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REVIEW ARTICLE

Self–Other Relations in Social Development and Autism: Multiple Roles


for Mirror Neurons and Other Brain Bases
Justin H.G. Williams

Mirror neuron system dysfunction may underlie a self–other matching impairment, which has previously been suggested
to account for autism. Embodied Cognition Theory, which proposes that action provides a foundation for cognition has
lent further credence to these ideas. The hypotheses of a self–other matching deficit and impaired mirror neuron
function in autism have now been well supported by studies employing a range of methodologies. However, underlying
mechanisms require further exploration to explain how mirror neurons may be involved in attentional and mentalizing
processes. Impairments in self–other matching and mirror neuron function are not necessarily inextricably linked and it
seems possible that different sub-populations of mirror neurons, located in several regions, contribute differentially to
social cognitive functions. It is hypothesized that mirror neuron coding for action–direction may be required for
developing attentional sensitivity to self-directed actions, and consequently for person-oriented, stimulus-driven
attention. Mirror neuron networks may vary for different types of social learning such as ‘‘automatic’’ imitation and
imitation learning. Imitation learning may be more reliant on self–other comparison processes (based on mirror neurons)
that identify differences as well as similarities between actions. Differential connectivity with the amygdala–orbitofrontal
system may also be important. This could have implications for developing ‘‘theory of mind,’’ with intentional self–other
comparison being relevant to meta-representational abilities, and ‘‘automatic’’ imitation being more relevant to
empathy. While it seems clear that autism is associated with impaired development of embodied aspects of cognition, the
ways that mirror neurons contribute to these brain–behavior links are likely to be complex.

Keywords: autism; autistic disorder; Asperger’s syndrome; imitation; gaze; attention; motor control; perception; action;
mirror neurons; fMRI; parietal cortex; Broca’s area; pSTS; ‘theory of mind’ (TOM)

Introduction Consequent upon this, many of the issues raised by


Williams et al. [2001] have been clarified and a review of
Experimental neuroscience has burgeoned in the last decade the hypothesis is timely. Before doing so, thought needs
as a result of technologies that permit even more detailed to be given to an assertion made by Williams et al. [2001]
and direct measurement of brain function. Hypotheses that that mirror neuron dysfunction could be the single
explain psychopathology in terms of brain function can now primary deficit that explains the behavioral picture that
be tested directly. The ‘‘mirror neuron hypothesis of autism’’ characterizes autism in all of its many presentations.
is one example [Williams, Whiten, Suddendorf, & Perrett, Arguing for this position (as to argue for any single
2001, discussed in detail below], advanced following the neurological primary deficit) risks being unproductive in
discovery of mirror neurons in the F5 area [Gallese, Fadiga, the longer term. Complex cognitive functions, such as
Fogassi, & Rizzolatti, 1996], and later in the inferior parietal those that serve social interaction, depend upon net-
area [Fogassi et al., 2005], of the macaque monkey brain. works of many component parts. To try and ascribe a
These neurons fire not only when an action toward an object more central role to the mirror neuron system, than to,
is executed but also when the same action is observed. The for example, the amygdala, forces the debate to focus on
role of these neurons in the evolution of human cognition the question of whether one aspect of brain anatomy is
and social behavior has been subject to widespread specula- more important than another in the causation of autism.
tion [Rizzolatti & Craighero, 2004]. The last 7 years have seen If both are important and autism arises from deficits in
a great expansion in our knowledge both of mirror neurons either one or other component or the connections
themselves, and the functions of the brain areas in which between them, such a contention would be unhelpful.
they are located. The mirror neuron hypothesis of autism has It may therefore be more fruitful to ask what contribution
also received considerable attention [Iacoboni & Dapretto, (if any) a specific neurobiological process might make to the
2006; Oberman & Ramachandran, 2007]. development of those cognitive functions that are impaired

From the Department of Child Health, University of Aberdeen Medical School, Royal Aberdeen Children’s Hospital, Aberdeen, UK (J.H.G.W)
Received December 10, 2007; revised March 5, 2008; accepted 2 April 2008
Address for correspondence and reprints: Justin H.G. Williams, Department of Child Health, University of Aberdeen Medical School, Royal Aberdeen
Children’s Hospital, Aberdeen AB25 2ZG, UK. E-mail: justin.williams@abdn.ac.uk
Grant Sponsor: Northwood Charitable Trust.
Published online in Wiley InterScience (www. interscience.wiley.com)
DOI: 10.1002/aur.15
& 2008 International Society for Autism Research, Wiley Periodicals, Inc.

INSAR Autism Research 1: 73–90 2008 73


in autism. This requires the combination and interaction of executed. On its own, the notion that self–other match-
top-down and bottom-up approaches. From the top-down ing is served by mirror neurons carries a degree of
position we can look at the behavioral picture of autism tautology; it carries a risk of trying to explain a function
and try to understand the cognitive functions that are in terms of itself. The ‘‘action’’ aspect of the definition is
affected. Then, from the bottom-up position, we can ask therefore a crucial component. ‘‘Mirror neurons’’ are
how a specific neurobiological process (in this case the those neurons in premotor and parietal association
mirror neuron system) contributes to those cognitive cortex (intraparietal sulcus—IPS), which converging
functions, and whether the specific neurobiological process evidence points to as having mirror properties for the
is disrupted in autism. observation and execution of action. This is the ‘‘core’’
Taking this approach, the mirror neuron/self–other mirror neuron system [Oztop & Arbib, 2002]. The
matching theory of autism generates many testable posterior superior temporal sulcus provides visual input
hypotheses that can be grouped into two separate levels: into the mirror neurons via the temporo-parietal junc-
the cognitive (or general) level and the neurobiological (or tion (TPJ) and so these areas form an important part of
specific) level. The form at the cognitive level was largely set the ‘‘mirror neuron system’’ as a whole.
out by Rogers and Pennington [1991], based on a self–other
matching deficit. Although they suggest that a deficit in
The Neurobiological (Mirror Neuron) Hypothesis of Autism
praxis may underlie the self–other matching deficit,
validation of their theory is not dependent upon the The discovery of mirror neurons led Williams et al. [2001]
involvement of a specific neural substrate. The hypothesis to propose a revision of Rogers and Pennington’s [1991]
at the neurobiological level [Williams et al., 2001] requires self–other translation model (discussed below). Their
both that mirror neuron function in itself is disrupted in argument at that time consisted of several points, which
autism, and also that this results in impairment of are summarized here:
self–other matching. These two levels of hypotheses are
linked but not inextricably so. It is possible that the mirror 1 Autism is characterized by developmental
neuron function can be impaired without it affecting impairments in imitation, joint attention and
self–other matching, or that self–other matching can be mental state representation. It is associated
impaired without the mirror neuron function being with developmental coordination disorder
disrupted. As the evidence accumulates and is re-examined, and language delay.
it is likely to be necessary to revise our understanding of the 2 The ‘‘theory of mind’’ (ToM) deficit in autism
systems involved, namely the cognitive function served by cannot be explained as resulting from a
self–other matching, what we understand to be the deficit in false-belief understanding because it
contribution of the mirror neuron system to that cognitive develops before false-belief understanding
function and/or what we understand to be the contribution develops. An earlier developmental process
of the mirror neuron system to other cognitive functions that underpins development of false-belief
that are impaired in autism. With constant re-examination understanding is more likely to be important.
of the evidence, a program of research can evolve that may
contribute more fruitfully to our understanding of both 3 A simulation ‘‘ToM’’ (representing another’s
autism and social cognitive development more generally. mental state by imagining one’s self ‘‘in
This article reviews the current evidence and is presented another’s shoes’’) may develop on the basis
in the following manner: Part I considers the background to of an intact self–other matching function.
the cognitive and neurobiological hypotheses; Part II Understanding another’s intentions in the
examines tests of both cognitive and neurobiological context of memory allows for ‘‘retrodiction’’
hypotheses; Part III is an evaluation of the evidence for of associated thoughts and memories.
mirror neuron function in humans, particularly with
4 Mirror neurons can serve a self–other match-
reference to their role in the cognitive functions impaired
ing function for action coding. They also code
in autism; Part IV discusses the consequent cognitive
for the relationship between a goal and an
hypothesis; finally Part V presents a summary and revised
object, allowing for formation of intentional
perspective of how mirror neurons and self–other matching
representations.
may contribute to the deficits observed in autism.
5 Dysfunction of mirror neuron modulation
(perhaps disinhibition) could explain both
Part I: Background
What are Mirror Neurons? overactive copying in the case of echolalia
and also failure to generate covert or ‘‘off-
Mirror neurons are defined by their function: firing when line’’ imitation. This latter function may be
an action is observed but also when that same action is necessary to develop ‘‘ToM.’’

74 Williams/Mirror neurons in autism INSAR


6 Autism does not necessarily involve language aspects of action [Perra et al., 2008; Smith & Bryson,
impairment, suggesting that impairment of 2007], although not all agree [Hamilton, Brindley, &
‘‘mirroring’’ function in one domain (e.g. Frith, 2007; Vanvuchelen, Roeyers, & De Weerdt, 2007].
social reciprocity) does not necessarily require
impairment in another (e.g. language). Sepa- Embodied Cognition
rate ‘‘mirror neuron’’ networks may serve
The hypothesis that autism stems from a deficit in a
gaze and language.
mechanism that serves to match codings for action
7 There may also be separate mirror neurons between motor and perception domains is based on a
for other functions, most particularly joint more general principle that certain aspects of cognition
attention. There might also be neurons with are founded upon action, encapsulated by theories of
‘‘mirror’’ properties in the region of the ‘‘embodied cognition.’’ Embodied theories of cognition
superior temporal sulcus. [Niedenthal, Barsalou, Winkielman, Krauth-Gruber, &
Ric, 2005] view the processes of knowledge use and
The Self–Other Matching (Cognitive) Hypothesis acquisition as fundamentally grounded in their physical
context and the brain’s modality-specific systems. This
The origins of the self–other matching hypothesis of
means that those cognitive operations that are heavily
autism may be traced back to the first paper published on
influenced by both action plans and emotional states
the imitation impairment [Ritvo & Provence, 1953], just
come to function within the biological environment of
10 years after Kanner [1943] had published his seminal
the brain that serves action plans and emotional states.
paper on autism. Over the following decades this was
An example of embodied cognition would be found in a
followed by many now well-reviewed studies showing
model of empathy. When we observe emotions being
that children with autism did not imitate [Rogers, 1999;
expressed by others we may not only feel them ourselves
Rogers & Williams, 2006; Smith & Bryson, 1994;
but also express them in our actions by making subtle
Williams, Whiten, & Singh, 2004]. Rogers and Penning-
facial movements that can be detected using electromyo-
ton [1991] conducted an influential review that found
graphy [Hietanen, Surakka, & Linnankoski, 1998; Surakka
strong evidence for the existence of a deficit affecting
& Hietanen, 1998]. Empathy cannot be separated from
imitation of simple body movements as well as symbolic
the action-based systems that serve the experience and
imitation. Using Stern’s [1985] model of interpersonal
expression of emotion.
development, Rogers and Pennington suggested that a
Klin, Jones, Schultz, and Volkmar [2003] have ad-
biological impairment in autism restricted the capacity of
vanced an embodied cognitive model of autism, termed
the infant to ‘‘form and co-ordinate social representa-
the ‘‘enactive mind’’ (EM) approach. This construes the
tions of self and other at increasingly complex levels via
mind as an active entity that shapes itself as a result of
amodal or cross-modal representational processes.’’ They
solving problems experienced in the environment. The
hypothesized that a primary deficit in such a capacity
developing child’s actions are guided by perceptions,
would lead to a cascade of effects including impaired
which in turn are driven by attentional demands related
imitation, social, communicative and affective skills and
to social needs. The emphasis of their EM approach is on
that a deficit of praxis involving the prefrontal–limbic
perception and visual attention. In contrast, self–other
neural system could form the basis for this impairment.
matching theory considers cognitive development to be
Smith and Bryson’s [1994] review of 15 studies
grounded in systems that serve action. However, there is
hypothesized that the imitative deficit associated with
clearly cross-over, as both theories consider the develop-
autism could be due in part to impairment in the
ment of attentional control to be grounded in visuo-
perceptual organization of movements, manifesting in
motor systems that require cross-modal influences. A
an abnormal representation of actions. Increasingly
further essential component of the ‘‘self–other match-
sophisticated studies over the following decade demon-
ing’’ model of autism is its focus on detection of
strated imitation impairment in very young children
similarities and differences between self and other
with autism [Charman et al., 1997] and those with milder
[Pennington, Rogers, & Williams, 2006].
degrees of autism [Rogers, Bennetto, McEvoy, & Penning-
ton, 1996]. The impairment appeared to affect gesture
particularly [Roeyers, Van Oost, & Bothuyne, 1998] and
Part II: Tests of the Mirror Neuron Hypothesis of
interestingly, also, imitation of action ‘‘style’’ [Hobson &
Autism
Lee, 1999], though differences in controlling for task Tests of the Neurobiological Hypothesis
difficulty between gesture and action-on-object make it
difficult to judge whether specific aspects of imitation are Several studies using different methodologies have now
affected. The most recent studies support the hypothesis tested the mirror neuron hypothesis of autism. Nishitani,
that the imitation deficit concerns representational Avikainen, and Hari [2004] studied a mixed sex group of

INSAR Williams/Mirror neurons in autism 75


adults with Asperger’s syndrome. Subjects imitated still One other fMRI study has examined imitation in
images of orofacial gestures that were projected onto a autism. Williams et al. [2006] used the protocol published
screen, while brain activity and lip movements were by Iacoboni et al. [1999] to examine neural correlates of
recorded using magnetoencephalography and electro- imitation in a group of normal IQ adolescent males with
myograms (EMG). There was no difference in the delay autism. They found differences in the parietal lobe but
before which mouth movement started in each group, not in Broca’s area. The group differences were less
but curiously EMGs lasted almost twice as long for the dramatic than those described by Dapretto et al. [2006],
autism spectrum disorder (ASD) group. In the control perhaps because of the very simple and less social nature
group imitation was associated with activation in of the imitation task. Engagement of parietal rather than
occipital, inferior parietal, superior temporal and Broca’s ventral premotor cortex may have occurred because the
areas bilaterally. In the ASD group, several individuals task involved hand rather than facial imitation. This
failed to activate Broca’s area on one or both sides. The study also highlighted other group differences that could
results of this study are consistent with those of Dapretto shed light on the imitation impairment in autism,
et al. [2006]). They used functional magnetic resonance including differential activity in the amygdala across
imaging (fMRI) to examine differences in brain activity several conditions, and also in a location within the
between 10 children with autism and 10 controls (aged posterior aspect of the superior temporal sulcus (pSTS)
about 12 yrs, normal IQ) imitating facial expressions region, in the imitation vs. observation contrast. In
while in the scanner. They found no difference in controls, the pSTS region was clearly active during
imitation abilities outside of the scanner but reduced imitation but hardly active during observation. The
activity in Broca’s area inside the scanner. Most striking, reverse was the case for the autism group. As pSTS
activity in Broca’s area correlated with the severity of provides visual input into the mirror neuron system, this
autism as measured on the social subscales of the ADI-R study suggested that imitation in autism is associated
[Lord, Rutter, & Lecouteur, 1994] and ADOS-G [Lord with greater dysfunction of other structures supporting
et al., 2000]. the core mirror neuron system, than of the core
The next question, for both studies, is whether group components themselves.
differences were mediated by specific problems with
self–other matching (imitation). A possibility not yet Mu-wave suppression. Electroencephalography is
another useful tool in the investigation of the ‘‘mirror
excluded is that group-wise effects reflect other differ-
neuron’’ impairment in autism. The mu rhythm is
ences between conditions, such as those that relate to the
detected over the premotor cortex and decreases during
attention or the direction of action. Unfortunately,
preparation of motor actions. It is thought to reflect
neither study benefited from having control tasks, which down-stream modulation of motor neuron cells by the
might have shown that the group difference was premotor cortex [Pineda, 2005]. A link between the mu
confined to the copying element of the task. rhythm and ‘‘mirror neurons’’ was first suggested by
An effect of direction is suggested in a further study of Altschuler, Vankov, Wang, Ramachandran, and
mirror neuron function in autism by Theoret et al. Pineda, [1997]. Oberman et al. [2005] demonstrated
[2005]. They also found impaired Broca’s area function reduced mu-wave suppression during autism
during action observation but suggest that the effect is when actions are observed, but not during action
specific to the directional context in which the action is following instruction. Again, or whether the effect was
performed. Theoret et al. drew on the methodology specific to self–other matching was not demonstrated.
However, this finding has been replicated by Bernier,
originally used by Fadiga et al. [1999] that provided some
Dawson, Webb, and Murias [2007], who found that
of the most compelling evidence for ‘‘mirror neurons’’ in
impairment correlated with degree of impaired
humans. Transcranial magnetic resonance stimulation imitation ability. These results are consistent with those
evokes activity within premotor cortex, which can then mentioned previously, which showed decreased activity
be detected through its effects on myoelectrical activity in the ventral premotor cortex during imitation. These
in the hand. Fadiga et al. showed that observation of an data thus support the hypothesis that mirror neuron
action supplemented this activity but, importantly, function is impaired in autism, in a manner that relates
activity was only supplemented in the muscles involved closely to imitation ability.
in the action being observed. Theoret et al. repeated the
Structural neuroimaging. The mirror neuron
technique in individuals with autism and controls. They
regions do not have a specific cytoarchitecture or
found expected patterns in controls; action observation
predefined area, so it has been difficult for structural
increased the motor-evoked potentials (MEP). In the 10 neuroimaging studies to look at whether they show
adult participants with Asperger’s syndrome, some action altered volume in autism. Nevertheless, decreased
observation supplemented the MEP but whether it did so cortical thickness in the mirror neuron regions in
depended upon the direction of the action. Only actions both the parietal and ventral premotor cortex in autism
performed toward the observer were supplemented. has been demonstrated [Hadjikhani, Joseph, Snyder, &

76 Williams/Mirror neurons in autism INSAR


Tager-Flusberg, 2006]. Furthermore, in a later study, emotional expression, and measures of empathic ability
Hadjikhani, Joseph, Snyder, & Tager-Flusberg [2007] in children.
found that decreased thickness of the inferior frontal
gyrus in autism was associated with decreased BOLD Recent Tests of the Cognitive (Self–Other Matching)
signal in this area during face processing. Less directly, Hypothesis
several studies have shown decreased white matter
This section reviews some of the ways that the self–other
connectivity in autism [Barnea-Goraly et al., 2004;
matching hypothesis has been tested in autism besides
Keller, Kana, & Just, 2007; McAlonan et al., 2005;
Waiter et al., 2005], raising the possibility that impaired tests for imitation impairment, which have been recently
mirror neuron function in autism could be explained by reviewed elsewhere [see above and Rogers & Williams,
deficits in connectivity between elements of the network 2006; Williams et al., 2004].
[Minshew & Williams, 2007].
Emotional contagion. A number of recent studies
have explored the role of facial mimicry in autism. In an
Functional imaging of ToM. If mirror neurons early study, Platek, Critton, Myers, & Gallup [2003] found
are important for ToM, it might be that an appropriate reduced contagious yawning in a group of individuals
test of the mirror neuron hypothesis of autism would with ‘‘schizoid personality traits.’’ It is possible that a
proportion of these participants had ASD. More recently,
be to measure mirror neuron activity in ToM studies.
Senju et al. [2007] found that children with autism were
At present there is little evidence for specifically reduced
less prone to contagious yawning than controls.
mirror neuron activity in ToM in autism. The neural
McIntosh, Reichmann-Decker, Winkielman, and
substrate for ToM and other mental state attribution,
Wilbarger [2006] found that people with autism showed
such as empathy, has now been well investigated
a reduced electromyographic response in their facial
and reviewed [Amodio & Frith, 2006; Frith & Frith,
muscles when observing facial expressions but no
2003]. ToM is served by three brain areas: the medial
decrease in activity during intentional expressions.
prefrontal cortex, posterior STS and the temporal pole.
These studies demonstrate that perceived facial
Studies of empathy have highlighted roles of anterior
expression has a reduced power to evoke spontaneous
cingulate, temporal pole and insula [Singer et al., 2004;
facial expression in autism. However, a lack of
de Vignemont & Singer, 2006; Vollm et al., 2006; Wicker
spontaneous facial muscular activity in autism is well
et al., 2003].
known, perhaps resulting from an impairment at the
Gallese, Keysers, and Rizzolatti [2004] have argued level of the brainstem [Rodier, 2002]. It therefore remains
that the insula is part of the mirror neuron system unclear whether reduced emotional contagion effects are
as it may also serve to match for actions, and therefore the result of a self–other matching deficit or
mirror neurons are important for empathy. There is nonspecifically reduced levels of tonic stimulation to
perhaps a stronger case for a more general role of facial musculature.
mirror neurons in ToM. ToM is considered by some to
be served by cognitive function that is specific to it Automatic imitation. Recently, a very interesting
(‘‘domain-specific’’ function), which requires separation study by Cattaneo et al. [2007] used similar methods to
from other ‘‘domain-general’’ functions, which may also McIntosh et al. [2006] by measuring electromyographic
include memory and executive function, but which activity during observation of an action, in muscles that
may nevertheless be vital to ToM development [Perner, would be used were the action being imitated. However,
Aichhorn, Kronbichler, Staffen, & Ladurner, 2006; they looked at muscle activity that would be expected to
Saxe & Baron-Cohen, 2006; Saxe, Schulz, & Jiang, occur as a natural consequence of the action being
2006]. Therefore, as will be discussed later, mirror observed. Typical children, but not children with autism,
neurons may be very important for ToM, but by serving activated their jaw-opening muscles as they observed a
a domain-general function. In support of this position, piece of food being grasped. The authors argue that
fMRI studies of ToM in autism have found differences in children with autism do not perceive intention. This may
activity in STS and Broca’s area [Baron-Cohen et al., 1999; be the case, but alternatively, children with autism may
Castelli, Frith, Happe, & Frith, 2002] suggesting that the simply not learn the same associations between actions
mirror neuron system may be underactive during ToM that are typically contingent upon one another.
function in autism. Baron-Cohen et al. [2006] reported
(as a preliminary finding) that Broca’s area showed Cross-modal influences. The ‘‘mirror neuron’’
reduced activity during an empathic task in parents of hypothesis of autism predicted that there would be a
children with autism compared to control parents, and reduced McGurk effect [McGurk & MacDonald, 1976].
also that this area was less active in male controls The McGurk effect constitutes an influence of observed
compared to female controls. Thus, they suggest that mouth movements on heard speech, so that the
this area could be hypermasculinized in autism. Most perceived speech is a fusion of auditory and visual
recently, Pfeifer, Iacoboni, Mazziotta, & Dapretto [2008] stimuli. Williams et al. [2001] drew from Liberman’s
have also shown a close relationship between activity in theory of speech perception [Liberman, Cooper,
Broca’s area during observation and imitation of Shankweiler, & Studdert-Kennedy, 1967; Liberman &

INSAR Williams/Mirror neurons in autism 77


Whalen, 2000], which suggests that we hear the sounds or looked elsewhere. Both conditions were associated
according to how we produce them. More recently, with activity in the region of the IPS (though not BA44),
mirror neurons have been shown to respond to the but only watching with someone else created a joint-
sound of actions as well as the sight of them when those attention experience. This was associated with greater
actions have a characteristic sound [Gazzola, Aziz-Zadeh, activity in the left frontal pole and the right ventromedial
& Keysers, 2006; Kohler et al., 2002]. frontal cortex. These findings have recently been
McGurk effect was not reduced in autism in one study replicated by Bristow, Rees, and Frith [2007]. The left
[Williams et al., 2004] but effect sizes were small and frontal pole cluster was in the same location as an area of
perhaps confounded by effects in the monomodal structural difference in autism the same group [Waiter
conditions. However, Smith and Bennetto [2007] found et al., 2004] had detected previously using voxel-based
reduced effect of visual speech on auditory perception in morphometry. The area is thought to serve an
autism. Bebko, Weiss, Demark, & Gomez, [2006] ‘‘information integration’’ function and has a
demonstrated reduced sensitivity to temporal particularly low gray matter density [Ramnani & Owen,
asynchrony between auditory and visual linguistic 2004]. Early findings therefore support the hypothesis
stimuli but not nonlinguistic stimuli. that the mirror neuron system is involved in joint
attention and also that the joint-attention problem in
Visual sensitivity to action. The pSTS (see a more autism stems from a self–other matching deficit.
detailed discussion below) provides the visual input to However, as with ToM studies of empathy, areas outside
the mirror neuron system [Arbib, 2005; Iacoboni & the mirror neuron system are emphasized in serving the
Dapretto, 2006; Iacoboni et al., 2001; Keysers & Perrett, cognitive function most specific to joint- attention
2004]. Furthermore, the pSTS is important for controlling impairment in autism.
attention to visual stimuli and may be sensitive to input
from motor areas, which affects sensitivity to action
perception [Astafiev, Stanley, Shulman, & Corbetta, 2004; Part III: Mirror Neurons: Contributions to Cognitive
Neri, Luu, & Levi, 2006]. Therefore, deficits in this area Function
may reflect dysfunction of the mirror neuron system as a General Functional Neuroanatomy
whole. Visual sensitivity to action is studied using films
displaying actions as moving light points, measuring the Direct recordings of mirror neuron activity demonstrate
ability to distinguish between genuine actions and their presence in the monkey prefrontal cortex [area F5;
randomly moving light points. Moore, Hobson, and Lee Gallese et al., 1996] and the parietal area known as ‘‘PF’’
[1997] found that children with autism were as equally [Fogassi et al., 2005]. Which exact areas of human brain
sensitive to behavioral actions as controls but were less are homologous to these areas, is still a matter of some
sensitive to actions that conveyed emotions. Similarly, debate, as the same techniques cannot be used to
Hubert et al. [2007] found that people with autism were demonstrate mirror neurons in humans. Neurophysiolo-
equally as able to label biological action content but were
gical experiments [e.g. Fadiga et al., 1999; Hari et al.,
less able to label emotional displays. Yet when a measure
1998] provide experimental support in humans for effects
of sensitivity not requiring discrimination between
action types was used, Blake, Turner, Smoski, Pozdol, that could result from mirror neuron activity, but do not
and Stone [2003] found that people with autism were less provide high-resolution spatial information. fMRI has
sensitive to all biological motion. In this study, been particularly useful (discussed below) but such
impairment also correlated with autism severity. Others studies cannot show whether individual neurons have
[Klin, 2000; Rutherford, Pennington, & Rogers, 2006] specificity for particular actions or action types. Also,
have detected a reduced sensitivity to animations in since mirror neurons could have underpinned evolution
autism, where two geometric objects move as apparently of human cognitive abilities [Whiten, 2006], new areas,
autonomous agents. This has also been shown to be not serving a mirror function in monkeys, could have
associated with decreased activity in the area of the pSTS evolved to serve this function in humans. Notwithstand-
and medial frontal cortex in autism [Castelli et al., 2002].
ing these reservations, the mirror neuron system is
currently considered to be made up of neurons located
Joint attention in autism. Joint-attention abilities,
and particularly behaviors that concern initiation of joint in two main areas: the ventral premotor cortex and the
attention perhaps provide the strongest diagnostic inferior parietal cortex. The posterior temporal cortex is
indicators of an autistic spectrum disorder [Mundy & considered integral as it provides the visual input to the
Newell, 2007]. To my knowledge there have been no system [Iacoboni & Dapretto, 2006]. Another important
direct assessments of mirror neuron function in joint area is the superior parietal cortex [Arbib, 2008; Oztop
attention in autism. However, Williams, Waiter, Perra, and Arbib, 2002].
Perrett, & Whiten [2005] conducted a relevant study of
‘‘joint-attention experience’’ in a group of normal Parietal cortex. There are several reasons why parietal
controls. They showed participants a video clip of a cortex may have ‘‘mirror neurons’’ that are important for
moving spot and asked them to watch it. There was also a social cognition. Firstly, there is some evidence that the
person in the video who either watched the spot as well human parietal cortex has expanded preferentially in

78 Williams/Mirror neurons in autism INSAR


recent evolution compared to other cortex [Astafiev More recently, Dinstein, Hasson, Rubin, & Heeger [2007]
et al., 2003], suggesting that it could be important for suggest that more areas of parietal cortex serve neuron
recently evolved social cognitive functions such as functions in humans.
imitation [Whiten & Byrne, 1997]. Secondly, it is
polymodal association cortex that receives and Broca’s area. The hypothesis that neurons in Broca’s
integrates input from visual, motor and somatosensory area could be important for imitation has received
areas, used to plan bodily movements and to direct support from several studies. Activity in Broca’s area is
attention [Grefkes & Fink, 2005; Rozzi et al., 2006]. greater during imitation than during observation or other
Thirdly, lesions of the parietal cortex result in imitative nonimitative action–execution conditions [Iacoboni
apraxia [Goldenberg, 1996]. Fourthly, Fogassi et al. [2005] et al., 1999; Jackson, Meltzoff, & Decety, 2006]. Heiser
identified a population of mirror neurons in the inferior et al. [2003] found that applying transcranial magnetic
parietal cortex of the monkey that fired differentially stimulation (TMS) over Broca’s area impaired reaction
whether an object was picked up to eat it or picked up to times on an imitation task, but spared the control task.
place it elsewhere. Fogassi et al. conclude that ‘‘mirror Koski et al. [2002] found that imitation of a goal-directed
neurons’’ in the inferior parietal region code for action was particularly associated with activation of
commonly observed and executed intention as well as Broca’s area and Buccino et al. [2004] demonstrated
action itself and may serve intention representation in involvement of Broca’s area in sequential imitation.
the parietal lobe by matching contextual aspects of Buccino et al. [2001] found that action observation
action. activated dorsal premotor cortex as well as Broca’s area.
Iacoboni et al. [2005] tested a similar hypothesis in A number of studies have questioned the role of Broca’s
humans, asking participants to observe video clips area in imitation compared to other action–execution
showing a cup being grasped in isolation, or conditions [Chaminade, Meltzoff, & Decety, 2005;
in a context. The context showed whether the cup Grezes, Armony, Rowe, & Passingham, 2003; Makuuchi,
2005; Williams et al., 2006, 2007a,b]. Grezes et al. [2003]
was being grasped to be drunk from, or for cleaning up.
suggested that this area may serve a less specific
Additional effects of context on observing the
action–execution function such as selecting a response
action were evident in inferior frontal gyrus but
to a visual instruction. There may be several other
not in inferior parietal cortex. Hamilton and Grafton
explanations for these conflicting results. The activity
[2006] identified parietal activity that coded intention
when executed and observed actions match may not be
by representing goals of actions. These studies highlight
that much greater than when they are executed or
differences in the relationships between actions and
observed alone. Repetitive responses or stimulus
goals, and actions and contexts. In Iacoboni et al. an
presentation may also be associated with reduced
action’s context was used to predict its goal and
activity. Also, Broca’s area mirror neurons may have an
consequently its intention. In the study by Hamilton
important role in orienting attention to actions (see
and Grafton, the goal was determined by the position of
further discussion below), resulting in greater activity
the object in relation to the direction of action.
during nonimitation conditions as well as during
Therefore, the object’s physical properties (in this case imitation. These confounding factors could mean that
its position in space relative to the action) or the additional effect of self–other matching on Broca’s
‘‘affordances’’ [Arbib, 2005] imply the goal. It follows area through imitation is relatively small and is only
that different mirror neurons may code for the detected by more powerful 3 T scanners.
action–goal and action–context relationships.
Parietal cortex is extensive and its many functions have The posterior STS. A number of features of the pSTS
been mapped most accurately in monkeys. It is divided make it a promising focus for research into mirror neuron
into inferior and superior parietal lobes by the IPS system functioning in autism. As well as being active
[Grefkes and Fink, 2005]. Anterior IPS and the anterior during imitation [Decety, Chaminade, Grezes, &
intraparietal area are closest to somatosensory cortex and Meltzoff, 2002; Iacoboni et al., 2001], it is a
are active during grasping and object manipulation. convergence point for two streams of visual processing,
Lateral IPS serves shifts of visual attention, while medial deriving input from the motion-processing ‘‘MT’’ area of
IPS serves planning and monitoring of reaching visual cortex and the content-characterizing pathway of
movements. The ventral aspect of IPS integrates motion the ventral stream [Puce & Perrett, 2003]. It also has close
processing in different sensory modalities. More caudal connectivity with the orbitofrontal cortex (OFC) and
aspects closer to visual cortex may process 3D object amygdala making it an integral part of Brothers’ social
characteristics [Shikata et al., 2003]. The function of an brain [Brothers, 1990; Emory & Perrett, 2000]. Cells in the
area is not necessarily specific to effector, as common Macaque STS respond to the sight of intentional actions
areas of IPS serve looking, pointing and covert attention such as directed gaze and head or eye movements
[Astafiev et al., 2003]. Reciprocal connectivity with [Jellema, Oram, Baker, & Perrett 2002; Jellema, Baker,
frontal areas that include the frontal eye fields and Wicker, & Perrett, 2000; Perrett et al., 1989]. In humans,
premotor cortex contributes to these functions. The this area is active while viewing faces, mouths and eyes
Oztop and Arbib [2002] model places most of the [Puce, Allison, Bentin, Gore, & McCarthy, 1998] and also
parietal cortex outside of the mirror neuron system. during mental state representation, both intentional

INSAR Williams/Mirror neurons in autism 79


attribution [Castelli, Happe, Frith, & Frith, 2000; Allison, the dorsal system is modulated by stimulus features and
Puce, & McCarthy, 2000; Saxe & Kanwisher, 2003; Saxe task contingency.
et al., 2004] and more complex meta-representation
[Gallagher et al., 2000; Vollm et al., 2006]. Roles in Mirror neurons and social attention. Mirror
action planning and visual attention are discussed below. neurons in Broca’s area are not just sensitive to the
shape of an action, but are also sensitive to the direction
in which an action is performed relative to the observer.
Social orienting and attentional control Gallese et al. [1996] reported that 30 out of 47 mirror
neurons tested showed directional preference. It
It is possible that when attentional functions involve therefore seems very possible that there will be mirror
social stimuli such as faces and gestures, they act neurons in Broca’s area that fire when actions are
differently to when they serve other objects. Such social observed as self-directed, and when they are executed
toward another person (i.e. they code for the
attention processes include joint attention, which is
interpersonal direction of intention).
fundamental to the clinical picture of autism [Dawson An important aspect of autism concerns the difficulties
et al., 2004; Mundy & Newell, 2007]. Attention to social that others may have in attracting the child’s attention. A
stimuli is also a key component of imitation, and of the child with autism may not look up when his or her
tests of mirror neuron function reported above, which parent enters the room, or may not follow a gaze or a
require the participant’s attention to be drawn to a facial point. This seems to reflect a lack of sensitivity of the
expression or a gesture. This facial expression or gesture, exogenous attentional network to a familiar action
may, at the same time, be directed to the participant. Two directed toward the individual. As mirror neurons
possibilities will be discussed. Firstly, that Broca’s area is located in Broca’s area are sensitive to familiar actions
and action–direction, this makes the case for
key to differentiating between social and nonsocial
hypothesizing a central role for mirror neurons in the
attentional function, meaning that differential activity
social attention problems characteristic of autism.
in Broca’s area in autism, which has been reported as Furthermore, if cognition is founded upon action,
evidence for mirror neuron dysfunction, could actually embodied cognitive theory would predict that this
be reflecting attentional rather than self–other matching deficit in orienting to self-directed action, would be
differences. However, a second possibility is that a extended in development to have broader effects on
self–other matching function served by mirror neurons attentional control.
in Broca’s area is necessary for developing this social Action–direction includes the direction of a facial
attentional function, which in turn has major develop- expression. Williams, Perrett, Waiter, & Pechey [2007a]
mental implications for the way that we relate to others. found activity within Broca’s area (as well as brain areas
serving mentalizing) to be much greater when a face was
observed from the front compared to the side. This
greater activity was dependent upon intact serotonin
Broca’s area and visual attention. A widely
function, which may be impaired in autism [e.g. Devlin
accepted model for visual attention [Corbetta &
et al., 2005]. The hypothesis that mirror neurons in
Shulman, 2002] divides it into two processes: goal-
Broca’s area are important for social attention has several
directed and stimulus-driven attention. Goal-directed implications as follows:
(or endogenous) attention is driven by ‘‘top-down’’
executive function processes and is required during Social salience and orienting. In linking neural codings for
search tasks when attention is to be directed to a the perceptions of self-directed actions to codings for
previously identified object. Such attention is largely actions that serve orienting behaviors toward others, the
under the control of a dorsal fronto-parietal network mirror neuron system could play an essential role in
(DFPN) that includes the dorsal frontal cortex (frontal eye promoting the salience of exogenous, socially relevant
fields), the superior parietal lobe, the IPS and the dorsal stimuli, which are directed toward the individual.
parietal cortex. Consequently, when an action is perceived to be
Stimulus-driven (exogenous) attention occurs in directed toward a person, the mirror neuron system is
response to an external stimulus, which demands important in promoting a reciprocal action directed
attention. An example would be a flash at the edge of a toward the actor. Similarly, when an action is perceived
visual field that will draw attention toward it. This to be directed toward an object, this favors the execution
process is under the control of a right ventral fronto- of an action being executed by the observer, toward the
parietal network (RVPN). This involves involving inferior same object.
and middle frontal gyrus that includes Broca’s area In the imitation studies described above, mirror
[Downar, 2000, 2001] and TPJ. neurons may be important for contributing to premotor
The endogenous and exogenous attentional networks activity by fostering orienting actions-to-others in
are not completely independent. Activity within TPJ response to observation of self-directed action. Dapretto
(which is close to the pSTS) is modulated by the relevance et al. [2006] suggested that the lack of behavioral
of the exogenous stimulus to the task; the sensitivity of differences in their study could be accounted for by the

80 Williams/Mirror neurons in autism INSAR


increased visual attention to the images by the children attitudes. Consequently, extreme allocentricity may be
with autism, as evidenced by greater activity in visual and misconstrued as egocentricity.
parietal cortices. This could be further explained as
resulting from the absence of the mirror neuron
contribution to ‘‘bottom-up’’ stimulus-driven visual Part IV. Further Development of the Cognitive
attention, resulting in greater ‘‘top-down’’ attentional Hypothesis
influences in its absence. Social salience mediated by Mirror Neurons and Mental State Representation
Broca’s area may also be important for faster reaction
times when responses to observed stimuli are imitative, An important aspect of the self–other matching hypoth-
because familiar actions activate mirror neurons and so esis of autism has been the suggestion that the mirror
achieve greater visual salience (see further discussion neuron system could play a role in attributing mental
below). states to others (‘‘mentalizing’’) through a ‘‘simulation’’
process. The original model [Gallese & Goldman, 1998]
has recently been expanded upon by Hurley [2008]. Both
Preventing fixed patterns of attention. Corbetta and these accounts draw upon earlier models of mentalizing
Shulman [2002] propose that the RVPN functions as a [Gordon, 1996; Meltzoff & Gopnik, 1993] arguing that
‘‘circuit breaker.’’ Attention is maintained in a ‘‘top- individuals develop models of others’ thoughts by
down’’ task by a circuit from visual cortex back to the imagining themselves in the other’s position. Gallese
frontal eye fields. This can be interrupted by the RVPN, and Goldman [1998] suggest that mirroring processes
which would appear to be well suited to serve this allow others’ perceived behavior to be matched to the
function. For example, if you are looking at me when my neural codings, which represent corresponding memories
attention is directed toward another task, such as reading
of the same experience. The mental state that gave rise to
a book, my attention toward that task will be interrupted
that action is then ‘‘retrodicted.’’ Such ‘‘off-line’’ simula-
to look at you. In autism absence of ‘‘circuit breaking,’’
tion requires that observation of an action ‘‘automati-
due to impaired mirror neuron function in Broca’s area, is
likely to enhance ‘‘top-down’’ attentional control by the cally’’ activates the motor program for this same
DFPN, perhaps resulting in fixed patterns of attention to behavior, but that it is then inhibited for processing
nonsocial stimuli [Landry & Bryson, 2004; Ozonoff et al., ‘‘off-line.’’
2004] as well as enhanced search abilities [O’Riordan,
Plaisted, Driver, & Baron-Cohen, 2001]. Intentional and Automatic Imitation

The Gallese and Goldman [1998] model is therefore


predicated on the notion of ‘‘automatic’’ imitation. This
Development of egocentrism and allocentrism. It has often idea was originally espoused by William James who stated
been suggested that people with Asperger’s syndrome are
that ‘‘every representation of a movement awakens in
extremely ‘‘egocentric’’ [Asperger, 1944; Frith & de
some degree the actual movement which is its object; and
Vignemont, 2005; Gillberg & Gillberg, 1989]. Williams
awakens it to a maximum degree whenever it is not kept
[2007] has recently challenged this view, arguing that
people with autism are in fact the exact opposite— from doing so by an antagonistic representation present
extreme allocentrists. In his early writing, Piaget simultaneously in the mind’’ [James, 1890; p 1134].
described ‘‘autistic’’ intelligence [Piaget & Warden, Automatic imitation can be observed in daily encounters,
1926]. The term ‘‘autism’’ had been introduced by whether through the unintentional copying of another’s
Bleuler and Piaget used it to describe ‘‘undirected body posture or the adoption of others’ accents in
intelligence’’ as autistic. Undirected intelligence reflects speech. Experimental evidence for this sort of imitation
a lack of ‘‘egocentricity,’’ the latter being characterized by is also plentiful [e.g. Chartrand & Bargh, 1999]. More
framing experience in terms of the way it relates to the recently this has been referred to as the ‘‘Ideo-Motor
self. Even though the condition of autism had not yet theory’’ [Brass & Heyes, 2005] and ‘‘automatic imitation’’
been described, use of the term ‘‘autistic’’ was curiously has been demonstrated in several experiments [Brass,
apposite for what we know about autism today, which Bekkering, Wohlschlager, & Prinz, 2000; Kilner, Pau-
could be said to be characterized by failure to encode
lignan, & Blakemore, 2003; Press, Bird, Flach, & Heyes,
experience in terms of its personal relevance [Williams,
2005] showing quicker or smoother responses to cues
2007]. Developmentally, a deficit in mirror neuron
when they are imitative compared to when they are
function in autism could result in a failure to
discriminate (in terms of learning different patterns of nonimitative [though nonspecific problems with cue-
responses) between self-directed and other actions, salience and stimulus–response compatibility effects may
resulting in a tendency to treat all behavioral present problems with these studies; Aicken, Wilson,
observations similarly, regardless of whether they are Williams, & Mon-Williams, 2007; Jansson, Wilson,
directed at one’s self or not. This may give rise to an Williams, & Mon-Williams, 2007]. With respect to facial
apparent lack of interest in other people’s behavior and expression, experiments have shown that observation of

INSAR Williams/Mirror neurons in autism 81


facial emotion results in unintentional activation of the may serve as the sensory input against which to compare
corresponding muscle groups in the observer [Hietanen one’s own motor plans. Motor learning and imitation are
et al., 1998; McIntosh et al., 2006]. therefore intentional and incremental learning processes.
Not all imitation is automatic, and it is often inten- Oztop, Wolpert, and Kawato [2006] have developed
tional and effortful [Grezes, Costes, & Decety, 1999]. If sophisticated computational models that show how
mirror neurons may serve imitation.
cognitions are founded upon action [Niedenthal et al.,
Williams, Whiten, Waiter, Pechey, & Perrett [2007b]
2005], the boundary between automatic and effortful
investigated this process in an fMRI study of imitation.
imitation may determine that between empathy and Brain activity was compared between imitation and a
simulation ‘‘ToM.’’ Different types of social learning have condition where an alternative learnt action was enacted.
been classified according to the cognitive processes upon Differences in parietal and dorsal premotor cortex
which they are dependent [Whiten, 2006; Whiten and reflected mirror neuron function. There were also
Ham, 1992]. Imitation that involves learning a novel differences in lateral OFC and caudal anterior cingulate
action by watching someone else perform it appears to be cortex (cACC). The OFC is closely tied to emotional
distinct from the imitation that occurs when an action learning and lateral OFC is thought to serve behavioral
already exists in the motor repertoire, and is evoked by change in response to error feedback. Error detection also
observing another perform it. One test of whether or not resulted in conflict-related activity in cACC.
imitation is ‘‘automatic’’ is whether action observation Williams, Whiten, Waiter et al. [2007b] conceive of
without execution necessarily requires inhibition of the imitation as a tracking function that continuously
compares and contrasts one’s self with others,
motor or premotor cortex. Using fMRI, Brass, Zysset, and
recognizing differences as well as similarities between
von Cramon [2001], and Brass, Derrfuss, and von
self and other. This is illustrated by an fMRI study [Calvo-
Cramon [2005] sought evidence for motor inhibition Merino, Glaser, Grezes, Passingham, & Haggard, 2005]
when participants executed a similar but different action that looked at expert dancers’ brain activity as they
to the one observed (they lifted an alternative finger to observed other dancers. The dancers being observed
the one they observed being lifted). They found greater exhibited a common expertise with the observer or an
activity relating to self–other discrimination, but not expertise in a different form of dance (ballet or capoeira).
motor inhibition. Williams et al. [2007b] also found no Calvo-Merino et al. concluded that the experiment
evidence of motor inhibition during a similar task. identified the brain areas serving action recognition.
In conclusion, imitation learning does not appear to be Williams et al. [2007b] suggested that it also identified
automatic, and most imitation that falls into the category brain areas serving self–other comparison. Observers ask
of ‘‘automatic’’ concerns pre-learnt and salient actions, how they differ to others as well as how they are similar,
perhaps achieving salience by being emotionally laden perhaps asking whether they are better or worse at
performing the skill. Comparing (as opposed to
and directed to the observer. As these qualities apply to
‘‘matching’’ or ‘‘identifying’’) ourselves with others is a
facial expressions of emotion, it follows that empathy is
fundamental aspect of social processes that is closely
automatic. Clinicians observe that echolalic content related to imitation. Furthermore, the close relationship
tends to be dominated by emotionally salient aspects of between imitation and the OFC underlines the
speech. Thus, swear words are not an uncommon form of importance of emotional learning in imitation and the
echolalic content. However, understanding another typical presence of a strong drive to be like others or
person’s novel thoughts by imagining ones’ self in his or better than them.
her position is unlikely to be automatic and will be more One implication of this is that motor skills should not
effortful. It may depend on additional cognitive function only be measured in terms of dexterity, accuracy or speed,
that serves imitation learning. but also their capacity for encapsulating and
communicating mental states such as emotions. This is
Imitation learning. Imitation learning is the means an important dimension of motor development that is
by which skilled movements are learned through the deeply relevant to autism. Consistent with this, Perra
observation of others [Whiten, 2006]. Imitation is et al. [2007] found that imitation impairments in people
informed by the principles of motor learning involving with autism cluster with performance measures on ToM
‘‘inverse models,’’ which describe the development of tasks to discriminate between children with and without
motor skills as being practice-dependent [Wolpert, Doya, autism. A strong theoretical case has been made for
& Kawato, 2003; Wolpert, Ghahramani, & Flanagan, abnormality of the amygdala–OFC circuit in autism
2001]. Attempts to achieve desired actions are made that [e.g. Bachevalier & Loveland, 2006; Baron-Cohen et al.,
result in error feedback. This is utilized in order to modify 2000a; Dawson, Meltzoff, Osterling, & Rinaldi, 1998;
programs until the actions achieve their desired Schultz, 2005]. Reduced influence of the amygdala–
trajectories. Error feedback is obtained from sensory orbitofrontal circuit upon the mirror neuron system
functions, which require cross-modal translation before could be important in influencing the socialization of
it can influence the motor-programing function. During action–learning in autism. This could be an important
imitation, observation of another individual’s behavior developmental influence and offers a feasible mechanism

82 Williams/Mirror neurons in autism INSAR


for developmental dysfunction of the mirror neuron between other people’s behavior stem from different
system in autism. motives. Tomasello, Carpenter, Call, Behne, and Moll
[2005] have discussed how the experience of sharing
Imitation Learning and ‘‘ToM’’ intentions and goals forms a basis for the development of
social cognition. The suggestion here is that the notion of
The following paragraphs outline an alternative model shared experience should be broadened to include all
that could explain how self–other comparison is required secondary representations of action, and also that mirror
for ToM development. It may be comparable to recent neurons may play an important role in relating differ-
computational models [Oztop, Kawato, & Arbib, 2005; ences as well as similarities in experience, to differences
Wolpert et al., 2003] that also considers how we can and similarities between observed and experienced
estimate others’ mental states by comparison of predicted actions.
and actual sensory feedback. If secondary representational models of action are
Perner [1991] classified mental state representation developed through forming memories of an action’s
abilities into a hierarchy that included secondary repre- motor codings and its emotional and contextual associa-
sentations. These sit between primary representations tions, we would perhaps expect their neural basis to
(that reflect relatively well-grounded models of reality, depend upon connectivity between premotor, limbic and
e.g. perceptions) and meta-representations (mental states orbitofrontal systems. Indeed, these systems meet each
that represent mental states such as belief attributions). other in medial prefrontal cortex, and this is also the
Secondary representations consist of models of reality. primary location in the brain for ToM function [Frith &
They are decoupled from the real world in some way but Frith, 2000; Amodio & Frith, 2006].
help to predict or understand its behavior [Suddendorf & Within this alternative model, therefore, the contribu-
Whiten, 2001]. Secondary representations are necessary tion made by mirror neurons to ToM development occurs
for processes such as causal understanding, object through imitation learning but not just by ‘simulation.’’
permanence and symbolic reasoning. Self–other differences are also important. Furthermore,
Action may also be represented at a secondary level mirror neurons are indirectly involved by serving imita-
within motor control structures. The ‘‘meaning’’ of an tion, which then facilitates development of ToM by
action may be constituted by a learnt understanding of fostering connectivity between motor, limbic and OFC,
how the character of a generic form of an action is particularly in the medial prefrontal cortex.
affected by differing contextual and emotional factors.
For example, a wave-good-bye has a generic form in the
Secondary Representation of Action and Autism
sense of it being a hand moved in a rhythmic fashion as
the palm is held up, facing out. The manner of a wave In autism, secondary representation that is embodied in
then varies according to a wide variety of situational, action seems to be particularly affected, whereas cogni-
emotional and cultural contextual influences in which it tion that is disembodied from action such as that
takes place. These might include such diverse influences involved in recognizing oneself in a mirror and object
such as whether the relationship is intimate, whether the permanence may be spared. Language and symbolic
separation is to be brief or prolonged, whether the understanding are relatively unaffected in Asperger’s
departure is amicable, the age of recipient, the distance syndrome. The most diagnostically discriminative fea-
between participants and the local cultural norms. tures of autism, identified by the Autism Diagnostic
Imitation of a model by an observer allows the observer Interview-Revised (ADI-R) [Lord et al., 1994] and Autism
to form the same associations between action plans and Diagnostic Observation Schedule-Generic (ADOS-G)
memories in the observer as those that control the [Lord et al., 2000] concern secondary representation of
model’s actions. Thus, through imitation, the observer action and include gesture, imitation, following and
identifies differences as well as similarities between directing attention and imaginative play. Imperative
different forms of an action (such as waving) and relates pointing (pointing to things to ask for them) is less
these to emotional and contextual differences through discriminative than declarative pointing (pointing to
experience. Consequently, imitation results in an ob- direct attention).
server developing an understanding of how emotion and Moreover, it appears that when secondary representa-
contextual memory impact upon the basic form of tions of action require intentional execution, this is
action. particularly diagnostic of autism. Therefore, expression of
Imitation may therefore serve to develop a representa- emotion in facial expression is discriminative, but
tional knowledge by a continuous process of self–other whether such emotion is directed toward another
comparison. In this way mentalizing is not just about individual is more so. During joint-attention activities,
simulation, but also about understanding why indivi- following another’s attention discriminates children with
duals differ from one another, and how differences autism less than whether they initiate joint attention

INSAR Williams/Mirror neurons in autism 83


[Mundy & Newell, 2007]. Gesture recognition is impaired the superior frontal gyrus for joint attention, and
[Smith & Bryson, 2007] but gesture production more so. temporal pole, anterior cingulate and insula for aspects
Imitation of gesture is performed less accurately than of emotions [Gallese et al., 2004].
imitation of actions on objects [Williams, Whiten, &
Singh, 2004]. Action planning is impaired [Ozonoff et al., Social Cognitive Functions
2004], but intentional understanding is spared [Aldridge,
A further issue that follows from this more complex
Stone, Sweeney, & Bower, 2000; Carpenter, Pennington,
model of mirror neuron function is that the different cell
& Rogers, 2001; Hamilton & Frith, 2007].
groups with mirroring functions are likely to be differ-
entially engaged in the various social cognitive functions
Part V: Conclusions and Synthesis of relevance to autism. The role of mirror neurons in four
main elements of social cognitive development has been
Across the spectrum of autism-related disorders, it discussed. Firstly, mirror neurons are likely to be involved
appears to be the cognitive functions that are embodied in empathy, emotional contagion and ‘‘automatic imita-
by action that are most affected. While communication tion,’’ where pre-existing motor knowledge is ‘‘released’’
skills based on gesture, facial expressions and eye move- by observation of others’ actions. Secondly, mirror
ments are diagnostic, those abilities that are less depen- neurons may be important for mediating influences of
dent upon integration with action, such as certain observed actions on attentional systems. This could occur
sensory, mathematical and mnemonic abilities may be by engaging mirror neurons that code the direction of
enhanced. It follows that the mechanisms that underpin action relative to the self. Influences of the mirror neuron
imitation and self–other matching are fundamental to system on attentional systems may be important for
our understanding of autism. In this article, the relation- development of joint-attention skills and fostering the
ships between mirror neurons and self–other matching development of attentional salience for personally rele-
functions in autism have been considered at neurobiolo- vant actions. Thirdly, mirror neurons may be important
gical and cognitive levels. Two important issues emerge. for imitation learning, whereby the motor repertoire is
One is that different features of actions may be coded for developed through experience of self–other comparison.
by different groups of mirror neurons. A second is that Fourthly, mirror neurons may be involved in a ToM
different social cognitive functions may be differentially process that differs from empathy by drawing upon an
served by these different groups. These two issues will be accumulated knowledge of action obtained through
considered in turn. self–other comparison.

Action Features Prediction and Tests

A traditional model conceives of mirror neurons as Mirror neurons may therefore serve a range of self–other
homogeneous groups of neurons that fire in response to comparison functions, with the result that self–other
specific actions, either when they are observed or when comparison can show variable profiles of impairment in
they are executed. The more the character of an action different individuals in autism. Both of two novel ideas
matches a mirror neurons’ prespecified character, the contained herein are readily testable. The first is that
stronger it will fire. Primate mirror neuron studies have autism can be associated with a specifically reduced
examined action character with respect to features such tendency to discriminate between self-directed and other
as grasp type. However, actions also vary for other action, and that this is mediated by a reduced function of
features that include their speed, force, direction relative Broca’s area, perhaps by reduced connectivity with the
to observer, emotional content and relationship to goal orbitofrontal–amygdala circuit. The second is that meta-
and context. As different features of actions are coded for representational ToM and empathy develop through
by different brain areas, whether in the parietal or the different mechanisms, though both involve the mirror
motor cortex, it follows that self–other matching of these neuron system. Empathic impairment in autism will be
different features is also likely to be served by different predicted by reduced tendency toward automatic imita-
groups of cells, either in the classic mirror neuron areas or tion. Meta-representational impairment will be asso-
outside. Therefore, a second model for mirror neuron ciated with impairment on aspects of motor learning
function, suggested by the work of Dinstein et al. [2007], and imitation. Further separation seems unlikely as both
is that different populations of cells with mirror proper- meta-representational and empathic development will be
ties, each serve self–other matching for separate action affected by social attentional impairment. A key issue
features. A simple extension of this model is that there that remains to be addressed concerns whether there are
are also other groups of cells serving aspects of self–other specific features of action for which imitation is more
matching functions that are more independent of action specifically impaired. A prediction that follows from the
and lie beyond the mirror neuron system, in areas such as model of learning described here will be that people with

84 Williams/Mirror neurons in autism INSAR


autism may particularly struggle to capture differences electrophysiological correlates of monkey see, monkey do
between generic and context-specific forms of action cells. Poster presented at the 27th annual Meeting of the
during imitation. For example, imitating a gesture such Society of Neuroscience, New Orleans, LA.
as ‘‘thumbs-up’’ for ‘‘okay’’ may not be such a problem Amodio, D.M., & Frith, C.D. (2006). Meeting of minds: The
for people with autism, as is learning to imitate ‘‘thumbs- medial frontal cortex and social cognition. Nature Reviews
Neuroscience, 7, 268–277.
up’’ with the nuances that convey just how ‘‘okay’’ things
Arbib, M.A. (2005). From monkey-like action recognition to
are. Developing experimental methods that can capture
human language: An evolutionary framework for neurolin-
these more subtle effects presents a challenge, though the
guistics. Behavioral and Brain Sciences, 28, 105–167.
‘‘emphatic gesture’’ component of module 4 of the Arbib, M.A. (2008). Autism—More than the mirror system.
ADOS-G [Lord et al., 2000] has already demonstrated Clinical Neuropsychiatry, in press: [doi://10.1016/j.casd.
some success. 2007.09.007].
This self–other comparison/mirror neuron model of Asperger, H. (1944). Die autistischen Psychopathen im Kinde-
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This research is supported by the Northwood Charitable 355–364.
Trust. I am also grateful to Nina Williams, David Perrett, Baron-Cohen, S., Ring, H.A., Wheelwright, S., Bullmore, E.T.,
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two anonymous reviewers for helpful comments on
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