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BEHAVIORAL SCIENCES (1992) 15, 368-421

Printed in the United States of America

e
e
1a and Nancy Wiimsen Thornhillb
department of Biology and bDepartments of Biology and Anthropology,
University of New Mexico, Albuquerque, NM 87131-1091
Electronic mail: nthorn@unmvm.bitnet

Abstract? Psychological adaptation underlies all human behavior. Thus, sexual coercion by men could either arise from a rape-specific
psychological adaptation or it could be a side-effect of a more general psychological adaptation not directly related to rape.
Determining the specific environmental cues that men's brains have been designed by selection to process may help us decide which
of these rival explanations is correct. We examine six testable predictions against existing data: (1) Both coercive and noncoercive sex
will be associated with high levels of sexual arousal and performance in men. (2) Achieving physical control of a sexually unwilling
woman will be sexually arousing to men. (3) Young men will be more sexually coercive than older men. (4) Men of low socioeconomic
status will likewise be more sexually coercive. (5) A man's motivation to use sexual coercion will be influenced by its effects on his
social image. (6) Even in long-term relationships men will be motivated to use coercion when their mates show a lack of interest in or
resistance to sex because these are interpreted as signs of sexual infidelity. Current data support all six predictions and are hence
consistent with the rape-specific hypothesis, but this does not eliminate the side-effect hypothesis, which is likewise compatible with
the findings, as well as with the further evidence that forced matings increased the fitness of ancestral males during human evolution.
We suggest some research that may help decide between the two hypotheses.

Keywords^ aggression; comparative psychology; evolution; psychological adaptation; rape; sex differences; sexual coercion; sexual
dimorphism; sexual selection; socialization; sociobiology

information on the natural history of human sexual be-


havior and published laboratory studies of men's sexual
Is rape just a side-effect of psychological adaptations to arousal in response to sexually-explicit stimuli. The hy-
circumstances other than rape, such as a desire for sex pothesis is not contradicted by current information on
coupled with a general coercive tendency, or does it arise human coercive sexuality, but neither is the rival side-
directly from an evolutionary adaptation to sexual coer- effect hypothesis. We outline some research that may
cion itself?1 The answer to this question has practical as help decide between the two.
well as theoretical consequences: It can help us identify
the kinds of social contexts that discourage coercive sex.
We hypothesize that sexual coercion by men reflects a 2a Adaptationism
sex-specific, species-typical psychological adaptation to
rape: Men have certain psychological traits that evolved In this target article and in theoretical biology in general
by natural selection specifically in the context of coercive adaptation refers to complexly organized, purposefully
sex and made rape adaptive during human evolution. designed, phenotypic features of individual organisms
The hypothesis that there is a psychological adaptation that exist because they solved a specific environmental
specific to sexual coercion by men was implicit in some problem during evolutionary history (e.g., Burian 1983;
earlier evolutionary writings (Alexander 1979a; Alex- Darwin 1859; Dawkins 1986; Symons 1979; Williams
ander & Noonan 1979; Shields & Shields 1983; Thomhill 1966; see R. Thornhill 1990 for review). Four natural
& Thornhill 1983). These authors focused directly on rape processes are known to cause evolution or changes in
and dealt only superficially with the mechanisms that gene frequencies of populations, but selection is the only
regulate men's sexual arousal and their inclination to use one that can create an adaptation. The other three -
force. Sexual coerciveness alone is not evidence of a rape- mutation, drift, and gene flow - lack the necessary
specific psychological adaptation, nor do men have any creativity because their action is random relative to indi-
specialized morphology that might have evolved for rape. viduals' environmental problems. Selection, when it acts
One form of positive evidence would be if environmental in a directional, cumulative way over long periods of
cues that were specific to the costs and benefits of sexual geological time, creates complex phenotypic designs out
coercion during human evolution still regulated contem- of the simple, random genetic variation generated by the
porary coerciveness. other three natural processes. Selection itself is not a
The rape-specific hypothesis is examined in the light of random process. It consists of differential survival and

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1992 Cambridge University Press 0140-525X192 $5.00+.00 363
Thornhill & Thornhill: Evolution of sexual coercion

reproduction by individuals because of differences in the social and behavioral sciences that human psychology
their phenotypic design. is the same for both sexes and consists of only a few
general-purpose learning adaptations (Symons 1987a).
However, given current knowledge of the functional
3. Psfchoiogicai adaptationism and rape specificity of the vast numbers of adaptations whose
design is understood (e.g., the human heart is specially
Human psychological adaptations are information- designed to pump blood in a human body), as well as
processing mechanisms providing solutions to problems theoretical advances in understanding how selection
that influenced the survival and reproductive perfor- works in molding adaptations (they are specific solutions
mance of individuals during our species' evolutionary to specific environmental problems), it is most likely that
history. Human psychological adaptations are specially psychological adaptation to sexuality is sexually di-
engineered to process specific environmental information morphic and includes many, highly specialized adapta-
and to guide feelings, emotions, learning, and behavior tions. Some involve learning and are designed to process
toward specific reproductive ends. 2 information specific to the very different sexual problems
Perception, memory storage and retrieval, cognitive faced by males and females in human evolutionary history
analysis, and so forth are evolved information-processing (see Symons 1987a; 1987b, for a detailed analysis and
mechanisms and must be characterized in functional critique of the idea that human sexual psychology is
evolutionary terms, that is, by the kinds of information monomorphic and consists only of a few general-purpose
they are designed by selection to process rather than by adaptations).
eeurophysiology or neuroanatomy (also see Cosmides &
Tooby 1987; 1989; Tooby & Cosmides 1989). Psychologi- 3.1. Rap® and! social learning. "Learning" is often invoked
cal adaptation must somehow causally underlie all human in the social science literature on rape as if it were a
feelings, emotion, learning, and behavior (see Cosmides complete explanation for men's and women's sexual be-
& Tooby 1987; Symons 1987a). havior (for a useful review, see Ellis 1989; also see Russell
To determine whether or not there is a rape-specific 1982; 1984). Such a view is based on the misunderstand-
adaptation and to begin to characterize its design we must ing of two fundamental facts of developmental biology: (1)
examine how men's sexual information-processing mech- "Learned" behaviors result from causal gene-environment
anisms regulate their sexual arousal and behavior in the interactions during ontogeny. (2) A vast number of experi-
context of sexual coercion. An empirical focus on rape ences necessarily occur during the ontogeny of any be-
behavior rather than on rape psychology is not appropri- havior; only a very small number of these would be
ate, because neither the fact that men do rape nor the "learned." The term "learned" is far too simplistic to
coercive and sexual components of an act of rape can be warrant its use as the major or only causal explanation of
taken as evidence for (or against) the hypothesis that men any human behavior (see also Alexander 1990; Cosmides
are adapted to rape per se. There is nothing about rape & Tooby 1987; Daly & Wilson 1987; 1988; Symons, in
behavior itself (in humans or nonhuman species) that press). Furthermore, learning and socialization are never
could indicate whether or not there is rape-specific de- alternatives to evolutionary hypotheses about psychologi-
sign. The physical force associated with human rape did cal adaptation (e.g., see Cosmides & Tooby 1987).
not evolve in the context of forced copulations; aggressive The "social learning theory of rape" and the "feminist
behavior is not limited to rape and is used by children and theory of rape" are very similar (for a review of literature,
adults of both sexes. Likewise, it is unlikely that men's see Ellis 1989). According to both, rape is primarily or
tendencies to use threats of physical force or other forms solely caused by arbitrary differences in the way men and
of coercion to gain sexual access to unwilling partners women are socialized about heterosexual conduct. If their
were specifically selected because they provided a re- socialization were the same, they would be equally likely
productive advantage in the context of rape. to rape. Both theories posit that rape results from general
Nor, as noted earlier, do men have a morphological sex differences - such as men being more motivated than
specialization that is a candidate for rape adaptation. women to use aggression and to be noncommittal in
Phenotypic features specific to sexual coercion have been sexual relations — and that these general sex differences
demonstrated in males of only a few species ol nonhuman are solely or primarily caused by contingent differential
animals, and in all cases these involve morphology (e.g., socialization. But general sex differences similar to those
an abdominal clamp for holding the wings of sexually outlined by these theories of rape - for example, that
unwilling females, Thornhill 1984a; see Thornhill & males are more aggressive, sexually assertive and eager to
Sauer, 1991, for review). copulate, and less discriminating of mates - occur not
Whether or not men are specifically adapted to do it, only in humans, but in all animal species with an evolu-
rape cannot be fully understood without explicitly exam- tionary history of polygyny (see Daly & Wilson 1983;
ining men's sexual psychology because the act of rape Thornhill 1986; Thornhill & Alcock 1983; Trivers 1972;
involves psychological changes (emotions, arousal, etc.) 1985).3 In the vast majority of these species there is no
and behavior, and all psychological changes and behavior sexual training of juveniles by other members of the
are the result of information processing by the nervous group (e.g., all polygynous invertebrates), and none have
system. The discovery of the environmental cues that the extensive sexual socialization seen in humans (see
men's brains are designed to process will help us under- Low 1989). Hence the human sex differences common to
stand the environmental conditions influencing all as- polygynous species cannot be parsimoniously fully ex-
pects of men's sexuality. plained by a difference in sexual socialization in humans.
We are implicitly assuming that men and women differ The hypothesis of rape-specific adaptation does not
in sexual psychological adaptation. It is often assumed in assume that there is no learning or sex-specific socializa-

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Thornhill & Thornhill: Evolution of sexual coercion
tion in the development of human sexuality. Indeed, uals is caused by genetic as opposed to environmental
learning might be important during the ontogeny of the variation.4 The concept of heritability is of value primarily
rape-specific adaptation itself. If so, the learning would in programs to improve domestic plants and animals by
not be arbitrary but would be guided by special-purpose artificial selection (Falconer 1981; also see R. Thornhill
psychological adaptations that influence perception, cog- 1990). [See also Wahlsten "Insensitivity of the Analysis of
nition, memory, and information evaluation in a way that Variance to Hereditary-Environment Interaction" BBS
is specific to rape. 13(1) 1990; Plomin & Bergman "The Nature of Nurture"
BBS 14(3) 1991.]
3.2. Rape's current effects onreproduction*The extent to We emphasize that the rape-adaptation hypothesis
which sexual coercion currently promotes the reproduc- does not imply that rape is heritable. That is, it does not
tive success of men is not of central importance to the predict that variation among men in inclination to rape
approach emphasized in the target article. Indeed, data reflects genetic differences. Instead, it implies that men
about offspring production by victims of sexual coercion have psychological traits whose underlying genes are
are irrelevant to the rape-adaptation hypothesis. Thus our virtually fixed or invariant in the human gene pool; this is
approach is very different from that of Ellis (1989) and what is meant by "sex-specific" and "species-typical."
Thiessen (1989), who consider the current reproductive Thus, we predict that the heritability of the psychological
consequences of rape to be of fundamental importance. adaptation for rape will be near or at zero. This is not to
An adaptation is identified and characterized by its evolu- say that male personality features that may contribute to
tionary function, what it has been designed by selection to rape (e.g., aggressiveness) are not heritable; some may be
do. The relationship between an adaptation and current (see Ellis 1989, pp. 86-97), but the heritability of person-
reproduction depends on the similarity between the ality features is not relevant to the question of whether
environment in which the adaptation is expressed cur- there is a specific adaptation to rape.
rently and the environmental features that generated the According to the rape-adaptation hypothesis, men's
selection that designed the adaptation. Often this correla- use of sexual coercion will not vary with differences In
tion no longer exists for contemporary organisms (perhaps genetic conditions but with environmental conditions
especially humans). As a result, adaptations are not distin- (see also Shields & Shields 1983; Thornhill & Thornhill
guished from nonadaptations by their effects on current 1983). The hypothetical rape-specific adaptation should
reproduction: A phenotypic trait can influence current regulate men's use offeree in a facultative way by process-
reproduction negatively but still be an adaptation - a ing environmental information that was associated with
product of long-term directional selection for a solution to engaging in rape during human evolution (Crawford &
a fitness-related ecological problem - and a trait can Anderson 1989; Tooby & Cosmides, 1990, provide de-
influence current reproduction positively and not be an tailed discussions of why psychological adaptation will
adaptation. In addition, the effect of an adaptation on have negligible heritability).
current reproduction does not identify the evolutionary That rape adaptation is species-typical does not exclude
function of the adaptation because the current environ- the possibility of minor geographical variation in the
ment may differ from the evolutionary environment that design of its underlying psychological traits. For example,
generated the selection that designed the adaptation (see selective differences between human populations could
also Williams 1966; R. Thornhill 1990). have led to differences in how easily the rape adaptation is
activated by environmental cues. Even for minor differ-
ences between populations to evolve by selection, how-
3.3. Rape in nonhuman animals. One cannot derive evi- ever, it is necessary that there have been a long period of
dence for or against the existence of human rape adapta- low or no migration between populations and cumulative
tion from male sexual adaptations in nonhuman species directional selections that differed between populations.
because the selective environments that produced hu-
man psychological adaptations were unique to our spe-
cies. This is why we do not discuss here the few nonhu- 4. Coercion and men's mating strategy
man species in which there is evidence for the existence of
rape adaptation (e.g., certain morphological structures in We dissect the overall human male reproductive strategy
male scorpionflies, Thornhill 1984a; Thornhill & Sauer to point out where we feel rape fits into it (see Thornhill &
1991). The nonhuman evidence shows that selection in Thornhill, 1983, for detailed discussion). The reproduc-
the context of sexual coercion by males can, under some tive strategies of all organisms, including men and
conditions, produce rape adaptation, but it cannot dem- women, have the following two components: mating
onstrate that such selection was effective in designing effort (the reproductive effort associated with conceiving
rape adaptations in other species (e.g., Homo sapiens) in offspring) and nepotistic effort (the reproductive effort
which rape adaptation has not been demonstrated. The associated with aiding offspring and other relatives).
only way to provide evidence about the selection pres- Men's mating effort consists of obtaining matings, keep-
sures that designed humans is to identify and characterize ing mates, and enhancing paternity confidence with
human adaptations (see also Symons 1982; Tooby & mates (see also Buss 1988; Daly & Wilson 1983; Flinn
Devore 1987). 1988). [See also Hartung: "Matrilineal Inheritance" BBS
8(4) 1985. ] The effort associated with obtaining a mate can
3.4. Heritabiiity* In the literature on human rape there is be called men's mating strategy. This can be conceptually
considerable interest in rape heritability (see Ellis 1989, partitioned into three tactics (Shields & Shields 1983): (1)
especially pp. 86-88). Heritability refers to the extent to honest advertisement and courtship, (2) deceptive adver-
which the variation in a phenotypic trait among individ- tisement and courtship, and (3) coercion. Coerced mat-

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ings or rapes are achieved by physical force or by explicit are some reasons why it seems reasonable to assume that
or implicit threat of physical harm or negative social ancestral human males sometimes increased their re-
consequences. productive success by rape. 5
In humans, there is a large sexual asymmetry in the 1. There is strong evidence that the following mas-
minimal reproductive effort required for the production culine traits are evolved ones: Compared to women, men
of offspring. The minimum for a man is a few minutes of are more aroused by visual and fantasized sexual stimuli;
time and an energetically cheap ejaculate; the minimum men are more indiscriminate about mating partners; and
for a woman is nine months of pregnancy and a long men are more likely to infer the presence of sexual
period of lactation. Because of this sexual asymmetry, interest in a potential mate when there is no such interest
during human evolution males who could gain sexual (Abbey 1982; Abbey & Melby 1986; Kinsey et al. 1948;
access to multiple females out-reproduced males who 1953; Saal et al. 1989; Symons 1979; Townsend 1987).
could not and thus were favored by sexual selection. 2. There is strong evidence that women's selectivity
Because women's sexuality was not molded by the same reflects adaptation to the circumstances of mate choice
selection as male sexuality, three complementary human per se (see Buss 1987; 1989a; Symons 1979; Townsend
sex differences are observed: Compared to women, men 1987; 1989). Women's traits and the male traits men-
are less discriminating about sexual partners, more moti- tioned in (1) evolved, indeed coevolved, in the same
vated to seek copulation with many partners, and more evolutionary environment. Thus, sexually attractive
eager to include copulation as part of an interaction with females who were sexually uninterested and resisted the
the opposite sex. Sexual selection on females in human sexual advances of males are likely to have been a consis-
evolutionary history favored individuals who could gain tent feature of the human evolutionary environment; this
access to males whose resources and genetic endowment produced directional selection favoring males whose sex-
could promote the survival of offspring. Selection pres- ual arousal did not depend on the sexual interest or
sure on females to compete for multiple mates was weak arousal of a potential mate.
relative to that on males, because sexual access to multi- 3. There are also costs to males associated with trying
ple males has little effect on the number of offspring a to mate by force that, all else equal, would have made
female can produce, whereas access to multiple females rape maladaptive in the human evolutionary environ-
can have a great effect on the number of offspring a male ment. As discussed by Shields and Shields (1983) and
can produce. Women are more selective of mates than Thornhill and Thornhill (1987), potential injury to the
men because in human evolutionary history females male and to his family members, loss of status or re-
made a larger minimal investment in offspring (thus sources, and other factors inevitably contribute to the
losing more reproductive potential than males from a costs of rape. Given the cost of forcing matings, one might
poor mate choice), which resulted in stronger natural have expected selection to counteract (1) above and in-
selection on females than on males for mate choice. stead favor males who were sexually interested only in
Furthermore, females are the objects of more sexual sexually interested females. This is not the inclination
competition than males and thus have a greater oppor- that has evolved in men, however; as we show below men
tunity to choose effectively (see Alexander 1979a; Buss use sexual coercion and show high levels of sexual arousal
1987; Daly & Wilson 1983; Smith 1984; Symons 1979; in response to both coercive and mutually consensual
1987b; Symons & Ellis 1989; Townsend 1987; 1989). sexual materials in laboratory settings. Hence there
Because of the different ways that selection acted on seems to be no specific psychological trait that is spe-
the sexes during human evolutionary history, evolution- cialized to prevent men from using force to mate. Thus,
ary psychologists believe human sexual psychology is despite the opportunity for selection to act against males
dimorphic, that is, the respective adaptations differ in who were sexually coercive and despite the costs that
men and women (Symons 1979; 1987b). should have made any such selection strong and effective,
The evolved sex difference in mating strategy leads to men are commonly sexually coercive, and their arousal to
differences in how men and women feel about whether, depictions of sexual acts in the laboratory is unaffected by
when, and how often it is in their interest to mate. whether or not force is used.
Because women are more selective about mates and more In evaluating the potential advantage of forced sexual
interested in evaluating them and delaying copulation, intercourse during human evolution, it is important to
men, to get sexual access, must often break through consider the survival prospects of the offspring from such
feminine barriers of hesitation, equivocation, and re- matings. Psychological adaptation for parental care in
sistance (see Kirkendall, 1961, for a review of human both men and women confirms that offspring required a
heterosexual sexual interactions). Men get women to large amount of parental care during human evolution
copulate by using all three tactics mentioned above. As (see Daly & Wilson 1988).
we show later, these tactics can be used either singly or in Alexander and Noonan (1979) have suggested one way
combination and they often blend into one another. rape may have contributed to successful offspring produc-
tion in human evolutionary history: A female's sexual
unwillingness could be evidence that she was pair-
bonded, and thus that the rapist's offspring would be
unwittingly reared by the cuckold. Raped females would
According to the rape-adaptation hypothesis, during hu- be reluctant to reveal to their mates that they had been
man evolutionary history there was enough directional raped because this would make their mates cooperate less
selection on males in favor of traits that solved the prob- in the care of existing offspring (for an analysis of paternity
lem of forcing sex on a reluctant partner to produce and cuckoldry in humans, see Alexander 1979b; Buss
psychological inclinations specifically toward rape. Here 1988; Daly & Wilson 1988; Daly et al. 1982; Dickemann

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Thornhill & Thornhill: Evolution of sexual coercion
1979a; 1979b; Flinn 1988; Smith 1984). Alexander and interfere with his ability to detect the presence of danger-
Noonan's scenario can be extended to include the selec- ous conspecifics or predators. In contrast, the side-effect
tive advantage to men of sexual coercion even with their hypothesis does not predict that gaining control of an
long-term mates. Sexual uninterest or resistance may unwilling partner will be sexually arousing.
reflect interests outside the pair-bond; if so, men's moti- Prediction 3* A man's age should affect his willingness
vation to use forced copulation within mateships may be to use sexual coercion. Because in our evolutionary past
an evolved strategy for ejaculate competition with the young men (mid-teens to early 20s) were trying to enter
sexual rival. the breeding population for the first time, they engaged
It is important to consider the alternative possibility in the most intense mate competition, and therefore took
that men's ready capacity for sexual arousal with both the highest risks and experienced the highest mortality
willing and unwilling (see sect. 7 and 8) sexual partners (Alexander 1979b; Thornhill & Thornhill 1983; Trivers
evolved as a result of selective factors other than success- 1985, Chapter 12; Wilson & Daly 1985). Young males'
ful reproduction through rape. Sexual coercion might be a difficulty in entering the breeding population probably
side effect, not adaptive in its own right (perhaps even arose because older males controlled the resources, sta-
maladaptive), of two more general adaptations: (a) the tus, and politics, and thus monopolized the females. The
psychological mechanisms underlying men's general de- opportunity cost of engaging in risky behavior is lower for
sire for sexual intercourse, and (b) the mechanisms under- younger men and therefore mortality is greaterforyoung
lying our species' general tendency to use force to attain men than for older men (see also Thornhill & Thornhill
any reward that was correlated with successful survival 1983).
and reproduction in our evolutionary history. According The side-effect hypothesis predicts the same age-
to this side-effect hypothesis, there are no psychological dependence of sexual coercion as the rape-adaptation
mechanisms specifically designed for processing informa- hypothesis. Many types of male sexual activity show a
tion about rape. major peak in the mid-teens and early 20s (Gagnon 1977;
Kinsey et al. 1948); young men are more quickly and
easily aroused by explicit sexual stimuli in laboratory
S- Predictions settings (e.g., Langevin 1983). Young men are also most
prone to exhibit violence in general (Alexander 1979b;
In this section, we outline several predictions that follow Daly & Wilson 1988; Wilson & Daly 1985). Hence greater
from the rape-specific hypothesis. The list is not exhaus- sexual coerciveness in young men could be interpreted as
tive; it focuses on what can be tested against the existing a side-effect of their greater libido and their greater
literature on human sexuality. tendency to use violence to get what they want.
Prediction 1. Men will exhibit high levels of sexual Prediction 4* Men's willingness to use sexual coercion
motivation and performance in both coercive and non- should be related to their social status. Women-prefer as
coercive mating situations. If men have a rape-specific mates men of high social and economic status (Buss 1987;
adaptation, then their sexual arousal and ability to copu- 1989a; Symons 1979; Townsend 1989). Sexual access to
late and ejaculate should not be affected by whether the preferred mates (young and attractive) is thus positively
woman has given her consent. In contrast, the rape- correlated with the status, resource holdings, and pres-
adaptation hypothesis would be falsified by evidence that tige of a man. This correlation has been demonstrated
men are sexually aroused and competent only or pri- repeatedly in industrial societies (Buss 1987; 1989a),
marily when they perceive that a woman is interested or traditional societies (Betzig 1985; Betzig et al. 1988), and
not resisting coitus. in the historical record (Betzig 1985; Voland & Engel
Data supporting the first prediction would suggest an 1990). We have predicted that men of low socioeconomic
adaptation for rape, but demonstrating it would require status will be more inclined to rape (Thornhill & Thornhill
direct evidence of rape-specific design so as to eliminate 1983) because they have less access to preferred mates,
the rival side-effect hypothesis. but because the poor are also more prone to crime and
In evolutionary theory, individual "interests" are based other forms of violence, a positive outcome would like-
on evolved reproductive interests (Alexander 1987; Daly wise be consistent with the side-effect hypothesis.
& Wilson 1988). This suggests that men will pursue Prediction 5, Sexual coerciveness will be very sensitive
copulation byforcewhen it serves their evolved interests; to the probability of detection and negative social conse-
a woman's interests should be considered by a man only to quences or punishment. Men's willingness to use force
the extent that they coincide with his own. Interests may will be constrained by the countervailing desire of dis-
coincide to varying degrees. The smaller the overlap of playing sexual "morality." Lack of concern for social image
interests with the partner, the greater the probability of will promote sexual coercion regardless of age and social
sexual coercion by men. Predictions 2 to 6 are based on status (also Shields & Shields 1983; Thornhill & Thornhill
the conflicting reproduction interests of the sexes. 1983). Prediction 5, like Predictions 1, 3, and 4, follow
Prediction 2* Gaining physical control over an unwill- from both the rape-specific and the side-effect hypoth-
ing sexual partner byforceshould be sexually arousing to eses. Evidence supporting Prediction 5 could be inter-
men because it facilitates forced copulation. As long as the preted as a side-effect of men's adaptation for copulation
victim of sexual assault is capable of resistance, there are a and species-typical adaptation for regulating the personal
risk of injury to the assailant and a potential for thwarting use offeree in general.
of the assault. Rape-specific selection would have gener- Predictions 2 to 5 are based on the conflicting re-
ated mechanisms for assessing such risks and regulating productive interests of the sexes. For example, we expect
male motivation and behavior accordingly. In the context men who are young and of low socioeconomic status to be
of coercion, male sexual arousal has a cost; it might more coercive sexually than older men of high socioeco-
BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 367
Thornhill & Thornhill: Evolution of sexual coercion

nomic status because the interests of the former conflict sexual partners (for reviews, see Lockwood 1980; Scacco
more with those of women, who prefer mates with re- 1975).
sources and status. Also, a man's reputation is determined 2. Rapists who become visible to police and end up in
by how others perceive him, which is in turn influenced crime statistics are frequently found to have pair-bonded
by what they know of his social exploitativeness. Hence a with one woman and raped another woman, a nonpair-
man's interest in enhancing his social reputation may bond mate. Among convicted rapists 19% to 43% are
sometimes be served by not coercing sexually unin- married at the time of the rape or have been previously
terested women. married, and a much larger percentage have been in-
Now consider congruence and noncongruence in the volved in (presumably less coercive) pair-bond mateships
reproductive interests of pair-bonded mates. Two impor- (see Thornhill & Thornhill 1983). (The majority of rapes
tant factors that promote similarity of interests between that become visible to police involve strangers; McDer-
men and women in mateships are shared genetic offspring mott 1979; Russell 1984).
and the woman's sexual fidelity; these two factors are 3. Many men use both noncoercive and coercive
interrelated. Men must typically provide resources and means to copulate with pair-bond mates (on rape by
other benefits, because women's sexual interest is tied to husbands and boyfriends, see Finkelhor & Yllo 1983;
men's status and resources (e.g., Buss 1987; 1989a; Sy- 1985; Russell 1982; Shields & Hanneke 1983).
mons 1979; Townsend 1989). When a man provides 4. The self-reported sexual histories of young men and
abundant resources to a mate and her offspring her the literature on date and acquaintance rape in general
reproductive interests are served. Under such conditions indicate an abundance of sexual coercion (Kirkendall
conflicts of interest (thus coercion of one party by the 1961; also reviews by Malamuth 1981a; 1984; Pirog-Good
other) should be minimal. Infidelity by a pair-bonded & Stets 1989; Russell 1984).
woman leads to uncertainty about paternity in her mate; There is no question that many men's sexual reper-
their reproductive interests consequently diverge. When toires include a mixture of noncoercive and coercive
women perceive that their reproductive interests are not tactics including physical force. In addition, men often
being served by a long-term mate, they may show him pursue an individual copulation with a mixture of tactics.
less emotional commitment and sexual interest and seek Thus, it is wrong to dichotomize copulations as involving
other mates. Men may find women's sexual arousal excit- honest versus deceptive courtship or as unforced versus
ing because it is a sign of exclusive sexual access and hence forced. Courtship and the interactions associated with
a high probability of siring that mate's offspring. Pair- maintaining pair-bonds include explicit and implicit
bonded men may have accordingly evolved to view a lack promises about commitment. In part these promises may
of sexual interest from a mate as a sign that she may have be broken because there was no intention to keep them
another mate. This leads to the last prediction in this (see Kirkendall 1961). The forced versus unforced dichot-
section. omy may apply only to a small subset of human copula-
Prediction 6* A pair-bonded man will be most likely to tions: An example is the action of a man, without any
use sexual coercion with an unwilling pair-bonded mate sexual negotiation or honest or even deceptive courtship,
when he suspects or discover infidelity. Again, if this using physical force or the threat of physical harm to
prediction is met, rape adaptation is not yet demonstrated capture and copulate with a woman against her will. The
because the outcome could be a side-effect of adaptation legal system in modern societies is concerned with
to enhance paternity reliability and to use force to attain whether or not an allegedly forced copulation was legally
desired goals. forced, because the answer determines whether the
In sections 7 to 11 we examine the available data on crime of rape was committed. The difficulty that the legal
the six predictions just outlined. These predictions put system has in distinguishing forced from unforced sexual
the rape adaptation hypothesis in jeopardy; although the intercourse illustrates the conceptual problem arising
failure of even one of them would falsify the hypothesis, from the fact that men tend to use mixtures of the three
only Prediction 2 can falsify its rival, the side-effect mating techniques (described previously in sect. 4) in a
hypothesis, providing direct evidence of adaptation to single attempted mating.
rape. The final section of the target article outlines some The common use of mixed coercive and noncoercive
additional predictions that, if met, could eliminate the approaches is also revealed by the recent literature on
side-effect hypothesis and provide decisive evidence of acquaintance rape, including sexual coercion in dating
rape-specific adaptation. (Kirkendall 1961; see also reviews by Belknap 1989; Ellis
1989; Malamuth & Briere 1986; Pirog-Good & Stets 1989;
Russell 1984). Young women have a significant risk of
sxual behawior by men sexual victimization by men with whom they are ac-
quainted, including dates. Men tend to date with the
In this section we analyze the natural history of coercive hope of mutually consensual sex; they use both honest
sexual behavior. We show that coercion is a significant and deceptive courtship to get dates. Women tend to date
component of men's sexual activity in general. Men because of their interest in courtship (for a review of the
frequently pursue sexual access by using a combination of human courtship literature, see Grammer 1989). Sexual
coercion and noncoercion as indicated by the following: coercion is apparently a common occurrence on dates,
1. Homosexual rape is a common occurrence in men's though it typically is used only when noncoercion fails
prisons and is not usually perpetrated by men with a (e.g., Kirkendall 1961; see, Ellis 1989, for a review). The
strong homosexual orientation; it is usually the act of sexual coercion with dates and acquaintances can include
heterosexually oriented men who lack access to preferred clearly physical force. Alternatively, the woman may

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Thornhill & Thornhill: Evolution of sexual coercion

protest that she does not want to be sexually intimate, but resources or emotional commitment. Conflict about sex-
the man persists nonviolently until he achieves sexual ual access during dating is to be expected, but its occur-
intimacy. Compliance in the latter case is gained by rence between newlyweds when sexual conflict is rela-
coercion in the form of social pressure or intimidation that tively limited (see, Buss 1989b, for empirical support and
leads the woman to feel that if she does not comply, there discussion) is surprising and intriguing. If men's emo-
will be unpleasant consequences. tional reactions toward mates do reflect threats, even
As in the literature on acquaintance rape, the data on mateships involving relatively high congruence in the
rape by husbands and boyfriends and on rape of children interests of mates may often include sexual coercion. Buss
(Finkelhor 1984; Thornhill, in press) demonstrate that found that male anger and distress occurred at about the
men often combine noncoercive and coercive tactics, same rates among undergraduates and newlyweds.
including physical force. The literature could have falsified the rape-specific
hypothesis if it had shown that sexual coercion is used
7.1. Sexual coerclon/noncoerclon: A continuum* Not infrequently or only by a small percentage of men. In-
only are the three mating tactics (honest advertisement, stead, consistent with the specificity hypothesis, men
deceptive advertisement, and coercion - see sect. 4) used tend to persist in seeking sex and can become sexually
in combination to obtain single copulations, making the aroused regardless of whether a woman is interested in or
dichotomies of honest versus deceptive courtship and resists their advances.
forced versus unforced copulation simplistic, the three
tactics often grade into each other, with only arbitrary
boundaries between them. Others have also pointed out 8. Viewing coerciwe and noncoerciwe stimuli in
that the forced versus unforced dichotomy is inappropri- the laboratory
ate because they are on a continuum (e.g., Clark & Lewis
1977; Medea & Thompson 1974; Russell 1982). We sug- 8.1. Rapists. To analyze further the environmental cues to
gest that it is the continuity between forced and unforced which men are sexually responsive we examined the
copulations, even more than the combination of sexually literature on men's arousal in response to audio and video
coercive and noncoercive tactics in the pursuit of single stimuli in the laboratory showing coercive and noncoer-
copulations, that creates the great difficulty in all en- cive sex.
deavors to deal with the concept of rape, whether in the Because penile erection is the only physiological re-
legal context or in everyday life. sponse in men that occurs almost exclusively during
Many sexual interactions between men and women sexual arousal, researchers generally agree that measures
probably grade into coercion. As discussed earlier, the of penile tumescence best reflect men's sexual arousal and
difference in the action of selection on males and females preference for various sexual stimuli (Zuckerman 1971;
in human evolutionary history has resulted in women's also Abel et al. 1977; Earls & Marshall 1983; Langevie
being attracted sexually to partners with high status and 1983; Quinsey & Chaplin 1982). In addition to penile
resource-providing potential (Buss 1987; 1989a; Symons tumescence, self-reported sexual arousal is assessed in
1979; Townsend 1989). The association between women's some research. Although phallometric data increase ob-
erotic responsiveness and the resources provided by jectivity, their drawback is that volunteers for such re-
mates means that in general men must purchase consen- search sometimes differ significantly from nonvolunteers
sual sexual access to women (Symons 1979) and that much in their sexual behavior and personality. In contrast, no
of intersexual conflict and bargaining will end with male differences have been found between the general popula-
coercion because men's ability or willingness to pay will tion and volunteers for studies that use only self-report of
often be inconsistent with women's needs or expectations. sexual arousal (see Farkas et al. 1978; Malamuth & Check
In humans, courtship and the interactions between 1983, for review and discussion).
pair-bonded mates accompanying copulation may include Malamuth (1981a) provides a useful review of the
male violence toward the mate or her offspring or explicit earlier laboratory studies on sexual arousal in men. All
or implicit threats of violence that grade into displays and five studies by G. Abel and associates that were reviewed
vows of emotional commitment. Most commonly, how- by Malamuth involved incarcerated, heterosexual, and
ever, explicit or implicit threats of unpleasant nonviolent mostly mentally ill rapists; these showed equally high
consequences (e.g., a man's withdrawal of financial sup- levels of penile tumescence when they listened to au-
port or emotional involvement) rather than actual or dio tape depictions of rape and mutually consenting inter-
threatened male violence grade into noncoercive course. This finding was replicated by Barbaree et al.
behavior. (1979) and Quinsey et al. (1981).6 To assess the generality
Buss's (1989b) findings on sexual conflict in mateships of incarcerated rapists' similar responses to rape and
bear on the coercion/noncoercion continuum. Buss stud- noncoercive sex it is necessary to test the general male
ied undergraduates who had been involved in a recent population as well.
heterosexual relationship and newlywed couples who had
been married one year or less. He found highly significant 8.2. Nonrapists. Malamuth's (1981a) review lists only two
sex differences in the incidence of anger about sexual studies comparing the sexual arousal of incarcerated rap-
rejection for both the undergraduate and newlywed sam- ists and nonrapists to portrayals of coercive and noncoer-
ples: Men were more upset and angry about women cive sex. Both studies can be criticized on scientific
withholding sex than vice versa. We suggest that the grounds. Abel et al. (1977) and Barbaree et al. (1979)
greater anger and distress shown by men are often per- found that, unlike incarcerated rapists, incarcerated non-
ceived as threats of violence or of the withdrawal of rapists showed little sexual arousal in response to depic-

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Thornhill & Thornhill: Evolution of sexual coercion

tions of rape compared to consensual sex. Abel et al. 's punished. The scale ranged from "not at all likely to rape"
study used very small samples, however, comparing only (scored as 1) to "very likely to rape" (scored as 5). Thirty-
18 rapists and seven nonrapists. In addition, all their five to 44% of the sample, depending on the study, scored
subjects were patients in the same mental institution, but 2 or higher and were accordingly interpreted by Mal-
otherwise the nonrapists were not an appropriate com- amuth as likely to rape. It has been shown repeatedly that
parison group because the majority of the rapists were high-likelihood-of-rape subjects show greater sexual
heterosexual whereas four of the nonrapists were known arousal (in both self-report and penile tumescence data) to
to be aroused by homosexual stimuli, and about the same rape depictions than low-likelihood-of-rape subjects, but
number were pedophiliacs. Barbaree et al.'s study was that the two groups typically exhibit similar sexual arousal
also not controlled adequately; although they compared to depictions of mutually consenting intercourse. It has
the sexual responses of rapists with those of heterosexual also been repeatedly shown that the self-reported likeli-
male college students, the responses were measured hood of rape across the range of ratings 1-5 is positively
under what were probably very inhibitory conditions for correlated with sexual arousal to rape depictions, but not
male college students: the treatment and incarceration with arousal to consenting depictions (Malamuth 1984,
areas of a psychiatric center. Malamuth (1981a), Langevin for review of studies).
(1983), and others have also criticized Abel et al. and Malamuth and Check (1983) conducted an experiment
Barbaree et al. on methodological grounds. using sexually explicit audiotapes that varied according to
Four other studies reviewed by Malamuth (1981a) whether or not the woman consented and whether the
show that for undergraduate university men simulations outcome of the sexual interaction for her was arousal or
of rape can be just as stimulating as simulations of consen- disgust. Both self-report and penile erection revealed
sual sex (Farkas 1979; Malamuth 1981b; Malamuth & that when the woman was portrayed as experiencing
Check 1980a; Schmidt 1975). The sexual responses of disgust, both low- and high-likelihood-of-rape subjects (as
men to rape in these studies varied with the victim's measured by the 5-point scale, above) were less aroused
sexual response in the depictions. If the victim was sexually by the nonconsensual than the consensual inter-
portrayed as eventually becoming "involuntarily sexually actions. If the woman was depicted as eventually showing
aroused" by the sexual assault the subject became just as some sexual arousal, however, low-likelihood-of-rape
aroused (both in terms of self-reports measures and penile subjects (56-65% of the various samples) found both
tumescence) as by consensual sex (see also Malamuth & kinds of interactions highly arousing (as measured by self-
Check 1980a; 1980b; Malamuth et al. 1980a). On the report and penile tumescence). These findings suggest
other hand, when the victim behaved continuously as if that sexual arousal in the victim in simulated rape disin-
the sexual assault were abhorrent to her, men showed hibits the sexual arousal of nonrapist men. We now turn to
significantly less arousal (Malamuth et al. 1980b; Mal- studies that indicate that not even sexual arousal in the
amuth & Check 1980a; 1980b). Malamuth (1981a) also victim is required to produce high arousal in nonrapist
pointed out that the two studies (Abel et al. 1977; Barba- men hearing or viewing rape simulations.
ree et al. 1979) that had found nonrapists to be more Part of Barbaree et al.'s (1979) study suggested that the
aroused by consensual sex than rape used tapes that woman's sexual arousal or consent was not critical in
emphasized the victim's abhorrence during the sexual nonrapist men's reactions to erotica. They studied the
assault. penile reactions of male university students to sexually
A more recent study of college undergraduates by explicit audiotapes that varied in how they portrayed
Malamuth et al. (1986) supports the finding that when the female consent and arousal. In the first tape the woman
rape victim shows signs of sexual arousal, men find it as initiated sexual foreplay and was enthusiastic throughout;
stimulating as noncoercive sex. In this study each subject in the second, the woman was passive, neither rejecting
read two sexually explicit stories. One portrayed a hetero- nor accepting the man's sexual advances; in the third, the
sexual rape. In describing the rape scene the investigators woman was resistant at first, but was finally seduced. The
said, "We sought to make it representative of rape depic- authors concluded that neither the woman's sexual con-
tions typically found in pornography. Consequently, sent nor pleasure was a critical variable for the subjects in
there was some suggestion that despite her nonconsent the study, who responded similarly to all three stimuli.
and pain, the victim showed some sexual arousal." The Briddell et al. (1978) studied the effect of actual alcohol
other story was a sexually explicit account of a man and consumption and beliefs about it on the sexual responses
woman having mutually consenting intercourse. The sub- of male undergraduate social drinkers. Half were given an
jects' reports of their sexual arousal to the two stories were alcoholic beverage, the other half a nonalcoholic one; half
significantly different: Mutually consenting sex was more of each group was told they had been given alcohol, half
exciting than rape; for penile tumescence, however, the that their drink was nonalcoholic. All were then pre-
difference between the two stories was small and not sented with taped narratives portraying (1) mutually en-
statistically significant. joyable coitus, (2) rape, and (3) sadistic aggression. The
Much of the research by Malamuth and his colleagues rape tape contained no indication of an enjoyable sexual
(see reviews in Malamuth 1981a; 1984; also Tieger 1981) response of the victim. In the sadistic aggression, the
has been focused on identifying variation among under- aggressor was a man portrayed as using deadly force, and
graduate college men in "propensity to rape." He found the victim was a woman, but there was no reference to
considerable variation in each of a number of large sam- sexual involvement.
ples derived from different colleges in North America. Briddell et al. found that the average penile tumes-
Malamuth's subjects were asked to rate themselves on a cence to consensual sex and the rape were the same for
five-point scale of likelihood of committing heterosexual the subjects who believed they had consumed alcohol,
rape if they could be assured of not being caught or regardless of whether they actually had. The subjects who

370 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Thornhill & Thornhill: Evolution of sexual coercion
believed they had consumed a nonalcoholic beverage, on viewing the rape and the consensual sex. Furthermore, in
the other hand, showed significantly less arousal to the this study, in contrast to Quinsey et al.'s (1981) study
rape than the consensual intercourse even when they had discussed above, permissive versus neutral instructions
actually consumed alcohol. All four groups were signifi- did not have a significant effect on men's arousal in
cantly less aroused by the sadistic aggression than by the response to rape, which was equally high in both cases.
other two tapes, suggesting that men are not sexually Blader and Marshall (1984) have also shown in a study of
aroused by violence per se (even when it occurs between male university students that groups given "normative"
a man and a woman; see also sect. 8.4). versus "nonnormative" (i.e., permissive and neutral) in-
A study by Quinsey et al. (1981) examined the effect of struction do not differ significantly in their response to
the belief that sexual responsiveness to unusual themes depictions of rape. In the discussion of the results from
was expected in the testing situation. The study included the first part of his study, Malamuth emphasizes that "the
four groups of men. Two groups were composed of insti- data suggest that within the context of explicit sexual
tutionalized mentally ill subjects: (1) rapists and (2) stimuli, the manipulation of the woman's consent alone
nonsex-offenders. The other two groups were composed does not significantly affect nondeviants' arousal" (p. 41).
of men from the local community, most of them unem- In the second part of Malamuth's (1981b) study, the
ployed. One group of community men was given "regu- men were presented with an audio narrative (no pictures)
lar" instructions: They were asked to listen closely and describing an armed rapist violently raping a woman who
imagine that they were the man in the tape. The other clearly abhors the assault during the entire experience.
group of community men was given these instructions Malamuth emphasizes that the rape narrative was "vir-
plus three sentences of "permissive" instructions that tually identical" to the one used by Abel et al. (1977) and
stated that sexual arousal to unusual sexual stimuli is Barbaree et al. (1979) except that in his study it was read
normal. All men listened to the following kinds of au- by a woman instead of a man. As we discussed earlier, the
dio tapes: (1) neutral tapes describing nonsexual and non- studies of Abel et al. (1977) and Barbaree et al. (1979)
aggressive interactions between a man and woman, (2) suggested that nonrapists exhibit less sexual arousal to
tapes explicitly describing foreplay and heterosexual rape depictions than rapists do. In the second part of
coitus with a willing partner, (3) tapes explicitly describ- Malamuth's study, the men responded with the same
ing situations in which significantforcewas used by a man high arousal to the audio-only rape narrative read by a
in achieving sexual intercourse with a female stranger woman as to the audiovisual consensual and rape series in
who remained unwilling throughout the interaction, and the first part of the study. Hence, even a rape depiction
(4) tapes involving no sexual activity but describing a that emphasizes the victim's abhorrence can stimulate
woman being beaten and injured by a man. high sexual arousal in normal men when read by a woman
There were no significant differences among the four rather than by a man (see also Farkas 1979).
groups of men in penile responses to tapes depicting the Blader and Marshall (1984) found that reporting arousal
neutral heterosexual interactions, nonsexual physical while being exposed to erotic stimuli can reduce arousal.
abuse, or mutually consenting intercourse. All four Penile tumescence was measured in male undergradu-
groups showed significantly more arousal to rape and ates in response to audiotape stimuli. Half the subjects, in
mutually consenting intercourse narratives than to physi- addition to having penile tumescence measured con-
cal abuse and neutral narratives. The rapists responded tinuously, reported their subjective arousal throughout
significantly more to rape narratives than the nonsexual- the period of exposure to the stimuli by pushing a lever.
offender patients and the community men with regular There were four audiotape stimuli: consensual sex, rape
instructions, but the community men who had received with restraint, rape with gratuitous physical violence, and
permissive instructions showed a significantly greater assault against a woman with no ostensible sexual content.
response to rape narratives than the community men with All stimuli were read by a male voice. The rapes were not
regular instructions, and they did not differ significantly portrayed as producing sexual arousal in the victim. After
from the rapists in their response to the rape narratives. the experimental stimuli, a consensual sexually explicit
Quiesey et al.'s study suggests that the social inhibitions videotape was presented to all subjects to elicit maximum
of normal men affecting their sexual arousal to depictions penile tumescence, for comparison with their responses
of rape (without any sexual arousal in the victim) can be to each audiotape stimulus. In addition, for each subject
easily modified by brief instructions to the effect that an index of relative arousal to rape was computed by
sexual arousal to unusual sexual stimuli is normal dividing the response to rape by the response to consen-
Malamuth's (1981b) study of the sexual responses of sual sex.
undergraduates examined further the effect of the con- The subjects showed a higher relative response to the
tent of portrayals of heterosexual rape on men's sexual restrained rape (index = 66%) than the violent rape
response. In the first part of the study, the subjects (45%). This pattern was then, broken down in terms of
viewed 16 slides accompanied with a narrative by a male whether or not they were asked to report their sexual
voice. The slides and text were similar to a recent issue of arousal during the measurement. There was a significant
an erotic magazine. There were two versions of the series. difference in the rape index between the report (34%) and
The first 11 slides and narrative were identical, but the no-report (58%) groups for violent rape but not for re-
last five went in the direction of either consensual sex or strained rape (65% and 68%, respectively). Self-report of
rape. The study also varied the subjects' instructions: Half arousal during the period of stimulation lowered penile
received permissive instructions and half neutral ones, as response with violent rape only, not with restrained rape,
above. All men showed high levels of sexual response. consensual sex, or nonsexual assault. Blader and Marshall
Most important, there was no significant difference in (1984, p. 629) say:
penile tumescence or self-reported arousal between men The critical element here seems to be the addition of

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Thornhill & Thornhill: Evolution of sexual coercion

violence. It appears that cognitive factors involved in coerced and noncoerced sexual settings. Thornhill and
the self-report task can influence physiological re- Thornhill (1983; see also Palmer 1989) have critically
sponses, but only at a point beyond a threshold of evaluated the literature on "sexual dysfunction" of rapists;
inappropriateness, i.e., the introduction of clearly gra- the most relevant point is that many men do achieve
tuitous violence. Male sexual arousal to coercive stim- sexual access by coercion, including physical force, ac-
uli may be a more robust effect than has been pre- cording to the literature on acquaintance rape, rape by
viously believed. boyfriends and husbands, rape of children, and homosex-
ual rape in prisons (see references above). Indeed, we
iS= It appears from the argued above that male coercion in one form or another is
laboratory studies discussed above that not only incarcer- involved in some (perhaps large) proportion of human
ated rapists but many other men (the studies collectively copulations. This widespread use of force suggests that
implicate young men in general) are sexually aroused to men are quite capable of sexual performance in the
similar degrees by stimuli explicitly portraying consen- context of coercion.
sual sex and rape. The inhibition of sexual response to
depictions of rape experienced by many young men can s role of wioience* Rape contains both sexual and
be eliminated by any of the following factors: (1) signs of violent stimuli. Are men aroused only by the sexual
"involuntary" sexual arousal in the rape victim, (2) the stimuli and not by the violence in rape, and does this
belief that one has consumed alcohol, (3) instructions that account for the data on their similar reactions to coerced
sexual response to unusual stimuli is normal, (4) the and consensual sex in the laboratory? The study of under-
narration of a rape by a woman rather than a man, and (5) graduate men by Blader and Marshall (1984) discussed
not requiring men to report their sexual arousal while it is above specifically addressed this question. First, the
being measured by phallometry. Note that sexual arousal subjects showed low arousal to depictions of nonsexual
in the women is only one of several variables that can violence by a man to a woman compared to their arousal to
disiehibit men's sexual arousal in response to rape depic- sexual stimuli. Second, the men were less aroused by
tions, and not a necessary one. depictions of gratuitous violence accompanying rape than
Both the ease with which men's arousal to forced sexual by depictions of "restrained rape," in which the level of
interactions can be disinhibited and the similarity of their violence was no higher than what was "necessary to
responses to consensual sex and rape under these labora- accomplish rape."
tory conditions are consistent with the hypothesis of a Men's sexual arousal to violence per se has been exam-
specific adaptation to rape: Ancestral men were not sex- ined in other studies of nondeviants as well as incarcer-
ually aroused only by sexually willing women; consent ated rapists. Quinsey et al. (1981) reported that most
was not a prerequisite for arousal. What is the evidence rapists do not show much sexual arousal to depictions of
that men's sexual responses in the laboratory, however, nonsexual violence toward women, not differing from
are related to their actual sexual behavior, including normal men in that respect (also, Briddell et al. 1978; see
sexual coercion? First, research by Malamuth and his sect. 8.2). Overall, men's penile responses to nonsexual
colleagues shows that the laboratory measures of arousal violence are about the same as their responses to neutral
in response to depictions of rape are positively correlated stimuli (see review in Langevin 1983).
with: (a) self-reports of personal use of force against Quinsey et al. (1984), in contrast, reported that incar-
women in sexual relations and (b) self-reports of the cerated rapists showed substantially more sexual arousal
likelihood of using sexual coercion in the future (for (penile tumescence) than nonrapists to depictions of non-
review see Malamuth 1984; also Malamuth 1986). Sec- sexual violence involving a woman victim and man per-
ond, measuring penile tumescence in response to audio petrator. (The authors suggested that the discrepancy
and video stimuli is felt to be the best method of identify- between their 1981 and 1984 findings might have
ing the sexual preferences of men who seek psychiatric stemmed from the chance inclusion of more sadistic
assistance for homosexuality, bisexuality, or pedophilia individuals in the rapist group, but they could not test this
(Greer & Stuart 1983; Langevin 1983). Third, the sexual possibility.) In the 1984 study, however, the rapists were
arousal of men with homosexual, bisexual, or pedophilic not responding to violence per se, because their arousal to
preferences to laboratory depictions likewise seems to be nonsexual violence involving men only was no different
correlated with their history of actual sexual behavior from their responses to neutral stimuli (men and women
(Langevin 1983). Finally, the typical mate preference of in nonsexual, nonaggressive heterosocial settings). In
heterosexual men is young women (Buss 1987; 1989a; Quinsey et al. (1984) as well as in Abel et al. 1977, the
Felson & Krohn 1990; Symons 1979; 1987b; Thornhill & degree of arousal of individual rapists to nonsexual male-
Thornhill 1983; Townsend 1987; 1989), and laboratory on-female violence was positively correlated with their
studies of sexual arousal confirm that heterosexual men arousal to rape depictions but not with their arousal to
show the greatest penile response to women between the nonsexual violence involving men only. As Quinsey et al.
ages of 18 and 25 and significantly less to pubescent or emphasized, their results indicate that the rapists were
prepubescent girls (reviewed by Langevin 1983). sexually responding to violence against women, not to
It was predicted earlier in the target article that men violence itself.
would be sexually responsive and capable in both coer-
cive and noncoercive sexual interactions. The laboratory 9. Aggressiwe control of the sexual partner
studies discussed above examine only penile erection, not
the actual sexual motivation involved in initiating and We suggest that violence per se will not be sexually
performing sexual coercion. There are no reliable data on stimulating for most men, but that, as predicted earlier,
the comparative sexual competence of men in actual men will tend to be sexually aroused by achieving physi-

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Thornhill & Thornhill: Evolution of sexual coercion

cal control of an unwilling sexual partner through force But if selection has designed the men to find physical
because it represents an evolved cue that mating can now control of unwilling mates sexually facilitating, the ped-
be successfully obtained or completed. ophile's ability to dominate children would be a salient
That men find aggressive control of a sexual partner feature in their sexual arousal.
during rape sexually arousing is suggested by aspects of In summary, there is some evidence that aggressively
Quinsey et al.'s (1984) study. They recorded the penile dominating unwilling mates facilitates the sexual arousal
responses of rapists and nonrapists to audiotaped stories of men. Additional studies might provide direct evidence
about heterosexual bondage and spanking but without of psychological adaptation specifically for rape itself. It
sexual content. Two categories of bondage and spanking would be difficult to-explain men's sexual arousal in
stories are relevant here: (1) consenting bondage and response to the physical domination of an unwilling mate
spanking with a female partner (woman tied up and as a side-effect of a specific noncoercive sexual adaptation,
spanked), and (2) nonconsenting bondage and spanking along with a general adaptation that is designed to secure
with a female victim. The subjects in the study inter- species-specific goals by force yet is not regulated by goal-
preted these depictions as implicitly sexual: The rapists specific cues.
and nonrapists were significantly more aroused sexually The results from the study of bondage and spanking,
by both bondage and spanking stories than by neutral discussed above, are especially intriguing. Apparently,
stimuli. Rapists and nonrapists responded identically to men find the theme of nonconsenting bondage and spank-
both consensual and noncoercive stories. ing (women tied up and spanked) sexually arousing de-
The prediction that men will find aggressive, even spite the absence of sexual content. Why should such
violent, control of unwilling women stimulating is also themes be interpreted as sexual at all, unless there is an
supported by the common inclusion in hardcore erotica adaptation to rape? Any future studies of sexual arousal to
(Dietz & Evans 1982) of sexual violence with women as depictions of bondage should include women's reactions
victims and men as perpetrators. According to the re- to tied-up men. The rape-adaptation hypothesis would
search report of the President's Commission on predict that women will not find the achievement of
Obscenity and Pornography (1970), the pornographic physical control of a man sexually arousing.
magazine and movie business caters to the "average" man
and not just to men with "anomalous" sexual preferences.
This implies that many men are sexually motivated by 10- Coerciwe sexuality of men: Additional
vicariously assuming physical control over their sexual influences
partners while fantasizing with pornographic material.
Serial murders may be relevant to the idea that physical It was predicted that sexual coercion would be related to
control of sexually unwilling women is sexually stimulat- age and social status in men: Young men and socioeco-
ing to men. Serial murderers kill many victims often over nomically deprived men are indeed the most likely to use
several years; they are almost always men and the victims force in connection with sex (reviewed in McDermott
are almost always women, especially young women. 'Se- 1979; Russell 1984; Thornhill & Thornhill 1983), but
rial murderers seem to be motivated to murder, in part, behavior could just reflect differential opportunity. Bet-
to achieve sexual arousal from the aggression accompany- ter evidence would come from studies that examined the
ing the murder (Langevin 1983; Leyton 1986). Serial influence of men's age or social status on sexual arousal to
murders may be a pathological expression of the hypothe- viewing rape and consensual sex. Such studies have not
sized psychological adaptation that makes physical con- yet been done, but they could provide more direct
trol of unwilling women facilitate men's sexual arousal. evidence of adaptation to rape. If researchers found that
Many incarcerated rapists report that physically dominat- young and middle-aged men were similarly aroused by
ing their victims is sexually stimulating and motivates viewing consensual sex but young men were more highly
rape (Groth's, 1979, "sadistic" and "power" rapists; Lan- and quickly aroused by rape, this result would be difficult
gevin 1983, Chapter 12). for the side-effect hypothesis to explain. A similar effect
A relevant note pertains to pedophiles, men with with low- and high-socioeconomic-status men would also
sexual preferences for children. It seems that the sexual favor the rape-specific hypothesis. As L. Cosmides has
arousal of pedophiles is frequently and perhaps primarily pointed out to us, these effects would be even more
facilitated by the vulnerability, lack of dominance, and decisive if the groups of men compared were engaging in
helplessness of their child sexual partners (studies re- similar amounts of sexual intercourse.
viewed in Howells 1981; Langevin 1983, Chapter 8; It was predicted that regardless of social status and age,
Quinsey 1977). Pedophiles have a low general sense of men will pursue sex coercively when it will not harm their
efficacy and self-esteem in their social relationships with social reputation. That men are sensitive to the effect of
both women and men. In the literature on pedophilia, it is rape on social reputation is indicated by the data from the
argued that relating to children sexually gives pedophiles studies mentioned above showing that rape is considered
a feeling of power and control that is otherwise absent in personally acceptable by many men when there is no
their lives. Finkelhor (1984) is critical of this argument as chance of being caught or punished. Moreover, the fre-
an explanation for the sexual interest in children shown by quency of rape of strangers in war (Brownmiller 1975;
pedophiles. He points out that those who propose the Shields & Shields 1983), and even in peacetime in West-
argument apparently feel that sexual arousal automat- ern societies, supports this prediction. War and Western
ically follows from the pedophile's dominance and control societies provide a degree of anonymity that allows men
of a child. Finkelhor agrees that the argument could to try to get sex by force with no negative effects on their
account for the nonsexual motivation surrounding ped- reputation for moral sexuality. Shields and Shields's
ophilic behavior, but not a sexual preference for children. (1983) analysis of rape by U.S. and Vietnamese soldiers

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Thornhill & Thornhill: Evolution of sexual coercion

during the Vietnam War indicates that anonymity and sexual infidelity, there are still two possible interpreta-
other social factors that can affect the probability of tions: (a) the rape-specific hypothesis and (b) the side-
punishment for rape (e.g., if rape is condoned or pro- effect hypothesis - an adaptation to enhance paternity
moted by a warring government) are important determi- reliability and a general adaptation to pursue goals by
nants of men's motivation to use force. Even acquaintance force. Either way, further research on this issue would
rape may often be motivated by a sense of anonymity and undoubtedly yield important information about the de-
impunity in large societies. Rape of nonstrangers is more sign of men's sexual psychology.
common than rape of strangers (e.g., Russell 1984), yet There is evidence that men in pair-bonded mateships
the literature on sexual harassment in the workplace adjust ejaculate size and possibly ejaculate composition as
(e.g., Report of the U.S. Merit Systems Protection Board well, to conditions of ejaculate competition (Baker &
1981; see Studd & Gattiker, in press, for excellent review) Bellis 1989b). Thus if female sexual unwillingness was
reveals that men rarely rape women whom they interact indicative of infidelity in pair-bonded females in human
with regularly in situations in which detection of rape or evolutionary history (see sect. 5), it might be found that
rumor of rape could damage men socially. ejaculates produced during rape have features designed
As discussed earlier men's arousal to rape depictions is for effectiveness in ejaculate competition. This finding
disinhibited by (a) instructions to the effect that arousal to would not necessarily demonstrate adaptation to rape,
unusual stimuli is normal in the context of the experiment however, because the ejaculate properties would reflect
and by (b) measuring sexual arousal only by phallometry selection in the context of ejaculate competition, and
rather than by requiring concurrent self-report. Thus ejaculate competition is not specific to rape.
men's motivation to appear moral appears to serve as a
restraint on their tendency toward sexual coercion. It is
still conceivable that this arises as a side-effect of psycho- and suggestions for future
logical adaptation for regulating coercion together with an
adaptation for consensual sex.
The hypothesis that men have psychological traits that are
designed for the specific purpose of rape has survived the
11D Sexual conflict within mateships following tests: It is consistent with (a) what is known of
the natural history of men's sexual coerciveness; (b) the
Here we briefly summarize the evidence that, as pre- results of laboratory studies of arousal to depictions of
dicted by the rape-specific hypothesis, conflict of re- sexual coercion; (c) the results of laboratory studies and
productive interests resulting from women's sexual in- other evidence indicating that men are sexually aroused
fidelity is an important cause of rape within pair-bonded by physical control of an unwilling mate through force; (d)
mateships. There is considerable evidence that men data suggesting that men's desire to give the appearance
equate sexual unwillingness and resistance in their long- of having a moral sexuality is an important condition
term mates with infidelity, and that the rape of mates is regulating men's use of sexual coercion, and (e) informa-
motivated by sexual jealousy. First, the rape of a long- tion on rape in mateships. In addition, there is reason to
term mate is particularly likely to occur during or after the infer that our male evolutionary ancestors sometimes
breakup of a mateship (Finkelhor & Yllo 1985; Russell enhanced their reproductive success through rape. There
1982, in which concern about infidelity is directly impli- is still insufficient evidence, however, to demonstrate
cated). Second, the strong relationship between wife phenotypic design specifically for rape. Thus, it must be
battering and sexual jealousy of husbands has been dis- concluded that all current data on the sexuality of men
cussed by several authors (see especially Daly & Wilson (with the possible exception of [c]) can also be explained
1988). There also appears to be a strong relationship by the hypothesis that rape is a side-effect of more general
between battering and raping the wife. "Sexual matters" adaptation.
were the major source of marital conflict in Finkelhor and The data discussed in the target article also clarify the
Yllo's (1985) study of marital rape victims. Russell's (1982) rival hypothesis because certain side-effect explanations
study reveals that sexual matters, including sexual jeal- for rape are falsified by the findings. In the literature, one
ousy on the part of the husband, played some role in 53% explanation of coercive sex is that it stems from a patho-
of the wife beatings reported by victims of wife rape. logical psychological condition (for references and discus-
Frieze (1980) studied 137 chronically battered wives, 34% sion, see Russell 1984; Shields & Shields 1983; Thornhill
of whom reported rape as well as battering. She found & Thornhill 1987), a hypertrophied side-effect of a more
that the wives of battering husbands who also raped general adaptation either to consensual sex or to attaining
perceived their husbands as more sexually jealous than goals by force or both. Coercive sex seems-too widespread
did wives of husbands who battered but did not rape. This to be explained as a pathological side-effect, however.
study also showed that the degree and frequency of Another side-effect theory is that heterosexual men in
violence toward wives by husbands who had both bat- general are sexually aroused by almost any context involv-
tered and raped their wives was significantly greater as ing a woman, and this unregulated libido, coupled with
was their likelihood of beating their wives when they men's violent nature, leads to rape (see Russell 1984).
were pregnant and the lengths to which they would go to According to evidence in this paper, however, men's
control the behavior of their wives, even to the point of libido is not unregulated in the presence of women as
extreme claustration. stimuli. Most men do not find depictions of neutral or
If future research were to reveal that coercive sex in gratuitously violent man-on-woman interactions without
mateships is induced by cues that indicate the woman's explicit sexual context sexually arousing. Also, it seems

374 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Thornhill & Thornhill: Evolution of sexual coercion
that both men's arousal to laboratory depictions of the likelihood of sexual coercion. This suggests laboratory
coerced sex. and their actual use of sexual coercion are experiments in which the age of the woman is held
influenced by concern about social reputation. Men's constant and the familiarity and expectations of future
sexual arousal and behavior in the context of coercive sex interactions between the partners are varied.
are clearly regulated, but is the regulation specific to Regardless of whether rape turns out to be a manifesta-
sexual coercion? The answer to this question is crucial to tion of a rape-specific adaptation or a side-effect of adapta-
distinguishing between the two rival hypotheses. tion to other circumstances research on the evolved
The evidence in this paper does not contradict the design of men's sexual psychology could lead to a much
hypothesis that rape is a side-effect of the interaction of better understanding of rape. It could identify the en-
two types of adaptations, neither of which evolved in the vironmental cues that men's brains are designed to pro-
context of sexual coercion: (1) men's adaptation for copula- cess and therefore the circumstances that determine their
tion and (2) a species-typical adaptation to pursue by force use of sexual coercion. This is not just a matter of theoreti-
goals (such as comfort, sexual satisfaction, a full stomach, cal importance; it is practically important, too, because it
status, etc.) that consistently promoted high reproductive can help identify the specific kinds of contexts that will
performance during human evolutionary history. Accord- discourage rape.
ing to this view, men's pursuit of these goals by coercive
means is not regulated by goal-specific psychological ACKNOWLEDGMENTS
mechanisms and environmental cues, only by very gen- We acknowledge the support of the H. F. Guggenheim Founda-
eral goal-independent ones: That is, the same environ- tion. R. T. also acknowledges the support of P. Risser, vice
mental cues and the same psychological mechanisms president for research at the University of New Mexico. We
influence men's use of force to obtain any goal, whether thank G. Barlow, R. Bixler, D. Buss, L. Cosmides, C.
sexual or otherwise. Crawford, M. Daly, J. Dupre, M. Ghiselin, B. Gladue, S.
Hamad, V. Quinsey, W. Shields, N. Simon, D. Symons, D.
Laboratory experiments like those discussed in this Thiessen, J. Tooby, R. Trivers, M. Wilson, and several anony-
paper can control confounding variables and help deter- mous readers for their useful criticisms on the manuscript. For
mine the actual cues that men are adapted to process. useful discussion or correspondence or both about the ideas
Although slides and videotapes of sexually explicit activity presented, we thank L. Betzig, D. Buss, L. Ellis, A. Kodric-
typically evoke greater arousal in men than audiotapes Brown, L. Cosmides, M. Daly, N. Malamuth, P. Stacey, D.
(Laws & Osborn 1983), audio narratives read by research Symons, J. Tooby, J. Townsend, and P. Thornhill. As always,
assistants have the advantage that presumptive causal A., M., and P. Thornhill were inspirational. S. Andrew's help
variables can be easily and effectively manipulated. with library work, and A. Rice's help with word processing and
Other approaches, such as self-reports of arousal to useful suggestions on the manuscript are greatly appreciated.
sexually explicit stimuli and naturalistic studies of sexual
conflict between pair-bonded men and women (see Buss NOTES
1989b) could also yield important information. Variables 1. The terms sexual coercion and rape are used as synonyms
in this paper.
that may influence the risks and reward of rape could also 2o Adaptations promoted fitness in our evolutionary past; we
be manipulated in laboratory experiments; rape should are not assuming that they continue to be adaptive in our
be most likely under low risk/high reward conditions. We current environment; see section 3.2.
discussed earlier how physical domination of a woman 3. Polygyny here means greater sexual selection on males
influences the costs of rape for the rapist and suggested than on females; there is no implication that male-female pair-
further research on whether it might be a cue directly bonds are absent.
affecting men's sexual arousal. Other risk factors to vary 4o Note that the term heritahility does not apply to the traits
may include (1) the social power of the rape victim's mate of an individual The dichotomy "genetic versus environmental"
and family, (2) the probability of detection or punish- cannot be legitimately applied to the features of an individual.
ment, as in peacetime versus wartime; (see also Shields & 5o We thank D. Symons for help with these three points.
Shields 1983), and (3) the age of the victim (because of its 6o There is some evidence, however, that the relatively small
number of incarcerated criminally insane rapists who have used
correlation with fertility). extreme gratuitous violence during rape incidents (e.g., bru-
If men showed arousal to depictions of rape primarily or tally beating and killing victims and mutilating them after death)
only when rape-specific risks were minimal and rewards are consistently more aroused by depictions of rape than by
maximal but were less sensitive to the same conditions consensual sex (Abel et al. 1977; 1978; Quinsey & Chaplin 1982;
when they accompanied depictions of consensual sex, this 1984).
would favor the rape-specific hypothesis. For example,
men might show equal arousal to consensual sexual sce-
narios regardless of whether the woman was portrayed as
having a powerful family; or they might even show max-
imum arousal when the consenting partner had a power-
ful family (which is expected reversal of the kin-group
variable: positive for "honest" matings, negative for "dis-
honest" ones). Coercive sex might also be more stimulat-
ing when portrayed as occurring in wartime than in
peacetime, with no corresponding differences for consen-
sual sex.
The rape-specific hypothesis predicts that the more the
evolved interests of a man and woman diverge the greater

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 375


Commentary/Thornhill & Thornhill: Evolution of sexual coercion

response unaffected by that person's various intentional states.


What candidates might there be? Viewing a pair of breasts may
be arousing to a man, but certainly not invariably so; among
other things, who the breasts belong to often has a significant
Commentary submitted by the qualified professional readership of this effect. The same can be said for any sort of sexual caress; what is
journal will be considered for publication in a later issue as Continuing
Commentary on this article. Integrative overviews and syntheses are arousing "all things considered," can be genuinely repulsive
especially encouraged. under the right conditions.) Second, in the course of sexual
interactions, we interpret the physical acts of other people as
pieces of behavior: We assign intentional descriptions to those
acts. A penis enters a vagina - a physical act - but this, we know,
can be many things. It might be an act of mutual passion, of
Just science? attempted conception, of defilement, of adultery, of contrition,
of sexual control, of why-not?-apathetic-boredom, of prostitu-
Kathleen A. Akinsa and Mary E. Windhamb
tion, . . . or any combination of the above. In interacting with
^Xerox Palo Alto Research Center, Palo Alto, CA 94304 and ^Department
others, we interpret human behavior, sexual and otherwise, not
of Philosophy, Miami University, Oxford, OH 45056
Electronic mail: akins@parc.xerox.com
just as physical events but as acts endowed with meaning.
These two points are not, we take it, particularly novel, but
It was the second to last day of our kayaking trip, and as we they are crucial to deciding what kind of theory is appropriate to
peered out glumly from under the flapping tarpaulin at the human sexual behavior. For one, we must set aside any be-
pouring rain, the ocean swells, we knew we weren't going havioristic or quasibehavioristic forms of explanation and with
anywhere that day. "Well, as you can see," said Ilya (our them, the inherited terms of that tradition. For example, one
fearless leader), pausing to clear his throat as he did before cannot speak, as Thornhill & Thornhill (T & T) do, of "the
any official pronouncement, "as you can see, this will be a day circumstances of rape itself" or of the "environmental cues" that
of R, B, and F." We all looked puzzled. Silently, we each are detected by a man's "sexual information processing mecha-
enumerated the possibilities. "You mean *R and R', Ilya?" I nisms," mechanisms that serve to "activate" rape behavior.
asked. (He was, I had long since realized, a gentle soul, the Certainly this way of speaking ("environmental cues," "activa-
kind of man who turns crimson at the slightest sexual sugges- tion," and so on) is intelligible and appropriate in other contexts,
tion.) "Ah, well, uh, no" he stammered. "You know, like, a such as when we explain how and why a moth follows a
tent day . . . a, um, day spent in the tent . . . Reading, pheromone trail. There we can say, in physical terms, exactly
Breeding, and Feeding!" he finally blurted. We all laughed, what the "environmental cues" are and how the behavior comes
as much at Ilya as at the expression itself. Suddenly, Louise about. Here, however, the same terminology amounts to no
looked put upon. "Now why is everyone staring at us?" she more than jargon. The "circumstances of rape" are intentional
demanded, for sure enough, four pairs of eyes had solidly contexts, when a woman has an intentional psychological state of
fixated on the only couple in the group. "Oh, Louise," I said, a particular kind1 - when she does not want to have sexual
trying to ease the situation, "it's nothing. Think of it as pure intercourse - and this is a state that she can express in any
envy - you know, that we should all be so lucky." That number of ways, or can fail to express at all. Hence, if a man is to
seemed to do the trick - we all thought that was pretty funny. perceive the "circumstances of rape," he must necessarily inter-
Then, as the general mirth trailed off, Ilya again cleared his pret the woman's behavior (or lack thereof) as indicating this
throat, his eyes twinkling. This was it. I could tell. The mental state - he must come to believe that she does not
revenge of the shy person. "Well, you know, Kathleen," he want . . . Needless to say, this is the kind of complex psycholog-
said, staring me dead in the eye, pronouncing each word ical process about which present neuroscience (or any other
slowly, "as a woman, there's something you should remem- cognitive science) has little information. Certainly there is no
ber: You do have a choice." physiological evidence of any "mechanisms" that "show special
Personal reminiscence design" to interpret "rape circumstances" or to "activate" rape
behavior; nor do we have any idea how such an interpretive
What is the nature of human sexual experience and what kind of process might work. In other words, such quasibehavioristic
explanation(s) do we need in order to understand it? This, we terminology is essentially empty in this context.
think, is an exceptionally difficult question, one for which there Second, if we wish to understand a specific piece of human
now exists but a hint of an answer. Take the story above, which is behavior, we must be careful in deciding what class of actions we
given to serve as a reminder of the complexity arid subtlety of want to explain - what the particular act is an act of, given the
human sexual interaction. In that story, there were no "explicit" motivations and intentions of the subject. A man puts his bank
sexual acts - of intercourse, reproduction, or even courtship. In card into an automatic teller and withdraws $400. This, we
some sense, "nothing" happened. But of course, in another, know, can be many things: an act of embezzlement, of fiscal
broader sense, in the sense relevant to understanding human irresponsibility, of generosity (he intends to send it to a charita-
sexuality, much occurred - sexual events that hinged upon the ble cause), of hoarding (he intends to put in under his mattress),
complex sexual relations between members of that group, their of revenge (it is his wife's account), of theft . . . or again, of any
moral and political views, their views about each other, and so combination of the same. How we explain his act will depend on
on. What, one wonders, would fully explain that? how exactly the bank transaction is intensionally construed. This
We do not purport to know the answer to this question, but same principle holds for any explanation (evolutionary or other-
one thing seems clear at the outset: Human sexual behavior, wise) of sexual behavior: Rape, we reckon, is at least as inten-
unlike that of frogs and snails, is complicated by two nontrivial tionally complex as savings account withdrawal. For example,
properties. First, our sexual behavior is tightly intertwined with we know that (1) a central motivation for very violent rapists
intentional mental events, with our thoughts about our part- resides in the combination of the terror/pain of the victim plus a
ners, their beliefs and feelings, with our views about sexual (perceived) control over her sexual response (a man who says to
practices, with our norms of moral behavior and so on. Our his victim: "Say you like it, cunt, or 111 cut your tits off!" has more
sexual feelings are not modular or "cognitively impenetrable" (as in mind than reproduction); (2) rape often occurs during war as
they say) in the standard sense. (Try, for example, to think of a an act of revenge and defilement directed primarily against
"pure" sexual stimulus - one that, no matter what the circum- one's male enemies; (3) it is common for men who exhibit
stances, would evoke sexual arousal in a man or a woman, a pathological jealousy to commit rape; (4) gang rape is usually

376 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentartf /Thornhill & Thornhill: Evolution of sexual coercion

more about "being one of the boys" than about uninhibited reprisal that the disposition to rape is the true result of selective
sexual desire; (5) in recent cases of murder/rape (as opposed to pressure. This behavior may occur - but we cannot conclude
rape/murder) the central reason for the murder was not to inflict that it was selected for unless we know something more about
pain but to have intercourse with a corpse. These acts, at least the general organizational principles of the system.
prima facie, are of many different types. What T & T have failed Although we have presented arguments against T & T's
to establish is that all rapes have a common (adapted) psycholog- evolutionary explanation of rape, this does not adequately
ical cause (one that arises out of reproductive interests) or even convey our views about the target article. We think, first, that
one cause plus a host of pathological expressions. They have this research constitutes bad science. For the reasons given
failed to establish that rape is one kind of act. above and for many others as well, the evidence does not justify
Third, any explanation of human sexuality must contain a the hypothesis. 2 Then again, we do not think that this is just bad
reasonable account of the complex interaction between inten- science either. The hypothesis under consideration is that rape
tional mental states and the human feelings of sexual arousal, is a "natural" or evolved behavior, one that is "activated" by
sexual urges, desires, and dispositions. Now, classical philo- "environmental cues." Rape is treated, in other words, like any
sophical theories of human nature from Plato through Kant cast other naturally occurring phenomenon (say lightning); hence
this problem as a conflict between the various parts of the soul, the goal of scientific research is construed as the identification of
in particular, between the faculty of reason or intellect, on the those conditions under which rape "strikes." "If you don't want
one hand, and "the passions" or feelings on the other - "cold" to be hit by lightning, don't play golf in a thunderstorm" - this, it
reason being charged with the task of reigning in, controlling or seems, could be the only practical social implication of the
"educating" the animal passions. On this view of things, men's Thornhill view. Rape is explained as a phenomenon that lies
sexuality is seen as a constant and seething desire for sexual outside the realm of moral judgment.
intercourse, one that the higher considerations of morality, self- Most people, we trust, will find this an offensive conclusion -
preservation, and social sanctions just barely manage to re- one that has to make a person wonder. We are not claiming, of
strain. Moreover, should those passions somehow come to be course, that there are no patently offensive facts in nature (there
disinhibited, the views goes, we would see male sexuality laid are), or that science would be wrong to uncover them (it would
bare - man's true and innate sexual desires. This classical not). Rather, if the legitimate scientific interests of a researcher
account of the relation of "reason and passion" seems to be the lie within a morally sensitive area, such an investigation cannot
one implicitly adopted by T & T. For example, they take the pretend to duck the moral issues behind a pretense of "just
following as primary evidence for their theory: Experiments doing science." If one wants to prove that genocide is an
that are premised on attempts to disinhibit rape behavior; adaptive behavior or that the practice of slavery has enhanced
experiments that show that men will have erections in response societal fitness or that the rape of women by men is "natural,"
to a depiction of rape if these subjects are told that they have the very subject matter carries with it obligations - to examine
consumed alcohol or that arousal from unusual sexual stimuli is one's own conscience carefully about the ideological motivations
normal, or if the sexual narrative depicts the rape victim as for selecting a particular topic, approach or hypothesis and to
experiencing sexual pleasure; experiments in which men have address the question with unusual scientific care and sensitivity.
admitted that they would commit rape if there were no possibil- These things matter - and we cannot avoid treating them with
ity of social consequences, and so on. respect.
We do not ourselves know how to explain the interweaving of
sexual feelings/desires with belief - indeed, we are not sure NOTES
whether this way of putting things starts us off on the right foot. 1. Or would have, were she capable of having intentional states at
that moment.
It seems unlikely, however, that the inhibition of sexual re- 2, For example: (a) the predictions do notfollowfrom the hypothesis
sponse is the only possible effect of intentional states upon alone, but only together with auxiliary assumptions about past re-
sexual processes: If there can be inhibition, why not enhance- productive strategies that are equally as dubious; (b) there are no telling
ment - or redirection or even the creation of new sexual predictions, ones that we would not have expected to be true butforthe
dispositions? One need only think here of the many genres of hypothesis (would it notfollow,we wondered, that a husband should
pornography available - kiddie, infant, Asian, amputee, "con- find his wife more arousing when she fails to show sexual interest?); and
centration camp," sado-masochistic, genital self-mutilation, (c) despite T & T's claims, the "natural history" of male sexuality is almost
necrophiliac, pregnant woman porn (not to mention the inno- completely ignored.
cent shoe catalogue) - to make one wonder what, if anything, is
not potentially an object of sexual arousal. And if our thoughts
and beliefs can affect the very nature of our sexual/psychological
dispositions, exactly what kind of psychological states does T & Ewidence for an ewoSwi adaptation to rape?
T's theory take to be the product of evolutionary adaptation? Not f et
This is a crucial question, one on which the very coherence of
their theory depends. Elizabeth Rice Allgeier and Michael W. Wiederman
Even on the assumption that the classical account of reason Department of Psychology, Bowling Green State University, Bowling
and passion is correct, however, there is no reason to think that a Green, OH 43403
Electronic mail: eallgei@trapper.bitnet
disinhibition of a sexual response reveals the "true" product of
selective adaptation. Consider the human motor system, for We share the Thornhills' desire for greater understanding of
example, which works through a set of interconnected push and men's (and women's) sexual psychology, and we agree that
pull relations, through mutual inhibitory connections between evolutionary theory Is a productive framework in which to
the tensor and flexor muscles. Thus, in some cases of cortical conduct this work. We believe, however, that the Thornhills'
damage, the tensor muscles become disinhibited and spas.ticity attempt to amass evidence to support a specific adaptation to
results. But this does not mean that there has been a selective rape Is flawed by selective inclusion of data, misinterpretation of
adaptation for tensor rigidity, that spasticity is the "real" nature findings, and neglect of research that conflicts with their
of human motor behavior. What was selected for in this case was predictions.
the functional whole, the entire set of inhibitory and excitatory The Thornhills assert that there Is strong evidence that men
relations which, when taken together, form motor control. are more likely than women to infer sexual interest by a
Similarly, we cannot infer that if the desire for nonconsensual potential partner when no such interest exists (sect. 5, para. 2).
sexual intercourse can be disinhibited from the fear of social Citing the work of Abbey (1982) and Saal et al. (1989) to buttress

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

this conclusion is not persuasive. In Abbey's work, men and existing studies of men's arousal to rape depictions, involves an
women provided ratings of the flirtatiousness, promiscuity, and eroticized version of rape with the emphasis removed from the
seductiveness of couples they observed through one-way glass aggressive nature of the act. Stock (1983) also presented data
who were engaging in a conversation. They provided these demonstrating that women were more aroused, both phys-
ratings on 7-point scales with high numbers indicating the iologically and subjectively, to a "distorted misrepresentation of
presence of the quality and low numbers indicating its absence. rape in which the victim does not surfer and no harm is done"
Because both men and women gave very low ratings (e.g., mean than to more realistic descriptions of rape. Further research
well below the midpoint), the most appropriate conclusion was should examine whether such is the case for men.
that neither gender inferred sexual interest on the part of the Returning to the issue of the ThornhihV prediction of high
women. The same issue applies to the findings of Saal et al. levels of sexual functioning for men in coercive situations, the
(1989) in that both men and women gave ratings that were below Thornhills concluded that there are no reliable data on the
the midpoint of the scales. In another study by Abbey (1987), comparative sexual competence of men in coercive versus
not cited by the Thornhills, surveys indicated that the majority noncoercive sexual settings (sect. 8.3, para. 3). We are not sure
of both men and women (60% and 72%, respectively) reported what the basis of that conclusion was. Groth and Burgess (1977)
having their friendliness misinterpreted as sexual interest by interviewed 170 men incarcerated for sexual assault. Of the 135
others, and equal percentages (40%) of men and women re- men for whom data were available, sexual dysfunction was
ported that they had misinterpreted someone else's friendliness reported more often than successful completion. Specifically,
as indicative of sexual interest. 32% reported no dysfunction during the rape, whereas 43%
In their first two predictions the Thornhills hypothesized that reported sexual dysfunction (20% erectile dysfunction, 19%
both coercive and noncoercive sex are correlated with high retarded ejaculation, and 4% premature ejaculation). In con-
levels of sexual arousal and performance in men. According to trast, practically none of these rapists reported similar dysfunc-
their second hypothesis, achieving sexual control of a woman by tions in their sexual relations with consenting partners; the
force is sexually arousing to men. As support for these predic- dysfunctions appeared to be specific to the coercive situation.
tions the Thornhills portrayed erotica as commonly including With regard to the ubiquity of male sexual coercion, the
sexual violence with women as victims and men as perpetrators Thornhills conclude that the rape-specific hypothesis would
(sect. 9, para. 3), yet a review of 650 X-rated films found that have been falsified if the literature "had shown that sexual
only 10% contained sadistic, violent, or victimized sex (Rimmer coercion is used infrequently or only by a small percentage of
1984). Indeed, the depiction of women in X-rated movies most men" (sect. 7.1, para. 5). The Thornhills propose that most
often corresponds to the male fantasy of "a woman who finds sexual interactions contain an element of male coercion. Evi-
[him] irresistible and who is eager to perform every type of dence presented as supportive of this stance included Buss
sexual act [he] may desire" (Reiss 1990, p. 138). (1989b) who found "highly significant sex differences in the
Sexual fantasies also lend clues to what is most arousing for incidence of anger about sexual rejection" (sect. 7.1, para. 4). In
men and women. In Hunt's (1974) sample of American adults, actuality, this gender difference was that 14% of the men
13% of men and 3% of women reported fantasizing forcing surveyed, versus 6% of the women, reported being irritated or
someone to have sex, but nearly as many men (10%) fantasized annoyed by their partner withholding sex at least once during
about being forced to have sex. Considerably larger percentages the past year (Buss 1989b). Respondents also rated on a 7-point
of men fantasized about consensual activities: intercourse with a scale how upset they were over their partner's sexual withhold-
loved one (75%); intercourse with strangers (47%); and group ing (higher numbers indicating being more upset). The means
sex (33%). With a college student sample, Sue (1979) also were 5.03 (SD = 0.99) for men and 4.29 (SD = 1.16) for women
obtained self-reports of fantasies involving forcing someone to (Buss 1989b, p. 743), and although this gender difference was
have sex (24% of men and 16% of women). However, 21% of statistically significant, it differed by less than one full-scale
men reported fantasies of being forced to have sex, and the point. Also, in the same study only 3% of the women and 2% of
majority of men (55%) fantasized about others finding them the men reported being upset over partner sexual aggression
sexually irresistible. The key element in men's arousal seems to during the past year (Buss 1989b, p. 74). It appears that sexual
be cues related to the certainty of sexual activity, hence the male withholding and sexual aggression by one's mate occur in a small
fantasy, and corresponding erotic depictions, of insatiable minority of couples. The distress generated by sexual withhold-
females who find men sexually irresistable and are willing to ing is moderate in nature, and is similar in reported intensity in
have sex in any and all settings. This also explains the finding, as men and women.
noted by the Thornhills, that in general men experience greater In their review of the literature, the Thornhills did not
arousal in response to depictions involving aroused consensual include research such as that conducted by Byers and Lewis
sexual partners than to depictions of forced sex (see Palmer (1988), who had college students keep daily diaries of their
1991, p. 378). dating experiences over a four-week period. They reported that
Some research on arousal to coercive versus consensual sex disagreements in which the man desired more intimate sexual
has focused on the degree of victim abhorrence and the realism activity than did the woman occurred in only 7% of dates, and of
of rape depictions (Malamuth & Donnerstein 1984; Stock 1982). those respondents who reported such disagreements, 90% re-
As Stock (1983) pointed out, many so-called rape depictions ported only one or two over the four-week period. When these
focus on erotic aspects of the situation or on the perpetrator's disagreements did occur, less than 11% of the respondents
sensations rather than on the victim's negative response. For reported that the man continued the unwanted sexual advances
example, we considered the rape description used by Abel et al. (Byers & Lewis 1988, p. 23). This is hardly evidence that sexual
(1977), and subsequently used by Barbaree et al. (1979) and coercion is used frequently (incidence) or by a large percentage
Malamuth (1981b). We counted a total of 382 words in the of men (prevalence). In addition, in the numerous studies
depiction, 37 (10%) of which were used to indicate some form of conducted by Malamuth and his colleagues on self-reported
victim resistance or negative experience. Most of the descrip- likelihood by males to rape if assured of not being caught (see
tion focused on the visual appearance of the woman, the man's Malamuth & Donnerstein 1984 for review), it should be remem-
sexual arousal, and what the man was doing to her. Similarly, of bered that roughly two-thirds of men report no likelihood even
the 183 words comprising the rape depiction used in Quinsey et under such conditions.
al. (1984), 37 (20%) were used in phrases describing the victim's The contention that men's greater willingness to use sexual
resistance and/or negative reactions. Stock's (1983) position is coerciveness should be related to their lower social status
that men would become much less aroused to realistic depic- (prediction 4, sect. 6, para. 8) has a number of problems with it.
tions of rape, and that the portrayal of rape in erotica, and in the There are certainly ample data indicating that women are more

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C'ommentary/Thornhill & Thornhill: Evolution of sexual coercion

likely than men to place importance on high social and economic preferred explanation would have provided a sharper focus than
status (SES) in mate selection (e.g., Allgeier & Wiederman the contrast between a single adaptive explanation and a non-
1991; Buss 1989a; Townsend & Levy 1990), so men of low SES adaptive one made in the target article.
may have a more difficult time attracting a mate. Low SES men Alternative mating tactics have different costs and benefits
are indeed overrepresented among incarcerated rapists, but depending on the social system in which they operate. Where
given that most rapes are not reported (Koss et al. 1987), studies there is polygyny, the tactic of sneak copulations will entail the
of unidentified rapists may be important to consider in reaching benefit of avoiding intermale competition. In apparently mo-
conclusions about the relationship between SES and likelihood nogamous species, "extrapair copulations" (EPCs) also occur
to rape. Studies of unidentified assailants versus nonassailants (Mock & Fujioka 1990). The benefits for males are to sire further
from adolescent and adult populations have failed to find social offspring while avoiding parental care. For females, they are
class or educational differences (Polk et al. 1981; Smithyman probably to promote sperm competition and foster genetic
1979). Ageton (1983) conducted a particularly remarkable five- variety in the offspring (Bellis & Baker 1990; Smith 1984).
year prospective study of a nationally representative sample of Whether or not copulation is forced is independent of
adolescents and also found no relationship between social class whether or not it occurs with a stable partner. Men rape both
and likelihood of committing sexual aggression. That is, contrary partners and nonpartners, but any suggested functional expla-
to the Thornhills' contention, rapists were not notably of low nation will need to be different in the two cases. To understand
SES. why this is the case, it is necessary to consider sperm competi-
Finally, there are the recently published findings indicating tion (Parker 1970; 1984), a common form of intermale
that men experience sexual coercion by women (Muehlenhard competition.
& Cook 1988; S truckman- John son 1988). In S truckman- EPCs are widespread in most monogamous species (Mock &
Johnson's survey, a higher percentage of women (24%) than of Fujioka 1990) and are common in humans (Bellis & Baker 1990).
men (16%) reported having been coerced by the other gender to It is not necessary to presume that EPCs have evolved as a result
have sex against their will. Nonetheless, does the fact that men of forced copulations because they carry fitness benefits for both
are experiencing sexual aggression by women suggest that sexes (see above). Some EPCs may be forced, however, but
women who coerced during our evolutionary past may have these would entail additional costs, for example, the likelihood
experienced reproductive success as a result of that behavior, or of detection by the main partner. In view of the prevalence of
that there are underlying psychological mechanisms leading to a mate guarding following insemination (Parker 1974), forced
tendency to engage in that behavior? copulations with already mated females may be possible in only
a minority of situations. In species where fertile females are not
guarded by males and cannot resist forced copulation, it would
be a low-cost tactic for males, but its effectiveness would be
ire complex and inwoiwe diminished by sperm competition, as multiple matings could
occur (Smith 1984).
T & T suggest a different selective advantage for the rape of an
existing partner, that is, to facilitate mating at a fertile time
John Archer when paternity is uncertain owing to the possibility of EPCs.
Department of Psychology, Lancashire Polytechnic, Preston PR1 2TQ, Again, the effectiveness of rape as a tactic needs to be con-
England
sidered in relation to sperm competition. It is predicted (Baker
The argument in Thornhill & ThornhuTs (T & T's) target article & Bellis 1988; 1989a; 1989b) that in species where there are
takes the form: If X (rape is an evolved conditional mating tactic) stable pairs, and there is the possibility of EPCs, males will
then Y (six specific hypotheses concerning rape being a general evolve the ability to adjust sperm numbers (and the proportion
propensity of men today). Most of the article is taken up with of competitive sperm morphs) in the ejaculate according to the
arguing that Y is the case. Even if this were achieved satisfac- likelihood of EPCs. This likelihood can be assessed on the basis
torily, it would not demonstrate the link with X, because of the time the pair have spent apart. Baker and Bellis (1989b)
alternative hypotheses could account for Y (e.g., feminist hy- found that amongst a small sample of human couples, males did
potheses linking rape and power). In the limited space available, show the predicted negative correlation between the time spent
I shall not elaborate on this major criticism, but instead concen- together since previous intercourse and the numbers of sperm
trate on demonstrating that the other part of the hypothesis, the in the ejaculate during subsequent intercourse. (There was,
functional argument (X above), does not stand up to scrutiny. however, no effect of time since last ejaculation on sperm
If rape is to be viewed as an evolved male tactic, it needs to be number.) A survey of women's sexual activities (Baker et al.
considered along with alternative tactics and the circumstances 1989) indicated that the time spent away from the main sexual
affecting their fitness (ideally within an ESS-game theory frame- partner indicated the probability of an EPC, as the theory
work: Maynard Smith 1982 [see also Maynard Smith: "Game predicted. The conditional male response provides a mecha-
Theory and the Evolution of Behavior" BBS 7(1) 1984.]). There nism to maximise sperm competition when a female is likely to
are a wide range of such mating tactics in nonhumans. In some have mated elsewhere. It is a much more subtle means of
species, tactics are fixed in individuals during a breeding season ensuring paternity than rape by the main partner, especially
or lifetime, whereas in others males can show different tactics at when ovulation is concealed.
different times. The first case includes specialisations within a Forced copulation by a male removes a female's choice, and
polymorphic population, for example, sneakers and fighters would be to the detriment of her fitness. The target article was
(Gross 1985) or satellite and territorial males (van Rhijn 1974). It male-oriented in not considering countertactics by the female,
also includes tactics conditional on developmental conditions, which would be expected if, as argued, rape were widespread
which predict aspects of the adult environment (for an applica- among evolving human males. Countertactics could either seek
tion to humans, see Draper & Harpending 1982). to prevent rape, or to minimise the possibility of conception. As
In other cases, the same males show different tactics. In the in other mammalian species, there is ejection of semen from the
target article, rape was viewed as a conditional tactic depending human vagina after intercourse. Analysis of flowback samples by
on assessment of current costs and benefits. This is not the only Baker and Bellis (1989c) showed that both the volume and
possible strategy. Others include rape being a less beneficial composition differ according to whether the woman had experi-
tactic adopted when the main one is unavailable, or one that is enced orgasm: Essentially sperm competition is promoted by
adopted by individuals poorly fitted to undertake the main tactic orgasm, hence increasing the chance of conception for the
(Dominey 1984). Eliminating such alternatives in favour of the current mating. This finding suggests a mechanism for distin-

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 379


Commentary/Thornhill & Thornhill: Evolution of sexual coercion

guishing between preferred and nonpreferred partners. If so, and distances men's raping women from women's experiences of
intercourse that the woman finds sexually arousing would be being raped. They accomplish this derealization of rape by
more likely to result in fertilisation than forced intercourse, and constructing an academic explanation of men's raping women
indeed any intercourse that does not produce orgasm. from an androcentric theoretical perspective ("derealization" is
Apart from such differential retention of sperm, it will gener- the symbolic transformation of the real into the speculative in
ally be in a female's interest to promote sperm competition. If order to protect the ego from anxieties that it fears would be
she is fertilized by the most competitive sperm, her sons will overwhelming, see Freud 1936/1964; also see Fine 1989; Smith
have enhanced fitness. Bellis and Baker (1990) found evidence 1989). From their sociobiological vantage point, rape is not
from a large sample of young women who had a main sexual about a terrifying experience in women's lives, but rather a
partner that EPCs were more likely to occur during the fertile men's mating strategy. By omitting women who are the object of
phase of the cycle than were IPCs (intrapair copulations), and rape from their hypotheses, T & T make rape and men their dual
that EPCs that occurred within 5 days of the last IPC (i.e., likely subjects. This phallocentric focus leads them to the tautological
to involve sperm competition) were more likely to occur at the conclusion in their hypothesis that "sexual coercion by men
fertile phase of the cycle than EPCs not involving such "double- reflects . . . psychological adaptation to rape." In this hypoth-
matings." They argued that this pattern was the result of female esis the authors construe the context of rape as only having to do
choice, and reflects the selective advantages to the female of with men as acting subjects and as subjects of the act.
promoting sperm competition. T & T enlist the idea of psychological adaptation to make their
In conclusion, the circumstances under which rape was an evolutionary story of male sexual coercion work. Psychological
adaptive tactic in human evolution are likely to have been more adaptation must function as cause and effect; it must lend
limited than indicated in the target article. In order to specify credence and intent to this evolutionary tale; it must move the
precisely what they were, a more complex analysis involving story beyond the tautology of "sexual coercion is rape" (Note 1);
both male and female tactics and a range of possible pay-offs it must rationalize social meanings in terms of natural historical
need to be entered into a game theoretic analysis of the sort used givens and thereby absolve men who rape women of their
for analysing fighting strategies (Maynard Smith 1982). Only personal responsibility for their actions. Psychological adapta-
then might it be worth making functional predictions about tion functions as the transition term between environmental
social psychological studies. events and male sexuality: "The discovery of the environmental
cues that men's brains are designed to process will help us
understand the environmental conditions influencing all aspects
of men's sexuality." Because it substitutes the scientific jargon of
The dereaiizati@ii ©f rape "environmental cues" for the actual victims of rape who are
women, T & T's delineation of environmental events or "cues" is
Betty M. Bayer and Robert S. Sleele but a further derealization of rape (see Stoltenberg 1989).
Department of Psychology, Wesleyan University, Middletown, CT 06459 As the mediator between environmental events (or "cues")
Electronic mail: bhayer@eagle.wesleyan.edu and men's sexual coerciveness, the concept of psychological
He forced me into the ladies' room and raped me on a dirty cot adaptation is also used by T & T to locate the cause of rape
next to the wall while he kept the knife at my throat. outside or beyond specific men's choices to harm women.
Afterward he said he was "sorry" and he "had to do it that Indeed, the authors' discussion is of the harm rape causes, not to
way". . . . The policewoman who talked to me made it clear women, but to men; dangers include things like status loss and
she didn't believe me. The hospital attendants also said they injury to men during the assault. While these costs are balanced
thought I hadn't resisted enough . . . is a woman supposed to by some token benefits, they turn out to be costs only in theory
be killed before they will believe she was afraid for her life? because T & T admit that men who commit rapes do not seem in
Woman who was raped. the least concerned with the dangers. T & T's cost-benefit
analysis, then, does not have much explanatory value but does
(Gager & Schurr 1976, p. 20)
serve the purposes of derealization. It moves our attention away
There he was, a man who had the physical power to lock me from the real harm rape does to women and invites us to enter
up and rape me, without any real threat of societal punish- into economic speculation about rape's costs and benefits to
ment, telling me that I was oppressive because I was a woman! men.
Then he started telling me he could understand how men Although the consequences of harm and injury to women
sometimes go out and rape women. . . . He looked at me and have been left out of T & T's economics, women are brought into
said, "Don't make me hurt you," as though I was, by not their consideration of environmental cues shaping men's psy-
giving in to him, forcing him to rape me. That's how he chological adaptation to rape them. Women are objectified as
justified the whole thing. He kept saying women were forcing both relevant and irrelevant environmental cues. As causative
him to rape them by not being there when he needed them. environmental cues, "attractive women," be they real, fan-
Woman who was raped. tasized, or pictorial images, represent visual stimuli for male
(Stoltenberg 1989, p. 19) sexual arousal. Women's nonconsent or consent is also ab-
stracted as an environmental cue - or experimental condition of
I emerged from the warmth and conviviality of a group of male sexual arousal, just as experimentally contrived responses
friends at a restaurant into the darkness and emptiness of a of women to rape are used as environmental cues for male sexual
city street late at night. . . . [a] man approached, walked past arousal (sect. 8). Similarly, men's perception of women's in-
me, and continued down the street. . . . Did he know how fidelity is used as just another environmental cue directing this
frightened I was? If I had been raped, would I have been male psychodrama of rape (Hall 1983; Smith 1990).
blamed for being out alone in a dark, dangerous place? Would Contrary to T & T's premise, however, men's rape of women
I have blamed myself? seems not to depend on men's processing of these very same
jane, talking about women's fears. environmental events or cues. Sexually attractive women who
(Gordon & Riger 1989, p. 1) are sexually uninterested in or "resistant" to men's sexual
advances are presented by T & T as both involved in the
When women talk about what it means to be raped and what it evolution of male sexual coercion and as being unimportant or
means to live in fear of being raped by men, they are articulating Irrelevant environmental cues because men are said to be
an understanding of what it means to live in a rape culture sexually indiscriminate and incapable of perceiving sexual Inter-
(Griffin 1979). Thornhill & Thornhill's (T &T's) analysis removes est or disinterest (sect. 5). In fact, attention to environmental

380 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary/Thornhill & Thornhill: Evolution of sexual coercion

cues seems to coincide with a loss of male sexual arousal (sect. 8), that it would be desirable to demonstrate how and why the
and male restraint with "men's desire to give the appearance of comparative method fails for the behavior being analyzed (e.g.,
having a 'moral' sexuality" (sect. 12). Women are made into see Bixler 1992b, on sexual abuse of children).
psychological abstractions: They are "barriers of hesitation, (c) "Men have psychological traits whose underlying genes are
equivocation, . . . resistance, . . . [and] reluctance" and "the virtually fixed or invariant" and (d) "men's use of sexual coercion
object of a theory of nonconsent" (Bumiller 1991, p. 102), which will not vary with differences in genetic conditions." These
together rationalize in evolutionary terms men's rape of women. hypotheses appear to involve typological thinking. Further-
T & T thus reinscribe in their text the very strategies men have more, to suggest that the genetic foundations of a complex
relied upon historically to deprive rape of its brutal reality and to psychological predisposition are "virtually fixed or invariant"
de-emphasize the horror of rape. Only in this way can the across any complex species represents a striking departure from
difference between women's consent and nonconsent be made modern evolutionary and genetic theory. The Thornhills' basi-
unclear. Only so can T & T erase the meaning and experience of cally correct position regarding learning stems from a recogni-
rape for women while they rely on a sexual objectification of tion of the wide range of intraspecies and cross-species differ-
women as environmental cues to arouse and disinhibit men's ences in genetic adaptive predispositions. In contrast, their
sexual behavior. view of psychological adaptation assumes that all, or nearly all,
Psychological adaptation to environmental cues allows male men are equally fit genetically insofar as the inclination to rape is
sexual objectification of women, and sexual objectification dis- concerned. Their hypothesis implies a genetic pattern that has
engages male rape from its ethical meaning: "The dirty little been immune not only to selection but to mutation as well. This
secret about sexual objectification is that it is an act that cannot apparent separation of the psychological (c) from the behavioral
be performed with any attention to its ethical meaning" (Stolten- (d) is so complete that it is reminiscent of dualism.
berg 1989, p. 55). T & T's sociobiological perspective on male In analyzing adaptations it is important to remain aware that
rape sustains the construction of male subjectivity as "con- we do not observe learning, motivation, and other psychological
tingent upon the unreality of someone else" (Stoltenberg, p. 55). processes. We infer them. A universally invariant psychological
Because T & T admit that the evidence does not allow them to adaptation to rape is here inferred from varying arousal patterns
choose between their two competing hypotheses, what could generated in males in the laboratory. Some of the rape stimuli
-their marshalling of all this evidence actually accomplish? Per- that arouse men also arouse women (Stock 1982). In this in-
haps this work serves the purpose it identifies: men's historical stance, I leave the making of inferences to the reader!
domination of women. As such, the work perpetuates male rape It is certainly reasonable to assume that rape is one form of
culture by strategically reproducing and reifying it. sexual behavior produced by natural selection (but see Palmer
1991b). Rape, like infanticide and xenophobic hate crimes, has
certainly promoted the relative reproductive success of some of
its perpetrators. Genetic predispositions to such behavior have
Men: h genetically invariant predisposition been demonstrated to vary widely in infrahuman animals,
however. Because men appear to differ dramatically in their
to rape? rape behavior, would it not, in the absence of clear evidence, be
parsimonious to assume that some of that variance is a product of
Ray H. Bixler
hereditary, psychological, and behavioral predispositions?
Department of Psychology, University of Louisville, Louisville, KY 40292
Thornhill & ThornhilTs (T & T's) target article is a peculiar NOTE
mixture of the excellent and the not-so-good.1 First the excel- 1. Palmer (1991b) provides a critique of an earlier draft of the
Thornhills' article that can profitably be read in conjunction with this
lent: (1) the assumption, explicit or implicit, that the sexual published version because he challenges its basic tenets. [See his
adaptations of males and females differ; (2) the criticism of accompanying commentary, this issue.]
classical learning theory and the conclusion that learning results
"from causal gene-environment interactions"; and (3) the
characterization of "adaptation" as identified by its evolutionary
function and the recognition that the functional relationship
may no longer exist, especially in our species - hence, the A feminist response to
possibility that a behavior we are predisposed to express be- in men
cause it was beneficial during much of our species' existence
may no longer be adaptive. Susan Brownmillera and Barbara Mehrhofb
a
The not-so-good: (a) "Adaptation refers to . . . purposefully 61 Jane Street, New York, NY 10014 and bDepartment of Anthropology,
New York University, New York, NY 10012
designed, phenotypic features." It is unwise to use the meta-
phor "purposefully designed" without quotation marks or a Thornhill & Thornhill (T & T) propose that sometime during the
general disclaimer that, although ideological terminology is course of human evolution there was a specific adaptation for
used as a matter of convenience, neither design nor purpose is males to rape. In other words, selection acted upon males to
implied. The Thornhills know natural selection is devoid of produce a psychological proclivity for coercion in order to
purpose, that it simply produces effects from environmental increase their reproductive success. Skirting the trap of heri-
causes interacting with existing genetic patterns; some readers, tability, the authors leap to an unsupported hypothesis of
however, will not be so sophisticated. asymmetric brain traits, and present a fanciful narrative of
(b) "The only way to provide evidence about the selection reluctant, sexually attractive females pursued by aroused males
pressures that designed humans is to identify and characterize "cued" to overcome their resistance.
human adaptations." As a generalization (b) is incorrect. The Sexual coercion and rape are not synonymous terms. We take
comparative method (Mayr 1982, especially pp. 31-32; Thorn- issue with T & T's interchangeable usage, which equates violent
hill & Alcock 1983, pp. 21-26) has been of central importance in assault with wily, dogged persistence, and their failure to
our understanding of play (Fagen 1981; Smith 1984, Symons consider those acts of sexually inspired intimidation that are
1978), sex differences in behavior (Bixler 1980; 1986; Daly & different from actual copulation. For example, a woman who is
Wilson 1983; 1988; Freedman 1979; Hrdy 1981), infanticide fondled on the street, verbally harassed at the office, or flashed
(Hausfater & Hrdy 1984), and incest avoidance (Bixler 1992a). at by an exhibitionist may reasonably view these manifestations
However, (b) might be an appropriate conclusion regarding the of hostile behavior as part of a continuum of threatened sexual
specific behavior of human rape (which I doubt). To establish aggression. Because they bear only a symbolic connection to

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C ommentary/Thornhill & Thornhill: Evolution of sexual coercion

forced copulation, and hence to a strategy of male reproductive murder - are committed by men, and largely by young men at
success, they fall outside the Thornhill definition. the height of their physical strength and athletic prowess, who
We agree there is no evidence that during the course of prey on those they perceive as weaker and more vulnerable.
evolution rapists left more offspring than men who did not rape. Poverty, ignorance, alcohol, and above all, distorted concepts of
Looking at extant nonhuman primate species, we find that only masculinity play a contributory role. Violent offense is a loser's
among the orangutan has forced copulation been observed. No game. The forcible rapist (who is also the burglar, the robber,
reported case resulted in pregnancy (Mitani 1985). Ovulation the mugger) retires from the field when his legs give out. Social
occurs in the human female only a few days of every month. In policy must address itself across the board to the problem of
terms of successful reproductive strategy, the hit or miss confused young males who see their manhood in physical
ejaculations of a single-strike rapist are a form of Russian aggression. It is reductive and reactionary to isolate rape from
roulette compared to ongoing consensual mating. Only in war- other forms of violent antisocial behavior and dignify it with
fare, when large numbers of women are raped in a short period adaptive significance.
of time, would conception rates increase.
Malamuth (1981b), Malamuth & Check (1980a), and Mal-
arauth et al. (1986) in their studies of male response to pornogra-
phy report a significant incidence of penile arousal to images of
rape. This in itself is not surprising. Visual depictions of females
Blinded by "scienee": IHtaw not to think
as sexual playthings are created and marketed to reflect and about social problems
promote a particular phallocentric view of sexuality within the
culture. Neither Malamuth nor his coresearchers propose that John Dupre
the male response to pornography has an inherent basis in the Department of Philosophy, Stanford University, Stanford, CA 94305
brain. The leap to this conclusion is a Thornhill invention. Electronic mail: dupre@csli.stanford.edu
The central insight of the feminist theory of rape identifies the The target article provides a striking illustration of how the
act as a crime of violence committed against women as a supposition that only one particular approach to a complex
demonstration of male domination and power. The sexual moti- problem is properly "scientific" can lead to a narrowness of focus
vation, orgasmic release, is a secondary component. T & T that verges at times on self-parody. The particular blinkers that
misread feminist theory. Brownmiller (1975) did not suggest the Thornhills have elected to don are announced proudly in the
that rape is "primarily or solely" caused by arbitrary differences first sentence of their abstract: "Psychological adaptation under-
in the way men and women are socialized about heterosexual lies all human behavior." There is, no doubt, some innocuous
conduct. She stated, fairly irrefutably, that intrinsic differences interpretation that makes this true: Human behavior is pro-
in size, strength, and reproductive anatomy permit men to rape duced by beings that have evolved, and their ability to do
but deny an equal opportunity to women. anything at all depends on a range of psychological capacities
"Attractiveness" is not a dynamic in rape except in myth, most that have also evolved. So one might equally well remark that
particularly in pornographic myth, it might be noted. Victims neurological organization underlies all human behavior or,
range in age from 3-month-old infants to 87-year-old grand- more to the present point, socialization underlies all the be-
mothers. Ten percent of rape victims are themselves male, havior of normal humans past infancy. The acceptable readings
forced to play a surrogate female role. Ejaculation, when and if it of any of these slogans trade on the vague and unexplained
occurs, does not necessarily take place within the vagina of (except for the even vaguer phrase "somehow causally under-
female victims; any orifice that can be intruded upon will do. lies" [sect. 3]) metaphor of "underlying," with its unfortunate
Sticks, bottles, lead pipes, the barrel of a rifle, and other objects insinuation that things are not, at any rate, what they seem. But
of penetration are additional devices of dehumanization. In gang taken as a filter on what views should be taken seriously on a
rapes the splashing phenomenon, urine and semen, is common. problem that is in reality social, psychological, moral, and
Far from being aroused by resistance, real-life offenders go to political, this initial slogan is disastrous.
considerable lengths to target victims who are least able to Consequences of this tunnel vision abound in theoretical
resist. They use such varied means as an isolated setting, the claims, dismissals of competing approaches, and interpretation
element of surprise, a knife, a gun, a verbal death threat, of "data." The Thornhills dismiss (sect. 3.1) "the social learning
punching, kicking, choking, and the cooperation of more than theory of rape" and the "feminist theory of rape," which they
one assailant (pairs and gangs) to ensure a terrorized, submis- take to be essentially the same, on the basis of one citation of a
sive, compliant victim. More than 25% of reported rape offenses review article (contrast the literally dozens of citations of a small
are logged by police as "attempted rape" or "assault with intent clique of sympathetic sociobiologists). I no more know than do
to commit rape." No less traumatic to victims, these assaults the Thornhills what the social learning theory of rape, let alone
either failed to achieve conventional penetration or were termi- the feminist theory of rape, may be. The opening paragraph of
nated when the victim escaped or effectively resisted. Women section 3.1 appears to gesture toward an argument for the
evade, thwart, or fight off their attackers two times out of three, conclusion that "the term learned is far too simplistic to warrant
according to a Department of justice survey that went beyond its use as the major or only causal explanation of any human
reported complaints (McDermott 1979). In rape as in other behavior" (though I defy anyone to interpret the Thornhills'
violent crimes, many assailants respond to resistance (struggle premise (2)). This claim is so patently false - think of playing
and screams that might be heard) with a flight reaction. chess,,making up sociobiological stories, engaging in a romantic
The Thornhills posit that "men will tend to be sexually correspondence, or indeed almost any interesting human be-
aroused by achieving physical control of an unwilling sexual havior - that some deeper explanation is needed of why anyone
partner through force because it represents an evolved cue that should be moved to assert it. 1 The only possible explanation is
mating can now be successfully obtained or completed." The that it provides an excuse for ignoring the important questions
antiseptic use of "partner" and "mating" to describe an act of about rape, questions that are at least addressed by the litera-
violence is not accidental in a theory that presents male re- ture the Thornhills ignore, about the social conditions that tend
productive strategy as the key. But leaving the emotional effect to promote sexual violence.
of language aside, such an "evolved cue" would be in conflict Especially characteristic of the far reaches of scientism is the
with other cues in the male brain that presumably are coded for Thornhills' embarrassment in the face of an issue with an
copulation with willing partners, and coded for flight when faced obvious moral dimension. They do mention the moral question
with resistance. twice (sects. 6 and 12) in terms of the "desire to give the
Ninety percent of violent crimes — rape, robbery, assault, and appearance of having a 'moral' sexuality" (sect. 12). Both times

382 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary/Thornhill & Thornhill: Evolution of sexual coercion

the term "moral" (or "morality") appears in sneer quotes. But 2. The Thornhills entirely ignore the devastating critiques that have
why nobody might even have the desire to be "moral," or even been directed against the value of such speculations by biologists and
be moral, is quite unexplained. If this is not the kind of 1930s philosophers such as Gould, Lewontin, and Kitcher (e.g., Gould &
positivism that is still occasionally found in areas of science most Lewontin 1979; Kitcher 1985; and the articles by Lewontin, Kitcher,
concerned with defending a dubious scientific status, one might and others in Dupre 1987), not to mention a number of feminist
surmise that it reflects merely the radical and reductive egoism critiques directed specifically at its use in the present context (e.g.,
Fausto-Sterling 1985, Ch.6). [See also BBS multiple book review of
that is part of sociobiology's patrimony from its economic Kitcher's Vaulting Ambition, BBS 10(1) 1987.]
forefathers.
The largely meaningless claim about universal adaptationism
at the beginning of the Thornhills' target article is in fact used to
motivate a series of a priori evolutionary speculations about the
benefits of rape. 2 The Thornhills argue that it is likely that men Coereiwe sexuality and dominance
have evolved an adaptation specifically designed for sexual
coercion and, moreover, that almost all men's sexuality is to Irenaus Eibl-Eibesfeldt
some degree coercive. Although some of the evolutionary story- Forschungsstelle fur Humanethologie, Max-Planck Institut fur
Verhaltensphysiologie, Andechs, Germany
telling is presented as if it were a kind of evidence (especially in
sect. 5), the Thornhills do seem aware that their speculations The term "coercive sexuality" as used by Thornhill & Thornhill
about men's sexuality require some buttressing with empirical (T & T) encompasses a number of sexual behaviors, some of
facts. Unfortunately, this leads them into an even shadier and which may be adaptive in certain circumstances. Among others,
more bizarre area of scientific research. it includes relationships of (1) dominance-submission sexuality,
The "phallometric" studies of male responses to various kinds (2) acts such as the rape of the defeated by warriors upon victory
of sexual, violent, and sexually violent material are so riddled that are not so much a part of men's sexual repertory as they are
with obvious difficulties of interpretation as to be every bit as acts of aggression, and (3) situations in which a female leads a
worthless as the evolutionary storytelling that motivates their male on to the point of no return, particularly when alcohol is
present discussion. Obviously the data derived from studies of involved. It is the first two aspects that I would like to discuss
prison and insane asylum inmates are irrelevant for drawing from the point of view of our phylogenetic heritage.
general psychological conclusions. The investigations of the Reptile sexuality is characterized by dominance and submis-
relevance of female enjoyment suggest a conception of rape sion and the reptile brain, as is well known, is still with us (Bailey
derived from Hustler magazine, and make that part of the 1987). In reptiles, males display and then females accept by
discussion irrelevant to real questions about rape. More gener- assuming submissive postures. There is no coercion because
ally, the assumption that the measurement of penile tumes- females accept or refuse as a function of whether they are
cence in response to depictions of rape is evidence of a disposi- prepared to copulate and probably also the male's quality of
tion to perform violent sexual acts has all the compelling force of display. Dominance and submission are the patterns involved.
the inference that overweight middle-aged men who reveal Male nuptial behaviors in reptiles are derived from threat
objective signs of excitement on watching televised sports displays and females must behave submissively for copulation to
events are disposed to play professional football. And, most occur. There are no nurturant or affiliative behaviors observed
important, even if the data are admitted to bear on the question in courtship. Affiliative behaviors of this sort evolved in birds
of how widespread is men's tendency to rape, none of this has and mammals, probably independently of each other. With the
the slightest relevance to the question of whether rape reveals evolution of behavior patterns of parenting such as feeding,
the proper functioning of an innate psychological organ or is grooming, and brood defense, the motivation for caretaking
instead socially conditioned. came into the world. In the infant, furthermore, the corre-
Finally, it is essential to note that this is not just bad science sponding motivation to seek nurturance as well as the infantile
but harmful science. The deeply political nature of this whole signals to trigger such responses in the parents evolved. These
area is somewhat humorously illustrated by the mandatory parent-child adaptations proved to be preadapted for bonding
reference (in a field in which most participants remain male and among adults (Eibl-Eibesfeldt 1970; 1971; 1989).
ambitious) to the claim that "women prefer as mates men of high Many courtship patterns, such as (1) courtship feeding in
social and economic status" (sect. 6). Needless to say it is young, birds and kiss-feeding in humans, (2) patterns of social grooming
poor men who, lacking these advantages, will be driven to rape and the like, which clearly originated from parental behaviors
(sect. 10). (The reader can be left to fill in other features of the and occur in a derived form during courtship, and (3) rituals of
stereotypical rapist.) Despite the Thornhills' suggestion that the greeting, serve the function of strengthening already existing
knowledge they seek will show how to reduce sexual violence, it bonds. Furthermore, infantile appeals are used to appease and
seems quite clear that the biologicization of rape and the attract during the various stages of courtship. In black-headed
dismissal of social or "moral" factors will both tend to legitimate gulls, for example, both sexes are characterized by a black face
rape and to deflect attention from social factors (such as the mask, a signal that triggers aggression. Males therefore show
depiction of women in the media and advertising, and the ambivalent behaviors toward females. They call them to their
compliance of the legal system) that are plausibly hypothesized territorial site but often attack them once they have landed. The
to promote sexual violence. Whatever the intent of the authors, females escape attack by assuming a begging posture and per-
their claims will undoubtedly be taken to show that since rape is forming begging behaviors. This triggers regurgitation and
a "natural" phenomenon, its reduction or elimination is an feeding of the approaching female by the male (Tinbergen
unrealistic goal. If such claims really were established, then we 1959).
would just have to accept these possibly harmful consequences; With the evolution of individualized brood care, further-
but because, as far as I can see, the Thornhills say nothing that more, the ability for individual bonding came into the world. It
even affects the probability of their truth, the propagation of was of selective advantage for mothers or parents to recognize
such claims should be strongly resisted. their youngsters individually and for these in turn to recognize
their parents. The establishment of an individualized bond is
NOTES
1. I do not mean to deny that other kinds of explanation, for some- basically what characterizes what we call love in humans. The
what different questions, are quite compatible one with another. Why individualized bond and affiliative motivations and behaviors
does he play chess? To pass the time/ impress his friends, etc. Why is he derived from the parent-child relationship are prime charac-
able to play chess? Because he has learned/ been taught, etc. Which is teristics of human courtship and sexual behavior. The old
the major causal explanation is an obviously silly question. reptilian heritage is still with us, however (Bailey 1987; Eibl-

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

Eibesfeldt 1990). The human male also displays in an aggressive several reasons that will be made clear below, I prefer to call this
way during courtship. This agonistic behavior can be seen as the "additive model" rather than the "side-effect" hypothesis,
functional when rivals strive to outdo each other in competition, because it implies that human rape represents a simple summa-
displaying health and strength through their performance as tion of two separate impulses. The alternative is that human
indicators of a good genetic constitution. Since human males rape is, indeed, a specifically selected adaptation. I prefer to call
contribute to the defence of the offspring through aggressive this the "nonadditive model," because it implies that the com-
display, they also demonstrate their ability for family defence. bination of sexual motivation and violent coercion represents a
This still has nothing to do with coercive sex. In a functioning synergistic composite specially favored by natural selection.
society, rape is rightfully classified as deviant behavior and as To test these two competing models, T & T adopt a simple
such does not seem to be particularly adaptive because rapists Popperian "falsifications t" strategy. They review the available
are persecuted and offspring produced this way are often evidence for results that are inconsistent with the predictions of
aborted or killed after birth. either theory, thus exposing them to the risk of falsification.
Normal sexual relations are under the control of the phy- They review two major sources of evidence: (1) demographic,
logenetically newer affiliative behaviors and characterized by and (2) experimental. The demographic information concerning
individual bonding. The urge to dominate also plays a certain the highly suggestive natural histories of both rape perpetrators
role, as does submissiveness. But if either of these predominates and rape victims is consistent with either of these explanations
in sexual behavior, this should be considered deviant, as in the (and several others). Because these circumstantial congruities
cases of sadism and masochism (Eibl-Eibesfeldt 1990). This may have been relatively well known for some time, their status as
be seen as partial regression to an earlier vertebrate pattern, but confirmations of a priori theoretical "predictions" is dubious and
only to a limited degree because reptiles certainly are not open to characterization as post hoc. I will therefore direct my
rapists. Males try to achieve dominance by display but they do comments to the interpretation of the experimental evidence.
not copulate by coercion. To my knowledge, any such attempts To summarize T & T's review of this literature, many studies
would not work on reptiles because the female must cooperate. show both rapist and nonrapist human males to be aroused
In humans, there is a close link between the achievement of equally by coercive and noncoercive sexual stimuli, but not by
dominance and male sexual physiology. If males win a tennis nonsexual coercive stimuli. T & T conclude that these results are
match, their blood testosterone level increases significantly also consistent with both models and that neither model can be
within 24 hours (Mazur & Lamb 1980). If they lose a match, the thereby falsified.
level drops. The same holds for mental achievements. If male T & T are not very clear, however, about what differential
medical students pass an exam with success, their blood testos- predictions can be expected from the two models, other than
terone level goes up; if they fail, their hormone level drops. morphological specializations for rape (which are absent in
In addition, we know that male sexual presenting in primates humans). If the models make the same general predictions, it is
is a dominance threat, a ritualized gesture derived from domi- not surprising that much evidence can be found to be consistent
nance mounting. In quite a number of monkeys, males stand with both of them. A simple strategy of theory falsification is
guard to protect their group against intrusions of conspecifics of insufficient to resolve conflicts between theories that share
other groups. They expose their genitalia, and if foreign group many empirical predictions. Neo-Popperian philosophers of
members approach, many of the guardian males exhibit erec- science such as Lakatos (1970) emphasize instead competition
tions (Wickler 1967). among theories rather than "naive falsificationsm" based on
In this context it is also interesting to note that phallic displays maximizing predictive capacity or "adding empirical content,"
with similar functions occur in humans. One universal expres- while minimizing requisite assumptions or "employing fewer
sion is guardian figures exhibiting phallic displays. We find primitives" and thus preserving model parsimony. Thus, the
them as grotesques on old churches, as guardian figures in specific adaptation hypothesis, or nonadditive model, should be
Indonesia, Africa, and other parts of the world (Eibl-Eibesfeldt deemed the less parsimonious of the two, because it invokes an
& Siitterlin 1992; Eibl-Eibesfeldt 1989; Wickler 1967). Humans extra rape-specific adaptation, over and above two already quite
also verbalize phallic threats in agonistic encounters. familiar human impulses. This does not necessarily imply that it
There are many ways in which the close relationship between is wrong, but that it should be required to explain more data
human sexuality and aggression manifests itself. When the last than the simpler additive model. This is a common situation in
Consul of Algier was captured by the rebels, he was homosexu- the analysis of variance, where an additive model is given
ally raped. Well-known also are the rape orgies of victorious priority over a competing model that contains an additional
troups as expressions of male dominance. In these situations interaction term. The significance of the synergistic joint effect
rape is more of an aggressive act than another form of human is evaluated on the basis of what additional variance it can
sexual behavior. The adaptive aspect seems to be the expression account for, over and above that of the additive main effects.
of dominance and the spiritual subjugation of the defeated. There has been some recent controversy over this general point
Whether there is also a reproductive aspect has to be investi- (see Wahlsten: "Insensitivity of the Analysis of Variance to
gated. Enough data to do this should be available from some Heredity-environment Interaction" BBS 13(1) 1990), but that is
areas of the world. a different argument.
Failure to reject the null hypothesis is not therefore equally
consistent with both theoretical hypotheses. Because nonsexual
coercive stimuli were generally found to be nonarousing (al-
though using sexual arousal as the sole criterion makes this point
sex plus wiolence? somewhat moot), the side-effect hypothesis, or "additive
model," would predict no difference between coercive and
Aurelio J. Figueredo noncoercive sexual stimuli; the specific adaptation hypothesis or
Department of Psychology, University of Arizona, Tucson, AZ 85721 "nonadditive model," on the other hand, should predict an extra
Electronic mall: ajf@rvax.ccit.arizona.edu interactive effect, in excess of what is predicted by the arithme-
Thornhill & Thornhill (T & T) propose two alternative hypoth- tic sum of the additive main effects. Because no such extra
eses regarding human rape. One is that human rape is not a increment has been reported, the evidence therefore favors the
specifically selected psychological adaptation, but an epi- additive model. If rape truly represented a specific psychologi-
phenomenal or incidental "side-effect" of two other, more gen- cal adaptation, coerced sexual stimuli should be more arousing
eral, adaptations: (1) the male-typical sexual strategy, and (2) the than noncoerced sexual stimuli. That they apparently are not is
male-typical (or perhaps species-typical) coercive strategy. For disconfirmatory.

384 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary/ThornhiW & Thornhill: Evolution of sexual coercion

That having been said, this partial solution remains un- correlation between exposure to childhood sexual abuse and
satisfactory. Several other major issues need to be addressed. adult rape or the existence of essentially rape-free societies
For example, much of the foregoing depends on the supposition [Sanday 1.979]), Thornhill & Thornhill (T & T) go right to the
that the difference between rapists and nonrapists is in differ- heart of the matter.
ential excitation by rape stimuli, whereas the difference could As a sample of the sorts of hypotheses this kind of approach
be due to differential inhibition of rape responses. The experi- inspires we explore the question: How can a society create and
mental results only show that there is no differential excitation maintain ecclesiastical celibacy? Following T & T, we hypothe-
by rape stimuli; differential inhibition was not adequately size that this phenomenon relates to the fact that psychological
tested, because penile erection is not specifically a rape re- adaptation underlies all human behavior. By cultural definition,
sponse. A few studies were cited addressing such issues as the priests remain celibate. This means that males do not need to
nature of the environmental conditions, such as expected social guard their females when left alone with a male priest. But of
costs, or personality characteristics, such as differential risk- course studies have shown that priests really do not remain
aversion, that might inhibit or disinhibit rape behavior. More celibate at all. Furthermore, they are inclined toward adul-
research along these lines is needed. Another problem is pre- terous affairs with the married female members of their flock
cisely what is meant by the postulated "general coercive strat- (see, e.g., Brundage 1987). To the extent that these priests
egy" in the additive model. If this generalized coercion is successfully impregnate their mistresses, they have the ideal
proposed as a species-typical social strategy, then rape behavior opportunity for perpetuating their own genes. Not only do they
is produced in human males merely by the addition of the male- have access to a large population of women, but better yet, they
typical sexual strategy. If generalized coercion is proposed as a are guaranteed that the offspring will be provided for by other
male-typical strategy, however, we encounter certain prob- males (the husbands). The celibate clergy are therefore seen as a
lems. In humans, as in many other species exhibiting varying straightforward institutionalization of the cuckold or "sexy son"
degrees of polygyny, males have more morphological and psy- mating strategy (e.g., Buss 1988).
chological adaptations for the use of physical force than females. Many questions await further research, but we are confident
Because this excess coercive adaptation on the part of males is that this novel approach to clerical celibacy, inspired by T & T's
sexually selected (and thus specifically sexual in function to the target article, will prove revealing concerning the human
degree that it exceeds the species-typical level), the meaning of condition.
a "general coercive strategy" becomes unclear.
To the extent that coercion is a male-typical sexual strategy,
rather than a species-typical social strategy, the only difference
in male strategies may reside in the immediate or direct target Men are not
of coercion, the ultimate or indirect target always being
the female. In intermale competition, which is thought to be the
principal function of male-typical coercive adaptations, the Andrew Futtermana and Sabrina Zirkelb
direct targets are other males. The indirect targets, however, Department of Psychology, College of the Holy Cross, Worcester, MA
are still the females, because female mating behavior is indi- 01610
Electronic mail: afutterman@hlycross.hitnet; b
zirkel@hlycross.hitnet
rectly constrained by male coercive behavior in restricting
female sexual access to competing males. Even in intermale The Thornhills' account of male coercive sexuality is yet another
resource competition, as opposed to pure dominance competi- attempt to attribute the cause of a complex human social
tion, the indirect targets are females, because female mating behavior, in this case rape, to uncontrollable biological forces.
behavior is indirectly constrained by male coercive behavior in The authors hypothesize that coercive sexuality is the product of
restricting female economic access to resources dominated by evolution and is therefore an adaptation. Evolutionary theory
different males. Except in mating systems of pure unrestricted tells us that adaptations reflect natural selection and are deter-
female choice, based exclusively on male courtship displays that mined by genes. To validate their argument the Thornhills must
advertise their genetic quality, the question becomes not demonstrate, independently of the theory of evolution, that
whether male sexual coercion is present, but what form it will rape is an adaptation and is determined by the genes. They do
take. Whether the females are the direct or the indirect targets not do so.
of male sexual coercion - although this difference is no mere What the Thornhills do instead is present a selective sampling
subtlety - should not blind us to the near universality of some of studies suggesting that differences in sexual behavior be-
form of male coercion that is specifically sexual in function. tween men and women, and among men, follow a regular
Instead of the single continuum of sexual coercion proposed by pattern. They then attribute this pattern to a "genetic leash" that
T & T, we may find a complex array of multiple and graded tugs men, particularly young, poor men, in the direction of
coercive and noncoercive mating strategies. The additive model coercive sexuality. There does not seem to be systematic testing
of human rape, although apparently supported by the data, may of a theory of the causes of rape. No experimental evidence is
not represent an incidental "side-effect" at all, but one possible presented that specifically supports their evolutionary account.
manifestation, among many others, of the various combinations To show that male coercive sexuality is a result of natural
of alternative sexual strategies available, many of them either selection requires demonstrating the presence of three condi-
directly or indirectly coercive in nature. tions: First, a pattern of clear phenotypic differences must be
present among individuals within a population. Second, these
phenotypic differences must be shown to be inherited according
to the laws of genetics. Third, the differences must be shown to
lead to differential reproductive success. In humans, these
w ewoiutionary psychology of priesthood three conditions have been demonstrated in the case of sickle-
cell anemia: The sickle-cell trait is clearly defined, the trait is
inherited according to known genetic law, and individuals with
Jennifer J. Freyda and J. Q. Johnsonb sickle cell have fewer viable offspring than nonanemic
department of Psychology, bOffice of University Computing, University of individuals.
Oregon, Eugene, OR 97403 With respect to coercive sexuality, however, the Thornhills
Electronic mall: ajjf@dynamic.uoregon.edu; bjqj@oregon.uoregon.edu
do not clearly define the trait, they present no evidence of a
Instead of getting tangled in the powerful relationship between gene or genes associated with rape, and do not in any way
socialization and adult aggression (for example, the enormous demonstrate differential reproductive success of coercive versus

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 385


Commentary/Thornhill & Thornhill: Evolution of sexual coercion

noncoercive individuals. In fact, we would argue that data of existing offspring." In this manner, sexually coercive males
relating to conditions 2 and 3 do not exist, and that differences produce high numbers of viable offspring. This speculation
exist between human social behavioral traits (such as coercive seems farfetched at best. -Certainly just as plausible would be
sexuality) and sickle-cell anemia that make it unlikely that the story that men who raped would receive particularly harsh
evidence of conditions 2 and 3forsuch behavioral traits will ever punishment (perhaps even death) because they pose a risk to
exist. socially powerful pair-bonded men, and consequently sexually
Unlike sickle-cell anemia, coercive sexuality or rape can only coercive men would have produced very few offspring.
be defined in terms of a specific social context with a specific In sum, the Thornhills present no data that specifically
history. The Thornhills provide only the most general and support their adaptationist model of human coercive sexuality.
superficial definition of coercive sexuality and rape and ignore When confronted by difficult facts they simply use evolutionary
the social and historical context in which such terms are mean- theory to explain everything away. For example, rape is not
ingful. By citing nonhuman animal studies, the authors imply heritable among men. The theory of natural selection demands
that a precise definition is not necessary, that human rape is a individual differences that are heritable. The Thornhills there-
special case of a more general natural phenomenon found in fore conclude that natural selection must have produced a sex-
animals. Yet, characterizing nonhuman behavior as rape blurs linked adaptation in humans. Just like that, no loose ends: The
qualitative differences between human and nonhuman species theory explains everything and nothing.
(e.g.,flexibleuse of symbolic language and the ability to change In light of the lack of supporting evidence, why is the
the environment in goal-directed ways). The authors totally Thornhills' "Evolutionary psychology of male coercive sex-
overlook what humans have done over thousands of years to uality" found interesting at all? One reason these kinds of
create societies. arguments generate interest is that they reduce intractable
Furthermore, unlike sickle-cell anemia, coercive sexuality social problems, in this case rape, to the action of molecules in
and rape do not admit of single definitions and therefore do not the individual. As a consequence, we are led to assume that
reflect homogenous phenotypes. Definitions of what is coercive there are substantial limits to the treatment of rapists, and we
vary across cultures and social contexts (cf. Sanday 1981). are directed away from developing more comprehensive social
Multiple definitions of rape have existed and presently exist in programs that redress systematic causes of rape (e.g., sexism).
our culture (Loh 1981). More concretely, difficulties in defining More comprehensive educational, training, and treatment pro-
coercive sexuality and rape are evident in the rate of rape grams are expensive and require financial sacrifice (see Cantor,
convictions (at least 20% of rape cases that go to trial result in in press). Furthermore, by focusing attention away from the
jury verdicts of not guilty; U.S. Bureau of Census 1988) and in wide cultural variability in the sexual coerciveness of men in
the general disagreement over what constitutes coercion (par- different societies (see Sanday 1981) and the malleability of
ticularly when the woman has been drinking alcohol) in "ac- recidivism rates among rapists in this country (e.g., in the state
quaintance rape" on college campuses (Muehlenhard et al. of Washington, recidivism among rapists dropped at least 50%
1985; Muehlenhard & Lin ton 1987). If rape is not a single following psychological treatment, CNBC Real Story, Septem-
homogenous phenotype but rather means different things to ber 24, 1991), a model of complex social problems such as rape
different people in varying social and historical contexts, then suggests that the status quo is somehow inevitable and that
what exactly is the rape-specific adaptation about which the attempts at social change are ultimately futile. Such social
Thornhills speak? problems are not inevitable, however, and we should not allow
Methodological problems preclude demonstrating the sec- ourselves to be lulled into complacency about them by those
ond condition, that rape (or any human social behavior) is who would suggest otherwise.
inherited according to the laws of genetics. To obtain even the
most rudimentary data about how genes influence human be-
havior, experiments involving the exact reproduction of particu-
lar human genotypes and the systematic manipulation of se-
quences of environments would have to be conducted with Rape: The perfect adaptationist storf
individuals or groups. Only in this manner can the relative
influence of particular genotypes and particular environmental Nicola J. Gaveya and Russell D. Grayb
sequences on the development of behavior be assessed. Func- department of Psychology, University of Auckland, Auckland, New
tions that describe the relationship between phenotypes, geno- Zealand and bDepartment of Psychology, University of Otago, Dunedin,
types, and environmental sequences, and thus assess the rela- New Zealand
Electronic mall: apsyjigavey@ccnov2.ac.nz and brdgray@otago.ac.nz
tive importance of genes and environment, are called "norms of
reaction." Because necessary controls over gene reproduction Biologists and social scientists have not always enjoyed an
and human developmental environments are lacking, norms of amicable exchange of views. The nature/nurture and sociobiol-
reaction have not been demonstrated even for human anatomi- ogy debates have left a legacy of bitterness and mutual misun-
cal traits (Lewontin 1984). Needless to say, data pertaining to derstanding [see BBS multiple book review of Kitcher's "Vault-
the extent of genetic influence on an ill-defined, complex social ing Ambition" BBS 10(1) 1987; and Lumsden & Wilson's
behavior like coercive sexuality are likewise unavailable. "Genes, Mind and Culture" BBS 5(1) 1982]. In recent years,
Demonstrating the reproductive advantage of coercive sex- however, there has been an encouraging trend away from the
uality (condition 3) presupposes that conditions 1 and 2 obtain. crude biological determinism and adaptationist stories that have
Specifically, individuals having genes associated with the clearly given biologists such a bad name. There has been a shift instead
defined phenotype "coercive sexuality" must be shown to pro- toward nondichotomous views of behavioral development
duce more viable offspring over many generations than individ- (Bateson 1983; Oyama 1985; Johnston 1987 [see also Johnston:
uals without such genes. In light of the difficulties in demon- "Contrasting Approaches to a Theory of Learning" BBS 4(1)
strating conditions 1 and 2 noted above, it is not possible to 1981, and "Developmental Explanation and the Ontogeny of
demonstrate condition 3. Since no available data exist, the Birdsong" BBS 11(4) 1988]) and an emphasis on a plurality of
Thornhills instead provide an "adaptive story" (Lewonton 1984) evolutionary processes and explanations (Gray 1988; Lewontin
drawn from a paper by Alexander and Noonan (1979) in support 1983; Stearns, in press). Unfortunately, Thornhill &ThornhilTs
of the assertion that coercive sexuality confers a reproductive (T & Ts) adaptationist account of rape is not an example of this
advantage. This story proposes that "raped females would be newer trend. Their target article suffers from naive adaptation-
reluctant to reveal to their mates that they had been raped ism, a dichotomous view of development, and a superficial
because this would make their mates cooperate less in the care analysis of the social science and feminist literature on rape.

386 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary/Thornhill & Thornhill: Evolution of sexual coercion

Naiwe adBptationism* The Thornhills assert, as an article of with evidence of the following kinds: males perpetrate high
faith, that "psychological adaptation underlies all human be- levels of child sexual abuse (e.g,. Russell 1984); sexual violence
havior" (abstract). In a trivial sense, this is partly true. We are is also perpetrated against pre- and post-reproductive age
indeed the products of an evolutionary history, part of which women; similarly, men have consensual sexual interactions with
would have included natural selection. For this claim to be pre- and post- reproductive age women; men sometimes rape in
nontrivial, however, specific psychological traits must them- "gangs"; some men rape women and then kill their victims; men
selves be adaptations, rather than merely linked in an unspec- also rape boys and men; forced oral and anal intercourse, and
ified way to some vague underlying adaptations. In an effort to many other forms of noncoital sexual aggression, are prevalent
avoid the charge of vacuous adaptive story-telling, contempo- (e.g., Gavey 1991a; Koss et al. 1987). We have no doubt that the
rary evolutionary biologists typically use a combination of op- Thornhills could explain away this problematic evidence, for
timality models (see Gray 1987; Stephens & Krebs 1986) and example, by appealing to unspecified changes from ancestral to
comparative methods (see Harvey & Pagel 1991) to test hypoth- current environments. For any such ad hoc maneuver to be
eses in a rigorous way. [See also: Houston & McNamara: "A convincing, however, they would need to specify the exact
Framework for the Functional Analysis of Behavior" BBS 11(8) selective features that have changed. This might be difficult,
1988; Clark: "Modeling Behavioral Adaptations" BBS 14(1) bearing in mind that they have already asserted that "sexually
1991; and Schoemaker: "The Quest for Optimally" BBS 14(2) attractive females who were sexually uninterested and resisted
1991. ] The Thornhills' claim that men may have specific psycho- the sexual advances of males are likely to have been a consistent
logical traits that have evolved by natural selection for coercive feature of the human evolutionary environment." Given the
sex is not based on these kinds of analyses. Instead, in section 5 virtual impossibility of estimating the costs and benefits of
of the target article they present a loose cost-benefit argument, sexual coercion for men in past and present environments, such
"why it seems reasonable to assume that ancestral human males an exercise would degenerate into the spinning of "just-so"
sometimes increased their reproductive success by rape," and in stories. As the late Don Rosen (1982) remarked, there are only
section 6 they make some predictions based on this hypothesis. two factors that constrain these kinds of stories - the inventive-
On close inspection, their cost-benefit argument boils down to ness of the author and the gullibility of the audience.
the claim that the advantages of sexual coercion must have Dewelopmental dichotomies. Despite assertions elsewhere
outweighed the many costs because sexual coercion exists to- (Thornhill & Thornhill 1989, p. 96) "that all complex traits of all
day. Establishing the existence of an adaptation by stating that organisms, . . . are the products of genes and environment"
the feature exists and evolved is circular and vacuous. and that "It is erroneous to speak of a trait of an individual
According to the Thornhills, "the failure of even one of [their organism as either genetic or environmental," there is an im-
predictions] would falsify the [rape adaptation] hypothesis. plicit nature/nurture dichotomy In the target article. This im-
Predictions 1 and 4, at least, are probably false. Although they plicit dichotomy Is achieved by a subtle conflation of evolution-
themselves find no data to falsify these predictions, a close ary and developmental causation. The Thornhills' emphasis on
reading of one of the data sources they use to support their the evolutionary design of aspects of men's brains leads them to
argument actually suggests that prediction 4 is false. Prediction mistakenly see these features as having no contingent develop-
4 suggests that men of lower socioeconomic status will be more mental history. Thus terms like "psychological adaptation" and
likely to rape than men of higher socioeconomic status. The "human information processing mechanism" are euphe-
Thornhills cite Russell's (1984) data as evidence that most rapists mistically used as codes for innate structures - structures that
are of lower socioeconomic status (see sect. 10). There is no are ontologically prior to the social environment. From this
doubt that Russell's research is probably the most thorough, perspective the environment has only a secondary role in
carefully conducted, and comprehensive available on the epi- development, "activating" or "disinhibiting" these rape adapta-
demiology of rape. Although Russell cautions that her data on tions with appropriate cues. Similarly, if sex-specific differences
the social class of rapists should only be regarded as tentative, in socialization exist, they will be guided by these more basic
she notes In the conclusion to her book that "the more com- "special-purpose psychological adaptations." Assigning the en-
prehensive and realistic view of rape provided by Russell's vironment only a secondary role is in effect a diluted form of
random sample survey suggests that by several measures, rape genetic determinism.
is actually overrepresented In the upper middle class" (p. 285). To criticize this dichotomous view of development is not to
Prediction 1 (and the related prediction 2), which holds that argue for an environmentalist perspective, but rather to claim,
"men will exhibit high levels of sexual motivation and perfor- as Oyama (1989) and Lickliter and Berry (1990) have, that
mance in both coercive and noncoercive mating situations" is developmental causation cannot be realistically cleaved into a
also not clearly supported by the data. There are a lot of data to primary evolutionary/biological component and a secondary
support the claim that many men find rape stimuli sexually environmental/social component. Neural structures, like all
arousing, but there is no similar body of data to verify that men other phenotypic features, have a developmental history that is
actually "perform" well sexually in such situations. In fact, there contingent upon certain environmental factors, including the
Is frequent reference to "sexual dysfunction" among rapists, social environment (see Blakemore & Cooper 1970; Horn11991;
Including inadequate penile erection, inability to ejaculate, and Meaney et al. 1988). The Thornhills' argument that it is not
premature ejaculation before penetration (see Harding 1985). parsimonious to explain sexual coercion in humans as a partial
T & T present a somewhat confusing scenario for what would consequence of sex-specific differences in socialization (because
constitute confirmatory data for prediction 5 that "sexual coer- sexual coercion is found in species that do not have social
clveness will be very sensitive to the probability of detection and learning) is at odds with their claim that they are discussing an
negative social consequences or punishment." The Thornhills adaptation that is unique to our species (see section 3.3). If
seem to consider that the anonymity of Western societies results sexual coercion is due to different psychological adaptations in
In less risk of being caught, hence making sexual coercion more different species (i.e., it is not homologous), then there is no
likely (sect. 10). If this Is the case, however, stranger rape reason to suggest that it develops in the same way.
(where anonymity is higher) should be far more prevalent than Glib analysis of the social science and feminist literature. T &
nonstranger rape - in fact, the opposite is true (e.g., Gavey T's misrepresentation and ready dismissal of feminist and social
1991a; Russell 1984). science theories of rape is disappointing, particularly as much of
In addition to these false predictions, there Is considerable the data they cite in support of their predictions originate from
evidence that male sexual psychology is badly designed in terms social science and feminist research. Evolutionary biological
of reproductive interests. On the face of it, the Thornhills' and social scientific/feminist accounts of rape need not be
argument that male sexual coercion is an adaptation is at odds mutually exclusive (see Gowaty, in press). Much of the data that

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 387


Commentary/Thornhill & Thornhill: Evolution of sexual coercion

T & T imply are important for understanding rape have pre- T & T use a lot of metaphors about "design" and such, which
viously been cited in support of feminist theories of rape (see, can be excused because these have become fashionable, but
Check & Malamuth 1985; Gavey 1991b) - for example, the perhaps for no other reason. In anatomy we do find all sorts of
pervasiveness of sexual victimization, the continuum of coercive specialized structures, and their very existence does support an
heterosexuality, and the proclivity toward rape in "normal" adaptive significance for them. On the other hand, labor is
nonrapist men. Furthermore, feminist and social scientific theo- sometimes divided, sometimes combined, depending upon
ries offer much more than merely pointing to "arbitrary differ- balances or tradeoffs among various selection pressures. It is not
ences" (sect. 3.1) in gender socialization. For example, they true that the human heart is specifically designed to pump blood
emphasize that sex is a social as well as a biological activity for in a human body. The heart has been evolving for over half a
humans. Sex is not neutral; it is imbued with many powerful billion years, and we make do with what our ancestors have
meanings and "functions" other than reproduction (see Foucault passed down to us.
1981). Some feminists would contend that it is at this level of the The target article intentionally provides an example of a
cultural construction of meaning that sex and power/violence failure to distinguish between two competing hypotheses. As a
have become fused. This sort of feminist analysis can explain purely logical exercise there is nothing wrong with that, but
some of the data (such as, the prevalence of child sexual abuse, what does one do, given such negative results? The work of
the prevalence of noncoital forms of sexual violence, and the Darwin (1872) on emotional expression provides a very helpful
existence of homosexual rape), that are problematic for the example with respect to a similar problem. He found that
Thornhills' adaptationist story. The Thornhills' conflation of sex although many parts of the body express emotional states, they
with reproduction provides them with an inadequate starting exist for other reasons. And although some expressions and
point from which to explore the complexity of human sexual gestures are used communicatively, they did not evolve because
behavior, including the possibility that various sexual practices they were useful in communication. Pre-existing parts and
may have multiple function. actions were pressed into service in a new function. Only with
Like T & T, we too are concerned about the problem of rape, respect to language did Darwin conclude that there had been
and we applaud their attempt to understand it better. Any some adaptation, and not much at that.
serious analysis of the evolution of human behavior must be We might elaborate a general principle for such circum-
based on modern developmental and evolutionary theory. Such stances. If there is a selective advantage to special adaptations
an approach to rape would avoid naive adaptationism and the that further a given function, then those adaptations may indeed
opposition of biological to cultural explanations. It would take evolve. But then again they may not evolve. The requisite
social science and feminist literature seriously, generate novel mutations may not appear. And even if there is some advantage
and nontrivial predictions, and consider the sociopolitical im- to a particular trait, the overall costs may outweigh the benefits.
plications of the analysis. Thornhill & Thornhill's target article In the particular case under examination, the existence of
does none of these. general adaptations that further survival and reproduction make
special ones seem superfluous. So we have good reason not to
invoke their existence unless we have sound, positive results.

behawior
biosocial behawior and coerci¥e
Michael T. Ghiselin sxualir
Department of invertebrates and Geology, California Academy of Sciences,
Golden Gate Park, San Francisco, CA 94118 Brian A. Gladue
Electronic mail: caslih@cmsa.herkeley.edu Department of Psychology, North Dakota State University, Fargo, ND
Good canons of evidence exist that allow us to establish that 58105
some phenotypic traits have a genetic basis. We can find Electronic mail: nuO94246@ndsuvm1 .bitnet
Mendelian ratios and construct linkage-maps. We can study There is nothing fundamentally new in what Thornhill & Thorn-
pedigrees. We can understand biochemical pathways. Color hill (T & T) propose in this target article. Building upon their
blindness is a sex-linked recessive. important earlier theoretical contributions to the understanding
Thornhill & Thornhill (T & T) rule out some of the best of evolved human sexuality (Thornhill & Thornhill 1983), T & T
evidence we might have by proposing that human coercive continue to generate "predictions" and hypotheses about this
sexuality is not only adaptive with a genetic basis, but that it is aspect of human sexual interaction. In that earlier paper, they
"virtually fixed" in the human population. The assumption that offered a set of hypotheses and predictions about categorical
it is fixed would seem to be gratuitous. If it is not fixed, however, factors associated with assailants, victims, and situations; they
then it must be variable and subject to natural selection, and evaluated the literature and reams of demographic and criminal
could vary geographically and otherwise. T & T tell us that if justice data to make a compelling case for at least considering
genetic diversity were to evolve, then populations would have that "rape" is not merely an act of conscious hate, but has
to be separate for a long period of time with little or no migration possible reproductive strategic consequences for both assailants
and under divergent selection pressure. But from what we know and victims. That was a landmark, if controversial work, appear-
about human evolution in many other traits, considerable diver- ing alongside another influential article in that same issue of
sification has in fact occurred. Where are the data? Ethology and Sociohiology (Shields & Shields 1983). As a result,
Likewise gratuitous is the assumption that human popula- the scholarly debate on the evolutionary psychology of sexual
tions are monomorphic with respect to the adaptations in assault quickened and deepened.
question. But given the obvious point that human beings are In the subsequent decade, what has emerged from this
gonochorists, not hermaphrodites, how can we rule out the debate, however, is yet another surplus of ideas and "predic-
possibility that human populations are genetically polymorphic tions," but so few data. The latest construct, succinctly outlined
for inherited coercive sexual behavior? How do we know that by T & T in their target article has it that sexual coercion by men
rapists are not recombinants that are selected against while their either arose from a rape-specific adaptation (the "rape-specific
genes are maintained in the population because of some advan- hypothesis"), or that sexual assault could be a side-effect of a
tage to the heterozygotes? Are there no mutants or modifiers? more general psychological adaptation not directly related to

388 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary/ThornhiW & Thornhill: Evolution of sexual coercion

rape or even to sexuality (the "side-effect hypothesis"). The What if within-sex wariation is greater than
proximal psychophysiological (i.e., penile arousal) data re- between-sex wariation?
viewed to test and differentiate these hypotheses stem primarily
from atypical groups of men (pedophiles, serial murderers,
sadists) or from North American college undergraduates tested Patricia Adair Gowaty
in social psychology laboratories. T & T conclude that these data Department of Biological Sciences, Clemson University, Clemson, SC
29634-1903
are "consistent with the rape-specific hypothesis, but this does
Electronic mail: pagwty@clemson.bitnet
not eliminate the side-effect hypothesis" (abstract). Ultimately,
the authors, who appear to support the "rape-specific" hypoth- The Thornhill & Thornhill (T & T) target article is sexist in that it
esis end up arguing that, objectively and scientifically, the issue relies on and perpetuates an unjustified narrow objectification of
is still open for discussion, and the data can be argued either both men and women in terms of sex acts and attitudes.
way. Hence, regarding the long-standing question of what the I am making this charge in the hopes of stimulating the
basis and origin of sexual coercion is, there is no answer in this authors to consider seriously socially important deficiencies in
article. A recent article by Palmer (1991b) summarizes much of their scientific approaches to human sexuality. The study of sex
this specific vs. byproduct debate and finds that the evidence is important and needs to be done well in full cognizance of the
can go either way [see also Palmer's accompanying commen- possibility of abuse. The Thornhills seem to have resisted the
tary, this issue]. Given the devotion that scientists ought to have idea that the very study of sex, despite being a valid scientific
for parsimonious explanations over convoluted ones, the "lean" goal, is also a way to socially construct meaning in our gendered
is distinctly toward a byproduct explanatory model of sexual world; I think they fail for not recognizing that the way they
coercion. approach the study of sex may be part and parcel of the
There are however some interesting gems of ideas and re- mechanisms for the social control of women within Western
search directions that T & T have brought to the surface. One of patriarchal institutions. This failure of imagination limits their
these builds upon the finding that men can be readily aroused in critique of the methods and the nature of alternative explana-
response to a woman's sexual, arousal whether or not the sexual tions available to them in their quest to understand human
activity is coercive. In that context, do men become sexually sexuality.
aroused if the woman is portrayed as being not aroused? In the The Westernized North American cultural view espoused in
laboratory (or real world) are men aroused by coercive scenarios T & T s target article is suspect from other perspectives as well,
where women show no affect at all, where the woman is including that it is limited (the view from other parts of the world
unconscious, or nonresistant yet also nonaroused? In our labora- might be significantly different) and seems to reflect the status
tory we have found that no matter what the situation or scenario quo of gendered societies in which women are constructed as
- coercive, noncoercive, "kinky," or mundane - men more so second-class citizens. The possibility that this sociobiological
than women are more likely to rate a description of sexual view of the nature of sex is a socially constructed artifact of the
activity as erotic (Gladue, unpublished observations), but that power dynamics of facultatively sexist society, and not merely
some degree of arousal must be taking place in the woman for an about hypotheses for the evolution of sexuality, is not con-
"erotic rating" to emerge. If rape is truly a specific psychological sidered here. This seems unsatisfactory to me in that the
adaptation in men, then men should engage in coercive inter- research traditions that have suggested this powerful alternative
course with sleeping, unconscious, unaroused women. are not fringe elements in the academy but widely respected
Another issue T & T introduce is the "ejaculate size and and well known.
composition" factor: If sexual assaultive intercourse results in Despite the apparent logic of the posited sexual asymmetries
less ejaculate or probability of conception than consenting between women and men, the sociobiological research para-
intercourse, the notion of a "rape-specific hypothesis" begins to digm that yields this view has been flawed and remains flawed in
wane. Their third interesting point concerns the curious data that it has failed to ask questions about variation in sexual
from studies of bondage and spanking in which men apparently behavior among women and among men. Most of us who are
find such activity arousing even in the "absence" of sexual interested in adaptation and function begin by describing the
content, yet women do not. Before arguing that such scenarios variation in the traits of interest and then we posit potentially
lack sexual content, however, one should demonstrate arousal testable functional or adaptive hypotheses to explain the trait
in men to scenes of nonconsenting bondage and spanking and its variation. Hence the unanswered first question about
wherein women are fully and nonerotically clothed and gener- human sexuality is: Under what proximate circumstances do
ate no overt sexual arousal stimuli. In any case, T & T offer sex- women and men copulate? How do rape and other coercive
dimorphic potential explanations for arousal in response to such practices fit into a comprehensive picture of human sexuality?
scenarios: If men are aroused by them, it is evidence for an We would do well to ask this question in terms of the range of
adaptation to rape. If women are aroused by them, it implies sexual alternatives available to humans - both men and women.
they are interested in the achievement of physical control of a These questions expose the main flaw in this research paradigm,
man. Why two different explanations: Could not male arousal to namely, the lack of attention to the fact that not all men and not
bondage and spanking scenarios be related to a desire for all women fit this sociobiological proscriptive for "sex-specific,
physical control of a woman (or man, as in the case of homosexual species-typical" psychological adaptation. Sexual attitudes are
activity and imagery)? notoriously variable, and it is difficult to get an unbiased view of
Despite these minor conceptual snags, T & T ought to be sexual behavior, so the claims that "compared to women, men
congratulated for once again framing the controversial argument are less discriminating about sexual partners, more motivated to
regarding the evolutionary psychology of sexual assault. Since seek copulation with many partners, and more eager to include
the database can lead toward either hypothesis, however, and copulation as part of an interaction with the opposite sex" (sect.
since even the most compelling verbal engagement still cannot 4, para. 2) immediately arouses suspicion, especially for the
settle the issue without supportive facts, we are stuck in a relatively large number of us who, despite our heterosexuality,
theoretical quagmire likely to generate more intellectual heat for example, do not fit these sociobiological stereotypes.
than light. With luck and hard work, we might know more when Does this mean that I would reject entirely an effort to study
T & T's next theoretical overview comes out. the biology of human sexuality? No, but I would ask that it be
done within robust frameworks, which include, first, a descrip-
tion of variation in the expression of the trait and its variants. In
this case, the trait would not be rape or rape adaptation, but

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

copulation and the proximate conditions under which vaginas Peor,x and so the plague came among the congregation of the LORD.
and penises come into contact, an operational definition of Now therefore, kill every male among the little ones, and kill every
copulation that would include rape. The proximate preludes of woman who has known man by lying with him. But all the young girls
interest would include where on the continuum of mutual who have not known man by lying with him, keep alive for your-
consent/force the actors fit, and we would ask questions about selves. . . . Now the booty remaining of the spoil that the men of war
this continuum for women as well as men. Such a study would no took was: six hundred and seventy-five thousand sheep, seventy-two
doubt be fraught with difficulties: Perhaps it cannot be accom- thousand cattle, sixty-one thousand asses, and thirty-two thousand
plished without bias, but it is where we ought to start. Against persons in all, women who had not known man by lying with him.
the backdrop of objectively described variation in the circum- (Bible)
stances of copulations, we would probably have data that al- On the assumption that "keep alive for yourselves" did not
lowed us to posit sociobiologically fascinating and reasonable mean invitations to the tent for a lovely cup of tea with manna,
hypotheses about the adaptive value of different modes of and the additional assumption that these women were not in the
copulation and their psychological underpinnings, from mutu- mood to have sex with men they had watched slaughter their
ally consenting to forced. Before we have a reasonable descrip- brothers, fathers, sisters, and mothers, we have "reason to infer
tion of the proximate circumstances of copulation, however, it that our male evolutionary ancestors sometimes enhanced their
seems to me that most attempts to understand the adaptive reproductive success through rape" 2 and that this was more
significance of any behavior (its function over evolutionary time) likely to occur when the probability of punishment was low.
or its current function are bound to be inadequate. Indeed, this behavior was codified into general policy by the
This failure to pay attention to the range of variation in god of the Israelites, and in a manner that would greatly enhance
behavior and attitude among women and among men is bound the probability of reproductive payoff:
to lead to controversy. When sexuality is objectified as it is by When you goforthto war against your enemies, and the LORD your
many sociobiologists, many readers are going to experience GOD gives them into your hands, and you take them captive, and see
cognitive dissonance, because "we are not that way." Are those among the captives a beautiful woman, and you have desire for her
men who would not rape even given the "perfect opportunity" and would take herforyourself as wife, then you shall bring her home
mutants? Are women who are not attracted to high-status men to your house, and she shall shave her head and pare her nails. And
deviant, or merely free of economic constraint, able to support she shall put offher captive's garb, and shall remain in your house and
themselves, and therefore able to express their own true, best bewail her father and her mother a full month; after that you may go in
choices in terms of sexual partners or circumstances? What will to her, and be her husband, and she shall be your wife. Then, if you
it mean if the within-sex variation in psychological traits under- have no delight in her, you shall let her go where she will; but you
pinning sexual congress is greater than the between-sex varia- shall not sell her for money, you shall not treat her as a slave, since
tion? Until we have an adequate picture of the fundamental you have humiliated her. (Bible)
variation in the traits we are interested in, I fear that we will It might be objected to here that the intention to marry
continue to speak at cross purposes. obviated the circumstance of rape, but the Israelites did not see
things that way when one of their women was the victim,
suggesting that attitudes toward rape varied greatly according to
perceptions of cost and benefit:
Setting real about rape Now Dinah the daughter of Leah, whom she had borne to Jacob,
went out to visit the women of the land; and when Shechem the son of
John Hartung Hamor the Hivite, the prince of the land, saw her, he seized her and
lay with her and humbled her. And his soul was drawn to Dinah the
Health Science Center, State University of New York, Brooklyn, NY 11203
daughter of Jacob; he loved the maiden and spoke tenderly to her. So
After theoretical arguments and general evidence have been Shechem spoke to his father Hamor, saying, "Get me this maiden for
presented, old-style social scientists like to see an example - a my wife." . . . The sons of Jacob came in from the field when they
case study that illustrates how the hypotheses at hand function heard of it; and the men were indignant and very angry, because he
on the ground - preferably from a not-too-obscure culture that [Shechem] had wrought folly in Israel by lying with Jacob's daughter,
is either extant or ancestral to an extant population (the latter for such a thing ought not to be done. But Hamor spoke with them,
consideration is especially important for evolutionary hypoth- saying, "The soul of my son Shechem longs for your daughter; I pray
eses). When applied to a hypothesis I like, this requirement has you, give her to him in marriage. Make marriages with us; give your
always struck me as irritating. When applied to a hypothesis of daughters to us, and take our daughters for yourselves. You shall
my own, I consider it insulting. Accordingly, I understand that dwell with us; and the land shall be open to you; dwell and trade in it,
Thornhill & Thornhill (T & T) may have considered such an and get property in it." Shechem also said to her father [Jacob, aka
anthropological diversion too distracting, but I would like to Israel] and to her brothers, "Let me find favor in your eyes, and
offer a case study for the sake of completeness and because the whatever you say to me I will give. Ask of me ever so much as
particulars involved fit neatly with the rape-specific perspective marriage present and gift, and I will give according as you say to me;
but could only be written onto the tabula rasa after going only give me the maiden to be my wife." The sons of Jacob answered
through unspeakable contortions of logic. Shechem and his father Hamor deceitfully, because he had defiled
Consider the following account of gaining sexual access, by their sister Dinah. They said to them, "We cannot do this thing, to
rape, to 32,000 nonpregnant women: give our sister to one who is uncircumcised, for that would be a
They warred against Midian, as the LORD commanded Moses, and disgrace to us. Only on this condition will we consent to you: that you
slew every male. . . . And the people of Israel took captive the will become as we are and every male of you be circumcised. Then we
women of Midian and their little ones; and they took as booty all their will give our daughters to you, and we will take your daughters to
cattle, their flocks, and all their goods. All their cities in the places ourselves, and we will dwell with you and become one people. . . .
where they dwelt, and all their encampments, they burned with fire, So Hamor and his son Shechem came to the gate of their city and
and took all the spoil and all the booty, both of man and of beast. Then spoke to the men of their city, saying, "These men are friendly with
they brought the captives and the booty and the spoil to Moses. . . . us; let them dwell in the land and trade in it, for behold, the land is
And Moses was angry with the officers of the army, the commanders large enoughforthem; let us take their daughters in marriage, and let
of thousands and the commanders of hundreds, who had come from us give them our daughters. Only on this condition will the men agree
service in the war. Moses said to them, "Have you let all the women to dwell with us, to become one people: that every male among us be
live? Behold, these caused the people of Israel, by the counsel of circumcised as they are circumcised. . . . And all who went out of the
Balaam, to act treacherously against the LORD in the matter of gate of his city hearkened to Hamor and his son Shechem; and every

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male was circumcised, all who went out of the gate of his city. On the evil from the midst of you. But if in the open country a man meets a
third day, when they were sore, two of the sons of Jacob, Simeon and young woman who is betrothed, and the man seizes her and lies with
Levi, 3 Dinah's brothers, took their swords and came upon the city her, then only the man who lay with her shall die. But to the young
unawares, and killed all the males. They slew Hamor and his son woman you shall do nothing; in the young woman there is no offense
Shechem with the sword, and took Dinah out of Shechem's house, punishable by death, for this case is like that of a man attacking and
and went away. And the sons of Jacob came upon the slain, and murdering his neighbor; because he came upon her in the open
plundered the city, because their sister had been defiled; they took country, and though the betrothed young woman cried for help there
their flocks and their herds, their asses, and whatever was in the city was no one to rescue her. If a man meets a virgin who is not
and in the field; all their wealth, all their little ones and their wives, all betrothed, and seizes her and lies with her, and they are found, then
that was in the houses, they captured and made their prey. (Bible) the man who lay with her shall give to the father of the young woman
Under very different cost/benefit circumstances, specifically fifty shekels of silver, and she shall be his wife, because he has
under the threat of homosexual rape, it was considered un- violated her; he may not put her away all his days. (Bible)
abashedly reasonable to offer one's mate or daughter as a The above is rather straightforward - in short, if an Israelite
substitute: rapes an engaged Israelite virgin, he dies, if he rapes an
In those days, when there was no king in Israel, a certain Levite was unattached virgin he pays a fine and marries her - but what
sojourning in the remote parts of the hill country of Ephraim, who about nonvirgins, non-Israelites, and so forth? Consonant with
took to himself a concubine from Bethlehem in Judah. . . . So they the rape-specific hypothesis, it depended upon the social and
passed on and went their way; and the sun went down on them near financial status of the rapist and his victim (fines being fungible
Gibeah, which belongs to Benjamin, and they turned aside there, to and the stipulation about marriage being controvertible accord-
go in and spend the night at Gibeah. And he went in and sat down in ing to prior law):
the open square of the city; for no man took them into his house to Who is a seducer, and who is a violator? A seducer acts with the
spend the night. And behold, an old man was coming from his work in victim's consent; a violator has intercourse with her against her
the field at evening; the man was from the hill country of Ephraim, will. . . . If a violated woman refuses to marry her violator, or if her
and he was sojourning in Gibeah; the men of the place were Ben- father refuses to give her in marriage to him, they may do so, and the
jaminites. And he lifted up his eyes, and saw the wayfarer in the open violator may then pay the fine and go his way. . . . A High Priest who
square of the city; and the old man said, "Where are you going? and violates a virgin may not consummate the marriage, because he is
whence do you come?" And he said to him, "We are passing from commanded to marry a virgin, whereas this one is no longer a virgin at
Bethlehem in Judah to the remote parts of the hill country of the time when he is about to marry her. If he does consummate the
Ephraim, from which I come. I went to Bethlehem in Judah; and I am marriage, he must dismiss her with a get [legal document]. . . . The
going to my home; and nobody takes me into his house. We have violator is not liable to a fine unless he has intercourse with the girl in
straw and provender for our asses, with bread and wine for me and a normal manner, before witnesses. . . . At what age does a girl make
your maidservant and the young man with your servants; there is no a man liable to a fine? From the age of three full years until she comes
lack of anything." And the old man said, "Peace be to you; I will care of age. If she has intercourse within these three years [age 0 to 3] it is
for all your wants; only, do not spend the night in the square." So he not considered intercourse. If he has intercourse with her after she
brought him into his house, and gave the asses provender; and they has come of age [12.5 years plus one day], she is not entitled to the
washed their feet, and ate and drank. As they were making their fine, for it is said, a damsel that is a virgin (Deut. 22:28), not one who
hearts merry, behold, the men of the city, base fellows, beset the has come of age. . . . The following are not entitled to the fine: a
house round about, beating on the door; and they said to the old man, woman who is of age, a girl who has exercised her right of refusal [has
the master of the house, "Bring out the man who came into your previously refused to marry], a barren woman, an imbecile, a deaf-
house, that we may know him." And the man, the master of the mute, a woman known since her childhood to be of ill repute, with
house, went out to them and said to them, "No, my brethren, do not two witnesses testifying that, she had requested them to engage in
act so wickedly; seeing that this man has come into my house, do not harlotry with her, and a woman who, though divorced after marriage,
do this vile thing. Behold, here are my virgin daughter and his is still in fact a virgin maiden. If, however, a woman divorced after
concubine; let me bring them out now. Ravish them and do with espousal is violated, the violator is liable to a fine, and the fine accrues
them what seems good to you; but against this man do not do so vile a to herself. . . . A female proselyte [one seeking to become Jewish], a
thing." But the men would not listen to him. So the man seized his woman held in captivity, or a freed-woman [ex-slave], if proselytized,
concubine, and put her out to them; and they knew her, and abused redeemed [purchased from slavery], or emancipated [freed from
her all night until the morning. And as the dawn began to break, they slavery without purchase] when three years old or less, is entitled to
let her go. And as morning appeared, the woman came and fell down the fine. If she is three years and one day old when proselytized,
at the door of the man's house where her master was, till it was light. redeemed, or emancipated, she is not entitled to the fine, for
And her master rose up in the morning, and when he opened the inasmuch as intercourse with such girls is valid, they are accounted
doors of the house and went out to go on his way, behold, there was nonvirgins [it is not clear whether these women were considered
his concubine lying at the door of the house, with her hands on the nonvirgins because they were not Israelites or because they had been
threshold.. He said to her, "Get up, let us be going." But there was no raped (as per the logic that applied to rapists who were High Priests -
answer. Then he put her upon the ass; and the man rose up and went see above)]. . . . If the man has intercourse with his victim, and she
away to his home. And when he entered his house, he took a knife, then dies, he is exempt from the fine, for it is said, then the man that
and laying hold of his concubine he divided her, limb by limb, into lay with her shall give unto the damsel's father fifty shekels (Deut.
twelve pieces, and sent her throughout all the territory of Israel. 4 22:29) - not "unto the dead damsel's father" - provided that she dies
(Bible) before she appears in court. . . . The fine of fifty silver shekels
Learning hypotheses of rape are especially difficult to hold constitutes payment for the enjoyment of the intercourse alone. The
onto when one considers the sociobiological compatibility of the seducer must also pay, in addition to this fine prescribed by the
intricacies of law that applied among Israelites in the postcon- Torah, compensation for the humiliation and the blemish. The
quest era. Those laws, ramifications of the following passage violator must pay, in addition to all these, compensation for the pain, 5
from the Torah, were expanded in the Talmud and consolidated for a woman who submits to intercourse willingly suffers no pain,
by Maimonides: whereas if she is violated she does suffer pain. Hence it is said of the
If there is a betrothed virgin, and a man meets her in the city and lies violated, because he has pained her (Deut. 22:29). . . .
with her, then you shall bring them both out to the gate of that city, The fine [for the enjoyment] is the same for all women: whether a
and you shall stone them to death with stones, the young woman man has intercourse with the daughter of a High Priest, or with the
because she did not cry for help though she was in the city, and the daughter of a proselyte, or with the daughter of a bastard, the fine for
man because he violated his neighbor's wife; so you shall purge the her is fifty silver shekels. On the other hand, compensation for the

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

humiliation, for the blemish, and for the pain is not the same for all with Israelite men, thus facilitating their worship of the Moabite god,
women, and requires assessment. How is compensation for the Peor. This error is particularly vexing because two of Moses's wives
humiliation to be assessed? It all depends on the status of him who has were Medianites and the Medianites gave Moses refuge when he first
inflicted the humiliation and of her who has been subjected to it, for fled from Egypt.
there is no comparison between him who humiliates an esteemed 2. The historical validity of such stories is independent of the attitude
maiden of distinguished family and him who humiliates a girl of poor that they reveal.
3. Two of the tribes of Israel, each tribe having its own retinue of
and humble family. Nor is there any comparison between one who is
warrior-herdsmen.
humiliated by an important and eminent man and one who is 4. Another example of this strategy was provided by Lot, Abraham's
humiliated by an ignoble and utterly worthless man. 6 The judges nephew, in an extraordinary display of obliging hospitality: "My lords,
must therefore consider the status of the man and of the girl involved, turn aside, I pray you, to your servant's house and spend the night, and
and assess the amount the girl's father and her family would have paid wash your feet; then you may rise up early and go on your way." They
to prevent such a thing from happening to them at the hand of this said, "No; we will spend the night in the street." But he urged them
man, who must then pay the equivalent of such a sum. Compensation strongly; so they turned aside to him and entered his house; and he
for the blemish is assessed according to the girl's beauty. The judges made them a feast, and baked unleavened bread, and they ate. But
before they lay down, the men of the city, the men of Sodom, both
must therefore consider her as if she were a bondswoman being sold
young and old, all the people to the last man, surrounded the house; and
in the market place, and must estimate her value as a nonvirgin as they called to Lot, "Where are the men who came to you tonight? Bring
against her value as a virgin. . . . The judges must thus determine the them out to us, that we may know them." Lot went out of the door to the
amount of her deterioration in value, and the offender must pay man, shut the door after him, and said, "I beg you, my brothers, do not
accordingly. . . . And if he violates an imbecile or a deaf-mute he act so wickedly. Behold, I have two daughters who have not known man;
must pay only for the pain. (Maimonides) let me bring them out to you, and do to them as you please; only do
Contrasting the concerns of two thousand years ago with the nothing to these men, for they have come under the shelter of my roof."
concerns of today, it seems safe to conclude that moral evolution 5. Maimonides, the most respected scholar of the Talmud ever, is not
has occurred. Good thing, too, because it is virtually certain that usually so resolute about matters that were left unresolved by The
Sages. Both Rabbi Simeon son of Judah and Rabbi Simeon son of
no substantively relevant biological evolution has occurred - Menasya held that no supplemental fine was due for pain: "Even in the
which is important to remember when considering the merits of case of Rape [as distinct from a case of seduction] no compensation is
Thornhill & Thornhill's hypothesis versus the side-effect hy- made for Pain, as the female would in any case have subsequently to
pothesis. If one views rape today as the coincident manifestation undergo the same pain through her husband" (Talmud).
of a general tendency toward aggression with a general tendency 6. The fact that modern Western law contradicts this premise in
to seek sexual gratification - a coincidence made more probable principle should not obscure the fact that vestiges of ancient law still
by current socialization practices - then one is likely to advocate apply in practice, of late, for example, when the case involves a
change in socialization practices (perhaps more playing with prominent preacher ("High Priest"?), a prize fighter, or the descendant
dolls and less playing with guns, or more boys playing with dolls of a cultural hero.
and girls playing with guns), which may produce some interest-
ing results, but is less likely to reduce the frequency of rape than
would turning up the down side of potential rapists' cost/benefit
equations. issociations
Begging the reader's indulgence for a personal case-study
analysis, I recall that rape is conspicuously infrequent (parochi- Philip Kitcher
ally considered to be virtually absent) in Ethiopia. It is also the Department of Philosophy, University of California at San Diego, La Jolla,
case that male relatives of a rape victim cannot function as CA 92093
respected individuals until they catch and kill the perpetrator. Electronic mail: pkitcher@uscd.edu
After living near the much feared Shankilla of the Dedessa Human sociobiology makes some progress. Few are now in-
Valley for two years, I got an opportunity to visit them. My clined to advance claims about the genetic determination of
introducer warned me not to stare at any women. I inquired behavioral traits on the basis of premises about adaptive advan-
why. "Because they will kill you," he replied, "just last spring I tage, and as the target article reveals, the naive behaviorism of
took police down there to look into a murder. The man was very much early human sociobiology has given way to an appreciation
straightforward, he said that the victim had stared at his of the need to think in terms of the adaptiveness of human
wife . . . as if we would all say 'Oh' and leave." I would not be psychological mechanisms. Some things do not change, how-
surprised to learn that there is literally no rape among the ever. Thornhill & Thornhill (T & T) are still enamored with the
Shankilla. project of advancing casual, qualitative speculations about the
The much more feared Danikil of far eastern Ethiopia are a reproductive advantages accruing to certain behavioral strat-
special breed. All married women wear a necklace, presented to egies and tying them loosely to current research about sexual
them by the men who became their husbands, on which has behavior. The dreary errors of early work in human sociobiology
been strung the dried testicles of potential or actual prior - what I have sometimes (unkindly?) called "pop sociobiology"
suitors. I lived among these people for three months. The (Kitcher 1985) - have not been overcome.
women are extraordinarily beautiful by most accounts, includ- According to the Thornhills, there is such a thing as "the"
ing mine. Perhaps it was the malaria, but I never had sexual male human reproductive strategy and we should expect it to
fantasies about them. have been shaped by selection so as to favor those males who
The point here is that Ockham's razor cuts clean. Parsimony is obtained as many copulations as possible. Men should thus be
on the side of those who would decrease the frequency of rape disposed to be more eager to copulate than women. In the
by increasing the cost. If those who think that rape is not a sexual ancestral hominid environment, the use of force to secure
act, those who would address the problem by molding the copulations with unwilling females would have been advan-
nature of men through proper socialization, were only a danger tageous (despite acknowledged costs of engaging in coercion).
to themselves, we could let them play. But that is not the case, Selection has thus bequeathed to contemporary men a propen-
and rape is not a game. sity for coercing women into copulation, and the effects of this
propensity are allegedly seen in the studies of sexual behavior
NOTES
that the Thornhills review.
1. Moses appears to have gotten his enemies mixed up here - it was Against this story, several points should be made:
actually the Moabites, an entirely distinct people, who, according to the (1) As has been shown on a number of occasions, when the
account, hired Balaam, and whose women engaged in sexual intercourse mathematical modelling is done rigorously, it is not clear that, in

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

species with parental care, males who desert their mates to by the Thornhills, even if it were well done, could only illumi-
copulate with others are favored by selection (Dawkins 1976, nate issues of function. It sheds no light on how to understand -
pp. 162-65; Grafen & Sibly 1978; litcher 1985, pp. 170-71; or how to reshape - ontogeny. The target article therefore
Maynard Smith 1982, pp. 127-28; Schuster & Sigmund 1981). succeeds neither as a contribution to theoretical science nor
The effects of any reproductive strategy on reproductive suc- even as a hamfisted attack on an urgent social problem.
cess, construed as number of offspring reared to sexual matu- What exactly does it achieve? Men sometimes engage in
rity, have to be carefully measured by offering precise models sexual coercion, and from this the Thornhills infer an underlying
that display the costs and benefits. Utterly lacking in the target tendency. Reviewing other people's behavioral studies, they
article is any serious attention to how coercive copulation might leap from all those reports of erections to the conclusion that the
have affected reproductive success for primitive hominids living underlying tendency is pervasive. (As I have remarked, a mass
in relatively small groups. Until the Thornhills show exactly how of psychological speculation is taken for granted here.) Add the
rape is supposed to yield a reproductive advantage - and just commonplace that copulation sometimes leads to pregnancy,
what assumptions about the hominid environment and the and the stage is set for hypothesizing selective advantage for an
available behavioral strategies of the agents are required to ancestral tendency for rape. (Once again, I have noted the
generate their results - the only possible verdict on their claims guesswork involved). The article dissolves into some banalities,
is that they are pieces of evolutionary guesswork. a review of some behavioral studies, and a mass of loose
(2) Analyses of other interactions between the sexes (e.g., my associations.
own account of the desertion situation in Kitcher 1985, pp. 170-
71) show that the optimal strategy for an organism is likely to
depend on the behavior of other organisms in the population. If
this is approximately correct, then the idea of identifying a Empirical criteria for ewaluating rape as an
single "male reproductive strategy" is a myth, and the loose,
general talk about psychological mechanisms in "men" is quite ewolutionarf phenomenon
unwarranted. Similar conclusions are suggested by the variety
of studies of nonhuman primates revealing the variability of the Travis Langley
sexual strategies used by males (Smuts 1987; Strum 1988). Department of Psychology, Tulane University, New Orleans, LA 70118
Electronic mail: ps3gawg@music.tcs.tulane.edu
(3) How exactly does the hypothetical psychological adapta-
tion relate to current male psychology? In the (quite reasonable) Thornhill & Thornhill (T & T) present an empirically useful
sense of adaptation used by the Thornhills, an adaptation is a approach to examining coercion and deceit in human mating
trait (in the present instance a psychological mechanism) pro- strategies. Unfortunately, they weaken their case by discussing
duced by selection in the ancestral environment. More pedan- rape as a psychological adaptation in a way that makes some of
tically, genes that, in the ancestral environment, directed the their underlying hypotheses untestable; and they reject perti-
formation of the mechanism would have been favored by selec- nent empirical sources. It is a central problem with T & Ts
tion. What can we conclude about psychological mechanisms in approach that they dismiss as irrelevant data on contemporary
contemporary men? Not much. Suppose that the hypothetical offspring production by victims of sexual coercion.
favored genes are fixed (just in males?) in Homo sapiens today. If men's use of sexual coercion varied not with genetic
That does not imply that, in the developmental environments we differences but with environmental conditions (sect. 3.4), the
inhabit, those genes direct the formation of the same mecha- environment in which the behavior evolved would be irrelevant
nisms. Behind the Thornhills' claim is a mass of unarticulated - unless T & T mean that rape is presently not heritable but was
speculation about developmental psychology. at some point in the past. The environment in which a character
(4) Supposing that there are genes fixed in contemporary may have evolved was probably no more static than the current
Homo sapiens that direct the formation, in the present develop- environment, and many similarities will exist across time. We
mental environments, of some psychological propensity for must speculate on the relevant environmental conditions that
sexual coercion, how can we derive predictions from this about would drive coercion as a strategy, then we must see whether
measurements of penile tumescence under artificial conditions? they occurred, and finally examine what they are today. Until
We can do so only by specifying very clearly the precise we know that the present is not related to the past, the be-
character of the mechanism and by making assumptions about havior's consequences in the existing environment must be
what other psychological mechanisms might interfere with or considered; and the behavior is maladaptive if costs outweigh
reinforce it. Because they make up their psychology in small benefits.
unacknowledged pieces, ad hoc, the Thornhills' claim to predict Costs (see examples in target article, sect. 5) could well
the results of laboratory studies is completely unjustified. The outweigh benefits because rape is highly unlikely to produce
"predictions" have no logical link to the favored hypothesis, nor offspring (Baron 1985; Harding 1985). Rather than reject con-
could they - unless the authors were prepared to advance clear temporary reproductive outcomes altogether, one might con-
psychological principles about the complex factors that underlie sider how they indicate the conditions under which a behavior
sexual behavior in contemporary human society. But candid would be maladaptive - which in turn might provide some
admissions that they were guessing about psychological princi- indication as to conditions under which it might be adaptive.
ples would be preferable to the loose association of behavioral In rejecting data that might be related to determining
studies with an incomplete and imprecise hypothesis. whether or not rape is an adaptation, the Thornhills write (sect.
I agree with the Thornhills that it is important to identify the 3.3): "The only way to provide evidence about the selection
kinds of social contexts that discourage coercive sex. Hence pressures that designed humans is to identify and characterize
there are serious questions about the proximate mechanisms of human adaptations." The model is therefore used to validate
sexual behavior and the ontogenesis of those mechanisms. itself. A behavior or character is first identified as evolved
Unfortunately, what we need in order to answer those questions simply because it exists; then it is used to infer how evolution
is the type of detailed psychology that is entirely lacking from could have produced it - much as Creationists first assume
the target article. Deciding whether men have a psychological supernatural creation without evolution and then infer how the
adaptation for rape - that is, whether genes that, in ancestral same things fit their viewpoint. Likewise, although Carl Jung
environments, disposed our hominid ancestors to go in for spent a good part of his life identifying and characterizing
coercive sex were favored, in those ancestral environments, by archetypes as evolved psychological mechanisms, his ability to
natural selection — is profoundly irrelevant. Evolutionary analy- do so proved nothing regarding whether they even existed.
sis, or more precisely the type of evolutionary analysis practiced As used in the target article, the term rape psychology is

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

ambiguous because psychology is a science. Psychological pro- esizing that human rape could be a reproductive strategy or that
cesses, however, cannot be revealed except through inferences it could not, Investigators must consider conditions that would
based on observations of behavior. In fact, every "prediction" in drive coercion as a strategy, contemporary costs and benefits,
the target article Involves behavior. It Is unreasonable to reject and evidence from cultural anthropology. Even Information
those behaviors that relate most directly to the adaptive value of Indicating that rape should be maladaptive may suggest condi-
rape. tions under which it could have been adaptive. Patterns of
The reasoning behind the predictions In the target article is sexual arousal, especially as measured in laboratory studies,
not always apparent. For example, ejaculate competition does may not be pertinent to understanding reproductive strategies.
not provide a sufficient explanation for why a pair-bonded male
will be most likely to use sexual coercion with a mate when he ACKNOWLEDGMENT
suspects Infidelity. If rape were related to adaptive motivations, I wish to thank Terry Chrlstensen for evaluation of a draft of this
one could well argue that the man would be least likely to manuscript, Edgar O'Neal for helpful discussions, and Jacqueline White
engage in any sexual act with the unfaithful mate because he for bringing the target article to my attention.
would not want to risk raising another's offspring as his own. The
different predictions might be compared by examining whether
the conditions under which a man rapes his mate are more
compatible with the ejaculate competition hypothesis. For Solution and 1; arch on m
example, If recent intercourse between the pair-bonded man
and woman prior to the discovery or suspicion of cuckoldry
ejcuai arousal: ita show
already makes paternity uncertain, it would be to his advantage can we ex
to engage In ejaculate competition to increase the likelihood that
any offspring would be his own. If, on the other hand, the Neil M. Malamuth
bonded pair had not had sexual Intercourse recently, he should Departments of Communication and Psychology, University of Michigan,
avoid additional Intercourse because It would allow him to be Ann Arbor, Ml 48109
fairly certain that any possible offspring were not his. Electronic mail: Im1v@umichum.bitnet
Alternative interpretations can be offered for other empirical The Thornhills present an intriguing analysis of evolutionary
findings supporting T & T's predictions. For example, men's factors that may have contributed to men's sexual arousal pat-
sexual arousal in response to bondage of women (Quinsey et al. terns, with particular relevance to rape. An Important part of
1984) may reflect a reaction to novelty In a sexual situation (e.g., their analysis pertains to laboratory research on men's sexual
Garrett et al. 1989; Kelley & Muslalowski 1986). Furthermore, arousal. As one of the contributors to that literature, I believe
Chrlstensen (1990, p. 79) notes that the majority of men In there is a need to clarify further some of the findings reviewed
paraphllic "bondage and discipline" situations desire the sub- by the Thornhills. On the basis of such a clarification and on
missive role (see also Soble 1986). It may be unnecessary, some theoretical inconsistencies, I question the current version
however, to address the data Indicating that nonrapists are not of the "adaptation to rape" hypothesis. In addition, I suggest
aroused by rape depictions, because patterns of sexual stimula- some building blocks that I believe need to be incorporated Into
tion (particularly as measured In the cited studies) in humans a revised Information processing model. Finally, I point to the
have not been shown to relate directly to reproductive strategy. need to account for individual-differences data, which have
Consider men who may experience difficulty achieving turaes- revealed contrasting sexual arousal patterns among substantial
cence when highly motivated to perform, or specifically to portions of the male population.
procreate (Masters & Johnson 1970). The findings of laboratory studies on men's sexual arousal. In
T & T's Interpretation of some research findings may have led the laboratory studies discussed by the Thornhills and in addi-
them to overstate their case at times, as may be seen under the tional research in this area, there have been three primary
reasons advanced for considering that coercion may have been dimensions manipulated in sexual portrayals. They are (1) in-
advantageous to our ancestors (sect. 5.1). Contemplating the dications (usually verbal) of the female's consent versus noncon-
traditional psychological literature In terms of evolutionary sent, (2) her physiological reactions of sexual arousal versus
Ideas should Indeed be encouraged, but the Thornhills write disgust, and (3) the degree of violence (i.e., potentially injurious
that there is "strong evidence" that various traits (all measured behaviors such as hitting, cutting with a knife, etc.), which has
In terms of behavior) are evolved - without describing any such ranged from none at all to severe. Some studies varied these
evidence. The studies cited (e.g., Abbey 1982) simply indicate dimensions orthogonally, although unfortunately no study has
that the traits appear to exist; they do not provide evidence systematically varied all three of them. Although space limita-
regarding evolution. tions preclude a detailed review of this literature, I am confident
Not only are some of T & T's interpretations of past empirical of the following conclusions, which differ In some instances from
findings questionable, but contradictory evidence exists as well. the impression created by the Thornhills' discussion.
Harding (1985; also Sanday 1981; Schwendinger & Schwen- Most studies have covarled these three dimensions In de-
dlnger 1985) reports that rape occurs rarely or never In more scriptions of rape versus consenting depictions, so the former
egalitarian societies or tribes and was virtually unknown to some Included verbal nonconsent, disgust reactions, and violence
until learned from outsiders who sought to "civilize" them. while the latter included consent, woman's arousal, and no
Cultural anthropology can provide clues to understanding the violence. It Is clear that when such comparisons are made, most
natural history of male coercive sexual behavior. Natural history men show considerably more sexual arousal to the latter por-
seems to be Inferred In the target article, leaving us to wonder trayals than to the former ones (e.g., Barbaree et al. 1979).
what available Information might support or contradict the When the "main" effects of these dimensions have been assessed
underlying assumptions. Percentages, frequencies, observa- separately, a high degree of violence was found to Inhibit most
tions of Individuals over long terms or under different environ- men's sexual arousal relative to lower levels of violence or no
mental conditions - In short, the kinds of data and detail that violence at all (e.g., Quinsey et al. 1984), although there does
make up a natural history of any other well-studied population - not appear to be research that has included the critical test of the
are lacking here. effects of high violence In the context of a depiction of consen-
In conclusion, Thornhill & ThornhiU's approach Is thought- sual sex (e.g., a consenting sadomasochistic Interaction In which
provoking and generates Important empirical questions. We the man brutalizes and bloodies the woman). Research that
disagree as to which empirical data are appropriate or inap- might be considered an exception to the generalization about
propriate to explore in pursuing the answers. Whether hypoth- the Inhibitory effects of violence (e.g., Briddell et al. 1978) Is

394 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary/Thornhill & Thornhill: Evolution of sexual coercion
discussed below. Descriptions of women's disgust also appear to depiction as by a mutually consenting depiction (both read by a
have an inhibitory effect (e.g., Malamuth & Check 1980b). In female). This study has not been successfully replicated, how-
contrast, verbal nonconsent alone does not appear to inhibit ever (Barbaree et al. 1983), and research has shown that alcohol
sexual arousal, although it is obviously difficult to manipulate expectancy effects of the type used by Briddell et al. (1978) may
this dimension without also including some information about be highly confounded with the demand characteristics of the
the means by which the male coerces the female into sex once experiment (e.g., Knight et al. 1986).
she has indicated her nonconsent. Research that has attempted Second, Quinsey et al. (1981) focused on the effect of telling
to systematically manipulate the consent dimension without men that sexual responsiveness to unusual themes was expected
confounding it with other variables has generally shown that it in the testing situation. The Thornhills believe that this study
does not affect men's sexual arousal, however (e.g., Malamuth & indicates that the "community men who had received permis-
Check 1980b). sive instructions showed a significantly greater response to rape
The Thornhills' "adaptation to rape" hypothesis predicts in- narratives than the community men with regular instructions."
teraction effects between the dimension of consent versus Also, the former community men "did not differ significantly
nonconsent and various other dimensions that are relevant to from the rapists in their response to the rape narratives" (sect.
rape-specific risks. Such evidence would be consistent with 8.2). This community sample did show more sexual arousal to
"regulation specific to sexual coercion" (sect. 12), suggesting both rape and consenting depictions than those without permis-
that men should be differentially sensitive to certain rape- sive instructions, however. There was no differential effect of
specific risks. Although the Thornhills' target article itself will the instructions on responsiveness to rape themes. These data
hopefully stimulate additional studies that systematically assess appear to be inconsistent with the "adaptation to rape" interac-
such interactions, there already appear to be some relevant tion effects described earlier in the target article. Moreover,
findings. For example, the Thornhills' emphasize that the "will- even for these community subjects with permissive instruc-
ingness to use force will be constrained by the countervailing tions, the overall pattern indicated that they were less aroused
desire of displaying sexual 'morality'" (sect. 6). This should lead in response to the rape depictions than the mutually consenting
to an interaction between the consent versus nonconsent di- ones. Given the relatively small size of this sample (n = 10), it is
mension and the conditions of assessment (e.g., permissive not surprising that some of the comparisons only approached
instructions or being required to report arousal). As noted later, conventional levels of statistical significance. Nevertheless,
such an interaction does not appear to have been found. Yet an using sensitive indices such as the "rape index" (sexual arousal to
interaction has been found between the consent dimension and rape depictions divided by arousal to consenting depictions) it
the woman's physiological responsiveness to the sexual ad- was found that rapists had higher rape indices than the com-
vances (e.g., Malamuth & Check 1980b). As elaborated upon munity subjects with permissive instructions. In addition, as the
later, however, the Thornhills and I differ in our views of the Thornhills note, other studies (e.g., Blader & Marshall 1984;
woman's responses dimension. Malamuth 1981b) have not found that normative versus nonnor-
In their review of the laboratory findings, the Thornhills make mative instructions significantly alter men's arousal to rape
an important distinction between the role of violence and depictions.
aggressive control of the sexual partner, but their discussion Third, as the Thornhills correctly note, in the first phase of a
should be clarified somewhat. Although they conclude that study by Malamuth (1981b), males did not show significant
"violence per se will not be sexually stimulating for most men" differences in arousal to a rape versus a mutually consenting
(sect. 9), literature actually demonstrates that the use of vio- version of a slide-audio show narrated by a male voice. These
lence inhibits most men's sexual arousal (e.g., Quinsey et al. two versions were created using a story from a popular erotica
1984). This may be relevant to the Thornhills' "rape adaptation" magazine, however, with little violence in either version and
hypothesis, because if the use of violence could facilitate coer- with the suggestion in the rape version that "she is enjoying the
cive sex, why would inhibition of arousal be found? In this same experience" (Malamuth 1981b, p. 37). In the second phase of
section of their article the Thornhills also refer to the Quinsey et this study, subjects were relatively highly aroused while listen-
al. (1984) study as showing that "men find the theme of noncon- ing to a rape portrayal depicting victim abhorrence, read by a
senting bondage . . . sexually arousing despite the 'absence' of female. It is, however, difficult to determine what the influence
sexual content" (sect. 9). But the descriptions used by Quinsey was of having been exposed only a few moments earlier to highly
et al. in these bondage stories included references to elements arousing visual images, despite the fact that time was allowed
that could be considered "sexual," such as necking, having the between exposures for arousal to return to baseline. The com-
woman with a slender, beautiful body undress and get "her ass bination of hearing the female's description of sexual as well as
high in the air." In addition, while the Thornhills consider the violent content in the second story, particularly if her voice had
data from this part of the study consistent with the "adaptation to subtly seductive qualities, might have led subjects to focus more
rape" hypothesis, the fact that these investigators did not find on the sexual than on the violent content. To be fair to the
any significant differences in arousal to the consenting versus Thornhills, I myself had speculated in this 1981 article that the
nonconsenting versions of these bondage depictions would use of the female voice might have "disinhibited" arousal. What
seem instead to contradict this hypothesis. I am pointing out now is that the use of a woman's voice may not
Disinhlbiting manipulations* The Thornhills point to four main necessarily allow for subjects' "true" arousal to be shown, but it
studies that they contend show that inhibition of men's sexual may be a stimulant in the context of her describing sexual
arousal in response to rape can be eliminated by altering the content. Systematic manipulations are needed in the relevant
conditions of assessment. Unfortunately, in this part of their variables to assess these different interpretations.
discussion they do not distinguish clearly enough between the Fourth, Blader and Marshall (1984) found that when men
nonconsent aspect of rape and the violence that frequently were required to report their arousal (via a lever) during assess-
accompanies it. If we consider the former, then the Thornhills ment, they were less aroused by a violent rape depiction than
and I agree that men generally have been shown not to be when they were not required to report arousal; however, no
inhibited by nonconsent alone. As I attempt to show below, such effect of reporting was evident for the rape-restraint
however, I do not believe that these four studies (and related depiction. The fact that this effect occurred as a function of the
research) have demonstrated the elimination of the inhibitory violence rather than the nonconsent-consent dimension seems
effects of violence on sexual arousal. inconsistent with the rape adaptation hypothesis. It is also
First, Briddell et al. (1978) reported that when undergradu- important to note that under all testing conditions, the rape
ates believed they had ingested alcohol (even though they depictions, particularly the violent version, elicited less arousal
actually had not) they were as sexually aroused by a violent rape than the mutually consenting portrayals.

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

A continuum wersus "adaptation to rape" In attempting to sion regarding "costs" might be verbal indications of nqnconsent
provide some of the ingredients for a model that could account alone. As suggested earlier, however, the processing of informa-
lor the laboratory findings on men's sexual arousal, I begin by tion from these dimensions is likely to occur simultaneously,
noting what I believe is an inconsistency between the Thorn- and the effects of certain combinations are likely to be very
hills' description of a continuum perspective of mating tactics (in different from those of others. For example, if one were to pair
contrast to a dichotomy of forced vs. unforced copulations) and somewhat ambiguous indications of male violence with the
their development of an "adaptation to rape" hypothesis. If rape sexual arousal of a woman, the potential costs would not be
cannot easily be distinguished from varying gradations of other perceived the same as if she responded with high revulsion and
tactics because there are "only arbitrary boundaries between anger.
them" (sect. 7.1), how can there be a specific adaptation to rape? Women's arousal wersus disgust The ideas I have discussed
It would seem more consistent to hypothesize that information provide a rather different interpretation from that given by the
processing mechanisms affecting men's sexual arousal adapted Thornhills to findings based on story manipulations of the
to the costs versus the benefits of using different "mixes" of woman's sexual arousal versus disgust. The Thornhills argue
tactics (honest advertisement, deceptive advertisement, and that this is just one of many variables (e.g., perceived alcohol
coercion) under various conditions. Selection would have fa- intoxication, permissive instructions, etc.) that can be used to
vored the inhibition of males' sexual arousal if the information remove situational inhibitions and to reveal the "true" arousal
processed suggested higher costs than benefits associated with patterns of men. I suggest that within the evolutionary context
sexual persistence in the face of female opposition to the male's this is one of the crucial signals to which men became sensitized
advances. in order to determine the woman's likely responses (and the
Communicating sexual interest. The three dimensions manip- potential costs vs. benefits to them).
ulated in the laboratory may be viewed as multiple informa- The Thornhills believe that a part of the Barbaree et al. (1979)
tional sources communicating the potential costs and benefits to study shows that manipulations of the woman's reactions are not
males of pursuing sexual advances. When signals from different crucial to stimulating men's arousal. They report that this study
"channels" conflicted, such as when the woman verbally denied did not find variations in men's arousal as a function of different
her interest but became sexually aroused physiologically, men levels of a woman's arousal. I disagree with the implications they
were confronted with the need to evaluate to which source they draw from this study. The three stories varying the woman's
should give more credence. arousal were all mutually consenting depictions and varied only
When female resistance was anticipated or actually occurred, in whether the woman was relatively passive or highly aroused.
the means by which such resistance could be overcome would None showed negative reactions such as abhorrence or disgust.
be likely to have different costs associated with them. Here it The importance of portraying a woman as sexually aroused
may be important to distinguish between nonviolent means of versus disgusted may depend on contextual information from
overcoming resistance (e.g., trickery or mere restraint) and other cues. As suggested earlier, if she has indicated her
violent means, by which I mean those that are likely to inflict disinterest verbally, her nonverbal responsiveness might be
physical injury (e.g., hitting, cutting with a knife, etc.). All else interpreted as "discounting" her verbal indications while disgust
being equal, selection would have favored men who were in that context would reinforce the message. There is no reason
sexually inhibited by the use of violence that was likely to to suggest however, that a varying degree of arousal in the
seriously injure themselves or the woman (Malarnuth et al. context of consenting depictions, as in the Barbaree et al. (1979)
1977). Males who were not sexually inhibited by actions causing study, would similarly affect men's perceptions of the "danger"
serious injury, particularly death, to those with whom they signals and thereby influence their sexual arousal.
copulated would have been less likely to bear offspring and Indiwlduai differences. Before closing, it is also important to
would therefore be selected against. This does not mean I am note that there are large individual differences that moderate
suggesting that sex and all forms of aggression are necessarily the effect of manipulations in the depictions that may be masked
incompatible. On the contrary, as also noted by Malamuth et al. in studies that do not take such differences into consideration.
(1977), selection may have favored males who sometimes used Using a variety of theoretically related variables (e.g., reported
force instrumentally for sexual purposes and may have shaped likelihood of raping, sex-role stereotyping, psychoticism, etc.)
the linking of male sexuality with status seeking and dominance we have shown in a series of studies (Barnes et al. 1984b; Check
tendencies. This analysis suggests that it may be critical to & Malamuth 1983; Malamuth 1989; Malamuth & Check 1983;
distinguish between men who use force or even violence instru- Malamuth et al. 1986) that there are powerful interactions
mentally versus those for whom violence is sexually arousing in between such individual-difference dimensions and manipula-
and of itself. The latter group would be considered relatively tions in the type and degree of coercion depicted. The result is
deviant from the arousal pattern of most men. This view is that different groups of men sometimes show opposite patterns
consistent with the observation that among most primates there of sexual arousal. In an evolutionary model such differential
is little injury producing aggression during copulation (Smuts patterns might be accommodated by variations in the likely
1992), particularly since human social evolution is uniquely evolutionary costs and benefits to different men of using various
characterized by "pair bonding" (i.e., long-term, relatively "mixes" of copulation tactics, depending on variables such as
exclusive mating relationships; Alexander & Noonan 1979). their learning histories, access to resources, anticipation of
In keeping with the Thornhills' information processing ap- female opposition to male's sexual advances, and so on. Al-
proach, we might speculate about the evolutionarily based though a full discussion of these is beyond the scope of this
informational utility of the three dimensions used in the labora- commentary, any model that attempts to explain laboratory
tory research. The most powerful signal indicating a high likeli- findings in this area, including that of the Thornhills, should also
hood of injury and therefore high costs might be derived from account for these individual differences in arousal patterns.
the actual description of destructive, violent (i.e., potentially
injury producing) behaviors. I believe that it is this dimension, ACKNOWLEDGMENT
rather than the consent dimension, that is the most important to I would like to thank David Buss and Christopher Heavey for providing
focus on in developing "adaptational" hypotheses. The second valuable feedback on an earlier draft of this paper.
most relevant dimension may be female repulsion or disgust,
which could be a prelude to the onset of additional resistance or
even violence on her part. We can speculate further, in light of
the findings reported above, that the least informative dimen-

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

The evolutionary psychologf of rape and Alternative adaptive models of rape

Linda Mealey
Allan Mazur Psychology Department, College of St. Benedict, St. Joseph, MN 56374
Maxwell School, Syracuse University, Syracuse, NY 13244 Electronic mail: lmealey@csbsju.bitnet
Electronic mail: u1503@suvm.hitnet
Donald Symons, one of the most outspoken proponents of the
Hunger is as natural a motive for eating as libido is for coitus. ubiquity of domain-specific, evolved psychological mecha-
Both appetites increase with the duration of time since the last nisms, suggests that selected, nonarbitrary traits are often
consummation and both are stimulated by the presence of intuitively perceived as such, but that when intuition fails, those
attractive objects of consumption. Normally, both appetites are using Darwinian thinking are more likely than others to "carve
satisfied without coercion, but either may be satisfied forcibly, nature at a joint" in their study of the human psyche (Symons
by rape or by robbery of food (or of money to buy food). The 1987a). Using Darwinian logic is thus thought to enhance the
sexes differ more in sexuality than in eating, but still, it is ability to formulate new hypotheses as well as to rule out non-
primarily males who use coercive means in both cases. Darwinian explanations (see also Buss 1991a). After using Dar-
Paraphrasing the Thornhills' opening sentence, one may ask: winian reasoning to postulate an evolved mechanism, the scien-
Is robbing food just a side-effect of hunger, or does it arise tist must then provide evidence that the behavior "is achieved
directly from an evolutionary adaptation to food robbery itself? with a sufficient degree of precision, economy, efficiency, and
The logic of their ensuing target article is as applicable to food as complexity to rule out the operation of unspecialized mecha-
sex, including the six analogous predictions. nisms and/or chance" (Symons 1987a, p. 140). [See also Buss:
The Thornhills' first prediction, that men are aroused and "Sex Differences in Human Mate Preferences" BBS 12(1) 1989.]
perform sexually in both coercive and noncoercive mating, has Unfortunately, the authors of the target article have failed to
its equivalence for food: Hungry men are aroused to eat and will carve nature at a joint in their definition of sexual coercion, and
do so when presented with food, whether it is obtained legally or consequently, they have been unable to formulate and test
by force. Predictions 2-5 also have food equivalents, which hypotheses that suggest a specialized mechanism. Rather, avail-
assert that a successful food robbery is arousing to the robber able data suggest that sexual coercion is better explained as part
("stolen sweets"); robberies are committed more by younger of a spectrum of sexual strategies generated by less specific, yet
than older men, and more by men of low than high socioeco- still adaptive rules.
nomic status; and men are more likely to rob food when their Carwing nature at a joint: The complexity of sexual interactions*
social reputations will be unharmed. Probably all these claims There is virtually no disagreement among Darwinians that
are correct (Katz 1988). males, on the whole, will be selected to be more promiscuous
Prediction 6 does not have a clear equivalent for food, but I and more sexually aggressive than females. Females, on the
think its spirit is captured by the prediction that food robbery is other hand, will be coyer and more likely to attempt to extract
especially likely to occur when a hungry robber learns that his various forms of investment (e.g., resources or emotional com-
mate, whom he trusted, has been deceitfully withholding food mitment) from their partners in exchange for sexual access. This
from him. Intuitively, we expect that the robber, seeking differential approach to sexual encounters inevitably sets up
retribution, will wrest thefoodaway, rather like the Thornhills' conditions of male-female conflict (e.g. Buss 1989b; 1991b). As a
cuckold will force sex from his deceitful mate. result, males use a variety of strategies to try to influence their
If one accepts the Thornhills' argument that men have psy- partners, and, as Thornhill & Thornhill (T & T) point out, these
chological traits designed for the specific purpose of rape, one strategies range from "honest advertisement" to a continuum of
should by the same reasoning, accept that men have psychologi- deceptive and coercive tactics.
cal traits designed specifically for food robbery as well. Rape is a Females also use a variety of tactics to influence their partners
special strategy to satisfy sexual desire. Food robbery is a special (e.g., O'Sullivan & Byers 1990). That females are selected to be
strategy to satisfy hunger. In both instances, the case is made coy will mean that sometimes saying "no" really does mean "try a
that our psychology is evolutionarily designed for that particular little harder." In fact, women who have been "date raped" are
special strategy. more likely to continue dating the "perpetrator" of the rape than
We can make the argument more specific yet. All six predic- are females who were sexually assaulted by their partner but
tions made for food robbery apply - and are probably true - for who thwarted the rape attempt (Wilson & Durrenberger 1982).
any specific kind of food robbery, say, for robbing cheese Several explanations have been put forth to explain this phe-
Danish. It would then follow that evolution has given us a nomenon (see Ellis 1989), but I have not yet seen anyone
psychology especially designed to rob cheese Danish. At this suggest that soliciting rape might be a female strategy: Analo-
level of specificity, if not before, the argument becomes gous to the "sexy-son" model of sexual selection, women who
unconvincing. selected as mates those males who persisted in copulation
Where are we left? The Thornhills have given us a set of attempts would in turn have sons who were more successful at
assertions that ought to be true if men are especially designed to copulating than females who did not select mates based on this
rape, but they acknowledge that these assertions also ought to criterion.
be true if men are not so specially designed. What, then, is the The result of this complex situation is that sexual "persua-
validity of using this evidence as an argument for special design? sion," "coercion," and "rape" are hard to delineate, just as
For me it is sufficient to assume that evolution gave us "persuasion" and "coercion" are in other social settings. This
motives for sex and food. Whether these are obtained forcibly or intergradation of strategies and contexts suggests that one or
not depends on how much our appetites are whetted, on the more general mechanisms (such as emotion) come into play
availability of objects of consummation, and on the efficacy of during male-female conflict, rather than that a specialized,
societal constraints against coercion. context-specific mechanism has evolved that leads to rape.
The critical prediction. T & T note that of their six predictions,
only one is helpful for distinguishing between the rape-specific-
mechanism hypothesis and the "byproduct" hypothesis - the
prediction that: "Achieving sexual control over a woman by force
will be sexually arousing to men." Although they claim to have
found support for that prediction, a review of the literature they

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Commentary/Thornhill & Thornhill: Evolution of sexual coercion

cite (Blader & Marshall 1984; Malamuth 1981b; Malamuth & is presented as a fundamental and necessary theoretical shift
Check 1980a; 1980b; 1983; Malamuth et al. 1980) shows clearly that greatly alters the types of predictions that can be used to
that male sexual arousal decreases as female resistance, pain, decide between the "adaptation" and "side-effect" hypotheses. I
and disgust increase. In addition, since the "rape" depictions suggest that the switch from behavior to psychological mecha-
viewed in these studies are intended to be similar to por- nisms has more to do with terminology than substance, how-
nographic depictions of rape rather than to "real" rape, the ever, and that exaggerating the significance of this shift hinders
prediction that most males would be aroused in response to attempts to determine the evolutionary basis of human rape.
truly forceful stimuli or conditions remains unsupported. Exist- The Thornhills follow other proponents of evolutionary psy-
ing data in fact indicate that contrary to T & T's prediction, chology in distancing themselves from earlier approaches by
extraversion, which is positively correlated with reported likeli- dismissing the role of behavior in their analysis: "An empirical
hood of using force to attain sex and with reported actual use of focus on rape behavior rather than on rape psychology is not
force, is negatively correlated with enjoyment of such episodes appropriate, . . . There is nothing about rape behavior it-
(Barnes etal. 1984a). Psychoticism, on the other hand (more like self . . . that could indicate whether or not there is rape-specific
psychopathy), is positively correlated with enjoyment, suggest- design" (sect. 3, para. 3, emphasis added; see also Cosmides &
ing differential reinforcement of coercive behavior in different Tooby 1987; Symons 1987a; 1989; 1990; Tooby & Cosmides
phenotypes (see Ellis 1991). 1989; 1990a). Although the fact that the Thornhills proceed to
Indiwidual differences and heritability* That even relatively analyze behavior throughout the rest of the target article indi-
homogeneous individuals (college students) differ significantly cates that these statements are not to be taken literally, this
in their propensity to rape and their response to rape also argues extreme rhetoric is used to justify excluding types of data
against the psychological mechanism model. T & T say they discussed in their earlier work. For example, the cross-species
expect zero heritability in the propensity to rape, because, as a comparative method, which was once claimed to be "a major
highly selected, species-wide strategy, genetic variance would strength" of the Thornhills' explanation of rape as an adaptation
have been selected out, leaving only environmental variables (Thornhill & Thornhill 1987, p. 286), is now claimed to be
explaining differences in strategy (see Crawford & Anderson irrelevant to the new psychological approach (sect. 3.3, para. 1).
1989). Yet even in studies of nonrapists, Malamuth and Check The Thornhills also follow the position of other evolutionary
(1983) and Barnes et al. (1984a) found differences in a "likelihood psychologists when they claim that data on offspring production
of raping" scale, which correlated with personality differences are "irrelevant to the rape-adaptation hypothesis" (sect. 3.2,
known to be substantially heritable - extraversion and psychot- para. 1). Although caution must be used in interpreting all types
icism on the Eysenck Personality Questionnaire (Eysenck 1990; of data on rape (see Crawford & Galdikas 1986; Palmer 1988;
Neale et al. 1986). 1989a; 1989b; 1991a), the complete dismissal of these bodies of
T & T acknowledge that some personality features that may data as irrelevant requires greater justification than is provided
"contribute" to rape may be heritable, but they go on to write in this target article (see Irons 1990; Palmer 1991b).
that this fact is irrelevant to whether or not there is a specific Taking the place of the excluded types of evidence are many
rape adaptation; clearly it is not irrelevant. Extraverts are more new predictions. The most prominent of these concern experi-
likely to participate in all kinds of sexual activities than intro- ments on the sexual arousal of males exposed to audio and visual
verts, including the use of coercive tactics (Barnes et al. 1984a; depictions of different types of sexual encounters. Because the
Eysenck 1976); this fact, too suggests that "coercive strategies" interpretation of these data is cast in terms of psychological
are simply part of a continuum of more general sexual strategies mechanisms instead of correlations between behavior and en-
that vary as a function of both heritable and nonheritable factors. vironmental variables, the emphasis evolutionary psychologists
Other models. In an earlier paper (Thornhill & Thornhill have placed on these mechanisms being "domain-specific" be-
1987), the authors of the target article noted that population comes crucial (see Cosmides & Tooby 1987; Symons 1987a;
variation in the use of adaptive strategies can be achieved in 1989; 1990; Tooby & Cosmides 1989; 1990a). Although the
several ways. They included in their list: genetic differences existence oionly a few general-purpose learning mechanisms is
between individuals; the use of mixed strategies by individuals; unlikely, some psychological learning mechanisms are almost
and the use of species-wide, condition-dependent strategies certainly more general-purpose than others (see Alexander
(such as the ones they are positing here). They left out: heritable 1990). The danger in overemphasizing the domain-specificity of
variations in behavioral thresholds, and developmentally con- psychological mechanisms is that it can lead to the assumption
tingent, species-wide strategies (see Buss 1991a); both of these that a given correlation between behavior and environmental
models seem to be more plausible than the mechanism T & T variables is produced by a mechanism designed specifically for
favor. [Interested readers should consult Palmer (1991a) regard- that particular situation. This appears to have taken place in the
ing the philosophy behind these approaches and Ellis (1991) and analysis of data showing that men become aroused by depictions
Rowe et al. (1989) for the models themselves.] of the nonconsenting bondage of women. In reply to the Thorn-
hills' question, "why should this scenario be interpreted as
sexual at all, unless there is adaptation to rape?", I would suggest
that the males' arousal results from their anticipation of sexual
acts to follow the bondage, and that this anticipation results from
inns wdirsus teoiiwior: more general-purpose psychological mechanisms with which
they have simply learned that the bondage of women is often
followed by sexual acts. Hence, the arousal of males in response
to images of females being tied up only implies that males are
Craig T. Palmer aware that rapes occur, not that males have been designed by
Institute of Social and Economic Research, Memorial University of natural selection to rape.
Newfoundland, St. John's, Newfoundland, Canada A1C 5S7
My final comment concerns the claim that there is a "con-
The target article is another example of Randy and Nancy tinuum" of human matings and that all divisions such as
Thornhills' laudable ability to generate many diverse predic- rape/nonrape, forced/unforced, or coerced/uncoerced are
tions from alternative hypotheses. The main difference between based on "only arbitrary boundaries" (sect. 7.1, para. 1). If all
this paper and their earlier attempts to provide an evolutionary such boundaries were really arbitrary and nonobjective then the
explanation of human rape (Thornhill 1980; Thornhill & Thorn- entire question of whether or not there is adaptation to rape (or
hill 1983; 1987) is that adaptation is now being sought in to coerce sex) would become meaningless because there would
psychological mechanisms instead of behavior. This difference be no way to test any of the predictions generated by the

398 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary /Thornhill & Thornhill: Evolution of sexual coercion
Thornhills. For example, how could it be determined that specific versus general-purpose adaptation dichotomy. To de-
young men "exhibit more coercive sex than older men" if there cide between these two adaptive scenarios, T & T examine six
were no way to objectively distinguish an act of coerced sex from predictions against a wealth of empirical data on human rape.
an act of uncoerced sex? The problem becomes compounded They are themselves the first to recognize, however, that in the
when one tries to "examine the sexual responses of nonrapist end this exercise fails to falsify either hypothesis. One is there-
[and rapist] men to sexually coercive and noncoercive stimuli in fore left to wonder whether these are truly competing hypoth-
the lab." Not only would it be impossible to decide which slides eses and if so, what tests would have really succeeded in
or audio tapes to label as coercive or noncoercive, but it would discriminating between them; and if not, whether the dichot-
also be impossible to assign men to the rapist and nonrapist omy on which they are predicated might not itself be ill-
categories in anything but an "arbitrary" way. The fact that talk conceived from the start. To try to answer these questions, I will
about "rape" and "coercive sex" does "make sense" implies that briefly examine the authors' main conclusions.
the meaning of these terms is not arbitrary (see Palmer 1991a; T & T devote the largest part of their review to laboratory
1991b). studies of men's sexual arousal in response to rape scenarios.
In conclusion, the adoption of evolutionary psychology may They conclude that all other current data, with the possible
have helped the Thornhills generate new predictions, but the exception of these, are compatible with both hypotheses (sect.
overemphasis on the "newness" of the approach has hindered 12). I will therefore limit my comment to the discussion of the
their diligent efforts to determine the evolutionary basis of laboratory evidence.
human rape. This, despite the fact that the Thornhills point out The studies reported use a variety of experimental, designs,
that hypotheses about psychological mechanisms were "im- which makes their comparison difficult. Some studies find that
plicit" in their earlier works. In fact, all of the predictions in nonrapists show little arousal in response to rape depictions,
Thornhill and Thornhill (1983) can be so easily reworded in others that they do, but only if the victim becomes aroused, and
terms of psychological mechanisms without changing their still others that these findings can be reversed by factors such as
meaning that Paul Turke has called this 1983 paper an example the narrator's gender or the subjects' feelings of normality or
of evolutionary psychologists applying their theory (Turke 1990, security in being aroused. If there is a common thread running
p. 306). The similarity between evolutionary psychology and through these diversefindings,the general adaptation explana-
earlier approaches results from the fact that what evolutionary tion seems more likely to reveal it than the specific one,
psychologists call discovering psychological mechanisms in- provided that a third component is appended to the general
volves essentially the same steps that have always been involved framework: In addition to a species-wide male desire for sex and
in determining whether the precision and efficiency of the a willingness to use coercion to attain goals, it is likely that there
behavior indicates that the behavior has been "designed" by also exists a general tendency on the part of individuals to make
natural selection (see Williams 1966). Contrary to some of the cost-benefit assessments of the outcome of their potential ac-
extreme claims by evolutionary psychologists, both approaches tions. If so, the perception of low risk that is engendered by
simply involve the observation of patterns of behavior in relation being made to feel secure in the experiments (not having to
to environmental variables. An objective consideration of all report one's arousal, being told that responding to unusual
relevant data, based on a realization that the difference between stimuli is normal, being under the (placebo) influence of alcohol,
studying behavior and studying psychological mechanisms does etc.) - not to mention the low risks intrinsic to an experimental
not really make a difference may be the key to finally determin- situation itself- might well explain the above results as part of a
ing whether or not human rape is an adaptation. favorable cost-benefit calculation without having to invoke a
specific adaptation to rape. T & T allude to this third possibility
(sect. 10), but they do not interpret the experimental evidence
in relation to it.
Hence rape (or fantasies thereof) would sometimes occur as
Specific versus general adaptations: Another the result of the particular interplay of three general-purpose
unnecessary dichotomy? adaptations that would also function in a large variety of other
situations not specifically related to rape. This seems a more
Daniel Perusse parsimonious and powerful explanation because it would ac-
Department of Human Genetics, Medical College of Virginia, Richmond, VA count for both widespread behaviors (e.g., courtship) and par-
23298-003 ticular ones (rape). Specific adaptations might exist, to be sure,
Electronic mail: dperusse@gems.vcu.edu but to contrast the power of the two approaches, let us consider
Thornhill & Thornhill (T & T) have provided a valuable review of deviations other than rape. T & T mention bondage and spank-
the natural history and experimental studies on human rape. In ing, implying that an absence of arousal to tied-up men on the
doing so, they have enriched our understanding of men's and part of women would reinforce the hypothesis of a specific male
women's divergent sexual psychologies. Specifically, their view adaptation to rape. I suggest: (a) Women would indeed show
of coercive and noncoercive male sexuality as a continuum, in such a lack of arousal, but it would be entirely compatible with
which male coercion appears much more significant than pre- the general gender dimorphism in sexual interest predicted by
viously appreciated, is original and compelling. They also pro- sexual selection theory, (b) Numerous men would find being
vide novel insights about how male and female psychosex- tied-up very arousing, as suggested by the vast amount of
ualities might interplay, with men having evolved, for example, pornographic material devoted to "female domination." In fact,
to find women's sexual arousal exciting because it would have the Diagnostic and Statistical M.anual of Mental Disorders
been interpreted as a cue to sexual exclusivity and high proba- (1987) estimates that sexual masochism (a fantasy often involving
bility of paternity. Implicit in this hypothesis is the equally being raped) is 20 times more prevalent in males than in
interesting notion that females have evolved to experience females. The other DSM-III-R paraphilias are diagnosed in
sexual arousal mainly in stable pair bonds that were the ones males only and include such fantasies as fetishism (the sexual
most likely to have led to male parental investment. In the involvement with inanimate objects, usually female undergar-
tradition of Symons (1979), Daly and Wilson (1983), and others, ments) and voyeurism, which is often catered to by the por-
these reflections point to the existence of complexly asymmetric nographic industry by providing male clients with depictions of
yet intricately interlocking male-female sexual psychologies, for women in the act of lesbianism.
which conventional studies lacking an evolutionary framework I suppose one could provide specific adaptive hypotheses for
have failed to provide alternative explanations. all these deviations (e.g., men might be aroused by the sight of
Less convincing, however, is the casting of the article in the sexually interacting women as this might be a clue, in our

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 399


Commentary/Thornhill & Thornhill: Evolution of sexual coercion
evolutionary past of male polygyny, of an especially good en- senting cues (Harris et al. submitted), it also better predicts
tente between co-wives, which would favor husband reproduc- future sexual recidivism among rapists (Rice et al. 1990).
tive success). I would also suspect that such fantasies are fairly It is important to note that high levels of brutality in the
common among males (consumers of pornography being the depictions of rape facilitate the differentiation of rapists from
"average man"), and that laboratory studies would find ample nonrapists in phallometric assessments. For example, the bond-
evidence for specific male arousal from graphic depictions of age and spanking stimuli in the Quinsey et al. (1984) study
such situations. All these findings, however, seem more eco- probably did not differentiate between rapists and nonrapists
nomically interpretable as the results of a general adaptive and because they were too "soft." Incidentally, these stimuli, con-
obsessive male interest in all things sexual, of which the specific trary to their description in the target article, were unam-
actualizations are probably better pursued in individual on- biguously sexual in nature.
togenies than in phylogeny. Thus, although the phallometric literature supports the view
that males show sexual arousal to both consenting sex and to
rape, there are large and consistent differences shown in the
amount of their relative interest in these depictions. Not sur-
prisingly, men who stalk and rape women in a repetitive and
iediwidua! differences in predatory manner report greater interest in coercive and violent
rape sex and the use of more violent imagery in masturbation, and
they show greater arousal to brutal rapes (in comparison to
Vernon L. Quinsey consenting activity) than date rapists or nonrapists.
Forensic/Correctional Studies, Psychology Department, Queen's University, Although under normal testing conditions brutal rapes elicit
Kingston, Ontario, Canada K7L 3N6 much less sexual arousal among nonrapists than consenting sex
Electronic mail: quinseyv@qucdn.queensu.ca
(e.g., Quinsey & Chaplin 1984), it is nevertheless clear that men
The target article argues that all males are equally sexually in general show at least some interest in coercive sex and that
aroused by consenting and nonconsenting sexual interactions. the degree of this interest can be facilitated in a variety of ways.
Most of the evidence that is cited in support of this assertion This does not falsify the idea that an interest in coercive sex may
comes from phallometric studies of sexual interest in audiotaped be an adaptation, however. In the case oiPanorpa scorpionflies,
scenarios depicting consenting intercourse and rape. These where males have evolved notal organs and abdominal claspers
laboratory studies show, as Thornhill & Thornhill (T & T) assert, to facilitate coercive copulations, males still appear to prefer
that both incarcerated rapists and nonrapists (or, at least, un- unforced matings to rape (Thornhill 1980).
identified rapists) show sexual interest in depictions of both Of course, there is, as T & T assert, much more to rape
consenting intercourse and rape. behavior than sexual interests or a specific adaptation. A variety
The observation that males show some sexual interest in of cultural factors clearly influence rape rates (for a review see
depictions of both consenting intercourse and rape, however, Quinsey 1984). In addition, there are other individual differ-
does not preclude substantial individual differences among ences among men that affect their propensity to rape. In line
them in the degree of their relative interest in these stimuli. with one of the side-effect predictions of the target article, for
Phallometric studies frequently find that incarcerated rapists example, men who are insensitive to social sanctions are more
show an equal or greater amount of sexual arousal to depictions likely to rape than other men: Among rapists, those who have
of violent brutal rapes than to descriptions of consenting sexual high scores on the Psychopathy Checklist are much more likely
activity, whereas nonrapists are more aroused by consenting sex to rape again than those with low scores (Quinsey et al.,
than by rape descriptions. The degree of relative interest in rape submitted; Rice et al. 1990).
compared to consenting sexual activity, expressed as difference Although I accept T & T's contention that a rape-specific
scores or ratios, discriminates rapists from nonrapists (Barbaree adaptation might not be reflected behaviorally in a straightfor-
et al. 1979; Harris et al. submitted; Quinsey & Chaplin 1982; ward manner, the lack of such a correspondence makes it
1984; Quinsey et al. 1981; Quinsey et al. 1984). Incarcerated extremely difficult to test empirically. Phallometric assessment
rapists show more relative interest in rape cues than nonrapists data offer one of the few ways of deciding between rape specific
even in studies where both groups show less sexual arousal to adaptation and the side effect hypothesis. As discussed above,
rape than to consenting sex (Baxter et al. 1986, p. 518). These phallometric data have both discriminant and predictive valid-
findings are rather remarkable, because rapists who are assessed ity. Laboratory studies indicate that nonrapists respond less to
in a forensic context have exceptionally strong incentives to rape cues, the more violent and brutal these stimuli are; rapists
show low sexual arousal to rape stimuli. Because phallometric respond relatively more to these stimuli; heterosexual males,
technology is not immune to dissimulation (Quinsey & Chaplin whether rapists or not, do not respond to nonsexual violence
1988), it is very likely that the literature substantially underesti- involving males but some rapists become aroused to nonsexual
mates the amount of sexual arousal these stimuli occasion among violence directed toward females. Rapists who respond to such
rapists. violence are more likely to have injured their victims in the past
Rapists are differentiable from nonrapists in phallometric (Quinsey & Chaplin 1982; Quinsey et al. 1984). Rapists who
assessments even when the nonrapists are instructed that sexual show greater relative arousal to depictions of rape are more
arousal to unusual stimuli is both common and expected likely to rape again (Quinsey et al. submitted; Rice et al. 1990).
(Quinsey et al. 1981). Although it is true, as T & T assert, that In my view, these findings support a modified view of the
nonrapists increase their responses to rape cues under these rape-specific adaptation hypothesis. If we suppose that natural
"permissive" instructions, in the Quinsey et al. (1981) study they selection may have made connections between dominance,
simultaneously increased their responses to consenting cues, aggression, and sexual arousal easy for men to learn (Quinsey
too, so that their relative arousal to consenting and nonconsent- 1984), one can explain individual differences among them in
ing stimuli still differentiated them from rapists. their sexual interest in rape and one can derive testable predic-
From the viewpoint of individual differences in male sexual tions concerning the relative learnability of particular associa-
preferences, the comparison of sexual arousal to rape and tions between biologically relevant stimuli and sexual arousal.
consenting sex cues is more important than the absolute magni- This evolutionary approach, together with a specification of the
tude of the response to either. Relative sexual arousal in re- proximal environmental determinants of rape and other person-
sponse to brutal rape cues in comparison to descriptions of ality characteristics and beliefs that are associated with a pro-
consenting sex not only better discriminates rapists from nonra- pensity to rape, could provide a complete account of rape
pists than absolute levels of responding to either rape or con- behavior.

400 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary/Thornhi\\ & Thornhill: Evolution of sexual coercion

Psychological adaptation: Alternatives and payoff of rape is likely to be greater for low socioeconomic status
implications men.
My second point concerns the ontological implications of the
psychological adaptation theory. As the Thornhills write, this
P. A. Russell theory implies "that men have psychological traits whose under-
Psychology Department, King's College, University of Aberdeen, Old lying genes are virtually fixed or invariant in the human gene
Aberdeen AB9 2UB, Scotland
pool" (sect. 3.4, para. 2). This is equally true whether coercive
It is fascinating to see evolutionary biologists tackling aspects of sexuality is the result of specific selection or of selection for other
human behaviour that were once the virtually exclusive pre- traits, such as male aggression. Both imply that men possess
serve of psychologists and social scientists operating in the genes promoting rape. Such genes could operate through
context of purely sociocultural theories. Most of the target various mechanisms, including a disposition or preparedness to
article is devoted to the question of whether men's coercive learn, through social experience, to use coercion in sexual
sexuality has been specifically selected for or is a side-effect of encounters. This idea stands in contradistinction to a purely
other adaptations. The authors conclude that the available sociocultural explanation, according to which rape is the out-
evidence is largely equivocal, so the value of the paper lies come of arbitrary cultural values and socialisation processes
ultimately in its synthetic review of the data and in its demon- relating to sexual conduct (at least these are assumed to be
stration of the potential of an evolutionary approach. My com- arbitrary in the sense that they are not genetically constrained.
ments concern two issues that the Thornhills touch on without They may not be literally arbitrary, if, for example, they are seen
elaborating. Both have implications beyond the evolutionary as serving some social function such as maintaining the power of
analysis of coercive sexuality, for the evolutionary analysis of men over women).
human behaviour generally. The psychological adaptation theory and the purely sociocul-
One issue relates to the alternatives to an evolutionary the- tural theory may have very different implicationsforhow one is
ory. Sociocultural. theories of coercive sexuality exist and the to reduce the incidence of rape in societies. If, as sociocultural
Thornhills are clearly aware of them. The possible roles of social theorists maintain, rape is promulgated as a result of the way
learning and socialisation are mentioned briefly in section 3.1, men are socialized (i.e., to be aggressive in sexual encounters
where it is correctly pointed out that such mechanisms are not and to minimise the rights of women to choose whether or not to
incompatible with the assumption that coercive sexuality has have sex) then appropriate changes in socialisation processes
been selected for, whether directly or indirectly through selec- and in the cultural values on which these processes are based
tion for other behaviours such as aggression. What the authors should lead to a reduction in rape. Indeed, on this basis it is
do not consider, however, is the possibility ofapurely sociocul- possible to conceive of a society in which rape is absent, except
tural theory. No doubt this is because, as evolutionary biolo- perhaps as a genuine pathology. The implications of the psycho-
gists, they can scarcely countenance such a notion. They take it logical adaptation theory, however, are less clearcut. Does this
as read that sexual coercion is the result of psychological adapta- theory predict that changes in cultural values and socialisation
tion: This follows from the central evolutionary axiom that processes would have less effect on the incidence of rape,
"Psychological adaptation must somehow causally underlie all because the rape-promoting genes would place limits on the
human feelings, emotion, learning, and behavior" (sect. 3, para. responsiveness of men to such changes? Or is it that the effects of
2, emphasis added). I happen to agree with them, but it is worth these genes are specific to the kind of social environment in
noting that although this is axiomatic to evolutionary biologists, which they were originally selected, that is, one in which
it is certainly not axiomatic to many social scientists. The latter socialisation favours rape, so that their effects in other social
will require convincing that there is a need to base theories on environments, including an environment in which socialisation
the concept of psychological adaptation: In the long run this will does not favour rape, are unpredictable? Or yet again, is it
probably involve the demonstration that such theories provide a possible that the genes themselves tend to constrain the nature
better data fit than purely sociocultural theories. For some of of cultural values and socialisation processes, rendering it im-
the aspects of human behaviour recently analysed by evolution- probable that a society will develop values and processes that
ary biologists this demonstration is lacking and is often difficult are out of line with the male genotype? These appear to be
to achieve (see, e.g., Russell 1991; Wallen 1989). In the present difficult questions but a psychological adaptation theory of rape
case, however, it seems unlikely that a purely sociocultural can scarcely avoid confronting them. Moreover, questions of
theory can be made to generate the various specific predictions this sort assume a more general importance in the context of
derived from the evolutionary hypothesis (section 6 and else- attempts to understand the relations between the human geno-
where). To the extent that these predictions are confirmed by type and the nature of human societies' and culture.
the data, the evolutionary theory does offer a better fit. One
might argue, however, that this is simply because existing
sociocultural theories are not stated with sufficient precision.
Perhaps theories of this sort can be formulated in such a way as
to generate these predictions. As an example of the kind of Psychological adaptations, development and
argument that can be adduced, consider Prediction 4, that low individual differences
socioeconomic status men will be more inclined to rape. This
prediction can be generated socioculturally in various ways: For Barbara Smuts
example, it can be argued that low socioeconomic status families Evolution and Human Behavior Program, Center for Human Growth and
socialise their sons in such a way as to increase their tendency to Development, Departments of Anthropology and Psychology, University of
engage in coercive sex. Whether all the predictions could be Michigan, Ann Arbor, Ml 48109-1346
Electronic mall: barbarasmuts@um.cc.umich.edu
generated by sociocultural theory, however, is a moot point and
certainly one suspects that, even if they could, the end result Male sexual coercion of women is an important topic for evolu-
might be a motley collection of ad hoc arguments. A great tionary analysis, but the focus by Thornhill & Thornhill (T & T)
attraction of the evolutionary theory here is its ability to syn- on whether or not there exists a specific "rape-adaptation" is not
thesise the data through the use of a single unifying principle, productive. I will indicate four weaknesses of their approach.
psychological adaptation based upon evolved reproduction in- First, the meaning of the terms "rape" and "sexual coercion,"
terest. According to this theory, if low socioeconomic status which T & T explicitly equate, shifts in very confusing ways. The
families do socialise their sons differently, this is not arbitrary. authors point out that male sexual coercion of women occurs on a
Rather, it is ultimately linked to the fact that the reproductive continuum so that one cannot clearly distinguish forced versus

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 401


Commentary/Thornhill & Thornhill: Evolution of sexual coercion

unforced copulations (an idea first proposed by feminists such as A third, related problem involves the authors' assumption
Dworkin [1987], not acknowledged by T & T). According to T & that the responses of mostly young, mainly middle-class white
T, the acts that constitute sexual coercion include an enor- college men exposed to pornographic stimuli in the laboratory
mously varied set of behaviors, ranging all the way from the use necessarily reveal the nature of the psychological adaptations
of violence to the use of "implicit threats" of "withdrawal favored by natural selection in ancestral men. T & T dismiss the
of . . . emotional involvement." T & T ignore the significance of relevance of some kinds of modern evidence, such as current
this diverse behavioral repertoire, however, when they discuss relationships between the use of sexual coercion and male
the hypothesis that men have a "specific rape-adaptation." They reproductive success. They claim that because the modern
give no explicit definition of "rape" in this context, yet all the environment is so different from the one in which we evolved
laboratory studies they cite involve depictions of the use of such relationships tell us little about the adaptive significance of
physical force (or directly threatening the use of physical force) sexual coercion in the past. However, similar reasoning can be
to obtain sex with unwilling women. They cite no laboratory used to argue that because modern white male college students
evidence, or other kinds of experimental evidence, relevant to have grown up under conditions very different from those in
the other kinds of coercive behavior they describe earlier. which our ancestors developed significant discrepancies are
In addition, T & T claim that the "rape-adaptation" hypothesis likely to exist between their psychology and the psychology of
can be tested most directly by finding out whether "gaining ancestral men. Suppose, for example, that men possess evolved
physical control over an unwilling sexual partner by force should psychological mechanisms that help them identify the likely
be sexually arousing to men." The laboratory evidence that they costs and benefits of various behavioral tactics based in part on
include and the emphasis on a link between the use of physical observations of the behavior of other men and its consequences,
force and sexual arousal strongly suggest that when T & T as suggested by Draper and Harpending (1988). In our society,
discuss "rape-adaptation" they are referring to acts that fall at the boys and young men are bombarded with media images telling
extreme end of the continuum of sexual coercion they pre- them that sexual coercion of women is both sexually stimulating
viously identified. Failure to acknowledge this shift from a focus and socially acceptable (i.e., low cost). Such developmental
on a wide range of coercive behaviors to a focus on forced experiences could play an important role in producing the male
copulation allows T & T to gloss over a major inconsistency in psychology that T & T characterize on the basis of laboratory
their target article. If, as they first claim, sexual coercion studies. To deny that development in different environments
involves a wide range of diverse behaviors, then the existence of can result in very different psychologies, as T & T implicitly do,
one specific underlying "psychological adaptation" seems un- is tantamount to claiming that psychological adaptations are
likely. Furthermore, if such an adaptation were hypothesized, it genetically determined, rather than viewing them as products of
could be tested only by referring to evidence concerning the full a complex interaction between genetic makeup and individual
range of sexually coercive behaviors. On the other hand, if, as experience.
they later imply, the "rape-adaptation" hypothesis refers only to Afinalproblem concerns the failure to use the comparative
physically forced copulations, then no rationale has been pre- method to analyze evolutionary phenomena. T & T seem to
sented for isolating the extreme end of the continuum of sexual think that because the hypothesized psychological adaptations
coercion as a meaningful unit for evolutionary analysis. underlying sexual coercion evolved in ancestral humans infor-
T & T justify their search for an underlying psychological mation about sexual coercion in other animals and in various
rape-adaptation by arguing that "it seems reasonable to assume human societies today is entirely relevant to investigating the
that ancestral human males increased their reproductive suc- nature of these adaptations. Such information is critical, how-
cess by rape." However, whether this assumption seems reason- ever, to developing hypotheses about both the adaptive prob-
able depends critically on the definition of rape one uses. Are lems our ancestors faced and the environmental conditions that
the authors referring here to the full range of sexually coercive influence the reproductive costs and benefits associated with
behaviors, or only to physically forced copulations? Probably particular forms of sexual coercion (Smuts 1991a; 1992b). In
few would disagree that men have long used their ability to addition, obtaining such information would be the most direct
withhold or withdraw social and economic resources to obtain approach to the authors' stated goal to "identify the kinds of
matings they would not have obtained otherwise, but this is a far social contexts that discourage coercive sex." If we fail to use
cry from the argument that rape per se - using force to obtain information from other species, and particularly from other
copulations - increased male reproductive success in the past. If cultures, proposed characterizations of human adaptations are
it did not, there is no justification for proposing a psychological likely to be little more than "just so" stories that rationalize the
adaptation specifically designed to achieve it. particular manifestations of human nature that develop in twen-
A second problem concerns the authors' failure to consider tieth century America.
how development affects psychological adaptations. Although
they rightly emphasize that expressions of sexually coercive
behavior vary depending on environmental conditions, they
completely ignore a second major source of variation: individual Selection for rape or selection for sexual
differences in response to the same conditions. Nearly all of the opportunism?
laboratory studies T & T cite reveal a considerable range of
responses to experimental stimuli, even among subjects who Eckart Voland
belonged to the "same group" (e.g., "nonrapists"). A focus on Institut fuer Anthropologie, Universitat Goetiingen, W-3400 Goettingen,
"average" responses ignores this variability. T & T implicitly Germany
deny the existence of individual differences by repeatedly using Electronic mail: ewoland@dgogwdg1 .bitnet
phrases like "men are sexually aroused by physical control of an In my view, three points especially contradict the rape-specific
unwilling mate through force" (when, in fact, the studies they adaptation hypothesis:
describe indicate that some men find such aggressive control (1) The reproductive success of rapists is marginal (and was
arousing and some men do not. Attempts to characterize the probably marginal as well in the Pleistocene era). If the rape-
psychological adaptations underlying sexual coercion must focus specific adaptation hypothesis were correct, then Pleistocene
on the developmental processes by which such important indi- males would have had to increase their personal reproductive
vidual differences come about. Because T & T completely success to a significant degree through sexual violence against
ignore individual differences and their developmental precur- females. This appears to me to be improbable because rapes
sors, their analysis comes dangerously close to biological rarely lead to the birth of a viable child, as women react to
determinism. personal stress experiences with various forms of reproductive

402 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Commentary/Thorehill & Thornhill: Evolution of sexual coercion

dysfunction (Ellison 1990; Wasser & Isenberg 1986). I cannot phisticated psychology, namely, the problem of recognizing and
think of any reason why these evolved mechanisms, which characterizing psychological adaptations. Specifically, the au-
protect women against unfavorable pregnancies, should not also thors grapple with the question of how one decides whether (a)
have worked in the Pleistocene era. Rape is a high-risk/low- human male minds manifest "design" features that have evolved
benefit strategy, which is not worth the gain and is therefore not for purposes of sexual coercion, or (b) such coercion is better
subject to any great selection pressure. understood as an incidental consequence of mental adaptations
(2) Human sperm competition is obviously a female-driven whose functions reside elsewhere. We expect that many will
phenomenon. Female sexual disinterest in their partners can reject this framework, and yet the framing of this question (rape-
have innumerable causes, including a general loss of libido. This specific adaptation versus rape as a byproduct of other adapta-
would be more likely to reduce the probability of extra-pair tions) should not be controversial. The only available alterna-
copulations, contrary to the hypothesis presented in the target tives to evolutionary adaptationism are creationism or the denial
article. If men were to assess the sexual disinterest of their wives that adaptive function is a scientifically useful concept; both
as a sign that their wives were maintaining extramarital relations stances are sterile. More appropriate subjects for debate are
(section 1.1), they would, without a doubt, be wrong more often Thornhill & ThornhilFs (T & T's) specific arguments about the
than they would be right. On the contrary, they should be predictions that may be derived from these alternatives and
particularly concerned about their paternity when their part- their interpretations of the evidence.
ners show above-average sexual demands, because, as Bellis As T & T argue, present-day occurrences of sexual coercion
and Baker (1990) have been able to demonstrate, female sexual must somehow be the outcome of a masculine psychology that is
unfaithfulness correlates positively with in-pair copulations. sensitive to cues or other informational tokens of situational
Human sperm competition is obviously a female-driven phe- predictors of statistically expectable fitness consequences in the
nomenon and not a male-driven one. past. There is an obvious adaptive rationale for persistent male
The converse conclusion also appears to be problematic. Men sexual interest in the face of lesser female interest, and there is
do not perceive female sexual arousal as stimulating because an obvious adaptive rationale for agonistic capability and the
they can interpret this as an expression of exclusive pair rela- effective communication of threat when others' interests are in
tions (sect. 6, predictions 2-5) but because they react to sexual conflict with one's own. There is surely sexual adaptation and
opportunities. How else would prostitutes be able to stimulate there is surely coercive adaptation, but it does not follow that
business, except by sending signals of willingness to engage in there is psychological adaptation for specifically sexual coercion.
sex? No client thinks of an exclusive-partner relationship with a In trying to decide whether such adaptation exists, T & T pay
prostitute - not even unconsciously - or does he? considerable attention to comparing coercive and noncoercive
(3) Men are sexually aroused and competent only or primarily sexuality, but they pay no attention to a comparison that may be
when they perceive that a woman is interested or not resisting equally relevant: sexual versus nonsexual coerciveness.
coitus. In my view, prediction 1 is more likely to be falsified than T & T argue that the historical incidence of female refusals has
verified. The Thornhills themselves formulate the decisive been an adaptive problem for males that has shaped male sexual
criterion: "In contrast, the rape-adaptation hypothesis would be psychology to include coercion. And yet, by the same reasoning,
falsified by evidence that men are sexually aroused and compe- coercive tactics must have had fitness consequences in other
tent only or primarily when they perceive that a woman is areas of interpersonal social conflicts. So how specific should the
interested or not resisting coitus" (sect. 6). But it is exactly this claims be about sexual coercion as an adaptation? We venture
that corresponds to daily experience. Men are regularly sur- that a review of the literature on robbery or other personal
rounded by women who act sexually neutral without being property offences, on slavery, on warfare, and even on politics,
constantly aroused. Only signs of sexual interest and willingness would reveal that conflict in these domains has been a poten-
trigger prompt sexual arousal. It may very well be that these tially potent selective context for the evolution of carefully
signs work subtly, however, and it is probably not always modulated coercive capabilities. If this is the case, then the
possible to decode them clearly, which is why sexual com- interesting task for selection-minded psychologists is to unpack
munication is disturbed and can be extremely conflict-laden. the phenomenon of the use of coercion in different contexts and
This does not change the fact, however, that male sexual arousal then evaluate what (if any) are the distinct features of specifically
is primarily a function of signaled (real or presumed) oppor- sexual coercion.
tunities. In my opinion, all of the empirical evidence of phal- According to T & T, male scorpionflies have a clamp that is
lometry research reviewed by the Thornhills can also be inter- designed for retraining unwilling females. A (the?) major reason
preted in terms of a general psychological adaptation: Sexual for believing this to be a rape adaptation is that it is evidently
opportunities arouse men; the more consent there is between used in no other context. (But even if males also used their
the partners, the more they do so. clamps to grapple with rivals or prey, it might be possible, in
My three points cannot disprove the rape-adaptation hypoth- principle, to ask whether the detailed topography and function-
esis, of course. Pursuant to the role of "Ockham's razor," ing of the clamp implied that it was specifically adapted for
according to which the most economic explanation is to be restraining mates.) Is there anything analogous to the scor-
accepted in case of doubt, the side-effect hypothesis should pionfly's clamp in the evolved structure of human male behav-
function as a null hypothesis for future research, because in ioral control mechanisms? Although T & T argue for the plau-
contrast to the rape-adaptation hypothesis, it does not require sibility of rape-specific mental adaptation - and although they
specific additional assumptions. show that the idea survives an important challenge in that male
sexual arousal is often surprisingly little affected by female
unwillingness (which may not be recognized as remarkable by
those lacking a comparative perspective on the importance of
What about the ewoiutionary psyecology of female choice in controlling insemination) - it is only in their
coerciweness? concluding paragraphs that they begin to formulate specific
hypotheses about the form(s) that such "mental clamp(s)" might
Margo Wilson and Martin Daly take. Arguably, some of these concluding hypotheses - sugges-
Department of Psychology, McMaster University, Hamilton, Ontario, tions about sensitivity to the perceived threat from a victim's kin
Canada L8S 4K1 group, for example - can still be accommodated to a notion of
Electronic mail: daly@mcmaster.ca generalized rather than sex-specific coercion adaptation.
The target article is concerned with one of the most fundamental Whether there are mental adaptations for sexual coercion
issues for those interested in developing an evolutionarily so- remains an open question, but at least it has now been posed.

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 403


Response/Thorahill & Thornhill: Evolution of sexual coercion

We laud the efforts of Thornhill & Thornhill to address - at a success. Langley (para. 1) and Palmer (para. 2) apparently
basic and hitherto largely ignored level - the question of why also feel that rape researchers should be collecting data on
men use violence in the context of heterosexual intercourse. the current adaptiveness of rape and that our ignoring it is
a flaw in the approach we propose. We suggest the
references cited in section 3.2 plus Grafen 1988 and
Symons (in press).
Futtermae & Zirkel (para. 1-3) claim we must demon-
strate that rape is "determined by the genes" in order to
apply adaptationism to rape. All behavioral and non-
behavioral traits of individuals have an ontogeny and thus
they are caused by gene-environment interaction during
sexuality: What development. Of course, genes alone cannot cause any
phenotypic trait of an individual and in this sense the
phrase "determined by the genes" is misleading. Futter-
Randy ThornhSII3 and Nancy Wilmsen ThornhiIIb man & Zirkel (para. 1, 6, and 8) also consider it necessary
^Department of Biology and ^Departments of Biology and Anthropology, to show that rape is heritable (as defined in the target
University of New Mexico, Albuquerque, NM 87131-1091 article, sect. 3.4) in order to analyze rape from an evolu-
Electronic mail: nthorn@unmvm.hitnet tionary perspective. That the evolutionary perspective
can be applied only to heritable traits is an erroneous but
not uncommon view (e.g., Lewontin et al. 1984).
R1. The undisputabSe Whether or not rape is heritable is an open question, as
pointed out in the target article (sect. 3 and 4) and by
Some commentators found certain ideas in the target Mealey (para. 5 and 6), Bixler (para. 6), and Ghiselin
article incredible that are not legitimately disputable. We (para. 2), but in order for any adaptation to evolve, there
briefly treat these comments here in order to move to must in the evolutionary past have been genetic variation
more appropriate areas of debate. (heritability) in the trait, because the evolution of adapta-
Contrary to the opinions of Akins & Windham, tion involves changes in gene frequencies. We can be
Brownmiller & Mehrhof (para. 4) and apparently Bayer certain that regardless of the nature of the psychological
& Steele (para. 2), rape really does stem from psychologi- adaptation underlying rape, there was heritable variation
cal adaptation (sect. 3). All psychological change (emo- in it in the human evolutionary line. There is no "skirting
tion, learning, etc.) and all behavior are the products of the trap of heritability" (Brownmiller & Mehrhof, para. 1)
psychological mechanisms processing environmental in- in the target article because there is no trap (for a full
formation, and environmental information processing re- discussion, see Crawford & Anderson 1989; R. Thornhill
quires psychological structure/adaptation. Our current 1990; Tooby & Cosmides 1990b).
understanding of the evolution of life strongly suggests
that adaptations are ultimately the products of past selec-
tion (e.g., Dawkins 1986). As Wilson & Daly point out evolutionary psychoSogy appropriate for
(para. 1), the only alternative ultimate theory of phe- s of rape?
notypic design is divine creation, and that is a myth, not a
scientific deduction. For those who doubt that rape is a Although Dupre (para. 1) and Gavey & Gray (para. 2)
consequence of evolved structure in men's brains, we apparently believe that rape reflects psychological adap-
suggest the references in section 3 (second paragraph). tation, they feel the idea is trivial or naive. This idea must
Thus, we did not treat the "sociocultural" theory of rape as be the starting point of any meaningful analysis of men's
a valid, ultimate alternative, as Russell (para. 2) and sexuality, however, for two reasons: (1) It can counter the
Archer (para. 1) suggest we should have, because it is not erroneous view that the adaptationist and sociocultural
a legitimate alternative. perspectives on rape are mutually exclusive. Adaptation
Ecclesiastical celibacy unquestionably reflects psycho- does not imply an absence of environmental influences -
logical adaptation, as pointed out by Freyd & Johesoe9 in fact, it implies many necessary environmental influ-
but there is no psychological adaptation to the evolu- ences (see below). (2) The idea that rape reflects psycho-
tionarily novel circumstance of institutionalized celibacy. logical adaptation allows the immediate formulation of the
Celibacy is a very complex and interesting issue that has two alternative ultimate hypotheses to explain rape,
received only limited attention from adaptation-minded thereby identifying a basic empirical challenge for re-
researchers (e.g., Alexander 1979a; Dickemann 1981; search on men's sexuality: to determine whether there is
Hager, in press). psychological adaptation for sexual coercion itself (i.e.,
As we explain in section 3.2, data on the current adaptation specifically designed for generating rape in
reproductive consequences of rap.e are irrelevant to the human evolutionary history) or whether rape is an inci-
hypothesis that there is a psychological adaptation to rape dental byproduct of noncoercive sexual psychological
per se. Current adaptiveness is not a legitimate theoreti- adaptations together with coercive nonsexual psychologi-
cal expectation of any adaptation. Moreover, byproducts cal adaptations. Determining which of these alternatives
of adaptations may or may not be adaptive now. Despite is correct is not a trivial problem. We believe it is
all this, Futterman & Zirkel (para. 2) claim that in order to important and urgent to examine empirically the evolu-
demonstrate that male coercive sexuality is the result of tionary design of the psychology underlying sexual coer-
selection it must be shown that individual differences in cion. A focus on the design features of men's sexual
the tendency to rape lead to differential reproductive psychology will be required in order to understand rape

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Response/Thornhill & Thornhill: Evolution of sexual coercion

whether or not there is specific phenotypic design for Dupre (para. 1 and 2), Futterman & Zirkel (para. 9),
rape. Human psychology is based on the most fundamen- Browemiller & Mehrhof (para. 9), and Gavey & Gray
tal information-processing machinery in the living world. (para. 7-9) feel that our perspective denies any possible
We need to study its evolved cue-processing properties to role for social factors, or, in the case of Gavey & Gray,
understand behavioral variation within and between indi- environmental factors in general, in the ontogeny of the
viduals: Which cues, at the various stages in a man's life, psychological mechanism underlying rape. The view of
shape and influence his attitudes toward rape. ontogeny we discuss briefly in section 3 of the target
Kitcher points to our poor understanding of the "pre- article is the epigenetic evolutionary one universally
cise character of the mechanism and . . . other psycho- adopted by biologists (e.g., see excellent treatments in
logical mechanisms [that] might interfere with or rein- Ch. 10, Daly & Wilson 1983; Oyama 1985). The misun-
force it." He further points out that "detailed psychology derstandings about development embedded in the social
is entirely lacking from the target article." He feels that science/feminist theory of rape have led many investiga-
because of this lack we can do nothing but provide the tors to assume an incorrect view of ontogeny - one based
reader with "banalities, a review of some behavioral on capricious environmental determinism. The assump-
studies, and a mass of loose associations." Gavey & Gray tion is that the only thing necessary for human sexual
have a similar view. It would seem to follow from this that behavior to develop - the behavior's sole or only signifi-
all scientific endeavors are commonplace and unworthy of cant cause, or the only one worth mentioning - is arbi-
attention because no study ever begins with a complete trary social learning. Because of this assumption, the
understanding of the phenomenon under investigation. If social scientific theory of rape is inconsistent with what is
one ever did, it would be banal by definition. The un- known about ontogeny, including knowledge about the
known is what scientists strive to discover. And, yes, we role of learning experiences during ontogeny and about
are poorly informed about the exact psychological ma- how adaptations guide developmental trajectories. Three
chinery involved in promoting sexual coercion. That is insurmountable problems with the social scientific theory
why we wrote the target article, to begin to become better of rape are immediately apparent: First, the sexual be-
informed. If no one ever asked the question, no one havior of an individual human develops as the product of
would ever get the answer. Gavey & Gray and Kitcher's the intimate and inseparable interaction of both genes
position here is anii-scientific. and environment. Second, social learning is only one
We do not mean to imply in the target article that an category of a vast multitude of necessary environmental
analysis of psychological design is an alternative to behav- influences (experiences) during the development of the
ioral analysis, as inferred by Palmer (para. 2 and 5) an sexuality of a woman or a man. And third, the environ-
Langley (para. 3). Instead, we are suggesting that pheno- mental influences on the ontogeny of human sexuality are
typic variation in the behaviors, feelings, arousal, learn- the product of evolutionary history and are thus specific
ing, and so forth surrounding sexual coercion provides a and nonarbitrary.
window on the design of the underlying species-typical, (1) For any feature, adaptive, nonadaptive or other-
sexual psychological structure. Thus, we are arguing for a wise, of an individual human (or other organism) current
change in emphasis and goals in the analysis of sexual understanding of development rules out a dichotomy of
coercion. The diversity in the forms of sexual coercion, genetic versus environmental factors, an opposition be-
coupled with sexual arousal to laboratory stimuli, a behav- tween subsets of the environment such as learned or
ioral, emotional, and motivational measure, could iden- cultural ones. First, the functional expression of genes
tify specific environmental cues processed by the under- during development is always environmentally triggered.
lying psychological machinery. Rape behavior per se is Second, each adaptation guiding ontogeny has its own
too variable to serve as the ultimate descriptive goal of an specific ontogeny. These, like all adaptations and all
adaptational analysis of sexual coercion. An adaptation individual traits that are incidental effects of adaptations,
exhibits phenotypic invariance and is a species-typical are the outcomes of innumerable causal interactions be-
(often sex- or age-specific) phenotypic feature. tween genes and environment. Finally, the functional co-
Smuts (para. 3) and Fetterman & ZirteT(para. 5) argue relationship of these interactions is too intimate to sepa-
that a single psychological adaptation for rape is inconsis- rate into genes and environment; it is meaningless to
tent with the wide diversity of behavior comprising sexual suggest that any trait of an individual is environmentally
coercion. A wide range of phenotypic variation is not or genetically determined. It is also inaccurate to use
inconsistent with a single psychological control mecha- terms such as "genetic leash" (Futterman & Zirkel, para.
nism. For example, a single psychological mechanism 2), or "genes . . . direct the formation" of psychological
seems to control the variable behavioral phenomenon of adaptation (Kitcher, para. 6). Applying these terms to any
incest avoidance in human beings (N. Thornhill 1990; in trait in an individual implies that genes have a primary
press; see also R. Thornhill 1991 for a discussion of the influence. To regard a trait as influenced only by the
evolutionary psychology of the high intraspecific vari- environment is also to misunderstand development.
ability of male display). Even so, specificity of design does Dupre (para. 2), for example, feels that learning is a
not rule out multiplicity. Many pieces of psychological sufficiently complete explanation for most human be-
machinery could be specific to rape (see sect. 1, para. 1). havior
(2) With respect to ontogeny, the environment means
everything that is essential for development that is exter-
R3» Development and indiwiduai differences nal to genes: the immediate environment of the genes
within an individual (other genes and their products); the
Several commentators question our view about the devel- environment within/the developing individual, including
opment of the psychology underlying sexual coercion. adaptations that are generated by ontogeny; and the

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 405


Response/Thoinhill & Thornhill: Evolution of sexual coercion
environment - social and nonsocial - external to the environmental influences fit this definition. Social learn-
individual. ing or socialization resembles learning as an explanation;
(3) It is always the phenotypic effect of the interaction of it merely means that the relevant experience is with
genes and environment that selection evaluates, and conspecifics. We feel it will be necessary to modify the
when a given interaction promotes individual reproduc- current concepts of learning and socialization in the social
tion more than an alternative interaction, the genetic and behavioral sciences and include the modern perspec-
underpinning of the interaction increases in frequency in tive that clarifies differences between categories of on-
the population. When selection acts in a directional way togenetic/environmental experiences.
over long periods of evolutionary time, adaptations, Contrary to the comment by BrownmiSSer & Mehrhof
which are outcomes of the retention by selection of the (para. 5), we did not claim in the target article that
most reproductively successful gene-environment inter- Brownmiller (1975) put forth the arbitrary socialization
actions, are created. Adaptations then, as Tooby and theory of rape in Against our with We cited other sources
Cosmides (1990) have emphasized, are manifestations of of this theory.
evolved gene-environment interactions. The environ- Contrary to what Smuts (para. 5) and Quinsey (para. 1)
mental (experiential) and the genetic influences during infer, we do not deny individual differences nor do we
development are not only equally important and totally believe they are trivial, as suggested by Malamuth. We
inseparable, they are specific and nonarbitrary because instead point out in the target article that, according to
they both reflect evolutionary history, and equally so. the rape-specific hypothesis, the differences are expected
Points (1) to (3) together, we suggest, reveal the errors to reflect different evolved environmental experiences
in Dupre's view in causally dichotomizing psychological during the development of men's sexuality (sect. 3.4,
adaptation and social conditioning (para. 5) and in Gavey para. 3). We hope it is clear that individual variation in no
& Gray's view contrasting social versus biological (para. way argues against the hypothesis that there is rape-
9). According to this epigenetic view of ontogeny, each specific psychological adaptation, as suggested by Mealey
psychological adaptation, including those that affect hu- (para. 5 and 6).
man sexuality, is designed by selection during its evolu- Certain commentators argue that we do not analyze in
tion to process specific, now-arbitrary information in the enough detail individual differences in the propensity to
environment. Such design is expected whether a psycho- use sexual coercion and be aroused by rape stimuli in the
logical adaptation uses learning experiences or is influ- laboratory. This is a fair criticism. More research is
enced only by experiences during ontogeny that do not fit needed here. Malauiuth and Quinsey focus on this im-
standard definitions of learning. Individuals whose psy- portant issue. Malamuth mentions that the differences
chological traits did not guide behavior, learning, feel- between men in response to laboratory depictions corre-
ings, development, hormone release, and so on, adapt- late in the expected way with variables such as self-
ively in human evolutionary history are no one's reported likelihood of raping and sex-role stereotyping. If
evolutionary ancestors. Psychological traits of individuals the rape-specific hypothesis is correct, the individual
that were incorporated into psychological adaptations as differences must be explicable by variables that reflect
design features by selection during human evolution had the benefits and costs of using sexual coercion (e.g., age,
one essential property that made them and not alternative male resources, men's perceptions of the social conse-
traits successful under the scrutiny of selection: This was quences of raping [punishment vs. impunity] etc.). Cer-
their greater ability to solve the environmental problem tain research that. Malamuth and colleagues have already
affecting selection. The perception and processing of done on individual differences seems to provide signifi-
arbitrary environmental information by psychological cant support for the rape-specific hypothesis. For exam-
features can only lead to psychological changes and be- ple, Malamuth et al. (1986) found that 71% (of 367) male
havioral effects that do not provide solutions to an en- college students indicated that they would find some or
vironmental challenge causing selection. Thus each psy- considerable sexual excitement in forcing a woman to
chological adaptation (as well as each nonpsychological have sex. In the second part of the study subjects' arousal
one) has evolved because of a precise, specific, nonarbitr- to rape and consensual sexual laboratory depictions was
ary relationship between phenotype and environment. measured; 118 of the 367 volunteered. There was no
Furthermore, psychological adaptations, whose on- statistically significant difference between the subjects'
togeny depends in part on social learning, evolved in penile responses to rape and consensual depictions. Yet
humans in a complex social environment of changing the relative responses of the volunteers to rape depictions
conflicting and confluent interests among individuals. It correlated positively and significantly with the degree to
is highly likely, therefore, that these adaptations are which they justified male aggression against and domi-
designed to be sensitive to specific, nonarbitrary social nance over women. We believe that different individual
information. ontogenies — that is, different evolved experiences —
Contrary to Gavey & Gray's (para. 8) claim, we do not affected the differences in ideology and arousal in this
suggest in the target article that learning or sex-specific study. Analyzing and understanding the causal ontogene-
socialization is unimportant in the ontogeny of the psy- tic experiences, however, will require further research.
chology responsible for rape. We noted that if socializa- In this study, a conclusion that the results are explained
tion and learning are involved (and we believe they are) by learning is misleading. It was not demonstrated that
then the cues are not arbitrary; they are specific, evolved learning, social or otherwise, applies to these results, or
cues. We also mentioned that the usual view of learning is even to the general domain of interest here. Indeed, none
unsatisfactory for explaining any human behavior (also see of the ontogeeetic experiences playing a causal role were
Cosmides & Tooby 1989). Learning is merely an experi- identified.
ence that subsequently affects action; all ontogenetic Confusion surrounding how individual differences re-

406 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Response/Thornhill & Thornhill: Evolution of sexual coercion
late to our perspective may stem in part from the er- the target article that rape may be controllable if the
roneous but common view that development ends when design of its underlying psychology is understood. Nature
an individual reaches adulthood. (It is also erroneously simply is, and what ought to be is inferred by people.
assumed by some that socialization begins at birth [see Brownmiller & M-ehrhof (last sentence) succumb to the
Dupre, para. 1]; it begins at conception.) Development naturalist fallacy when they suggest that we dignify rape
continues throughout adult life. Thus, to determine the by discussing it in terms of adaptation. Aklns & Windfaam
ontogeny of individual differences in attitude about sexual endorse the naturalist fallacy in their point that the target
coercion or arousal to it, one must keep in mind all article treats rape without making moral judgments (see
developmental events up to the time of the subjects' also Bayer & Steele, last paragraph; Dupre, para. 2 and
assessment. 6). Our response is not the forum for discussing our own
Thus, we believe that the differences between incar- ideologies about rape. But given that we suggest in the
cerated rapists and normal men and the variations among target article that our approach may help identify en-
normal men have developmental explanations based on vironments that could reduce rape, it follows that we
how different experiential backgrounds affect the proba- would like to see rape eliminated. Dupre (para. 3) won-
bility of rape. This will be true whether rape reflects ders why we don't discuss the evolution of the psychologi-
adaptation to rape or is an incidental effect of adaptation to cal machinery underlying moral sentiment. This topic has
domains other than rape. It will also be true if rape been treated in detail by Alexander (1987b) and Irons
proclivities are heritable. Behavioral variation is never (1991).
independent of ontogeny and environmental information Gowaty introduces her commentary with the claim that
processing by psychological mechanisms. Even if rape the target article is sexist because it proposes that men
tendencies were highly heritable it would still be neces- and women have sex-specific, species-typical sexual psy-
sary, in order to understand rape and predict its occur- chologies, and thereby creates sexual asymmetric stereo-
rence, to determine how differences in the environment types: What if within-sex variation in sexuality is greater
affect the genetically varied sexual psychologies of men than between-sex variation? If so, Gowaty would appar-
related to their propensity to rape. ently conclude that there are no evolved sex differences in
During development, environmental cues that were mental traits affecting behavior. First, there is tremen-
the original evolved cues (see point 3 above) or are dous variability within the sexes in all aspects of sexual
currently correlated with them will shape sexual psychol- behavior. This we do not deny. Second, high phenotypic
ogy. Etcher (para. 5) and Smuts (para. 6) make the variance within a sex does not imply that no psychological
interesting suggestion that the novelty of Western human machinery occurs in all members of that sex and that sex
environments may result in the ontogeny of a sexual alone. Women whose lifetime numbers of unique sexual
psychology that is significantly different from the one that partners exceed those of most men are not acting in the
arose in the ancestral evolutionary environment. This is, absence of sex-specific psychological adaptations, the
of course, a possibility, but Smut's (as well as Bupre's) expressions of which might be predictable. Variance in
candidate novel ontogenetic experiences of TV and movie athletic ability might be similar in men and women, for
images that endorse sexual coercion (para. 6) are not example, but this does not negate sex-specific, species-
convincing. Sexual coercion in the context of warfare has typical psychological mechanisms that result In higher
been common throughout history in traditional societies average athletic ability in men because of hormone titers,
that have no contact with Western media (see examples muscle development, and so forth. We emphasize that a
discussed by Bartueg; also see Brownmiller's (1975) belief in sexual differences is not the same as a belief in
review of rape in warfare). Even if aspects of men's sexual sexual inequality. The sexes either are or are not different
psychology are novel evolutionarily, the psychology is in a certain domain. To suggest that a conclusion of
still responsible for rape and hence the necessity of the difference Implies that one sex is superior to the other is
evolutionary psychological approach we propose. Only oneformof the naturalist fallacy. Dupre (para. 6) commits
when the causal cues are understood will people be able thisformof the fallacy in his argument that the whole area
to determine whether it is feasible to create environments of sociobiology has a "deeply political nature."
that will prevent rape. The target article seems sexist to Bayer & Steele too.
They argue that we provide only "phallocentric focus" and
perpetuate "male rape culture" by not discussing
ist fallacy women's experiences of being raped. Until this paper,
our work on rape tested our hypothesis for the evolution-
In the target article we felt it unnecessary to remind ary significance of psychological pain and focused almost
readers of the naturalist fallacy because it is treated entirely on the psychological trauma experienced by rape
extensively in the literature of human evolution and the victims of all ages (R. Thornhill & N. W. Thornhill 1989).
literature of philosophy. Even so, Dupre (last paragraph) The work on victims is published separately (N. W.
calls our target paper "harmful" science because we por- Thornhill & R. Thornhill 1990a; 1990b; 1990c; 1991); it
tray rape as a natural phenomenon, which could imply addresses rape victims exclusively. The target article is
that it is inevitable, even moral or good. He goes on to say about men's sexual psychology and is thus primarily
that since our claim is not true, its propagation should be focused on men.
strongly resisted. Our claim is true: Rape is a product of
nature, a natural phenomenon. As we discussed above, R5. Adaptationism
rape reflects psychological adaptation and thus the natu-
ral processes of historical selection and ontogeny. It does The great value of the study of adaptation is widely
not follow that rape is inevitable or good. We suggested in recognized in biology. Adaptations are the products of

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 407


Response/Thornhill & Thornhill: Evolution of sexual coercion

past directional selective pressures. Thus, the under- critique of these two books. However, the target article
standing of the functional design of an adaptation is in and this Response contain the essence of our answers to
itself a demonstration of the nature of the directional all the major criticisms in the two books: The criticisms
selection that shaped the adaptation. Adaptations are range from the claim that the adaptationist perspective on
biologists' sole source of information about the forces of rape is racist and genetically deterministic (Tobach &
directional selection that were actually effective in de- Rosoff 1985) to the claim that (1) adaptationism does not
signing phenotypes during the evolutionary history of apply because rape probably rarely results in offspring
life. (i.e., it is not currently adaptive), (2) rape has not been
BMer (para. 2) criticizes the target article for using shown to be heritable, and (3) rapists are not motivated by
teleological terms to describe adaptation. Evolution by a desire to increase their reproductive fitness (see espe-
cumulative directional selection is not a purposive pro- cially Harding 1985 in Sunday & Tobach, and Fausto-
cess, but it Incorporates, by gradual, persistent effects, Sterlieg 1985, Ch. 6). We have dealt with all of these
purpose into its products, that is, its adaptations. This is points in writing for BBS. We hope the inaccuracy of
why many evolutionists refer to adaptations as goal- certain feminists' claims about racial issues is obvious to
directed or purposeful (e.g., Dawkins 1986; Symons readers. Race per se is irrelevant in our analysis of rape.
1989; Williams 1966; and many others; see R. Thornhill Our argument is for species-typicality in the adaptation
1990 for a review). underlying rape and thus for the psychic identity of all
Dupre (para. 4) and Gavey & Gray (para. 2) criticize men.
the adaptationist approach of the target article. Dupre is Gavey & Gray suggest that the proper way to study
astonished that we propose a perspective of "universal adaptation involves a combination of optimality and com-
adaptationism." His preference is proudly to join the parative analysis. These are two useful ways to study
ranks of those (e.g., Gavey & Gray) who blithely agree adaptation, but they are not the only approaches of value
that psychological machinery or neurological mechanisms (see R. Thornhill 1990 for a discussion of the diversity of
underlie all human behavior and then suggest that inves- methods for analyzing evolutionary purpose/phenotypic
tigating the exact character of these pieces of the human design). The target article adopts the most widely used
mind Is so trival (apparently because knowledge of the approach in the study of adaptation (see R. Thornhill
truth of psychological design is so trival) as to render it 1990). Phenotypic design is observed or Inferred and then
nonsclentific. Our claim that psychological adaptation the investigator asks, "What is its evolutionary function -
underlies all human behavior is, again, not a reasonably that is, its functional design?
disputable one, and this realization is the necessary initial Archer suggests that an ESS (evolutionarily stable
intellectual step toward identifying the domain of alterna- strategy) game-theoretic approach should be the first step
tive ultimate hypotheses that may explain human rape in the analysis of rape and that if the theoretical outcome
(see also commentary by Wilson & Ba!y5 para 1). Dupre is favorable, then and only then is it appropriate to
would apparently find no investigation of complex prob- examine the data on men's sexuality in the literature. ESS
lems preferable to a complete investigation of them. He is only one of many useful approaches in the study of
also criticizes us for ignoring the "devastating critique" of adaptation and has no special priority (R. Thornhill 1990).
adaptationism by Gould and Lewontin (1979). Certain It has In fact been used to analyze male sexual coercive-
conceptual weaknesses underlying these critiques have ness; the results suggest that selection for coercive male
already been addressed (see Alexander 1987b; Bateson adaptation should often have been effective and male rape
1985; Dawkins 1985; 1986; Konner 1984; Thornhill & adaptation may therefore be common across animal spe-
Alcock 1983). Gould and Lewontin's central point - that cies (Hammerstein & Parker 1987; Parker 1979).
biologists should be conservative in applying the concept Futterman & Zirkel's list of criteria for demonstrating
of adaptation — is valid and worthwhile, but it is neither that a history of selection is responsible for a trait exhibits
devastating nor especially original. Williams (1966) made a misunderstanding about the difference between the
It earlier and better. In the target article, we heeded study of evolutionary history and the study of current
Willlams's suggestion to apply adaptation only when microevolution and selection (see R. Thornhill 1990).
necessary. In our analysis of men's sexuality, we sought Gavey & Gray (para. 6) stumble on the same ground.
the level of phenotypic analysis that describes species- They miss the important distinction between evolution-
typical phenotypic design and we use the levels of high ary design and the present-day effects of adaptation on
variance (coercive sexual behavior) in an attempt to dis- fitness when they claim that there is "considerable evi-
cover that level. Gowaty's suggestion that we should dence" that men's sexual psychology is poorly designed
hypothesize adaptive value for almost every sexual vari- and then cite various current maladaptive effects of this
ant used by men and women is the antithesis of our own psychology. There is no reason to believe that any adapta-
and Williams's approach. Dupre also points out that we tion will yield positive fitness consequences currently.
ignore Kitcher's (1985; see also BBS multiple book review Furthermore, the conclusion that men's sexual psychol-
of'Vaulting Ambition, BBS 10(1) 1987) critique of adapta- ogy is poorly designed is obviously premature because so
tionism and the various feminist critiques of adaptation- little is known about its actual evolutionary design.
ism as applied to sexual coercion, including the feminist AMes & Wiedfaam raise the question of what sort of
critiques of our ideas on rape. We have the opportunity to explanation is useful for understanding human sexuality,
respond to Kitcher in this Response. given its complexity. They do not answer the question,
The two major feminist critiques of our ideas and those but feel that evolutionary adaptationism is not adequate
of others concerning the evolutionary significance of rape to handle the complexity of the topic. Life is the most
were Fausto-Sterling's (1985) and Sunday and Tobach's complex phenomenon in the known universe and its
(1985). This Response is not the place for a point-by-point diversity is felt by biologists to be explicable in ultimate

408 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Response/Thornhill & Thornhill: Evolution of sexual coercion
terms by evolution. Evolutionary hypotheses have led to and our closest nonhuman primate relatives demonstrate
deep insight into and a satisfactory understanding of very modifications in morphology and psychology influencing
complex natural phenomena - For example, sex ratio emotional expression as a result of selection ot tactors that
adaptations, the diversity of sexual differences and sim- were specific to the human evolutionary line (Thornhill &
ilarities across species, and, more to the point of Akins & Thornhill 1989). Phylogenetic analysis describes the
Windham's concern, human behaviors such as homicide movement of a phenotypic trait in a phylogenetic tree and
(Daly & Wilson 1988). Complexity in living systems can identify the original state (or origin) of an adaptation
implies the need for evolutionary thinking and not an that was modified by selection to meet species-specific
exemption from it. We should also mention that the problems. The functional design of an adaptation and the
sexuality of snails is extremely complex - arguably more original state of an adaptation prior to its subsequent
so than that of people. modification by selection are different causal problems
Langley (para. 2) thinks we believe that because a trait (see R. Thornhill 1990). Eibl-Eibesfeldt sketches a sce-
exists it must be an adaptation or product of historical nario in which the phylogeny of male sexuality and taxon-
selection. Given that we suggest in the target article that specific male sexual adaptation are separated.
rape behavior is not an adaptation, it is difficult to under- Thinking of adaptations as general purpose rather than
stand how Langley arrived at his interpretation. On the special purpose is widespread in the biological literature.
contrary, we would argue that most individual traits, This general-adaptation concept stems in large part from
human and nonhuman, are not adaptations (see Symons superficial thinking about functional level. If one con-
1987a; R. Thornhill 1990; Williams 1966). cludes that the human heart's evolutionary function is to
Langley feels that there is "evidence" against the rape- pump blood, it is not difficult to imagine that any general
specific adaptation hypothesis. He cites Sanday's (1981) pump design will work. But if the adaptive problem to be
claim that there are some societies in the ethnographic solved by selection is framed more specifically and appro-
record in which rape is absent or rare. It should be priately as the need for a pump that will work in a human
obvious that this is not necessarily contrary evidence. The body (not a general primate or a baboon body), the
rape-specific hypothesis proposes that rape is a condi- general adaptation hypotheses is unreasonable. Mealey
tional tactic. In addition, it should be kept in mind that (para. 3) implies that a general mechanism such as emo-
Sanday's cross-cultural study uses inappropriate com- tion underlies rape. But there are numerous emotions,
parative analysis (see Shields et al. 1982). and the underlying psychological machinery of each emo-
tion is almost certainly designed to cope with a specific
problem.
R6- General wersus special-] Symons (1987a; 1987b) has pointed out that environ-
mental problems affecting fitness are specific and not
Chiselin (para. 3-5) questions the utility of the concept of general problems. Thus, it is expected that phenotypic
special-purpose adaptation in general and in the particu- solutions to environmental problems - that is, adapta-
lar case of rape. He uses two examples to support his view tions - will be special purpose in design, because a
that, under some cases, general adaptations are optimal general-purpose mechanism cannot solve a specific prob-
evolutionary solutions. In the target article we mention lem (see also Tooby & Cosmides 1989). Beyond this
that the human heart is specifically designed to pump theoretical advance in the concept of adaptation is the vast
blood in a human body. Ghiselin claims this is not true; he body of empirical data suggesting that the best-
says that the heart evolved over half a billion years and understood adaptations in plants and animals are indeed
humans must make do with what nonhuman primate special purpose in their functional design. In part, these
ancestors passed down. We certainly believe that selec- considerations led us to our hypothesis of rape-specific
tion will always act on what came before, but it is not the adaptation. Also, because rape involves factors unique
case that the human heart shows no design specific to the within the scope of human sexuality, we reasoned that
human body plan and life style. Just as the human eye is rape may reflect rape-specific information processing
designed to cope with many human-specific problems - it mechanisms. Perusse (para. 4 and 5) suggests that rape
is part of the machinery involved in assessing a human reflects three general-purpose psychological adaptations
mate's reproductive potential rather than the reproduc- rather than the two we identify in the target article as
tive potential of a bovine mate, for example - the human components of the side-effect hypothesis. He argues that
heart is a phenotypic solution to numerous species- viewing rape as a side-effect of multiple adaptations
specific problems (e.g., pumping blood in a bipedal provides a more parsimonious and powerful explanation
organism of human size). Phylogeny and adaptive design than rape-specific adaptation. A similar argument based
are different causal matters. Darwin argued that descent on parsimony is offered by Gladue (para. 2), Figueredo
(phylogeny) with modification by selection accounts for (para. 3), and Voland. Smuts rejects the rape-specific
the diversity of species-specific adaptations. adaptation hypothesis without discussing her alternative,
Ghiselin again fails to distinguish phylogeny and adap- presumably because she believes that general-purpose
tation in his second example, the expression of emotion. adaptation is sufficient. However, for the reasons men-
Darwin demonstrated that facial and postural expressions tioned above (because environmental problems are spe-
of human emotions and the underlying psychological cific and not general, and because known adaptations are
mechanisms have a phylogenetic history by showing that special purpose in design) the rape-specific hypothesis is
the expressions have homologues in certain nonhuman actually more parsimonious than the general-purpose
mammals - that is, he demonstrated the descent of one.
emotions and their associated psychology. The profound Mazur points out that the same two alternative hypoth-
differences between the emotional expressions of humans eses for robbing sexual access could be applied to robbing
BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 409
Response/Thornhill & Thornhill: Evolution of sexual coercion
food. Obviously, food robbing reflects either adaptation continual revolutionary race between hosts and their
to food robbing or it is a side-effect of other adaptation. parasites and pathogens probably accounts for most of the
Although it is possible that adaptation to food robbing has genetic variation in plant and animal populations (see
evolved, Mazur's cheese-Danish-robbing adaptation reviews in Howard 1991; Tooby & Cosmides 1990).
clearly could not have evolved, because, unlike food, Ghiselin (para. 2) apparently feels that human popula-
cheese Danish was not a feature of the evolutionary tion differences in nonpsychological traits imply impor-
environment of human adaptedness. Also, regarding the tant population differences in sexual-psychological de-
similarity of predictions from rape-specific and food- sign. Such inferences across categories of phenotypic
specific robbery discussed by Mazur, people do not traits do not seem logical. Furthermore, it is becoming
become hungrier when they successfully wrestle a Big increasingly apparent that in terms of evolved mental
Mac to the floor and gain physical control over it (see structure, the people of the world are fundamentally the
prediction 2, target article). same. Of course, there are also age- and sex-specific,
species-typical psychological adaptations in Homo sa-
piens (e.g., see Brown 1991 on human universals for an
R7. Alteraatiwe models excellent treatment).
Kitcher (para 4) proposes that men have multiple
Several commentators suggested alternative models of evolved strategies. In the evolutionary literature dealing
sexual coerciveness. Mealey (para. 3 and 7) proposes with types of alternative phenotypic traits within popula-
three. One is that coercion evolved because females tions, the concept of multiple strategies refers to genet-
prefer coercive males, or simply males that persist in ically distinct alternatives (Dawkins 1980; Gross, in press;
copulation attempts. She has in mind a form of the sexy- Maynard Smith, 1982; Thornhill & Alcock 1983; West-
son model of sexual selection. This model is not easily Eberhard 1979), but there have been very few convincing
applied to sexual coercion in humans, however, because demonstrations of alternative male mating strategies de-
it seems to predict that women should test the persistence spite much research on the topic in the last 15 years. And,
or forceful skills of men in all copulations (see Thornhill & contrary to Kitcher's claim, genetically distinct alterna-
Sauer 1991); apparently, this is not the case. Mealey also tive male mating strategies have not been demonstrated
suggests that rape might reflect a "developmentally con- in nonhuman primates. The general conclusion is that
tingent, species-wide" strategy. She see this as distinct almost all male within-species alternatives are conditional
from a species-wide, condition-dependent strategy, tactics of single strategies (Gross, in press; Thornhill &
which we argue is the proper description of men's mating Alcock 1983; West-Eberhard 1979). Kitcher's view that
strategy, with rape as one of its tactics. We fail to see the men have genetically distinct mating strategies is also
difference, because the evolved cue conditions that de- difficult to accept, on both theoretical and empirical
termine the adoption of the tactics of a condition- grounds: Theoretically, the ability to switch alternatives
dependent strategy are developmental ones. will usually be favored by selection in situations of social
Quinsey suggests that a "modified view of the rape- competition (e.g., Gross, in press; West-Eberhard 1979).
specific adaptation hypothesis" is needed, one that is Empirically, men do switch sexual behavior in a
based on a male adaptation that promotes learning to condition-dependent manner (see sect. 7).
connect aggression and sexual arousal Eibl-EIbesfeldt Archer constructs a weak hierarchy of conditional strat-
and Makmuth suggest a similar hypothesis but without egies. He suggests (para. 3) that there are three kinds of
invoking learning as a mechanism affecting the connec- conditional strategies but that we present only one of the
tion. It is possible that an evolved connection between three possible models: We view rape as a conditional
aggression and sexual arousal occurs during the ontogeny tactic used In relation to evolutionary cues of cost and
of the psychological adaptation underlying rape; the con- benefit. Surely, conditional tactics adopted, as Archer
nection need not involve learning. This hypothesis must puts it, because "the main tactic is unavailable" involve an
be framed differently, however; it lacks the specificity to assessment of costs and benefits. If individuals adopt a
account for sexual coercion, because most male aggres- conditional tactic because they are poorly fitted to under-
sion is directed at other men, and without accompanying take the main tactic - another of Archer's models - then
sexual arousal. the main tactic Is unavailable because of costs (see Thorn-
Mealey suggests that variation in rape behavior may hill & Thornhill 1983 for a complete discussion).
reflect heritable variation in behavioral thresholds. The The target article does not propose that sexual coercion
same idea is suggested by Bixler (para. 4) and a similar is a "sex-linked" adaptation, as suggested by Futterman &
suggestion is made by Ghiselin (para. 1-3). The heritable Zirkel. It Is sex-limited, not sex-linked. Both sexes have
threshold model is not an alternative to our proposal. We the relevant genes, but they influence development only
tentatively suggest a threshold as a possibility in regard to in males.
human population differences in rape (sect. 3.4, para. 4), Gavey & Gray (para. 2) suggest that we argue in the
but we emphasize in the target article that the rape- target article (sect. 5) that evidence of selection for rape is
specific hypothesis predicts that the basic psychology evidence for rape-specific adaptation. In section 5, we
underlying rape is virtually fixed genetically - it has a discussed evidence that ancestral human males some-
heritability at or near zero. Small heritable differences in times increased their reproductive success by rape. We
thresholds for rape activation may exist within popula- mentioned in the target article that this is not evidence for
tions as a result of mixing between populations with the existence of rape-specific adaptation (sect. 12, para.
genetically different thresholds. Also, some heritability in 1). It is important to distinguish between the occurrence
rape adaptation per se may arise as an incidental effect of of selection and selection that yields adaptation. Most
the heritability of resistance to disease organisms. The selection is mere noise in long-term evolution and does
410 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2
Response/Thornhill & Thornhill: Evolution of sexual coercion
not yield phenotypic design; this is one important reason about sperm competition might clarify the rape-specific
why the evolutionarily significant selective forces can hypothesis by better identifying the conditions under
only be inferred from their consequences - that is, from which rape was adaptive for males during human evolu-
the design of adaptations (see R. Thornhill 1990; Williams tion. Archer and Voland believe that females benefit from
1966). sperm competition. This benefit, Archer feels, bears on
Kitcher feels we are wrong to ignore how coercive the cost of rape to females and explains why females of
copulation might have affected male fitness for "primitive many pair-bonding species (birds and H. sapiens) fre-
hominids living in relatively small groups." There is no quently engage in extra-pair copulations (EPCs). We do
reason to believe that all human psychological adaptations not suggest in the target article (nor do we believe) that
evolved in social contexts of small groups of related EPCs have evolved only in the context of rape, but it is
interactants. There is also no evidence that the relevant premature to conclude that any aspect of EPCs by females
social environment was small groups of close relatives. has evolved in any species to promote sperm competition.
The social organization of certain extant hunter-gatherers Bellis and Baker's (1990) results on EPCs of women are
and other "referential models" (Tooby & Devore 1987), consistent with this sperm competition interpretation,
for example, nonhuman species, especially certain pri- but there is an alternative explanation. Benshoof and
mates, does not provide a mirror of the environments in Thornhill (1979) suggested that noncoerced extra-pair
which human nature evolved. To use these as heuristic copulation by women is a means by which females paired
models in assessing assumptions or predictions from the- to males of low genetic quality upgrade the genetic
ory is scientifically unsound. The leading hypothesis for quality of future offspring (also Hamilton 1990; M0ller
the evolution of the human psyche is that the mental 1988). Double-mating, coupled with women's differential
capabilities uniquely expressed in H. sapiens arose from acceptance of the sperm of men (e.g., by pres-
selection in the context of very complex social competi- ence/absence of orgasm; see Archer's discussion of Baker
tion (Alexander 1989; Humphrey 1976). The social en- & Bellis 1989c) or differential use of sperm of men could
vironment of small family groups does not provide the lead to effective sire choice and could minimize the pair-
social complexity needed for the evolution of the human bond male's detection of infidelity. Subtle, postmating
mind. It could only have been produced in an environ- forms of female choice of sires are receiving increased
ment of effectively large groups with the concomitant attention and empirical support (Eberhard 1985; R.
complexity of confluences and conflicts of interests (see Thornhill 1983; Watson 1991).
especially Alexander 1979b; 1989). The nature of evolu- The above suggests that there is as yet no reason to
tionarily significant past environments can only be in- conclude that ejaculate competition is female driven, as
ferred from the adaptations that arise to meet these Archer and Volaed (point 2) suggest. Sperm competition
environments. Only the designs of human adaptations stemming from rape in war is clearly not female driven,
contain data about the selectively significant features of and there is no unequivocal evidence that EPC behavior
the environment of human evolution. by females reflects a tactic to increase sperm competition
Hartung's commentary identifies war as a potentially to produce sexy sons (in this case, sons who are good at
important context for the positive selection of rape. We sperm competition).
suggest that war was the most common context for selec- There are reasons to believe that high levels of sexual
tion for rape during human evolution, but not the only selection in the form of sperm competition would often
important context. Circumstances of low cost/high bene- have accompanied rape during human evolution. Rape in
fit rape may have been a frequent aspect of the within- war probably often led to significant sperm competition
group social environment of H. sapiens, as we discuss in because of temporal overlap of ejaculates of different
section 5. rapists in the victims, in addition to any overlap between
The prevalence of rape in war (see Hartueg; also the pair-bond mate's ejaculates and those of the rapists.
Brownmiller 1975) demonstrates that many men (of all Also, as we mention in sections 5 and 11 of the target
ethnic groups, which is relevant to our claim of species article, rape of pair-bond mates in the context of sexual
typicality of rape adaptation) are sexually aroused and jealousy and infidelity would lead to sperm competition,
competent in the total absence of female sexual interest and in general, a woman's resistance to rape by a non-
and willingness. As Hartung points out, it is reasonable to pair-bond male may often stem from her sexual interest in
assume that the women involved were not in the mood to a pair-bond male, a condition promoting sperm competi-
copulate with men they had watched slaughter their tion in rape. Thus, rape ejaculates that are designed for
relatives. Thus, perhaps even more than the data in the high sperm competition (sperm numbers and/or spe-
target article, rape in war calls into serious question cialized morphs) might have evolved in men. The study of
Voland's suggestion that signs of sexual interest are neces- ejaculate design may be possible using laboratory audio
sary to arouse men. and video depictions of consensual and coercive sex.
Eibl-Eibesfeldt believes that sexual coercion in war is
primarily an act of male dominance. Although aggression
is involved in rape and aggressive control of victims is one R8- Distinguishing the rape-specific and side-
motive behind rape, the motivation to have a sexual effect hypotheses and predictions
experience is also central. Rape in war is focused on the
sexual preferences of men in general - women of re- Several reviewers focused on how the two hypotheses
productive ages - not on men or females of nonreproduc- might be distinguished in future work, offered alternative
tive ages (see Hartung's commentary; also Brownmiller interpretations of the data discussed in the target article,
1975). or suggested additional predictions from the hypotheses.
Archer and Votaed suggest that further considerations Figueredo calls for more specific differential predic-
BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 411
Response/Thornhill & Thornhill: Evolution of sexual coercion
tions from the two hypotheses. However, we emphasized from this literature that we review. Initially, he makes
in section 12 that future work should focus on determin- three claims. First, that most subjects show more sexual
ing whether there is one (or several) psychological mecha- arousal to depictions that combine consent, woman's
nism^) in men that processes information that is specific arousal, and no violence than to those that combine verbal
to the benefits and costs of rape. That is, the empirical nonconsent, disgust, and violence. Second, (a) a high
Issue here is whether sexual coercion Is regulated by cues degree of sexual violence against a victim appears to
specific to the benefits and costs of rape. If so, rape- "inhibit" men's sexual arousal relative to low/no violence
specific psychological machinery is implied. and (b) the victim's disgust, in contrast to her arousal, has
We suggest In the target article that carefully designed an inhibiting effect. Third, consent alone does not affect
laboratory studies of men's sexual arousal in response to men's arousal (e.g., Malamuth & Check 1983). We agree
depictions of rape and consensual sex are an important with his interpretations of the literature bearing on the
technique for addressing the question of rape-specific first and third points. We disagree with his use of the
adaptation. Blip re (para. 4) feels that this approach is word "inhibit" In the second points. Mealey apparently
"shady," "bizarre," and "worthless." We briefly discussed has the same view of the second points as Malamuth. The
the validity of the laboratory approach in the target article data show that the victim's disgust and gratuitous violence
(sect. 8.3, para. 2). Qiiimsey5 one of the pioneers in this against the victim result in less sexual arousal than vic-
Important area of sexual research, discusses in some detail tim's arousal and limited violence (see sects. 8.2, 8.4).
the discriminant and predictive validity of phallometric The data do not show that disgust and gratuitous violence
assessment and stresses our point that phallometry is one prevent - that is, Inhibit - men's sexual arousal: For
of the best ways of distinguishing the rape-specific and example, In the Blader and Marshall (1984) study dis-
side-effect hypotheses. Despite Dupre's strong words, he cussed in the target article, subjects in general show
offers no significant support for his criticism. The one significant sexual arousal to depictions in which the victim
point he makes Is that men's excitement while watching shows disgust and In which gratuitous violence is used.
televised sports does not imply that men are designed to Malamuth goes on to suggest that the rape-specific
play sports. But men do not show sexual excitement when hypothesis would seem to predict an interaction between
they watch televised intergroup competition. The Inter- the verbal consent/nonconsent and other variables that
est that people show in social scenarios depicted In the might be perceived by men as influencing their general
media, and the age and sex differences in the scenarios of social reputations. In the experimental scenarios he dis-
Interest, are neither trivial nor well-understood phenom- cusses, this would involve permissive/normal Instruc-
ena; as Alexander (1989) has emphasized, such patterns tions (Quinsey et al. 1981). As Malamuth points out, no
probably contain important information about the design such interaction has been found, despite the rather well
of human psychological adaptations. established interaction between the consent dimension
Figueredo (para. 4) suggests that the rape-specific and the dimension of victim arousal/disgust. However,
hypothesis requires that coercive sexual laboratory stim- the increasing evidence that men's willingness to use
uli be more arousing to men that noncoerclve sexual force in mating is constrained by the influence of rape on
stimuli. This is not a valid prediction. We emphasized their social reputation (see discussion below of rape in
that certain scenarios - for example, wartime versus warfare and of Quinsey and colleagues' recent work)
peacetime - are predicted to affect the relative magni- suggests that further experiments are In order. As Mal-
tude of men's response to coercive and noncoercive amuth emphasizes, how men weigh the information
scenarios (sect. 12). about verbal consent/nonconsent compared to other in-
Langley argues that instead of raping an unfaithful formation about the costs of rape (presence or absence of
mate, it would be more in the reproductive interests of a arousal) Is not understood. This is certainly a central Issue
man to refrain from sex with an unfaithful mate in order to and could probably be clarified by laboratory experi-
avoid cuckoldry. Langley's prediction assumes that pair- ments. The interaction between consent and arousal that
bonded men have many alternative mating opportunities. Malamuth discusses extends the empirical Implications of
Otherwise, the waiting male might fail to reproduce. the rape-specific hypothesis.
Alternative Interpretations of certain data In the target Malamuth seems to realize the Importance of the
article were entertained by several commentators. distinction between violence toward victims and physical
Gladue (para. 4), Laegley (para. 5), Palmer (para. 4), and control over the sexual partner that we discuss in the
Perusse (para. 5) offer other Interesting interpretations of target article. Yet he asks why violence against women
the bondage and spanking study discussed in the target should inhibit men's arousal. It Is physical control of an
article (sect. 9). Quinsey and Malamiith feel that the unwilling woman that the rape-specific hypothesis pre-
bondage and spanking transcripts In the study by Quinsey dicts will be sexually arousing to men because it implies
et al. (1984) were sexual in nature. Our interpretation that that rape can be successfully accomplished. High degrees
they were without sexual content was based on the fact of violence toward a victim may be perceived as an
that the sample bondage and spanking transcripts, unlike absence of physical control of the victim, and this may be
others that were used in the study, did not include why violence against women In laboratory depictions
mention of sexual intercourse. We believe that laboratory lowers men's sexual arousal. Again, Malamuth's term
studies that refine this original study may provide a "inhibition" is misleading here (see discussion of Blader
greater understanding of men's sexuality (see sect. 9, and Marshall [1984] in the target article; sect. 8.2, para.
para. 7). 14). Thus, it is not necessary for us to rely only on Briddell
Malamuth, another pioneer In the study of men's et al. 's (1978) study, which was not replicated successfully
sexual arousal to laboratory depictions, offers what he by Barbaree et al. (1983), to conclude that true inhibition
feels are significant clarifications of some of the findings of men's arousal in the context of viewing sexual violence

412 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Response/Thornhill & Thornhill: Evolution of sexual coercion
against women has not been demonstrated. Blader and point to a study by Abbey (1987), not cited by us, as
Marshall's (1984) study shows significant sexual arousal in contradictory. However, all studies, the three cited by us
response to limited violence as well as to gratuitous (Abbey 1982; Abbey & Melby 1986; Saal et al. 1989), as
violence against women in rape depictions. The rape- well as Abbey (1987), show the same general pattern:
specific hypothesis predicts that cues of violence that are Men are more likely than women to infer sexual interest
most closely associated with achieving physical control in a potential partner when no such interest exists. We fail
over victims will be the ones that arouse'men. Inciden- to see the contradiction. Also, certain studies suggest that
tally, we agree with Malamuth that males who were pornographic literature commonly includes sexually
primarily sexually aroused by violence that would se- coercive cues. The studies mentioned by AHgeier &
riously injure themselves or their rape victims were not Wiederman do not show this. There is an inconsistency
the reproductively successful males in the human evolu- between studies. New studies that include rigorous inter-
tionary line. rater reliability checks should be conducted to answer
Malamuth and Quinsey suggest that the rape-specific this question. The literature on sexual fantasies that
hypothesis requires that Quinsey et al.'s (1981) com- AHgeier & Wiederman discuss indicates a consistent sex
munity men who received permissive instructions should difference in fantasies of forcing sex on a partner, with
show a greater response to rape than to consenting depic- men having more; thus, the pornography industry, which
tions relative to community men with regular instruc- competes for men's sexual arousal, is likely to have ex-
tions. This was not found: The men with permissive plored this sex difference.
instructions showed similar increases in response to both AHgeier & Wiederman cite a study by Groth and
rape and consenting depictions. The permissive instruc- Burgess (1977) of incarcerated rapists showing that these
tions probably produced greater arousal to consenting men are frequently sexually incompetent in coercive
cues merely because testing community men in the settings. Gavey & Gray (para. 4) cite Harding (1985) to
environment of a maximum security mental health center make this same point. We do not claim that men will show
may lower their responsiveness to otherwise arousing equal sexual competence in coercive and noncoercive
cues (see sect. 8.2, para. 1). What is remarkable about this sexual settings. Rape often occurs under circumstances
study is that only three sentences of permissive dialogue that are dangerous to the perpetrator; this could lead to
gave rise to the statistically significant pattern we discuss* lower sexual performance (see above discussion of the
in the target article, despite the small sample size. These role of victim's physical control). However, we have
results suggest the need for other studies of permissive questioned the validity of the comparisons of sexual
instructions. performance in rapists described in the literature (see
Malamuth questions his earlier interpretation of an Thornhill & Thornhill 1983; also Palmer 1989). Further-
aspect of the research reported in Malamuth (1981b). He more, the widespread use of sexual coercion by men
suggests that the audio rape depiction containing victim discussed in the target article implies that men are often
abhorrence read by a female assistant may have had sexually competent during rape (sect. 8.3, para. 3).
subtle seductive qualities and therefore caused the sub- AHgeier & Wiedermae criticize our interpretation of
jects to focus only on the sexual content and not on the Buss (1989b). Buss did find statistically significant sex
violent content. He points out the need for better experi- differences in the incidence of anger about sexual rejec-
ments to determine whether a woman's voice per se is a tion (target article, sect. 7.1, para. 4). This as an interest-
cue that increases men's arousal to rape. We agree, of ing and relevant result. AHgeier & Wiederman rightly
course, and suggest that a young woman's voice reading point out that although the gender difference was statis-
sexually explicit material, whether it includes rape or not, tically reliable, it was small. We re-emphasize that fur-
will be sexually interesting and often arousing to many ther studies of this sexual conflict might be revealing of
men. subtle forms of male coercion.
AHgeier & Wiederman suggest that further research is AHgeier & Wiederman (para. 8) apparently believe
needed to clarify the cues that arouse men viewing that sexual coercion is rare, in part because a study by
coercive scenarios in the laboratory. We agree. This is a Byers and Lewis, not referred to in the target article,
major point of the target article (sect. 12). showed that date rape is infrequent. We contend that
Wilson & Daly point out that our prediction about how men rape conditionally; an analysis of the circumstances
the power of a rape victim's family affects men's arousal to surrounding different frequencies of date rape would be
rape (sect. 1.2, para. 6), if met, could be explained by the interesting and illuminating. We stand by our conclusion
side-effect hypothesis. We acknowledge the ambiguity of that there is an abundance of sexual coercion in dating and
this prediction. Remarkably little is known about the other similar situations. The position of AHgeier &
actual cues that affect men's arousal in coercive settings; Wiederman on the rarity of sexual coercion is called into
we accordingly need the laboratory experiments manip- question by certain research results: In studies of self-
ulating all the cues discussed in sect. 12, para. 6. reported likelihood to rape, roughly one-third of men
We also agree with Wilson & Daly that it will be reported a likelihood, and, under certain conditions, no-
important in future research to pay attention to sexual and likelihood reporters showed sexual arousal to laboratory
nonsexual coerciveness and not just coercive and non- depictions that included coercion (sect. 8.2, para. 5); their
coercive sexuality. This would be useful for distinguishing position is also challenged by Malamuth et al. (1986)
coercive cues that are specific to sex from coercive cues discussed above.
that are important in nonsexual contexts. AHgeier & Wiederman and Gavey & Gray (para. 3)
AHgeier & Wiederman argue that the support we claim question the quality of the pattern indicating that men of
for the rape-specific hypothesis is based on selective lower social status use more sexual coercion than other
inclusion of data and misinterpretations of findings. They males. There are limited data that suggest that the pattern
BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 413
Response/Thornhill & Thornhill: Evolution of sexual coercion
is not strong, and possibly nonexistent. This inconsis- prisingly, . . . although female subjects were most
tency underlies the need to bring the issue into the aroused when the rape victim was portrayed as experienc-
laboratory and to examine the arousal of men of different ing an orgasm and no pain, males were most aroused
socioeconomic status to coercive and consensual stimuli; when the victim experienced an orgasm and pain" (p.
we also hope this will be done to examine the effect of 399). These two studies point to the value of an empirical
men's age (see sect. 10, para. 1). evaluation of the cues that arouse men and women in
Allgeier & Wiederman (last paragraph) make the inter- laboratory rape depictions; future work on these sex
esting point that women sometimes sexually coerce men. differences could be important in distinguishing the two
The approach in the target article does not deny this. It ultimate hypotheses for rape.
predicts that sexual coercion by women is an incidental We do expect women, however, to have mechanisms
effect of adaptation to conditions other than coercing designed specifically for assessing the probability of their
sexual access. rape in social settings. Also, evidence is accumulating that
Browemiller & Mehrhof (para. 6) suggest that rape is women have a psychological adaptation to assess and
random. There are now considerable data on rape victim- reduce the costs of rape to them (N. W. Thornhill & R.
ization revealing that men do not randomly select victims Thornhill 1990a; 1990b; 1990c; 1991).
in terms of age and that the occurrence of penile-vaginal Archer and Voland (point 1) discuss other possible
intercourse and ejaculation are not random during rape. female counteradaptations to rape, specifically mecha-
Young women are overrepresented as rape victims (Fel- nisms that prevent conception or lead to early termina-
son & Krohn 1990; Russell 1982; Thornhill & Thornhill tion of pregnancies due to rape. Despite the logic behind
1983). Also, recent research on a large sample of victims of the idea that such adaptation should exist, there is no
all ages indicates that the probability of penile insertion, evidence that it does.
ejaculation, and multiple copulations during sexual as-
sault depends on the victim's age, and that women of
reproductive ages are more likely to experience these R9B The continuum and! definition
events than nonreproductive aged victims (N. W. Thorn-
hill & R. Thornhill 1991). Palmer (para. 4) appears to misunderstand our position
Akins & Wiedham and Gavey & Gray (also Grauerholz about the continuum of sexual coercion/noncoercion
& Koralewski 1991; Harding 1985) suggest that the adap- (sect. 7.1). We did not write, nor do we believe, that all
tationist view implies that rape results from motivation to human copulations are forced to some degree. Instead,
reproduce or increase fitness. This is not one of its we pointed out in the target article that the dichotomy of
predictions. No organism is motivated to enhance fitness. forced versus unforced copulation is too simplistic; these
Motivation refers to proximate rewards and punishments, two tactics often grade into each other, with only arbitrary
and not ultimate goals. Thus we have proposed that one bounds between them. Thus, contrary to Palmer's claim,
motive behind rape is the desire for a sexual experience our view does not mean that researchers cannot possibly
and that another is to physically control the victim (see R. devise coercive and noncoercive laboratory stimuli.
Thornhill & N. W. Thornhill 1991). Part of Palmer's discussion of the continuum between
Contrary to the suggestion by Gavey & Gray9 the coercive and noncoercive sex confuses two issues. One is
prediction that sexual coercion will be sensitive to the our claim that forced and unforced copulation often grade
probability of detection and negative social consequences into each other, which we address Immediately above.
(prediction 5, sect. 6) does not imply that stranger rape The second is the matter of how people use terms such as
will be more common than acquaintance rape. Acquain- rape versus consensual sex. These two terms "make
tance rape is expected to be far more common (and sense" to many people, and many people find them
apparently is) because of greater opportunity. useful, but this is not evidence that the terms describe a
Prediction 5 is further supported by data from recent real dichotomy. The major reason words are viewed as
studies by Quinsey and colleagues cited in Quinsey's useful or nonuseful is that they are or are not consistent
commentary. Also, Hartraig's case study analysis of rape with the user's interests. There are reasons why people
in war, like the material on rape in warfare that we discuss would find their interests served by these dichotomous
in the target article (sect. 10, para. 2), indicates that men terms; in this sense, the terms are not arbitrary. For
increasingly rape when the probability of punishment is example, men often view themselves as engaging only in
low. consensual sex - the sexually coercive ones are the other
Blxler (para. 5) and Allgeier & Wiederman (para. 5) guys. This dichotomy may be comparable in utility to the
discuss the interesting issue of women's arousal to labora- distinction made by many heterosexual men between a
tory rape depictions. The perspective in the target article homosexual and a heterosexual sexual preference, two
predicts that women will not be found to have a psycho- preferences that grade into one another, as shown by
logical adaptation that processes cues that are specific to Kinsey and his colleagues. The utility of the coer-
women raping. As mentioned above, women's arousal to cion/noncoercion dichotomy for women may be that it is
the depictions probably reflects responses to cues that are used to identify and present socially the significant males
not specific to rape. This hypothesis is supported by in their lives (husbands, brothers, sons, etc.) as distinct
Stock's (1988) results on women's arousal to the realistic from certain others. Also, the dichotomy may be useful to
versus "distorted" rape depictions discussed by Allgeier many women because their interests may be served by
& Wiederman. It is also supported by Malamuth et al.'s remaining in a sexually coercive relationship that has not
(1980) study of male and female college students' self- reached the point of costs exceeding benefits; such rela-
reported responses to rape depictions with and without tionships would not involve rape, according to the
victim pain and arousal. They conclude that, "Sur- women. Arguments similar to these may explain the

414 BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2


Response/Thornhill & Thornhill: Evolution of sexual coercion
utility of the common distinction between rape and sexual distinct from copulations that resultfromsome amount of
coercion. "bargaining," but elements of coercion are automatically
If sexual coercion cannot easily be distinguished from involved in situations in which men threaten to withhold
noncoercion, Malamuth asks, how can there be specific or withdraw social or economic resources to achieve
adaptation to rape? First, as we pointed out immediately matings (sect. 7.1, para. 3). We recognize that a signifi-
above, many human copulations are not coerced. Also, cant portion of the interaction between men and women
consensual and coercive sex present different problems to surrounding copulation is appropriately viewed as re-
males and may thus affect different adaptive solutions. ciprocity (noncoercion), but this form of reciprocity and
Sexual coercion has many costs, some obvious, others coercion will often grade into each other.
subtle. An example of the latter is a man's nonviolent Futterman & Zirkel (para. 5) and Gowaty find the
threat of withdrawal of financial support in order to obtain definition of rape in the target article inappropriate be-
a copulation with a pair-bond mate that would be other- cause it does not include the diversity of definitions across
wise unavailable. Such a threat might be very costly, cultures, nor the multiple definitions in Western culture.
leading to the mate's general suspicion and distrust. We Elsewhere we discuss cross-cultural patterns in rape and
suggest that men often use subtle hints in this regard that rape attitudes; that analysis suggests that the cross-
imply withdrawal of emotional or other resources without cultural diversity follows evolutionary logic (see Thornhill
an explicit statement of withdrawal. Such hints make for & Thornhill 1983). Our definition in the target article is
ambiguity, but the ambiguity itself can be an important appropriate for our evolutionary view that male sexual
threat. In human evolutionary history, males obtaining coercion circumvents mate choice and is on a continuum
matings from unwilling and sometimes resistant mates with noncoercive sex.
under these circumstances would seem to require infor- Smuts (para. 2) notes that the continuum idea was first
mation processing specific to the benefits and costs of proposed by feminists. We cited the early feminist litera-
sexual coercion. For this reason and others we have ture that contained this idea (sect. 7.1, para. 1) and we
discussed, we do not believe that the problems of adapt- thank Smuts for providing another recent reference.
ive sexual coercion can be solved by the kind of general-
purpose adaptation Malamuth proposes.
Gowaty emphasizes that there are exceptions to some >e in nonhuman animals
of our statements about human sex differences and sug-
gests that her more "robust framework" be adopted in the A few commentators challenged our view of how rape in
study of human sexuality. One aspect of her program is a nonhuman animals bears on our approach (sect. 3.3).
description of all circumstances under which vaginas and Bixler (para. 3) points out that the comparative method
penises come together. The second aspect is imagining might help illuminate rape. We agree. We emphasize
hypotheses about the adaptive significance of each of the that we do not think the comparative method of biology is
sexual variants. As we mentioned above, phenotypic an inappropriate tool for studying adaptation. It is one of
variation is not an adaptation or even numerous adapta- two legitimate general approaches to identifying and
tions but the manifestation of the underlying invariant characterizing phenotypic design - the other is used in
species-typical mechanisms that are the sexual adapta- the target article. Both of us use the comparative method
tions. The continuum we proposed incorporates variation often and have written extensively about its validity (N.
in sexuality by definition and is the relevant variation for W. Thornhill 1990; 1991; Thornhill 1984a; Thornhill &
identifying species-typical rape adaptation. The diversity Alcock 1983; Thornhill & Thornhill 1983). There are, how-
of ways human vaginas and penises come into contact is ever, appropriate and inappropriate uses of comparisons.
not the limit of the relevant variation in this case. Not The successful application of the comparative method
infrequently, menforcecopulation with men and nonhu- to sexual coercion would uncover the ecological factor(s)
raan species. These variations also imply the existence of associated with the presence and absence of rape-specific
species-typical male sexual psychology that does not re- male and female (counter-rape) adaptation across species.
quire the partner's sexual interest or willingness (see R. Such an application might even lead to successful predic-
Thornhill & N. W. Thornhill 1991 for a discussion). tion of different kinds of rape adaptations among species.
Moreover, we believe that forms of sexual harassment For example, in certain scorpionfly species males force
such as those mentioned by Brownmiller & Mehrhof — initial sexual access; in another, males do not force access
frottage and genital exhibitionism - are appropriately but instead force copulation to continue after it is ob-
viewed as manifestations of the same male sexual psychol- tained without coercion (see Thornhill & Sauer 1991).
ogy that causes rape. Contra Brownmiller & Mehrhof, Examples of inappropriate comparisons are those sug-
these are not phenomena that we have failed to consider gested by Brownmiller & Mehrhof (para. 3) and Kitcher
(see R. Thornhill & N. W. Thornhill 1991). Such assaults (para. 4). Brownmiller & Mehrhof claim that the or-
are further evidence that women's sexual arousal is often angutan is the only nonhuman primate with forced
irrelevant to men's sexual arousal. copulation. They also feel it relevant to add that rape in,
Smuts (para. 4) argues that there is a qualitative distinc- the orangutan has not been observed to result in preg-
tion between rape, which she defines as "using force to nancy. This information is used by Brownmiller &
obtain copulation," and men threatening to withhold or Mehrhof to support their opinion that rape did not yield
withdraw social or economic resources to obtain matings offspring during human evolution. Orangutans and peo-
they would not obtain otherwise. The continuum we ple are the end products of different evolutionary lines. If
propose has, of course, two ends which are more distinct one wishes to understand the selective forces that de-
from each other thanfromother points in the continuum. signed orangutans, one must study the functional design
And, of course, copulations that are physically forced are of orangutan adaptations. But if one wishes to illuminate

BEHAVIORAL AND BRAIN SCIENCES (1992) 15:2 415


References/Thornhill & Thornhill: Evolution of sexual coercion
the selective forces that created human adaptations, only explanation of rape. For reasons we discussed in the
the designs of human adaptations contain the relevant target article and above, the first claim is very likely to be
information. Orangutans do not give insights into the wrong, and the second Is definitely wrong. The sociocul-
selective forces that were acting during the evolution of tural view distracts us from the most significant issue -
If. sapiens. The opinion that primates give us deep the study of the salient evolved ontogenetic events during
insights about the environment in which humans evolved the development of men's sexual coerciveness and the
is not uncommon (e.g., Hrdy 1981), but It is fraught with evolved cues that affect the use of rape by adult men. The
difficulties (see also Symons 1982; Tooby & Devore 1987). sociocultural view does seem to offer hope and a simple
KItcher (para. 4) makes this error when he discusses his remedy in that it implies that we need only fix the way
opinion (see above) that men have multiple sexual strat- boys are socialized and rape will disappear. This naive
egies that are genetically distinct. He draws this conclu- illusion is widespread. Browemlller & Mehrhof suggest
sion, in part, based on his interpretation of studies of that social policy would be useful to correct the minds of
nonhuman primates. confused young men; Futtermae & Zirkel offer a similar
Thornhill (1980) and Crawford and Galdikas (1986) suggestion. Dupre feels that learning is a sufficient expla-
discuss the difficulty of demonstrating rape in nonhuman nation for human behavior and that the most Important
species; for example, in many species male courtship issue or the only one is the study of the social factors
contains elements of aggressive behavior (also see Eibl- involved in rape, such as the way women are depicted in
Eibesfeldt's commentary). It is because of these difficul- the media. The fact is that we simply do not know which
ties that rape has been demonstrated in only a handful of factors, social or nonsocial, to fix at this time - that is, the
species, and actual rape-specific adaptation in only scor- design features of rape psychology are unknown. It Is
pionflies, waterstriders, and possibly women (see Thorn- certainly in the interests of proponents of the sociocul-
hill & Sauer 1991 and references therein). Male scor- tural theory to have their colleagues and the public
plonflies and waterstriders have morphological rape believe that they have identified a remedy for rape and
adaptations. Women may have psychological machinery are working toward Implementing It. But this can only be
specifically designed to deal with social problems that an effective social tactic in an environment of ignorance.
result from rape (see above). It is an open question As Harteeg points out, those who feel that the social
whether men have rape-specific adaptation. This ques- problem of rape can be solved by changing the nature of
tion will only be answered by understanding the design of men through naive and arbitrary social adjustments
men's sexual psychology. Even If future studies show that should "get real about rape" because their perspective is a
rape-specific adaptation has evolved in males of many danger to us all.
species of primates, it does not follow that men have It
too. ACKNOWLEDGMENTS
We emphasize that cross-cultural comparative infor- Thanks to Martin Daly and Patrick Thornhill for comments on
mation about sexual coercion is very relevant to the study the Response. Thanks also to Anne Rice for typing the manu-
of men's sexual psychology. Smuts (last paragraph) claims script, and to Andi Causeyformiscellaneous assistance. Finally,
we think that sexual coercion in cross-cultural perspective we thank the Harry F. Guggenheim Foundation for support of
our research on sexual coercion.
"is entirely irrelevant." This is puzzling, given that in the
target article we attempt to analyze a species-typical
adaptation and in an earlier paper we have analyzed cross-
cultural attitudes about rape (see above).
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