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Dirk Krausmüller
University of Vienna, Department of Byzantine and Modern Greek Studies
dkrausmuller@hotmail.com
Abstract
This article focuses on the term enhypostaton. It makes the case that this term was
originally coined in order to express three modes of being: “by itself”, “with another”
and “in another”. The first and third of these modes could not explain the status of the
flesh as a nature, which does not have a hypostasis of its own, since they denoted full-
blown hypostases and mere accidents. By contrast, the second mode was tailored to
the specific case of the human being where soul and body as complete natures come
together to form a single hypostasis, which had traditionally served as a paradigm for
the incarnation.
Keywords
Introduction
In recent years the concept of enhypostaton has attracted the attention of sev-
eral scholars. Michael Uwe Lang and Carlo Dell’Osso have devoted lengthy
articles to the topic.1 Yet the most important contribution to the discussion
The best starting point for the discussion is a passage in the longer version of
John of Damascus’ treatise Dialectica sive Capita philosophica:
Enhypostaton is again called the nature that has been assumed by anoth-
er hypostasis and has its existence in it. Therefore the flesh of the Lord,
too, which did not subsist by itself not even for a moment, is not a hypos-
tasis but rather an enhypostaton. For it came to subsist in the hypostasis
2 B. Gleede, The Development of the Term ἐνυπόστατος from Origen to John of Damascus (VCS 113;
Leiden: Brill, 2012).
3 John of Damascus, Dialectica. Recensio fusior, 45, ed. P. Kotter, Die Schriften des Johannes von
Damaskos, 5 vols (PTS 7, 12, 17, 22, 29; Berlin & New York: De Gruyter, 1969, 1973, 1975, 1981,
1988) I, 110.
of the divine Word after it had been assumed by it and it has gained it and
has it as its hypostasis.
This passage distinguishes between three modes of existence: being “by itself”,
being “in another” and being “with another”. The first mode is identified with
hypostasis, which denotes concrete and separate existence, whereas the sec-
ond and third modes are signified by enhypostaton, which lacks these two qual-
ities. When we compare this conceptual framework with the passage in John
of Damascus with which we started the discussion we note two differences:
firstly, being “in another” is not equated with the status of the flesh within the
Word, and secondly, being “with another” is introduced as a further option.
The significance of this addition reveals itself when we turn to a passage in
John’s treatise De natura composita sive Contra acephalos:
is defined as enhypostaton. There is no mention of the fact that the Word has
a self-sufficient hypostasis, which has existed from eternity and continues to
exist even after the incarnation.9
That the notion of a composite hypostasis appears in this framework is not
surprising. It is already found in Cyril’s writings and gains an even greater sig-
nificance in the theological discourse of the sixth century when it becomes the
official doctrine of the church.10 Indeed, the threefold distinction that we find
in the Doctrina patrum was already known to authors of the sixth century. In
Anastasius of Antioch’s Dialogue with a Tritheite we read:
Φύσις μὲν οὔκ ἐστιν ἀνυπόστατoς, ἐπεὶ οὐκ ἂν εἴη φύσις. πᾶν γὰρ ὑπάρχον,
εἴτε καθ’ ἑαυτὸ εἴτε σὺν ἑτέρῳ ἢ ἐν ἑτέρῳ ἔχoν τὴν ὕπαρξιν, ἐνυπόστατόν ἐστι.11
9 Cf. Gleede, Development, 170, and 154: “In explaining enhypostatos he (sc. Maximus the
Confessor) speaks of insubsistence only with respect to the case of natural hypostatic
realisation, whereas the Christological case is specified as co-existence.” This rules out the
concept of inexistence, which Maximus knows in other contexts, see above note 4. On the
problematic nature of this model cf. Gleede, Development, 170.
10 On composite hypostasis, cf. e.g. A. Grillmeier, Jesus der Christus im Glauben der Kirche,
vol. II.2: Die Kirche von Konstantinopel im 6. Jahrhundert (Freiburg: Herder, 1989), 352-55.
11 Anastasius of Antioch, Dialogue with a Tritheite, ed. K.-H. Uthemann, “Des Patriarchen
Anastasius I. von Antiochien Jerusalemer Streitgepräch mit einem Tritheiten,” Traditio 37
(1981), 103.
Ἰστέον οὖν ὅτι τὸ ἐνυπόστατον ἤτοι ἡ ὑπόστασις δύο σημαίνει· σημαίνει γὰρ
τὸ ἁπλῶς ὄν, καθ’ ὃ σημαινόμενον λέγομεν καὶ τὰ συμβεβηκότα ἐνυπόστατα εἰ
καὶ ἐν ἑτέροις ἔχουσι τὸ εἶναι· σημαίνει καὶ τὸ καθ’ ἑαυτὸ ὂν ὡς τὰ ἄτομα τῶν
οὐσιῶν.14
One must know that the enhypostaton or the hypostasis has two mean-
ings: for it means being tout court, in which sense we also call the acci-
dents enhypostata even though they have their being in others, it means
also that which is by itself as the individuals of the substances.
Here we find only two options, being “by itself” and being “in another”. The
latter option is again exemplified with the accidents. When the author then
applies this conceptual framework to the incarnation he declares that Christ’s
human nature is not a full-blown hypostasis but he does not say what the on-
tological status of this nature is. Logic would demand that it has the status of
accidents because no other option is envisaged. The author of De Sectis does
not seem to be aware of this problem.15 However, it can be argued that the
anonymous author on whom Anastasius of Antioch drew introduced being
“with another” as a third option so as to overcome the stark alternative be-
tween hypostasis and accident, which were both not suitable as explanations
for the ontological status of Christ’s human nature.16
This raises the question: what was this author’s source of inspiration? As is
well known, Aristotelian concepts entered the theological discourse of the
sixth century to an unprecedented degree.17 Therefore one can hypothesise
that the ultimate source of the threefold distinction is a philosophical text.
An exact counterpart does not exist in philosophical literature, which is not
surprising since being “with another” is derived from Christian usage of the
anthropological paradigm. However, we do find formally similar statements.
In John Philoponus’ commentary of Aristotle’s Posterior Analytics, for example,
we read:
15 Gleede, Development, 117, states: “By no means does the author advance a theological con-
ception of his own about how the reality of Christ’s two natures might be conceived.”
16 In the Dogmatic definitions of Ephraem of Amida, who was patriarch of Antioch in the
first half of the sixth century, enhypostaton is also equated with accidents. At a first glance
the text appears to present the same argument as Anastasius of Antioch. However, the
conceptual framework is radically different. The starting-point is a supposed etymology
of enhypostaton, which is interpreted as “what is found in a hypostasis” and then equated
with the sum total of hypostatic idioms. The text contains other etymologies, which are
equally far-fetched. This is an approach to theology that only becomes dominant in the
seventh century with Anastasius of Sinai. Gleede, Development, 101-103, and 158-62, argues
that Ephraem was a forerunner of Anastasius. However, it cannot be excluded that the
Dogmatic definitions are a pseudepigraphon.
17 Cf. e.g. D. Krausmüller, “Aristotelianism,” 151-64.
Τρίτον τοῦτο σημαινόμενον τοῦ καθ’ αὑτό, ὃ οὐκέτι ἄλλο τι ὂν κατ’ ἄλλου
κατηγορεῖται, οἷοι ἦσαν οἱ πρότεροι δύο τρόποι, ἀλλ’ ἁπλῶς ὃ μὴ δι’ ἄλλο ἐστὶ
μηδὲ ἐν ἄλλῳ τὸ εἶναι ἔχει, οἷά ἐστι τὰ συμβεβηκότα, ἀλλ’ αὐτὸ καθ’ αὑτὸ
ὑφέστηκεν, οἷον ἡ οὐσία.18
Here we have three options: “by itself”, “for another” and “in another”.
Significantly, this threefold distinction entered the theological discourse since
it is mentioned in Theodore of Raithou’s treatise Praeparatio from the late
sixth century:
Οὐσία ἐστὶ πρώτως τε καὶ κυρίως πᾶν, ὅτι αὐθυπόστατον ὑπάρχει, τουτέστιν ὃ
καθ’ ἑαυτό ἐστι καὶ οὐ δι’ ἄλλο οὐδὲ ἐν ἑτέρῳ ἔχει τὸ εἶναι, τουτέστιν ὃ μὴ χρῄζει
ἄλλου τινὸς ἔξωθεν αὐτοῦ εἰς τὸ ὑπάρχειν.19
Substance is first and foremost all that is self-existent, that is, what is by
itself and does not have its existence for another or in another, that is,
what does not need something else outside it in order to exist.
18 John Philoponus, Commentary on the Posterior Analytics, ed. M. Wallies, Ioannis Philoponi
in Aristotelis analytica posteriora commentaria (CAG XIII.3; Berlin: Reimer, 1898), 63.
19 Theodore of Raithou, Praeparatio, ed. F. Diekamp, Analecta Patristica. Texte und
Untersuchungen zur griechischen Patristik (Rome: Pont. inst. orient., 1938), 182-222,
esp. 201.
20 Cf. Maximus the Confessor, Opuscula, PG 91, 61B9, where the distinction between
καθ’ ἑαυτό, δι’ ἐκεῖνον and ἐν ἐκείνῳ is used in a Christological context.
Christological Implications
The discussion so far suggests that being “in another” originally had no
Christological application. It denoted accidents and was therefore not suitable
for Christ’s human nature. This problem was not necessarily solved through
the shift from accident to nature in the sense of secondary substance. Indeed,
it can be argued that nature was only introduced because it was regarded as
being somehow “like” accidents.25 In such a framework Christ’s human nature
was in danger of being reduced to a bundle of human qualities.26 This is evi-
dent from the writings of Leontius of Byzantium. Leontius makes no men-
tion of the threefold distinction, which may well not yet have been formalised
in his day. Moreover, he defines enhypostaton in a radically different way. In
his treatise Contra Nestorianos et Eutychianos he declares that it is the empty
core around which the substantial qualities are layered and from which these
qualities derive their existence.27 Yet this does not mean that he is not yet
aware of the conceptual problems that the threefold distinction was meant to
solve. Further down in the same treatise he states:
In this passage Leontius declares that two beings can be thought of as being
“in one another”, and then describes two ways in which this reciprocal rela-
tion can be understood.29 The two beings complete the substances of one
27 Cf. D. Krausmüller, “Making Sense of the Formula of Chalcedon: the Cappadocians and
Aristotle in Leontius of Byzantium’s Contra Nestorianos et Eutychianos,” VigChr 65 (2011),
484-513.
28 Leontius of Byzantium, Contra Nestorianos et Eutychianos, PG 86, 1280AB, ed. B. E. Daley,
Leontius of Byzantium: A Critical Edition of His Works, with Prolegomena (Diss. Oxford,
1978) 9.
29 Gleede argues that the comparison with substances and their substantial qualities is not
completely ruled out by Leontius but that the reader is expected to distinguish similari-
ties and dissimilarities with the special case of the incarnation. Cf. Gleede, Development,
67: “To conclude, we actually have to choose the first alternative of interpretation, which
states a parallel or rather an analogy between the inexistence of natures and substantial
qualities.” This interpretation is not borne out by the text where the first option is clearly
another; or the two beings necessarily exist together with one another. This
is a complex and rather confusing argument. In the case of the second option
we notice a change in terminology. In the concluding part Leontius does not
speak of existence “in one another” but of existence “with one another”. The
first option is even odder. Here Leontius envisages a scenario where two be-
ings complete the substance of one another. However, the example that he
then presents—that a substance is completed by its substantial qualities—is
difficult to reconcile with this scenario. Assuming that the relationship is re-
ciprocal one arrives at a model where either being is equated both with the
substantial qualities, which complete the other being as substance, and with
the substance itself, which is completed by the same other being as substan-
tial qualities. It is evident that such a model is nonsensical. The only way in
which one can make sense of the example is to assume that one being is con-
ceived of as a substance and the other being is conceived of as the substantial
qualities that complete this substance. When applied to the specific case of
the incarnation, this can mean only one thing: the humanity is “in another”,
namely the divinity, which it completes in the same way as substantial quali-
ties complete other substances. It is arguable that Leontius encountered such
an asymmetrical statement in a theological text and that he transformed it
so that it would fit into his own symmetrical conceptual framework. It is not
difficult to see why Leontius rejected this model. According to it the human
nature when assumed into the hypostasis of the Word becomes a set of quali-
ties existing in the one substance of the Word. This, however, is a scenario that
bears a close resemblance with Monophysite Christology where the flesh exists
in the Word not as a separate nature but as distinct natural qualities.30 This
is not to say that all Monophysites would have accepted this model because
it is problematic in another respect as well. It gives the impression that the
union is a natural process that necessarily completes the being of the divine
Word, which is irreconcilable with the Christian belief that the incarnation
is a free act of God. Yet we can be sure that for Leontius as a Chalcedonian
it was even less palatable. This explains why he introduced his own model
where Christ’s humanity and divinity are likened to the human soul and body,
which are full-blown natures but only ever exist together “with one another”.
Significantly, Leontius does not mention the hypostasis of the divine Word at
all but speaks exclusively of the hypostasis of Christ, which originates from the
union of the divine and human natures.
It comes as no surprise that the closest parallel for Leontius’ excluded sce-
nario is found in a Monophysite text, a letter that the grammarian Sergius ad-
dressed to patriarch Severus of Antioch. There we read:
We know that the things which belong to a genus also extend to spe-
cies. And we say that a living creature is a substance endowed with a
soul and sensation. And we know that a man and a horse and a bull are
(sc. instances of) this (sc. substance) along with some different propriety,
which belongs to each of them. Therefore using the same name we call
simples and composites and all these things which are mentioned “living
creatures”, and in this, the generic name of substance is applied by means
of the hypostases which are particular substances, as it seems right to
Father Basil as well. Therefore, if we call the simple Son, even though he
became composite for our sake, one hypostasis, and we are completely
sure that he is endowed with a body, why may we not also take the name
of the highest genus, and call the Son “substance”, while defining that this
was incarnate?31
31 Sergius the Grammarian, Letter 3, tr. I. R. Torrance, Christology after Chalcedon. Severus
of Antioch and Sergius the Monophysite (Norwich: Canterbury Press, 1988), 208. Cf. Galen,
Definitiones Medicae, ed. K. G. Kuehn, Galeni opera omnia, XIX (Leipzig: Knobloch, 1833),
355: Ζῶόν ἐστιν οὐσία ἔμψυχος, αἰσθητικὴ, καθ’ ὁρμὴν καὶ προαίρεσιν κινουμένη.
32 Cf. the discussion of the passage in Grillmeier, Jesus der Christus, II.2, 122-27.
At this point we need to ask: how did John of Damascus conceive of the “en-
hypostasisation” of the human nature in the hypostasis of the divine Word?
In his book Gleede quotes several passages in which John argues that in the
incarnation the divine Word took the place of the human sperm and fashioned
33 Sergius the Grammarian, Letter 2, tr. Torrance, 168. This is hardly surprising since the two
concepts were more or less identified with each other in the Late Antique philosophical
discourse, cf. e.g. Porphyry, Isagoge, ed. A. Busse, Porphyrii Isagoge et in Aristotelis catego-
rias commentarium (CAG IV.1; Berlin: Reimer, 1887), 15.
34 Sergius the Grammarian, Letter 3, tr. Torrance, 207.
the blood of Mary into a human being.35 Yet these passages are not found
in the same contexts as definitions of the term enhypostaton. One can only ad-
duce them as evidence when one assumes that John of Damascus’ statements
about the incarnation are expressions of a coherent conceptual framework.
This, however, is anything but certain. Thus it seems safer to focus on explana-
tions that are directly related to the term enhypostaton. Such an explanation is
found in John’s treatise Contra Jacobitas:
Here John reproduces the threefold distinction that is by now well known to
us. Into this framework are integrated two corresponding statements: fire can
be by itself, and it can be in a wick. The reader concludes that the human na-
ture can exist in its own hypostases, such as Peter or Paul, or it can exist in an-
other hypostasis, that of the divine Word. Analogies such as this had long been
used in the Christological discourse: Cyril of Alexandria was particularly fond
of them.37 However, they do not amount to a philosophical explanation. Such
an explanation is altogether missing from the passage. Indeed, John’s expertise
in employing philosophical concepts should not be overrated. The passage still
shows traces of the discourse from which it was taken. The first type of sub-
stance, that which is “by itself”, evidently corresponds to the Christian hyposta-
sis. However, John continues to employ the term substance in this sense as well
Conclusion
38 On the adaptation of philosophical definitions of substance as that which exists in
whichever way through replacement of substance with hypostasis, cf. Krausmüller,
“Disintegration,” 160-64. The use of substance instead of hypostasis puzzled Gleede,
Development, 173.
39 Cf. John of Damascus, De duabus in Christo voluntatibus, ed. Kotter, IV, 173-74. where the
traditional definition of hypostasis as the aggregate of accidents that mark out the indi-
vidual is contrasted with an innovative definition of nature as the aggregate of accidents
that mark out a species. Such conflation suggests that for John there was no longer a
categorical difference between “normal” accidents and substantial qualities.