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A 2679
Hassan A. Elagha
High Institute of Optics Technology, El-Nozha, Heliopolis, Cairo 17361, Egypt
(Hassanelagha@gmail.com)
Received September 21, 2012; revised November 2, 2012; accepted November 4, 2012;
posted November 5, 2012 (Doc. ID 176667); published November 29, 2012
In this work, Fermat’s principle is applied to derive a simple exact formula for refraction (reflection) in terms of the
lengths of the incident and refracted rays. This formula is a nontrigonometric alternative to Snell’s law and is
general for all optical surfaces. It is used to derive the paraxial optics equations in a more simple and direct
way than that often used in the literature. It’s also applied to derive a new single, exact ray tracing formula
for the nonparaxial refraction (reflection) at a single optical surface. The obtained formulas are used to develop
a simple ray tracing procedure for meridional refraction through systems of spherical surfaces without the need to
use any form of Snell’s law. Numerical examples are provided and discussed. © 2012 Optical Society of America
OCIS codes: 080.1753, 080.2720, 120.5700, 120.5710.
It’s obvious that Eqs. (7) and (8) can be derived from Eqs. (5)
and (6), respectively, by setting n0 −n1 . Therefore, we have
an exact formula for reflection and refraction that can be writ-
ten in the general form
A n K
o 0: (9)
A0 n1 K
Equation (17) is the paraxial form of a single spherical surface E. Thick Lens Equation in Terms of K
written in terms of K. The concept of “principal plane” plays a very important role in
paraxial optics. In Section 4.D, the appearance of the quantity
D. Paraxial Thick Lens Equation E 1 − n − 1t∕nR1 was natural and we assumed that
Using Eq. (13), we can easily derive the classical paraxial for- E∕f v 1∕f p . Now, using Eq. (16), we shall do the same steps
mula for a thick lens as follows. For the second surface applied in Section 4.D, and a new quantity C corresponding to
(m 2) we have E will appear. First, Eq. (16) is written for the second surface
of a thick lens in the form
n2 n1 n − n1
2 ; (18)
S 2 t1 − S 1 R2 n2 n n − n1
− 1 2 : (25)
K 2 K 02 R2
where S 2 is the distance of the final image formed by the lens
from the vertex V 2 , and t1 is the lens thickness (Fig. 6). Now, if In Fig. 7, we have K 2 K 01 − e, so we get
the object is located at infinity, i.e., S 0 ∞, no n2 1 (air)
and n1 n, in this case, the distance of the final image F from n2 n n − n1
− 1 2 ; (26)
the second surface will be the second focal length f v of the K 01 − e K 02 R2
lens measured from F to V 2 . Thus, Eq. (18) can be written as
where e is the separation between the two curvature centers
1 n 1−n of the lens,
; (19)
f v t1 − S 1 R2
e t − R1 − R2 : (27)
C 1 − e∕K 01 : (30)
Fig. 6. Refraction of a paraxial ray through a thick lens. Fig. 7. Refraction of a paraxial ray through a thick lens.
H. Elagha Vol. 29, No. 12 / December 2012 / J. Opt. Soc. Am. A 2683
p
Then Eq. (29) becomes R2 − h2
cos ψ : (39)
R
−1 nC 1−n
C: (31)
K 01 K 02 R2 Substituting from Eqs. (36) and (39) into Eq. (38) and solving
for K 0 , we get
From Eqs. (28) and (30), we get
p p
β2 R2 − h2 R2 − h2
n−1 K0 : (40)
C 1− e : (32) β2 − 1
R1
Multiplying the nominator and denominator by the conjugate
Substituting from Eqs. (28) and (32) into Eq. (31), we get of the nominator, we get
C n−1 1 1 2 e R2
− n − 1 ; (33) K 0 p p ; (41)
K 02 n R1 R2 nR1 R2
β R − h2 − R2 − h2
2 2
which is the paraxial thick lens formula written in terms of K 02 . and the final form of S 1 is
Here, K 02 is the lens focal length measured from the focus F to
the center C 2 of the second surface. Now, as was done in
R2
Section 4.D, C∕K 02 can be replaced by 1∕f c where f c is the S 1 R p p : (42)
focal length measured from the focus F to a point that may β2 R2 − h2 − R2 − h2
be called the “principal center” in analogy to the concept
of the “principal plane.” So, Eq. (33) becomes In Eqs. (41) and (42) the positive sign is chosen if R is positive
(i.e., for a converging surface) and vice versa. Using Eq. (37)
and Fig. 1, we can find β in the form
1 n−1 1 1 e
− n − 12 : (34)
fc n R1 R2 nR1 R2 s
n p2
β h2 K R2 − h2 : (43)
The location of that assumed “principal center” was found to K
be exactly that of the principal plane, i.e., f c f p . This can be
p
proved by substituting from Eqs. (27) and (29) into Eq. (34) The sign of the small root R2 − h2 is negative for a conver-
where we get 1∕f c 1∕f p which means that ging surface and vice versa. Now, substituting for β from
Eq. (43) into Eq. (42), we get
C E 1
: (35)
K 02 f v f p R2
S 1 R r
h :
pi 2 p
R2 2 2 2 2 h 2 2
In Section 4, we formulated the paraxial formulas in terms of n K 2 K R 2K R − h − n − R − h
K, i.e., the distances measured to the center of curvature. This
new formulation of the equations may be useful in some ap- (44)
plications in which the vertex position is hard to determine. It
Equation (44) is a main goal of this work. It’s a single, exact
also facilitates the derivation of exact nonparaxial (meridio-
formula that can be used to calculate the position of the image
nal) formulas in simple forms, as will be seen in the next
formed by a nonparaxial (meridional) ray in both refraction
section.
and reflection. In the case of reflection, we just set n −1,
where Eq. (44) is reduced to a very simple form [see
5. MERIDIONAL RAY TRACING Eq. (65)], as we shall see in Section 5.B.1.
A. Refraction at a Single Spherical Surface
1. Description 2. Paraxial Approximation
In Fig. 1, the meridional ray OP is refracted at the spherical In the paraxial region, the Gaussian formula [Eq. (11)] can
surface and the image I is formed at the optical axis. This be directly obtained from Eq. (44) by setting h 0 and
refraction was exactly described by Eq. (5), which can be K S o R. Also, we can get the paraxial form of a single
rewritten as spherical surface written in terms of K’s as follows. As h tends
to zero, Eq. (41) for a converging surface can be reduced to
A0 βK 0 ; (36) the form
1 β 1
nA − ; (45)
β ; (37) K0 R R
K
and Eq. (43) reduces to
where n n1 ∕no . Now, using the law of cosines we get
nR
A02 R2 K 02 2RK 0 cos ψ; β n− : (46)
(38) K
n 1 n−1 Substituting for A into Eq. (53) and using Eq. (54), we get
: (47)
K K0 R
K oβ
h sin θ: (55)
Equation (47) is the paraxial form for a single refracting sur- n
face. It’s general for both converging and diverging surfaces.
6. Summary
3. Parallel Incidence In terms of θ, the meridional refraction at a spherical surface
If K ∞ (parallel incidence), then Eq. (44) directly reduces to can be exactly traced by using the following three equations:
q
R2
S 1 R p p : (48) β n cos θ n R∕K2 − sin2 θ; (56)
n R − h2 − R2 − h2
2 2
R R2 R2
L ∓ p p : (49) S 1 R p p ; (58)
n−1 n2 R2 − h2 − R2 − h2 β2 R2 − h2 − R2 − h2
4. Numerical Example where n, S 0 , R, θ, and K S o R are all given. The sign of the
In Fig. 1, let S o 10 cm, R 8 cm (i.e., K root in (56) is opposite to the sign of the quantity (R∕K).
S o R 18 cm), h 3 cm, and n 2 (n n1 ∕no . To find
S 1 for the formed image I, we just substitute in Eq. (44) to
easily get S 1 41.8499969 cm. We’ve chosen the positive sign 7. Numerical Example
for the second term of Eq. (44) and the negative sign for the Using Fig. 1, let S 0 9.25 cm, R 19.5035816 cm (i.e.,
p
root R2 − h2 , since R is positive. For the case of a concave K S 0 R 28.7535816 cm), θ 26.565°, and n 1.5.
surface, we can consider the following numerical example: let The value of K 0 can be calculated by substituting in the three
S o 20 cm, R −8 cm (i.e., K S o R 12 cm), h 3 cm, equations [Eqs. (56)–(58)]. The results are β 0.5766518,
and n 2. To find S 1 for the formed image, we just substitute h 4.9434327 cm, and S 1 −23.8971421 cm.
in Eq. (44) to get S 1 −11.43958214 cm. We’ve chosen the
negative sign for the second term of Eq. (44) and the positive B. Meridional Reflection at a Spherical Mirror
p
sign for the root R2 − h2 , since R is negative. 1. Description
In Fig. 8, the meridional ray OP is reflected at a concave mir-
5. Refraction at a Single Spherical Surface in Terms of θ ror and a real image is formed at I. This reflection was exactly
In Fig. 1, we assume that the height h is unknown and the an- described by Eq. (8), which can be rewritten as
gle θ between OP and the optical axis is already given. Now
we have just two equations: Eqs. (42) and (43). To calculate S 1 A0 βK 0 ; (59)
from Eq. (42), we must first determine both h and β. To do so,
where
the following steps are suggested. Assuming that θ, S o , R, and
n (n n2 ∕n1 ) are all given, we can write r
h pi2
A 1
β h2 K R2 − h2 : (60)
K K
K S o R: (50)
Now, using the cosines law in Fig. 8, and following similar
steps to those of Section 5.A.1, we finally get
The normal r 1 is given by
R2
r 1 K sin θ; (51) K 0 p p : (61)
β R − h R2 − h2
2 2 2
p
A K cos θ R2 − r 2 ; (52)
h A sin θ: (53)
p
In Eq. (60), the sign of the root R2 − h2 is positive for the R2
convergent mirror and vice versa. In Eq. (61), the sign is po- K 0 p : (68)
2 R2 − h 2
sitive for a convergent mirror and vice versa. Equations (60)
and (61) can be combined into a single equation for a sphe- The image distance S 1 from the vertex is
rical mirror in the form
R2
R2 S 1 R ∓ p : (69)
0
K r
h i : 2 R2 − h2
p p
R2 2 R2 2K R2 − h2 − h2 2 − h2
K2
K R
In this case, the exact formula for longitudinal spherical aber-
(62) ration is
Equation (62) can be directly derived from Eq. (44). This can R R2
be proved if we notice that for a spherical refracting surface L− p : (70)
2 2 R2 − h2
K 0 S 1 − R. So, Eq. (44) can have the form
The sign of the second term in Eq. (69) is negative when R is
R2 positive and vice versa, while in Eqs. (68) and (70) it’s the
K 0 ∓ r
h :
pi 2 p same as that of R.
R2 2 2 2 2 h 2 2
n K 2 K R 2K R − h − n − R − h
s q
2 h cos θ R∕K2 − sin2 θ K sin θ; (71)
1 1 2 h
1− : (65)
R − S0 R − S1 R R
s
2
To the best of the author’s knowledge, Eqs. (44), (64), and (65) −1 1 2 h
0 1− : (72)
are all new and were never published before. They are also K K R R
general for all surfaces (planar, spherical, aspheric, etc.) pro-
vided that K and R (corresponding to the point of incidence)
are determined. The meaning of K in the case of a planar sur-
6. Numerical Example
face was shown in Fig. 4, where K OC 0 and C 0 is any arbi-
Let’s find K 0 for the image formed by a spherical concave mir-
trary point located on the normal to the surface N. In this case,
ror (R 6 cm) for a point object placed at a distance S o
R is the distance PC 0 .
13.2 cm from the mirror vertex at the optical axis and
θ 22.5°. We simply substitute in Eqs. (71) and (72) to get h
2. Paraxial Approximation 4.585262251 cm and K 0 2.825833372 cm.
In the paraxial region, h tends to zero. So, Eqs. (64) and (65)
reduce to C. Exact Procedure for Meridional Refraction through a
Centered System of Spherical Surfaces
−1 1 2 1. Description
; (66) In the literature, there are several procedures for meridional
K1 K2 R
ray tracing [4–7]. In this section, another new procedure based
on the exact formulas [Eqs. (41) and (43)] is presented. The
1 1 2 procedure consists of five equations, and we derive it follow-
: (67) ing the same steps as in Section 5.A.5. Let’s consider the last
R − So R − S1 R
two surfaces of a centered system of m spherical surfaces as
Equations (66) and (67) are equivalent to the well known para- in Fig. 9. For the mth surface, we have
xial form [Eq. (12)]. They are general for convex and concave
mirrors.
r 1 K m sin θm−1 ; (73)
3. Parallel Incidence
q
When the object is at infinity (K ∞), and for a given finite
Am K m cos θm−1 R2m − r 21 : (74)
value of h, Eq. (64) reduces to
2686 J. Opt. Soc. Am. A / Vol. 29, No. 12 / December 2012 H. Elagha
Using Eq. (73), we can write Dividing Eq. (82) by Eq. (83) and equating the result to
Eq. (84), we get Eq. (81). In Fig. 9, we also find that
q
Am K m cos θm−1 R2m − K 2m sin2 θm−1 : (75)
K m K 0m−1 − tm−1 Rm−1 − Rm : (85)
4. Numerical Example
In Fig. 10, we have a system of five spherical surfaces that
form a final image I 5 for a real object O located on the optical
axis at a distance S o from the vertex V 1 of the first surface.
Let’s calculate the exact distance S 5 of the final image from
the vertex V 5 of the fifth surface if we know that the incident
ray inclination angle is θo 17.30972443, S o 12 cm, R1
10 cm, R2 −8 cm, R3 12 cm, R4 −10 cm, R5 −8 cm,
Fig. 9. Refraction through the last two surfaces of a centered system t1 5 cm, t2 5 cm, t3 8 cm, t4 1 cm. no 1, n1 1.2,
of spherical surfaces. n2 1, n3 1.5, n4 1, n5 1.2. For each of the system
H. Elagha Vol. 29, No. 12 / December 2012 / J. Opt. Soc. Am. A 2687
6. CONCLUSION
Fermat’s principle of least time was applied to derive an
exact equation in terms of the lengths of the incident and
refracted rays. This equation successfully replaced Snell’s
law and was found to be useful in deriving the well known
paraxial formulas in more simple steps. It was also applied
to derive exact single formulas for refraction and reflection
of nonparaxial (meridional) rays at spherical surfaces. The
author thinks that these exact formulas are missed in geome-
trical optics and that they may be useful in theoretical and
practical applications. Based on the obtained equations, a sim-
Fig. 10. Centered system of five spherical surfaces. ple exact ray tracing procedure was derived that doesn’t de-
pend on Snell’s law. In this work, the positions of the object
and the images were determined relative to the curvature cen-
surfaces (starting from the first one), we substitute into the ters, which facilitated the analysis and simplified the resulting
five Eqs. [(86)–(90)] as follows. formulas.