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SUSAN E. MCPHERSON
Neuroscience Associates, Inc., and Department of Psychiatry and Biobehavioral Sciences,
UCLA School of Medicine
AND
JEFFERY L. CUMMINGS
UCLA Alzheimer’s Disease Center and Departments of Neurology and Psychiatry and
Biobehavioral Science, UCLA School of Medicine, and Behavioral Neuroscience Section,
Psychiatry Service, West Los Angeles Veteran Affairs Medical Center
Vascular dementia (VaD) is the second most common cause of dementia in the
elderly. Neuropsychologically, VaD has been characterized traditionally as having
a ‘‘patchy’’ pattern of cognitive deficits. Newly developed diagnostic criteria for
VaD suggest that this ‘‘patchy’’ pattern is associated with one type of VaD—multi-
ple cortical infarctions, and that several additional subtypes of VaD exist, each fea-
turing a characteristic pattern of neuropsychological deficits. Strategic infarct de-
mentias have unique features that reflect the specific brain region affected. Lacunar
state and Binswanger’s disease produce subcortical dementia with disproportionate
executive dysfunction. The profile of neuropsychological disturbances observed in
VaD patients provides important insight into the localization and pathophysiology
of the underlying cerebrovascular disease. 1996 Academic Press, Inc.
Vascular dementia (VaD) and Alzheimer’s Disease (AD) are the two most
common causes of dementia in the elderly (Roman, 1991). Although AD
accounts for approximately 50% of all cases of dementia, VaD has been
estimated to account for approximately 15–20% of cases of dementia
(Mirsen & Hachinski, 1988). Relative to vascular dementia, the cognitive
changes associated with Alzheimer’s disease have been studied extensively,
and are better defined, and uniform diagnostic criteria exist. Despite rela-
tively high prevalence, VaD has not been studied as extensively. Epidemio-
This project was supported by the Department of Veteran Affairs and a National Institute
on Aging Alzheimer’s Disease Core Center grant (AG10123). Address correspondence and
reprint requests to Jeffrey L. Cummings, UCLA Alzheimer’s Disease Center, 760 Westwood
Plaza, Los Angeles, CA 90024-1759.
269
0278-7626/96 $18.00
Copyright 1996 by Academic Press, Inc.
All rights of reproduction in any form reserved.
270 MCPHERSON AND CUMMINGS
logic studies reveal that the prevalence of stroke rises exponentially with
age, doubling each decade (Kurtzke, 1985). There may be as many as
430,000 elderly persons in the United States with stroke and dementia and,
in at least 62% of these patients, dementia may be the direct result of cerebro-
vascular disease (Tatemichi, Desmond, & Mayeux, 1992). Studies world-
wide have found consistent increases in the prevalence of VaD with advanc-
ing age (Rocca et al., 1991; Suzuki, Katsuzawa, Nakajinia, & Hatano, 1991;
Yamaguchi, Ogata, & Yoshida, 1992).
Research on VaD has been limited by the heterogeneity of the disease
and by grouping together patients with a variety of types of neuropathologic
changes. For example, lesions may appear in a combination of brain regions
(e.g., cortical and subcortical), can be strategic (small localized ischemic
damage) in location (e.g., thalamus), or may appear solely in cortical or sub-
cortical regions. Recent research definitions developed by an international
committee of experts from the National Institute of Neurological Diseases
and Stroke (NINDS) and the Association Internationale pour la Recherche
et l’Enseignement en Neurosciences (AIREN) resolve this heterogeneity by
classifying the disease into distinct subgroups of cerebrovascular lesions
(Roman et al., 1993). With these criteria, it is feasible to identify distinct
patterns of neuropsychological test performance in each of the subtypes of
VaD.
The literature on VaD is limited and has been inconsistent in describing
a characteristic pattern of neuropsychologic test outcomes. Many studies
which focused on cognitive deficits associated with VaD have combined all
patients with cerebrovascular pathology into a single group, regardless of
the location or severity of lesions. The ‘‘patchy’’ deficits often thought to
be characteristic of multi-infarct dementia may be an artifact of studying
patients with a variety of neuropathologic changes (Perez et al., 1975). This
review: (1) presents the new diagnostic criteria for VaD, (2) reviews avail-
able studies that characterize the new subtypes, and (3) provides suggestions
for future directions in research.
DIAGNOSTIC CRITERIA
The most recent edition of the Diagnostic and Statistical Manual of Mental
Disorders (DSM-IV; American Psychiatric Association, 1994) has aban-
doned the term ‘‘multi-infarct dementia’’ and has adopted the terminology
‘‘vascular dementia.’’ The DSM-IV definition of VaD is as follows: (1) evi-
dence of memory impairment, marked by an inability to learn new informa-
tion or recall previously learned information and one or more of the follow-
ing cognitive disturbances: aphasia, apraxia, agnosia, or disturbances of
executive function; (2) the cognitive deficits cause significant impairment in
social or occupational functioning and represent decline from a previous
level of functioning; (3) focal neurological signs and symptoms are present
VASCULAR DEMENTIA 271
TABLE 1
Classification and Neuropsychological Features of VaD Syndromes
VaD Type Neuropsychological Deficits
MID
Cortical Aphasia, agnosia, amnesia, apraxia
Mixed (cortical and subcortical) Variable pattern of deficits including language and
memory
Strategic Infarct Dementia
Angular Gyrus Syndrome Anomia, alexia with agraphia, Gerstmann syndrome,
constructional disturbance
Caudate Infarction Deficits of memory, attention, set shifting, verbal flu-
ency; planning, organizing and sequencing
Globus Pallidus Infarction Disorders of memory and set shifting
Thalamic Infarction Abnormalities of memory, verbal fluency, mental con-
trol, set shifting, sequential reasoning, motor pro-
gramming
Small Vessel Disorders
Lacunar State Deficits of set shifting, verbal fluency, attention ab-
straction
Binswanger’s Disease Impairment of memory, attention, gait disturbance,
motor performance, set shifting.
in distinguishing MID from AD. At least two studies have found no differ-
ences on tests of confrontation naming and verbal fluency (Fischer, Gatterer,
Marterer, & Danielczyk, 1988; Loewenstein et al., 1991).
Studies of memory functions in MID have failed to show differences be-
tween patients with AD and MID when level of severity of dementia was
controlled. LaRue (1989) administered the Object Memory Evaluation (Fuld,
1981) to nine inpatients with MID. Three of the patients performed within
normal limits, one patient had marked retrieval deficits, one patient had an
amnestic-type memory deficit, and four were impaired in storage. Variability
in performance was related to the overall severity of dementia and to the
presence or absence of depression. Loewenstein and colleagues (1991) re-
ported that patients with AD made more intrusion errors on the Object Mem-
ory Evaluation as compared with patients with MID.
The studies cited above did not use uniform criteria in defining MID. As
a result, a patient with any lesion was admitted to the MID group. As will
be stated below, patients with only subcortical infarcts present with a differ-
ent pattern of cognitive deficits compared to patients who meet the NINDS-
AIREN criteria for MID. These criteria define the cerebrovascular lesions
associated with the multiple infarction syndrome as multiple large complete
infarcts usually involving cortical and subcortical areas. These criteria allow
for the possibility that multiple infarcts limited to the cortex may cause MID.
Cortical infarction most often results from embolic or thrombotic occlusion
of large and/or medium sized vessels. When multiple, bilateral cortical in-
farcts are present, the clinical picture can meet diagnostic criteria for demen-
tia (Cummings & Benson, 1992). The cognitive deficits associated with corti-
cal MID depends on the cortical territory irrigated by the involved vessel.
Occlusions to the middle cerebral artery affecting the left hemisphere typi-
cally result in aphasia and apraxia (Benson, 1979; Benson & Geschwind,
1975; Geschwind, 1975). Nonfluent aphasias result from infarctions anterior
to the Rolandic fissure and fluent aphasic output is associated with lesions
posterior to the central fissure (Cummings & Benson, 1992). Repetition is
disrupted following infarction immediately adjacent to the sylvian fissure.
However, when the perisylvian area is spared, the ability to repeat is pre-
served. Global aphasia is the result of infarction of the entire dominant mid-
dle cerebral artery territory. Abnormalities in language melody, dressing,
and problems with visuospatial orientation and visuomotor performance may
occur following right middle cerebral artery infarction (Hemphill & Klein,
1948; Ross, 1981).
Caudate Infarcts
The caudate nucleus, globus pallidus, and thalamus connect neuroanatomi-
cally with the dorsolateral prefrontal cortex to form the dorsolateral prefron-
tal-subcortical circuit (Cummings, 1993). Damage to this circuit results pri-
marily in deficits in executive functions and motor programming and patients
with such deficits often meet criteria for dementia. The profile of neuropsy-
chological deficits and behavior changes varies depending upon which struc-
ture in the circuit has been damaged.
Few reports of focal caudate lesions exist. One study found that patients
with dorsal or ventral caudate lesions exhibited deficits in memory, attention,
and set shifting (Mendez, Adams, & Lewandowski, 1989). Behaviorally, the
patients with dorsal caudate lesions were confused and disinterested, while
patients with ventral caudate lesions were more disinhibited, euphoric, and
inappropriate (Mendez et al., 1989). Studies of animals with caudate lesions
have demonstrated impaired performance on tasks involving spatial choice
and memory and disruption of responses to reinforcement and conditioning
(Oberg & Divac, 1979).
Pallidal Infarcts
Reports of focal damage to the globus pallidus are also rare and are limited
to case studies of multi-case reports, many of which involved cases of dam-
VASCULAR DEMENTIA 275
Thalamic Infarcts
An extensive body of literature exists on the neuropsychological sequelae
of strategic thalamic infarcts. Patients with bilateral paramedian thalamic
infarction present with cognitive deficits including poor memory (Eslinger,
Warner, Gratton, & Easton, 1991; Gentilini, De Renzi, & Crisi, 1987; Stuss,
Guberman, Nelson, & Larochelle, 1988), reduced verbal fluency, decreased
mental control, and intact language (Eslinger, Warner, Gratton, & Easton,
1991). Behavioral changes observed have included dysphoria, irritability and
disinhibition, apathy, utilization behavior, and distractibility (Bogousslavsky
et al., 1988; Eslinger et al., 1991; Gentilini et al., 1987).
Patients with thalamic infarction often manifest deficits on tests of ‘‘fron-
tal lobe’’ function. Case studies have revealed apathy, memory impairment,
poor word list generation, and poor executive functions in patients with left
medial dorsal thalamic infarction (Sandson, Daffner, Carvalho, & Mesulam,
1991). Other executive deficits include perseveration, inability to shift cogni-
tive set, decreased verbal fluency, and poor susceptibility to interference (Es-
linger et al., 1991; Mennemeier, Fennell, Valenstein, & Heilman, 1992;
Pepin & Pepin, 1993), poor sequential reasoning, and poor motor program-
ming (Eslinger et al., 1991; Mennemeier et al., 1992).
Damage to each of the structures described above disrupts the dorsolateral
prefrontal-subcortical circuit, resulting in a pattern of memory disturbance
and deficits of executive functions, meeting criteria for a diagnosis of de-
mentia.
Lacunar State
Lacunar state has been defined as the presence of numerous lacunes in
the basal ganglia, pons, and white matter of the centrum ovale (Roman,
1985). Lacunar state has been extensively studied, but very few studies have
included neuropsychological evaluations. Wolfe, Linn, Babikian, and Albert
(1990), using a test battery sensitive to deficits in executive functions, found
a pattern of frontal-lobe type deficits including difficulties in set shifting
276 MCPHERSON AND CUMMINGS
ability, decreased word list generation, and apathy in 11 patients with multi-
ple subcortical lacunes, 7 of whom had lacunes in both the basal ganglia
and periventricular white matter (PVWM).
Corbett, Bennett, and Kos (1994) reported that number of lacunes, extent
of periventricular lucency, and severity of ventricular enlargement but not
volume of infarction were associated with impaired performance on neuro-
psychological tests, specifically those thought to be dependent on frontal-
executive function such as phonemic and semantic fluency, simple attention,
and abstraction.
Recent progress in understanding frontal-subcortical circuits, particularly
the mediation of executive functions by the dorsolateral prefrontal circuit
(Cummings, 1993) facilities characterization of the types of deficits associ-
ated with small-vessel disease. The dorsolateral prefrontal circuit mediates
executive function and motor programming, and infarcts in subcortical re-
gions such as the basal ganglia and deep white matter disrupt the circuit,
resulting in deficits in these functions. The same subcortical structures that,
when infarcted, produce a syndrome of strategic infarct dementia, are also
affected in lacunar state.
Binswanger’s Disease
Binswanger’s disease (BD) is a gradually progressive syndrome caused
by ischemic injury to the deep white matter of the cerebral hemispheres.
Clinical risk factors for BD include hypertension, diabetes, cardiovascular
disease, and recurrent hypotension. Patients often have a history of repeated
small strokes, usually lacunae, and evidence of discrete neurologic deficits
(Babikian & Ropper, 1987; Caplan & Schoene, 1978; Goto, Ishii, & Fuka-
sawa, 1981; Loizou, Kendall, & Marshall, 1981; Nichols & Mohr, 1986;
Tomonaga, Yamanouchi, Tohgi, & Kemeyama, 1982). In a review of the
literature and position paper, Roman (1987) proposed that the white matter
disease consistent with BD may cause disconnection of subcortical structures
from an intact cerebral cortex and proposed the term senile dementia of the
Binswanger type (SDBT) to describe the associated form of VaD. Patients
with BD present with a slowly progressive dementia marked by pseudobul-
bar palsy, emotional incontinence, lateralized motor signs, corticospinal or
corticobulbar tract dysfunction, and gait disturbance (Aronson & Perl, 1974;
Babikian & Ropper, 1987; Biemond, 1970; Burger, Burch, & Kunze, 1976;
Caplan & Schoene, 1978; Garcin, Lapresle, & Leon, 1960; Goto et al., 1981;
Loizou et al., 1981; Nichols & Mohr, 1986; Tomonaga et al., 1982). Small-
stepped gait (marche à petits pas), frequent falls, and urinary urgency or
incontinence are typical early in the course of the disease (Roman, 1987).
Changes in mood and behavior (Babikian & Ropper, 1987), frontal lobe signs
(Lotz, Ballinger, & Quisling, 1986; Ishii, Nishihara, & Imamura, 1986) in-
cluding personality change, loss of incentive, reduced drive, and impaired
VASCULAR DEMENTIA 277
insight, apathy, and abulia commonly occur. Patients with BD manifest mut-
ism, bradykinesia, rigidity, and dysarthria and may be confused diagnosti-
cally with patients with Parkinson’s disease with dementia or progressive
supranuclear palsy (Roman, 1987). Glabellar, snout, rooting and grasp re-
flexes, and bilateral or unilateral tract signs are usually present.
Neuropsychological investigations of BD are few. Studies to date have
focused on the relationship between neuropsychological test performance
and evidence of periventricular white matter changes. Rao and colleagues
(1989) administered an extensive neuropsychological battery to 50 normo-
tensive, middle-aged, healthy volunteers. Ten of the subjects showed deep
white-matter changes (leukoaraiosis) on magnetic resonance scans. No sig-
nificant neuropsychological differences were found between subjects with
and without white matter changes, and there was no relationship between
severity of leukoaraiosis and neuropsychological test performance. However,
the sample size was small and only 2 of the 10 subjects with white matter
changes had moderately severe white matter alteration. Steingart and col-
leagues (1987a) compared nondemented subjects with and without evidence
of leukoaraiosis on CT. The group with leukoaraiosis exhibited a higher fre-
quency of abnormal gait and focal neurologic signs, and performed worse
on tests of memory and language on a brief neuropsychological screening.
In a companion paper by the same authors (Steingart et al., 1987b), patients
with AD and evidence of leukoaraiosis performed more poorly cognitively
than AD patients without leukoaraiosis.
Libon and colleagues (1990) administered a battery of neuropsychologi-
cal tests to four groups of patients. All patients presented for diagnostic eval-
uation of memory or psychiatric problems. Group 1 had no evidence of deep
white matter disease or dementia; Group 2 had no diagnosis of dementia but
showed evidence of white matter changes on imaging, and Groups 3 and 4
showed evidence of dementia, without and with deep white matter changes,
respectively. As might be expected, patients with dementia (Groups 3 and
4) performed more poorly on memory tests of immediate and delayed recall
compared with the nondemented group of patients. Significant differences
were found between the two nondemented groups of patients (Group 1 and
2) on tests of memory, for both immediate and delayed recall. There was
no difference in the frequency of stroke and neurologic signs between Groups
1 and 2. The group of demented patients with white matter disease (Group
4) had more infarcts and focal neurologic signs than demented subjects with-
out white matter infarcts (Group 3). Although this study leaves many ques-
tions unanswered in terms of a pattern of neuropsychological deficits associ-
ated with BD, it provides evidence for BD, and suggests that patients who
show periventricular hyperintensities on magnetic resonance imaging (MRI)
may be at risk for developing a dementing illness.
A study by Boone and co-workers (1992) found executive deficits in pa-
tients with white matter lesion areas of greater than 10 cm2 compared with
278 MCPHERSON AND CUMMINGS
patients with smaller total area of infarction. These patients performed sig-
nificantly more poorly on tasks of simple and divided attention and made
more perseverative responses and achieved fewer categories on a card sorting
task. In contrast to the findings of Wolfe and co-workers, Boone and col-
leagues found no deficits on tests of word list generation. Neither study found
deficits on tests of memory.
Kertesz and Clydesdale (1994) compared patients with AD to those with
VaD (small-vessel disease) as defined by evidence of significant white matter
hyperintensities on MRI or leukoaraiosis on CT. Patients with AD performed
more poorly on tasks of memory and some language subtests. In comparison,
patients with VaD exhibited greater difficulty on tasks related to frontal lobe
functions including dysgraphia, motor performance, and sequential reason-
ing and analysis.
Recent neuropsychological investigations (Boone et al., 1992; Wolfe et
al., 1990) suggest that deficits of frontal functions in patients can be identified
before the onset of memory or other cognitive disturbances in patients with
small-vessel disease, and ischemic injury to deep hemispheric gray and white
matter structures. These findings suggest that changes in frontal functions
occur well before the onset of memory problems in subcortical VaD, are a
potential key to identifying patients at risk for developing VaD and may
differentiate patients with early VaD from those with AD.
Treatment of VaD
Treatment of stroke is pharmacologic and supportive. Antiplatelet agents
such as aspirin are prescribed for most patients with VaD. Ticlopidine, a
powerful new platelet antiaggregant, can help prevent stroke and worsening
of dementia in patients who do not respond to or cannot tolerate aspirin.
Leukopenia occurs in 2% of patients treated with ticlopidine and patients
are required to have a complete blood count (CBC) every other week for the
first 3 months of treatment. Embolic strokes are treated with anticoagulant
medications such as heparin, but this treatment is warranted only in relatively
high functioning patients without a gait disturbance and fall risk, who have
an identified source of cerebral emboli. In addition to pharmacologic treat-
ment to reduce the risk of stroke, patients may be treated with psychotropic
agents for depression, psychosis, or anxiety (Cummings & Benson, 1992).
Families of VaD patients should be referred for psychological counseling,
support group participation, community resources, and legal guidance.
Conclusion
NINDS-AIREN criteria provide for better definition of the VaD subtypes.
Future research should focus on the pattern of neuropsychological deficits
associated with each of the subtypes of VaD, including tests of frontal lobe
function. In addition, studies of patients at risk for developing VaD would
VASCULAR DEMENTIA 279
SUMMARY
As new pharmacologic agents are made available for the treatment of
VaD, the accurate classification and neuropsychological characterization of
patients at risk will be a critical step in identifying persons who may benefit
from new, innovative drug therapies. The increased size of the elderly popu-
lation has made further study of small-vessel disease imperative and ad-
vances in medical technology, pharmacology, and neurophysiology make
improved understanding feasible. The sensitivity of MRI has made possible
the early detection of subcortical white matter lesions, heretofore invisible
on computed tomography (CT). Recent hypotheses regarding the frontal-
subcortical circuit anatomic linkages allow for hypothesis-driven research
regarding the phenomenology of VaD.
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