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Before: Murphy C
Representation: Counsel:
Mr G Doherty (Applicant)
Mr M Seck (Respondent)
Solicitors:
Mr P Walter, Walter Madden Jenkins, Solicitors
(Applicant)
Ms E Baxter, K&L Gates (Respondent)
File Number(s): 2018/00023893
DECISION
1 On 6 September 2017, the applicant, James Todd, then a serving Police
Constable, was served with a notice pursuant to subsection 181D(3)(a) of the
Police Act 1990 which contained 10 separate allegations of misconduct and/or
poor performance. The applicant provided the respondent, the Commissioner
of Police, with a detailed written response to the allegations on 17 October
2017. On 10 January 2018, the applicant was served with an order made
pursuant to subsection 181D(1) of the Police Act which removed him from the
NSW Police Force. The applicant has applied to this Commission for a review
of the removal order pursuant to section 181E of that Act.
2 The hearing of this matter occupied thirteen days spread over a period of
twelve months. In addition to the applicant, evidence in support of the
application was given by the applicant’s wife, Tamara Todd, Dr Paul Friend,
Senior Constable Jason Maybury and Christopher Leeson, former colleagues
of the applicant. In opposition to the application, the respondent called the
following witnesses to give evidence:
4 Below are set out relevant extracts from the respondent’s Statement of
Reasons which accompanied the removal order:
Background to LMl1601425
On 31 March 2016, Leading Senior Constable Nicole Harmer was performing
duties as the Custody Manager at Wagga Wagga Police Station. She says she
needed urgent assistance with a prisoner and she required an ambulance.
CCTV footage shows that at 4.59pm Leading Senior Constable Harmer
checks the cells and then makes a telephone call. Leading Senior Constable
Harmer says she called the supervisor's office and you answered the
telephone. She says you have the following conversation:
Harmer: “Toddy, call an Ambulance. I need urgent assistance. I've got a guy
that's collapsed and I need someone to enter the cell with me.”
You: “I will come down."
Sergeant Paul Huggett recalls you answering the telephone at that time. After
you finished the call he says you told him something similar to "Nicole needs a
hand in the charge room. So I will go down and help''. He says you did not
indicate that the request for assistance was urgent.
Leading Senior Constable Harmer says she waited several minutes but you
did not appear. CCTV footage shows that at 5.04pm she makes another
telephone call. She says she spoke with Sergeant Huggett. She repeated to
him that she needed urgent assistance, and an ambulance, because a
prisoner had collapsed.
Sergeant Hugget recalls that when he answered the telephone, Leading
Senior Constable Harmer asked him “Where is Toddy and my ambulance". He
responded, “Isn’t he down there with you and I don't know about an
ambulance". Leading Senior Constable Harmer recalls Sergeant Huggett
telling her that he thought you were 'down there’ with her. She replied that you
were not.
Sergeant Hugget went directly to the charge room. He says he asked
someone to call an ambulance and yelled for other officers to make their way
to the charge room. He then assisted in moving two prisoners from the cell
area to the dock.
CCTV footage shows that at 5.05:22pm Sergeant Huggett and others enter the
cell complex. At 5.05:56pm the footage shows you arriving. Sergeant Huggett
says you looked 'shocked'. Leading Senior Constable Harmer says you
appeared in the cell complex smelling strongly of cigarette smoke.
Sergeant Huggett says he spoke to you on 1 April 2016. He asked you to
explain your actions. He says he has the following conversation you:
You: “Nicole rang up and told me that a person had or was attempting to hang
himself in the charge room and that she needed assistance to check on him."
Huggett: “What did you do then?"
You: "I went outside for a smoke.''
Huggett: “Talk me through this decision to help me understand why you went
for a smoke instead of helping your mate out in the charge room."
You: “I just didn't think it was that serious, so I went for a smoke."
In your report dated 1 April 2016, you admit you spoke to Leading Senior
Constable Harmer. You say she told you that a male was in the custody room
and was attempting to tie his jacket around his neck. You state that you told
her you would attend the custody room 'shortly'. You also state that you told
Sergeant Huggett that ''someone is playing up in the custody area", although
you say you do not know if Sergeant Huggett heard you.
You admit you then went outside to the rear car park area to have a 'smoke'.
You say you returned to the custody area about two minutes later and saw
several officers removing a person from the cells and placing them in the dock.
You say that you realise your actions put the safety of your fellow officers and
the health of the person in custody at risk. You state you have no explanation
for your actions and submit you made a grave mistake.
Response
In your Response, you admit the allegation and apologise for your behaviour.
You are unable to explain your actions, but say it was out of character. You
refer to difficulties in your personal life and say you were extremely distracted
from performing your duties. You further say you have agonised over your lack
of action and your confidence in doing your job was shattered. You say you
will never act the same way again.
You say you have now sought the assistance of the Employee Assistance
Program.
Allegation 1
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that on 31 March 2016, after receiving a call for
assistance from a senior colleague to assist with a person who was in custody,
you went for a cigarette (smoke) before attending the custody room.
In the circumstances, I conclude that your conduct was contrary to the Police
Act 1990, the Police Regulation 2015, the Work Health and Safety Act 2011
and the NSW Police Force Code of Conduct and Ethics.
5 The Statement of Reasons then set out a number of further adverse findings
against the applicant. These were:
Allegation 2
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that you failed to personally serve an Application
for an Apprehended Domestic Violence Order on Mr C.
In the circumstances, I conclude that your conduct was contrary to the and the
NSW Police Force Code of Conduct and Ethics, the Domestic and Family
Violence Standard operating Procedures, the Crimes (Domestic and Personal
Violence) Act 2007, and the Local Court Rules 2009.
……………………………………
Allegation 3
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that you falsely recorded in the Statement of
Service that you had personally served Mr C in circumstances where you had
left the Order with another person.
In the circumstances, l conclude that your conduct was contrary to s7(a) of the
Police Act 1990, and Point 1 of the NSW Police Force Code of Conduct and
Ethics as set out above in relation to Allegtion1.
………………………………………
Allegation 4
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that you should:
• not have charged Mr H with an offence under s 527C(1)(a) of the
Crimes Act 1900;
• have charged Mr H with an offence under s 527C(1)(c) of the Crimes
Act 1900; and
• have filed the Court Attendance Notice with the Local Court prior to 3
December 2015, and before the six-month limitation date.
I find that your alleged conduct has resulted in the matter becoming statute
barred and the prosecution failing.
I further find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that you failed to properly investigate the matter.
In particular, you:
• did not seek assistance regarding the appropriate action to take
against the person of interest; and
• failed to follow the guidance provided to you to interview the person
of interest yourself.
In the circumstances, there appear to be grounds on which I could conclude
that your conduct was contrary to s 7(e) of the Police Act 1990 (as set out
above in relation to Allegation 1), Points 2 and 3 of the NSW Police Force
Code of Conduct and Ethics (as set out above in relation to Allegations 1 and
2), the Criminal Procedure Act 1986 and the Police Handbook.
……………………………………
Allegation 5
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that you have failed, over a substantial period, to
meet the expected standards of performance and competence of a Constable
of police. Your deficiencies appear to include poor work and time
management; a lack of attention to detail; poor operational skills; an inability to
plan and organise effectively; poor management and investigation of incidents;
and poor technical and professional knowledge.
ln the circumstances, l conclude that your conduct was contrary to section 7 of
the Police Act 1990, the Police Regulation 2015, and Points 1, 2 and 3 of the
NSW Police Force Code of Conduct and Ethics as set out above in relation to
Allegations 1 and 2.
Allegation 6
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that you failed to prepare timely and / or
satisfactory criminal briefs of evidence in the matters of H, L and Hi...
In the circumstances, I conclude that your conduct was contrary to the s 7(e)
of the Police Act 1990, and cl 8 of the Police Regulation 2015 as set out above
in relation to Allegation 1, Points 2 and 3 of the NSW Police Force Code of
Conduct and Ethics as set above in relation to Allegations 1 and 2, the Brief
Preparation Guide, and the NSW Police Force Handbook.
………………………………………
Allegation 7
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that on 7 December 2016 you:
• failed to include all relevant information reported to you by Ms A in
the CAD message, in particular that her ex-partner was the subject of
an ADVO; and
• chose to limit the information you recorded in the CAD message in
order to give the impression the matter was a 'property report'.
In the circumstances, I conclude that your conduct was contrary to the Police
Act 1990, the Police Regulation 2015, and the NSW Police Force Code of
Conduct and Ethics as set out above in relation to Allegation 1.
Furthermore, I conclude that your conduct was contrary to the Domestic and
Family Violence Standard Operating Procedures…
……………………………………
Allegation 8
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that in your statement dated 13 December 2016
were untruthful, or at the very least misleading, when you stated:
• it was you who updated the CAD job at 10.19pm; and
• that you did so after checking COPS to confirm an enforceable order
was in place, in circumstances were a COPS audit shows that you did
not conduct the searches into Ms A and Mr M until 10.20pm and
10.22pm.
In the circumstances, I conclude that your conduct was contrary to s 7(a) of
the Police Act 1990, and Point 1 of the NSW Police Force Code of Conduct
and Ethics as set out above in relation to Allegation 1.
Allegation 9
I find, on the balance of probabilities, although having regard to the
seriousness of the allegation, that during your record of interview on 3 March
2017 you were untruthful, or at the very least misleading, when you stated:
• About 10pm A contacted the station for the second time where she
gave me some more information. She told me that there was an AVO. I
then conducted checks to confirm that there was an AVO. I updated
the CAD job with that information.
In the circumstances, I conclude that your conduct was contrary to s 7(a) of
the Police Act 1990, and Point 1 of the NSW Police Force Code of Conduct
and Ethics as set out above in relation to Allegation 1.
…………………………………….
Allegation 10
After considering your response to this Allegation I am not satisfied that you
failed to promptly create the CAD message and I make no adverse finding in
that regard. However, I find that you did not obtain any details from the
informant.
In the circumstances, I conclude that your conduct was contrary to Point 2 of
the NSW Police Force Code of Conduct and Ethics as set out above in relation
to Allegation 1.
6 The Statement of Reasons continued as follows:
Response
In your Response, you refer to your family history highlighting that your father
and older brother are sworn officers in the NSW Police, and your mother is
civilian communications officer. You believe you would be an excellent police
officer, referring to your experience in the Royal Australian Navy. You state
you are a qualified mechanic.
You draw attention to the complimentary remarks you have received during
your career.
You submit that you made several mistakes that do not amount to misconduct.
You admit you did not give your full attention to your duties, and state the
content of the Notice does not represent a true view of your performance. You
state you have not been treated with respect in the handling of the complaint
investigations.
You attach to your Response three statements from current and former
colleagues. They say your conduct was out of character, and describe you as
a professional police officer who takes pride in his work.
You have provided two reports from Josephine Cannon, Counselling
Psychologist, dated 4 August 2017 and 10 December 2017. She reports that
you commenced psychological treatment with her on 30 March 2017 where
you presented with depression in the mild range. She reports that you began
to relate your policing experiences and the complaints against you. On 3 May
2017, she says your depression and anxiety was in the extremely severe
range. She advised your treating doctor that you possessed symptoms
consistent with posttraumatic stress disorder.
Consideration
As set out in the Notice, I am very concerned by your conduct as detailed
above. I expect the highest standards of behaviour from sworn officers of the
NSW Police Force and for all NSW Police Force officers to place integrity
above all. You have failed in that regard.
I expect you to understand the requirements of the NSW Police Force Code of
Conduct and Ethics and the need to always comply with it. You should clearly
understand your responsibilities under legislation, policies and procedures.
The findings I have made above demonstrate that you have failed in your
obligation to act with care and diligence when on duty, and demonstrate an
ongoing inability to abide by matters of fundamental importance.
In relation to Allegation 1, any officer who seeks operational assistance from a
colleague is entitled to expect that assistance will be promptly provided. This is
particularly the case where assistance is sought on an urgent basis. The
evidence shows there was a concern for a member of the public who was in
police custody. Indeed, on your own version you say you were told that a male
person was in custody and was attempting to tie a jacket around his neck.
I am dismayed by your decision to go outside for a cigarette rather than
provide immediate assistance. I take into account that you say you made a
grave mistake. I have considered your Response, in that you say you were
distracted from performing your duties and your conduct was out of character.
However, your conduct amounted to a neglect of duty and I do not accept that
you were so distracted from your duties that you did not understand the nature
of the request for assistance. I am satisfied that you have failed to uphold your
oath of office to discharge your duties faithfully.
In relation to Allegations 2, 3, 4, 5, 6, and 7, I find that you have repeatedly
failed to act according to the minimum standards of diligence and commitment
reasonably expected from a professional police officer. You have repeatedly
failed to comply with basic NSW Police Force policies and procedures.
In relation to Allegation 2, your inability to follow basic process is
unacceptable. It is incumbent upon you to ensure you are aware of the
policies, procedures and guidelines that govern your duties. As you should be
well aware, the NSW Police Force is committed to reducing incidents of
domestic violence. There are clear policies and legislation in place regarding
the service of AVO applications.
I have considered your Response and I remain alarmed that you believed you
could serve the document on a third party. As a minimum, l would expect you
to realise your error when you recorded that you served the application
personally, knowing this was not the case. Instead, you have falsified the
service record. In your Response, you fail to demonstrate any insight into your
behaviour and blame the use of a pro-forma statement of service. However,
this should have further highlighted to you that you had not personally served
the document. Even on your own account you should have immediately taken
steps to remedy the actions you took. Instead, you were happy for the
statement of service to reflect false information.
Regarding the circumstances that give rise to Allegation 7, you have omitted
critical details from the CAD message. I do not accept that you were not told
about the existence of an ADVO. I accept Leading Senior Constable Gates
spoke to you about the omission of this fact and you told her it made the CAD
job easy to write off. Indeed, Sergeant Hallam also heard you say this. Your
conduct adversely impacted upon response times, and could have placed a
person protected by an ADVO at risk. I accept that your original CAD message
described a domestic type situation. Nevertheless, your behaviour in not
stating an ADVO was in place is unacceptable.
A failure to comply with such basic procedures has the potential to cause
serious detriment both to vulnerable persons, as well as to the reputation and
integrity of the NSW Police Force.
Your approach in relation to Allegation 4 adversely impacted upon the
administration of justice. Not only did you select an incorrect charge, the
matter became statute barred. I take into account that you did make a number
of enquiries throughout the investigation. However, you did not follow all the
advice and guidance that was provided to you, such as making an application
to interview the person of interest yourself. The evidence shows that you have
failed to act according to minimum standards of diligence and commitment
reasonably expected from a professional police officer.
Allegations 5 and 6 also demonstrate that you lack the skill and attention to
detail required to perform the most basic tasks. I do not accept your assertion
in your Response that you were not afforded the opportunity to improve your
competence and performance. I take into account that you say you were
occasionally able to function to the required standards and I understand that
you say your failings are partly a result of your reaction to your own conduct as
set out in Allegation 1.
However, I am satisfied every effort has been made to assist you reach and
maintain the expected standards of competence and performance. You were
provided with the assistance of several officers, each of whom put in every
effort to assist you improve. I take into account the feedback from your
colleagues and supervisors. You were spoken to on many occasions and
advice and assistance was both given and offered. Despite this, you have
failed to reach and maintain the standards required.
I take into account your assertion in your Response that you do not feel you
have failed over a lengthy period. However, your conduct as set out above
occurred throughout 2016. I am satisfied that you have consistently failed
during that period to meet the standards expected of a sworn police officer.
Ensuring that the NSW Police Force maintains the confidence of the public is
one of the highest priorities. There are very real and practical dangers in a
police officer not being able to properly prepare a brief of evidence, or
satisfactorily and accurately record the incidents they are involved in. The
evidence suggests that you lack the competence to be police officer.
Allegations 8 and 9 show you have repeatedly provided false or misleading
information. I have considered your Response and your contention that you
assumed you had created the updated CAD message. While I accept that the
message was updated under your profile, the evidence demonstrates that the
message was created by Leading Senior Constable Gates and not you. I do
not accept that when you drafted your statement six days after this incident
you believed you had taken and created the updated message.
Your actions show you tend to be less than fully frank, or at the very least
misleading, in your communications. As a police officer, you should be acutely
aware that the public are entitled to expect that you will behave honestly, and
with care and diligence in the performance of your duties. The proper
performance of your duties requires the highest standards of integrity and it is
critical when dealing with members of the public, your colleagues, and
allegations of criminal activity. In the circumstances, I am unable to rely upon
your integrity as a police officer if you were to perform policing duties in the
future.
In relation to Allegation 10, after considering your Response, I make no
adverse finding regarding the time taken to place the job on COPS.
Nevertheless, you failed to take details of the informant and I consider this is
another example where you have failed to act with care and diligence.
You have repeatedly failed to follow NSW Police Force policies and
procedures, and failed to always comply with the NSW Police Force Code of
Conduct and Ethics. Your actions demonstrate a lack of understanding of your
obligations as a sworn member of the NSW Police Force. In 2014, when you
were a Probationary Constable, you were served with a Warning Notice
following findings that you neglected your duty and entered false information
on the COPS. This should have put you squarely on notice of the standards of
conduct expected. Given your prior history, and your repeated failures, I do not
accept your conduct is out of character.
I have carefully reviewed all the material associated with this matter, and have
considered the character evidence you have provided. I have considered the
reports of Ms Josephine Cannon, Counselling Psychologist. I accept policing
can be challenging. However, I am not satisfied that your psychological state
justifies your behaviour, or caused you to act in the manner that you did.
I also take into account the complimentary remarks, and the details of your
career history within the NSW Police Force, as supplied by you in your
Response. However, given the magnitude of your misconduct and the extent
of your failings, I see no additional mitigation or reason for your actions that
would provide me with any basis not to lose confidence in your suitability to
remain a police officer.
I expect and the law demands that NSW Police officers will uphold their
solemn Oath of Office at all times. Our Oath requires all NSW Police officers to
act professionally at all times, with ethics and integrity, and in accordance with
the law. This is our sworn duty.
I want you to clearly understand, and I cannot stress too strongly, that I expect
an appropriate standard of behaviour from all police officers and I expect them
to adhere to the expectations of ethical and professional conduct, whether it is
on or off duty. You have clearly breached the NSW Police Force Code of
Conduct and Ethics.
I therefore exercise my statutory responsibility and make a determination that I
do not have confidence in your suitability to remain a member of the NSW
Police Force. I therefore remove you from your position as a police
officer.
Background
7 The applicant joined the NSW Police Force in September 2011. At the time, his
father and one of his brothers were serving police officers. His mother was
working as a Civilian Communications Officer in the Police Force.
8 The applicant completed his initial training in August 2012 and was posted to
Wagga Wagga police station as a General Duties Officer.
12 Following complaints against the applicant during 2016 which would ultimately
form the basis of the removal of the applicant from the NSW Police Force, he
was suspended on full pay from 28 December 2016.
14 In his response to the section 181D notice containing the 10 allegations against
him the applicant:
18 It was submitted on behalf of the applicant that the issuing of the Warning
Notice was non-reviewable action and he denied that he deliberately falsified
records or that he created inaccurate records with any intent to mislead or
deceive. The applicant’s submission stated:
81. In this case, given the absence of evidence from the respondent that would
enable the Commission to form a view about the reasonableness of the
warning notice and the facts and circumstances grounding it, it was
procedurally unfair and is now unfair on the merits review for the respondent to
rely upon the prior conduct and prior warnings in the notices as supporting the
applicant's removal. It is significant that the applicant's evidence going to the
disputed facts grounding the issuing of the warning notice is not contested.
82. The respondent should not be permitted to rely on the warning notice to
any extent but particularly to support a submission to the effect that the
applicant had a history of:
a. Entering false information into COPS; or
b. Neglecting his duties.
19 I agree with this submission. In doing so I note that little, if any, weight appears
to have been placed on this matter by the respondent in coming to the decision
to remove the applicant from the force. I also note that three days after the
Warning Notice was issued to him, the applicant was, on 21 August 2014,
confirmed as a Constable.
20 In my consideration of this matter, I have placed no weight at all on the fact that
the applicant was issued with a Warning Notice on 18 August 2014.
The Allegations
21 I propose to deal with each of the allegations against the applicant in turn,
setting out the finding made by the respondent, a summarised version of the
applicant’s case and the case for the respondent. In addition, I will set out my
own findings with respect to the disputed matters in relation to each of the
allegations.
Allegation 1
22 The respondent’s finding in relation to Allegation 1 was:
24 The applicant claimed that, at the time of the call from his colleague, he
understood that she was only asking for someone to assist or help her in the
custody room. In his witness statement (exhibit 1) the applicant stated:
78. At the time of the call I understood Senior Constable Harmer was only
asking for someone to assist or help her in the custody room. I did not
understand her to be asking for urgent or immediate assistance. l did not
understand her to be asking me to call for an ambulance or that one was
needed.
25 The applicant further stated:
80. l thought I would have enough time to have a smoke prior to attending the
custody room, as I did not consider there was any urgency in the call.
26 Exhibited to the applicant’s witness statement was a written report prepared by
the applicant on the day after the incident, 1 April 2016. Extracts from this
report are set out below:
About 4.30pm, I spoke to Senior Constable Harmer on the phone. She said
that a male in the custody room was attempting to tie his jacket around his
neck. I said that I have no further pressing work and would attend the custody
room shortly, which she agreed to.
I collected a copy of an ADVO and walked to the main station area and told
the station GASO Clair, that a female would be attending shortly and that she
was to be served the AVO. As I was walking out of the station area, I said
towards the shift supervisor Sgt Huggett, ‘I think that someone is playing up in
the custody area’ I do not know if he heard me when I said this.
I then went outside to the rear car park area and had a smoke….
I realise in my actions that and following the conversation that I have had with
Sgt Huggett, that I put the safety of my fellow officer and the health of a person
in custody at risk. I have no explanation for my actions other then, I made a
grave mistake of the situation and I did not respond correctly to the request. I
have made a serious error in my actions, I should have notified the shift
supervisor of the incident and attended the custody room immediately.
27 Also exhibited to the applicant’s witness statement was a report of Sergeant
Paul Huggett which was prepared on 2 April 2016. That report contained the
following record of a conversation between the applicant and Sergeant Huggett
which occurred the previous day:
Todd stated similar to; ‘Nicole rang up and told me that a person had or was
attempting to hang himself in the charge room and that she needed assistance
to check on him’.
I said, ‘What did you do then’
Todd said, ‘I went outside for a smoke’.
I said, ‘Talk me through this decision to help me understand why you went for
a smoke instead of helping your mate out in the charge room’
Todd said, ‘I just didn’t think it was that serious, so I went for a smoke’
I said, ‘how long were you outside for?’
Todd said, ‘Only a couple of minutes’
I said, ‘Have you ever been in a fight by yourself for a couple of minutes,
waiting for backup? How long did that feel?’
He said, ‘Yep, a couple of hours’
I said, ‘is there anything going on in your life internal or external to the
organisation affecting your decisions?’
He said, ‘No’.
28 The applicant’s witness statement contained the following:
At around 16:50 hours I became concerned about the welfare of the prisoner
in cell 1 as he was continually calling out he was unwell and no one cared etc.
At 16:59 hours I made a phone call. I believe this call was made to the
Supervisors Office which Constable Todd answered. I reported to him that I
required assistance with the prisoner in cell 1. I may have also reported my
ongoing concerns regarding the prisoner in cell 3.
During this time I could hear verbal noises from prisoner 1. He was calling out
that no one cared; he shouldn’t be locked up etc. I believed he had been lying
down for a period of this time. During this time I was also monitoring prisoners
in cells 2 and 3 from the electronic monitors. My attention was drawn to the
prisoner in cell 3 as he had previously just attempted self harm.
At 17:04 I made a further phone call to the Supervisors Office as the prisoner
in cell 1 was now not verbally responding and was lying in a position in the cell
on the floor where I could not see him properly. I believe it was during this call
that Sergeant Huggett answered and I asked where assistance was and had
an ambulance being called.
33 In her affidavit, Leading Senior Constable Shaw stated:
14. A male prisoner was secured in cell number 1 (Prisoner D). During the
day, Prisoner D had been yelling and screaming, repeatedly falling to the
ground and claiming he was unwell and required assistance. When the door to
the cell had been opened earlier in the day, Prisoner D had demonstrated
violent behaviour towards another police officer.
15. For the reason set out at paragraph 14 above, I was not prepared to enter
prisoner D’s cell alone. When I determined that prisoner D required
assistance, I immediately called the Supervisor’s telephone as there was
usually a Supervisor sitting at the desk. Mr Todd answered the call (First
Call).
16. When I made the First Call, I believe I told Mr Todd that I required urgent
assistance. When Mr Todd said words, to the best of my recollection, “I will
come down”, I formed the view that Mr Todd was on his way immediately to
join me.
………………………….
21. I have read the Statement of James Todd filed in these proceedings (Todd
Statement).
………………………….
23. In relation to paragraphs 78, 80 and 92, I say that I made it clear to Mr
Todd during the First Call that I required urgent assistance. I do not agree that
based on the words I stated to Mr Todd during the First Call that it was
reasonable for Mr Todd to conclude that my request was not urgent.
24. In relation to paragraphs 85, 87, 89 and 90, I deny that I stated to Mr Todd
during the First Call that a prisoner was attempting to hang himself. I did not
say that to Mr Todd because as described at paragraphs 14 and 15 above, I
required the urgent assistance to attend to Prisoner D.
34 Leading Senior Constable Shaw was cross-examined extensively as to what
she said to the applicant during the phone call she made to him at 16:59 on
that day. She was shown the CCTV footage from the custody room and
questioned as to her actions both before and after she made that first call.
Ultimately, Leading Senior Constable Shaw conceded that it was possible that
the need for urgent assistance had not arisen at the time she made the phone
call to the applicant. During her cross-examination, the following exchange
occurred:
Allegations 2 and 3
40 The Respondent’s findings in relation to Allegations 2 and 3 were:
43 The applicant claimed that he was under the mistaken belief that he was able
to serve an application for an ADVO on a third party over the age of 18 at the
residence. He based this belief, in part, on a form that was circulating within the
Wagga Wagga Police Station. That form contained the following:
STATEMENT OF SERVICE
Applications for Apprehended Violence Orders
I have served on …………………………………
of ………………………………....
A copy of this [ ] Application for an Apprehended Violence Order
[ ] Application to Vary/Revoke an Apprehended Violence Order
At [ ][ ] / [ ][ ] am/pm on [ ][ ] / [ ][ ] / [ ][ ] (dd / mm / yy)
Method of service [ ] in person
[ ] giving a copy to ………………………………...
(Other person over 16 years)
at ……………………………………………………….
(Actual address of service)
Being the [ ] Principal place of residence
[ ] Principal place of business/work
[ ] OIC and Name of Corrective Services Centre…
……………………………………
44 In his witness statement the applicant stated:
122. In the method of service section, the form enables a box to be ticked for
service "in person" or "giving a copy to other person over 16 years" at a
specified address "being the principal place of residence or principal place of
business or work of the defendant".
123. I had never used the form by writing information on it and submitting it,
because the computer system for recording the service of documents was
being used. However, I was aware of the form and its content and I thought it
was accurate with respect to the way of serving AVOs (and although the form
did not state so also ADVOs). I did not understand that to be a difference in
the method of effecting service of AVOs and ADVOs. I believe the form
applied to both applications.
124. I observed the form in the file used by police officers, along with victim
notification letters and case file cover sheets. I did not appreciate that I was
doing anything wrong and I did not check with anyone to make sure I was
doing things correctly.
45 In relation to Allegation 3, the pro forma electronic document which the
applicant actually completed contained the following:
STATEMENT OF SERVICE
I have served on C
at (address)
A copy of this NON-URGENT AVO APPLICATION
…………………………
Served at 16:30 PM on 03-May-2016
Method of service [/] in person
[ ] as directed by the court
………………………..
46 In explanation of why the applicant ticked the “in person” box on the form, the
applicant stated:
112. The difficulty I encountered was that the Statement of Service is a pro
forma electronic document that does not allow any variations to be made. I
accept and admit that I inserted in the (pro forma) Statement of Service that
the ADVO was personally served on C (and not S).
47 However, the applicant went on to state:
113. It was my understanding that the application for ADVO was served on C
by S saying that she would make sure he got it. Whilst this was not on the
Statement of Service I did state how I had served the ADVO on S in the
Consolidated Notice History, which enabled me to insert information in the
form of a narrative.
114. A copy of the Notice Summary - Consolidated Notice History report
generated from the computer is at page 57 of JT-1. The information entered
on 3 May 2016 at 16:30 hours was inserted by me. There I stated "Served to S
of (address). S stated that POI resides at the location and will provide POI with
ADVO". The words "POI" means "person of interest" which was my reference
to C.
115. It was my lack of knowledge that I was supposed to serve the ADVO
personally on C that brought about this inserting of incorrect information.
However, it was not my intention to falsify police records with any intention to
mislead or deceive. I did not know that I had not served the ADVO properly
and I did not know that I was inserting information in the statement of service
that was incorrect. I was merely trying to fill in the pro forma document in the
way it forced me to do. I noted in the narrative how in fact I had served the
ADVO. I was not trying to hide or conceal anything about the way I believed, at
the time, l had properly served the ADVO.
48 The following submissions were put on behalf of the applicant:
107. The applicant obviously accepts and admits that the information
contained in the electronic document was incorrect as he ticked the personal
service box, but to the extent that the respondent relies upon the allegation as
anything beyond the mere fact that the ticking of the box was an incorrect
statement of fact the allegation is denied.
108. The applicant denies the allegation on the basis that he deliberately
falsified records or that he created records with any intent to mislead or
deceive…
109. The following submissions are in addition to the submissions made
regarding Allegation 2.
110. The applicant thought he was explaining himself by putting the actual way
that the application had been served in the narrative section of the electronic
pro-forma on the court notices system… In doing so he typed in the electronic
form:
"... served to S of (address). S stated that the POI [person of interest]
resides at the location and will provide POI with the ADVO."
which is what is relied upon as the "falsity"…
111. The applicant's evidence is consistent with him being intent on qualify the
rigid electronic tick-a-box pro forma field by correcting the way of service in the
narrative field to make sure he correctly explained how the service was carried
out, which is consistent with honesty rather than dishonesty…
112. In cross-examination Inspector Mclay's evidence is that:
Q. There is a section on there that has an entry made by Mr Todd in
relation to his service of the document, isn't there?
A. Yes.
Q. Could you read out what is stated in that form?
A. On 3 May 2016 at 16.30 the entry appears to be:
"Made successful service, James Michael Todd, served to S at
(address). S stated that POI resides at the location and will
provide POI with ADVO. Attempted to contact LS, POI’s
mother'', on a phone number, "No answer."
Q. Having made the concession in relation to your confusion, and
understanding that Mr Todd may well have been confused about the
form which I took you to earlier, in relation to the service of applications
on third parties, you would agree that it is understandable that he
would make that entry in the electronic record, wouldn't you?
A. Yes.
113. It is submitted that the evidence supports that the applicant made an
honest mistake in circumstances where he believed he had carried out valid
service and in those circumstances his is not guilty of falsifying the record.
The case for the respondent
49 The respondent’s position with respect to Allegation 2 is set out at [6] above.
Allegations 2 and 3
15. I became aware of the incidents forming Allegations 2 and 3 against Mr
Todd in my role as Professional Standards Duty Officer. Leading Senior
Constable Gates came and saw me in relation to Mr Todd's failure to serve an
Apprehended Domestic Violence Order (ADVO) correctly.
16. On 3 May 2016, Mr Todd served an ADVO by handing it to a person other
than the named respondent. This is not the correct method for the service of
ADVOs. An ADVO must be served personally on the named respondent.
17. At paragraphs 121 and 122 of the Todd Statement, Mr Todd suggests that
a form circulating the Wagga Wagga Police Station suggested that service of
an ADVO could be done by "giving a copy to another person over 16 years.”
Mr Todd exhibits this form at page 58 of JT-1. I have reviewed the form at
page 58 of JT-1. That form relates to the service of applications for
Apprehended Violence Orders not to the service of an ADVO itself.
18. The Statement of Service that Mr Todd filled out is annexed to this affidavit
and marked “PM-2” That form only contains two check boxes in relation to the
method of service:
a. in person; or
b. as directed by the Court
Mr Todd has checked "in person".
19. The Statement of Service is obviously not correct because Mr Todd did not
serve the ADVO in person. If Mr Todd was not aware of the proper method for
serving an ADVO, he should have asked for assistance. To the best of my
knowledge, he did not do so.
20. Not correctly serving an ADVO may mean that the victim, or person in
need of protection, is not adequately protected, or does not have the
protection of the ADVO until it has been served correctly. This obviously
creates an unnecessary risk to the safety of the victim.
21. For the purpose of preparing this affidavit, I have read the report that Mr
Todd submitted on 7 September 2016 in relation to this incident. A copy of that
report is annexed and marked "PM-3" (7 September Report). At paragraph
120 of the Todd Statement, I understand Mr Todd to be saying that he could
not locate the defendant for service.
22. Under the heading “Comment" of the 7 September Report, Mr Todd states:
During the conversation with S, I was informed that C resided at the location
and would be returning that afternoon.
Mr Todd should have arranged for the ADVO to be served personally that
afternoon, it was not that he could not locate the defendant as suggested in
the Todd Statement.
Findings with respect to Allegations 2 and 3
51 I accept that the applicant made an honest mistake by leaving the application
for the ADVO with S rather than serving it personally on C. Some responsibility
for that mistake lies with the misleading Statement of Service form, part of
which is set out at [43] above, which suggests that service of an application for
an AVO may be effected by giving a copy to a third party.
52 In relation to the applicant ticking the “in person” box on the Statement of
Service form which he actually completed, part of which is set out at [45]
above, it is not my finding that applicant was being deliberately dishonest. He
made it clear that he had left the application with S in the Consolidated Notice
History report which he generated (see paragraph 114 at [47]). However, at the
very least the applicant should have sought advice from a colleague before
ticking the “in person” box on the Statement of Service form which he
completed knowing that this was incorrect.
Allegation 4
53 The respondent’s finding in relation to Allegation 4 was:
Allegation 4
23. I was responsible for triaging and reviewing the issues in relation to
allegation 4 after the complaint was finalised.
24. Having reviewed all the information, it was clear to me that Mr Todd's
knowledge fell well short of what it needed to be.
25. I refer to paragraph 143 of the Todd Statement. The standard procedure
for interviewing a person of interest (POI) who is already in gaol is to make
what is known as a Section 25 Application to have the POI brought to the
police station by Corrective Services for interview. On 4 September 2015 when
I made a comment on his Case referred to in the Todd Statement, Mr Todd
had not made such an application. Rather, Mr Todd disregarded my comment
and instead created a job on COPS requesting a police officer at Junee Police
Station attend Junee Gaol and ask the POI if he would be interviewed. This is
not the correct procedure, nor is it the responsibility of another officer at
another police station. In my view, Mr Todd was simply trying to save himself
some work.
26. At paragraph 144 of the Todd Statement, Mr Todd extracts a section of the
narrative entered in the Case Comments of the COPS system. This
conversation would not have prevented Mr Todd from making the Section 25
Application.
27. I have reviewed the COPS Event... At page 71, Senior Constable Hall
adds the following comments:
Q. Do you want to be interviewed about this allegation?
A. Yeah l do.
and
The inmate expressed a desire to be taken to the police station immediately.
Upon my review of these comments, I disagree with what Mr Todd says at
paragraph 146 of the Todd Statement about the POI not wanting to be
interviewed.
28. There was nothing in the COPS Event that would have prevented Mr Todd
from interviewing the POI. To my knowledge, Mr Todd did not at any time
make the Section 25 Application to speak with the POI as I had instructed him
to do.
Findings with respect Allegation 4
58 The applicant offered no plausible explanation for failing to follow the
instruction of Inspector McLay. During the cross-examination of the applicant,
the following exchange occurred:
Allegations 5 and 6
60 The background to Allegations 5 and 6 was set out in the respondent’s
Statement of Reasons in the following terms:
Allegation 5
29. I was responsible for overseeing the Interim Risk Management Plan and
Amended Interim Risk Management Plan that Mr Todd entered in to in July
2016 and August 2016 respectively. I was not responsible for the day to day
management of Mr Todd.
30. On 17 March 2017, I made a statement in relation to Mr Todd's
performance…
31. During the Interim Risk Management and Amended Interim Risk
Management periods, I did not see an improvement in Mr Todd’s performance.
I was continually receiving negative feedback about Mr Todd’s competence
from other officers tasked with mentoring him. A log of feedback was kept,
both good and bad feedback, and contributed to by officers tasked with
mentoring Mr Todd…
32. At paragraph 164 of the Todd Statement, it is suggested that the incident
which forms Allegation 1, was a “significant blow to [Mr Todd's] reputation”
which led to him performing poorly. I disagree with the statement. For the
reasons I have outlined above, Mr Todd's reputation was not affected by the
incident which forms Allegation 1. I would have said that his reputation for his
competence was ‘fair’ at best, both before and after that incident.
33. At paragraphs 170 to 173 of the Todd Statement, Mr Todd says that the
incidents which form the allegations relating to his competence were not
serious. I disagree with this statement and say that the competence of a Police
Officer is a serious matter. It is imperative that a Police Officer is competent
when performing their duties. Incompetence in completing duties can mean
that, for example:
a. defendants are not charged properly and prosecutions cannot
proceed;
b. the safety of members of the public is put at risk because Police
Officers are not adequately performing their duties to protect the
public; and
c. the safety of other Police Officers is put at risk.
34. The fact that Mr Todd does not understand the necessity of him performing
his duties competently is of concern to me. This suggests to me that if Mr Todd
was to be reinstated as he is requesting that his performance would be no
different than it was prior to his removal.
35. Further, on a number of occasions… Mr Todd was spoken to and told not
to watch Netflix or movies while on duty. The fact that Mr Todd needed to be
told not to do so on a number of occasions demonstrates to me that he did not
take his work seriously, he refused to take directions from senior officers and
was not trying to improve his performance to the required standards.
36. In relation to paragraph 171 of the Todd Statement, I say that Mr Todd was
given sufficient support to correct his performance. A number of different
mentors and supervisors were assigned to Mr Todd during his time at Wagga
Wagga Police Station... He was assigned different mentors and supervisors to
ensure that he had every opportunity to improve his performance and was not
hindered in doing so because of any difficulties with a particular mentor or
supervisor. As is apparent… the mentors and supervisors assigned to Mr Todd
each had the same or similar experiences in relation to his performance.
37. I refer to paragraph 174 of the Todd Statement. Mr Todd never brought
these concerns to my attention. Had he done so, I would have taken these
concerns into account and if necessary could have arranged for Mr Todd to be
supervised by another Sergeant. As I outline above, there was a history of
assigning Mr Todd different supervisors to assist him in improving his
performance. This could have been done again if required.
Allegation 6
38. In relation to paragraph 175 of the Todd Statement, I say that Mr Todd's
situation was not unique in that Wagga Wagga is a busy station. However,
from around July 2016, Mr Todd was restricted in working outside the station.
This meant that he did not attend jobs outside the Police Station.
39. Mr Todd could have asked for additional assistance if required, however,
as I have outlined above, Mr Todd’s performance issues were not limited to
this period. He had not displayed the required level of competence since he
commenced in 2012.
40. In relation to paragraph 178 of the Todd Statement, I say that Mr Todd
never raised these issues with me and did not indicate that these factors were
affecting his performance. Had he done so, they would and could have been
taken into account.
41. For the purpose of preparing this affidavit, I have reviewed Mr Todd's
training records… From reviewing that record, I can see that Mr Todd
completed online Brief Preparation training on 10 September 2016, and a Brief
Preparation Workshop on 16 September 2015.
Findings with respect to Allegations 5 and 6
66 The applicant has admitted these allegations and apologised. He sought to
explain his conduct, at least to some extent, by reference to the marital
difficulties he was experiencing at the time and “the timing of the onset of my
poor mental health and Post-Traumatic Stress Disorder”. For reasons which
are expanded upon later in this decision, I do not accept that the applicant’s
domestic situation and mental state at the time adequately explain or excuse
his repeated and consistent failure to perform his duties to a satisfactory level.
67 I agree with the respondent’s assessment to the effect that the applicant has
repeatedly failed to act according to the minimum standards of diligence
expected from a professional police officer and repeatedly failed to comply with
basic NSW Police Force policies and procedures.
Allegations 7, 8 and 9
68 The respondent’s findings in relation to Allegations 7, 8 and 9 were:
70 On 13 December 2016, six days after the incident that led to these allegations
against the applicant, at the request of Senior Constable Parsons, the applicant
prepared a statement which contained the following:
BACKGROUND
On Wednesday the 7th December 2016, I was rostered to work 1pm till
1.30am with Constable BANNISTER.
During the evening I was sitting in the muster room when Sergeant HALLAM
walked in and said something along the lines of “Toddy wants to know if
someone can copy and do the job at Estella, it’s been outstanding for a while.”
I said “I’ll have a look at it, its only a property dispute, I’ll go give the informant
call.”
I walked to the station area and there were no persons there. Constable TODD
had left the computer opened with CAD on the second screen. I looked at the
cad job 597788-07122016 and I contacted the informant listed on the Cad job,
A…
I spoke to A and spoke to her about a property dispute and she stated, “No, it’s
not a property dispute, there is an AVO.” I said, “I’m sorry but that is the
information I’ve been given.” She said, “Can I speak to Constable TODD, I told
him the information/story.” I said, “No, can you please tell me what is really
going on.” She said, “There is an AVO with my ex-partner where he tried to
choke me earlier in the year. He got a cab here and is sitting outside my
sister’s house, he has even been sitting on/near my car and I can’t leave, I’m
too scared to leave and I need to leave. He has been here for more than an
hour.” I said, “I’m sorry. I’ll update the job with that information and someone
will come out.”
Constable TODD had walked back into the station area while I was on the
phone to A.
When I got off the phone, I sat at the chair and updated the CAD job to state,
“there is currently an AVO in place – the poI had driven to the location in the
cab and has been sitting outside the location for over an hour. The informant is
scared and cannot leave the location.”
I then spoke to Constable TODD and asked him why he did not put all the
information into the Cad job in which he replied, “Cause it’s as easy to write
off.” After hearing this I approached A/Sergeant HALLAM and had a
conversation about this information and I expressed my concern about not
having the information within the job and how the cad job read so different to
what the situation really was.
…………………………………..
COMMENT
I have real concerns about this whole incident, the first being that the cad job
that was created is incorrect and appeared to be a simple property dispute
when it was in fact the incident was so much more and had the potential to
escalate.
The second issue I have with this situation is that when I spoke to Constable
TODD and he provided me with an explanation of why he didn’t put all the
information in the cad job, he seemed to think it was ok to leave important
information out so someone could write the job off easier.
To me this is an issue, it’s a safety issue for police, not knowing the “whole”
story/information when attending a job. This is how police get hurt.
75 Leading Senior Constable Gates was cross-examined at length about the
conversation she had with the applicant on 7 December 2016 but did not resile
from what she had recorded in her report of 23 December 2016.
At 10.00pm, I allocated LSC Gates to go to the job. LSC Gates called the
informant and enquired about the job as, according to the details on CAD,
seemed to be a property dispute. AT this point, A informed LSC Gates that the
POI is on bail and is also the defendant in an AVO. LSC Gates asked Cst
TODD why the job wasn’t created correctly with AVO and Bail etc. Cst Todd
replied, “I don’t put all that stuff in because it’s too hard to write the CAD off”
77 Leading Senior Constable Hallam also gave the following evidence before the
Commission:
25. The ‘Incident Header’ section of the CAD indicates that the incident was a
‘Domestic’. However, the description reads “Inf stated the ex-partner M
21/07/1977 is at the loc. POI is asking for the car back and the Inf is refusing.
Veh is registered to the Inf.” This description is consistent with the incident
being interpreted as a property dispute as Leading Senior Constable Gates
had said.
26. A short time later I heard Leading Senior Constable Gates talking
Constable Todd. She asked Constable Todd “Why didn’t you put all of the
information in the CAD?” Constable Todd said “It’s easier to write off.” Leading
Senior Constable Gates then came into the supervisor’s office and told me
about this conversation. I said something to the effect of “I heard. I will follow it
up.”
78 Leading Senior Constable Hallam was cross-examined about this aspect of his
evidence. The following exchange occurred with counsel for the applicant:
80 It follows that, with respect to Allegation 7, I find that the applicant was
informed by A of the existence of the ADVO against M but deliberately chose
not to record this obviously important piece of information in the CAD system. I
agree with the respondent’s assessment that this omission adversely impacted
on response times and could have placed a person protected by an ADVO at
risk (see [6] above). In addition, it is important for the safety and welfare of
officers who might respond to such a job, that they have all available
information about the situation they are likely to encounter at the scene.
J. DIAGNOS1S
1. Diagnosls
i. Chronic Adjustment Disorder with Anxious and Depressed Mood
relating to his disciplinary matter and the uncertainty about his career
ii. Emergent Post-Traumatic Stress Disorder
iil. Mild Alcohol Use Disorder
2. Causation
The cause of Mr Todd's chronic Adjustment Disorder is his disciplinary
matter, his suspension, ramifications of this financially and on his
future, and the possibility that he will be terminated.
The cause of his emergent Post-Traumatic Stress Disorder was
exposure to traumatic scenarios in the course of his police work.
The cause of his mild Alcohol Use Disorder is that this is a secondary
phenomenon to both his Adjustment Disorder related to his disciplinary
matter and his emergent Post-Traumatic Stress Disorder.
3. Rationale for Opinion
I base my opinion upon his mental status examination, the history
elicited, my reading of the background material provided, and the fact
that he fulfils diagnostic criteria for the above diagnosis, the fact that he
does not fulfil diagnostic criteria for other competing differential
diagnostic possibilities, together with my education, training and
experience,
K. SPECIFIC SCHEDULE OF QUESTIONS AS LISTED IN YOUR LETTER
OF REFERRAL DATED 23 AUGUST 2017:-
• Please confirm the diagnosis according to the DSM-V.
For my opinion on diagnosis according to DSM 5 please see J/1 above
under the heading 'Diagnosis'.
• Please detail the reported mechanism of injury and whether this
is consistent with the diagnosis.
For the mechanism of injury and my opinion on causation of Mr Todd's
indexed psychiatric diagnoses please see section J/2 above under the
heading 'Causation'.
• Following review of the provided documents and your
examination of the worker, are James’ current presenting
symptoms the result of his suspension from NSW Police in
December 2016? Provide your rationale.
Mr Todd's current Adjustment Disorder symptomatology and his
secondary Alcohol Use Disorder relate to his suspension in December
2016 and ramifications of his suspension.
However, his emergent Post-Traumatic Stress Disorder relates to
exposure to traumatic scenarios during his service in the Police Force,
and predating his suspension in December 2016.
• If James had not been subject to professional standards review,
would he have any incapacity for work with NSW Police?
Mr Todd reported that if he had not been suspended that he would still
have been working. He reported that he was stressed by his workload
and how he was being treated by his superiors at work, but was still at
work prior to his suspension.
His suspension and the uncertainty and stress associated with this
precipitated his Adjustment Disorder, together with emergent
Post-Traumatic Stress Disorder symptomatology and his secondary
Alcohol Use Disorder.
• What is James’ current capacity? If totally unfit, please provide
anticipated timeframes that James would be able to participate in
a graded return to preinjury duties.
Mr Todd believes that he has current capacity to work as a police
officer and wishes to do so again, He is not fit, in my opinion, to return
to work in his indexed position in his indexed job at Wagga as this
would be highly anxiety-provoking and would most likely exacerbate
his conditions.
Because of his emergent Post-Traumatic Stress Disorder
symptomatology, it would be prudent for him to work in an alternative
capacity ln the Police Force where he is not exposed to significantly
traumatic events. Exposure to further traumatic events will in most
likelihood exacerbate and perpetuate his emergent Post-Traumatic
Stress Disorder.
In my opinion, Mr Todd is fit to commence a graduated return to work
program in restricted duties in a different work location where he is not
exposed directly to potentially traumatic scenarios or exposed to them
vicariously. Any graduated return to work should be overseen by his
treating general practitioner and treating psychologist, and preferably
he should be referred to a consultant psychiatrist with expertise in the
treatment of Post-Traumatic Stress Disorder and be commenced on
antidepressant medication, which is one of the arms of the treatment of
choice for Post-Traumatic Stress Disorder in conjunction with ongoing
exposure-type cognitive behavioural therapy.
It is my opinion that it would not be prudent for him to return to frontline
duties with the danger of exposure, either directly or vicariously, to
further traumatic scenarios without the initiation of aggressive and
quality treatment for his emergent Post-Traumatic Stress Disorder.
• In your opinion, does James have capacity for work outside
NSW Police? If so, please include any alternative work that would
be suitable.
It is my opinion that Mr Todd does have capacity to work outside the
NSW Police Force... He reported that he has trained as a mechanic
and could work in this capacity. His psychiatric diagnoses would not
preclude him from working ln this capacity.
• What is the return to work goal?
Same job, same employer
Different job, same employer
Different job, different employer
If different employer, is this a permanent restriction?
Because of his emergent Post-Traumatic Stress Disorder, Mr Todd's
ideal work goal in my opinion is a different job and a different
employer. However, he wishes to return to policing. If he does return to
policing, which is his desire currently, then he should return to a
different job within the Police Force and not return to working in the
Wagga area. As mentioned above, it is my opinion that he should not
be doing frontline duties or working in a capacity where he Is directly
exposed to further potential traumatic events or vicariously exposed to
these.
Given the nature of Post-Traumatic Stress Disorder, once established,
further exposure to traumatic scenarios will invariably exacerbate and
perpetuate this condition. The treatment of choice for an individual
diagnosed with Post-Traumatic Stress Disorder is removal from
exposure to further potential traumatic scenarios or vicarious exposure
to traumatic scenarios, and this is often best facilitated by a change of
profession. It is my opinion that these restrictions are permanent.
• What is the recommended treatment for James? Include the
type, frequency and duration if possible.
The recommended treatment for Mr Todd's Post-Traumatic Stress
Disorder is exposure-type cognitive behavioural therapy administered
by an experienced clinical psychologist, together with appropriate
antidepressant medication under the care of a consultant psychiatrist
experienced in the treatment of Post-Traumatic Stress Disorder.
The treatment of choice for his Adjustment Disorder related to the
disciplinary matter is that once this matter is finalised one way or
another and he comes to terms with these changes, then his
Adjustment Disorder will remit.
The treatment of choice for his Alcohol Use Disorder is that he needs
to cease alcohol consumption and remain abstinent from alcohol. This
will be easier when his Adjustment Disorder ceases and he has had
treatment for his emergent Post-Traumatic Stress Disorder.
90 In a supplementary report dated 13 December 2017, Dr Prior stated:
Opinion
I have attempted a comprehensive assessment in the limited time available on
the first occasion that I saw Mr Todd. He has a history that is highly suggestive
of posttraumatic stress disorder, although it appears that he is quiet by nature,
uncomplaining and significantly affected by emotional numbing and avoidant
symptoms. He has not been demonstrative in expressing his distress. It
appears to me that there is strong reason to suspect that he has undergone a
significant change in his mental health and in his ability to function in the
workplace and that this may have manifested as avoidant symptoms that are
associated with the unsatisfactory work performance that has generated
internal complaints. It seems that the change in his demeanour in the
workplace and in his performance has been dealt with along disciplinary lines
in the absence of enquiry about possible effects in relation to work trauma.
He appears to be clinically depressed.
The most likely work related trauma that is causative of his current condition is
the severe motor vehicle accident in early 2016 involving the death of the
young woman and his personalised attachment to the scene of the accident
site and to the deceased as a result of the visual cues and the search for the
presumed missing baby at the time.
My view is that Mr Todd has developed posttraumatic stress disorder with
comorbid depression but I need to continue the assessment and to further
meet with him so as we can formulate a management plan.
He is seeing a competent and experienced psychologist who has dealt with
many police officers locally at Wagga Wagga and I suspect that he can receive
considerable valuable treatment with her over the coming months. My view is
that he will need further psychiatric review and treatment and especially
assessment of the extent of depressive illness, hyperarousal and the likely role
of pharmacotherapy to assist him in recovery.
The above views are as far as I can go with regard to diagnosis. His illness is
clearly present. It is a question of whether it is primarily posttraumatic stress
disorder with co-morbid depressive illness which has to be confirmed. The
mechanism of injury in my opinion is related to significant trauma within the
workplace.
At present Mr Todd's capacity for work within the NSW Police Force at Wagga
Wagga is not established. He is in a stressful and non-supportive environment
that will not aid recovery for him.
He does however express a wish to pursue his career as a police officer if he
is able to overcome the Section 181D Notice.
He understands that he would best be able to continue to function as a police
officer following appropriate treatment and following relocation away from the
workplace at Wagga Wagga.
Pending further assessment he may benefit from rehabilitation initiatives.
My assessment does not identify any co-morbidities that are likely to impact on
the management of Mr Todd's condition.
My recommendation is that Mr Todd attends again to continue the assessment
and engage in appropriate specialist psychiatric management with me at
probably four-to-six weekly intervals to begin with and that he continues to see
his psychologist and general practitioner locally.
Dr Paul Friend, Consultant Psychiatrist
92 Dr Friend was engaged by the applicant’s solicitors to examine the applicant
and prepare a report for use in these proceedings. Dr Friend was provided with
a number of documents including the respondent’s Statement of Reasons and
reports by Ms Cannon, Dr Prior and Dr Diamond. Dr Friend examined the
applicant on 28 June 2018. His report contained the following responses to
specific questions asked of him by the applicant’s solicitors:
Q. Could it be the case as well, Dr Friend, that whilst trauma may manifest
itself over a period of time, that the behaviours and ability to function as an
individual in day-to-day life or in their professional capacity is also affected by
other matters which are not related to their psychiatric condition?
A. Of course.
Q. And it could be related to the fact that they have other workplace stressors?
A. Mmm.
Q. And it could be related to the fact that they're just not very good as an
individual in terms of what they're doing in their day-to-day job?
A. Well, it could be. I mean, those could be factors, yes.
Q. And so trying to assign any linkage between a psychiatric condition such as
major depression or anxiety disorder to the ability of an individual to function in
day-to-day life and perform their work is a very complicated and nuanced
evaluation?
A. Yes.
Q. And what you need to do in identifying that is to try to isolate, if you can,
how that traumatic event may have potentially impacted on a person’s ability to
function, such as their concentration, the ability to sit down and focus on their
duties, things of that nature?
A. Sure.
…………………………..
Q. You say, “These three conditions arise from injuries that Mr Todd has
suffered in the course of his police career.” So just pausing there, just so we’re
clear, the three conditions to which you refer in that paragraph are the alcohol
abuse disorder, the major depression and the adjustment disorder with
anxious mood, correct?
A. Yes.
Q. And you've ruled out any diagnosis of PTSD?
A. Yes, as I’ve explained.
Q. And you've seen I think in Dr Prior’s report he referred to emergent PTSD
as a potential diagnosis?
A. Yes.
Q. And you obviously disagree with that potential diagnosis - that--
A. Well, yeah, I mean, this is always a point, is to whether you meet all criteria
for post traumatic stress disorder. It’s a diagnosis that’s used very, in my
opinion, very liberally in regard to trauma and I’ve tried and I think I’ve
explained to you why I believed he didn’t meet the strict criteria for that. Now,
we could argue about the criteria. You know, are they useful or not? But
they're what we’ve got.
……………………………
Q. Now, given the workplace stressors appear to start in early 2016, would you
agree that, given the proximity in time is much closer than the traumatic event
in 2015, it is entirely possible it is the workplace stressors associated with the
workplace complaints that led to the conditions or at least contributed the
conditions in a much stronger way than a traumatic event?
A. Well, contributed to the conditions, yes. Now, very hard to say which had
the greatest impact.
Q. And trying to disentangle them is obviously not a science. It involves a
degree of latitude and impression?
A. Yes.
Q. Given your expertise?
A. Yes.
Q. But it’s hard for you to say with any level of scientific precision just to say a
particular traumatic event contributed a particular percentage to the
manifestation of particular symptoms?
A. Yeah, it’s virtually impossible.
94 In my opinion, the medical evidence set out above falls short of establishing a
causal connection between the applicant’s mental state and the sustained
allegations against him which formed the basis of the respondent’s decision to
remove him from the NSW Police Force, especially with respect to Allegations
1, 4, 7, 8 and 9. There is disagreement among the medical experts, in
particular between Dr Prior and Dr Friend, as to whether or not the applicant
was suffering from PTSD as a result of exposure to traumatic events as part of
his work as a police officer.
99 If anything, the medical evidence relied upon by the applicant suggests that
returning him to the NSW Police Force and exposing him to the traumatic
experiences that police officers regularly encounter as part of their day to day
work could well have a detrimental impact on his mental well-being.
102 Further, I have had regard to the public interest which is taken to include the
interest of maintaining the integrity of the NSW Police Force and I am unable to
disagree with the conclusion reached by the respondent to the effect that the
applicant has regularly failed to meet the standards of conduct and
performance that the respondent rightfully expects of sworn members of the
NSW Police Force.
103 The application by James Todd for review of the respondent’s order removing
him from the NSW Police Force is dismissed.
104 I so order.
John Murphy
Commissioner
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