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Safety Interlock Switches and Monitoring Relays

E Interlocking Principles and Devices


O
engineering

ne of the most important types nism should be kept as simple as likely it is to happen, then the
of protective devices is a possible and all materials used in more difficult it should be to
safety interlock switch which its manufacturer should be of the override the switch or system. The
interlocks a guard door with the highest quality. The design should level of estimated risk should also
power source of the hazard. ensure that component wear is be a factor at this stage. Switches
When the guard door is kept to a minimum. The mecha- are available with various levels
opened, the power is isolated, nism should be enclosed in a of security ranging from resis-
ensuring that the machine is safe strong, sealed case. tance to impulsive tampering, to
when the operator requires being virtually impossible to
access. Security defeat.
There are many variations of The security of an interlock It should be noted at this stage,
interlock switches, each with their switch is dependent on its ability that if a high degree of security is
own characteristics. to withstand attempts to “cheat” required, it is sometimes more
It is important to ensure that or defeat the mechanism. An practical to achieve this by the
the type of device chosen is interlock switch should be way in which the switch is
correct for its application. Later designed so that it cannot be mounted.
in this chapter we will look at a easily defeated. For example, if the switch is
series of logical decisions In some circumstances, person- mounted as in fig. 44 with a
leading to the exact choice of nel may be tempted to override covering track, there is no access
device to be used. First, let's the switch in some way. Informa- to the switch with the guard door
familiarize ourselves with some tion concerning the use of the open. The nature of any “cheat-
of the general features and machine, gathered at the risk ing” prevention measures taken at
requirements which make assessment stage, will help to the installation stage will depend
devices suitable for interlocking decide whether this is more likely on the operating principle of the
duties. or less likely to happen. The more switch.

Standards
The European Standard EN
1088 - “Interlocking devices
associated with guards” gives
guidance. It is intended to be
used in conjunction with EN
60947-5-1 for electromechanical
switches and an equivalent
standard for magnetic and
proximity type switches.

Reliability
An interlock switch must
operate reliably even under
extreme conditions and rough
treatment. The operating mecha- Fig. 44

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Safety Interlock Switches and Monitoring Relays

D OOR RD
DOO
R E
ARD GUA
GU

engineering
FORCED
STICKING OR POSITIVE MODE DISCONNECTION
WELDED FORCED
CONTACTS DISCONNECTION
OVERCOMES
CONTACT WELD

Fig. 45 Fig. 46 Fig. 47

Positive Mode Operation relies entirely on spring pressure cam and the contact block cannot
(also referred to as direct to open the contacts. In the event become separated and it is
operation) of spring failure, contact weld or impossible to defeat the switch by
EN 292 explains that if a sticking, the system will fail to cutting another slot in the cam.
moving mechanical component danger and is therefore unaccept- The principle is adapted further
inevitably moves another compo- able. This type of system is easily for actuator operated interlock
nent along with it, either by direct defeated by pushing the plunger switches as shown in fig. 47.
contact or via rigid elements, while the guard is open. Even These devices are widely used as
these components are said to be worse, the switch can be tripped they are simple to mount at the
connected in the positive mode. accidentally by an operator opening edge of the guard and
With single mechanical type leaning onto or into the machine can be used on sliding, hinged
interlocking switches, when the while the guard is open. and removable guard doors. The
guard is opened the movement of Fig. 46 shows a simple example actuator is mounted on the guard
the guard should be connected in of positive mode operation giving door and opening the guard
the positive mode to the safety forced disconnection of the causes it to force disconnect the
related contacts of the switch. contacts. A cam is mounted on contacts. The switch mechanism
This ensures that the contacts are the door hinge so that it directly is enclosed and is designed to
physically pulled apart or “force operates the contacts whenever resist tampering.
disconnected” by the movement the guard door is open. Spring
of the guard. pressure can only close the Fitness for Purpose
The switch should NOT rely contacts when the guard is fully As a minimum, all designs and
solely on spring pressure to open closed. Any spring breakage will materials must be able to with-
the contacts, as the force exerted only result in a failure to a safe stand the expected operating
may not be able to overcome condition. stresses and external influences.
sticking or welded contacts. There
is also the possibility that the Enclosure Other Safety Principles
switch could fail to danger if the The positive mode operation For non-mechanical devices,
spring breaks and there is no other principle shown in fig. 46 is used there is usually no physical
means of opening the contacts. wherever it is relevant in safety contact between the switch and
Fig. 45 shows a typical negative interlock switches. They also actuation method. Therefore,
(or non-positive) mode operating avoid any possible abuse by positive mode operation cannot
system. There is no direct link enclosing the contact block and be used as the way of ensuring
between the guard door and the cam in a strong and secure the switching action and we need
safety contacts, so the system enclosure. This means that the to use other methods as follows.

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Safety Interlock Switches and Monitoring Relays

Fig. 48
E VOLTAGE
CROSSOVER
engineering

Oriented Failure Mode ample, a dual GALVANIC


ISOLATION
With simple devices, we can channel system does BARRIER
use components with an oriented not become de-
failure mode as explained in EN graded to a single
292-2: 3.7.4. This means using channel without
components in which the pre- anybody being aware of the fact. ■ Typical Forms of
dominant failure mode is known Attention also needs to be given Interlocking Devices
in advance and always the same. to the issue of common cause
The device is designed so that failures. In the broadest terms there are
anything likely to cause a failure Any failure which will cause all two basic types of electrical
will also cause the device to duplicated components (or interlocking systems:
switch off. channels) to fail at the same time Power interlocking - The
An example of a device using must be protected against . power source of the hazard is
this technique is the MA Series Suitable measures may include directly interrupted due to the
non-contact magnetically actu- using diverse technologies for opening of the guard.
ated interlock switch. The con- each channel or ensuring an Control interlocking - The
tacts are protected by being in oriented failure mode. power source of the hazard is
series with an internal non- interrupted by the switching of a
resettable overcurrent protection Galvanic Isolation circuit which controls the power
device. Any overcurrent situation On contact blocks with two sets switching device.
in the circuit being switched will of contacts a galvanic isolation The following text deals with
result in an open circuit at the barrier is required if it is possible the interlocking of electrical
protection device which is de- for the contacts to touch each power supplies as this is by far
signed to operate at a current well other back-to-back in the event of the most common requirement,
below that which could endanger contact weld or sticking (fig. 48). but the same basic principles can
the safety related contacts. be applied to hydraulic and
pneumatic systems.
Duplication (also referred to
as Redundancy) CONTROL POWER
EN 292-2: 3.7.5 explains that if
INTERLOCKING INTERLOCKING
components which are not
inherently safe are used in the
design and they are critical to the
safety function, then an accept- WITHOUT WITH
able level of safety may be GUARD LOCKING GUARD LOCKING
provided by duplication of those
components or systems. In case
of failure of one component, the
MECHANICAL NON-CONTACT UNCONDITIONAL CONDITIONAL
other one can still perform the DEVICES DEVICES GUARD GUARD
function. It is usually necessary UNLOCKING UNLOCKING
to provide monitoring to detect
the first failure so that, for ex- Fig. 49 Typical Forms of Interlocking Devices

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Safety Interlock Switches and Monitoring Relays

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POWER INTERLOCKING signed power interlocking systems position. When the key is turned
The movement of the guard is with the power interrupting the isolation switch contacts are
interlocked with the direct switch- switch capable of handling and locked open (isolating the power
ing of the power to the hazard. breaking the load reliably. supply) and the key can be
For equipment using low voltage The most practicable method of withdrawn. The guard door is
and power most types of interlock power interlocking is a trapped locked closed and the only way to
switches can be used for power key system such as the PROSAFE unlock it is by using the key from
interlocking. But because most system (see fig. 50). The power the isolator. When this key is
industrial machinery uses a isolation switch is operated by a turned to release the guard locking
relatively high power three phase key which is trapped in position unit it is trapped in position and
supply, we need specially de- while the switch is in the ON cannot be removed until the guard
is closed and locked again.
KEY TRAPPED
MAIN SUPPLY
Therefore, it is impossible to
ELECTRICAL SUPPLY
ON LOCKED OFF open the guard without first
A isolating the power source and it
A
A is also impossible to switch on
the power without closing and
locking the guard.
MACHINE IS RUNNING. MACHINE IS NOW STOPPED AND THE
ELECTRICAL SUPPLY HAS BEEN ISOLATED. This type of system is extremely
ELECTRICAL SUPPLY IS ON.
ACCESS DOOR CAN NOW BE OPENED. reliable and has the advantage of
ACCESS DOOR IS LOCKED.
WHEN DOOR IS OPEN, KEY IS TRAPPED. not requiring electrical wiring to
the guard. The main disadvantage
Fig. 50
is that because it requires the
transfer of the key every time, it is
not suitable if guard access is
KEY TRAPPED required frequently.
MAIN SUPPLY ELECTRICAL SUPPLY
ON LOCKED OFF Whenever whole body access is
required, the use of a personnel
A A
A key is recommended (see fig. 51,
52 and 53). The PROSAFE range
is available in double key ver-
sions to serve this requirement.
The use of a personnel key
ensures that the operator cannot
be locked in the guarded area.
MACHINE IS RUNNING. MACHINE IS NOW STOPPED AND THE The key can also be used for
ELECTRICAL SUPPLY IS ON. ELECTRICAL SUPPLY HAS BEEN ISOLATED. robot teach mode switches, inch
ACCESS DOOR IS LOCKED. ACCESS DOOR CAN NOW BE OPENED.
mode controls etc.
WHEN DOOR IS OPEN KEY A IS TRAPPED
KEY B IS TAKEN INTO THE GUARDED AREA
By using double key locking
TO ENSURE THE DOOR CANNOT BE units and keys with different
LOCKED BY A THIRD PARTY. codes together with a key ex-
Fig. 51
change unit, complex systems can

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Safety Interlock Switches and Monitoring Relays

E
engineering

should not be possible to “cheat”


the lock by using screwdrivers
etc., or defeat the mechanism by
mistreating it in any straightfor-
ward manner. Where there is
more than one lock on the same
site it also means that the specify-
ing of key codes must in itself
prevent any possibility of spuri-
ous operation.
2 - IT IS NOT POSSIBLE TO
OBTAIN THE KEY IN ANY WAY
OTHER THAN THE INTENDED
MANNER. This means that (for
example) once the key is trapped,
any excessive force applied to it
will result in a broken key as
opposed to a broken lock.

Fig. 52 (Top) CONTROL INTERLOCKING


Double access guard doors interlocked with the Power Isolation Switch. Key “A” is trapped in the
isolation switch. Both “B” keys are trapped in a Key Exchange Unit. Power is ON and there is no access Control interlocking is the most
available to the machine through the locked guard doors. commonly used method of
interlocking. An interlock switch
Fig. 53 (Bottom)
Rotate and remove Key “A” from power isolator. Power is then OFF. To gain access through guard doors is attached to the guard to detect
Key “A” is inserted and rotated in Key Exchange Unit. Both “B” Keys are then released for guards locks. movement and open the switch
Key “A” is trapped preventing power being switched on. Two “C” Keys are released from the guard contacts whenever the guard is
door locks for use in the next sequence step or as personnel keys.
not fully closed. The contacts are
connected via a control circuit to
be formed. Besides ensuring that If an isolation switch is part of the hazard source primary control
the power is isolated before the system, it should have posi- element (contactor).
access can be gained, it is also tive mode operation and it should So first of all let us, by reference
possible to use the system to satisfy the requirements of the to fig. 49, look at the different
enforce a pre-defined sequence of relevant parts of EN 60947. types of devices suitable for
operation. The integrity and security of the control interlocking.
system revolves around the fact The first major distinction is
Required Features that under certain conditions the between devices without guard
Because the entire safety of this keys are trapped in place, there- locking and with guard locking.
type of system depends on its fore two basic features need to be
mechanical operation, it is critical ensured: Interlock Switches Without
that the principles and materials 1- THE LOCK CAN ONLY BE Guard Locking
used are suitable for the expected OPERATED BY THE DEDI- These devices do not restrict
demand made on them. CATED KEY. This means that it access and the guard door can be

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Safety Interlock Switches and Monitoring Relays

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opened at any time; but as soon
as it is opened the switch isolates 1
the power to the hazard via the
contactor control circuit. If the Fig. 56 Use an interlocking device with guard
hazard always ceases immedi- locking to prevent guard opening before the
ately, then the requirements are hazard has ceased.
satisfied because the operator
cannot reach the parts while they
are dangerous.
If the hazard does not cease
immediately, there is a possibility
that an operator can reach it
while it is “running down” and
still dangerous. To avoid this
unacceptable situation, there are
three alternatives as illustrated in 2
the figures on the bottom of this
page.
Fig. 57 Install some form of braking device to
Note: The integrity of the achieve a fast stop.
braking device needs to be
considered both in terms of fault
D.C
resistance and wear characteris- .
INJE
C
BRA TION
tics. KE

If a precise calculation is
required, the European standard
EN 999 deals with the positioning
of protective equipment in respect
to approach speeds of parts of the
human body. At present it does
not specifically cover interlocked
guard doors, but its principle for 3
the positioning of other safety
devices based on approach speed
Fig. 58 The separation distance between the
and machine stopping time can hazard and the guard door should be such that it
reasonably be extrapolated to takes longer for the operator to reach the hazard
cover interlocked guard doors than it does for the hazard to stop.

without guard locking.


The next subdivision for inter-
locking devices without guard
locking is their designation as
mechanical actuation or non-
contact actuation.

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Mechanically Actuated
Devices
With these devices the guard
door is linked mechanically to the
control circuit contacts of the
switch using positive mode
operation. There are three main
types of mechanical actuation.
These are:
Fig. 59 Tongue Operated Actuation
Actuator Operated
With the T2010 switch, as
shown in Fig. 59, the guard
mounted actuator “tongue” opens
or closes the contacts via the
internal mechanism.
Features:
The actuator and mechanism
are designed to prevent easy
cheating of the switch. These
devices are straightforward to
install and are very reliable.
They can be used on sliding,
hinged and lift-off guards and
because of their versatility they
are one of the most commonly
used types of interlock switches.
For consideration:
The guard mounted actuator Fig. 60 Hinge Operated Actuation
needs to remain reasonably well
aligned with the entry hole in the mechanism to the control circuit For consideration:
switch body. Actuator operated contacts (fig. 60). Care must be taken on very
switches can be difficult to clean Features: wide guard doors, as an opening
thoroughly. This may be a problem When properly installed, these movement of only 3° can still
in industries such as food manu- types of switches are ideal for result in a significant gap at the
facturing and pharmaceuticals. most hinged guard doors where opening edge. It is also important
there is access to the hinge center to ensure that a heavy guard does
Hinge Operated Actuation line. They can isolate the control not put undue strain on the
The device is mounted over the circuit within 3° of guard move- switch actuator shaft.
hinge-pin of a hinged guard. The ment and they are extremely
opening of the guard is transmit- difficult to defeat without disman-
ted via a positive mode operating tling the guard.

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Fig. 61 Cam Operated Actuation - 1 Switch

engineering
Fig. 62 Cam Operated Actuation - 2 Switches
POSITIVE MODE
LIMIT SWITCH

Cam Operated Actuation GUARD CLOSED

This type of arrangement


usually takes the form of a
NON-POSITIVE MODE POSITIVE MODE
positive mode acting limit (or ACTUATED LIMIT SWITCH ACTUATED LIMIT SWITCH
position) switch and a linear or
rotary cam. It is usually used on
sliding guards and when the Non-Contact (Non-Mechani- principles or by the use of dupli-
guard is opened the cam forces cal) Actuation cation and monitoring.
the plunger down to open the With these devices, the guard The MA Series uses the principle
control circuit contacts (fig. 61). door is linked to the control of oriented failure mode. Due to the
Features: circuit contacts of the switch via a use of special components, the only
The simplicity of the system magnetic or electronic field. To safety critical fault likely to occur
enables the switch to be both make these types of devices would be a welding of the reed
small and reliable. suitable for interlocking applica- contacts due to excessive current
For consideration: tions, they must incorporate being applied to the switch.
It cannot be used on hinged or enhancements to ensure their As shown in fig. 63, this is
lift-off guards. satisfactory operation. prevented by the non-resettable
It is extremely important that Because they do not have the overcurrent protection device.
the switch plunger can only benefit of true mechanical posi- There is a large margin of safety
extend when the guard is fully tive mode operation, they must between the rating of this device
closed. This means that it may be have other ways of ensuring that and the reed contacts. Because it
necessary to install stops to limit they cannot fail to a dangerous is non resettable, the switch
the guard movement in both condition. This is achieved by should be protected by a suitably
directions. either “oriented failure mode” rated external fuse.
It is necessary to fabricate a
suitably profiled cam which must
operate within defined tolerances. CONFIGURED
The guard mounted cam must MAGNETIC ACTUATOR
never become separated from the IN SEALED CASE
ACTUATION
switch as this will cause the FIELD Non-resettable overcurrent
switch contacts to close. This protection device
system can be prone to failures
due to wear especially in the
presence of abrasive materials or
with badly profiled cams. SWITCH IN Specially profiled External fuse suitably rated
SEALED CASE heavy duty reed contacts to protect interlock device
It is often advisable to use two
switches as shown in fig. 62. Fig. 63

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Fig. 65

E HAZARD AREA
STOP SWITCH ACTUATOR
engineering

It is important that the switch is feature an electronic SLIDING GUARD


GUARD OPEN - MACHINE STOPPED - GUARD COVERING SWITCH
only operated by its intended coding principle. It also
actuator. This means that ordinary has two separate and diverse They provide interlocking of the
proximity devices which sense switching “channels”. A control hazard power source with guard
ferrous metal for example are not unit is available which monitors movement and also prevent the
appropriate. The switch should be up to six sensor sets and can also opening of the guard until it is
operated by an “active” actuator. monitor the contactors and wiring safe to do so.
The security can be further (fig. 64). These devices can be divided
improved by coding such as on For consideration: into two types: Unconditional
the MC K-Series. This switch uses For the simpler actuation types, and conditional guard unlocking.
the same oriented failure mode if security is an important issue, it
principle as the MA Series but may be necessary to install them Unconditional Guard Unlocking
has higher security due to its as shown in fig. 65 so that they These devices are manually
coded actuator and sensor. cannot be accessed while the operated and the guard can be
Features: guard is open. It is important, opened at any time. A handle or
Non-contact devices are avail- particularly for the non coded knob which releases the guard
able in fully sealed versions which types, that they are not subjected lock also opens the control circuit
makes them ideal for hygiene to extraneous interference by contacts.
sensitive applications, as they can fields which are the same as their On a device such as the BL6009
be pressure cleaned and have no operating principle. time delay bolt switch, a time
delay is imposed (fig. 66). The bolt
which locks the guard in place
also operates the contacts. The
R
bolt is withdrawn by turning the
MF
operating knob. The first few turns
UP TO 6 SWITCHES
Safetyh
SwitcVdc
open the contacts but the locking
1A 28 0Vac
12
0.5A 67
IP

in
bolt is not fully retracted until the
Madend
Engla
CONTROL knob is turned many more times
POWER UNIT CONTACTOR
Red
Blue
Blk
Wht
(taking up to 20 secs.).
X1
X2
SUPPLY MONITORING
R The PROSAFE trapped key
SAFETY 1

SAFETY 2

MF
rol Un
it stem
ty Sy Yel
Cont of Safe 2 Grn system (see power interlocking
Auxiliary

Pro y
per Safet
Tam Safety 1
Aux

section) can be used to provide


Fig. 64
unconditional guard locking.
Features:
dirt traps. They are extremely easy INTERLOCKING SWITCHES These devices are simple to
to install and have a considerable WITH GUARD LOCKING install and they are extremely
operating tolerance, which means These devices are suited to rugged and reliable. The time
that they can accept some guard machines with run down charac- delay bolt switch is suitable
wear or distortion and still func- teristics but they can also provide mainly for sliding guards.
tion properly. a significant increase of protec- For consideration:
Sophisticated non-contact tion level for most types of The stopping time of the hazard
devices, such as the MF Series, machines. being guarded must be predict-

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Safety Interlock Switches and Monitoring Relays

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For less frequently accessed
applications, the PROSAFE
trapped key system (see power
interlocking section) can be
configured to operate in this way.
In the example shown in fig. 68,
the hazard ceases as soon as
power is isolated by switching the
machine OFF at the normal
controls. The guard cannot be
Fig. 66
opened until the contactor has
able and it must not be possible lock release, it makes them switched OFF. Once the guard is
for the bolt to be withdrawn particularly suitable for use with opened the control circuit con-
before the hazard has ceased. It PLC or other programmable tacts ensure that the contactor
must only be possible to extend electronically controlled machines. cannot be re-energized until the
the bolt into its locked position The usual type of interlocking guard is closed and locked.
when the guard is fully closed. device for these purposes is a With the configuration shown
This means that it will usually be solenoid operated locking switch in fig. 69, the switch will not
necessary to install stops to restrict such as the TL8012 (fig. 67), release the guard until the
the travel of the guard door. TL8018, or TL5012. contactor is OFF and a pre-set

Conditional Guard Unlocking


With these devices, the guard
can only be opened on receipt of
R

a signal showing that: TL8012


■ the contactor is OFF.

■ a pre-set time interval has

elapsed or alternatively that


dangerous motion has ceased. SAFETY CONTROL AND
These signals are usually AUXILIARY CIRCUITS
CONTACTS
derived from the auxiliary con-
tacts of the contactor and either a
fail safe timer unit such as the
SMT01 or a stopped motion GUARD MOUNTED
detection unit such as the SMD02 ACTUATOR TONGUE
or SMD03. LOCK RELEASE
SOLENOID
They provide interlocking of the
hazard power source with guard
movement and also prevent the
opening of the guard until it is safe
to do so. Because an externally
generated signal is required for Fig. 67 The TL8012 solenoid operated locking switch

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Safety Interlock Switches and Monitoring Relays

E SOLENOID LOCKING INTERLOCK SWITCH


(TL8012 shown)
STOP

START
engineering

time interval has elapsed. The SAFETY


time range can be set from 0.1 sec 42 41 12 11 CIRCUIT
to 40 mins. The longest stopping
54 53 22 21
time of the machine should be
34 33
predictable and constant. It A2 A1 INDICATION
should not rely on braking CIRCUIT
LOCK RELEASE
methods which may degrade with SOLENOID
use.
Fig. 70 shows a configuration Shown in machine run condition. Simplified circuit shown for clarity with no emergency stop.
where the switch will not release
Fig. 68
the guard until the contactor is
OFF and all motion has stopped.
On the systems shown in figs.
69 & 70, the machine is stopped R2 R1 R3 REMOTE INDICATOR
K1 START
by its operational control system
either manually or automatically.
Therefore, these systems are STOP
especially useful on machines A1 R2 R1 R3 SOLENOID
where tool damage or program SAFETY LOCKING
SOLENOID
CONTACTS SWITCH
loss could be caused by a crash SMT01
TIMER UNIT
stop due to inappropriate guard
opening. A2 13 14 K1

Fig. 69

A1
X1 START
K1
K1

X2 STOP
SMD02 N
MOTION P
SENSING N
UNIT
P
N
P
SENSOR M SENSOR
SAFETY
SOLENOID
SOLENOID LOCKING
CONTACTS SWITCH
13
14
A2

Fig. 70

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