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Trends in Food Science & Technology 20 (2009) 544e556

Review

Effects of pulsed
electric fields on PEF technology consists in the delivery of short high
power electrical pulses (ms or ms) to a product placed in
a treatment chamber confined between electrodes. Typical
bioactive compounds systems for the treatment of pumpable fluids consist of
a PEF generation unit, which is in turn composed of

in foods: a review a high voltage generator and a pulse generator, a treatment


chamber, a suitable product handling system and a set of
monitoring and controlling devices (Fig. 1).

Robert Soliva-Fortunya,
The permeabilising effect on biological membranes that
results from the application of pulsed alternating electrical
Ana Balasab, Dietrich Knorrb currents is known from the beginning of the 20th century,
but it was during the 1990s that thorough research on this
and Olga Martı́n-Bellosoa,* technology was undertaken. On the one hand, most studies
a
on high-intensity treatments have been devoted to the de-
Department of Food Technology, TPV-XaRTA, sign of pasteurization applications for liquid products, in
University of Lleida, Rovira Roure 191, 25198 Lleida, order to attain proper microbial destruction levels as well
Spain (Tel.: D34 973 702 593; fax: D34 973 702 596; as to observe an impact on enzyme activity. On the other
e-mail: omartin@tecal.udl.es) hand, treatments of mild or moderate intensity are currently
b
Department of Food Biotechnology and Process under study to prospect their potential of permeabilising tis-
Engineering, Berlin University of Technology, Königin- sue structures, thus allowing the implementation in the con-
Luise-Str. 22, D-14195, Berlin, Germany text of already existing operations such as extraction or
drying. Furthermore, PEF can also provide a potential to
induce stress reactions in plant systems or cell cultures, so
Pulsed electric fields have the potential to be used as alterna-
that bioproduction of certain compounds can be enhanced
tive to other conventional techniques of food production. In
or stimulated (Toepfl, Mathys, Heinz, & Knorr, 2006).
the last few years, several studies have demonstrated the abil-
The increasing consumer interest for high nutritious
ity of intense treatments to obtain safe and shelf-stable liquid
fresh-like food products, together with the search for envi-
foods. On the other hand, novel applications such as improve-
ronmentally friendly processing technologies, has aided in
ment of mass transfer processes or generation of bioactive
the development of emerging non-thermal technologies
compounds by using moderate field strengths are under cur-
such as pulsed electric fields. However, little has been pub-
rent development. However, the effects of pulsed electric field
lished about the effects of PEF treatments on the bioactive
treatments on minor constituents of foods, namely on bioac-
compounds in foods. Tentative studies suggest that PEF
tive compounds, have not been always considered. This
treatments can be a feasible way of assuring pasteurization
review aims at updating the state of the art regarding the
treatments without substantially affecting the nutritional
impact of pulsed electric field processing conditions on the
composition of food products. In this review, an update
stability of bioactive compounds in food systems.
on the state of the art on PEF technology is presented,
with special focus on the mechanisms that rule both the
generation of endogenously present bioactive compounds
at low or moderate treatment intensities and the presence
Introduction
of these health-related compounds when high intensities
The development of pulsed electric field (PEF) technol-
are applied.
ogy for non-thermal food processing applications has been
one of the major fields of research of the last decade regard-
Mechanism of electropermeabilisation
ing the study of alternative energy efficient applications.
The application of an external electric field on biological
cells (animal, plant or microbial) results in disruption of the
* Corresponding author. cell membrane. Till date a number of theoretical models
0924-2244/$ - see front matter Ó 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.tifs.2009.07.003
R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556 545

Fig. 1. Schematics of a PEF processing system for pumpable products.

have been suggested, but there is still no clear evidence on (which considers number of pulses and pulse width applied
the underlying mechanism of action at the cellular level. in a batch system) will promote formation of large pores
The most accepted theory is the electromechanical model and reversible permeabilisation will turn into irreversible
introduced from Zimmerman, Pilwat, and Riemann breakdown. Critical electric field strength to induce mem-
(1974). It considers the cell membrane to be a capacitor brane permeabilisation is dependent on cell geometry and
with a low dielectric constant. Free charges of opposite po- size, in the range of 1e2 kV/cm for plant cells (cell size
larities are present at both sides of a membrane (internal 40e200 mm) and in the range of 12e20 kV/cm for micro-
and external), resulting in a naturally occurring transmem- 
organisms (cell size 1e10 mm) (Heinz, Alvarez, Anger-
brane potential. Exposure to an electric field induces accu- sbach, & Knorr, 2002).
mulation of cell interior and exterior charges across the Based on this phenomenon, electroporation (permeabili-
membrane and therefore an increase in the transmembrane sation of the cell membrane caused by external electric
potential. Additional potential induced from external elec- field) was studied in practical applications on various bio-
tric field raises compression pressure on the membrane logical systems in the field of medicine and biology. Al-
due to attraction between opposite charges on both sides though recently the use of moderate field strength is
of the membrane simultaneously which induces membrane considered in food science, most of the studies were done
thinning. Electrostatic attraction between the two sides of in the range of irreversible membrane permeabilisation,
a membrane is further increased due to thinning of a mem- with the main objective to induce microbial inactivation
brane. When electrocompression exceeds the elastic resis- or to facilitate extraction of specific constituents and/or to
tance of a membrane locale rupture with pore formation increase drying rates. Application of moderate electric
occurs in the sub-microsecond range at a given value of fields in food technology attracted large attention in the
field applied. last decade, but still very little information is available re-
Pore formation is a dynamic process and can be revers- garding membrane permeabilisation kinetics and revers-
ible or irreversible depending on the treatment intensity. ible-irreversible structure changes of cells in real food
When pores induced are small in comparison to the mem- systems during and after application of PEF.
brane area and are generated with PEF treatment of low in-
tensities the electric breakdown is reversible (Angersbach, Impact of mild/moderate PEF treatment on bioactive
Heinz, & Knorr, 2000). The viability of the cell is main- compounds in foods
tained and additional biosynthesis of secondary metabolites The application of Pulsed Electric Field (PEF) technol-
can be triggered as a response to the stress condition in- ogy in food processing has attracted large interest in the
duced from PEF treatment. Increasing treatment intensity, last couple of decades not only as a new non-thermal pres-
by increasing electric field strength and/or treatment time ervation technology, but it offers a number of other useful
546 R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556

applications in the food industry. Improvement of intracel- available till date on the same topic (to our best knowl-
lular metabolite extraction (Ade-Omowaye, Angersbach, edge), or they are unsuitable for comparison due to differ-
Eshtiaghi, & Knorr, 2001; Fincan, DeVito, & Dejmek, 2004; ent treatment conditions and/or different PEF equipment
Geulen, Teichgraeber, & Knorr, 1994; Tedjo, Eshtiaghi, design.
& Knorr, 2002), enhancement of drying efficiency (Ade- Ye, Huang, Chen, and Zhong (2004) investigated electric
Omowaye et al., 2001; Taiwo, Angersbach, & Knorr, field stimulation of secondary metabolites production from
2002), modification of enzymatic activity (Giner, Rauret- suspension cultures of Taxus chinensis, whereas the exper-
Arino, Barbosa-Canovas, & Martin-Belloso, 1997; Yoem, imental design does not correspond to the definition of what
Streaker, Zhang, & Min, 2000), preservation of certain is considered as PEF treatment within this article. The elec-
food ingredients (Jia, Zhang, & Min, 1999) and production trodes of the PEF system used for the study were not im-
of secondary metabolites by inducing stress reactions in mersed in the treated solution. Therefore the noticed
plant systems (Balasa, Toepfl, & Knorr, 2006; Guderjan, increase in intracellular accumulation of taxuyunnanine (a
Toepfl, Angersbach, & Knorr, 2005) and cell cultures (Dör- bioactive secondary metabolite) was most likely stimulated
nenburg & Knorr, 1993) are being investigated. by electro-magnetic field induced from such high electric
However, information available concerning the effect of field intensity (60 kV and electrode distance of 6 cm).
Moderate Electric Fields (MEF) on bioactive components is PEF-induced recovery of plant oils with simultaneous
more limited compared to results on food pasteurization release of intracellular pigments and additional production
with high-intensity PEF treatments, and the precise mecha- of secondary metabolites in plant systems (maize, olives
nism of PEF-induced changes is still not understood in and soybeans) was studied by Guderjan et al. (2005).
depth. They did not only report higher oil yield obtained from
The application of low intensity treatment does not nec- maize germ, fresh olives and soybeans, but increased phy-
essarily cause irreversible cell rupture. This physical pro- tosterol production in maize germs (up to 32.4%) was no-
cess (reversible membrane permeabilisation) was ticed together with increased yield of isoflavonoids in
investigated by Angesbach, Heinz, and Knorr (2000). soybeans (20e21%), after application of PEF treatment
They reported formation of pores across the cell membrane with field strengths in a range of reversible cell permeabi-
when a transmembrane potential of 1.7 V was reached (po- lisation (0.6 to 1.3 kV/cm). Interestingly, such a high in-
tato tissue). Conductive channels that occurred across the crease of phytosterols and oil yield from maize germ
membrane resealed again within very short time and the could not be asserted by irreversible membrane permeabi-
cell membrane recovered its electrically insulating proper- lisation at 7.3 kV/cm and 120 pulses. This shows that the
ties. Such a phenomenon offers numerous possibilities to application of a low PEF treatment provides a potential
induce stress reactions in plant systems or cell cultures, to induce stress reactions in plant systems by stimulating
whereas cells regain their vitality and metabolic activity. metabolic activity and accumulating secondary
Table 1 shows some applications of PEF treatments im- metabolites.
proving the recovery of metabolites of interest from differ- Secondary metabolite production together with extract-
ent food matrices. Dörnenburg and Knorr (1993) ability of plant pigments from wine grapes (Vitis Vinifera)
investigated the influence of low intensity PEF treatment induced by low intensity pulsed electric fields was investi-
(0e30 pulses of 0e1.6 kV/cm) on production and recovery gated by Balasa et al. (2006). Increase of total polyphenolic
of secondary metabolites from cultured plant tissues (Che- (TP) content (13e28%) in fresh pressed grape juice ob-
nopodium rubrum and Morinda citrifolia) in correlation tained from PEF-treated grapes (0.5 to 2.4 kV/cm and
with cell vitality. A very high amount of the total amaran- 50 pulses) was observed. With increasing treatment inten-
thin content (85%) from C. rubrum and only 5.7% of total sity by increasing electric field strength, a higher content
amount of anthraquinones from M. citrifolia was released of total polyphenolics was noticed as well as higher degree
after PEF treatment (10 pulses of 1.6 kV/cm and 1 pulse of cell membrane permeabilisation. Interestingly, different
at 0.75 kV/cm, respectively). Regarding these two plant va- results were obtained concerning the extractability (follow-
rieties, electroporation had noticeable different effect on ing aqueous extraction) of total polyphenolics from grape
pigment release. Results obtained from PEF-treated C. ru- marc. After applying an electric field strength of 0.5 kV/
brum revealed larger impact of electric field intensity on cm (specific energy input of 0.1 kJ/kg) increase of TP con-
pigment release than number of pulses at a given voltage. tent was much higher (24%) than with PEF treated grapes
Increasing the field strength, substantial pigment release at 2.4 kV/cm (specific energy input of 2.3 kJ/kg) where
was achieved before cell viability was lost. However, treat- TP content resulted in increase of 14% (comparison to un-
ment of M. citrifolia failed to result in satisfying pigment treated sample). It was suggested by the authors that the
release at 0.5 kV/cm and 3 pulses when cell viability was reason for such an increase at low electric field intensities
already lost. Hence, this study indicates that the potential could have been stress induction in grape cells and subse-
of effectiveness of permeabilisation procedure depends on quent production of polyphenolics as secondary metabo-
the location of the metabolites within the cell (cytoplasm lites. Additionally, no change in pH, brix-values and wine
or vacuoles). Unfortunately, there are no other studies acids was noticed after PEF treatment.
R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556 547

Table 1. Effect of high-intensity pulsed electric field treatments on metabolite recovery from different sources

Compound Product Treatment conditions Effects Reference


Amaranthin Cultured plant 0e1.6 kV/cm, Metabolite recovery. Increased pigment release with Dörnenburg and
tissue: C. rubrum 0e30 pulses higher loss of cell viability. More effective pigment Knorr (1993)
release at increasing field strength, than with
increasing number of pulses.
Antraquinones Cultured plant 0e1.6 kV/cm, Metabolite recovery. No substantial pigment release Dörnenburg and
tissue: M. citrifolia 0e30 pulses at 0.5 kV/cm and 3 pulses where cell viability was Knorr (1993)
already lost.
Oil and Maize germ 0.6 kV/cm; 0.62 kJ/kg Higher oil yield (up to 88.4%) and increased Guderjan et al.
Phytosterol 7.3 kV/cm; 91.4 kJ/kg amount of phytosterols (up to 32.4%) was reached (2005)
simultaneously. Oil yield increased marginal
by 2.9% in comparison to untreated sample, and
phytosterol increase reached 14.7%.
Oil Olives 0.7 kV/cm, 30 pulses Higher oil yield of 6.5% and 7.4% respectively. Guderjan et al.
1.3 kV/cm, 100 pulses (2005)
Isoflavonoids Soybeans 1.3 kV/cm, 50 pulses, Amount of isoflavonoid diadzein increased Guderjan et al.
1.857 kJ/kg 1.3 kV/cm, by 20% in comparison to the referent sample. (2005)
20 pulses, 0.743 kJ/kg A rise of 21% of isoflavonoid genistein in
comparison to the reference was reached.
Polyphenolics Grapes 0.5 kV/cm, 50 pulses, Increase of total polyphenolic (TP) content Balasa et al.
0.1 kJ/kg 2.4 kV/cm, in fresh pressed grape juice of 13% was reached in (2006)
50 pulses 2.3 kJ/kg comparison to referent sample simultaneously with
24% increase of TP content in grape residue. 28%
increase of TP content in fresh pressed grape juice
was reached simultaneously with 14% higher TP
content in grape residue, in comparison to
referent sample.
Juice and Grapes 3 kV/cm, 50 pulses Higher juice yield (75%) of PEF-treated vine grapes Tedjo et al.
Anthocyanins in comparison to referent sample (70%). Total (2002)
anthocyanin content was almost 3 times higher
than of untreated grapes.
Betalain Beetroot tubers 1 kV/cm, 270 Solid-liquid extraction of beetroot pigment. 90% Fincan et al.
(B. vulgaris) pulses, 7 kJ/kg of total red coloring was released (release of betalain (2004)
and ionic species), in comparison to mechanical
pressing. Increase in tissue electric conductivity after
PEF treatment correlated approximately linearly with
the extraction yield of red pigment and ionic species
(only up to extraction level of 60e80%).
Sucrose Sugar beet 1.2e2.5 kV/cm, Sucrose extraction at ambient temperature Eshtiaghi and
1e200 pulses after PEF application for tissue disintegration. Knorr (2002)
Higher degree of sucrose extraction has been
obtained, higher dry matter (w30%) in pressed
pulp, shorter time of extraction.
Juice and Carrots (La rosa 0.6e2.6 kV/cm, Juice yield increased from 30.1% of untreated Geulen et al.
Carotenoids di Chioggia) 5e100 pulses material to 76.1% of PEF-treated (2.6 kV/cm, 50 pulses). (1994)
50 ms; 1 Hz No differences were detected in pH value,
total acids and dry substances after PEF treatment
in comparison to reference. Carotenoid content
(ß-carotene) has been maintained.
Vitamin C Bell peppers 0.5e2.5 kV/cm, Osmotic dehydratation (OD) was enhanced Ade-Omowaye
Carotenoids 20 pulses 400 ms, after application of PEF pre-treatment. et al. (2002)
2 Hz The percentage of vitamin C reduction
after PEF treatment prior to OD was lower
than pre-treated at different temperatures (from 25
to 55  C). Carotenoid reduction as a result of temperature
increase was z 80% to 55%, and z74% to 62% of
initial fresh content as a result of PEF pre-treatment.
Vitamin C Red bell 2 kV/cm, 1e50 pulses Vitamin C retention after osmotic dehydration / Ade-Omowaye
peppers untreated > frozen > PEF-pretreated samples with et al. (2003)
1 > 5 > 50 > 10 > 20 pulses. The data provided
clearly indicate improved mass transfer during
drying as a consequence of PEF pre-treatment and
also suggested minimal loss of vitamin C as quality
indicator due to electric field treatment.
(continued on next page)
548 R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556

Table 1 (continued )
Compound Product Treatment conditions Effects Reference
Oil Tocopherols Rapeseed 5 kV/cm, 60 pulses Increased content of polyphenols and tocopherols, Guderjan et al.
Polyphenols 7 kV/cm, 120 pulses which are important antioxidants in rapeseed, most (2007)
likely caused increased antioxidant capacity, measured
in PEF-treated samples.
Apple (Roter 1, 3 5 kV/cm, 30 pulses Polyphenolic content of PEF-treated samples Schilling et al.
Boskoop) untreated control with 1 and 3 kV/cm were insignificant, and slightly (2007)
juice and juice after lower contents were partially observed after treatment
pectolytic mash treatment of 5 kV/cm. Antioxidant capacities (TEAC, FRAP,
DPPH) remained unchanged
Considering pH, TSS, TA and the sugar-acid ratio, the
juices obtained after PEF treatment of apple mash did
not differ from the respective controls.

PEF-induced cell permeabilisation and release of intra- The effectiveness of PEF treatment (from 0.5 to 2.5 kV/cm)
cellular pigments (anthocyanins) from wine grapes was on b-carotene and vitamin C content in bell peppers, as
studied as well by Tedjo et al. (2002). After applying an a pre-treatment to osmotic dehydration (OD) in comparison
electric field strength of 3 kV/cm and 50 pulses, 65% of to elevated temperature treatment (from 25 to 55  C) was
the total membrane area was permeabilised, which resulted investigated by Ade-Omowaye, Rastogi, Angersbach, and
in threefold increase of the total anthocyanin content (as Knorr (2002). A higher vitamin C content (182.8 mg/
compared to untreated sample). With resemblance to 100 g ids) was determined when an electric field strength
work done by Balasa et al. (2006), it could be again no- of 2.5 kV/cm (20 pulses, pulse duration 400 ms, frequency
ticed that the higher the electric field strength, the higher of 2 Hz) was used than in osmosed bell pepper at 55  C
the degree of cell membrane permeabilisation and subse- (55.7 mg/100 g ids). Additionally, lower reduction of b-
quent release of intracellular compounds. In agreement carotene content was observed after PEF treatment in com-
with this theory, Eshtiaghi and Knorr (2002) showed com- parison to b-carotene reduction after treatment at elevated
pletely sucrose depleted sugar beet samples (relative gain temperature. The same research group (Ade-Omowaye,
of approx. 98%) when applying pulsed electric field (20 Taiwo, Eshtiaghi, Angersbach, & Knorr, 2003) showed
pulses of 2.5 kV/cm) as pre-treatment to a conventional that vitamin C retention immediately after PEF treatment
extraction. Furthermore, it was shown that PEF-pretreated (50 pulses at 2 kV/cm, pulse duration 400 ms) ranged
beets can easily be pressed and higher yield of sucrose ob- from 89.6 to 96.5%, from which it could be concluded
tained, that the pressed pulp from PEF pre-treated samples that PEF itself has no detrimental impact on vitamin C.
in comparison to the conventional thermal process contain Another application of pulsed electric fields as a pre-treat-
less residual sugar, and that shorter extraction times are ment method before mechanical pressing or solvent extrac-
required. tion of rapeseed and its impact on functional food
Fincan et al. (2004) investigated extractability of beet- ingredients (antioxidants, tocopherols, polyphenolics and
root pigment (betalain, the main constituents of red color- phytosterols) was studied by Guderjan, Elez-Martı́nez, and
ing of beetroots, accumulates in vacuoles) and different Knorr (2007). After applying PEF treatments (60 pulses of
ionic species from fresh red beetroot tubers (Beta vulgaris), 5 kV/cm, and 120 pulses of 7 kV/cm; pulse duration
using low intensity PEF treatments. 90% of total red color- 30 ms), oil yield increased by pressing as well as with solvent
ing was released into the isotonic solution (following 1 h extraction and additionally higher concentrations of tocoph-
aqueous extraction) after applying 270 rectangular pulses erols, polyphenols and phytosterols were measured in oil.
of 10 ms at field strength of 1 kV/cm. The amount of ex- The total polyphenolic content of PEF-treated samples
tracted pigment was found to be directly proportional to (120 pulses at 7 kV/cm) after pressing was three times higher
the release of ionic species, thus authors postulated that than of non-treated rapeseed. With increased PEF treatment
no differential permeabilisation of any of the intracellular intensity, by increasing field strength and number of pulses,
compartments occurred. higher amounts of tocopherols and polyphenols in oil were
Impact of low intensity PEF treatments (0.6 to 2.6 kV/ observed. The higher content of polyphenols and tocoph-
cm, 5e100 pulses with frequency of 1 Hz) on b-carotene erols, which are important antioxidants in rapeseed, most
content of carrot juice obtained from PEF-treated carrots likely caused increased antioxidant capacity measured in
was studied by Geulen et al. (1994). When applying PEF samples treated with high-intensity electric field pulses.
treatment with a field strength of 2.6 kV/cm and 50 pulses, The antioxidative capacity of juice obtained from PEF-
juice yield increased from 30.1% (untreated sample) to treated apple mash was investigated by Schilling et al.
76.1%, while no significant difference was noticed in b-car- (2007), where no significant differences were found be-
otene content, pH value, dry substances and total acids. tween the control groups and samples treated with electric
R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556 549

field intensities of 1, 3 and 5 kV/cm, and 30 pulses. In- Cánovas, & Swanson, 2001). Consistently, surface hydro-
creased yield of valuable ingredients using PEF treatment phobicity of egg white proteins was not increased by apply-
was not observed as reported for some other fruits, but it ing from 2 to 8 exponential pulses of 20e35 kV/cm at
stayed unchanged for samples treated with electric field 100e900 Hz (Jeantet, Baron, Nau, Roignant, & Brulé,
strengths of 1 and 3 kV/cm, and a slightly lower content 1999). Barsotti, Dumay, Mu, Fernandez-Diaz, and Cheftel
of apple polyphenolics was partially noticed after a treat- (2002) reported that a series of 20 exponential decay pulses
ment of 5 kV/cm. of 31.5 kV/cm at 1 Hz applied to ovalbumin in a buffer so-
In summary, many reports have demonstrated advan- lution induced at least a partial unfolding of the protein
tages of the application of moderate electric field pulse structure or enhanced the ionization of SH groups into
technology, including higher juice yield as well as high a more reactive S form. The number of pulses and the en-
juice purity, and unchanged or upgraded antioxidant capa- ergy applied per pulse significantly influenced SH group re-
city of the juice in combination with low energy consump- activity. However, these modifications appeared to be
tion. Good pressing efficiency, faster extraction processes transient, provided that when the pulse-processed
and improvement in drying processes are shown as advan- ovalbumin solution was kept at 4  C for more than
tages to standard (conventional) treatments. The observed 30 min the extent of the observed changes decreased and
effects are difficult to compare due to different electric field were completely reversed after 24 h.
systems used, different electric process parameters, insuffi- b-Lactoglobulin is the primary gelling agent in whey,
ciently described equipment and/or treatment conditions. undergoing complex changes upon heating (Perez & Pilo-
These parameters should be standardized to enhance the sof, 2004). Barsotti et al. (2002) observed that the fourth
evaluation of the processes described. There are several derivative of the UV spectra of native and pulse-processed
important parameters that should be concerned: electric b-lactoglobulin solutions were identical and, in turn,
field strength, E (kV/cm); total treatment time; number of differed significantly from the spectra of heated solutions,
pulses; pulse geometry; treatment chamber design; flow which exhibited shifting peaks for tyrosine and tryptophan,
rate of the product (for continuous systems); fluctuation and therefore concluded that PEF treatments (31.5 kV/cm,
of temperature; total energy input. 200 exponential decay pulses applied at 1 Hz, 2.3 J/pul-
se mL) shown to cause a 2e5 log cycle inactivation of
Effects of high-intensity PEF treatments on bioactive E. coli NCTC 9001 did not induce marked unfolding of
compounds in foods the b-lactoglobulin molecule. In contrast, Perez and Pilosof
Proteins, peptides and amino acids (2004) reported a partial modification of up to 40% of the
Little detailed work has been conducted to date on the native structure of b-lactoglobulin using 10 exponentially
effects of PEF on food proteins. According to Chen and decaying pulses of 2 ms at 12.5 kV/cm. These results
Wu (2006) the possible mechanisms involved in the loss were supported by electrophoresis analyses, indicating for-
of functionality include Joule heating damages, electrocon- mation of aggregates involving covalent bonds. It was also
formational changes, or both. From the point of view of shown that the thermal stability of b-lactoglobulin was
food preservation, it has been demonstrated that treatments greatly reduced when applying PEF treatments, in contrast
with pulse widths of a few microseconds can attain micro- with a relative enhancement of the heat resistance of egg
bial inactivation without significant damage in the protein white proteins. Odriozola-Serrano, Bendicho-Porta, and
matrix (Perez & Pilosof, 2004). However, PEF treatments Martı́n-Belloso (2006) found significant differences be-
can also be used to induce changes in the protein structure tween PEF-treated and thermally treated milk for a-lacto-
and functionality. Most research works studying the effect globulin, b-lactoglobulin and serum albumin. The effect
of PEF on proteins have been carried out on egg white of PEF treatments on other milk proteins has been scarcely
and whey proteins, probably because of their good perfor- studied. No detectable changes in the secondary structure
mance as gelling agents in many food products. or the thermal stability of secondary structure were detected
Among as many as 40 different proteins contained in the by Li, Bomser, and Zhang (2005) with a PEF bipolar treat-
egg white, the major proteins involved in the heat-induced ment at 41.1 kV/cm for 54 ms, contrasting with the signifi-
gelation are ovalbumin (54%), conalbumin (12%), ovomu- cant alteration of the secondary structure and loss of
coide (11%) and lysozyme (3.5%). Ovalbumin is the most immunoactivity after heat treatments.
heat-stable whereas conalbumin is the most heat-sensitive Very little is known about the effect of PEF on protein
(Fernandez-Diaz, Barsotti, Dumay, & Cheftel, 2000). Mar- functionality. In the case of soybean, a protein with high
tı́n-Belloso et al. (1997) reported no protein coagulation biological value, Li and Chen (2006) reported a significant
when liquid whole egg was exposed to up to 100 square- increase in both solubility, emulsibility, foaming capacity,
wave pulses of 2e4 ms using an electric field intensity of hydrophobicity and degree of denaturation of a protein iso-
26 kV/cm. The application of 10 pulses per unit volume late with increasing electric field (up to 41.1 kV/cm) and
of exponential decay pulses of 2 ms with an electric field treatment time (up to 91 ms).
of 48 kV/cm did not alter the electrophoretic pattern of On the other hand, proteins with enzymatic activity can
egg proteins (Ma, Chang, Góngora-Nieto, Barbosa- be inactivated under some PEF processing conditions
550 R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556

(Martı́n-Belloso & Elez-Martı́nez, 2005; Yeom & Zhang, Cánovas, & Martı́n, 2003a), glucose oxidase, lysoenzyme,
2001). Results from several studies indicate that field amylase (Ho et al., 1997) or alkaline phosphatase (Castro,
strength, pulse width, number of pulses and pulse shape Swanson, Barbosa-Cánovas, & Zhang, 2001). However,
are the main critical parameters affecting enzyme inactiva- other researchers have reported no significant influence of
tion. The influence of food matrix, pH and temperature PEF or even an increase in enzyme activity. It is generally
should not be neglected. Several authors described temper- known that pulses of increasing width cause a more severe
ature distribution inside PEF treatment chamber (Fiala, modification of enzyme structure. For instance, almost no
Wouters, van den Bosch, & Creyghton, 2001; Gerlach inactivation of alkaline phosphatase in milk was observed
et al., 2008; Lindgren, Aronsson, Galt, & Ohlsson, 2002). after 20 pulses of 0.39 ms at 21.5 kV/cm (Grahl & Märkl,
Critical zones which are located near the insulators may 1996), whereas 65% inactivation was obtained with 70
reach temperatures of 90  C which could have a detrimental pulses of 0.7 ms at 22 kV/cm (Castro et al., 2001). Some
impact on either enzymes or any heat-labile compound. authors have suggested that conformational changes in en-
Unfortunately this temperature inside the treatment cham- zyme structure may be responsible for the modifications in
ber cannot be measured, but it can be detected through enzyme activity due to PEF treatments. Yeom et al. (1999)
mathematical modelling of such processes. Enzymes are related the reduction of papain activity to the loss of a-helix
as well affected by changes in pH. Due to electrochemical structure. Giner et al. (2002) attributed the differences in
reactions that might occur at the electrode surface (Morren, the inactivation of PPO and PME by PEF to the differences
Roodenburg, & Han, 2003) partial electrolysis of solution in the molecular enzyme structures. Consistently, Yang, Li,
can take place and therefore a local pH change may cause and Zhang (2004b) found that inactivation of pepsin by
changes in enzyme activity. Nevertheless, the mechanism PEF was correlated to the loss of b-sheet secondary struc-
of enzyme inactivation is still unclear. Contrariwise to the ture of pepsin molecules. Similar results were reported by
extensive research conducted on microorganism inactiva- Zhong et al. (2007) who reported dramatic changes in the
tion, PEF studies on enzymes are not as systematic and of- secondary structure of PPO and peroxidase (POD) enzymes
ten show controversial results (Table 2). Some enzymes are treated with intense treatments of 25 kV/cm for 1740 ms
strongly inactivated, such as polyphenol oxidase (PPO) (Gi- and 744 ms, respectively. Detailed studies are in progress
ner et al., 2000; Ho, Mittal, & Cross, 1997; Yang, Li, & to possibly identify the reasons for controversial results
Zhang, 2004a; Zhong et al., 2007) pectin methyl esterase concerning enzyme activity after PEF treatments.
(Elez-Martı́nez, Suárez-Recio, & Martı́n-Belloso, 2007; Es- There is no evidence that PEF treatments affect the
pachs-Barroso, van Loey, Hendrickx, & Martı́n-Belloso, primary structure of proteins (peptides and amino acids).
2006; Giner, Gimeno, Barbosa-Cánovas, & Martı́n, 2001; Results obtained by Garde-Cerdán, Arias-Gil, Marsellés-
Giner et al., 2002; Rodrigo, Barbosa-Cánovas, Martı́nez, Fontanet, Ancı́n-Azpilicueta, and Martı́n-Belloso (2007)
& Rodrigo, 2003; Yeom, Streaker, Zhang, & Min, 2000), support this statement, thus indicating that intense treat-
papain (Yeom, Zhang, & Dunne, 1999), plasmin (Vega- ments, consisting of 4-ms pulses of 35 kV/cm applied at
Mercado, Powers, Barbosa-Cánovas, & Swanson, 1995), li- 1000 Hz for an effective treatment time of 1 ms, did not
pase (Bendicho, Estela, Giner, Barbosa-Cánovas, & Martı́n, induce substantial changes in the amino acids profile and
2002; Ho et al., 1997), protease (Bendicho, Barbosa- overall content of grape must.

Table 2. Inactivation of enzymes in foods by high-intensity pulsed electric field treatments

Enzyme Media Treatment intensity Inactivation (%) Reference


Polyphenoloxidase Apple juice 31 kV/cm, 1000 ms <10 Van Loey, Verachtert, and Hendrickxn (2002)
Peroxidase Milk 21.5 kV/cm, 20 pulses 25 Grahl and Märkl (1996)
19 kV/cm, 500 ms 0 Van Loey et al. (2002)
Orange juice 35 kV/cm, 1500 ms, 35  C 100 Elez-Martı́nez, Aguiló-Aguayo, and
Martı́n-Belloso (2006)
‘Horchata’ 25 kV/cm, 300 ms, 35  C 72.4 Cortés et al. (2006)
Lipoxygenase Green pea juice 20 kV/cm, 400 ms 0 Van Loey et al. (2002)
Tomato juice 35 kV/cm, 50 ms, 30  C 80 Min, Min, and Zhang (2003)
Pectin methyl Orange juice 35 kV/cm, 59 ms, 60.1  C 88 Yeom, Streaker, and Zhang (2000)
esterase 35 kV/cm, 1500 ms, 35  C 90 Yeom, Zhang, and Chism (2002)
35 kV/cm, 1500 ms, 35  C 80 Elez-Martı́nez et al. (2007)
Orange-carrot 35 kV/cm, 1500 ms, 35  C 81.4 Rodrigo et al. (2003)
juice blend
Protease Skim milk 14e15 kV/cm, 196 ms 60 Vega-Mercado, Powers, Barbosa-Cánovas,
Luedecke, and Swanson (2001)
35.5 kV/cm, 866 ms, 46  C 81.1 Bendicho et al. (2003a)
Whole milk 35.5 kV/cm, 866 ms, 46  C 57.1 Bendicho, Barbosa-Cánovas, and Martı́n (2003b)
Lipase Milk 21.5 kV/cm, 20 pulses 60 Grahl and Märkl (1996)
R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556 551

Phenolic compounds scale PEF system at 40 kV/cm for 57 ms and tomato juice
Little information is available about the effect of PEF thermally processed at 92  C for 90 s (Min, Jin, & Zhang,
treatments on complex phenolic molecules, on the phenolic 2003). Changes in lycopene concentrations appeared to
content and composition of foods and with possible interac- be well correlated with colorimetric indexes, although
tions with other compounds found in the food matrix. some differences were detected probably because of in-
Since some of these compounds are partially responsible creased rates of non-enzymatic browning reaction in the
for the colour of some fruits, colour determinations can be thermally processed juice (Min & Zhang, 2003). As well
a good indicative of the effect of PEF treatments on the as for lycopene in tomato juice, spectrometric assays can
quantitative content these compounds, especially in those be a good indicator of the changes in the carotenoid content
food products containing high amounts of anthocyanins. of some juices. Results reported by different authors show
No significant colour modifications have been found be- that colour in citrus juices was not substantially affected by
tween non-treated samples and a cranberry juice treated PEF treatments, indicating that no significant losses in the
with 40 kV/cm for 150 ms (Jin & Zhang, 1999) or a yo- total amount of carotenoids were induced (Ayhan, Yeom,
gurt-based drink containing a strawberry fruit syrup (Evren- Zhang, & Min, 2001; Cserhalmi, Sass-Kiss, Tóth-Markus,
dilek, Yeom, Jin, & Zhang, 2004), indicating that the & Lechner, 2006; Elez-Martı́nez, Soliva-Fortuny, &
changes induced by PEF treatments appear to be scarce. Martı́n-Belloso, 2006; Yeom et al. 2000). However, little
In addition, little has been published on the effect of PEF information has been published on the effect of PEF on in-
on the qualitative phenolic content. Sánchez-Moreno et al. dividual carotenoid compounds in most food matrixes.
(2005) evaluated the effect of a PEF treatment at 35 kV/cm Furthermore, to our best knowledge, there is no informa-
for 750 ms with 4-ms bipolar pulses at 800 Hz on the flava- tion available on the effect of PEF treatments on phytos-
none content of orange juice. No changes in the total flava- terols and other terpenoid compounds.
nones were observed, nor in the individual flavanone
glycosides and their aglycons hesperetin and naringenin. Chlorophylls
Dietary chlorophyll derivatives other than naturally
Isoprenoid compounds abundant Mg-chlorophylls, including metallo-chlorophyl-
It is well known that carotenoids are widespread pig- lins and metal-free pheophorbides, pheophytins, and pyro-
ments in a great number of plant-based foods. Nevertheless, pheophytins have been identified as potential
there is no evidence about the extent of the changes induced chemopreventative agents with antioxidant and antimuta-
by PEF treatments in their structure or bioactivity. Table 3 genic activities (Ferruzzi, Böhm, Courtney, & Schwarz,
presents a summary of studies on the effect of PEF treat- 2002). However, little is known about the effect of PEF
ments on carotenoids, as well as on other compounds on these compounds. Yin, Han, and Liu (2007) proposed
such as phenolic substances and vitamins. Cortés, Esteve, the combined use of intense PEF treatments with water-sol-
Rodrigo, Torregrosa, and Frı́gola (2006) reported a non-sig- uble Zn2þ concentrations to prevent chlorophyll breakdown
nificant decrease in orange juice total carotenoids when ap- without significantly affecting flavour and vegetable quality
plying bipolar treatments of 25e40 kV/cm for 30e340 ms. of spinach puree. These authors found that increasing field
Individual carotenoids with antioxidant activity (b-caro- strength, up to 60 kV/cm, increased the green colour of the
tene, b-cryptoxanthin, zeaxanthin and lutein) appeared to treated product, which was attributed to the destruction of
be resistant to the applied treatments, thus resulting into microorganisms and enzymes that mediate chlorophyll deg-
a better preservation of the antioxidant activity of the juices radative reactions. Field strengths higher than 60 kV/cm ap-
as compared to the thermally pasteurized. Consistently, im- peared to be detrimental to the colour of spinach puree but
proved stability of these compounds was achieved during whether this negative effect is due to the direct action on
the storage shelf-life of orange juice processed under sim- chlorophylls or to changes in the microstructure of the
ilar conditions (Cortés, Torregrosa, Esteve, & Frı́gola, product, thus affecting chlorophylls protection, needs still
2006). Furthermore, controversial results were reported to be investigated.
by Torregrosa, Cortés, Esteve, and Frı́gola (2005), who
observed that carotenoids with provitamin A effect Fatty acids
(a-carotene, b-carotene, z-carotene, a-cryptoxanthin and High-intensity PEF treatments induce little changes in
b-cryptoxanthin) of an orange:carrot juice mixture (80:20 the profile of fatty acids and their functionality. Garde-Cer-
v/v) were affected by PEF treatments. The differences re- dán et al. (2007) reported that intense treatments of 35 kV/
ported could also be due to the different temperatures cm for 1 ms applied as bipolar 4-ms square pulses at
reached during processing, given that temperatures above 1000 Hz rendered grape juices with a similar content of to-
65  C were reported to be achieved with treatments of tal fatty acids compared to the fresh must. No changes in
long duration. individual fatty acids were found, except for lauric acid,
On the other hand, studies on tomato indicate that there which seemed to be negatively affected by the action of
is no significant difference in the concentrations of lyco- PEF. Consistently, no significant differences were found
pene between tomato juice processed by a commercial in the content of free fatty acids of whole milk when
552 R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556

Table 3. Effect of high-intensity pulsed electric field treatments on some health-related compounds in food systems

Compound Media Treatment intensity Effects Reference


Flavonoids Orange juice 35 kV/cm, 750 ms No changes in either individual Sánchez-Moreno et al. (2005)
flavanones nor in total content
Carotenoids Orange juice 25e40 kV/cm, 30e340 ms No significant changes in overall content. Cortés, Esteve, et al. (2006)
Better stability of individual compounds
compared to thermal pasteurization
Orange-carrot 25e40 kV/cm, 30e340 ms Rise in carotenoids content with Torregrosa et al. (2005)
juice blend increasing treatment time Increase of
compounds with provitamin A effect
at 25 and 30 kV/cm compared to
heat treatments
Tomato juice 40 kV/cm, 57 ms No changes in lycopene with Min, Jin, and Zhang (2003)
respect to thermal treatment
Vitamin B1 Milk 18e3e27.1 kV/cm, Very low or negligible reductions Bendicho, Espachs, et al. (2002)
up to 400 ms
Vitamin B2 Milk 18e3e27.1 kV/cm, Very low or negligible reductions Bendicho, Espachs, et al. (2002)
up to 400 ms
Vitamin C Protein fortified 28 kV/cm, 100e300 ms Loss increasing from 4 to Sharma et al. (1998)
orange juice-based 13% as treatment time increased
beverage
Orange juice 87 kV/cm, 40 instant Very low or negligible reductions Hodgins et al. (2002)
charge reversal pulses, 50  C
15e35 kV/cm, 100e1000 ms Loss ranging from 1.8 to 12.5% Elez-Martı́nez and
Martı́n-Belloso (2007)
Grape juice reversal pulses, 50  C Very low or negligible reductions Wu, Mittal, and Griffiths (2005)
Apple juice and cider 22e35 kV/cm, 94e166 ms Very low or negligible reductions Evrendilek et al. (2000)
‘Gazpacho’ soup 15e35 kV/cm, 100e1000 ms Loss ranging from 2.9 to 15.7% Elez-Martı́nez and
Martı́n-Belloso (2007)
Milk 22.6 kV/cm, 400 ms 6.6% depletion Bendicho, Espachs, et al. (2002)
Vitamin D Milk 18e3e27.1 kV/cm, Very low or negligible reductions Bendicho, Espachs, et al. (2002)
up to 400 ms
Vitamin E Milk 18e3e27.1 kV/cm, Very low or negligible reductions Bendicho, Espachs, et al. (2002)
up to 400 ms

applying monopolar square-wave pulses of 7 ms at a repeti- at 80 kV/cm with bacteriocin incorporation in orange
tion rate of 111 Hz and field strength of 35.5 kV/cm during (Hodgins, Mittal, & Griffiths, 2002) and grape (Wu, Mittal
300e1000 ms (Odriozola-Serrano et al., 2006). In accor- and Griffiths, 2005) juices. Qiu, Sharma, Tuhela, Jia, and
dance with these results, no significant differences were Zhang (1998) found that changes in vitamin C content of
found between the contents of saturated, monounsaturated heat-pasteurized orange juice due to processing were be-
or polyunsaturated fatty acids found in an orange juice- tween 2 and 3 fold higher than those of PEF-processed
milk beverage processed at 35e40 kV/cm for 40e180 ms juices, which is in agreement with the results reported
using 2.5-ms bipolar square-wave pulses and the contents by Elez-Martı́nez, Soliva-Fortuny, et al. (2006) and Evren-
in untreated samples (Zulueta, Esteve, Frasquet, & Frı́gola, dilek, Jin, Ruhlman, and Qiu (2000) in apple cider and in
2007). The slight reduction of the fat content was attributed a ‘gazpacho’ type cold vegetable soup.
to a possible effect of PEF treatments on fat globule aggre- Cortés, Torregrosa, et al. (2006) reported a decrease of
gates by dissociating them, leading to a reduction of the sta- 7.52% vitamin A in orange juice treated at 30 kV/cm for
bility of oil-water interface after PEF treatments. 100 ms, whereas a heat pasteurization treatment (90  C,
20 s) induced a loss of 15.62% of the initial vitamin A
Vitamins content.
High-intensity PEF treatments have been reported to Regarding vitamins in milk, Bendicho, Espachs, Aránte-
cause less change in vitamin content than conventional gui, and Martı́n (2002) evaluated the effect of PEF treat-
processing treatments. Sharma, Zhang, and Chism ments on both water-soluble (riboflavin, thiamine, and
(1998) found that a protein fortified orange juice-based ascorbic acid) and fat-soluble vitamins (cholecalciferol
beverage processed with a PEF treatment of 28 kV/cm un- and tocopherol). No changes in the vitamin content were
derwent vitamin C reductions of 4.0e13.0% depending on observed, with the exception of ascorbic acid, which de-
the number of pulses applied in comparison with un- creased slightly. Thus, a treatment at 22.6 kV/cm for
treated juice. Consistently, very low or negligible reduc- 400 ms was more effective than either mild or intense
tions in the vitamin C content of fruit juices have been heat pasteurization treatments in preserving the initial vita-
reported when combining treatments of 20 reversal pulses min content of milk.
R. Soliva-Fortuny et al. / Trends in Food Science & Technology 20 (2009) 544e556 553

Though specific conditions that assure microbial inacti- requires low energy inputs and may be useful to improve
vation have been tried in different products, there are few the extractability of valuable bioactive compounds from
studies about the effect of PEF critical parameters on vita- different food matrices or even induce the generation of
mins. Elez-Martı́nez and Martı́n-Belloso (2007) reported certain compounds when treating metabolically active tis-
that pulses applied in bipolar mode, as well as decreasing sues. On the other hand, high-intensity treatments may be
field strength, treatment time, pulse frequency and width, applied to pasteurize liquid foods as an alternative to con-
led to higher levels of vitamin C retention ( p < 0.05) in ventional heat treatments. The application of these treat-
both orange juice and ‘gazpacho’ soup. PEF-treated prod- ments in order to obtain safe and stable products while
ucts always showed vitamin C retention higher than that maintaining their fresh-like bioactive potential looks prom-
of the heat-pasteurized food. ising and requires further investigation.
Nevertheless, application of PEF technology has still sev-
Flavour compounds eral major handicaps that need to be solved before the tech-
The losses of volatile compounds in PEF-treated prod- nology can be industrially implemented. On the one hand,
ucts are usually dependent on the type of compound. The literature studies have been carried out with systems greatly
amount of ethyl butyrate in orange juice decreased differing in both building-up, way of operation, and con-
a 9.7% when applying a treatment of 30 kV/cm for struction materials, which makes it extreemly difficult to
480 ms at 1000 Hz with 2-ms square-wave pulses, which compare results from different research groups. Further-
contrasts with a 22.4%-depletion reached when heat more, because of the intrinsic characteristics of the technol-
(90  C, 1 min) was used (Jia et al., 1999). In addition, ogy, it is not easy to on-time monitor the process conditions
PEF treatments did not affect the amount of decanal in that determine the boundary regions delimiting areas in
the juice, which contrasts with a 41% loss that was reported which the primary treatment effects (caused by the electrical
in the heat processed juice compared to the freshly treatment) outweigh the secondary effects (caused by heat).
squeezed juice. In general, a loss of 3e9% was found after Future studies should try to give response to these needs.
PEF treatments whereas a reduction of a 22% of the volatile Studies on the effect of PEF processing parameters on the
compounds was reported for heat pasteurization. Min, Jin, bioactive content of treated foods need to be extensively
Min, Yeom, and Zhang (2003) and Yeom et al. (2000) carried out. In-depth research is needed in order to study
also reported a higher content of flavour components (a-pi- the kinetics of generation, retention or degradation of
nene, myrcene, octanal, limonene and decanal) in PEF- health-related compounds as affected by PEF treatment
treated orange juice (35e40 kV/cm, 59e97 ms) than in conditions, as well as to elucidate the mechanistic insight
heat-pasteurized juice (94.6  C, 30 s). Consistently, the vol- of the induced changes.
atile aroma components of citrus juices such as orange,
lemon, grapefruit and tangerine were not significantly lost
due to PEF treatments (Cserhalmi, et al., 2006). Similar re- Acknowledgements
sults have been reported in tomato juice treated at 40 kV/cm This study has been carried out with financial support
for 57 ms, which retained more flavour compounds (trans- from the Commission of the European Communities,
2-hexenal, 2-isobutylthiazole, cis-3-hexanol) than ther- Framework 6, Priority 5 ‘Food Quality and Safety’, Inte-
mally processed or unprocessed tomato juice (Min & grated Project NovelQ FP6-CT-2006-015710.
Zhang, 2003). Flavour loss in the PEF-processed juices
has been frequently attributed to other factors related to
the treatment system. For instance, it has been reported References
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