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Unexpected Affinities?
Neoconservatism's Place in IR Theory
Aaron Rapport
Published online: 14 Jun 2008.
To cite this article: Aaron Rapport (2008) Unexpected Affinities? Neoconservatism's Place in IR
Theory, Security Studies, 17:2, 257-293, DOI: 10.1080/09636410802098883
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Security Studies, 17: 257–293, 2008
Copyright © Taylor & Francis Group, LLC
ISSN: 0963-6412 print / 1556-1852 online
DOI: 10.1080/09636410802098883
Unexpected Affinities?
Neoconservatism’s Place in IR Theory
AARON RAPPORT
33–37.
257
258 A. Rapport
administration contradicted each other to such a degree that they did not
“constitute a coherent ideology, neoconservative or otherwise,” even though
they were embraced by putative neocons within the executive branch.4
While Flibbert leaves open the possibility that neoconservatism does
constitute a coherent ideology, Kristol and Francis Fukuyama stress the
presence of diversity among neoconservative thinkers while acknowledging
some common historical and theoretical roots. Similarly, Michael Williams
does an admirable job of tracing the foundations of neoconservative thought
while exploring how the neocon perspective relates to that of traditional
theories of international relations, most notably classical realism.5 Other de-
scriptions explicitly tie neoconservative thought to realism and liberalism:
neoconservatism has been described as “hyperrealism,” “hard-line realism,”
“democratic realism,” and “liberal imperialism.”6 Thinkers associated with
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the neoconservative movement have advanced realist claims that the inter-
national system is one in which power in the form of violent compulsion is
the ultima ratio, while at the same time advancing the notion that democratic
states are peaceable in their relationships with one another.7 What is more,
Williams notes neoconservatism’s affinity for the power of ideas in politics,
perhaps making it a companion to constructivist accounts of social outcomes.
Though progress has been made in previous work, the questions of
whether neoconservatism is a coherent theory of international politics and, if
so, what kind of theory it represents have yet to be satisfactorily addressed.8
Many previous efforts to illuminate what might be called the neoconservative
worldview have been limited to descriptions of policies favored by neocon-
servatives, while illumination of an underlying ontology, which gives rise to
such preferences, is largely absent. Nick Ritchie and Paul Rogers, for example,
4 Andrew Flibbert, “The Road to Baghdad: Ideas and Intellectuals in Explanations of the Iraq War,”
Security Studies 15, no. 2 (2006): 348. For another article which challenges the alleged neoconservatism
of the Bush administration’s foreign policy, see Stephen Hurst, “Myths of Neoconservatism: George W.
Bush’s ‘Neo-conservative’ Foreign Policy Revisited,” International Politics 42, no. 1 (2005): 75–96.
5 Michael C. Williams, “What is the National Interest? The Neoconservative Challenge in IR Theory,”
(New York: Cambridge University Press, 2005), 61; Nick Ritchie and Paul Rogers, The Political Road to War
with Iraq (New York: Routledge, 2007), 138; Charles Krauthammer, “In Defense of Democratic Realism,”
in The Right War?, 188; and Stefan Halper and Jonathan Clarke, America Alone: The Neo-Conservatives
and the Global Order (New York: Cambridge University Press, 2004), 18.
7 For a broad endorsement by neoconservatives of the democratic peace thesis (backed by American
power), see the symposium “American Power—for What?” Commentary 109, no. 1 (2000): 21–47. For a
conservative critique of neoconservatism and its advocation of democracy, see David C. Hendrickson and
Robert W. Tucker, “The Freedom Crusade,” National Interest, no. 81 (Fall 2005): 12–21.
8 John Guelke, “The Political Morality of the Neo-conservatives: An Analysis,” International Politics
42, no. 1 (2005): 108. Jim George, “Leo Strauss, Neoconservatism and U.S. Foreign Policy: Esoteric Nihilism
and the Bush Doctrine,” International Politics 42, no. 2 (2005): 176. Guelke contends that, while con-
temporary neoconservatives are not realists, “The question of what exact category they now fall into is a
far thornier issue.” Guelke holds that they are a variety of liberal internationalists. George, on the other
hand, portrays neoconservative thought as being characterized by “a disdain for modern IR orthodoxy
(liberal and conservative) and, ultimately, a different way of thinking about modern global life.”
Neoconservatism’s Place in IR Theory 259
exceptionalism could not lead to an isolationist strategy in which the U.S.’ acts
set an example for the rest of the world (a “city upon a hill”), or why such
primacy requires military engagements rather than an institutionalist strategy
of cooperative security.11 Others have explored neoconservative beliefs more
deeply, but their investigations were incomplete. Halper and Clarke define
neoconservatism partially by policy preferences and partially by ontology, in
the latter case basing neoconservative thought on the belief that “the human
condition is defined as a choice between good and evil” and the determinacy
of military power in interstate relations.12 I would not fundamentally disagree
with either of these characterizations, though I argue below that the binary
between good and evil arises out of a complex theory of human nature and
regime influence, and the determinacy of military power holds only in certain
circumstances.
Williams has perhaps done the most to uncover the theoretical premises
of neoconservatism, identifying similarities between neocon thought and
“wilful Realism” regarding concerns over the crises of liberal modernity while
noting important divergences in the realm of foreign policy.13 I seek to an-
swer Williams’ call to further engage the premises of neoconservatism from
the perspective of IR theory. The question motivating this piece is whether
or not the neoconservatism represents an explanatory theory of international
politics, one which posits a set of variables that fit in a causal chain, which
Doctrine: Power, Nationalism, and Democracy Promotion in U.S. Strategy,” International Security 29, no.
4 (Spring 2005): 112-56. On primacy versus cooperative security, see Barry R. Posen and Andrew L. Ross,
“Competing Visions for U.S. Grand Strategy,” International Security 21, no. 3 (Winter 1996–97): 5–53.
12 Halper and Clarke, America Alone, 11.
13 Michael C. Williams, The Realist Tradition and the Limits of International Relations (New York:
14 Theories of international politics explain outcomes that result from state-to-state interactions, inter-
actions governed in part by the structural order in which states find themselves. Theories of foreign policy
explain individualistic attributes such as the origins of a state’s preferences and strategies for satisfying
its preferences, but cannot fully account for outcomes produced by n-adic interactions. See Kenneth N.
Waltz, Theory of International Politics (Reading, MA: Addison-Wesley, 1979); and Fareed Zakaria, From
Wealth to Power: The Unusual Origins of America’s World Role (Princeton: Princeton University Press,
1998), 14.
15 Richard Price and Christian Reus-Smit, “Dangerous Liaisons? Critical International Theory and
Constructivism,” European Journal of International Relations 4, no. 3 (1998): 276–78. Price and Reus-Smit
highlight how more than a few critical constructivists offer empirical explanations for various political
events or processes.
16 Along with Price and Reus-Smit, see John Gerard Ruggie, “What Makes the World Hang Together?
Neo-utilitarianism and the Social Constructivist Challenge,” in Exploration and Contestation in the Study
of World Politics, eds., Peter J. Katzenstein, Robert O. Keohane, and Stephen D. Krasner (Cambridge: MIT
Press, 1999), 240–42; and Emanuel Adler, “Constructivism and International Relations,” in Handbook of
International Relations, eds., Walter Carlsnaes, Beth A. Simmons, and Thomas Risse (Thousand Oaks, CA:
Sage Publications, 2003), 95-118. For a discussion of process-based ontology, see Jennifer Sterling-Folker,
“Competing Paradigms or Birds of a Feather? Constructivism and Neoliberalism Compared,” International
Studies Quarterly 44, no. 1 (2000): 97-119, and Brent J. Steele, “Liberal-Idealism: A Constructivist Critique,”
International Studies Review 9, no. 1 (2007): 23–52.
17 George, “Leo Strauss, Neoconservatism and U.S. Foreign Policy,” 177.
18 Shadia B. Drury, “The Esoteric Philosophy of Leo Strauss,” Political Theory 13, no. 3 (1985): 333–34.
19 Gary J. Schmitt and Abram N. Shulsky, “Leo Strauss and the World of Intelligence (By Which We
Do Not Mean Nous),” in Leo Strauss, the Straussians and the American Regime, eds., Kenneth L. Deutsch
and John A Murley (Lanham, MD: Rowman and Littlefield, 1999), 407–12.
Neoconservatism’s Place in IR Theory 261
20 In Price and Reus-Smit, “Dangerous Liaisons?” 268, they note that Wendt may be the only theorist
in the camp of “systemic constructivism,” which privileges the constitutive effects of the social interaction
between states at the international level over those generated by social interactions at the domestic or
transnational levels.
21 Williams, “What is the National Interest?” 328.
22 State-centrism is not a feature shared with the bulk of constructivist work, much of which highlights
how international institutions and activists embedded in transnational civil society influence world order.
See Richard Price, “Transnational Civil Society and Advocacy in World Politics,” World Politics 55, no. 4
(2003): 579–606.
23 Alexander Wendt, Social Theory of International Politics (Cambridge: Cambridge University Press,
1999), 227. Wendt defines a role identity as one that exists only in relation to others, such as “friend,”
“enemy,” and so forth.
262 A. Rapport
NEOCONSERVATIVE PREMISES
Premise 1.1: Human action is a function of the beliefs imposed on individuals
by their social environment.
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24 For a deeper presentation and critique of the SSSM, see J. H. Barkow, Leda Cosmides, and John
Tooby, The Adapted Mind (New York: Oxford University Press, 1992), 23; and Tooby and Cosmides,
“Conceptual Foundations of Evolutionary Psychology,” in The Handbook of Evolutionary Psychology, ed.
David Buss (Hoboken, NJ: John Wiley and Sons, 2005). Pinker refers to the SSSM as the “blank slate” theory
of mind. Steven Pinker, The Blank Slate: The Modern Denial of Human Nature (New York: Viking, 2002).
25 Pinker, The Blank Slate, 69. The thoughts and desires of human beings may in turn shape their
environment, but the effects of culture are analytically prior to these thoughts and desires.
26 Ibid., 25, citing Leslie White.
27 Francis Fukuyama, “The End of History?” The National Interest, no. 16 (Summer 1989), 3-18; and
Francis Fukuyama, The End of History and the Last Man (New York: Free Press, 1992).
28 Fukuyama, “The End of History?” 4.
29 Ibid., 144.
Neoconservatism’s Place in IR Theory 263
30 Alexandre Kojéve, Introduction to the Reading of Hegel (New York: Basic Books, 1969), 52. Robert
B. Pippin, “Being, Time, and Politics: The Strauss- Kojéve Debate,” History and Theory 32, no. 2 (1993):
147. As stated by Pippin, for Kojéve the realization of human history “must be brought about . . . by the
deeds of finite historical agents; World Spirit does not necessarily unfold or manifest itself.”
31 Ibid., 53.
32 Patrick Riley, “Introduction to the Reading of Alexandre Kojéve,” Political Theory 9, no. 1 (1981):
17. Unlike Marx, Kojéve holds that the abstract desire for recognition is the primary driver of history rather
than material relations of production.
33 Fukuyama, “The End of History?” 8.
34 Ibid., 6.
35 Ibid., 16.
36 Francis Fukuyama, The Great Disruption (New York: The Free Press, 1999), 5.
37 Ibid., 155.
264 A. Rapport
38 Kojéve, Introduction to the Reading of Hegel, 39–40. Kojéve’s dichotomy is explored in greater
Fleming describes efforts to “transcend the human” as destructive of institutions with roots in innate human
characteristics such as family, community, and religion. For an additional conservative argument on the
biologically embedded nature of social order, see Larry Arnhart, Darwinian Conservatism (Charlottesville,
VA: Imprint Academic, 2005).
40 See Julian Sanchez, “A Concord of Visions,” 24 February 2006, http://www.reason.com/
news/show/117049.html. David Brooks, “Human Nature Redux,” New York Times, 18 February 2007,
D12. Brooks is another example of someone associated with neoconservative thought who has recently
taken up the question of human nature.
41 See, for example, Hans J. Morgenthau, Politics Among Nations (New York: McGraw-Hill, [1948]
1985), 4, 10–11. For a thorough critique of this contemporary understanding of classical realism see
Williams, The Realist Tradition. Kenneth Waltz, Man, the State, and War (New York: Columbia University
Press, 1959). The reference to “first level” explanations comes from Waltz’s three levels of analysis.
42 Keith Shimko, “Realism, Neorealism, and American Liberalism,” Review of Politics 54 (Spring 1992):
294.
43 See John Oneal and Bruce Russet, “The Classical Liberals Were Right: Democracy, Interdepen-
dence, and Conflict, 1950-1985,” International Studies Quarterly 41, no. 2 (1997): 267–94; Russet and
Oneal, Triangulating Peace: Democracy, Interdependence, and International Organizations (New York:
W. W. Norton and Co., 2001); and Michael W. Doyle, Ways of War and Peace: Realism, Liberalism and
Socialism (New York: W. W. Norton and Co., 1997).
44 Good examples are John M. Owen IV, “How Liberalism Produces Democratic Peace,” International
Security 19, no. 2 (1994): 87–125; Owen, “Transnational Liberalism and American Primacy; or, Benignity
Neoconservatism’s Place in IR Theory 265
“progress.” At the same time, they reject Russell Kirk’s Burkean philosophy
that society and its accompanying institutions arose from the natural instincts
of humanity.46
The tenets of constructivism are, for all intents and purposes, equivalent
to those of the SSSM. Constructivism is not a theory of international politics but
a broad approach for investigating how actors are socially constructed and,
as such, does not specify what realms of social activity should be addressed.
One of the main assumptions of constructivism, as well as the aforementioned
“ideational” strands of liberalism, is that identities and interests of actors
are constructed by intersubjective understandings, ideas, and cultural factors
rather than given by nature.47
So far I have sought to establish that neoconservatism is based on the
SSSM, and this basis sits comfortably with other IR theories, with the exception
of classical realism. Other than the work of Fukuyama and Irving Kristol,
neoconservative writers do not explicitly state premise 1 as it has been artic-
ulated here.48 However, the premise that human behavior is a result of beliefs
derived from social interaction and not some innate biological or metaphys-
ical essence is consistent with the premises that follow, especially premise
sets 3 and 4, and a necessary assumption if those premises are to hold. Still,
an obvious challenge to premise 1.1 remains. One could reasonably claim
that neoconservatives or those influenced by neoconservative thought often
portray the values seen to be embodied by liberal democracy as universal.
The universality of democratic values is suggested by President Bush when
addressing national security: “People everywhere want to be able to speak
is in the Eye of the Beholder,” in American Unrivaled: The Future of the Balance of Power, ed. G. John
Ikenberry (Ithaca: Cornell University Press, 2002) 239–59; and Thomas Risse, “U.S. Power in a Liberal
Security Community,” in America Unrivaled, 260–83.
45 Owen, “Transnational Liberalism,” 242.
46 See Adam Wolfson, “Conservatives and Neoconservatives,” in The Neocon Reader, 222; and Russell
Kirk, The Conservative Mind: From Burke to Eliot (Washington, DC: Regnery Publishing, [1953] 2001).
47 Wendt, Social Theory of International Politics, 1–7.
48 See Williams, “What is the National Interest?” 310–14, on the importance of ideas to Kristol.
266 A. Rapport
freely; choose who will govern them; worship as they please; educate their
children—male and female; own property; and enjoy the benefits of their
labor.”49 The view that American civic values are global values has been ar-
ticulated by many neoconservative writers in multiple contexts and observed
by others critical of the so-called persuasion.50
If neoconservatism endorsed the proposition that humanity is essentially
liberal at its core, the first premise would be negated. However, neoconser-
vatism adheres to the SSSM by making an austere set of assumptions regarding
the components of human nature, components that do not include innate po-
litical dispositions. While humans have no essential political nature, they are
universally constrained by very basic needs that must be met in order to
survive. If no basic human needs are theorized to exist than an unbound-
edly infinite set of ideologies are possible and no ideology would be at all
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have been influenced by neoconservative ideas. The White House, “The National Security Strategy of the
United States of America,” September 2002, iv, http://www.whitehouse.gov/nsc/nss.pdf.
50 One example is William Kristol and Robert Kagan, “National Interest and Global Responsibility,”
in The Neocon Reader, 73-74. For criticisms of this attitude, see Robert F. Ellsworth and Dimitri K. Simes,
“Realism’s Shining Morality,” in The Right War? 204–11; and George Will, “The Slow Undoing: The Assault
on, and Underestimation of, Nationality,” in The Neocon Reader, 127–39.
51 Originally published in 1971, it can be found in The Neocon Reader, 167–80.
52 Kojéve, Reading of Hegel, 39–40.
Neoconservatism’s Place in IR Theory 267
53 Ibid., 40.
54 Fukuyama, America at the Crossroads, 116.
55 Wendt, Social Theory of International Politics, 131, emphasis added.
56 Ibid., 131–32.
268 A. Rapport
the Arab world in general did in fact have a history of pluralism and democ-
racy, and thus the extent of social engineering required might not have been
expected to be as great as Fukuyama would contend.57 Second, some polit-
ical ideologies are more adept at satisfying the natural desires of humanity
than others, and neoconservatives contend that liberal democratic political
systems are optimal in this regard. This is to say that neoconservatives ex-
pected the transformation of Iraq into a liberal society to be facilitated by the
fulfillment of basic human needs. As Bush stated, while human cultures are
vastly different, human beings all share “[the] desire to be safe from brutal
and bullying oppression.”58 In the Weekly Standard article “Liberating Iraq,”
Stephen Hayes does not devote any space to concrete discussions of polit-
ical philosophy. Rather, the focus is on the camaraderie between the Arab
members of the Free Iraqi Forces (FIF) and U.S. Marines; the torture various
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members of the FIF suffered under Saddam Hussein and the fear his rule in-
stilled in the Iraqi people; the ways in which Hussein’s rule tore apart Iraqi
families; and the need of Iraqi citizens to be supplied with basic amenities
such as food and water. Hayes makes plain that the Americans and Iraqis he
depicts are not united by a common political philosophy, for in fact much of
the article tries to frame the Iraqis and (especially) Americans as politically
indifferent. Rather, it is the common desires rooted in the natural aspects of
the human condition that ties the two groups together, and the liberation of
Iraq will allow these desires to be satisfied. 59 No appeal to the virtues of rep-
resentative government must be made. The inability of authoritarian regimes
to satisfy natural desires is why Max Boot doubts that any North Korean or
Iranian does not wish to be free60 and why Kristol and Kagan argue that end-
ing the Baathist regimes brutal rule in Iraq was moral: “For the people of Iraq,
the war put an end to three decades of terror and suffering. The mass graves
uncovered since the end of the war are alone sufficient justification for it.”61
As Fukuyama summarizes nicely, “what is initially universal is not the
desire for liberal democracy but rather the desire to live in a modern society
with its technology, high standards of living, health care, and access to the
57 Krauthammer, “In Defense of Democratic Realism”; Norman Podhoretz, “World War IV: How It
Started, What It Means, and Why We Have to Win,” in The Right War? 154, 156, 166–68; and Fouad Ajami,
The Foreigner’s Gift: The Americans, the Arabs, and the Iraqis in Iraq (New York: Free Press, 2006).
58 Cited in Fukuyama, America at the Crossroads, 116.
59 Stephen F. Hayes, “Liberating Iraq,” in the Weekly Standard: A Reader, 1995-2005, ed. William
Kristol (New York: Harper Collins Publishers, 2005), 321. In a similar vein, Ledeen states that “we don’t
invoke profound philosophical principles when we ask others to help the poor; we say ‘we will all be
better off by improving their lot.”’ Michael A. Ledeen, Tocqueville on American Character (New York: St.
Martin’s Press, 2000), 128.
60 Boot, “Myths About Neoconservatism,” 50.
61 Robert Kagan and William Kristol, “The Right War for the Right Reasons,” in The Right War? 35;
Podhoretz, “World War IV,” 154. Similarly, Podhoretz asks “whether Muslims [are] so different from most
of their fellow human beings that they liked being pushed around and repressed and beaten by thugs
. . . really preferred being poor and hungry and ill-housed . . . .”
Neoconservatism’s Place in IR Theory 269
wider world.”62 Paul Wolfowitz agrees that material desires precede political
ones, saying “I think Frank Fukuyama is substantially right ... the evidence
is powerful that as nations become richer it becomes increasingly difficult to
govern them by non-democratic means.”63 Premise 2’s contrast between the
short-term and long-term satisfaction of human needs is necessary because,
as Fukuyama notes, liberal democracy is not necessary to satisfy material
wants in the short term. In fact, the “bureaucratic-authoritarian state” can
be more effective in attaining short-term economic growth.64 However, such
states do not provide human beings with the recognition or the abstract
need of man to be recognized “as man,” that Fukuyama and Kojéve stress
as being essential.65 Only liberal democracies allow for the social conditions
necessary for efficient economic needs while at the same time satisfying
humanity’s more abstract wants. According to neoconservative premises, an
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authoritarian market state could only exist so long. Its inability to provide
its citizens with recognition would eventually lead to endogenous decay of
the regime once liberal regimes entered the international system, for reasons
that will be discussed under premise 4.66
Premise 3.1: The character of political regimes determines the political
character of their citizens.
Premise 3.2: The internal character of regimes is a predictor of their
external behavior.
States are the predominant political actors in neoconservative theory.
The characteristics of governing regimes affect both state citizens and influ-
ence external state behavior.67 Because human behavior is so susceptible to
the influences of the surrounding environment, it is only logical to conclude
that the ruling political regime will largely determine the political qualities
of the citizenry. This is an aspect of Straussian theory that neoconservatives
openly endorse and can be traced further back to the political philosophy
Along these lines Elliot Abrams writes, “as always with ‘goulash Communism,’ whatever the local recipe,
people will like the goulash but not the Communism.”
66 Neoconservatives might also hold that an authoritarian market state would be unable to provide
for its citizens’ purely material needs in the long term. Such a regime would foster resentment, which
would lead to efforts to change the political order, thus requiring the ruling regime to exert more control
over society. This control would necessarily involve stymieing individual mobility and information flows,
thus hindering the efficiency of the state economy and undoing the regime’s ability to provide or allow
for the material needs of its citizens to be met—the very condition which made the regime acceptable
initially.
67 Neoconservatism does not hold that interstate relations may be reduced to the individual charac-
intimidation.”70
The internal logic of regimes is bound to influence their external rela-
tions with other states. Irving Kristol holds that ideas “establish and define
in men’s minds the categories of the politically possible and the politically
impossible.”71 Likewise, Wolfowitz assesses future external relations of China
by saying that “a China that governs its own people by force is more likely
to try to govern its neighbors by force.”72 This perspective is consistent with,
and an unavoidable conclusion of, the SSSM of human behavior. The political
ideologies of states determine the menu of strategies they may select from in
their interaction with other polities. This form of “second level” theorizing,
logically deduced from neoconservatism’s image of human nature, was
prevalent in the lead-up to the Iraq War. It is also similar to the concept
of a “type” identity in rationalist and constructivist literature, referring to
actors who exhibit a particular characteristic—in this case, a behavioral
trait.73 Kristol and Kagan argued that there was “no separating the nature of
Saddam’s rule at home” from Hussein’s foreign policy;74 Boot advanced that
“rogue” states constitute the biggest threats to world peace;75 and Fukuyama,
in his criticism of the Iraq War, still noted regimes that treated their own
people unjustly would do the same externally and be willing to accept
68 Fukuyama, America at the Crossroads, 25–29; and Kenneth R. Weinstein, “Philosophic Roots, the
Role of Leo Strauss, and the War in Iraq,” in The Neocon Reader, 212.
69 This is not to say that liberal regimes do not produce internal political opposition, but this oppo-
sition is very unlikely to abandon the liberal principles of argument based on reasoned engagement and
will thus take the form of nonviolent political debate.
70 Joshua Muravchik, “Can the Neocons Get Their Groove Back?” The Washington Post, 19 November
2006, B3.
71 Cited in Williams, “What is the National Interest?” 327.
72 Wolfowitz, “Managing Our Way to a Peaceful Century,” 52.
73 See Wendt, Social Theory of International Politics, 225–27.
74 Kagan and Kristol, “The Right War for the Right Reasons,” 19.
75 Boot, “Myths about Neoconservatism,” 93.
Neoconservatism’s Place in IR Theory 271
and Legislative Organization (Ann Arbor: Michigan University Press, 1991); and Gary W. Cox and Matthew
D. McCubbins, Legislative Leviathan: Party Government in the House (Berkley: University of California
Press, 1993).
272 A. Rapport
And how does nature guarantee that what man ought to do by the laws
of freedom (but does not do) will in fact be done through nature’s com-
pulsion, without prejudice to the free agency of man? . . . [T]his does not
mean that nature imposes on us a duty to do it, for duties can only be im-
posed by practical reason. On the contrary, nature does it herself, whether
we are willing or not: facta volentem ducunt nolentem tradunt.83
regimes, see John MacMillan, “A Kantian Protest Against the Peculiar Discourse of Inter-Liberal State
Peace,” in The Globalization of Liberalism, eds., Eivind Hovden and Edward Keene (London: Palgrave,
2002), 57–72.
83 Cited in Doyle, Ways of War and Peace, 278. Emphases added, with the exception of the Latin.
84 John Brenkman, The Cultural Contradictions of Democracy: Political Thought Since September 11
(Princeton: Princeton University Press, 2007), 11. Brenkman posits that neoconservatives “conceive of the
nation’s liberal order and rule of law as an unalterable internal feature of American democracy.”
Neoconservatism’s Place in IR Theory 273
the Counter-Culture,” in The Neocon Reader, 235–40; Peter Steinfels, The Neoconservatives (New York:
Simon and Schuster, 1979), 53-58; and Mark Gerson, The Neoconservative Vision: From the Cold War to
the Culture Wars (Lanham, MD: Madison Books, 1996), 73–135.
86 Allan Bloom, “Responses to Fukuyama,” The National Interest, no. 16 (Summer 1989): 28.
87 Adam Wolfson, “Conservatives and Neoconservatives,” in The Neocon Reader, 223.
88 Ledeen, Tocqueville on American Character, 167.
89 Williams, “What is the National Interest?” 312.
90 This commitment is noted by others who have examined neoconservative thought, including
Williams, “What is the National Interest?” 317, as well as by Henry Kissinger, “Intervention with a Vision,”
in The Right War? 49–53.
274 A. Rapport
on the one hand, and the need for cohesive community on the other, with
the concept of “collective individualism.” The term, coined by Ralph Barton
Perry, refers to the initiative of individuals to associate and form organiza-
tions to address the problems that affect them collectively.91 These initiatives
are undertaken independently of extant political institutions. Reliance on ex-
isting institutions indicates a willingness to allow third party control of one’s
life and reflects a selfish individualism akin to free-riding. This reliance is
ultimately self-defeating, for eventually one’s actions come to be dominated
by the institutions to which power has been granted. Mark Gerson, a director
at the Project for the New American Century, defines the “republican virtue
tradition” of Tocqueville in much the same way: “Freedom and community
are sometimes posited in both liberal and conservative thought as opposing
forces .... The republican virtue tradition rejects this notion; it maintains that
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91 See Ledeen, Tocqueville on American Character, 103–6; and Ralph Barton Perry, Characteristically
Symbol of Our Times, ed. Philip Kasinetz (New York: New York University Press, 1995).
95 Woodrow Wilson would have agreed with this proposition as well. Was he a neoconservative?
The answer is no, for two principal reasons. Krauthammer, “In Defense of Democratic Realism,” 15. First,
as Krauthammer observes, Wilson believed that the cause of liberalism could be advanced primarily
through international institutions composed of politically heterogeneous members. Such faith is at odds
with neoconservative thought, as will be discussed in greater detail below. Second, as McDougall notes,
Wilson merely wanted to make the world safe for democracy, meaning the democratic states that existed
in the early years of the 20th century. It is unlikely he thought all other nations had to be converted
to democracies to accomplish this goal. See Walter A. McDougall, Promised Land, Crusader State: The
American Encounter with the World Since 1776 (New York: Houghton Mifflin, 1997), 174, 213–14.
Neoconservatism’s Place in IR Theory 275
Part and parcel of this perspective is that the strength of a state is a func-
tion of the morality and coherence of the state’s ideology. States without a
broadly accepted political ideology will lack internal order save for pluralis-
tic competition among narrowly self-interested groups, or the order that may
be imposed from above by a tyrant. The parochial citizens produced by lib-
eral regimes are dangerous to national security in that they are inattentive to
ideological threats coming from outside the polity. Liberalism by no means
insures the permanence of the regime or the regime’s ideology. Citizens of
liberal regimes must be reminded of their shared ideological background if
they are to value it and be vigilant against competing ideologies that threaten
their political order. This shared interest must be actively constructed through
social exchange.
The importance of shared ideals is another point of departure between
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the primary political actors in international relations, it is the state that serves
as the vehicle for the advancement of certain political orders over others.
Nowhere is the potential for extreme ideological conflict via state in-
teraction more apparent than in neoconservative accounts of the Cold War.
Neoconservatives were unswayed by Realpolitik arguments proposed under
the Nixon Administration favoring détente with the USSR, instead recognizing
Soviet ideology as a destructive force with which compromise was impos-
sible.100 Neoconservatives such as Albert Wohlsetter and his students, Paul
Wolfowitz and Richard Perle, lined up against realists and moderates who fa-
vored negotiations in the form of strategic arms control, reasoning such com-
promise would weaken deterrence in the face of an enemy who had shown
a willingness to accept massive casualties to advance its political agenda.101
Ledeen refers to détente as a deception by the Soviet regime, and Muravchik
alleges that American liberals came to believe the United States was bur-
dened by an “inordinate fear of communism. By contrast, neocons held to
the conviction that communism was a monstrous evil and a potent danger.”102
Though the USSR is defunct, Islamic radicalism represents a new existen-
tial threat to America. According to Frum and Perle, “The war against extrem-
ist Islam is as much an ideological war as the cold war ever was.”103 Radical
Islam, according to Norman Podhoretz, is “dedicated to the destruction of
97Williams cites Irving Kristol as a clear proponent of this statement. Irving Kristol, Reflections of a
Neoconservative (New York: Basic Books, 1983), 253.
98 Kristol, “The Neoconservative Persuasion,” 36.
99 Bloom, “Responses to Fukuyama,” 19.
100 Gary Rosen, “Introduction,” in The Right War? 3; Steinfels, The Neoconservatives, 67-69; and
33-34. James Mann, Rise of the Vulcans: The History of Bush’s War Cabinet (New York: Viking, 2004), 120.
Mann describes Perle as “Washington’s most determined opponent of détente.”
102 Michael A. Ledeen, Freedom Betrayed (Washington, DC: The AEI Press, 1996), 50; and Muravchik,
everything good for which America stands.” Much like the Stalinist ideology
that preceded it, Podhoretz holds that militant Islam is inexorably expan-
sive, and a refusal to confront it aggressively will be perceived as weakness
and increase American vulnerability to attack.104 Charles Krauthammer por-
trays those who claim militant Islamists are materially weak in relation to the
United States, and thus not a threat, as equivalent to the Western European
powers who failed to see the rising danger of Nazism in the 1930s.105 Kris-
tol and Robert Kagan assert that evil regimes have to be opposed, and the
notion that stability follows engagement is a myth.106 Ideologues, then, are
not necessarily status quo “security seekers,” but revolutionary types bent
on domination. Eliot Cohen was the first neoconservative to label the con-
flict with militant Islam “World War IV.” According to Cohen, the Cold War
represented World War III, and like that clash the current one is rooted in
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How We’ll Win (New York: St. Martin’s Press, 2003), 148–50.
109 Cited in Mann, Rise of the Vulcans, 136.
278 A. Rapport
treat Islamic faith, political Islam, and militant Islam as the same constructs.110
Political Islam, which does not adopt separation of church and state or other
Enlightenment values, is considered incompatible with liberalism. Krautham-
mer recognizes that Islam is a “venerable” religion with wide global appeal,
but that “radical” Islamists may take advantage of its one billion global adher-
ents by exploiting Islam’s traditions of religious zeal, messianic expectation,
and culture of martyrdom.111
It is thus possible for other cultures to have an appeal that can rival that
of liberal civic culture if the liberal states do not strongly make a case for
their own political system, reinforcing the shared ideals of their inhabitants.
Again, this is why neoconservatives reject pure power politics and adopt an
idealistic position “that sees America’s national interest as an expression of
values.”112 Power projection, by itself, is insufficient to advance the cause
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110See Podhoretz, “World War IV,” 154. If neoconservatives thought Muslim faiths were incompatible
it would be difficult to explain any neoconservative support to democratize predominantly Muslim states
in the Middle East.
111 Krauthammer, “In Defense of Democratic Realism,” 189–90.
112 Ibid., 13.
113 Ledeen, Tocqueville on American Character, 103.
Neoconservatism’s Place in IR Theory 279
258.
119 Raymond Aron, Peace and War (New York: Doubleday and Company, 1966), 74.
280 A. Rapport
of an idea,” Aron writes, “of which each community wants to be the unique
incarnation.”120
Aron provides two basic categories of ideological systems that in part
govern the relations among states. In homogeneous systems, states share
the same conception of the appropriate political order and, as such, enjoy
stable relations. Though they may be divided by national interests—material
pursuits of subjects and territory—their ideologies correspond, and thus in-
terstate violence does not threaten the existence of the prevailing political
order. Heterogeneous systems, conversely, are characterized by states that
are organized along different political principles and appeal to contradictory
political values.121 In these systems, states may fight not only for material
gain, but for the survival of their own political systems. Interstate violence in
such systems presents an existential threat, as compromise between ideolog-
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the friendlier America’s environment will be.”124 Kagan argues such a system
is already forming among the liberal regimes of Western Europe, and these
states are “entering a post-historical paradise of peace and relative prosperity,
the realization of Kant’s ‘Perpetual Peace.”’125 While the differences between
the “strategic cultures” of the United States and Europe is partly explained by
material power differentials, it is also largely because of the ideals of these
states. The historical experience of Europe in the twentieth century has led
to the development of “a set of ideals and principles regarding the utility and
morality of power different from the ideals and principles of Americans, who
have not shared that experience.”126 The difference between Americans and
Europeans cannot be explained by characteristics of their regimes.127 Instead,
it arises from how they perceive the world outside the so-called transatlantic
security community. Europe, Kagan argues, perceives it as less threatening
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transatlantic community and the perception ascribed to Europeans is articulated further by Podhoretz,
“World War IV,” 150–52.
129 Wendt, “Anarchy is What States Make of It: The Social Construction of Power Politics,” Interna-
131 Richard Perle, “Introduction,” in Reshaping Western Security: The United States Faces a United
Europe, ed. Richard Perle (Washington, DC: The AEI Press, 1991), 6–7.
132 Ibid., 2.
133 Paul Wolfowitz, “Our Goals for a Future Europe,” in Reshaping Western Security, 152.
134 Wolfowitz, “Managing Our Way to a Peaceful Century,” 54.
135 Douglas Feith, prepared remarks before the Senate Foreign Relations Committee, 1 May 2002.
136 Wolfowitz testified in his prepared remarks that the United States’ “moral imperative calls us to
help new democracies formerly subjected to the yoke of tyranny to consolidate and secure their own
freedom and sovereignty. The strategic imperative suggests that a united Europe of common values will
help avoid the major wars that the Continent experienced in the 19th and 20th centuries.” Paul Wolfowitz,
Prepared Remarks Before the Senate Armed Services Committee, 10 April 2003.
Neoconservatism’s Place in IR Theory 283
favor of offshore balancing see Christopher Layne, “The Unipolar Illusion: Why New Great Powers Will
Rise,” International Security 17, no. 4 (1993): 5–51.
284 A. Rapport
The argument that democracy will prove contagious in the Middle East has
been made by Ajami as well as Frum and Perle, who posited that U.S. efforts
in Iraq would reform the “ideological and moral climate of the whole Middle
East.”142 Ledeen concurred with Reuel Marc Gerecht that creating a liberal
and democratic Iraq would lead to revolution in Iran, a continuation of the
former’s prior work on the essential role of the United States in spreading
democracy.143
By advancing the notion of democratic contagion and arguing this will
lead to peaceful international relations, neoconservatives reject the static re-
alist model of the international system in which the potential for violent con-
flict between political groups is omnipresent. Further, by stressing ideological
conflict as the root cause of political outcomes, neoconservative thought pins
its flag to an ideational mast. As Gerson contends, political systems are the
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products of culture, and the ideas composing these systems are the determi-
nants of reality; succinctly put, “neoconservatives are, if anything, ideological
determinists.”144 The importance of ideas in the construction of the national
interest is especially clear when neoconservative theorists fault realism for
conceiving of the national interest too narrowly.145 It is the spread of liberal
ideas and principles, then, rather than the solidification of democratic institu-
tions, which does neoconservatism’s explanatory work in regard to interstate
peace. Rather than stressing institutional characteristics of democratic states,
which may increase the credibility of commitments and the clarity of sig-
naling,146 ideational theories of the democratic peace emphasize the liberal
cultures of democratic states that create images of self and other. Rather than
individualist liberal theories in which the exogenous demands of interest
142 For a recent, concise example see Ajami, “Bush Country,” WSJ.com Opinion Journal, 22 May
36-37, Ledeen argues that “the only truly realistic American foreign policy is an ideological one that seeks
to advance the democratic revolution wherever and whenever possible.” For more on the role of liberal
hegemons in his work see Ledeen, Freedom Betrayed, esp. 144–50.
144 Gerson, The Neoconservative Vision, 18. On the importance of ideas to neoconservatives in gen-
academic arenas. Mann’s history of Bush’s war cabinet documents Paul Wolfowitz’s opposition to the
Realpolitik of Henry Kissinger, the former choosing to place moral values above an American interest in
the balance of power. Mann, Rise of the Vulcans, 76. The neoconservative critique of realists’ concept of
the national interest is also made by William Kristol and Robert Kagan, “Toward a Neo-Reaganite Foreign
Policy,” Foreign Affairs 75, no. 4 (1996): 18-32; in Robert Kagan and William Kristol, “Surrender as
‘Realism’,” The Weekly Standard 12, no. 12. See also Charles Krauthammer in “In Defense of Democratic
Realism”; and Krauthammer, Democratic Realism: An American Foreign Policy for a Unipolar World
(Washington, DC: AEI Press, 2004), 13.
146 Examples include Charles Lipson, Reliable Partners: How Democracies Have Made a Separate
Peace (Princeton: Princeton University Press, 2003); and James Fearon, “Domestic Political Audiences and
the Escalation of International Disputes,” American Political Science Review 88, no. 3 (1994): 577–92.
Neoconservatism’s Place in IR Theory 285
instincts of humanity may weaken the morality of the citizenry and thus the
cohesiveness of the polity. Illiberal political agents must actively exploit this
tendency if they are to ideologically penetrate liberal states. Illiberal actors
could also appeal to liberal values such as humanitarianism in order to at-
tract supporters to their ideology while hiding the tyrannical nature of their
regimes. Such efforts may create subpopulations of subversives in liberal
states, thus sowing internal dissent and weakening the state.
It is an important point to note that illiberal states must exert the effort
to systematically engage in such ideological assaults upon vulnerable liberal
states if their ideals are to gain traction there. Furthermore, such regimes must
engage in this type of behavior if their leadership and form of government is
to survive. Thus, external censorship and external propagandizing on the part
of illiberal regimes is a response to the passive threat represented by the mere
presence of democracies. The same type of behavior by liberal regimes will
only come after an active (that is, effortful and deliberate) policy designed
to undermine their unity has been initiated by another state.
Interstate interaction is not limited to the realm of propaganda and
counterpropaganda, of course. The more prevalent the penetration of liberal
ideology into illiberal regimes, the more likely the latter will pursue violent
means in order to counteract the effects. Violence will not necessarily be di-
rected at liberal states, however. It may be just as effective for illiberal leaders
to engage in diversionary tactics, attacking the easiest target within reach in
order to distract their citizens with promises of conquest or perceived exter-
nal threat. Indeed, the supposed presence of external threat is most likely to
be emphasized. The nature of illiberal regimes as “rent-seekers” may not al-
low any gains from conquest to be widely distributed among the populace.151
149
Eliot A. Cohen, “American Power—for What?” 24.
150
Michael Ledeen, “American Power—for What?” 36.
151 On rent-seeking states, see David A. Lake, “The Rise, Fall, and Future of the Russian Empire:
A Theoretical Interpretation,” in The End of Empire? The Transformation of the USSR in Comparative
Neoconservatism’s Place in IR Theory 287
Further, the number of easy targets may be limited, thus constraining the
number of times such a strategy may be employed. Both these factors serve
to negate the effectiveness of conquest as a diversionary tactic over the long
term. External threat, however, can more easily be portrayed as omnipresent.
Leaders of illiberal regimes, then, will use violence and scare tactics to
prevent the penetration of liberal ideology. As stated by Kristol and Kagan:
Perspective, eds., Karen Dawisha and Bruce Parrot (Armonk, NY: M. E. Sharpe, 1997), 47-53. The con-
tention that illiberal states illegitimately expropriate wealth in order to maintain authority is probably not
one that neoconservatives would argue with, as it fits with the premise that regime type reflects external
and internal behavior. However, one of the major shortcomings of neoconservatism is that aside from
broadly contesting the violent nature of illiberal regimes and the peaceful nature of liberal ones, it does
not clearly specify the ways in which illiberal states are “bad.” Thus, any normatively undesirable form
of behavior can be ascribed post hoc to the nature of the regime.
152 Kristol and Kagan, “National Interest and Global Responsibility,” 68.
153 This argument is made by John J. Mearsheimer, “Hans Morgenthau and the Iraq War: Realism
154 See John Mearsheimer, The Tragedy of Great Power Politics (New York: W. W. Norton and Com-
pany, 2001); and James Fearon, “Rationalist Explanations for War,” International Organization 49, no. 3
(1995): 379–414.
155 Fearon, “Domestic Political Audiences.”
156 See Fukuyama, America at the Crossroads, 49, 64–65; and Krauthammer, Democratic Realism, 12,
15.
Neoconservatism’s Place in IR Theory 289
body cannot be expected to do more than pursue their own narrow self-
interests as they have no common frame of reference that defines the general
welfare. Collective action within a political order based on the minimization
of conformity costs will be sluggish at best. Collective action in a multilateral
institution based on shared democratic principles, however, is quite feasible
and, in fact, crucial for the social production and maintenance of the inter-
national liberal community. As discussed above, it is for this reason that neo-
conservatives do not shy away from multilateral action through organizations
such as NATO or ad hoc coalitions of ideologically correspondent states.157
John Bolton spells out the difference between ideologically congruent
multinational institutions and regimes from Feith’s mere “multinational fo-
rum,” while seeking to debunk analogies between the International Criminal
Court (ICC) and the international regime arising from the Nuremberg trials.
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regimes would have to fear being exploited by their so-called partners. However, liberal regimes present
a grave threat to illiberal states, and in the face of such threat it is more likely organizations will adopt a
structure which will impose a cooperative equilibrium on its members.
160 For a similar argument in an American domestic context, see David W. Rhode, Parties and Leaders
161On holist constructivism, see Price and Reus-Smit, “Dangerous Liaisons?” 268–69.
162Williams, “What is the National Interest?” 328. Williams’ conversation of how the work on social
construction by Berger and Luckman influenced early neoconservative debate. Peter L. Berger and Thomas
Luckmann, The Social Construction of Reality: A Treatise in the Sociology of Knowledge (Garden City, NY:
Anchor Books, 1966).
163 Halper and Clarke, America Alone, 32; and Ledeen, Terror Masters.
Neoconservatism’s Place in IR Theory 291
the content of said theories. Wendt and Waltz, for example, assume states
have strong collective identities, while neoconservatives do not.166
While Wendt’s work focuses more on exploring the construction and
logic of different international systems, the malleability of structure leads neo-
cons to focus on the role of powerful liberal states within the international
system. In a context of unipolarity, the United States is compelled to use its
position to take advantage of the fluid nature of the international system. The
United States and other liberal states are faced with revolutionary powers that
do not respect international law or the very international institutions in which
they sit. As a result, the institutions that are meant to ameliorate international
enmity are weak, if not utterly hollow. Whatever friendship or nonmilitary
rivalries exist among liberal democracies is outweighed by the instability
wrought by opposing forces. The system has not tipped from Hobbesian
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166
Kenneth N. Waltz, Theory of International Politics.
167
Constructivist theories of international institutions have examined the factors that may affect the
pace at which norms and identities are altered. See, for example, Emanuel Adler and Michael Barnett, “A
Framework for the Study of Security Communities,” in Security Communities, eds., Emanuel Adler and
Michael Barnett (New York: Cambridge University Press, 1998), 29-66. Such work could be applied to the
study of change in collective identities at the level of the international system as a whole.
Neoconservatism’s Place in IR Theory 293
168 On the contestability of a state’s democratic status, see Ido Oren,“The Subjectivity of the ‘Demo-
cratic’ Peace: Changing U.S. Perceptions of Imperial Germany,” International Security 20, no. 2 (Autumn
1995): 147–84. See Cox and Pouliot for a recent exchange on the durability of liberal security communities:
Michael Cox, “Beyond the West: Terrors in Transatlantia,” European Journal of International Relations
11, no. 2 (2005): 203–33; Vincent Pouliot, “The Alive and Well Transatlantic Security Community: A Theo-
retical Reply to Michael Cox,” European Journal of International Relations 12, no. 1 (2006): 119–27; and
Michael Cox, “Let’s Argue about the West: Reply to Vincent Pouliot,” European Journal of International
Relations 12, no. 1 (2006): 129–34.
169 See Pippin, “Being, Time, and Politics,” 158.