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Revus

Journal for Constitutional Theory and Philosophy of


Law / Revija za ustavno teorijo in filozofijo prava
26 | 2015
Positivism, Conceptual Jurisprudence, and Attribution
of Responsibility

Constitutional Reforms of Citizen-Initiated


Referendum
Causes of Different Outcomes in Slovenia and Croatia

Robert Podolnjak

Electronic version
URL: http://journals.openedition.org/revus/3337
ISSN: 1855-7112

Publisher
Klub Revus

Printed version
Date of publication: 10 December 2015
Number of pages: 129–149
ISSN: 1581-7652

Electronic reference
Robert Podolnjak, « Constitutional Reforms of Citizen-Initiated Referendum », Revus [Online], 26 | 2015,
Online since 24 October 2015, connection on 01 May 2019. URL : http://journals.openedition.org/
revus/3337

All rights reserved


revus (2015) 26, 129–149 129

Robert Podolnjak*

Constitutional Reforms of Citizen-Initiated


Referendum
Causes of Diferent Outcomes in Slovenia and Croatia
In the opinion of many Slovenian and Croatian scholars, the constitutional and legislative design of
citizen-initiated referendums in their respective countries was in many ways lawed. Referendums
initiated by citizens have caused, at least from the point of view of governments in these two coun-
tries, many unexpected constitutional, political and/or economic problems. Over the years, several
unsuccessful constitutional reforms of the institute of referendum have been attempted both in
Slovenia and Croatia. In 2013, Slovenia inally attained its ‘constitutional moment’ in which it was
possible to reach an almost universal consensus in the National Assembly on constitutionally rede-
signing the legislative referendum. On the other hand, several attempts by the Croatian Parliament
to amend the constitutional provision relating to citizens’ initiatives have come to nothing due to
the interests of the major parties in the constitutional amendment process being diferent.
Key words: Citizen-initiated referendum, popular initiative, constitutional reform,
Slovenia, Croatia

1 INTRODUCTION of Europe stated that they are “one of the instru-


In the last few decades, referendums and citi- ments enabling citizens to participate in the po-
zens’ initiatives have become a signiicant sup- litical decision-making process”. I would also like
plement to representative democracy in many to emphasise the Assembly’s recommendation
countries, especially as regards decisions on im- that, as to the initiators of referendums, “popular
portant constitutional and political questions.1 initiative should always be possible” (paragraph
On the other hand, it must be stressed that 13.b.). However, when we speak of popular or cit-
the institute of referendum, particularly pertain- izens’ initiatives, there are diferent applications
ing to citizens’ initiatives, is often judged critically of this instrument of direct democracy. The ter-
because of the possibility of abusing direct dem- minology and meaning of these instruments of
ocratic decision-making of the people, violations direct democracy difer from the same in English,
of fundamental human rights and freedoms and, not to mention other languages. As remarked by
in some cases, disrupting the regular functioning Markku Suksi, “there exists no universal referen-
of the institutions of representative democracy. dum terminology”.3
In its Recommendation on referendums from That being said, the dominant classiica-
2005,2 the Parliamentary Assembly of the Council tion is based on Switzerland’s direct democracy
instruments, which is logical if we bear in mind
the signiicance of the Swiss experience with
* robert.podolnjak@pravo.hr | Associate Profes-
sor of Constitutional Law, University of Zagreb, popular referendums and citizens’ initiatives.4 In
Faculty of Law, Department of Constitutional Law. its Guidebook to Direct Democracy in Switzerland
1 See generally Butler & Ranney (1994), Galagher &
Uleri (1996), Qvortrup (2002, 2013, 2014), Altman assembly.coe.int/nw/xml/XRef/Xref-XML2HTML-
(2011), Hamon (2012), Setälä & Schiller (2012), EN.asp?ileid=17329&lang=en (last accessed on 6
Morel (2012) and Tierney (2012). February 2015).
2 Recommendation 1704 (2005): Referendums: to- 3 Suksi (1993: 10).
wards good practices in Europe, available at http:// 4 See Altman (2011).

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130 Robert Podolnjak

and Beyond, the Initiative & Referendum Insti- In that sense, referendum procedures can be
tute Europe gives a threefold classiication of ‘decision-controlling’ when a referendum is de-
direct democracy procedures in Switzerland. The manded by a political actor who is not the author
irst procedure is the obligatory constitutional of the proposal (when, e.g., the people demand
referendum initiated by the parliament for the a referendum on a legislative act of parliament),
adoption of a draft constitutional amendment or they can be ‘decision promoting’ when a ref-
or a new constitution. The second procedure is erendum is demanded by a political actor who is
the facultative or optional popular referendum, also the author of the proposal (when, e.g., the
when “new laws or changes to laws, which have people demand a referendum on a new policy
been passed by parliament, are subject to /…/ proposal).7 The popular referendum is clearly a
referendum” if this is required by at least 50,000 ‘decision-controlling’ mechanism, while the pop-
voters. This procedure is also called a ‘people’s ular initiative is a ‘decision-promoting’ mecha-
veto’ or a ‘rejective referendum’, given that laws nism.
passed by parliament “receive inal approval or Given these diferences between the popular
rejection in a referendum vote”. Finally, the third referendum and the popular initiative, I would
procedure is called the citizens’ or popular initia- like to point to two essential characteristics that
tive: “citizens have the right to make legislative bind them. They are both forms of citizen-initi-
proposals which must be decided in a referen- ated referendums.8 The essential precondition
dum vote if the proposal gains the support of for such referendums is that the initiators must
100,000 voters. This allows a part of the elector- collect a speciied number of signatures within a
ate to place before the whole electorate issues set period of time, both of which are prescribed
which parliament does not wish to deal with, or in the constitution or the statute. The second
which have not even occurred to parliament”.5 characteristic that binds the two forms of citizen-
While the obligatory constitutional referendum initiated referendums is that they occur against
can be initiated by parliament, the other two the wishes of either government or parliament.
procedures – the popular referendum and the Accordingly, according to Altman, both forms be-
popular initiative – can be initiated only by the long to the same class of mechanisms of direct
people. democracy (in his terminology, a reactive refer-
Swiss scholars explain that the diferent endum and a proactive popular initiative).9
forms of direct democracy in their country It should also be mentioned, for instance,
can be classiied by two main dimensions. The that abrogative initiatives in Italy (and abrogative
source of the proposition describes who con- referendums belong to the category of popu-
trols the issues which are subject to a popular lar referendums) have been, according to Uleri,
vote, or in other words who sets the political “more decision-promoting than decision-control-
agenda. In the Swiss case, this can be either the ling initiatives”,10 rendering the diferences be-
government or the parliament or the citizens. tween the popular referendum and the popular
The other dimension relates to who can call for initiative sometimes blurred. My using the term
a vote. This can be either through a constitu- ‘citizen-initiated referendum’ in this article relates
tional requirement or it can be through collect- to both the popular referendum and the popu-
ing signatures.6 lar initiative. Thus, Slovenia’s popular referendum
and Croatia’s popular initiative are comparable.
The general term ‘referendum’ is used to refer to
all forms of popular votes, regardless of who the
5 See Kaufman, Büchi, Braun (2010: 9). More specii- initiator is, or whether it is obligatory or faculta-
cally, Swiss citizens cannot launch a popular initia- tive.
tive to enact a new law, but only a procedure for
a partial or complete revision of the Constitution.
For more about the historic genesis of diferent in- 7 See Ulery (2012).
struments of direct democracy in Switzerland, see 8 See Qvortrup (2013: 26–56).
Serdült (2014: 70–75). 9 See Altman (2013: 621–622).
6 Lutz (2012: 20). 10 Uleri (2012: 80).

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Constitutional Reforms of Citizen-Initiated Referendum 131

Although the institute of referendum is diferent forms of citizen-initiated referendums


well established as a means of direct deci- at sub-national level (i.e., the United States and
sion-making of the people in most European Germany) have had no experience of direct de-
countries, it is equally true that the institute mocracy at national level.12
of citizen-initiated referendum is not usual In this article, I analyse only two new de-
in the older West European countries – only mocracies which have constitutionalised citizen-
Switzerland and Italy have diferent forms of initiated referendums – Slovenia and Croatia, two
citizen-initiated referendums (and the tiny neighbouring countries, both federal republics
Lichtenstein). On the other hand, almost all of former Yugoslavia and both member states of
newly adopted East European constitutions the European Union. Both countries have, in my
provide for various instruments of direct de- opinion, been neglected in comparative analyses
mocracy.11 What is even more interesting for of citizen-initiated referendums. Although Slov-
my analysis is that the constitution-makers enia is undoubtedly one of the leading European
in several new democracies of Central and countries with experience of direct democracy in
Eastern Europe embraced much more en- terms of the number of referendums held in this
thusiastically the idea of letting the people country, it has been left out of most compara-
initiate referendums on constitutional or tive analyses of citizens’ initiatives.13 The reason
other matters normally within the jurisdic- for this is that, prior to the 2013 constitutional
tion of their parliaments. The institute of cit- reform, Slovenia had had the multifaceted leg-
izen-initiated referendum is part of the con- islative referendum which could be initiated by
stitutional order in many post-Communist citizens (popular referendum), by the opposi-
countries, such as Latvia, Lithuania, Slovakia, tion (minority referendum similar to the Danish
Ukraine, Hungary, Slovenia, Croatia, Albania, model), or by the second house of Parliament.
Macedonia and Serbia. But Slovenia has never had a citizens’ initiative
The forms of the institute of citizen-initiated following the Swiss model. Although one of the
referendum prescribed in the constitutions of latest comparative books on referendums in the
these countries difer. Only a minority of these world states that “the position (of referendum) in
constitutions make it possible for citizens to Slovenia has become one of the more interest-
initiate a constitutional referendum like in Swit- ing, perhaps approaching the position in Switzer-
zerland, or an abrogative legislative referendum land or California”, a little more than half a page is
like in Italy. They also difer in respect of the ques- dedicated to the referendum experience of this
tions that may be put to a ballot, the number of country, and the constitutional reform of 2013 is
signatures that must be collected, or the turnout
and/or approval quorums in the rules regulating 12 However, it should be noted that it was Carl Sch-
mitt who warned already in 1927 that the institute
the validity of referendum results. Ergo, no domi-
of citizen-initiated referendum at state level can-
nant model can be found. not be compared with the same at the level of
Bearing in mind the experience with citizen- federal units of a federal state, such as the states
initiated referendums in the last two decades in of the USA or the Swiss cantons, because they are
the new democracies of Central and Eastern not states in the full sense of the word. They do
Europe, it can be concluded that the constitu- not decide on all issues of state importance (e.g.,
on foreign policy issues), so the range of possible
tional provisions related to popular referendums citizens’ initiatives is narrowed, and even when an
and popular initiatives, at least in some of them, issue to be decided in a referendum at the level of
had been designed without due knowledge of federal units of a federal state is similar to the issue
comparative experiences and without necessary at federal level, the diference between the two
constitutional safeguards. As to comparative ex- could be qualitative. Schmitt writes: “The inan-
periences at national level, only Switzerland and cial governance of a state of a union or a canton
is legally something diferent from the inancial
Italy could have been a model. Paradoxically, the governance of a sovereign state”, in Schmitt (2014
two countries with the most experience with (1927): 64–66).
13 See Setälä & Schiller (2012), and Qvortrup
11 See Brunner (2001: 222). (2013).

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132 Robert Podolnjak

not even mentioned.14 As to Croatia, the institute then between the experience with the same in
of citizens’ initiative was constitutionalised 15 these two countries.
years ago, but the irst referendum demanded by
the people was held in December 2013. Conse-
quently, Croatia has not been analysed compara-
2 THE ORIGINAL DESIGN OF
MECHANISMS OF DIRECT
tively because no citizen-initiated referendum
DEMOCRACY IN SLOVENIA AND
was held in the period between 2000 and 2013.
CROATIA: SIMILARITIES AND
Writing about the legal right to direct democra- DIFFERENCES
cy, as opposed to the actual use of mechanisms
Both Slovenia and Croatia were born in a
of direct democracy, David Altman is correct in
referendum. The Slovenian referendum on sov-
pointing out that “something does not exist until
ereignty and independence was held in Decem-
there is at least one case that proves that it exists.
ber 1990, and a similar plebiscite took place in
Otherwise, the inclusion of that right in the con- Croatia in May 1991. Both countries also held
stitution or basic law of a country could be easily referendums on EU membership (Slovenia in
considered just a ‘dead letter’”.15 In the opinion of March 2003, and Croatia in January 2012). Ac-
many Slovenian and Croatian scholars, the con- cording to Stephen Tierney’s methodology,17 all
stitutional and legislative design of citizen-initiat- these referendums are, in a broad sense, consti-
ed referendums in their respective countries was tutional referendums, although formally the sub-
in many ways lawed.16 ject matter of these referendums was not some
Referendums initiated by citizens have constitutional provision. The said referendums
caused, at least from the point of view of gov- on independence and on entry to the EU are the
ernments in these two countries, many unex- most comparable cases in the history of direct
pected constitutional, political and/or economic democracy in Slovenia and Croatia.18 Also, no
problems. Over the years, several unsuccessful obligatory referendum on enacting or amending
constitutional reforms of the institute of refer- the constitution is required in either the Sloveni-
endum have been attempted both in Slovenia an or the Croatian constitution. Only the faculta-
and Croatia. However, in May 2013, the Slovenian tive constitutional referendum is prescribed in
Parliament amended the Constitution as regards both countries.
the design of legislative referendum. Half a year On the other hand, the forms of direct de-
mocracy in the constitutional orders of these two
later, the Croatian Parliament’s attempt to amend
countries difer greatly.
Croatia’s constitutional provision on the institute
The Slovenian Constitution prescribes that
of citizens’ initiative came to nothing. In this arti-
30,000 voters may propose a constitutional
cle, my objective is to elaborate why the constitu- amendment. According to Article 168, “a pro-
tional reform has been successful in Slovenia, and posal to initiate the procedure for amending the
why it has failed in Croatia. I will irst give a brief Constitution may be made by twenty representa-
introduction to the similarities and diferences tives of the National Assembly, the Government
between the original design of mechanisms of or at least thirty thousand voters”.19 Such pro-
direct democracy in Slovenia and Croatia, and
17 See Tierney (2012: 11).
14 See Hill & White (2014: 36–37). David Altman brief- 18 There is another comparable case. The citizens
ly mentions Slovenians (together with the Swiss, of both countries had the opportunity to vote
Italians and Lithuanians) when writing about against same-sex marriage – in Slovenia against
European countries which excel in terms of the the Marriage and Family Relations Act in 2012, and
implementation of citizen-initiated mechanisms in Croatia for a constitutional amendment of the
of direct democracy at national level. See Altman deinition of marriage as a union of woman and
(2013: 622). man in 2013.
15 Altman (2013: 622). 19 The Slovenian Constitution, as amended up to
16 See Ribičič & Kaučič (2014), Toplak (2013), 2006, is available at http://www.servat.unibe.ch/
Tomljanović (2001), and Podolnjak & Smerdel icl/si00000_.html (last accessed on 6 February
(2014). 2014).

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Constitutional Reforms of Citizen-Initiated Referendum 133

posals are decided on by the National Assembly scribed that any issue which was the subject of
by a two-thirds majority vote of the representa- regulation by law could be the subject of a legis-
tives present. The National Assembly adopts acts lative referendum.
amending the Constitution by a two-thirds ma- The original Croatian Constitution adopted
jority vote of all representatives (Art. 169 of the in 1990 envisaged only the facultative referen-
Constitution). However, the Constitution also dum on constitutional or legislative matters (Art.
gives a parliamentary minority (at least thirty 86 of the original Constitution, which is today Art.
representatives) the option to demand conir- 87).22 The Croatian Parliament may call a refer-
mation of proposed constitutional amendments endum on a proposal for an amendment of the
by referendum (Art. 170). Constitutional amend- Constitution, on a bill, or any other issue within
ments are adopted if a majority of those voting its competence. The President of the Republic
in a referendum voted in favour of the same, may, at the proposal of the Government and with
provided that a majority of all voters participated the counter-signature of the Prime Minister, call a
in the referendum. Thus, the validity of results of referendum on a proposal for the amendment of
constitutional referendums depends on fulilling the Constitution or any other issue which he/she
a participation quorum requirement. The Slov- considers to be important for the independence,
enian Constitution has been amended several unity and existence of the Republic of Croatia.23
times, but the optional constitutional referen- Neither the Parliament nor the President has ever
dum demanded by 30 representatives has never called a referendum on a proposal for the amend-
been required.20 ment of the Constitution.
A much more interesting part of the Slov- A great change happened in 2000, when the
enian constitutional arrangement of the refer- institute of citizens’ initiative was constitution-
endum was the original design of the legislative alised. At the proposal of a small parliamentary
referendum. The original Article 90 of the Con- party (the Croatian Party of Rights), whose votes
stitution prescribed that the National Assembly were necessary for a two-thirds parliamentary
could call a referendum on any issue which is the majority for accomplishing the most signiicant
subject of regulation by law on its own initiative. constitutional transformation of Croatia’s original
However, it had to call such a referendum if so semi-presidential system into a parliamentary
required by at least one third of representatives one, Article 86 was amended prescribing that
by the National Council (the second house), or by the Croatian Parliament shall call a referendum
forty thousand voters. Slovenian constitutional on all issues that may be put to a referendum by
scholars emphasised that, comparatively speak- the Croatian Parliament or the President when so
ing, this was a very high number of proponents demanded by ten per cent of all voters in the Re-
that were allowed to initiate a referendum.21 It public of Croatia.
is also very important to note that, in contrast to With this constitutional provision, Croatian
the constitutional referendum, the decision in a citizens acquired the full-scale popular constitu-
legislative referendum would be valid if a major- tional initiative (to demand a constitutional ref-
ity of those voting cast their votes in favour of erendum), while Slovenian citizens have at their
the same. So, the participation quorum or the ac- disposal only the weaker form of constitutional
ceptance quorum was not required in the consti- agenda initiative, which must be debated by the
tutional provision on the legislative referendum Parliament and will, in no circumstances, lead to
drafted in 1991. And inally, the Constitution pre- a referendum.
The inal change in the design of the insti-
20 The answer is simple. There are 90 representatives tute of referendum in the Croatian constitutional
at the National Assembly and a 2/3 majority (i.e., 60
MPs) is required for passing constitutional amend- 22 The only obligatory referendum prescribed in the
ments. Only if amendments are voted for by ex- Croatian Constitution is the referendum on the Re-
actly 60 representatives at the National Assembly public of Croatia’s association with or disassocia-
would there be a suicient number of MPs in the tion from other states.
minority to call a constitutional referendum. 23 An analysis of the original constitutional design of
21 See Kaučić (2010). referendum may be found in Rodin (2001).

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134 Robert Podolnjak

order which was highly relevant for the success which would prevent referendum decisions sup-
of future referendums was the elimination of ported by a small minority of interested voters
any quorum as the condition for the validity of (for Croatia this has been valid since 2010).27
the results of a referendum in 2010. The original The second is the possibility to call a referendum
Croatian Constitution24 contained both the ac- on any legislative issue (in Croatia on a constitu-
ceptance (or approval) quorum and the partici- tional issue as well), the consequence of which
pation quorum. Article 135 (which is today Art. is that in both countries only their respective
142) prescribes calling an obligatory referendum constitutional courts can determine whether a
as the inal formal step required to allow the as- certain issue is constitutionally allowed to be
sociation (or, for that matter, disassociation) of decided in a referendum. The legal basis for the
Croatia with other states. Most importantly, any authority of the Slovenian Constitutional Court
decision concerning the Republic’s association is contained in Article 21 of the Referendum and
must be reached by a majority vote of the total Public Initiative Act, according to which, “if the
number of voters (the acceptance quorum of National Assembly deems that unconstitutional
50% + 1). For all other instances of state referen- consequences could occur due to the suspension
dums, the Constitution prescribes (in Art. 86) that of the implementation of an act or due to an act
a decision is made by the majority of the votes not being adopted, it requests that the Constitu-
cast, provided that turnout is above 50% of the tional Court decide thereon”.28 The legal basis for
electorate (the participation quorum).25 the authority of the Croatian Constitutional Court
It was obvious to the vast majority of Croatian is contained in Article 95 of the Constitutional Act
politicians and constitutional scholars that the on the Constitutional Court:
approval quorum required for referendums on “At the request of the Croatian Parliament,
state alliances is too high a barrier and that it the Constitutional Court shall, in the case
could be the greatest obstacle in the process of when ten per cent of the total number of vot-
Croatia’s accession to the EU, considering that ers in the Republic of Croatia request calling a
this organisation is a union of states of sorts (and referendum, establish whether the question
not simply an international organisation). It was of the referendum is in accordance with the
due to this that the Constitution was amended in Constitution and whether the requirements in
2010 and (amongst other changes) all quorums Article 86, paragraphs 1-3, of the Constitution
prescribed for the validity of referendum deci- of the Republic of Croatia for calling a referen-
sions were deleted.26 The intention of the consti- dum have been met.”29
tution makers was only to facilitate the decision
Keeping in mind the Slovenian referendum
on the future EU membership referendum, but
experience, Ciril Ribičič, a professor and former
the consequences have been much larger. It is
judge of the Slovenian Constitutional Court,
important to state that it is now much easier to
wrote in 2011 that the arrangement should be
reach any decision in a state referendum, even to
changed so as to avoid the Constitutional
amend the Constitution itself, by a simple deci-
Court being the sole instance that decides
sion of the majority of the votes cast.
whether a referendum is to be allowed or
When comparing the Slovenian legislative
not. His opinion is that the existing arrange-
referendum and the Croatian constitutional ar-
ment grants the Constitutional Court such
rangement regarding the institute of citizens’
initiative, there are two particularly important 27 On the issue of quorum for the validity of referen-
similarities between the two. The irst is a lack of dum decisions see Žuber (2014).
any kind of participation or approval quorums 28 See http://www.us-rs.si/en/about-the-court/legal-
basis/the-referendum-and-public-initiative-act/
(last accessed on 28 February 2014).
24 The text of the original Constitution is available 29 The Constitutional Act on the Constitutional
at http://www.servat.unibe.ch/icl/hr01000_.html Court is available at http://www.usud.hr/de-
(last accessed on 6 February 2014). fault.aspx?Show=ustavni_zakon_o_ustavnom_
25 See Rodin (2001: 29–30). sudu&m1=27&m2=49&Lang=en (last accessed on
26 See Smerdel (2010: 93). 28 February 2014).

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Constitutional Reforms of Citizen-Initiated Referendum 135

broad discretion with regard to referendums referendum on an act passed by the Parliament,
that its decisions, even if well elaborated, are practically continuing the ‘legislative battle’ on
always deemed arbitrary by at least one par- the referendum ield. Using the legislative refer-
ty involved in the dispute over the possible endum as a weapon of choice of sorts by the de-
referendum on some legislative act.30 feated parliamentary opposition against the gov-
ernment of the day became almost a rule. In turn,
the referendum was used not as an instrument of
3 THE REFERENDUM EXPERIENCE IN citizens, but as an instrument of opposition par-
SLOVENIA AND CROATIA ties against the policies of the government. The
With respect to the number of referendums implementation of important economic and so-
held, Slovenia is fourth amongst the European cial reforms was prevented and each legislative
countries, preceded only by Switzerland, Italy, referendum was just another decision manifest-
and Ireland (but third if only citizen-initiated ref- ing distrust of the government.31
erendums are counted). There were 21 referen- Between December 2010 and March 2012,
dums held in Slovenia, and only three in Croatia. six legislative referendums were held in Slov-
Of these, as I have noted earlier, two were iden- enia against important acts that had earlier been
tical (the referendums on sovereignty and in- passed by the National Assembly and in all of
dependence, and on EU membership). Some them the majority of voters voted against these
referendums called by the Slovenian Parliament acts. At the request of the parliamentary oppo-
on its own initiative (a referendum on Slovenia’s sition (mainly representatives of the Slovenian
membership in NATO and an advisory referen- Democratic Party, the then strongest opposition
dum on the establishment of regions) are not rel- party), legislative referendums were held on the
evant for my topic, which means that we are left Radio and Television Corporation of Slovenia Act
with 16 legislative referendums held in Slovenia in December 2010, on the Act on the Prevention
in the period between 1996 and 2012. Not even of Illegal Work and Employment and on the Act
a majority of these were held on the initiative of Amending the Protection of Documents and Ar-
citizens: nine referendums were called at the re- chives and Archival Institutions Act in June 2011.
quest of one third of representatives at the Na- At the request of voters, legislative referendums
tional Assembly, seven were called at the request were held on the so-called Mini Jobs Act in April
of 40,000 voters, and two were called at the re- 2011, on the Pension and Invalidity Insurance Act
quest of the second house – the National Coun- in June 2011, and on the Marriage and Family Re-
cil (the irst referendum on the electoral system lations Act in March 2012. In each of these, large
was called on the initiative of all three authorised majorities of voters (i.e., over 70%) voted against
bodies). It is very important to emphasise that the acts passed by the National Assembly (only
Slovenia’s successful constitutional reform of the in the case of the Marriage and Family Relations
legislative referendum concerned the reform of Act referendum ‘only’ 55% of the voters voted
not only the citizen-initiated referendum, but against).32 However, the turnout in these refer-
also the so-called ‘opposition referendum’. endums was relatively low – less than 15% in the
Slovenia was, together with Denmark, the referendum on the Radio and Television Corpora-
only European country which constitutionalised
31 See, e.g., Zajc (2012).
the institute of legislative referendum required
32 Even before these referendums, the Slovenian con-
by a parliamentary minority, and it is precisely stitutional scholar Ciril Ribičič commented in early
this form of referendum which is ‘to be blamed’ 2011: “It is inconsistent with the constitutional
for the majority of legislative referendums held in idea of referendum that referendum becomes an
Slovenia. More speciically, parliamentary oppo- everyday inal phase of the legislative process
sitions have, in the case of almost all signiicant and threatens to become the inglorious end
legislative projects proposed by the Govern- to all major legal projects. Today it is not dif-
icult to predict that a referendum vote could
ment, initiated the procedure of demanding a be called on any substantial law, and also that
the law would fail in the referendum.” See Ribičič
30 See Ribičič (2011). (2011).

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136 Robert Podolnjak

tion of Slovenia Act, 30% in the referendum on stitutional Court held that the delay or rejec-
the Marriage and Family Relations Act, and about tion of these two acts in referendums would have
40% in the three referendums held on the same unconstitutional consequences. On the basis of
day in June 2011. The economic consequences of weighing several conlicting constitutional values
rejecting a very important Pension and Invalidity (the right to request a referendum vs. safeguard-
Insurance Act were most damaging,33 because ing the eicient functioning of the state and
this prevented the necessary reform of Slovenia’s guaranteeing the exercise of its vital functions),
pension system, and it presumably led to the the Constitutional Court held that it is necessary
downfall of the Social Democratic government to give priority to ensuring the undisturbed exer-
in September 2011. On the eve of the referen- cise of state functions (including the creation of
dums on the reform of the pension system, on conditions for the development of the economic
the prevention of illegal work, and on so-called system), to ensuring respect for the rights guaran-
‘mini jobs’, the then Prime Minister Borut Pahor teed by the Constitution (in particular, the rights
predicted that, if these acts were to be repealed, to free enterprise, social security, healthcare, the
the credit rating of Slovenia would also fall and rights of disabled persons, and security of employ-
the state would ind itself in a debt crisis.34 ment) coupled with respect for the fundamental
After early elections for the National Assem- principles of international law and international
bly held on 4 December 2011, a new centre-right treaties, and to ensuring the efectiveness of the
government was formed. However, the structural legal order of the European Union, over the right
reforms proposed by the new government led to request a legislative referendum.36 The Court’s
immediately to the already familiar model of decision, which was decided almost unanimously
vetoing the much needed legislative projects by (8-1), was harshly criticised. It seemed that the
demanding a legislative referendum. This time it Court changed its earlier jurisprudence on the
was Positive Slovenia, the strongest opposition admissibility of a referendum taking account of
party, and some trade unions (by submitting changed economic circumstances.37
the signatures of its members) that demanded With its unprecedented decision, the Court
a referendum on the Slovenian State Holding has efectively limited the right of the opposition
Act, designed to manage all state capital funds, or the voters to call a legislative referendum on
and a referendum on the so-called ‘Bad Banks key economic and social legislation. More impor-
Act’ (i.e., Measures of the Republic of Slovenia to tantly, after several earlier unsuccessful attempts,
Strengthen the Stability of Banks Act), aiming to this decision inluenced, in a way, the willingness
strengthen the stability of banks. of political parties in the Slovenian Parliament
The Government requested from the Consti- (and, in particular, of the opposition) to amend
tutional Court to ban the holding of referendums the Constitution with respect to the design of
on these two acts, claiming that their rejection the legislative referendum. The previous main
would have unconstitutional consequences. Sur- opposition party (i.e., the Slovenian Democratic
prisingly for many Slovenian constitutionalists,35 Party), which had used the legislative referen-
the Constitutional Court declared the referen- dum against government policies several times
dums on both acts unconstitutional. The Con- and successfully so, was now the governing
33 The redesigned Pension and Invalidity Insurance
party experiencing itself all the ‘evils associated
Act, agreed amongst all social partners, was unani- with the legislative referendum demanded by
mously adopted by the National Assembly in De- the opposition’. On the other hand, the opposi-
cember 2012. tion parties, especially Positive Slovenia and the
34 “Sezona Svetlikovih referendumov” (“The Season
of Svetlik’s Referendums”), Večer, 11 April 2011. 36 The decision of the Constitutional Court U-II-1/12,
35 See Ribičič (2012), Bučar (2013), “Bugarič: Odločba U-II-2/12 (in English) is available at http://
US je ena najslabše napisanih odločb v zgodovini”, odlocitve.us-rs.si/usrs/us-odl.nsf/o/399443A23488
Delo, 19 December 2012, available at http://www. 727DC1257AFA004A8AC6 (last accessed on 6 Feb-
delo.si/novice/politika/bugaric-odlocba-us-je- ruary 2014).
ena-najslabse-napisanih-odlocb-v-zgodovini.html 37 See Bučar (2013: 3). For an opposing argument, see
(last accessed on 28 February 2014). Avbelj (2013).

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Constitutional Reforms of Citizen-Initiated Referendum 137

Social Democrats, realised that the referendum 15 days. The number of citizen-initiated referen-
as a weapon against the economic policies of the dums is, accordingly, clearly much higher in Slov-
Government could now be successfully blocked enia. The constitutional and legislative require-
by the Constitutional Court. As a result, the refer- ments for collecting signatures in Croatia are,
endum lost its relevance as a means of bringing in comparison with other European countries
down the Government. It is, hence, no coinci- which have the institute of citizens’ initiative, the
dence that the process of amending the Consti- most stringent. As a result, it is extremely diicult
tution progressed expediently once the Consti- to collect the needed number of signatures for
tutional Court had reached its decision banning calling a referendum on a citizens’ initiative in
referendums on the Slovenian State Holding Act Croatia. Evidently, this can be accomplished only
and the so-called ‘Bad Banks Act’.38 by a very strong organisation or association.40
In comparison with Slovenia, Croatia’s expe- In other countries with the institute of citizen-
rience with referendums is much more limited. initiated referendum, such as Switzerland, Italy
As mentioned earlier, Croatia has held only three or Slovenia, political parties are often behind ini-
referendums to date. The great majority of Slov- tiatives, lending their support and necessary in-
enian referendums have been legislative referen- frastructure. In Croatia, however, political parties
dums, while all three referendums in Croatia have are, as a rule, in the background, while the lead-
been constitutional. Slovenian voters demanded ing role belongs to trade unions, war veterans as-
seven referendums, while Croatian voters only sociations, religious organisations, etc.
one – the already much debated referendum on The constitutional provision on the citizens’
the constitutional deinition of marriage. initiative came to the forefront of public debate
While in Slovenia only 40,000 signatures (i.e., in Croatia for the irst time in April 2001. Namely,
about 2.5% of all voters) are to be collected with- the leaders of a number of war veterans asso-
in 45 days, in Croatia the signatures of as much ciations submitted a petition backed by 400,000
as 10 per cent of all voters at the minimum (i.e., signatures to the President of the Croatian Parlia-
more than 400,000)39 are to be collected within ment, requiring a legislative referendum that was
to provide defenders who fought in the Croatian
38 See the Report on the Draft to Start the Procedure Homeland War the same legal treatment as the
of Amending the Constitution of the Republic of
treatment granted to members of the winning
Slovenia with the Draft Constitutional Law, submit-
ted to the National Assembly on 15 January 2013. and liberation armies in World War II. Moreover,
39 The requisite number of signatures was a ques- in the petition they also asked not to be prose-
tion decided on by the Croatian Constitutional cuted for possible war crimes committed during
Court in December 2014. The ‘In the Name of the the Homeland War. However, the parliamentary
Family’ Citizens’ Initiative collected more than majority was not inclined to call a referendum on
380,000 signatures for the initiative called ‘Let Us the basis of such a petition, since the then Ref-
Elect Deputies by Name’. The Croatian Parliament
refused to call a referendum maintaining that the
erendum Act did not provide for the procedure
requisite number of signatures is approximately
450,000, which is 10% of all registered Croatian can, according to the law, be collected only within
voters. The Constitutional Court decided that “ten the Republic of Croatia. See the Constitutional
per cent of the total electorate of the Republic of Court’s Decision No. U-VIIR-7346/2014 from 10 De-
Croatia” refers, within the meaning of Article 87.3 cember 2014.
of the Constitution, to all Croatian citizens who 40 In October 2011, the Slovenian scholar Cirila Toplak
have reached eighteen years of age with a regis- wrote that, “in Croatia, the Constitution provides
tered domicile in the Republic of Croatia who are for the possibility of referendum under such condi-
registered as voters in the electoral register on the tions that it is virtually impossible to hold one /…/
day set as the irst day of collecting signatures for Therefore, it is not surprising that, in Croatia, only
calling a referendum (i.e., reference day). The Con- a single referendum has been held so far, the one
stitutional Court established that on 21 September on secession from Yugoslavia in 1991 /…/ Only the
2014 there were 4,042,522 such voters. This implies largest political parties in Croatia have the infra-
that Croatian diaspora voters are excluded from structure to collect nearly half a million signatures
the requisite number of voters’ signatures, because necessary to call a referendum and, so far, not a
signatures for the purpose of calling a referendum single one has done it”. See Toplak (2011).

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138 Robert Podolnjak

of organising a citizen-initiated referendum and the signatures again to be able to bring the
one was necessary to determine the conditions issue to a referendum.
and criteria under which a referendum could be The Constitutional Court ruled that there are
implemented. no grounds for the referendum initiated by trade
In the coming years, several citizens’ initia- unions now that the Government withdrew from
tives tried to collect the necessary number of sig- Parliament its proposed changes to the Labour
natures so as to be able to demand a referendum Act. The decision was severely criticised by cen-
on some important matters, but all of them were tre-left opposition parties (Social Democrats and
unsuccessful (repealing the Constitutional Act on the Labour Party), who claimed that the Court is
the Cooperation of the Republic of Croatia with under the inluence of the governing Croatian
the International Criminal Tribunal, NATO mem- Democratic Union. Ivo Josipović, the then Presi-
bership, the Arbitration Agreement between dent of the Republic and a distinguished profes-
Slovenia and Croatia on a maritime border sor of law, publicly expressed his dissatisfaction
dispute41). Following these three unsuccess- with the Court’s decision, openly stating that he
ful initiatives, Croatian citizens succeeded in would have voted diferently. He was of the opin-
collecting the necessary number of signa- ion that the Court’s decision could provoke fur-
tures on several occasions. ther dissatisfaction of the citizens and reinforce a
In June 2010, Croatian trade unions col- lack of popular trust in state institutions.42
lected more than 800,000 signatures requir- The second and most successful citizens’
ing a referendum against the Government’s initiative to date in Croatia was the initiative
Draft of the Act on Amendments to the La- of the ‘In the Name of the Family’ organisation
bour Act, which contained provisions which backed by the Catholic Church, calling for a ref-
would limit the continuation of workers’ rights es- erendum on the question: “Are you in favour of
tablished by collective agreements to six months the Constitution of the Republic of Croatia being
after the expiration or termination of collective amended with a provision stating that marriage
agreements, and provisions which would make is a life union between a woman and a man?” The
the cancelation of collective agreements Initiative was a response to the Government’s
between trade unions and employers pos- alleged plans to legalise same-sex marriage. In
sible. The Government quickly withdrew the May 2013, the Initiative collected almost 750,000
proposed draft from parliamentary proce- signatures,43 thereby fulilling the basic condi-
dure, after which the Parliament refused to tion to call the irst citizen-initiated constitutional
call a referendum, claiming that there is no referendum in Croatia.
legislation to be decided on. The trade un- This Initiative has sharply divided the
ions lodged a complaint against the Parlia- Croatian public with regard to its content and
ment with the Constitutional Court, arguing caused considerable controversy. Moreover, in-
that lawfully collected signatures cannot be dividual actors both from within the Croatian
ignored and that the trade unions have no Parliament and without ofered diferent con-
guarantee that, in a few months’ time, the stitutional interpretations with respect to the
Government would resubmit the same draft treatment and obligation of the state authorities
to the Parliament. The question was wheth- in relation to decision-making and the possible
er the trade unions would need to collect consequences of decisions made by citizens in a
constitutional referendum.
41 Interestingly, in June 2010 the same issue was put The most important controversies were as
to a referendum in Slovenia (called by the National follows: Is the Parliament obliged to call a refer-
Assembly on its own initiative), and 51.54% of endum in all cases required by a popular initiative
voters voted for the law ratifying the Arbitration
Agreement. The oicial results of the referendum 42 “Constitutional Court decides against referendum
are available at http://www.dvk-rs.si/index.php/si/ on labour law”, Croatian Times.
arhiv-referendumi/referendum-o-zakonu-o-arbi- 43 Oicially, only 683,948 signatures were accepted
traznem-sporazumu-6-junij-2010 (last accessed on by the state authorities, but that was also more
28 February 2014). than was needed to call a referendum.

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Constitutional Reforms of Citizen-Initiated Referendum 139

which met the constitutional requirements? Can referendum would be, by its very nature, con-
the process of constitutional change through a stitutional in character, and would be binding
referendum be carried out outside and beyond on all state bodies. It would represent a change
the procedure for changing the Constitution in the Constitution that comes into force upon
provided for in Chapter IX of the Constitution? conirmation that the referendum was held in
Can the Croatian Parliament obstruct in any way accordance with the Constitution.45
the will of the people expressed either by sign- The request for the implementation of a
ing a request for a referendum or through voting referendum by the ‘In the Name of the Family’
in a referendum? May MPs vote against calling Citizens’ Initiative pointed, yet again and even
a referendum required by a citizens’ initiative more so than previously, to all the shortcom-
claiming that they have no imperative mandate? ings in the constitutional and statutory regu-
Can the people decide in a referendum on is- lation on the institute of popular initiative.46
sues which many consider to be discriminatory The six month long debate on the said
for a certain group of people? Should the Con- citizen-initiated referendum culminated i-
stitutional Court issue an opinion on the consti- nally in November 2013 with the Parliament’s
tutionality of referendum questions even if not decision to call a referendum and with several
requested by the Croatian Parliament? These decisions by the Constitutional Court declar-
and other contentious issues have become the ing that the referendum is constitutionally admis-
subject of intense political and scholarly dis- sible. It should be emphasised that the Constitu-
cussion. The opinion of some leading MPs from tional Court had intervened several times prior to
the governing coalition was that the Parliament the calling of the referendum warning the Parlia-
could not be forced to call a referendum whose ment to respect the Constitution not only in its
goal is to diminish the rights of same-sex part- obligation to call a citizen-initiated referendum,
ners, and that the constitution-making power but also in respecting the results of the referen-
belongs, under the Constitution, solely to the dum vote as an act of the constituent power of
Parliament.44 the people to change the Constitution.47
In a joint statement, all professors of consti- The irst referendum demanded by a
tutional law from the law faculties in the coun- popular initiative was held on 1 December.
try expressed their concern over the possibility With a relatively modest turnout of 37.9%,
that such opinions could lead to a constitutional
and political crisis without precedent. Their joint 45 The statement (in Croatian) is published in Podol-
statement highlights the following: njak & Smerdel (2014: 233–235).
46 This much was also conirmed by Professor Jasna
The Croatian Parliament is obliged to hold a
Omejec, President of the Croatian Constitutional
constitutional referendum if one is requested Court, when, following the referendum on mar-
by 10 per cent of the total number of voters riage, she stated: “So far, the legislator has not
/…/ Rejection by the Croatian Parliament developed suiciently the rules of procedure
to call a referendum when an initiative has and the method of implementation of popu-
fulilled all the necessary formal and legal re- lar constitution-making initiatives within the
/…/ constitutional norms. Accordingly, the
quirements would be a denial of the very es-
Croatian Constitutional Court had to, in its own
sence of a citizen-initiated referendum and practice; build the rules which must be fol-
could have incalculable consequences for the lowed when it comes to the implementation
constitutional stability of the country. Any de- of popular constitution-making initiatives.”
cision made by the citizens in a constitutional See Omejec (2014).
47 See especially the Warning with regard to the
44 The above-mentioned chapter IX titled “Amending Proposal of a Decision by the Committee on the
the Constitution” (Articles 147–150) prescribes only Constitution, Standing Orders and Political System
the parliamentary route of the amending process. of the Croatian Parliament to call a national refer-
The constitutional referendum is mentioned only endum of 24 October 2013, No. U-VIIR-5292/2013,
in Art. 87. The Constitution is available in English at and the Communication on the Citizens’ Constitu-
http://www.sabor.hr/Default.aspx?art=2405 (last tional Referendum on the Deinition of Marriage
accessed on 28 February 2014). (SuS-1/2013, 14 November 2013).

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140 Robert Podolnjak

almost two-thirds of voters (946,433 or 65.87%) a referendum against the monetisation of the
voted for amending the Constitution with the in- Croatian motorways. Although the requested
clusion of the deinition of marriage as a union referendums were not held, due to the Consti-
of man and woman.48 tutional Court’s decisions, the Croatian Govern-
Almost at the same time, a number of war ment nevertheless abandoned its plans for the
veterans associations (oicially, the Committee outsourcing of services in the public sector and
for the Defence of Croatian Vukovar) succeeded the monetisation of the motorways.52
in collecting the necessary number of signatures At the time of writing this article, no oicial
for a referendum to amend the Constitutional report was made on whether the latest citizens’
Act on the Rights of National Minorities. More initiative of trade unions and NGOs, who were
speciically, they intended to change minority collecting signatures in May-June 2015 on two
language rights in the sense that a minority lan- questions,53 had collected the necessary number
guage can be granted only in local self-govern- of signatures for calling a referendum.
ment units where at least half of the population
is from an ethnic minority. Under the current
legislation in Croatia, national minorities must 4 CONSTITUTIONAL REFORM OF THE
comprise at least one-third of the population CITIZEN-INITIATED REFERENDUM:
to claim these rights. The problem with the mi- SUCCESS IN SLOVENIA, FAILURE IN
nority language rights escalated with the instal- CROATIA
ment of bilingual public signs in Vukovar, where, Following several unsuccessful attempts
according to the last census, the Serbian minor- over the years, in May 2013, the Slovenian Parlia-
ity constitutes more than one-third of the total ment amended consensually, with the support of
population.49 At the request of the Croatian Par- all political parties, Article 90 of the Constitution
liament, the Constitutional Court decided that regulating the institute of legislative referendum.
the referendum question was constitutionally At the same time, none of the Croatian Parlia-
inadmissible.50 ment’s attempts to amend the constitutional
Two more citizens’ initiatives by several trade provision on the institute of citizens’ initiative,
unions were successful in collecting the requisite including the last one in December 2013, have
number of signatures in 2014, but the Constitu- borne fruit.
tional Court decided that their referendum ques- Slovenian constitutional experts have
tions, formulated as speciically worded draft long been critical of the constitutional ar-
laws, were also constitutionally inadmissible.51 rangement and the practice of the legisla-
The irst initiative demanded a referendum on tive referendum in their country, although,
preventing the outsourcing of non-core services it must be said, they were not of the same
in the public sector, and the second demanded
52 See, e.g., “Deputy PM regrets halting of reform by
48 State Electoral Commission of the Republic of anti-outsourcing initiative”, available at https://
Croatia, Report on the National Referendum held vlada.gov.hr/news/deputy-pm-regrets-halting-
on 1 December 2013, available at http://www.iz- of-reform-by-anti-outsourcing-initiative/16719
bori.hr/2013Referendum/rezult/rezultati.html (last (last accessed on 20 May 2015), or “Croatia backs
accessed on 20 December 2013). up from monetization of highways”, available at
49 See “Anti-minority referendum in Croatia to go to http://www.globalpost.com/dispatch/news/xin-
the Constitutional Court for review”, available at hua-news-agency/150313/croatia-backs-moneti-
http://www.minorityrights.org/12252/press-re- zation-highways (last accessed on 20 May 2015).
leases/antiminority-referendum-in-croatia-to-go- 53 The irst referendum question relates to the lower-
to-the-constitutional-court-for-review.html (last ing of the number of signatures required for calling
accessed on 28 February 2014). a citizen-initiated referendum (“Do you agree that
50 Decision No. U-VIIR-4640/2014 from 12 August 200,000 signatures should be enough for calling a
2014. referendum?”) and the second to the way the sig-
51 See the Constitutional Court’s Decisions No. U- natures could be collected (“Do you agree that col-
VIIR-1159/2015 from 8 April 2015 and No. U-VI- lecting referendum signatures should be allowed
IR-1158/2015 from 21 April 2015. in areas where public assembly is allowed?”).

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Constitutional Reforms of Citizen-Initiated Referendum 141

opinion in proposing alternative solutions. changed attitude to the right to request a call for
In essence, the consensus reached by con- a referendum vs. ensuring the undisturbed exer-
stitutional scholars was that the legislative cise of state functions. These were, in my opinion,
referendum should remain an instrument the crucial preconditions for setting the stage for
in the hands of citizens alone, and should no a successful constitutional reform.
longer be available to the parliamentary oppo- In September 2012, ifty representatives
sition (or the second house) as a means of un- of the National Assembly submitted a draft
dermining not only the Government of the proposal to amend the Constitution,56 and
day, but also the parliamentary system as amendments to Articles 90, 97 and 99 of the Con-
a whole. They also agreed, in principle, that stitution57 were accepted by 86 (and only one
some issues are not suitable to be decided in a against) MPs in May 2013. The amendments were
referendum, but could not agree on the precise adopted consensually following a prolonged
formulation of those issues. Finally, there were public debate, with Slovenian constitutional
signiicant diferences of opinion as to the scholars in a supporting role.
issue whether a speciic type of quorum for The irst and most important change adopt-
the validity of referendum decisions should ed is that, in the future, the National Assembly
be designed.54 is obliged to call a referendum on the entry into
The length of this article does not allow me force of an act that it has adopted if so required by
to comment on all the initiatives aiming to re- only forty thousand voters, with the right of either
form the constitutional arrangement of the leg- a parliamentary minority (30 MPs) or the second
islative referendum submitted to the Slovenian house to call a referendum having been eliminat-
National Assembly. There had been several un- ed. This part of the reform was the sine qua non of
successful initiatives prior to 2013, but none of any meaningful reform of the legislative referen-
them received the required two-thirds majority dum, and it was the least controversial for all the
of MPs’ votes. As commented by the Slovenian actors involved in the constitution-making proc-
constitutional scholar Igor Kaučič, “changes of the ess (except, of course, the second house – the Na-
Constitution are completely in the hands of the tional Council). The accepted solution was elabo-
representatives – they shaped them and they are rated as a consistent application of the principle
the ones who decide whether to let the people that only voters should have the right to require
conirm them – the voters are completely exclud- a referendum, because they do not participate di-
ed from the process.”55 Consequently, the long- rectly in the law-making process.
awaited constitutional reform of the legislative The second most important aspect of the re-
referendum could be implemented only in a spe- form was the exclusion of some issues from the
cial constitutional moment. This moment inally referendum vote. In the future, popular votes
arrived with the severe economic and inancial will be banned on legislation on urgent meas-
crisis in Slovenia (which had been created partly
by many referendum decisions). Moreover, the 56 The proposal to initiate the procedure for amend-
party that used the referendum as the ‘opposition ing the Constitution with a Draft of the Consti-
weapon’ in 2010 and 2011 became the governing tutional Act is available (in Slovenian) at http://
party after the early elections in December 2011, stres.a.gape.org/prenova_slo/Prenova_SLO/
sprememba_ustave_RS/Predlog_sprememb_us-
changing its benevolent attitude to the institute tave_13_9_12.pdf (last accessed on 28 February
of the referendum now used by the opposition. 2014).
Ultimately, opposition parties were prevented 57 See the Constitutional Act Amending Articles 90,
from using the referendum as a tool of subvert- 97, and 99 of the Constitution of the Republic of
ing the government by the Constitutional Court’s Slovenia, adopted on 24 May 2013 and entered
into force on 31 May 2013 (Oicial Gazette of the
54 See Kaučič (2010), Kristan (2012), and Ribičič Republic of Slovenia No. 47/2013 of 31 May 2013,
(2011). available at http://www.us-rs.si/en/about-the-
55 An interview with Igor Kaučič, available at http:// court/legal-basis/constitution/constitutional-acts-
www.dnevnik.si/objektiv/intervjuji/1042553184 amending-the-constitution-of-t/, last accessed on
(last accessed on 27 February 2014). 28 February 2014).

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142 Robert Podolnjak

ures to ensure the defence of the state, security, The third innovation is the adoption of the
or the elimination of the consequences of natural model of the ‘rejective’ referendum, according
disasters, on legislation on taxes, customs duties to which an act is rejected in a referendum if the
and other compulsory charges, on acts adopting majority of voters who have cast valid votes vot-
the state budget, on acts ratifying treaties, and ed against the act, provided that at least one ifth
on acts eliminating unconstitutionalities in the of all qualiied voters voted against the act. The
ield of human rights and fundamental freedoms most signiicant features of this model are: the is-
or any other unconstitutionality. The most con- sue put to a referendum is a complete act, and
troversial aspect of these bans was the exclusion not only its speciic provision/s; a referendum is
of inancial issues from the referendum vote. subsequent (to an act already adopted by the Na-
The original formulation in the draft proposal tional Assembly, yet still not published and not
had been even more restrictive than the one enforced); in a referendum, voters decide on the
adopted.58 In its Opinion on the draft proposal, enforcement of an act (the so-called suspensive
the Expert Group of constitutional scholars, ap- referendum, because the calling of a referendum
pointed by the Constitutional Commission of the delays the enforcement of the act until the refer-
National Assembly, elaborated that the deinition endum decision has been made); the referendum
of legislation on inancial issues that would be vote concerns the rejection, and not the valida-
banned from being voted on in a referendum is tion of an act.61
too restrictive and that, in practice, it could mean The initial concept formulated by 50 MPs
“a ban of referendum for the majority of laws, in the draft proposal from September 2012 was
since they dominantly regulate iscal issues completely diferent. It had prescribed that an
or, at least, directly or indirectly afect them”.59 act comes into force if it is supported by the ma-
The Opinion of the Expert Group was ac- jority of voters, with the additional condition that
cepted by the National Assembly, but the the result is valid if at least 35% of the citizens
inal formulation is still too restrictive for who have the right to vote have attended the
some constitutional scholars.60 referendum.62 The Expert Group was against
58 The draft proposal included the formulation that are made impossible as referendum issues in the
a referendum would be banned not only on all future, although each legislative referendum may
legislation on taxes, customs duties and oth- impact on balancing the public inances. Thus, it
er compulsory charges, but also on acts on would be necessary to analyse in each particular
which the direct execution of the state budget case if the demand for a legislative referendum has
depends, and acts that have impact on other an impact on the balance of public revenues and
public expenditures or guarantees. It was expenditures. Keeping in mind that the Constitu-
rightly concluded in the public debate that tion also contains the principle of the social state
such a formulation excludes almost all acts and certain social rights, only the Constitutional
from the referendum vote, because almost all Court can decide on the possible conlict of these
acts have an impact on public expenditures. constitutional principles. See Cerar (2013).
59 The Opinion of the Expert Group, in Report re- From amongst Slovenian constitutional scholars,
lated to the proposal to initiate the procedure Ivan Kristan has been the most critical of the con-
for amending the Constitution with a Draft of the tent of the constitutional amendments regarding
Constitutional Act, available at http://imss.dz-rs.si/ the legislative referendum, maintaining that the
imis/f9650d809e82f514027c.pdf.(last accessed on ban on future legislative referendums has been
28 February 2014), 13. deined too broadly, and that, prior to these con-
60 Miro Cerar reminded that Slovenia changed its stitutional changes, the people could decide on all
Constitution, adopting not only a new constitu- legislation, while in the future they will not be able
tional design of the legislative referendum, but to decide on any act of importance. Consequently,
also the balanced budget rule (“Revenues and Kristan argues, the people are no longer sovereign
expenditures of the budgets of the state must be in Slovenia, regardless of what the Constitution
balanced in the medium-term without borrowing” writes. See Kristan (2013: 16–19).
Art. 148, para. 2), available at http://www.us-rs.si/ 61 See Kaučič (2013; 2014).
en/about-the-court/legal-basis/constitution/con- 62 The proposal to initiate the procedure for amend-
stitutional-acts-amending-the-constitution-of-t/ ing the Constitution with a Draft of the Consti-
(last accessed on 28 February 2014). Fiscal issues tutional Act is available (in Slovenian) at http://

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Constitutional Reforms of Citizen-Initiated Referendum 143

this participation quorum, rightfully pointing to Democratic Union over the package of con-
negative experiences with this form of quorum stitutional amendments, which was mainly
(e.g., Italy), and proposed instead the approval related to Croatia’s accession to the EU.
quorum, which is, in the Slovenian context, the The second initiative came following
quorum of rejection of an act passed by the Na- the last parliamentary elections in Oc-
tional Assembly.63 tober 2012. Labour party MPs (the most
The National Assembly accepted the referendum-friendly party in recent years)
concept of ‘rejective’ referendum, but in the and other opposition party MPs (mainly
inal stage of the adoption of the constitu- representatives of the Croatian Democratic
tional amendments it changed the percent- Union) proposed lowering the number of
age of voters needed to reject an act, reduc- signatures required to call citizen-initiated
ing it from the 25% recommended by the referendums to 200,000. As emphasised by
Expert Group to 20%. This decision has been the proponents of the initiative, since 2000,
strongly objected to by the majority of con- when the institute of citizens’ initiative was
stitutional scholars involved in the Expert introduced into the Croatian Constitution,
Group.64 not one referendum demanded by citizens
Let us now turn to Croatia’s attempts has been called, and that obviously repre-
to reform the constitutional design of the sents “a great democratic deicit”.65
citizen-initiated referendum. There have The Government of Prime Minister Zoran
been three initiatives in this regard to date Milanović (the Social Democratic Party) did not
and all of them unsuccessful. The irst came accept the initiative, claiming that constitutional-
in the process of amending the Constitution ly the referendum on the institute of citizens’ initi-
in 2010. The then opposition parties (i.e., ative is well positioned and that, for a country
the Labour Party and the Social Democrats) of the size of Croatia, “10 per cent of voters
proposed the lowering of the number of is not too high, but a sensible number”. He
signatures required to call citizen-initiated announced that the Referendum Act will be
referendums from 10% (i.e., around 450,000 changed and that the deadline for collecting
signatures) to 200,000. The Social Democrats signatures will be extended from 15 to 30
also proposed that some issues be excluded days, holding that to be enough in further
from the referendum vote: matters dimin- ‘liberalising’ citizens’ initiatives. The Prime
ishing the constitutionally deined human Minister concluded that, in his opinion, ref-
rights, fundamental freedoms and equality, erendums are “the ideal space for populists
and the protection of minority rights, as well and they will be showed to be the pinnacle of
as proposals relating to the tax system and democracy and popular decision-making”.66
the state budget. However, the Social Dem- It should be noted that, to date, his Govern-
ocrats did not insist on their proposal in the ment has not proposed amendments to
inal bargaining with the governing Croatian the Referendum Act with the purpose of
extending the time set for collecting signa-
stres.a.gape.org/prenova_slo/Prenova_SLO/ tures. I would also like to remind that Zoran
sprememba_ustave_RS/Predlog_sprememb_us-
tave_13_9_12.pdf (last accessed on 28 February
Milanović, as the leader of the parliamentary
2014). opposition in 2010, had once been much
63 The Opinion of the Expert Group, 14.
64 However, Slovenia’s irst experience with citizen-in- 65 The draft proposal to initiate changing the Con-
itiated referendums after the constitutional reform stitution with a Draft of the Changes of the Con-
(on the issue of rejection of the Archives Act) shows stitution of the Republic of Croatia, October 2012
that the originally proposed rejection threshold (available at https://vlada.gov.hr/UserDocsImag-
could have been suicient. In the referendum held es//Sjednice/Arhiva//61.%20-%2019.a.pdf) (last
in June 2014, the act was rejected by 67% of voters, accessed on 28 February 2014).
but the referendum itself was invalidated by a small 66 The citations are given according to the audio re-
voter turnout of only 12%, far below the rejection cording of the session of the Government held on
quorum of 20% of the electorate. 15 November 2012.

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144 Robert Podolnjak

friendlier to citizens’ initiatives. He publicly the proposed constitutional amendment. One of


signed the request for a referendum on the opposition parties (i.e., the regional Croatian
the amendments to the Labour Act, and Democratic Alliance of Slavonia and Baranja,
formally proposed lowering the number of HDSSB) insisted on the constitutional rec-
signatures required for citizen-initiated ref- ognition of regions, and another opposition
erendums to 200,000.67 party (i.e., the Labour Party) conditioned its
The third and almost successful initia- support with the lowering of the number of
tive to amend the constitutional provision signatures required for citizen-initiated ref-
on the citizen-initiated referendum came in erendums to 200,000, which they have been
November 2013, unintentionally coinciding proposing on several occasions since 2010.
with the call of the irst citizen-initiated ref- The demands of these opposition parties
erendum. The initiative to amend the Con- were accepted, and so for the irst time since
stitution had been launched by MPs from the introduction of the institute of citizens’
the governing Social Democrats several initiative in the Croatian Constitution this
months earlier with a draft of constitutional institute became a question of wider consti-
amendments, according to which there would be tutional and political debate.
no statute of limitations for politically motivated The Draft Amendments to the Constitu-
killings.68 In September 2013, the proposal was tion proposed by the Parliament’s Commit-
changed so that now the statute of limitations tee on the Constitution, Standing Orders
was to be removed from the Constitution for and Political System put forward three sig-
all irst-degree murders and not just politically niicant changes in the institute of citizen-
motivated murders. However, the parliamentary initiated referendum.
majority needed the support of some smaller op- First, the number of requisite signatures
position parties to achieve the two-thirds major- would be lowered to 200,000. This part of
ity necessary for amending the Constitution, be- the proposal was acceptable to all actors in-
cause the main opposition party – the Croatian volved in the process of amending the Con-
Democratic Union – was unwilling to support stitution.
Second, some issues would be banned
67 It seems to me that the best analysis of just
from being voted on in a referendum: issues
how diferent Zoran Milanović’s opinions
were in 2010 (when he was the opposi- relating to the limitation or reduction of hu-
tion leader) and 2012 (when he became the man rights and fundamental freedoms, issues
Prime Minister) on the value and usefulness referring to Croatia’s international obligations,
of citizens’ initiatives is given by Bruno Frey’s the adoption and implementation of the state
following point: “The decision-makers in all po- budget and the tax system, defence and national
litical areas, be it the executive, the legislative or
security issues, and appointments within the
the legal branch, ind it diicult or even impossible
to imagine that the citizens are motivated and ca- scope of the Croatian Parliament’s authority.
pable of participating in politics. This is a general This proposal had, from the point of view of
feature of all such decision-makers – once they are constitutional design of the citizen-initiated
in power. The reason is simple: they do not want to referendum, two errors, as was emphasised
share power with the population. Many opposition by Professor Branko Smerdel:
parties and opposition movements strongly favour
citizen participation in politics, but once they get First, the list of situations on which a
into power, they very quickly see things diferently citizen-initiated referendum would be
and no longer want to give up part of their power.” banned is too extensive and undeined. By
See Frey (2003: 44). citing whole chapters of the Constitution
68 This pertained to the problem of applying the Eu- instead of speciic provisions, half of the
ropean Arrest Warrant to some Croatian citizens,
after the Croatian Parliament had adopted the
Constitution is under ban. If such a pro-
controversial Act on Judicial Cooperation in Crimi- posal were to be accepted, almost any ref-
nal Matters with EU Member States (the so-called erendum would become impossible. With
Lex Perković), but this is not the subject matter of such a solution, the right to call a referen-
this paper.

journal for constitutional theory and philosophy of law


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Constitutional Reforms of Citizen-Initiated Referendum 145

dum is practically abrogated. Secondly, it and Baranja (HDSSB) demanded a post-


is not deined who decides whether some ponement and asked for an extension of the
speciic referendum issue belongs to the public debate on some of the amendments
list of banned matters. I think this is not proposed. Without this party’s MPs, the
an accidental, but a deliberate attempt to needed 2/3 parliamentary majority could
eliminate the Constitutional Court.”69 not be achieved. Why HDSSB changed its
The third aspect of the said change was the mind is not clear – one of the possible rea-
introduction of the participation quorum: refer- sons could be that this party was the only
endums will be considered valid on the condition rightist party in the Parliament to support
that at least 40% of all voters attended it.70 the amendments initiated by a centre-left
In a very short, almost nonexistent public government. At the beginning of 2014, there
debate,71 and without Croatian constitutional were some signs that the debate on consti-
law experts playing any formal advisory role in tutional amendments could be reopened,
the process, the inal Draft Proposal of Constitu- but the constitution-making moment had
tional Amendments was submitted to the Par- already passed.
liament in early December 2013, with only one All initiatives to amend the constitutional
change entered in comparison to the initial draft. provision on the institute of citizen-initiated
The 40%-of-all-voters participation quorum was referendum in Croatia have come, as a rule,
replaced with the approval quorum, as a result at moments when an initiative succeeded in
of objections coming from some scholars and collecting the necessary number of signa-
non-governmental organisations. According tures (in 2010 when trade unions demanded
to the new proposal, the Constitution could be holding a referendum on the Labour Act; in
changed in a referendum only if the change was 2013 when Catholic and war veterans associ-
supported by more than 50% of all eligible vot- ations demanded referendums on marriage
ers, organic laws with the support of at least 35% and the language rights of national minori-
of all voters, and ordinary laws with the votes of ties respectively) and when the calling of a
more than 25% of the electorate.72 referendum became the most important
An extraordinary session of the Parliament political issue of the day. It could hence be
was convened with the only purpose of adopt- predicted that the next constitutional de-
ing the proposed constitutional amendments. bate is highly likely to arise with some new
On the very eve of the parliamentary vote, the controversial citizens’ initiative.
Croatian Democratic Alliance of Slavonia
5 CONCLUSION
69 An interview with Professor Smerdel (“SDP vrijeđa
Josipovića”), Jutarnji list, 27 January 2014, p. 10. Both Slovenian and Croatian constitutional
70 Proposal to Establish the Draft Bill of Amend- law experts and other scholars have for years
ments to the Constitution, November 2013, argued that the constitutional design (and in
available at www.sabor.hr/fgs.axd?id=26061 (last Croatia the legislative design too) of the institute
accessed on 28 February 2014). of citizen-initiated referendum in their respective
71 Professor Branko Smerdel, the doyen of Croatian countries has serious shortcomings. The most im-
constitutionalists, commented that “he has never
heard of secret public debates, such as the one
portant amongst them was the possibility to call
now taking place on constitutional amendments. a referendum on any constitutional (in Croatia)
Not even the former (Communist) regime could or legislative (in both countries) issue, the conse-
produce anything of the sort”, available at http:// quence of which was that only the two countries’
www.vecernji.hr/hrvatska/je-li-ustavni-sud-preko- respective constitutional courts could determine
racio-ovlasti-905695 (last accessed on 28 February whether a certain issue was constitutionally al-
2014).
lowed to be decided on in a referendum. Another
72 Draft Proposal of Amendments to the Constitution,
December 2013, available at http://www.sabor.hr/ shortcoming in both countries was a lack of
prijedlog-promjene-ustava-republike-hrvatske some form of participation or approval quorum
(last accessed on 28 February 2014). which would prevent referendum decisions sup-

journal for constitutional theory and philosophy of law


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146 Robert Podolnjak

ported by a small minority of interested voters.73 tal in bringing together the relevant parties to ac-
In Slovenia, there was the additional problem of cept the necessary constitutional amendments.
misuse of referendums initiated by a parliamen- The Slovenian constitution-makers con-
tary minority. centrated exclusively on the reform of the
The shortcomings of the Slovenian legislative institute of legislative referendum, which
referendum caused serious economic problems, encompassed the following three important
preventing the needed economic and social re- aspects: the creation of the model of ‘rejec-
forms. In Croatia, constitutional problems were tive’ legislative referendum initiated only by
brought into the public eye due especially to a voters, the exclusion of some issues from the
popular constitutional initiative and the issue referendum vote (with the additional side ef-
dealt with in the very irst constitutional referen- fect restricting the role of the Constitutional
dum (deinition of marriage) in Croatia. Neverthe- Court, which was unpredictable in its rulings
less, there are similarities between Slovenia’s and on the admissibility of referendums), and
Croatia’s issues put to citizen-initiated referen- the installation of the quorum of rejection of
dums. The citizens of both countries demanded a an act passed by the National Assembly.
referendum looking to proscribe same-sex mar- On the other hand, the Croatian Parliament’s
riages – in Slovenia it was against the Marriage several attempts to amend the constitutional
and Family Relations Act in 2012, and in Croatia it provision on the institute of citizens’ initiative
was for the constitutional deinition of marriage have come to nothing so far. The fact is that these
as a union of woman and man in 2013. Also, the attempts were made in 2010, 2012 and 2013 only
legislative regulation of labour relations was a in response to some successful initiatives, and
referendum issue in both countries. because the issues that these successful initia-
Up to 2013 there had been several unsuc- tives brought into the public eye became much
cessful attempts to reform the constitutional de- more serious once all quorums prescribed for
sign of the referendum in both countries. In 2013, the validity of referendum decisions were elimi-
Slovenia inally reached its ‘constitutional mo- nated in 2010. Unlike Slovenia, the major par-
ment’ in which it was possible to reach an almost ties in Croatia (i.e., the Social Democrats and the
universal consensus in the National Assembly on Croatian Democratic Union) did not play a direct
constitutionally redesigning the institute of leg- role in either proposing or supporting citizens’
islative referendum. This consensus was a result initiatives – this was mainly reserved for various
of several interconnected factors: negative organisations and associations of war veterans,
experiences with citizens’ initiatives during trade unions, Catholic associations, etc. However,
a long period of time; both as opposition or when it suited them, the said parties did support
governing parties, the major parties (the So- these initiatives indirectly. It is a fact that the
cial Democrats and the Slovenian Democrat- two major parties have not been the initiators of
ic Party in particular) were facing problems the constitutional reform of the citizen-initiated
caused by successful citizen’s initiatives; the referendum in recent years (this role is reserved
Constitutional Court efectively limited the right for the small Labour Party), and when they did
of the opposition or the voters to call legislative oicially support a proposal for a constitutional
referendums on essential economic and social amendment to redesign the institute of citizens’
legislation, which resulted in the referendum los- initiative (the Social Democrats in 2010, the
ing most of its value for opposition parties as a Croatian Democratic Union in 2012), it was never
way of continuing the legislative battle by other at the same time and both did it from the opposi-
means. Of course, the serious economic and so- tion. Both major parties have experienced great
cial crisis that struck Slovenia was also instrumen- problems in dealing with successful initiatives
(the Croatian Democratic Union in 2010, and the
Social Democrats in 2013), but this has not mo-
73 This problem manifested itself in Croatia following tivated the leaders of either party to propose a
the constitutional amendments from 2010, when new constitutional arrangement of the citizens’
all types of quorums were removed. initiative. An additional problem in Croatia is that

journal for constitutional theory and philosophy of law


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Constitutional Reforms of Citizen-Initiated Referendum 147

the Constitutional Court is not perceived by all related to the issues of citizen-initiated ref-
parties as a neutral umpire, especially when deal- erendum (and other issues within the scope
ing with citizen-initiated referendums. of the proposed constitutional changes), as
The process of amending the Croatian had earlier been done by the Slovenian Na-
Constitution from the second half of 2013 tional Assembly. This suggestion was never
was fraught with several diicult and dis- accepted, although such expert groups of
connected topics. Regulation of the insti- constitutional lawyers had been appointed
tute of citizen-initiated referendum was in 2000 by the President of the Republic
only one of them. From the very onset, the and in 2009 by the Government to prepare
process was a hostage of political trade-ofs, draft amendments, and in both cases these
and the two major parties were on opposite groups formulated drafts which were later,
sides during this process. The process of with only small modiications introduced,
amending the Constitution was extremely passed by the Parliament in 2000 and 2010.
short and mostly secret, without a serious It can be concluded that, unlike Slov-
public debate and with almost no formal enia, Croatia is still waiting for its ‘constitu-
participation by Croatian constitutionalists. tional moment’ to solve the pressing prob-
Their opinion was, from the beginning, that lem of its exceptionally dysfunctional con-
the Parliament should establish an Expert stitutional (and legislative) framework of the
Group of professors of constitutional law institute of citizens’ initiative.
who would prepare a draft of amendments

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