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# Institution of Chemical Engineers
Trans IChemE, Vol 79, Part C, June 2001
A
novel approach is described for monitoring fermentation foams created by Pseudo-
monas sp. This approach uses a new foam sensor that provides a continuous on-line
conductance measurement of the foam as a function of the height of foam within the
vessel headspace. The conductance signal in the foam is dependent on the liquid hold-up and
the ionic concentration of the liquid contained in the foam structure. By using correlations from
the literature, the liquid fraction in the foam can be estimated from the conductance measured
in the foam. The effect of changing the process conditions during the fermentation has been
investigated. The results from these fermentations have been used to develop a preliminary
neural network model for this particular process that will be used to provide a future prediction
of the foaming behaviour inside the vessel. This prediction will eventually be used to formulate
an appropriate foam control strategy for this fermentation process. The aim of the new foam
control system will be to minimize antifoam additions (if required) and enable enhanced
control of the foam via changes in the process variables.
114
IMPROVED METHOD FOR CONTROLLING FOAMS WITHIN BIOREACTORS 115
Neural Networks in Biotechnology The conductivity relating to a speci c location within the
foam can be converted into a corresponding liquid hold-up
Neural networks have been used to predict the optimum
using the ratio of the conductivities in the foam and bulk
harvest time for various fermentation processes5–7 and also
liquid and the liquid fraction in the foam11, as shown in
for fault recognition within a fermentation at an early stage8.
equation (2):
Most of these applications have been driven toward a need
for limiting the operating time and therefore nancial over-
sf
heads. The neural network uses on-line information relating = k . fl (2)
to biomass or product formation (i.e. carbon dioxide evolu- sl
tion rate) and obtains a future prediction of the ‘target’
parameter (in this case product=biomass) which is relayed to where sf and sl are the conductivities of the foam and bulk
the process operators. The successful use of neural networks liquid respectively, k is a constant (value reported to be
in the above applications is based on the ability of a neural 0.33)11 and fl is the liquid fraction in the foam. Equation (2)
network to ‘learn’ how a particular process or physical has been shown to deviate from linearity at higher liquid
system behaves. This ‘learning’ capability is possible by fractions (~10% v=v) due to swelling of the plateau borders
‘training’ the neural network by example. A typical ‘train- within the foam structure12. In the present work, the conduc-
ing’ regime could involve the submission of known biomass tivity of the bulk liquid was measured off-line (see below).
concentrations and carbon dioxide evolution rate data over a The foam probe conductance value can be converted into
known time period. The neural network ‘learns’ the relation- an equivalent foam conductivity value for the foam probe
ship between, in this case, biomass concentration and using equation (3)13:
carbon dioxide evolution rate without requiring any extra
information from the operators. It is this property of the ln(b=a)
neural network that makes its use so attractive in situations s= (3)
where the complexity of a particular process makes conven- 2plR
tional structured modelling a formidable task. Thus, the
effort required for parameter value determination needed for where R is the resistance (ohms) (1=R = conductance
structured models is removed and the time consumed in (siemens)), b; a and l are diameter of vessel from probe
model development is substantially reduced. It is these centre to wall (here 15 cm) (probe was positioned centrally
features, which have made neural networks attractive for in vessel), diameter of foam probe (here 1.2 cm), conduc-
industrial applications. However, a major drawback of tivity (siemens cm- 1) and the length of the probe segment
neural network applications is that little information with (here 2.0 cm), respectively. This equation can only be used
regard to the physical=chemical processes governing the for concentric conductors; in this case, the foam probe and
overall system can be elucidated. Thus, the neural network the vessel wall.
is usually described as a ‘black-box’ approach to process
modelling. The application of neural networks in the present
work is potentially useful owing to the complex inter- Research Objectives
dependent relationships governing the foaming process
This research aim is to address the limitations of current
inside a bioreactor. These factors include physical and
technology by developing an improved measurement and
chemical parameters, some of which would be extremely
control system for fermentation foams. A new foam probe
dif cult to determine and to then include into a structured
has been developed by Charis Technology that enables on-
model for predicting the foaming behaviour for this parti-
line foam conductance to be measured at various points
cular process. Moreover, there is no general structured
within the vessel headspace. These conductance values
model available which would allow prediction of foaming
can be related to the liquid hold-up in the foam using
behaviour. Therefore, the use of neural networks for the
equations (2) and (3). Information from the foam probe is
current application is justi ed.
used to develop neural network models of the foaming
process for a particular fermentation process. In addition,
Conductimetric Measurement of Foams it is the aim to qualitatively predict the effect of changing
process variables (i.e. gas ow rate, agitation rate etc.), on
Conductimetric methods for measuring the properties of the foaming behaviour inside the fermenter. In the longer
foams have been extensively used9. These methods rely on term, it is envisaged that a fully developed neural network
conduction of electrical charge via the ionic species present integrated with the new foam probe and existing antifoam
in a liquid. The charge is usually passed between two technology will give superior control over current foam
platinum plates of known dimensions, so that the conduc- control methods. By ‘training’ the neural network with a
tivity of the solution10 is given by equation (1): range of operating conditions to obtain foams with various
s = Ly = 10- 3 ci z i l i (1) characteristics (i.e. different liquid hold-up=bubble size=
stability), predictions of the foam properties and ‘foam-
where s is the (speci c) conductivity (siemens cm- 1), L is out’ possibility will be determined. The neural network
the conductance (siemens), y is the cell constant (cm- 1), will then decide if antifoam is needed or a change in
ci is the molar concentration of the ith ion, zi is the valency operating conditions can prevent ‘foam-out’. In this paper,
and li is the molar equivalent conductivity (siemens it is intended to illustrate the potential of the new
cm2 mole- 1). The cell constant is de ned as the ratio of approach to the control of fermentation foams. Therefore,
the length between a pair of measurement electrodes and the preliminary neural network model development based on
area of a single electrode. the foam probe data is presented.
Methods
Fermenter design
The fermenter used for this research is shown in Figure 1.
The fermenter has a high aspect ratio (3.7:1) to allow for the
formation of foam in the headspace. The probes (except the
foam probe) are located at the bottom of the vessel, rather
than in the head-plate, to prevent interference with conduc- Figure 2. Diagram of the foam probe used inside the fermenter vessel. The
tance readings from the foam probe (for larger scale opera- dashed lines represent the measurement region of each probe segment.
tion it is envisaged that probes could be located through the
head-plate). Also, the vessel is constructed from stainless
steel. The foam probe is placed through a central port on the
region. This measurement region is also shown in
head-plate. All additions to the fermenter were made
Figure 2 and encompasses a circular ‘slice’ through the
through the head-plate.
headspace region (hence the term ‘segment’). The shape of
the circular slice is maintained by the interaction of the
Foam sensor design electric eld from each segment with that from neighbouring
The foam probe is shown in Figure 2. The probe consists of electrodes. The control strategy used for controlling the foam
7 electrodes or segments. Each segment is electrically isolated is shown in Figure 3. The foam control strategy was as
from all other segments and has a de ned measurement follows: if the signal from segment 5 was greater than
3000 mSiemens then antifoam was added to the vessel head-
space. The antifoam pump duration of operation could be
de ned by the operator and was typically 1 or 4 seconds.
Figure 1. Diagram of fermenter vessel used in this study. The vessel has a
diameter of 15 cm and a height of 55 cm (aspect ratio = 3.7:1). The
impellers are positioned at 5.5 cm and 16 cm from the base of the vessel.
The width and length of the impeller blades is 1.5 cm. The impeller
diameter: vessel diameter ratio is 0.5. The over ow weir is positioned at
the height required to give 5.5 litres of working volume. Figure 3. The foam control strategy used during the fermentations.
sterilization. The foam probe did not require calibration but measurements were manually recorded from the resulting
was checked for abnormal functioningby recording the signal lm. The video camera and the data-logging software for the
from air and also by creating a short-circuit across each foam probe and process data were synchronized time-wise.
segment with an earth lead containing a resistor; this arrange-
ment yielded a value of 100 mS for each segment indicating Neural network modelling
proper foam probe functioning. For pH control, 7 M ammo-
All data preparation was undertaken either in Excel or
nium hydroxide and 1 M hydrochloric acid were added as
using the DataTools component present in NeuFrame v.4.
required. Foam control was achieved by addition of antifoam Subsequent model training was carried out in NeuFrame.
(see above). Dissolved oxygen control is described below.
Temperature was controlled using an electrical heater and by
adjusting the ow of water through an internal cooling nger. RESULTS AND DISCUSSION
The overall process was controlled by a BM Brownes
DCU fermentation controller linked to MFCS=Win software The following discussion relates to data collected after
on a Pentium II 300 MHz (6 Gbyte hard disk) PC which was the fermentation had reached steady state, i.e. constant bio-
used to control the fermentation process and record the mass with respect to time. The biomass was constant after
following variables on-line: dissolved oxygen, air- ow rate, about 48 hours of operation and from this point remained
oxygen enriched air- ow rate, pH, temperature, agitation constant throughout the entire process. The biomass yield
rate and acid=base additions. Antifoam additions were with respect to the substrate at steady state was 0.28 g cells g
logged off-line but could be calculated from the foam substrate- 1.
probe data. The inoculum volume was 10% v=v of the
fermenter volume. After the culture had reached mid-
Foam Probe Response to Foam Production in Vessel
exponential phase the feed pump was activated to give a
dilution rate of 0.07 h- 1, the speci c growth rate of the A typical response from the foam probe during foam
organism was determined in batch mode experiments to be formation (fermentation at steady state) for a particular set
0.40 h- 1. At this point the data logger from the foam probe of process conditions is shown in Figure 4. For the data
was activated; the signal from the foam probe was recorded presented in Figure 4, a constant dissolved oxygen level was
every ten seconds, however, if the antifoam pump was maintained via the agitator response using a constant 10
activated then foam probe data was logged once every litres min- 1 of a sparged gas with constant composition
second until the foam had collapsed completely. The process (50% oxygen enriched air: 50% atmospheric air). For clarity
reached steady state after three complete changes of work- only conductance data from segments 1, 3 and 5 have been
ing volume i.e. 48 hours after switching the feed pump on. shown. In addition, corresponding foam height and loca-
In addition and on a daily basis the culture was diluted, tions of the foam probe segments have been overlaid onto
cultured onto nutrient agar plates and incubated at 20, 25 Figure 4.
and 30° C in duplicate to check for process contamination. The conductance value represents a circular ‘slice’ (see
Also, samples were visually examined under a microscope Figure 2) through the foam at any time. As the foam rises in
following Gram staining, to again check for contamination. the headspace and comes into contact with a probe segment,
a signi cant increase in conductance is observed. The extent
of the increase is dependent on the liquid content of the
Sample analysis
foam at that particular instant. The foam generally continues
Samples were taken from the fermenter twice daily and
to rise in the vessel over a period of 3 hours until eventually
stored at - 20° C. In addition the following off-line variables
the threshold conductance corresponding to segment 5 is
were measured immediately after sampling from the vessel
exceeded, a single dose of antifoam is added to the head-
(all measurements were conducted in duplicate and at
space and the foam collapses within a few seconds. As
28° C).
shown in Figure 5, the addition of antifoam (0.2 mls) caused
a sharp reduction in the dissolved oxygen concentration in
Off-line conductivity the bulk liquid and in response to this effect a concomitant
The conductivity of the bulk liquid was measured using a increased agitator speed was observed. It would appear,
conventional conductivity probe, which was calibrated with therefore, that the effect of antifoam is to substantially
potassium chloride standard solution. All conductivity reduce mass transfer from the gas to the bulk liquid. The
measurements reported correspond to the temperature used reduction in mass transfer ef ciency could be related to
in the fermentation process. greater bubble coalescence in the bulk liquid and=or adsorp-
tion of antifoam to the interfaces of bubbles and cells. The
Biomass effect of the antifoam is relatively short-lived (~20 minutes)
as the dissolved oxygen concentration and the agitator speed
The biomass concentration was determined indirectly by
(not shown in Figure 5) return to their previous values
measuring the optical density of the culture at 600 nm (after
appropriate dilution). Optical density was converted into before antifoam was added. One possible explanation for
this may be that the antifoam is being metabolized by the
biomass using the linear equation obtained from a pre-
cells or possibly adsorbed onto the vessel walls.
determined calibration graph between these two variables.
Prior to the dosing of antifoam shown in Figure 4, the
conductance from segments 1 and 3 appear to be constant
Visual observation of the foam within the vessel (although not shown in Figure 4, the conductances from
A video camera was used to visually record the foam segments 2 and 4 also show a plateau with respect to process
within the vessel during the fermentation. Foam height time). These regions where conductance is constant are
Figure 4. Conductivity pro les for segments 1 (——), 3 (.......) and 5 ( ) of the foam probe in response to foam formation and collapse by antifoam
addition for the following process conditions: dissolved oxygen control via agitator (mean agitator speed = 477 rpm; sdev = 42 rpm) at constant 10
litres min 7 1 of 50% oxygen enriched air: 50% atmospheric air. Corresponding foam height data ( ) and positions of foam probe segments are shown.
suitable for estimating the liquid content of the foam using substantiated from visual observation of the foam. Informa-
equations (2) and (3). The mean off-line conductivity for the tion relating to the liquid content at various regions within
bulk liquid was measured as 15.2 mS cm- 1 (std dev = 0.81) the foam may be another useful parameter for ‘training’ the
and did not signi cantly vary for the duration of the process. neural network, as the ability to predict the characteristics of
The calculated conductivities from equation (3) for foam the foam (i.e. liquid content) will enable antifoam additions
sensor segments 1, 3 and 5 were 1.2, 0.5 and to be optimized for any given foam condition.
0.1 mSiemen cm- 1, respectively. Since each foam probe
segment measures a de ned volume of headspace (see
Effect of Process Variables on the Foaming Behaviour
Figure 2), it can be assumed that, based on the constant
conductance signal, the liquid content corresponding to During the fermentation the process conditions were
these segments is also constant. Using equation (2) (taking altered to investigate effects on the resultant foam behaviour.
the value of k = 0:33), the estimated liquid contents are The process was always operated at a constant dissolved
2.5% v=v, 1.1% v=v and 0.23% v=v for segments 1, 3 and 5 oxygen level. The effect of reducing the total gas ow rate of
respectively. The relatively low liquid content estimation for the sparged gas (without changing the gas composition) to
segment 5, possibly causes the especially signi cant oscilla- 5.0 litres min- 1 on the foaming behaviour inside the vessel is
tion observed for the conductance signal from this particular shown in Figure 6. This change causes the agitator speed to
segment. Since the foam is quite unstable at this region increase slightly to a mean value of 486 rpm (std dev = 54).
(segment 5), continual foam formation and collapse occurs Thus, two changes are imposed on the process in order to
leading to the observed oscillation. This effect has been maintain constant dissolved oxygen concentration in the
Figure 5. The effect of antifoam on the conductivity of segments 1 (—— ), 3 (.......) and 5 ( ) and the dissolved oxygen in the bulk liquid. The time when
the antifoam pump was active is indicated ( ´ ). Foam collapsed with 5 seconds of antifoam being dosed.
Figure 6. Conductivity pro les for segments 1 (———), 3 (.......) and 5 ( ) of the foam probe in response to foam formation and collapse by antifoam
addition for the following process conditions: dissolved oxygen control via agitator (mean agitator speed = 486 rpm; sdev = 54 rpm) at constant 5.0
bulk liquid. An obvious effect of these changes is the dynamics of formation and collapse, liquid distribution at
reduction in the frequency of the foaming events (a foaming local regions within foam and total liquid content within
event is de ned as the time between initial formation and foam (both can be a qualitative indicator of foam stability)
collapse by the foam control system) shown in Figure 6. The and foam height. From the aspect of integrating this
frequency of foaming in Figure 4 was 0.3 h- 1 compared to monitoring system with a new control system for controlling
0.2 h- 1 in Figure 6. Furthermore, the conductances prior to the foam these parameters will be of use as predictors
173.8 hours for all segments are considerably lower, indicat- relating to the foam behaviour=properties. The development
ing that the foam itself is dryer with perhaps a tendency to of the control strategy will enable a rational decision on how
collapse at a faster rate than the foam produced in Figure 4, to implement a suitable antifoam control strategy, based on
causing the aforementioned reduction in foaming frequency. the predicted parameters to be made.
The estimated liquid content for segment 1 is 2.06% v=v (no
liquid content estimations for segments 3 or 5, since foam is
Preliminary Neural Network Predictions
not in contact with these segments), which is about 20%
for Foam Height
lower than the corresponding value obtained at the higher gas
ow rate. This result is expected since a lower gas ow rate The aim of this research is to improve on the current
reduces the amount of liquid taken into the foam from the control methods available for foam control inside bio-
bulk liquid14. reactors. To realize this goal, it would be useful to be
At 173.8 hours, the foam suddenly increases to a level able to predict the likelihood of the process foaming to an
above segment 5 (the foam control response is dependent on unacceptable level. This prediction should be available
liquid content not foam height). The possible reason for this to the process controller in suf cient time to actuate the
sudden change in the foaming behaviour could be mani- appropriate response. The response could be either:
fested in the effect of foaming on the process. After long
i) do not add antifoam (i.e. foam will collapse without
periods of foaming, such as that shown in Figure 6, pH
antifoam);
control becomes less ef cient as the added acid=base has to
ii) add minimum antifoam volume to control foam to an
travel through the foam to reach the bulk liquid causing
acceptable height in vessel;
some + =- 10% variation of pH around the set-point. In
iii) adjust the process conditions (without adding antifoam)
addition, the removal of cells, substrates and product into
to control foam.
the foam changes the chemical composition of the bulk
liquid, which may promote greater foaming. This observa- The prediction process required for such an application is
tion has been reproduced, especially under conditions yield- made considerably easier by the use of neural networks. In
ing a lower foaming frequency (i.e. lower gas- ow rates), this section, some of the preliminary neural network devel-
when the above effects may become signi cant. Further opment based on data similar to that presented in Figures 4
reductions in the gas ow rate to 3.3 litres min- 1 (at and 6, will be brie y described together with the results
constant gas composition) did not signi cantly change the obtained for the prediction of foam height in the headspace.
liquid content of the foam at segments 1, 3 or 5 or the In addition, it is intended to develop these models to predict
frequency of foaming events. the liquid content of the foam (from the steady conductance
These results indicate that it is possible to continuously signal data shown in Figures 4 and 6).
monitor a fermentation foam using the novel foam probe The initial neural network development used foam probe
which exploits conductimetric measurement. This probe will data from similar regimes shown in Figures 4 and 6. At this
provide useful information pertaining to the foam itself (i.e stage in the research, the following procedure was applied to
CONCLUSIONS
A new approach to the control of fermentation foam has
been described that incorporates an improved measurement
device based on the conductance of foam. This device
provides a continuous on-line measurement of the conduc-
tance related to the foam within the headspace. Preliminary
results are shown for this new foam probe for foams
generated under two different operating conditions. These
results clearly show the potential of the device to yield
Figure 7. Comparison of future (1 minute ahead of actual time) neural
network prediction for the arbitrary ‘target’ segment level (dark line) (see
information on the foam height, rates of foam formation and
text for details) and the actual arbitrary ‘target’ segment level (white line) at collapse and the liquid distribution within the foam. Further-
the same time point as the future prediction. more, foam probe data has been used to develop a pre-
liminary neural network model for predicting an arbitrary 8. Glassey, J., Montague, G. A., Ward, A. C. and Kara, B. V., 1994,
Enhanced supervision of recombinant E. coli fermentations via arti -
response related to foam height. The neural network predic- cial neural networks.
tions for 1 minute and 5 minutes ahead of actual process 9. Kato, A., Takahashi, A., Matsudomi, N. and Kobayashi, K., 1983,
time are presented. It is the aim to develop more complex J Food Sci, 40: 62–65
and robust neural networks using actual foam height data in 10. Levine, I. N., 1983, Physical Chemistry (McGraw-Hill, New York,
the future. USA), pp 473.
11. Lemlich, R., 1978, A theory for the limiting conductivity of polyhedral
foam at low density, J Colloid Inter Sci, 64(1): 107–110.
12. Phelan, R., Weaire, D., Peters, E. A. J. F. and Verbist, G., 1996, The
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ACKNOWLEDGMENTS
4. Hoeks, F. W. J. M. M., Tangerman, C., Gasser, K., Mommers, H. M., The authors gratefully acknowledge the funding of the BBSRC and the
Schmid, S. and Luyben, K., 1997, Stirring as foam disruption (SAFD) Department of Trade and Industry.
technique in fermentation processes, Canadian J Chem Engin, 75:
1018–1029.
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IEE Proceedings-D, 138(3): 256–266. publication 31 May 2001.