baaz & Stern, 2013).
resources for individuals’ agency and resistance. Unfor- Second, I argue that physical insecurity, such as a lack
tunately, neither survey asks extensive questions about of food, may increase the likelihood that an individual
the respondents’ backgrounds, so data are not available will be susceptible to social pressures to be violent. How-
on other forms of pre-war formal socialization that may ever, it is possible that the causation could be reversed;
help to explain variation in susceptibility to violent socia- that is, abusive groups may need to steal food because the
lization. This is a promising avenue for future research. civilian population does not trust them (e.g. Weinstein,
2007). The correlation between civilian abuse and food
 Combatants who reported greater physical inse- insecurity alone is not decisive, but combined with the
curity are more vulnerable to violent socialization. other measures of insecurity, such as mortal threats, these
results are indicative of an increased vulnerability to peer
Finally, the evidence largely supports that physical pressure.
insecurity – such as lack of access to sufficient food and Finally, as previously mentioned, some scholars have
feeling unsafe – is a powerful influence on the suscept- argued that rape may be used as a form of payment for
ibility to violent socialization. Sexual assault was far more uncompensated solders in DRC. Eriksson Baaz & Stern
likely among those individuals who reported food inse- (2009) find evidence for this through their interviews
curity. Of those who reported stealing food to survive, with government soldiers. But rape as payment raises the
14% (23/166) reported perpetrating rape; of those who question about the form of rape (why gang rape?) as well
did not need to steal food to survive, only 2% (1/52) as its brutality (why so violent?). These puzzles are best
reported perpetrating sexual assault (Elbert et al., 2013). resolved by viewing rape as a cohesion-building exercise
In addition, 79% (19/24) of those individuals who had rather than a selective incentive. Further, Eriksson Baaz
their own lives threatened by their commander (for & Stern (2009: 511) argue that individuals’ frustration
attempted escapes, disobeying rules or any other reason) with poverty and neglect plays an important role in
reported perpetrating sexual assault, while only 7% of ‘anger rape’. The combatant socialization argument
those who did not face fatal threats reported sexual builds on this important previous work by broadening
assault. These stark differences suggest that the relative the scope beyond an individual’s frustration to include
levels of an individual’s discomfort and fear may be key the collective benefits of violence, from the perspective of
to understanding the process of how ordinary people are the armed group (see also Samset, 2011, who makes a
compelled to commit abuse. These findings reinforce similar point).
earlier work by Eriksson Baaz & Stern (2009) who found
through interviews with government forces in the DRC
that soldiers largely justified sexual violence as a result of Conclusion
deprivation, including not being paid. The results here In this article, I have further developed the theory of
extend this previous work to non-state armed groups, combatant socialization in armed groups, and how the
and suggest that not only disrespect, but also physical performance of stigmatizing, public group violence can
712 journal of PEACE RESEARCH 54(5)

serve to create bonds between fighters. I argue that pub- Workshop at Yale University. I am very grateful to Roos
lic acts of aggressive, masculinity-affirming violence are Haer and her colleagues for generously sharing data and
employed by abducted fighters in order to restore social for assistance in understanding the data.
status. This article joins a number of other recent studies
that have turned to studying the perpetrators themselves
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detrimental socialization in former Congolese soldiers. Inter- sity Press.
national Journal of Behavioral Development 37(6): 505–513. Wood, Elisabeth Jean (2014) Conflict-related sexual violence
Weinstein, Jeremy (2005) Resources and the information and the policy implications of recent research. International
problem in rebel recruitment. Journal of Conflict Resolution Review of the Red Cross 96(894): 457–478.
49(4): 598–624. Wood, Elisabeth Jean & Nathaniel Toppelberg (2017) The
Weinstein, Jeremy (2007) Inside Rebellion: The Politics of persistence of sexual assault within the US military. Journal
Insurgent Violence. New York: Cambridge University Press. of Peace Research 54(5): 620–633.
Wilkinson, David John; Luke Samuel Bearup & Tong
Soprach (2005) Youth gang rape in Phnom Penh. In: Shi- DARA KAY COHEN, b. 1979, PhD in Political Science
reen Jejeebhoy, Iqbal Shah & Shyam Thapa (eds) Sex With- (Stanford University, 2010); Associate Professor, Harvard
out Consent: Young People in Developing Countries. New Kennedy School (2012– ); author of book: Rape During
York: Zed, 158–168. Civil War (Cornell University Press, 2016).

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