Sei sulla pagina 1di 55

Page 1 of 55

For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Reconstructing oedometric compression curves for selecting design parameters

Raphael Felipe Carneiro, M. Sc, DSc Candidate (*)

Denise Maria Soares Gerscovich, DSc.(**)

Bernadete Ragoni Danziger DSc.(***)


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

(*) Rio de Janeiro State University

Rua Sao Francisco Xavier 524, sala 5034 Bl. D, Rio de Janeiro, Brazil 20550-013,

raphaelfc1987@gmail.com

(**) Rio de Janeiro State University

Rua Sao Francisco Xavier 524, sala 5034 Bl. D, Rio de Janeiro, Brazil 20550-013,

deniseg@uerj.br

(***) Rio de Janeiro State University

Rua Sao Francisco Xavier 524, sala 5034 Bl. D, Rio de Janeiro, Brazil 20550-013,

brdanzig@uerj.br

Corresponding author: Gerscovich, D.


Address: Rua Professor Alfredo Gomes 15 apt 503, Rio de Janeiro, Brazil, 22251-080
Phone +55 (21) 23340979 (BR)
Email: deniseg@uerj.br; denisegerscovich@gmail.com

1
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 2 of 55

Abstract. The mineral structure of soft clays is extremely fragile. Sampling operations

and laboratory handling causes unavoidable disturbance. Undisturbed sampling is a

theoretical concept since the stress release imposes disturbance. Consolidation tests on
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

disturbed samples provide 1D-compression curves very different from field response, which

leads to inaccurate settlement estimates. Among the approaches for curve reconstruction,

Schmertmann's method is probably the most commonly adopted in engineering practice.

However, it presents difficulties in determining preconsolidation stress. The paper primarily

addresses Schmertmann's and Nagaraj et al.’s propositions and discuss their advantages and

shortcomings. A new approach for reconstructing the 1D-compression curve is proposed with

the main objective of being independent of the interpretation of the experimental results. The

validity was examined by comparing the reconstructed curves obtained by other methods.

Experimental results on high and low-quality specimens have been analyzed, as well. The

results revealed that the reconstructed curves for the cases analyzed are almost unique and

independent of specimen quality. The proposed method allows both graphical and analytical

implementation and the reconstructed curves are unaffected by experimental curve

interpretation.

Key-words: 1D-compression curve, consolidation; sample disturbance; compression

curve reconstruction, settlement.

2
Page 3 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Introduction

When dealing with soft soil deposits, settlement prediction presents a challenge, even to

the most experienced geotechnical engineers. The limitations inherent in the theories, the

representativeness and quality of the soil samples and the difficulty in selecting parameters
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

often lead to estimates that diverge from the actual settlement in the field. Laboratory tests are

carried out under controllable stress, boundary and drainage conditions enabling relatively

easy interpretation. However, the sample representativeness and quality are essential issues.

It is worldwide accepted that the virgin compression line is a soil property of the clay.

Schmertmann (1953) showed the differences between laboratory and geological

consolidation curves. Mesri and Choi (1985) proved the uniqueness of the End of Primary

(EOP) consolidation curve and vertical effective stress  (log). Thus, once the true

geological consolidation curve is known the magnitude of the settlement in the field can be

reliably computed.

The compression curve ( − log  ) is very sensitive to sample disturbance, among other

factors. The sampler design and operation procedures must consider all measures to reduce

the well identified causes of disturbance (La Rochelle et al. 1981; Ladd 1971; Baligh et al.

1987; Hvorslev 1949; Ladd and Lambe 1964; Lunne et al. 1997; Schmertmann 1953;

Santagata and Germaine 2002; Andrade 2009). The loss of quality may starts at the beginning

of the field investigation, due to the inappropriate operations of drilling, pushing the sampling

tube or retrieving the sampler. The merely unloading causes mechanical distortion and pore

pressure redistribution. Additionally, the soil stress condition is irreversibly changed during

the processes of handling, shipping, storage, extrusion, trimming and, in the laboratory,

specimen preparation and application of the stress system. In truth, cautious drilling

operations and handling may reduce the undesired effects of structural distortion, but will
3
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 4 of 55

never make them disappear. The term "undisturbed" sample should be replaced by

“acceptable” sample to indicate a sample obtained by using techniques to minimize material

disturbance.

Oedometer tests are time-consuming and performing loading and unloading paths may
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

take a couple of weeks. In practice, even when the 1D-compression curve exhibits sign of

disturbance, it is unlikely that the engineer requests a new set of in situ investigation. As an

alternative, corrections methods have been proposed to modify the  − log   curve to get it

closer to the field behavior.

This paper revisits some methods to compression curve reconstruction, discusses their

main points and proposes an alternative methodology.

Sample Disturbance

When compared to high-quality samples, oedometric compression curves of disturbed

specimens presents: i) a lower void ratio for any given vertical effective stress; ii) a flattened

 − log  curve, making it difficult to determine the preconsolidation effective stress; iii)

reduced value of the preconsolidation stress; iv) lower compressibility of the virgin

consolidation slope; v) higher compressibility of the recompression slope; vi) fallacious

linearity of virgin consolidation curve. In synthesis, disturbance affects both the slopes of

one-dimensional consolidation curves and the estimate of field preconsolidation stress   .

Hvorslev (1949) was probably the first to present a comprehensive study on sample

disturbance. He discussed the various methods of exploration and sampling, the basic types

of interference and their influence on the soil response in different laboratory tests and a

closer definition of the requirements for obtaining undisturbed soil samples. The degree of

4
Page 5 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

disturbance could be qualitatively evaluated by visual inspection of the sample surface or by

recovery ratios higher or smaller than unity.

Degree of disturbance

Before advising a method to reconstruct the 1D- compression curve it is necessary to


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

define the degree of disturbance.

Ladd and Lambe (1964) proposed a criterion by measuring the ratio   ⁄



, where   is

the actual effective stress of the sample before any reloading and 

is the theoretical value

for "perfect sampling" (Fig. 1). The perfect sampling effective stress 

denotes an idealized

process of undrained unloading from the anisotropic in situ stress state to a final hydrostatic

stress condition of the sample   before testing. This criterion does not take into account

operator-dependent disturbances, water changes and straining history of the sample during

retrieval and extrusion (Baligh et al. 1987).

Andresen and Kolstad (1979) suggested that the magnitude of volumetric strain of a

specimen when subjected to an oedometer test to the in situ vertical stress 

or in a triaxial

compression test to the in situ effective vertical and lateral stresses could be used to define a

quality criterion, termed as specimen quality designation (SQD). Those authors proposed five

levels of classification from εv less than 1% to greater than 8%; good quality samples must

provide ε < 2% (Terzaghi et al. 1996).

Baligh et al. (1987) proposed the “ideal sampling approach” (ISA) as an extension of the

“perfect sampling” concept (PSA). The authors have recognized the importance of

distinguishing between operator-dependent disturbance and a minimum degree of sampling

disturbance. Despite the best available sampling equipment and the most experienced

operator, there will always be a certain amount of disturbance. The strain history, predicted

by the strain path method (Baligh 1985), revealed that a point at the centerline of a tube
5
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 6 of 55

sampler undergoes undrained compression, extension, and compression due to its steady

penetration. The authors also observed that sample disturbance was erratic, and no clear

correlation could be established between the sampling tube diameter, location of the

specimen along tube length and in situ and laboratory operation procedures. However,
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

sampling disturbance effects on the undrained behavior of clays could be reduced by

reconsolidating the soil to 1.5 to 2 times the in situ effective overburden pressure, then

allowing rebound to the estimated in situ overconsolidation ratios, before undrained shearing.

Lunne et al. (1997) presented the Norwegian Geotechnical Institute (NGI) criteria for

evaluating sample disturbance mainly based on tests on marine clays (PI = 6% to 43%; ω =

20% to 67%; OCR = 1 to 4 and depth = 0m to 25m). The authors realized that the change in

pore volume relative to the initial pore volume, ∆⁄ , was more systematically influenced

than the change in volumetric strain (e.g., Andresen and Kolstad 1979). Ranges of ∆⁄

used to qualify sample quality are summarized in Table 1. The criteria must be used with

caution with soils with OCR outside these ranges.

It is worth to remark that the void ratio in the field  is usually different from sample

void ratio  . After sampling operation, if the sample is protected against moisture loss, the

water content does not change. The stress release tends to cause an expansion of the sample.

If the specific gravity of the solids is a constant, the expression  =  indicates that the

swelling produces a reduction of the degree of saturation S. In the laboratory, it is not

uncommon the use of techniques to recover the in situ saturated condition. Under saturated

conditions, the void ratio in the field  may be estimated by  = .

The boundaries of Lunne et al. (1997) classification were considered severe for Brazilian

clays from Rio de Janeiro (PI = 11% to 250%; ω = 35% to 500%; OCR = 1 to 4 and depth =

6
Page 7 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

6m to 15m). Coutinho (2007) and Andrade (2009) refined the ranges and solved boundaries

issues. Andrade (2009) ranges are also presented in Tab. 1.

Based on the results of Holtz et al. (1981), Nagaraj et al. (1990) assumed that the locus of



for any degree of disturbance lies in a straight-line perpendicular to the compression curve
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

at their points of maximum curvature, as shown in Fig. 2. In this limiting condition, this line

may logically be expected to be perpendicular to the remolded sample curve. Therefore, the

preconsolidation stress, in the field   may be obtained by drawing the recompression line up

to the line that contains the locus of the preconsolidation stresses. If the swelling of the

sample is disregarded,   is obtained by drawing a horizontal line at  .

To quantify the degree of disturbance Nagaraj et al. (1990) proposed an equation that

compares the predicted preconsolidation stress   with preconsolidation stress  ,



obtained

from laboratory compression curve:



−  ,

(%) = × 100


(1)

Reconstructing field consolidation curve

As the disturbance level increases, the shape of the compression curves becomes more

rounded, and the breakpoint between recompression and virgin consolidation that is used to

define preconsolidation stress   disappears.

Estimating preconsolidation stress  

The preconsolidation stress represents the boundary at which significant structural

changes including the breakdown of interparticle bonds and interparticle displacement begin

to occur. In fact, the term preconsolidation effective stress is inappropriate, because it leads

7
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 8 of 55

to an incorrect interpretation of   . The term has been originally defined based on a

mechanical concept denoting a past unloading history. The sharp change on soil response

may be a result of many factors including past depositional and stress history, chemical-

physical reactions (weathering, cementation, etc.) and/or viscous (aging) processes (Boone,
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

2010).

There are several methods for the interpretation of the preconsolidation stress   from the

consolidation curve; some of them are listed in Table 2. Casagrande’s method is probably the

most used worldwide. The definition of the minimum radius of curvature on semi-log plots is

usually exposed to uncertainties; the judgment is human-dependent. Moreover, Clementino

(2005) has demonstrated how scale effect influences the Casagrande's graphical method

result (Fig. 3) and proposed the use of Pacheco Silva's method which is less sensitive to

graphical interpretation. However, Grozic et al. (2005) showed that Pacheco Silva's method

could also provide different results depending on the tangent of the virgin curve.

Grozic et al. (2003) presented 187 attempts at estimating 



using different methods (Fig.

4) and realized a high disparity among them; for the same sample (vertical dotted line) OCR

varied from 1 to 27. The strain energy density approach (Becker et al. 1987), which is more

theoretically based, is also somewhat subjective in the determination of the best fit linear

interpretation of the cumulative strain energy density (Boone 2010).

Instead of a graphical approach on a smooth consolidation curve, Boone (2010) proposed

using straight lines between each load increment to estimate   , without any subjective

interpretation. He tested 160 oedometer tests with low-plasticity silty clays and sensitive

clays and estimated   values in a range between Casagrande and Pacheco Silva prediction

methods.

8
Page 9 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Paniagua et al. (2016) used 169 oedometer test results to evaluate five methods for

interpreting   , and experienced the uncertainties produced by graphical methods. Small

changes in the slope of the tangents resulted in significant changes in   and the scale type of

the plot increased the difficulties in reading the stress values.


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Umar and Sadrekarimi (2017) conducted a series of laboratory oedometer tests on

Canadian clay specimens, subject to cycles of one-dimensional compression loading and

unloading to produce a known stress history and the preconsolidation stress   . The imposed

  compared with the predictions obtained by different methods revealed a trend of

overestimation of   . Kootahi (2017) and Sadrekarimi (2017) discussed the accuracy and

simplicity of the several methods analyzed by Umar and Sadrekarimi (2017). Those authors

considered the methods proposed by Oikawa (1987), Burland (1990), Onitsuka et al. (1995)

and Jose et al. (1989) as being the more trustworthy.

The truth is that a reliable 



is still unknown and predicting settlement is still a

challenge. Ideally, the determination of the preconsolidation stress should not depend on the

chosen interpretation method nor involve subjectivity. This is one of the main concerns in

geotechnical engineering practice, because of the uncertainties involving   determination

compromise the assessment of the compressibility parameters. Besides, many of the

empirical correlations, available in the literature to estimate clay properties depends on a

questionable value of OCR or   .

Methods for reconstruction the one-dimensional compression curve

Rutledge (1944) and Hvorslev 1949) proposed an alternative for reconstructing the one-

dimensional virgin compression curve. For normally consolidated soils, the reconstructed

slope is obtained by drawing a line through point (,  ), point E in Fig. 5(a), parallel to or

9
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 10 of 55

intersecting the extrapolation of the experimental virgin curve at the void ratio equal to zero.

For overconsolidated soils, the preconsolidation stress   is initially determined – for

example by means of Casagrande’s graphical method – and the virgin slope determined by

drawing a line through point E’ in Fig. 5(b) parallel to or slightly steeper than the virgin
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

compression curve for the disturbed soil. For samples with a high degree of disturbance, the

method is highly questionable due to the inherent difficulty in determining   ; in the field,

preconsolidation stress is certainly higher than the estimated value in the laboratory. For both

consolidation conditions, the transition between the initial recompression and the virgin slope

of the curve is kept undetermined.

Nagaraj et al. (1990) identified three zones on field compression curves of soft, sensitive

soils, as shown in Fig. 6. For the undisturbed sample, the recompression path (zone 1:

  ≤   ) undergoes a negligible vertical strain. Zone 2 (  ≤  ≤ % ) is defined by a steep

slope that occurs due to the breakdown of mineral bonds and their aggregates and in zone 3

(  > % ) the soil has achieved the full remolded state. This results in a characteristic inverse

S-shaped curve. In general, the field  − log  curve can be predicted if the two transitions

points (%  and   ) are located.

Nagaraj et al. (1990) proposed that the field preconsolidation stress   is obtained by the

perpendicular line crossing laboratory preconsolidation stress  ,



and intercepting initial

void ratio (Fig. 6). Based on experimental observations, the resistance due to cementation

bonds revealed insignificant beyond a stress value of 10  . Thus, the transition stress can be

approximated by %  ≅ 10  . The virgin compression curve in field reveals a curvature as the

stress levels increases. So, after a few trials, the path between the transitions stresses has been

reasonably represented by a n-power equation, given by

10
Page 11 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

 = (()*+ ), + . (2)

Having determined the two transition stresses,   and % the probable field compression

curve can be easily drawn. The constants A, B, and n can be obtained from the boundary

conditions (%  , % ) and (  ,  ) and from the condition that at % both experimental and
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

reconstructed curves present the same tangent.

/1 = (6(log ′),78


/(log ′)2% 35 (3)
4

The exponent n must be negative and parameter B close to zero, because if  tends to

infinity, void ratio tends to zero.

The method is attractive but strongly dependent on preconsolidation stress in the field  

(Fig. 6). For different degrees of sampling disturbance, the locus of   lies along the normal

line at the points of maximum curvature of the  − log  curves. There is always a

subjectivity in defining these points, particularly when dealing with a bad quality sample.

Besides, small changes in the slope of the perpendicular line has a strong influence in

locating the field preconsolidation stress.

Another important issue in Nagaraj et al.’s (1990) procedure is the scale effect

dependency. The more elongated the graph on the horizontal axis, the flatter the tangent line.

Thus, the line representing the locus of   line will tend to be vertical, and the intersection

with  will occur to a smaller effective stress.

The authors remark that Rutledge (1944) and Nagaraj et al. (1990) do not make a clear

distinction between the void ratio in the field  and in the sample  .

Terzaghi et al. (1996) consider good quality specimens those that present a volumetric

strain equal to or less than 2% to the in situ effective vertical stress 

in an oedometer test.

11
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 12 of 55

Nonetheless, those authors still recommend the reconstruction of the field virgin curve (end

of primary – EOP) by starting at point ( ,  ) in Fig. 7, drawing a parallel curve to the

recompression path up to the preconsolidation stress, and then gradually joining it to the

laboratory EOP compression curve.


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Schmertmann’s (1953) graphical approach for reconstructing  − log  curve is probably

the most commonly used method worldwide. The method was conceived from the

observation of the main characteristics of one-dimensional consolidation-curves of

reasonably high-quality samples. The main aspects of Schmertmann’s approach are presented

below and illustrated in Fig. 8: Some comments from the authors are presented as well.

i) The virgin consolidation slope is a geotechnical property of the clay and is

independent of the initial void ratio ( ) and preconsolidation stress   ;

ii) The intersection of the field virgin slope with the virgin slopes of oedometer tests

occurs at a void ratio  from 37% to 60% of the initial void ratio. The value

 = 42%  (point i in Fig. 8) was considered a reasonable estimate for most

clays.

The authors consider worth to mention that conceptually the point i in Fig. 8 (item

ii) is similar to the transition stress % defined by Nagaraj et al. (1990). However,

point i defines the interception of the maximum tangent of any experimental virgin

curve (usually at the vicinity of the preconsolidation stress   ), while the

transition stress % represents the interception point of the remolded and

undisturbed sample compression curves.

iii) Sample disturbance has a minor influence on the unloading slope;

12
Page 13 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

iv) If the sampling procedure does not allow swelling during storage, the initial void

ratio  corresponds to the field value  . The consolidation curve is mainly

horizontal at the initial void ratio  , to the existing overburden pressure 

;

v) Field recompression slope Cr between 



and   is approximately parallel to
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

unloading slope Cs. Later, Schmertman (1953) showed that cycles of

recompression and rebound provided a recompression slope Cr around 1.15 Cs.

The authors point out that Ladd (1971) showed that the average slope of the

unloading-reloading cycle increases with the increasing rebound. However, Cr is

independent of the maximum past pressure   .

On normally or slightly overconsolidated clay deposits, the slope of the

recompression zone has a nearly negligible influence on settlement predictions

and, therefore, it has minor importance in any attempt of reconstructing  − log 

curve. Thus, the parallelism or any other correlation (Cr = 1.15 Cs) between the

recompression and the unloading slope are almost irrelevant. In fact, Schmertmann

have shown that small changes in recompression slope did not virtually affect the

estimation of   .

vi) The difference between the void ratio of the reconstructed consolidation curve and

the corresponding value of a 1D-compression-test curve, referred to void-ratio-

reduction, indicates a normal-like symmetric distribution, with a maximum value

around   and this peak value increases with the degree of disturbance of the

sample;

vii) The preconsolidation stress   is one of the key aspects to address true 1D-

compression behavior. The higher the degree of disturbance of the sample, the

more uncertain the definition of the minimum radius of curvature of Casagrande’s


13
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 14 of 55

method. Schmertmann, therefore, suggests two methods that use either water

content data or void-ratio-reduction pattern. The water content data approach uses

the concept that soil moisture is independent of sample disturbance, to define in

situ condition  − 



. The preconsolidation pressure  is obtained by

Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

comparing this conditions to the corresponding one on the virgin compression

curve at normally consolidated state . The void-ratio-reduction graph approach is

carried out iteratively by varying   and reconstructing the 1D-compression curve.

The best estimate of   provides a symmetrical void-ratio-reduction pattern curve.

Despite being worldwide accepted and conceived through experimental results,

Schmertmann’s approach presents some issues regarding the slope of the virgin curve and the

estimate of preconsolidation stress   that may introduce some bias on the reconstructed

curves.

Some researchers (Bartlett and Alcorn, 2004; Gilbert, 1992) suggested that Casagrande’s

method is the best way of predicting 



independently of the degree of disturbance.

However, a number of experimental results (Ladd 1971; Coutinho 1976; Nagaraj et al. 1990;

Lunne et al. 1997; Terzaghi et al. 1996; Sangata and Germain 2002; Hammam et al. 2015)

have clearly shown   of high quality samples higher than the predicted value from disturbed

samples. The void-ratio-reduction pattern approach proposed by Schmertmann is

questionable since, even in his work, a perfect symmetry has not been verified

experimentally.

Schmertman (1953) and others (Coutinho 1976; Butterfield 1979; Nagaraj et al. 1990;

Martins 1983) have demonstrated an S-shape curvature of the virgin compression line. After

the preconsolidation stress, the slope is steeper as a result of the breakdown of cementation
14
Page 15 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

bonds between particles or their aggregates. With the increase of the effective stress, this

process gradually reduces, and the slope decreases. Beyond this point, herein called transition

effective stress (% ), interparticle bonds control compression, and the soil behavior is similar

to its remolded state condition.


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

It also worth to mention that after drawing the three basic lines (Fig. 8) Schmertmann

suggests that the straight line between 



and   be replaced by a curve to assure that the

sharpest curvature yields a 



that agrees with the maximum value of the void-ratio-reduction

curve.

Proposed Approach

Either using Casagrande's approach or the void ratio reduction pattern, Schmertmann's

method is doubtful in estimating preconsolidation stress. The method herein proposed

reduces these uncertainties and overcome any subjectivity in the interpretation of 



.

Fig. 9 compares a hypothetical in situ one-dimensional consolidation curve with expected

results of two samples with different degrees of disturbance. Both indicate an intersection

point i, which can be considered to occur at  =  = 0.42: and  =  . If one considers

two stresses ; and ;; equidistant from 



, the corresponding void ratios ; and ;; can be

analytically expressed by:

  ;
; =  − <= log > ? − <@ log > ?
  
(4)

;;
;; =  − <= log > ?

(5)

where Cc and Cr are, respectively, the compression and recompression indices of the

undisturbed curve.

Similarly, the void ratios corresponding to the highly disturbed sample are expressed by
15
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 16 of 55

;
;,A =  − <=,A log >  ?

(6)

′;;
;;,A =  − <=,A log > ?

(7)

where <=,A is the compression index of the disturbed specimen.


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

According to Schmertmann’s symmetry assumption of the void-ratio-reduction pattern

curve, independently of the degree of disturbance, the same void ratio difference is expected

at ; and ;; . So, one may write:

∆; = ; − ;,A = ∆;; = ;; − ;;,A (8)

Substituting Eqs. (4) to (7) in Eq. (8), gives:

;   ;
<=,A log >  ? = <= log >  ? + <@ log >  ?
;; ;; 
(9)

If stresses ; and ;; are symmetric from   in log scale, the following relationship holds:

;   (1
=
  ;;
0)

Summing and subtracting the term <=,A log   in the left hand side of Eq. (9) and

inputting the logarithm property (Eq. 10), Eq. (10) becomes:

D
     
<=,A Blog >  ?C = <= log >  ? + <@ log >  ?
;; ;; ;; (11)

or

2<=,A = <= + <@ (12)

Eq. (12) defines the necessary condition to assure symmetry of the void-ratio-reduction

pattern curve for high-disturbed specimens. Usually, the degrees of disturbance of laboratory

samples provide 1D-compression curves that show a clear distinction between the

16
Page 17 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

recompression and virgin compression slopes (Fig. 9). So, independently of the degree of

disturbance, the authors propose as a general approach that the left-hand side of Eq. (12) be

represented by the two slopes:

<=,E + <@,E = <= + <@ (13)


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Where <@,E and <=,E are, respectively, the recompression and compression indices of a

disturbed specimen.

Eq. (13) reveals that there is a direct relationship between recompression and compression

slopes of the disturbed sample and the in situ compression behavior. So, to reconstruct in situ

one-dimensional  − log  , curve two aspects must be addressed: i) the slopes must satisfy

Eq. (13) and ii) the intersection of recompression and virgin slopes depends on   estimate.

Three terms of Eq. 13 can be easily estimated and the virgin compression slope <= is the

only unknown variable. The recompression Cr,d and compression <=, indices can be

computed from experimental tests on disturbed samples (Fig. 9). The recompression Cr index

of the undisturbed curve can be defined as <@ ⁄< = 1~1.15 (Schmertmann, 1953), since the

swelling slope does not depend on the degree of disturbance.

It worth to remark that Eq. (12) and Eq. (13) are approximated solutions, based on the

void-ratio-reduction pattern for bi-rectilinear compression curves. In fact, the compression

indices depend on the effective stress level. A progressive increase of the effective stresses

causes the break of particles bonding and the loss of the structure. Therefore, the compression

slope <= decreases to a lower magnitude similar to <=,A .

Besides, the condition shown in Eq. (12) is not true. There is a contradiction regarding the

concept of uniqueness of the compression virgin curve. For example, if the recompression

slope Cr is assumed to be constant and the slope Cc,hd varies depending on the degree of

sample disturbance, the virgin compression slope in the field Cc would not be unique for a
17
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 18 of 55

given soil. Ideally, the virgin slope of the reconstructed curve should be similar to field

compression curve.

Nonetheless, aiming to reduce uncertainties associated to the interpretation of the curve

parameters, the authors suggest the use of the highest slopes of the virgin curve for the
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

application of the method. The authors also recommend Pacheco Silva’s method to assess the

preconsolidation stress  ,

of experimental 1D-compression curves, because this method is

not sensitive to the scale of the axes and it is independent of the recompression slope,

sometimes difficult to be determined.

It is also interesting to note that the preconsolidation stress   can be estimated

numerically. Considering that the void ratio ep at the preconsolidation stress may be

computed by using either corresponding variation of the void ratio within the recompression

or compression slopes (Fig. 9), one can write:

   
 =  − <@ log > ? =  − <= log > ?



(14)

Or

(<= − <@ ) log  = <= log( ) − <@ log(:


 )
−  −  (15)

Therefore, the preconsolidation stress   may be expressed by:

8
( )HI (HI 7HJ )
  = B  H 107KLMNO 7L C
(: ) J
(16)

By the use of Eq. 16, the proposed method to reconstruct the experimental compression curve

can be solved not only graphically but also analytically.

18
Page 19 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

The step-by-step graphical procedure, for different degrees of disturbance is illustrated in Fig.

10 and described below. The first four steps are common for all condition of sample

disturbance.

i. Draw a horizontal line in  to field vertical effective stress 



(point E);
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

ii. Draw a parallel line to the unloading slope (<@ = < ) at the point E, to create the

recompression slope. The relationship <@ = 1.15< (Schmertmann 1953) had no

significant influence on the reconstructed curve;

iii. Draw an auxiliary line parallel to the unloading slope < at point i ( = 42% : );

iv. Draw a tangent line (Point M) that expresses the highest slope of the experimental

virgin curve <=,



. This line defines the position of point F, at  horizontal line;

If point F lays on the left side of point E (Fig. 10a), the sample is classified as being

highly disturbed. Otherwise, it has a minor degree of disturbance (Fig. 10b);

v. For highly disturbed samples (Fig. 10a) the remaining steps are:

a. Draw a vertical line at any stress level to obtain point A on the parallel line to

unloading slope Cr and point B on the auxiliary line MF. Point C is determined

by keeping the vertical distance AB equal to BC. This graphical procedure

assures the relationship between the slopes given in Eq. (12). The segment AB

QQQQQ − ((
((. = .( QQQQQ ) is equivalent to the subtraction (<=,

− <@ ) and is equal to

QQQQ − .(
segment CB (= Q<( QQQQQ ) that corresponds to (<= − <=,

);

b. The virgin compression slope is obtained by a line connecting the point C to

point R;

c. The intersection of recompression and compression slopes defines

preconsolidation stress   .

v. For less disturbed samples (Fig. 10b) the remaining steps are:
19
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 20 of 55

a. Determine the preconsolidation stress  ,



;

b. Extend line MF until it crosses the overburden pressure, obtaining point G;

c. Draw a vertical line through  ,



and obtain point Q, along with the line MFG

(see construction detail in Fig. 10b)


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

d. Draw a line connecting point Q to a mid-distance between the points E and G;

e. Draw a parallel line to the segment HQ at the point i;

f. Draw a vertical line at any stress level to determine point A, on the parallel

line to the unloading slope, and point B, on the parallel line to the segment

QQQQ = .<
HQ. Point C is such that (. QQQQ . This graphical procedure satisfies Eq. (13)

and the idea is analogous to step (a) of the highly disturbed sample;

g. The virgin compression slope is obtained by the line that connects the point C

to point i;

h. The intersection of recompression and compression slopes defines

preconsolidation stress   ;

Application of the proposed method

The validity of the proposed methodology was firstly examined by the results of

reconstructing 1D-compression curves presented by Schmertmann (1953) and Nagaraj et al.

(1990). Then, high quality and remolded samples of marine soft clays, from Rio de Janeiro,

Brazil, have also been evaluated. In all cases, the variation of volume due to sampling

procedure was disregarded; the initial and in situ void ratios are considered the same.

Schmertmann (1953) presented an example of the use of his method to reconstruct a

laboratory compression curve. His goal was to predict the settlement of the foundation mat of

a silo structure, directly from the reconstructed compression curves. The deposit consisted of

20
Page 21 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

a 2.4m thick compressible layer (S = 75%; T = 25%; G = 2.73), river-deposited. The void-

ratio-construction-pattern method provided the most probable preconsolidation stress   =

479kPa.

The proposed method was applied to the experimental compression curve (dotted line in
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Fig. 11), and the results were reasonably similar to Schmertmann’s reconstructed curve

(Fig.13 from Schmertmann (1953)). The virgin compression slope did not differ significantly

and the predicted preconsolidation stress was slightly higher (4.4%) from Schmertmann’s

prediction. The peak of void-ratio-reduction pattern curve coincides with the preconsolidation

stress since the symmetry assumption is incorporated in the mathematical development of the

proposed method.

Another example presented by Schmertmann (1953) refers to consolidation tests on a

glacial soil, highly overconsolidated and with very low initial void ratio (Northern Michigan

clay). The liquid and plastic limits are 22% and 12%; respectively. The tests were carried out

on good quality and disturbed samples of the same soil. Sample disturbance was caused by

the use of poor sampling technique. Fig. 12 shows the experimental and the reconstructed

curves. It interesting to note that the reconstructed curves for both degrees of disturbance are

quite similar. Insignificant differences were verified on the estimate of field preconsolidation

stress and on the slope of the virgin line. These results may suggest that the use of the

methodology of reconstructing compression curves may enhance the reliability of the

experimental result for settlement predictions.

The symmetry and the peak stress of the void-ratio-reduction pattern curve are in

agreement with Schmertmann’s method. The void-ratio-reduction curve due to sample

disturbance is symmetric but with a tendency to bend to the left side of the void-ratio-

reduction pattern curve.

21
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 22 of 55

Nagaraj et al. (1990) tested their method by reconstructing  − log  curve obtained

from a high quality sample of Leda Clay. The results, shown in Fig. 13, revealed a reasonable

agreement between the virgin slopes. Nagaraj et al. neglect the recompression slope by

assuming it horizontal. The present approach practically coincided with the experimental
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

curve at the vicinity of the preconsolidation stress. However, the proposed method’s

assumption of a straight line to the virgin path was incapable of reproducing the reduction of

soil compressibility with the increase in effective stress. On the other hand, the

recompression slope was reasonably fitted.

The validity of the present approach has also been tested in oedometer tests on marine

clays from Sarapuí river clay deposit, Rio de Janeiro, Brazil. The tests were carried out on

both high quality and remolded soil samples. The disturbance of the specimen was attained

by placing it inside a plastic bag and kneading it manually, to cause the complete loss of the

structure. The plastic bag prevented the loss of moisture to the air or to the operator's hand

(Da Silva 2013).

The clay layer is about 8m thick, formed in the Holocene between approximately 2000

years and 8500 years ago. The soil moisture at surface ranges from 200% to 100%,

decreasing to about 110% at the bottom, similarly to the liquid limit. The plasticity index

increases from 70% at the surface to 170% at 3.0m depth and then decreases to about 90%

(Januzzi et al. 2015). All samples revealed organic matter. Table 3 shows soil

characterization of the three samples. Despite the difference in the extraction depth, the

results may be considered as being representative of a single layer.

Each set of experimental curves from high and low-quality specimens was analyzed, and

predicted curves are plotted in Fig. 14, as well as the corresponding void-ratio-reduction

pattern curves. Similar to the observations made with the reconstruction of Leda Clay

22
Page 23 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

compression curves (Fig. 13), the predicted field compression curves have shown to be fairly

independent of the degree of disturbance.

As expected, the void-ratio-reduction patterns corresponding to the remolded samples

revealed the higher peak value. The void-ratio-reduction patterns computed using the
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

difference between the void ratios of the high-quality and remolded samples (experimental

data in Fig. 14) were approximately symmetric, and the peak value did not agree with the one

obtained with the reconstructed curves.

Fig. 15 compares the compressibility parameters of the experimental and reconstructed

compression curves. The high-quality samples revealed almost no improvement with the

reconstruction of the experimental curve. The difference between the experimental and

predicted values was nearly negligible. The compressibility parameters of the remolded

samples showed significant changes. The preconsolidation stress, initially estimated around

7kPa, increased to an average value of 23kPa (Fig. 15a). The same pattern has been observed

with the compression index Cc (Fig. 15b). The slope of the reconstituted virgin line showed

an increase of 76% ( from 1.7 to 3.0). On the other hand, the recompression slope Cr reduced

50% (from 0.6 to 0.3).

Depending on the degree of disturbance of the clay sample, the reconstruction of the

laboratory consolidation curve has a significant influence on settlement estimates. As an

example, consider a large 3m-high embankment (U% = 17 kN/m³) built on Sarapuí clay

deposit. The clay layer is reasonably homogeneous with an average specific weight of

12.75kN/m³. The water level is very close to the ground level. Assuming the geotechnical

parameters of Sample 3 (Table 3 and Fig. 14c) as being representative of the whole layer, the

predicted settlements are summarized in Table 4. The results indicate the need of

reconstructing laboratory compression curves obtained from poor quality soil specimens. The

23
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 24 of 55

proposed method produced corrected curves that are very close to the high-quality specimens

ones. On the other hand, for a practical point of view, the improvement achieved with of

high-quality sample curve is small.

The method herein proposed revealed as a promising alternative to correct the behavior of
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

poor quality experimental soil specimens. Independent of the degree of disturbance, the

reconstructed curve is nearly unique. However, it revealed incapable of fitting the curvature

of the virgin path. To overcome this limitation, the authors suggested the use of the non-

linear equation proposed by Nagaraj et al. (1990). The corrected virgin slope, between the

preconsolidation stress   and the transition stress % = 10  , is drawn by using Eq.(2). This

hybrid approach was applied to the compression curves of the six oedometer tests of Sarapuí

clay and the results are presented in Fig. 16. Except for sample S2, the reconstructed virgin

curves showed a significant improvement and fitted reasonably well the compression curves

of the high-quality samples, for the whole range of effective stress. The reconstituted virgin

paths of sample S2 were not entirely coincident, due to the offset between the high-quality

and disturbed samples experimental curves. The transition stresses are similar, but the void

ratios are different and the reconstituted virgin path is forced to be tangent to the

experimental curve at the transition stress % .

Conclusions

The common effects of sample disturbance on compressibility parameters are the decrease

in preconsolidation stress, increase in reconsolidation slope and reduction in virgin

compression slope. In these cases, settlement predictions uncertainties vary in a large extent.

Thus, for design purposes, the authors strongly recommend the use of a quality criteria to

24
Page 25 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

evaluate the experimental curves and, except for the high-quality samples, a corrected curve

may be adopted as an alternative in design.

Among the proposals available in the literature, Schmertmann (1953) and Nagaraj et al.

(1990) approaches have also been analyzed. Schmertmann’s method is probably the most
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

accepted worldwide, but it involves uncertainties regarding the interpretation of the

preconsolidation stress. Besides, it is not adequate for sensitive clays that exhibit an S-shape

virgin path. Nagaraj et al. (1990) method has the advantage of proposing a nonlinear equation

for the virgin curve but also presents some issues in the determination of the preconsolidation

stress. Additionally, the process is limited to very good to excellent samples.

The main difficulty in getting a reliably reconstructed curve resides in the prediction of

the preconsolidation stress   . The method herein presented minimize this issue and provided

a more consistent and independent way to proceed the reinterpretation of experimental

oedometric test results. The procedure is simple, easily incorporated in a spreadsheet, less

dependent on curve interpretation and nearly independent of the degree of sample

disturbance.

The proposed method may be used either numerically or graphically. The accuracy was

first verified by reconstructing two experimental oedometric curves presented by

Schmertmann (1953). Later, the method was applied in a curve presented by Nagaraj et al.

(1990). The reconstituted curves were very close to the curves of high quality specimens.

The proposed approach was also applied to high-quality and remolded samples from the

Sarapuí river clay deposit, in Rio de Janeiro. A single reconstructed compression curve was

obtained, regardless of the degree of sample disturbance. An example of settlement

calculation was made based on these results, showing that the reconstituted curves allow

much better settlements estimates than the bad quality specimen curve.

25
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 26 of 55

To achieve a better fit for the nonlinear behavior of the virgin curve, the n-power

equation, proposed by Nagaraj et al. (1990) was successfully incorporated. The hybrid

method showed to be a promising tool to reconstruct 1D-compression curves derived from

bad quality samples.


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Compared to Schmertmann’s method the main advantage of the method herein proposed

is that all calculations can be programmed in a spreadsheet with no ambigous interpretation.

Since the proposed method is approximate, it should not be seen as a solution for any

sample disturbances. Nor should it be used to "correct" compression curves of high-quality

samples, intending to reach a state of perfect undisturbed expectation. The best alternative

for the compression curve will always be that obtained from high-quality specimens.

However, the proposed method is useful for estimating the compressibility parameters and

the preconsolidation stress – and the compression curve itself – when no better alternative

from high quality specimens is available.

Besides, the uniqueness of the reconstructed curves, independently of the degree of

disturbance, revealed a promising alternative mean to define the extent of specimen

disturbance.

Acknowledgments

The authors thank Dr. Ian Schumann M. Martins, from Federal University of Rio de

Janeiro, for his contributions on the subject. The authors also thank C. Vipulanandan for the

support as supervisor during the international scholar stage of the second author at

Department of Civil and Environmental Engineering, University of Houston, Texas. Finally,

the authors thank the Brazilian research agencies CAPES, CNPq and FAPERJ for their

continuous support.

26
Page 27 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Notation list

1D one dimensional;
A equation parameter;
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

B equation parameter;
Cc compression index;
C r recompression index;
Cs swelling index;
<=, compression index of disturbed sample;
<=,A compression index of highly disturbed sample;
<=∗ reconstructed virgin slope
<@ ∗ reconstructed recompression slope
EOP end of primary (consolidation curve);
ISA ideal sampling concept;
Iv void index;
OCR overconsolidation ratio;
PSA perfect sampling concept;
PI plasticity index;
SD degree of disturbance;
SQD specimen quality designation;
 void ratio;
ei void ratio at point i;
eN,hd void ratio of a highly disturbed specimen;
eN void ratio corresponding to vertical effective stress j
 initial void ratio or void ratio of the specimen;
% void ratio corresponding to σ’t ;
 void ratio in the field;
i Interception of the maximum tangent of any experimental virgin curve
n equation parameter;
εv vertical strain;
 effective vertical stress at point i;


theoretical value of the effective stress of the specimen;
  effective stress of the specimen;
:

effective vertical stress in the field;
  vertical effective stress;

27
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.




ω
% 


∆e
 ,
∆Woed

water content.
preconsolidation stress;

cumulated strain energy;


variation of the void ratio after sampling;
preconsolidation stress of disturbed samples;
transition stress at the field compression curve;

28
Page 28 of 55
Page 29 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

References

Andrade, M.E. 2009. Contribution to the study of the soft soils of Santos city. M.Sc.

thesis, Civil Engineering Department, Federal University of Rio de Janeiro, Brazil. (in
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Portuguese).

Andresen, A., and Kolstad, P. 1979. The NGI 54-mm samplers for undisturbed sampling

of clays and representative sampling of coarser materials. In Proceedings of the International

Symposium on Soil Sampling, Singapore, pp. 13–21.

Baligh, M.M. 1985. Strain Path Method. Journal of Geotechnical Engineering, 111(9):

1108–1136.

Baligh, M.M., Azzouz, A.S., and Chin, C.T. 1987. Disturbances due to `ideal` tube

sampling. Journal of Geotechnical Engineering, 113(7): 739-757.

Bartlett, S. F., and Alcorn, P. 2004. Estimation of preconsolidation stress and compression

ratio from field and laboratory measurements from the I-15 reconstruction project, Salt Lake

City, Utah Department of Transportation Research Report No. UT-03.20, Utah.

Becker, D.R., Crooks, J.H.A, Been, K., and Jefferies, M.G. 1987. Work as criterion for

determining in-situ and yield stresses clays. Canadian Geotechnical Journal, 24(4): 549-564.

Boone, S.J. 2010. A critical reappraisal of “preconsolidation pressure” interpretations

using the oedometer test. Canadian Geotechnical Journal, 47(3): 281-296.

Burland, J.B. 1990. On the compressibility and shear strength of natural clays.

Géotechnique, 40(3): 329- 378.

Butterfield, R. 1979. A natural compression law for soils (an advance on e-logp´.

Géotechnique, 24(4): 469-480.

29
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 30 of 55

Casagrande, A. 1936. The determination of the preconsolidation load and its practical

significance. In Proceedings First International Conference on Soil mechanics and

Foundation Engineering., Cambridge, pp. 60-64.

Clementino, R.V. 2005. Discussion of “An oedometer test study on the preconsolidation
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

stress of glaciomarine clays”. Canadian Geotechnical Journal, 42(3): 972-974.

Coutinho, R.Q. 1976. Consolidation tests with radial drainage in Sarapuí soft clay. M.Sc.

thesis, Civil Engineering Department, Federal University of Rio de Janeiro, Brazil. (in

Portuguese).

Coutinho, R.Q. 2007. Characterization and Engineering Properties of Recife Soft Clays -

Brazil, Taylor and Francis – Balkema, Eds Tan, Phoon, Hight and Leroueil, V.3: 2049-2100.

Da Silva, D.M. 2013. Estimation of the Compression Index of the Brazilian Coastal soft

soils from Characterization Tests. M.Sc. thesis, Civil Engineering Department, Federal

University of Rio de Janeiro, Brazil. (in Portuguese)

Gilbert, P.A. 1992. Effect of sampling disturbance on laboratory-measured soil

properties, Department of the Army, Corps of Engineers, Miscellaneous Paper GL-92-35,

Washington.

Grozic, J.L.H., Lunne, T. and Pande, S. 2003. An oedometer test study on the

preconsolidation stress of glaciomarine clays. Canadian Geotechnical Journal, 40(5): 857-

872.

Grozic, J.L.H., Lunne, T., and Pande, S. 2005. Reply to the discussion by Clementino on:

“An oedometer test study on the preconsolidation stress of glaciomarine clays”. Canadian

Geotechnical Journal, 42(3): 975-976.

30
Page 31 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Hammam, A.H., Abel-Salam, A.I., and Yousf, M.A. 2015. On the evaluation of pre-

consolidation pressure of undisturbed saturated clays. Housing and Building National

Research Center HBRC Journal, 13(1), 47-53.

Holtz, R.D., and Kovacs, W.D. 1981. An Introduction to Geotechnical Engineering,


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Prentice-Hall, Inc., New Jersey.

Hvorslev, M.I. 1949. Subsurface Exploration and Sampling of Soils for Civil Engineering

Purposes. American Society of Civil Engineers, New York.

Jannuzzi, G.M.F., Danziger, F.A.B., and Martins, I.S.M. 2015. Geological-geotechnical

characterization of Sarapuí II clay. Engineering Geology, 190: 77-86.

Jose, B.T.; Sridharan, A., and Abraham, B.M. 1989. Log-log method for determination of

preconsolidation pressure. ASTM Geotechnical Testing Journal, 12:230-237.

Kootahi, K. 2017. Discussion of “Accuracy of determining pre-consolidation pressure

from laboratory tests”. Canadian Geotechnical Journal, 54(3): 441-450.

La Rochelle, P., Sarrailh, J., Tavenas, F., Roy, M., and Leroueil, S. 1981. Causes of

sampling disturbance and design of a new sampler. Canadian Geotechnical Journal, 18: 52-66

Ladd, C.C. 1971. Settlement Analysis for Cohesive Soils, MIT Research Report R71-2,

Soils Publication, 272.

Ladd, C. C., and Lambe, R.W. 1964. The strength of undisturbed clay determined from

undrained tests. In Laboratory shear testing of soils. ASTM Special Technical Publication No

361, pp.342–371.

Lunne, T., Berre, T., and Strandvik, S. 1997. Sample disturbance in soft low plastic

Norwegian clay M. Almeida (Ed.), Recent Developments in Soil and Pavement Mechanics,

Balkema, Rotterdam, pp.81-102.

31
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 32 of 55

Martins, I.S.M. 1983. About a new relationship void ratio-soil stress. M.Sc. thesis, Civil

Engineering Department, Federal University of Rio de Janeiro, Brazil. (in Portuguese)

Mesri, G., and Choi, Y.K. 1985. The uniqueness of EOP void ratio—effective stress

relationship. In Proceedings 11th European Conference on Soil mechanics and Foundation


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Engineering, vol. 2, pp.587–590, San Francisco.

Nagaraj, T.S., Murthy, B.R.S., Vatsala, A., and Joshi, R.C. 1990. Analysis of

compressibility of sensitive soils. Journal of Geotechnical Engineering, 116(1): 105-118.

Oikawa, H. 1987. Compression curve of soft soils. Soils and Foundations. 27(3): 99–

104.

Onitsuka, K., Hong, Z., Hara, Y., and Yoshitake, S. 1995. Interpretation of oedometer

test data for natural clays. Soils and Foundations 35(3): 61-70.

Pacheco Silva, F. 1970. A new graphical construction for determination of the pre-

consolidation stress of a soil sample. In Proceedings 4th Brazilian Conference on Soil

mechanics and Foundation Engineering, Rio de Janeiro, pp.225-232 (in Portuguese).

Paniagua, P., L'Heureux, J.S., Yang, S.Y., and Lunne T.L. 2016. Study on the practices

for preconsolidation stress evaluation from oedometer tests. In Proceedings 17th Nordic

Geotechnical Meeting Challenges in Nordic Geotechnic, 25-28 June 2016, pp. 547-555.

Rutledge, P.C. 1944. Relation of Undisturbed Sampling to Laboratory Testing.

Transactions ASCE, 109, pp. 1155-1183

Sadrekarimi, A. 2017. Reply to the discussion by Kootahi on “Accuracy of determining

pre-consolidation pressure from laboratory tests”. Canadian Geotechnical Journal, 54:1799-

1801. doi.org/10.1139/cgj-2017-0349.

32
Page 33 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Santagata, M.C., and Germaine, J.T. 2002. Sampling disturbance effects in normally

consolidated clays. Journal of Geotechnical and Geoenvironmental Engineering, 128(12):

997-1006.

Schmertmann, J.H. 1953. Estimating the true Consolidation Behavior of Clay from
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Laboratory Test Results. In Proceedings of the American Society of Civil Engineers, Vol. 79,

pp 1-26.

Terzaghi, K., Peck,. B., and Mesri, G. 1996. Soil Mechanics in Engineering Practice. 3rd

Edition, John Wiley and Sons, Inc., New York.

Umar, M., and Sadrekarimi, A. 2017. Accuracy of determining pre-consolidation pressure

from laboratory tests. Canadian Geotechnical Journal, 54(3): 441–450.

33
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 34 of 55

Figure Captions

Fig. 1. Hypothetical stress path for normally consolidated clay element during sampling

(modified from Ladd and Lambe 1964).


Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Fig. 2. Effect of disturbance on eo - log σ’v curves (modified from Nagaraj et al. 1990).

Fig. 3. Interpretation of 

using (a) Pacheco Silva (1970) and (b) Casagrande (1936)

methods (modified from Clementino 2005).

Fig. 4. Comparison of OCRs values due to 



interpreted data from Grozic et al. (2003)

(Boone 2010).

Fig. 5. Rutledge’s graphical reconstitution method.

Fig. 6. Prediction of field compression curve according to Nagaraj et al. (1990) approach.

Fig. 7. Reconstruction of field virgin curve – EOP (modified from Terzaghi et al. 1996).

Fig. 8. Schmertmann’s method for reconstruction of 1D-compression curve.

Fig. 9. Typical compression curves for different degrees of disturbance.

Fig. 10. Graphical determination of the proposed method.



Fig. 11. Application of the proposed method to Schmertmann’s (1953) example ( =

270nop, S = 75%; T = 25%; G = 2.73).

Fig. 12. Application of the proposed method to the consolidation tests of a sample

( = 43nop, S = 22%, T = 12%) from the Northern Michigan clay (modified from

Schmertmann 1953)

Fig. 13. Application of the proposed method to Nagaraj et al. (1990) example from Leda

Clay 

= 30nop, S = 75%, T = 25%)..

Fig. 14. Application of the proposed method to Sarapuí Clay, Rio de Janeiro (ω =200% to

100%. PI=70% to 170%).


34
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 35 of 55

de Janeiro.

Fig. 16. Hybrid approach – Sarapui Clay

35
Fig. 15. Comparison of the experimental and predicted parameters of Sarapuí Clay, Rio
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official versio
Page 36 of 55
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official versio
Page 37 of 55
Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/
IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from th
Page 38 of 55
eotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 0
manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from
Page 39 of 55
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
his Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final off
Page 40 of 55
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official versi
Page 41 of 55
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
l use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official versio
Page 42 of 55
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 43 of 55
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official versi
Page 44 of 55
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official versi
Page 45 of 55
an. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/1
ust-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the fi
Page 46 of 55
an. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/1
Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the fin
Page 47 of 55
d from www.nrcresearchpress.com by UNIVERSITY OF W
epted manuscript prior to copy editing and page compositio
Page 48 of 55
nloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLO
the accepted manuscript prior to copy editing and page composition. It m
Page 49 of 55
h. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG
uscript is the accepted manuscript prior to copy editing and page composition. It may differ
Page 50 of 55
nloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLO
the accepted manuscript prior to copy editing and page composition. It m
Page 51 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 52 of 55

Table 1. Sample disturbance evaluation criteria.

( −  )⁄


OCR Excellent to Very Good Good to Regular to Poor to very
Very poor
very good to Good Regular Poor poor
Lunne
et al. 1–2 < 0.04 - 0.04 – 0.07 - 0.07 – 0.14 > 0.14
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

(1997)
2–4 < 0.03 - 0.03– 0.05 - 0.05 – 0.10 > 0.10

Andrade
(2009) 1 – 2.5 < 0.05 0.05 – 0.065 0.065 – 0.08 0.08 – 0.11 0.11 – 0.14 > 0.14
Page 53 of 55
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Table 2. Methods to compute preconsolidation stress (modified from Hammam et al.,

2015 and Boone, 2010).

Method Space Comments


Casagrande (1936)  − log  Graphical, subjective, most commonly used
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Schmertmann
(1953)
 − log  Suitable for soft and stiff soil
1
− 
Empirical; Graphical construction; reflects a
Janbu (1969)
 marked drop of constrained modulus
Pacheco Silva Graphical, easy to use, good results for soft
 − log 
(1970) soils, widely used in Brazil
(  ) − log 
Tavenas and
Regression analysis
Leroueil (1979)
log(1 + ) − log 
Graphical, depends on critical state theory.
Butterfield (1979)
Empirical observation of test plots
log(1 + ) − log 
Graphical; intersection of a linear fit. Empirical
Oikawa (1987)
observation of test plots
Graphical; for each successive loading
 
∆  = 0.5( +  )⁄( +  );
Becker et al. (1987)  ∆  −
intersection of lines of the cumulated strain
energy ∆  and 
Jose (1989) log() − log  Fitted lines, regression analysis
Empirical; Graphical construction; conceived for
Nagaraj et al.
(1990)
 − log  sensitive soils (see Error! Reference source not
found.)
Graphical; intersection of a linear fit of the virgin
− log 
and void index,  = ( − !"# )⁄$%
Burland (1990) 

Empirical observations, (%
& = 2.5(%
 = point of
Jacobsen (1992)
maximum curvature
Onitsuka et al.
log(1 + ) − log  Graphical. Intersection of fitted lines
(1995)
The abscissa of point of intersection between
( ∙ *)
Senol and Saglamer
(2002)
− log  the extensions of first and third lines represent
%
Analytical, based on the single slope-intercept
Boone (2010)  − log  concept. Main advantage is being no subjective
and do not require graphical interpretation
 − log 
Compression curve expressed by a quartic
Shao et al. (2013)
polynomial; based on Casagrande’s method
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 54 of 55

Table 3.Characterization and classification of samples from Sarapui River Clay Deposit

(Da Silva, 2013).

Experimental Data
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18

Field data
High-quality samples Remolded sample
Depth
Sample
(m) Effective
Void Initial Initial void Void ratio
vertical
ratio void ratio Sample Quality ratio variation
stress (Andrade, 2009)
 (e) ( ) ( )  −  )/
( kPa)
Excellent to 5%
S-1 1.71 4.7 4.15 4.22 4.43
Very good
Excellent to 0.02%
S-2 2.56 6.9 4.48 4.55 4.56
Very good
Excellent to 1.8%
S-3 3.72 10.3 4.44 4.54 4.62
Very good
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by UNIVERSITY OF WOLLONGONG on 07/30/18
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 55 of 55

result

curve
compression
Experimental

Reconstituted
Sample Condition

Disturbed
Disturbed

High-quality
High-quality

Table 4. Comparison of settlement estimates

4.54
4.62
4.54
4.62
∆

1.48
1.37
1.42
1.13
(m)

2.14
1.95
2.05
1.61
Settlement

0
5%

-4%
22%
Error

Potrebbero piacerti anche