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Journal of Autism and Developmental Disorders, Vol. 28, No.

2, 1998

The Responses of Autistic Children to the Distress of


Others

Alyson L. Bacon,1 Deborah Fein,1,5 Robin Morris,2 Lynn Waterhouse,3 and Doris Allen4

The behavior of preschool children from five groups (developmental language disordered,
high-functioning autistic, low-functioning autistic, mentally retarded, and normally develop-
ing) were coded in three situations: presentation of a nonsocial orienting stimulus (an un-
familiar noise) and two social situations involving simulated distress on the part of an adult
with whom they were playing. Cognitive level was correlated with level of responsiveness to
stimuli only for the two retarded groups (mentally retarded and low-functioning autistic).
Girls showed more prosocial behavior than boys in both social situations, independent of
diagnosis. The language-disordered children showed only mild and subtle social deficits. The
low-functioning autistic children showed pronounced deficits in responding in all situations.
The mentally retarded and high-functioning autistic children showed good awareness of all
situations, but were moderately impaired in their ability to respond prosocially; they rarely
initiated prosocial behavior, but did respond to specific prompts. The behavioral feature that
marked both autistic groups, in contrast to all other groups, was a lack of social referencing;
they did not tend to look toward an adult in the presence of an ambiguous and unfamiliar
stimulus. Results are discussed in terms of variability between and among high- and low-
functioning autistic children, and implications for the core deficits in autism.
KEY WORDS: Preschool children; autism; prosocial behavior.

INTRODUCTION document abnormalities in the areas of social rela-


tionships (Sigman, Ungerer, Mundy, & Sherman,
Since severe social abnormalities are central to 1984); recognition and comprehension of emotion in
the disorder of autism (Wing, 1980), many researchers others (Braverman, Fein, Lucci, & Waterhouse, 1989;
have attempted to describe and/or quantify the nature Fein, Lucci, Braverman, & Waterhouse, 1992; Hob-
of the social deficit in autism. Although much of our son, 1983, 1984; Yirmiya, Sigman, Kasari, & Mundy,
knowledge comes from detailed clinical accounts of 1992); eye-to-eye gaze (Wing, 1980); impoverished
the behavior of autistic children (Rutter, 1984; Wing, play (Ungerer & Sigman, 1981); lack of cooperative
1980), systematic attempts have also been made to as- play (Mchale, 1983; Mchale, Olley Marcus, & Sim-
sess these abnormalities under experimental condi- meonsson, 1981); and lack of initiation of contact to
tions. Reviews of autistic children's social deficits peers (Hauck, Fein, Waterhouse, & Feinstein, 1995;
(Howlin, 1986; Lord, 1993; Volkmar & Klin, 1993) Lord, 1984) and to adults (Capps, Sigman, & Mundy,
1994; Kasari, Sigman, & Yirmiya, 1993). Most studies
of autistic social behavior have focussed on initiations
'University of Connecticut, Storrs, Connecticut 06268.
2Georgia State University, Atlanta, Georgia 30303. of or responses to verbal and nonverbal communica-
hrenton State College, Trenton, New Jersey 08650. tion, play, attachment, or other social behaviors.
4Albert Einstein College of Medicine, Yeshiva University, New Comparatively few studies have examined another im-
York, New York 10033. portant aspect of social behavior: attention to the af-
5Address all correspondence to Deborah Fein, Department of Psy-
chology, University of Connecticut, Storrs, Connecticut 0626S. fective displays of others. There are many crucial

129
0162-3257/98/0400-0129$15.00/0 c 1998 Plenum Publishing Corporation
130 Bacon, Fein, Morris, Water-house, and Allen

aspects of early normal social development that in- the behavioral repertoire that permits the pos-
volve attention to others' affect and affective interplay sibility of trying to alleviate discomfort in oth-
between caregiver and child. These underlie all fur- ers" (p. 127). Prosocial behavior has indeed
ther social development. They also bear on theoreti- been observed in preschool children (Eisen-
cal debates on the nature of the underlying deficit in berg-Berg & Lennon, 1980; Yarrow, Scott, &
autism (see Discussion). Waxier, 1973). Radke-Yarrow and Zahn-Wax-
Among the most important of these behaviors ler (1976) found that 80% of young children
are the following: responded prosocially in at least one of several
experimentally created situations. Helping and
1. the child's awareness of, or orienting to, the comforting along with sharing are specific as-
affective displays of others, beginning in the pects of prosocial responding that have been
first half of the first year (Trevarthen, 1979). found to emerge in the second year of life
Finding others' emotional displays to be of in- (Rheingold, Hay, & West, 1976; Ross & Gold-
trinsic interest is prerequisite to later develop- man, 1977). Other noted changes are in-
ments. creased imitation of emotion and increased
2. the child's spontaneous seeking of emotional negative behavior (although this is fairly low
information from the adult's face when faced frequency). Showing a pleased response (e.g.,
with a stimulus of uncertain valence (social laughing, smiling) to the distressed adult was
referencing), in the second half of the first found to be infrequent. Zahn-Waxler and
year. Social referencing is firmly established by Radke-Yarrow (1990) found that by the end
9-12 months in normal development (Fein- of the second year of life, children initiate con-
man, 1982; Klinnert, Campos, Sorce, Emde, & tact with the distressed person in a variety of
Svejda, 1983; Moore & Corkum, 1994), and positive ways, including embracing, inspecting,
represents an example of "secondary intersub- sharing, and giving and using language to label
jectivity" (Trevarthen & Hubley, 1978), in their emotions. Further, Eisenberg, Paster-
which there is coordination between the in- nack, Cameron, and Tryon (1984) found that
fant, an adult, and an object, as in joint visual children who show only elicited prosocial be-
attention ("what is the adult looking at?"), havior were relatively dependent and submis-
protodeclarative gestures ("look at what I'm sive, with an external locus of control, and that
looking at"), and social referencing ("how spontaneous prosocial acts were found in
should I feel about this object?"). higher frequency in children who were so-
3. the child's development of an appropriate be- ciable and relatively low in dependence.
havioral repertoire to respond prosocially to
expressed negative affect, around age 2 (Zahn- Autistic children have been found to be deficient
Waxler & Radke-Yarrow, 1990). Prosocial be- on a variety of tasks measuring comprehension of
havior is defined by Staub (1970) as behavior others' expressed emotion on experimental cognitive
that benefits another and is intended to do so. tasks. For example, they have difficulty in matching
Zahn-Waxler, Radke-Yarrow, Wagner, and emotional expressions and in comprehending affect
Chapman (1992) conceptualize affect as an es- terms (Braverman et al., 1989; Yirmiya et al., 1992),
sential component of prosocial behavior and in understanding the appropriate contexts of emo-
suggested a developmental model in which tions (Fein et al., 1992), and in recognizing how facial
precursor behaviors such as general agitation expressions, vocalizations, and gestures are related
yield to taking of positive action, by age 2, in (Hobson, 1986a, 1986b). Few studies, however, have
response to others' distress. These simple examined the spontaneous reactions of autistic chil-
prosocial actions (e.g., patting) then develop dren to the affective displays of others in more natu-
into a more varied and effective repertoire. ralistic settings that would parallel the observations
From the behavioral evidence, they conclude of normal children in their attending, seeking, and
that 2-year-olds have: "(a) the cognitive capac- responding to others' affective displays. Sigman,
ity to interpret the physical and psychological Kasari, Kwon, and Yirmiya (1992) studied autistic
states of others, (b) the emotional capacity to children's comprehension of bodily and vocal ges-
affectively experience the other's state, and (c) tures expressing negative emotions. They found that
Responses of Autistic Children to Distress of Others 131

normal (M age 19.8 months) and mentally retarded tioning. The children in these clinical groups were
(M age 41.7 months) children appeared more con- also compared to a sample of normal children
cerned than the autistic children (M age 42.4 matched for chronological age.
months) with the distress of an adult, although they
noted that not many children in any group exhibited
much comforting behavior. Capps, Kasari, Yirmiya, METHOD
and Sigman (1993) found that young autistic chil-
dren's responsiveness to the emotions of others were Participants
correlated with parental judgments of emotional ex-
pressiveness. Few autistic children were found to The children in this study were recruited for a
look toward their parent's face when successfully larger research project dealing with the classification
completing a task (Kasari, Sigman, Baumgartner, & of developmental disorders, whose objectives and
Stipek, 1993). main results are presented elsewhere (Rapin, 1996).
There is, therefore, a dearth of information on Children at the six geographic sites were recruited
the spontaneous behavior of autistic children relative either through clinical referral or by soliciting appro-
to the expressed affect of others, or on its relationship priate local programs. Inclusion criteria for all sub-
to gender or cognitive level. Cognitive level often de- jects included English as a first language, no active
termines the form that a behavioral deficit or a be- uncontrolled seizures, no known brain lesions, hear-
havioral competence will take. For example, Mundy, ing >25 dB binaurally, no significant motor or sen-
Sigman, and Kasari (1994) found that developmental sory handicaps, and no high dosages of
level partially predicted which type of joint attention anticonvulsants or behavior-altering medication.
behavior, such as protodeclarative or turn-taking, Videotapes of play sessions of 233 preschool children
would be expressed by autistic children. It has been were available for analysis. Twenty-nine children
suggested by several groups (Cohen, Paul, & Volkmar, were excluded from the study because of inadequate
1987; Rapin, 1996; Rutter & Garmezy, 1983; Tsai, sessions (i.e., one or more of the experimental
1992) that high- and low-functioning autism may rep- prompts was missing). An additional 5 children were
resent subtypes that are distinct with respect to not excluded from the study because their nonverbal ra-
only cognitive level, but with respect to behavior, out- tio IQ scores were <10 (see below). The remaining
come, and possibly etiology. Therefore, it becomes im- subjects were divided into five groups.
portant not only to examine the correlation of IQ with Group 1 consisted of 42 children diagnosed with
behavioral measures but to treat high- and low-func- developmental language disorder (OLD). The diag-
tioning autism as possibly different groups. nosis of OLD was given to children who showed lan-
The aim of the present study is to investigate guage deficits that could not be attributed to mental
the spontaneous and elicited responses of high- and deficiency, hearing loss, frank neurological and
low-functioning autistic children to the naturalistic neuromuscular deficit, severe emotional disorders,
distress of an unfamiliar adult. The addition of a and/or autism. Discrepancy criteria were employed to
nonsocial orienting stimulus (an unfamiliar noise) al- establish the language deficit. Children were tested
lowed us to compare awareness of a social versus a with the Test of Early Language Development
nonsocial event, and provided an opportunity to ob- (TELD; Hresko, Reid, & Hammill, 1981). Children
serve social referencing. The autistic children are were identified as DLD if TELD scores were defi-
compared in this study to developmentally language- cient (less than 80 or 1 SD below nonverbal IQ) or
disordered and mentally retarded children as well as if they showed 1 SD difference between chronologi-
to normally developing children. To partially control cal age and language age estimated from MLU
for the fact that many autistic children show mental (mean length of utterance) (see Rapin, 1996, for de-
retardation, it is instructive to compare their re- tailed methods).
sponses to nonautistic mentally retarded children. In Groups 2 and 3 consisted of children diagnosed
addition, developmentally language-disordered chil- with autism according to DSM-III-R (American Psy-
dren make an appropriate comparison group for the chiatric Association [APA], 1987). Selection criteria
autistic children whose nonverbal IQs are in the nor- for these children included being identified by a clini-
mal range, and who show similar cognitive profiles, cal professional (using the brief Wing interview) as
with verbal functioning lower than nonverbal func- having significant impairment in social relatedness,
132 Bacon, Fein, Morris, Waterhouse, and Allen

and meeting DSM-III-R criteria for Infantile Autism (MR) group would match the lower functioning autis-
(assessed by a child psychiatrist). The two groups dif- tic children. Since a significant proportion of the two
fered with regard to the children's functioning level. retarded groups (MR and LoAut) scored below the
Group 2 consisted of 32 children diagnosed with norms on the tests given and since it was important
high-ftinctioning autism (HiAut). Their nonverbal IQ to preserve the differences among these children, a
scores were 80 or above on the Stanford-Binet-4th language ratio was calculated for each child by dividing
ed. (Thorndike, Hagan, & Saltier, 1986). Group 3 the language mental age (MA) by the chronological
consisted of 51 children diagnosed with low-function- age of the child and then multiplying by 100. The lan-
ing autism (LoAut). Their nonverbal IQ scores were guage MA was derived from the TELD (Hresko et
less than 80 on the Stanford-Binet. Six children who al., 1981) or Sequenced Inventory of Communication
met criteria for Pervasive Developmental Disorder, Development-Revised (SICD-R; Hendrick, Prather, &
but not for Infantile Autism, were excluded from the Tobin, 1984). The SICD-R was used as a lower exten-
analyses presented in this paper. sion for children who could not perform the TELD.
Group 4 consisted of 39 children diagnosed with A nonverbal ratio score was also calculated for each
mental retardation. Their nonverbal IQ scores as as- child by dividing the nonverbal MA by the chronologi-
sessed by the Stanford-Binet were less than 80 and cal age of each child and multiplying by 100. The non-
they showed no significant signs of autism. verbal MA was obtained from the Stanford-Binet
The fifth group of 29 children were normal con- subscales of Pattern Analysis and Copying. The Kent
trols. These children were recruited from two pre- Scoring system of the Bayley Scales of Infant Devel-
schools in Atlanta, GA. They were identified by opment (Bayley, 1969; Reuter, Stancin, & Craig, 1981)
teachers as having no significant cognitive or behav- was used as a lower extension for children who could
ioral difficulties. Although cognitive data was not not perform the Stanford-Binet.
available for the total group of normal controls, Pe- The nonverbal ratios of the HiAut and OLD
abody Picture Vocabulary Tests available on 19 of the children were not significantly different (t — .88), nor
29 had a mean standard score of 110 and Stanford- were the nonverbal ratios of the LoAut and MR chil-
Binet Abstract Visual Reasoning scores available on dren (t = 1.29). The language ratios of the HiAut
11 of the 29 had a mean Performance IQ of 104, children were significantly lower than those of the
suggesting an average functioning group of children. DLD children (t = 4.31, p < .001) and the language
Characteristics of the sample are shown in Table I. ratios of the LoAut children were significantly lower
Additional details on exclusion and inclusion criteria than those of the MR children (t = 2.37, p < .02).
for all groups can be found in Rapin (1996).
The total autistic group was divided into high-
and low-functioning subgroups on the basis of a non- Procedures
verbal IQ of 80, so that the OLD children would
match the higher functioning autistic children in non- The children participated in a semistructured
verbal cognitive functioning and the mentally retarded play session which was videotaped (see below). The

Table I. Sample Characteristics of Developmentally Language Disordered, High-Functioning Autistic,


Low-Functioning Autistic, Mentally Retarded, and Normal Children
DLD HiAut LoAut MR Normal
(n = 42) (n = 32) (n = 51) (n = 39) (« = 29)
Male = 29 Male = 26 Male = 47 Male = 28 Male = 18
Age (months)
M 53.93 55.84 62.04 55.85 55.72
5D 12.51 14.36 17.92 14.68 13.49
Language ratio
M 81.69 59.50 23.20 34.41 Not
SD 24.34 18.27 20.90 23.85 avail.
Nonverbal ratio
M 107,52 103.00 45.35 50.64 Not
SD 19.60 24.40 20.06 18.15 avail.
Responses of Autistic Children to Distress of Others 133

children were also evaluated with a variety of assess- was done independently by two coders who were na-
ment instruments. ive with respect to diagnosis, in order to establish in-
Each child was brought to the 25-minute play terrater reliability. Coders were guided by a coding
session by a familiar adult (parent or teacher) who manual that described how to decide if a behavior
remained with the child for the first 5 minutes. A had or had not occurred. Coders were trained and
standardized set of developmentally varied toys, in- interrater reliability was established on 30 cases.
cluding sensorimotor, functional and symbolic, were Once established, each of the remaining tapes was
made available. During these first 5 minutes, the child coded by one coder with 20% being checked by the
was encouraged to play with any of the available toys primary investigator (A.B.) to ensure that the coding
while the experimenter chatted with the familiar did not drift. In addition, 40 tapes selected from
adult. During this time an orienting stimulus was given. across the study were coded by both coders at the
The stimulus was a loud animal-like honking-braying end of the study to ascertain ongoing interrater re-
sound emitted from a speaker in the room. liability. It should be noted that some behaviors oc-
Shortly after this, the familiar adult left the curred too infrequently for interrater reliability to be
room and the experimenter interacted with the child, established. Where interesting, these results are re-
engaging him/her in play with the toys. After about ported for descriptive purposes.
10 minutes, at an appropriate juncture to make it ap- Responses to the Orienting Stimulus. The pres-
pear as natural as possible, the experimenter simu- ence or absence of 7 categories of behavior was
lated distress by banging his/her hand/knee/elbow on coded (Table II). Kappas for the first and second re-
the wall or a table, with appropriate facial expression liability study, respectively, follow descriptions of the
and exclamation (ouch!), followed by rubbing of the behavior, in parentheses, for those codes where the
injured body part. If the child showed distress or con- behavior occurred frequently enough for kappas to
cern, he/she was reassured that "everything was OK." be calculated.
A third probe, the lost pen, occurred about 5 Responses to Simulated Distress. The presence or
minutes after the simulated distress. The experi- absence of 12 categories of behavior was coded (Table
menter covertly placed a pen in a place that was vis- II). Kappas for the first and second reliability study,
ible to the child but not obvious. Soon after, the respectively, follow descriptions of the behavior, in pa-
experimenter exclaimed "Oh no! I've lost my pen. It rentheses, for those codes where the behavior oc-
was my favorite pen." This was repeated with the ex- curred frequently enough for kappas to be calculated.
perimenter appearing mildly upset while making an Responses to the Lost Pen. The lost pen paradigm
obvious search for the pen. In the event that the child was coded as a hierarchical mutually exclusive sys-
did not respond in a prosocial manner, the child was tem. The child's response to the first prompt was
given an additional prompt, "can you help me find coded according to 3 categories described in Table
my pen?" Regardless of the child's response, the epi- II. Children who did not make the prosocial response
sode was always ended with the experimenter finding were given an additional prompt and were then given
the pen and making this clear to the child. one of 4 codes described in Table II. Kappas were
Cognitive measures given to all of the children obtained for responses to the first prompt and were
in the clinical groups were: Stanford-Binet Verbal for the first and second reliability study, respectively:
Reasoning Standard Area Score, Stanford-Binet Ab- .67 and .62. Kappas for the second prompt were .88
stract Visual Standard Area Score, The Peabody Pic- and .52.
ture Vocabulary Test-R (Dunn & Dunn, 1981),
Vineland Adaptive Behavior Scales (Sparrow, Balla,
& Cicchetti, 1984). RESULTS

ANOVAs were run on mean responses for each


Coding experimental variable, with diagnosis and sex as the
independent variables. Where significant results were
Three sets of behavior were coded for each found, post hoc Tukey tests were carried out. Chi-
child: their responses to the orienting stimulus, an ani- square analyses on frequencies of children showing
mal-like honking-braying sound, to the simulated each response within each diagnostic group were also
physical distress, and to the lost pen episode. Coding run, and yielded identical patterns of significance to
134 Bacon, Fein, Morris, Waterhouse, and Allen

the ANOVAs. Because the autistic and nonautistic 3.27, p < 0.02) (see Table III). Post hoc Tukey tests
comparison groups differed on their language scores, revealed the significant difference to be between the
PPVT language age was also used as a covariate in LoAut children and the normal children: 41% of the
these analyses. Because PPVT scores were not avail- LoAut children did not respond in any observable
able for the normal group, and because all normal way to the orienting stimulus. However, when lan-
children had been identified as having age-appropriate guage age was covaried, the diagnosis effect became
language by their teachers, chronological age was used nonsignificant; therefore, group differences in overall
as the best estimate of language age for this group. responsivity to the orienting stimulus could be ac-
Table III summarizes the significant effects counted for by the degree of their language retarda-
found for diagnosis on the orienting stimulus and tion.
simulated distress paradigms. A significant effect was also obtained for diag-
nosis for the variable, looks at adult (F = 4.12, p <
.01) (see Table III). These results were unaffected by
Orienting Stimulus covarying language age. It can be seen from Table
III that the highest percentage of looking at the adult
There was a significant diagnosis effect for re- occurred in the normal children (76%) followed by
sponse/no response to the orienting stimulus (F = OLD and MR children (50 and 49%, respectively),

Table II. Response Codes and Kappas

Responses to the orienting stimulus


1. No response (.83, .94).
2. Appropriate verbalization (.87, .89); (e.g., "What was that?").
3. Inappropriate verbalization (.65, .48); (e.g., idiosyncratic verbalizations.).
4. Looks around (.47, .80).
5. Looks at adult (.67, .65).
6. Giggles/laughs (— , 1.0).
7. Other (1.0, .78).
Responses to simulated distress
1. No response (1.0, .92).
2. Looks at distressed adult (1.0, .92).
3. Appropriate verbalization (e.g., "You banged your elbow.").
4. Inappropriate verbalization (.67, .93); (e.g., idiosyncratic verbalizations or
verbalizations unrelated to event, e.g., "Can I play with the telephone?").
5. Verbal prosocial response (— , .79); (e.g., "Are you ok?").
6. Nonverbal prosocial response (— , 1.0); (e.g., kissing, hugging, patting).
7. Physical response (.47, — ) (e.g., child points to the injury).
8. Pleased response to distressed adult (— , .70) (e.g., child laughs at adult).
9. Self-concerned response (e.g., "I'm ok").
10. Withdraws (e.g., child covers ears or eyes).
11. Disruption of ongoing behavior with no other specific response.
12. Other.
Responses to the lost pen
Response to first prompt
1. No response.
2. Recognition response (e.g., child comments but doesn't begin to look for
the pen).
3. Prosocial behavioral response (e.g., chid begins to look for the pen).
Response to additional prompt
1. No response.
2. Refusal (e.g., child refused to look for pen).
3. Proforma response (e.g., child verbally acquiesces but there is no
effective behavioral response or any looking on the part of the child is
perfunctory).
4. Prosocial response (e.g., child helps to look for the pen).
Responses of Autistic Children to Distress of Others 135

Table III. Significant Differences in Percentage of Children Making Each Response in the Orienting and Simulated Distress
Paradigms Groupa
Group"
DLD HiAut LoAut MR Norm F Post Hoc
Orienting stimulus
Response (vs. no response) 71 78 59 80 93 3.27df N>LoAut
Looks at adult 50 34 33 49 67 4.12d N>HiAut
N>LoAut
Stimulated distress
Response (vs. no response) 90 94 57 87 97 9.37e LoAut < all groups
Looks at adult 90 91 55 85 97 9.18e LoAut>all groups
Pleased response 17 0 6 10 0 2.80c DLD>HiAut
Prosocial nonverbal 14 0 4 5 0 2.84* DLD>norm, HiAut, LoAut
aDLD = Developrnentally language disordered; HiAut = high-functioning autistic; LoAut = low-functioning autistic; MR = mentally
retarded; Norm = normal.
bp < .05.
cp < .02.
Jp < .01.
<p < .001.
fa goes to nonsignificance with covariance.

followed by the HiAut and LoAut children (34 and A trend for sex differences was found for proso-
33%, respectively). Post hoc Tukey tests revealed the cial verbal response in the simulated distress paradigm
significant differences to be between the normal and (F = 2.74, p < .1). For this variable, covarying lan-
both groups of autistic children. guage age increased the sex difference to a signifi-
No sex effects were found for any orienting cant one (F = 4.04, p < .05). 10% of the girls
stimulus variable. responded in a prosocial verbal manner while only
2% of the boys responded in this way. This was,
therefore, a low-frequency behavior with only 8 chil-
Simulated Distress dren (5 girls, 3 boys), constituting 4% of the total
sample, exhibiting this behavior.
A significant difference for diagnosis (F = 2.84,
There was a significant diagnosis effect for re-
p < .05) and the interaction of diagnosis and sex (F
sponse/no response to the simulated distress of the ex-
perimenter (F - 9.37, p < .0001) (see Table III). = 3.01, p < .05) was also found for prosocial non-
Covarying language age did not significantly affect verbal behavior. As might be expected for a nonverbal
these results. Post hoc Tukey tests revealed the sig- behavior, covarying language age did not significantly
nificant difference to be between the LoAut children affect this analysis. Ten children exhibited this behav-
and all other diagnostic groups. Most of the subjects ior, 6 of whom were diagnosed with DLD. The post
responded in some way to the simulated distress of hoc Tukey tests for the diagnosis effect showed that
the adult, but 43% of the LoAut subjects did not re- the DLD children showed this behavior more than
spond in any observable way. the normal, HiAut, or LoAut children. The Sex x Di-
There was a significant diagnosis effect for look- agnosis interaction derives from sex distributions of
ing at the distressed adult (F = 9.18, p < .0001) (see DLD 5 boys 1 girl; MR 1 boy 1 girl; LoAut 0 boys
Table III). Covarying language age did not change 2 girls. Thus, prosocial nonverbal responses were also
this analysis. As above, post hoc Tukey tests revealed a low-frequency behavior (5% of total sample).
the significant difference to be between the LoAut A significant difference was found for diagnosis
children and all other diagnostic groups. The over- for showing a pleased response to the distressed adult
whelming majority of subjects in all other groups did (F = 2.80, p < .02) (Table III). Covarying language
in fact look at the adult but only 55% of the LoAut age did not significantly affect this analysis. Post hoc
subjects did so. Tukey tests revealed the difference to be between the
136 Bacon, Fein, Morris, Waterhouse, and Allen

DLD children (17%) and the HiAut children (0%). number of children showing no response at all to the
This was, therefore, also a low-frequency behavior. first lost pen prompt, where the normal children
(3%) are similar to the DLD children (2%), the Hi-
Aut children (25%) are similar to the MR children
Lost Pen (26%) groups, with the LoAut children the most un-
responsive (45%). This pattern is carried through on
This paradigm proved effective in detecting dif- failure to respond to the second prompt (DLD 19%,
ferences on the basis of diagnosis (Table IV). Re- normal 18%, HiAut 37%, MR 36%, LoAut 69%).
sponses on the first part of the paradigm were
significantly different by diagnosis (F = 19.98, p <
.0001). Covarying language age left the diagnosis ef- Correlational Analyses
fect significant atp < .0005. Post hoc Tukey tests re-
vealed that both the normal and DLD groups were Correlations among the experimental variables
responding at significantly higher levels than the Hi- were examined within each diagnostic group to see
Aut, LoAut, or MR groups. whether responsiveness in one situation was predic-
There was also a significant sex effect (F = 5.11, tive of responsiveness in another.
p < .02) (preserved with covariance), with girls giving For LoAut children, the two verbal measures of
significantly higher level mean responses than boys appropriate verbalization to the orienting stimulus and
(girls = 2.35, boys = 1.93). No Sex x Diagnosis effect prosocial verbal response in the simulated distress
was found. paradigm were correlated, (r - .38, p < .01). They
The second part of the paradigm, the additional also showed correlations between responsiveness to
prompt, also showed a significant difference on the the simulated distress and the level of their response
basis of diagnosis, (F = 6.42, p < .0002) (Table V). to the lost pen paradigm (r = .34, p < .01). In ad-
Tukey tests showed that the DLD and normal chil- dition, looking at the distressed adult correlated with
dren showed higher responses than the LoAut chil- the level of their response to the lost pen (r = .38,
dren. p < .01).
This effect, however, became nonsignificant For the MR children, responsiveness to the
when language age was covaried. simulated distress predicted their behavior in the lost
A significant sex effect was found in the analysis pen paradigm (r = .43, p < .01). Looking at the dis-
of covariance (F = 4.83, p < .02), with the girls giv- tressed adult predicted the level of their behavior in
ing a significantly higher mean response (girls = the lost pen paradigm (r = .51, p < .01). Finally,
2.87, boys = 2.26). their behavior in the first part of the lost pen para-
If one tabulates the percentage of children in digm predicted their behavior in the second part of
each diagnostic group who gave a prosocial or pro- the paradigm (F = .61, p < .0001).
forma (compliant) response on either part of the lost For the normal children, the only significant cor-
pen paradigm, the normal children (93%) and DLD relation was between two verbal responses (appropri-
children (84%) are similar, as are the HiAut children ate verbalization to the orienting stimulus and
(60%) and MR children (54%), followed by the prosocial verbal in the simulated distress paradigm, r
LoAut children (29%). This pattern is similar to the = .69, p < .0001). The DLD and HiAut children

Table IV. Responses to the First Part of the Lost Pen Paradigma
DLD HiAut LoAut MR NORM

Subjects giving each response (%)


No response 2 25 45 26 3
Recognition 60 59 51 67 35
Prosocial 38 16 4 7 62
Mean for each group 2.36 1.91 1.59 1.82 2.59*
"OLD = Developmentally language disordered; HiAut = high-functioning autistic; LoAut = low-
functioning autistic; MR = mentally retarded; Norm = normal.
6F for diagnosis = 19.98, p < .001. Post hoc: DLD, Normal > HiAut, LoAut, MR.
Responses of Autistic Children to Distress of Others 137

Table V. Responses to the Second Part of the Lost Pen Paradigm


Groupa
DLD HiAut LoAut MR NORM

Subjects giving each response (%)


No response 19 37 69 36 18
Refusal 8 11 4 14 0
Proforma 12 22 6 25 37
Prosocial 62 30 20 25 46
Mean for each group 3.16 2,44 1.78 2.39 3.09*
aOLD = Developmentally language disordered; HiAut = high-functioning autistic; LoAut = low-functioning
autistic; MR = mentally retarded; Norm = normal.
hF for diagnosis = 6.42, p < .01. Post hoc: DLD, normal > LoAut covaried for language age F = 1.69, ns.

age (r = .55, p < .001); language mental age (r =


showed no significant correlations on their responses .41, p < .01).
between the experimental paradigms.
Correlations between the significant experimen-
tal variables and a variety of cognitive measures were DISCUSSION
also obtained. Correlations were calculated for the
cognitive variables: Stanford-Binet Verbal Reasoning Results indicate that LoAut children were less
Standard Area Score, Stanford-Binet Abstract Visual responsive to the orienting stimulus than normal chil-
Reasoning Standard Area Score, the Peabody Picture dren, but this difference was accounted for by their
Vocabulary Test Standard Score, the Vineland Adap- degree of language retardation. Children in both
tive Behavior Scales Standard Scores, nonverbal ra- autistic groups, however, showed the lowest rates of
tio, language ratio, nonverbal mental age, and responding to the uncertainty of the orienting stimu-
language mental age. Given the number of correla- lus by social referencing (looking at the adult), and
tions, significance was set at p < .01 level. this finding was not accounted for by their level of
The cognitive variables did not correlate signifi- mental development.
cantly with the experimental variables for normal, Similarly, in the simulated distress situation, the
HiAut or DLD children. LoAut children did not look at the adult (the source
For the orienting stimulus, LoAut children's lan- of the stimulus) as much as the other groups. More
guage mental age correlated with looking at adult r girls overall tended to respond to the adult's distress
= 0.47, p < .001. For the simulated distress para- with prosocial verbal responses, and the DLD chil-
digm, Stanford-Binet Verbal Reasoning correlated dren gave a disproportionate number of nonverbal
with prosocial verbal response (r = .60, p < .01). Pe- prosocial responses, and "pleased" responses, per-
abody Picture Vocabulary Test correlated with proso- haps reflecting their language disability, and a so-
cial verbal response (r = .51, p < .01); language ratio cially anxious or immature style. Prosocial responses,
correlated with prosocial verbal response (r = .41, p whether verbal or nonverbal, were a low-frequency
< .01); language mental age correlated with Proso- behavior for the total sample.
cial verbal response, (r = .47, p < .001). The lost pen paradigm also elicited different
For the MR children, no correlations of cogni- patterns of responses by children in the different di-
tive variables with the experimental variables in the agnostic groups. Almost all of the DLD and normal
orienting stimulus or the simulated distress paradigm children made a response (either recognizing the
were found. Correlations with level of behavior in the situation or a prosocial response) in the first part of
first part of the lost pen paradigm were nonverbal the paradigm, with approximately one third of the
ratio (r = .57, p < .0001); language ratio (r = .60, DLD and two thirds of the normal children giving
p < .0001); nonverbal mental age (r = .55, p < .001); prosocial responses. In contrast, the responses of the
language mental age (r = .50, p < .001). Correlations high-functioning autistic, low-functioning autistic,
with the second part of the lost pen paradigm were: and mentally retarded children were divided between
nonverbal ratio (r = .45, p < -01); nonverbal mental recognition and nonresponsiveness, with only a small
138 Bacon, Fein, Morris, Waterhouse, and Allen

number of children in these groups responding sponding to both the nonsocial (orienting) and social
prosocially. These differences were not affected by (simulated distress) stimuli.
language level. With the additional prompt, more The variables following the second pattern were
DLD and normal children responded appropriately found in the lost pen paradigm. These included mean
than did LoAut children (with the MR and HiAut level of response to both prompts, failure to respond
groups intermediate), but this group difference was to first prompt or second prompt, and prosocial or
accounted for by language level differences. Pro- proforma responses with either prompt. On all of
fbrma or truly prosocial responses were given in the these variables, the DLD and normal children per-
lost pen situation, with or without the additional formed at the highest level, the MR and HiAut chil-
prompt, by approximately 90% of the normal and dren performed at very similar, intermediate levels,
DLD children, 60% of the MR and HiAut children, and the LoAut children performed at the lowest
and 30% of the LoAut children, with the MR and level. This pattern of responses was also found on
autistic groups responding primarily after the addi- many complex cognitive variables in the larger pro-
tional prompt, in which the adult specifically asked ject from which these subjects were drawn (Rapin,
the child to help. Lack of response on either part of 1996). It suggests that the moderate retardation char-
the lost pen situation characterized approximately acteristic of our MR subjects, and the social-lan-
one tenth of DLD and normal children, one third of guage deficit characteristic of our nonretarded HiAut
HiAut and MR children, and two thirds of LoAut subjects can produce the same level of impairment
children. on complex cognitive or social tasks, while the mul-
Correlation analyses revealed that a number of tiple deficits shown by the LoAut subjects produce a
much greater impairment.
behavioral measures were cross-correlated for the
two low-functioning groups (MR and LoAut). There That the impairments of the MR and HiAut
were almost no significant correlations among these subjects, although at the same level, stem from dif-
ferent sources, is confirmed by the fact that cognitive
measures for the three high-functioning groups (nor-
variables correlated significantly with behavioral vari-
mal, DLD, HiAut). Similarly, cognitive variables
ables for the MR but not for the HiAut subjects. The
were most predictive of behavioral responsiveness for
deficit of the HiAut subjects in responding coopera-
the low-functioning groups (MR and LoAut), with
tively in the lost pen situation must stem from some
the LoAut children's behavior in the orienting and
source other than their failure of comprehension.
simulated distress condition predicted by language Some of them may not have known how to help the
level, and the MR children's behavior on the two lost experimenter look for her pen, but since many of
pen measures predicted by both language and non- them failed not only to assist in the search for the
verbal level. The high-functioning groups' behavior pen but to respond at all, and since the majority of
(normal, DLD, HiAut) was not predicted by cogni- them failed to initiate prosocial behavior spontane-
tive variables. ously, but did respond to a prompt, an obvious can-
It therefore appears that the behavioral meas- didate is a factor related to their lack of social
ures fall into three groups: (a) those on which only motivation or attention.
the LoAut children are impaired; (b) those on which One variable strikingly showed a pattern of defi-
the DLD and normal children are approximately cit primarily for the two autistic groups; this was so-
equal, followed by the MR and HiAut children, fol- cial referencing (looking at the adult during the
lowed by the LoAut children; and (c) those on which orienting stimulus). While the HiAut children did
both autistic groups are selectively impaired. look at the adult when that adult was the source of
The LoAut children were alone in their impair- the sound to which they were orienting (in the simu-
ment on three variables: responding to the orienting lated distress paradigm), children in both autistic
stimulus, responding to the simulated distress, and groups (equally) failed to look at the adult as a
looking at the adult (who was the source of the source of information about the ambiguous and un-
stimulus) in the simulated distress paradigm. Their familiar orienting stimulus.
failure to respond to the orienting (but not simulated The rates of prosocial behavior of the normal
distress) stimulus was accounted for by the severity children on the simulated distress paradigm were low
of their language retardation. Children in all other compared to what might be expected from some
groups showed a very high preponderance of re- studies in the literature, but were consistent with the
Responses of Autistic Children to Distress of Others 139

findings of Sigman et al. (1992). The low rates of children, as a group, showed subtle and mild social
prosocial behavior in the current study and the Sig- deficits relative to the normal children, even in a situ-
man et al. study may be due to the age of the chil- ation involving only one friendly adult.
dren in these studies. Many studies have documented The LoAut children, as might be expected, were
prosocial behavior by the age of 2 (Zahn-Waxler & impaired not only on prosocial initiation, response to
Radke-Yarrow, 1990). The Sigman et al. (1992) sub- a prompt for prosocial behavior, and social refer-
jects had a mean age of 19 months, and might have encing, but also on apparent awareness of the social
been somewhat too young to evidence consistent and nonsocial events. How can the response profile
prosocial behavior in their experimental setting. In of the HiAut children across these situations be char-
the current study, the children were older than 3. acterized? They overwhelmingly responded to the
The majority of the normal children looked at the nonsocial orienting stimulus, usually by looking
adult; it is probable that their comprehension was so- around the room, and to the distressed adult, usually
phisticated enough for them to realize that nothing by looking at the adult. They were moderately im-
serious was wrong, that no action was required, or paired in their responding appropriately to a social
that there was little they could do. demand situation; most of those who did engage in
The lost pen paradigm proved more powerful in some form of prosocial behavior did not spontane-
discriminating among the higher functioning diagnos- ously initiate this behavior, but responded to an ex-
tic groups, and in eliciting prosocial behavior, than plicit prompt. In all of these behaviors, they were at
the simulated distress paradigm. This is probably due the level of the normal and DLD children, or inter-
to the fact that a simple, effective course of action mediate between them and the LoAut children. On
was available to solve the problem. The sex differ- the social referencing variable, however, they were
ence extended to both distress situations, however, as impaired as the LoAut children; furthermore, lan-
with girls responding with more prosocial behavior guage age explained a significant part of the variance
than boys, across diagnostic groups, in the simulated (22%) in social referencing for the LoAut children
distress episode and in response to both lost pen but not for the HiAut children.
prompts; this difference was unaffected, or even ac- The different behaviors (except for social refer-
centuated, by covarying language level. This gender encing) and different patterns of correlation among
difference is consistent with what has been found in behavioral and cognitive variables also confirms the
normal toddlers (Zahn-Waxler, Robinson, & Emde, conclusion drawn by Rapin (1996), that high- and
1992); it is interesting that even in groups of children low-functioning autism appear to be behavioral dis-
with impaired social awareness and skills, these gen- tinct entities. The deficit in social referencing seen
der differences persist. in both autistic groups may relate more directly to
Behavior in some situations was partly predict- the core social deficit that characterizes both high-
able from cognitive variables, but only for the low- and low-functioning autistic children. Social refer-
functioning groups (MR, LoAut). For these children, encing occurs when the child confronts an object of
it appears that their level of language or overall men- uncertain significance, and turns to an adult present,
tal age was a limiting factor; some of them probably presumably to use the adult's facial expression to
did not have high enough developmental levels to en- guide their evaluation of, and behavior toward, the
able them to verbalize or to fully comprehend the object (Moore & Corkum, 1994). Autistic children's
language that was part of the eliciting situation. Once deficiencies in similar types of intersubjective behav-
a threshold of cognitive or linguistic competence was ior, such as protodeclarative gestures (Mundy et al.,
reached, language level appeared to have nothing to 1994) have been taken as evidence of their deficiency
do with the children's behavioral responses. in developing a "theory of mind" (Baron-Cohen,
Although the DLD children showed no statisti- 1991). Moore and Corkum (1994), however, present
cal impairment relative to the normal children, their a convincing analysis of possible fallacies in the rea-
overall responsiveness to orienting and simulated dis- soning that connects secondary intersubjectivity to
tress stimuli, social referencing, and prosocial re- prior development of at least a rudimentary theory
sponse to the lost pen situation was mildly but very of mind. As they point out, the "commonsense view"
consistently lower. They also showed significantly of joint attention and social referencing is that the
higher rates of immature and nonverbal behavior in infant who exhibits such behavior must have a rep-
the social situation. Thus, it appears likely that these resentation of the psychological relationship between
140 Bacon, Fein, Morris, Waterhouse, and Allen

the adult and the object, and must, in a clear exam- specific HiAut children (and how such a deficit cor-
ple of metarepresentation, understand "that another relates with early development and current behavior)
person represents an object as interesting or unin- is not known; observation of behavior over multiple
teresting" (Baron-Cohen, 1991, p. 246). But as situations and trials is necessary to answer this ques-
Moore and Corkum (1994) elaborate, this view of 9- tion.
to 12-month-olds as capable of metarepresentations
that are derived from simultaneously comparing sev-
eral different models of reality and experience con- ACKNOWLEDGMENTS
tradicts most current developmental cognitive theory.
Furthermore, they present two alternative explana- This project was supported by Program Project
tions of the infant capacity for secondary intersub- NS 20489 from the National Institute of Neurologic
jectivity, one a learning theory, and one a nativist Disorders and Stroke, U.S. Public Health Service,
theory. Crucially, they point out that social refer- Ronald David, M.D., P.I., on which authors Deborah
encing behavior, for example, establishes only that Fein, Lynn Waterhouse, Robin Morris, and Doris Al-
the infant has made a link between the adult expres- len were investigators. We are grateful for this sup-
sion and their expectancies concerning the object, port and for the dedicated and capable help of
possibly via their contagious experience of the adult's research assistants, as well as for the participation of
displayed emotion. They present evidence that this the children and their families.
link may be in part an innate one, and that this be-
havior predates by a considerable period a true
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