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Boris Dubin
Survey data show that for Russians the most heinous crimes are serial
murder, rape of minors, and premeditated murder, and these are the crimes
for which they most often demand the death penalty. Four out of five say
the Russian system of justice is guilty of mistakes often and very often,
yet almost half of Russians are in favor of reinstituting and expanding the
practical imposition of the death penalty
In the past four decades, the total number of countries worldwide that
have renounced the death penalty as a means of punishment (abolitionist
countries) has increased threefold. At present, two-thirds of all countries
have either given up the death penalty or do not apply it in practice. At
present, the supreme penalty persists in sixty-four countries. In 2006,
death sentences were pronounced in fifty-five countries and carried out in
twenty-five countries. A total of 91 percent of all death sentences carried
out in 2006 occurred in the People’s Republic of China (in first place),
English translation © 2009 M.E. Sharpe, Inc., from the Russian text © 2007 the
Iurii Levada Analytical Center (Levada Center) and the Interdisciplinary Academic
Center of the Social Sciences (Intercenter). “Tsena zhizni i granitsy prava: rossiiane
o smertnoi kazni, rossiskom zakone i sude,” Vestnik obshchestvennogo mneniia.
Dannye. Analiz. Diskussii, 2007, no. 6, pp. 17–24. A publication of the Levada
Center and Intercenter.
Translated by Kim Braithwaite.
23
24 SOCIOLOGICAL RESEARCH
Iran, Pakistan, Iraq, Sudan, and the United States. In twelve U.S. states
where the supreme penalty is still practiced (one state after another has
abolished it, a step taken not long ago by New York and New Jersey),
fifty-three death sentences were carried out in 2006. Hence, the total
number of executions in the United States in the thirty years since capital
punishment was reinstated in 1977 came to 1,057.1
Researchers who have studied practices of punishments administered
for violations of the law do not see any confirmation of the widely preva-
lent belief that the threat of death constitutes an effective deterrence to
potential criminals or that the death penalty plays a positive role in this
regard to reduce the number of heinous crimes.2 Quite the contrary: they
find substantial grounds for asserting that there is a positive influence
from a state’s renunciation of the death penalty: in Canada, for example,
over the span of thirty years since the death penalty was abolished the
number of murders committed per 100,000 population has fallen by 40
percent and is now 1.85.3
It is worth keeping in mind that the social role of the death penalty and its
moral significance to society have become problems specifically in most
recent times.4 In such a problematization the sociologist sees one of the
significant moments in the transition from the traditional to the modern
society, from the traditionalist anthropology of members of the clan or class,
the inhabitants of a territory as potential hostages to power—from that to
the value of individual life, to conceptions of personal guilt and responsi-
bility in their modern interpretation. In this sense, in my opinion, we need
to look at the fact that the convict, the person who has been punished (the
prisoner, the state convict, the condemned) becomes the hero, and more
than that—the “internal addressee,” even a kind of conceivable “arbiter”
of the latest literature and art from the very beginning of their existence.5
The first of such responses, which reflected the most painful problems
of contemporary time, was Victor Hugo’s The Last Day of a Condemned
Man (1829, published in Russian translation in M.M. Dostoevsky’s journal
Svetoch in 1860; it had a powerful influence on F.M. Dostoevsky). Since
then, the most prominent world intellectuals in both Europe and Russia
have stated many times that the death penalty is not acceptable.6
In the mid-twentieth century, books of social commentary became a
public sensation in the West, for example; Arthur Koestler (who had himself
MAY–JUNE 2009 25
At the end of the 1980s, when mass sociological surveys began in this
country, two-thirds of the adult population said that they favored the
death penalty. Table 1 shows data from surveys carried out by what was
then the Russian Center for Public Opinion Research (VTsIOM), and
how they have changed in the years since then.
26 SOCIOLOGICAL RESEARCH
Table 1
Should be abolished
immediately 4 6 5 5 5 16
Its abolition should be
approached gradually 13 20 15 15 15 14
Its imposition should be
kept within the present
limits 30 —** 37 36 44 36
Its imposition should be
expanded 37 — 24 23 29 27
Difficult to answer 16 8 19 20 7 7
*The survey by what was then VTsIOM was carried out at the end of October 2002,
immediately after the Chechen militants seized hostages in the Theater Center on Du-
brovka in Moscow.
**In this survey, except for the two that were cited above, a single generalized option
“the death penalty ought to be retained in the future as well” was favored by 65 percent
of the respondents.
Table 2
2006 2007*
*Here and henceforth for 2007, unless otherwise indicated, the cited data are from a Rus-
sian nationwide representative survey of the adult population carried out by the Levada
Center at the request of Penal Reform International in July of the current year.
opposed to the death penalty), and people, on the other hand, living in
villages and medium-size cities with populations of 100,000 to 500,000
(among whom is the maximum number of respondents who support
the supreme penalty). In other words, it is reasonable to assume that a
harsh attitude on the death penalty is linked not only to people’s sense
of having no social prospects of their own (if that were so, the harsh-
est answers would likely be given by those living in hamlets and small
towns)—but also to their sense of the opportunities that would suppos-
edly open up, but for others—that is, to the well-known phenomenon of
“relative deprivation.”
In addition, when it comes to crime and criminals and the measures
that should be taken to combat them, again, not the poorest Russians are
the harshest and most uncompromising these days but the respondents
with medium (medium low or medium high) incomes (Table 3).
Be that as it may, Russians of any sociodemographic group, except for
the youngest, perceive the imposition of the death penalty specifically
as the way to guarantee their own protection; their view is that no other
mechanisms exist for ensuring the safety of citizens and maintaining
normative order in society. The best-educated respondents are not an
exception in this regard: on the one hand, they seem to be aware of the
intellectual norms of humaneness, and they even exhibit those norms in
certain judgments, but they take a much harsher stance when it comes
to their own safety (it must also be remembered that the better-educated
group of Russians includes hardly any of the youngest respondents who
are in school, and they are the ones, according to our survey data, who
manifest comparatively greater tolerance; Table 4).12 In exactly the same
way, in all sociodemographic groups the most prevalent opinion is that
the death penalty is an effective measure to combat crime: on average,
the proportion of respondents who do and do not believe that the death
penalty will help is 57 percent to 36 percent, respectively, and this hardly
changes at all among the different groups.13
It is important to keep in mind that all of these cases involve punish-
ments that are handed down and carried out by the state. Therefore,
behind the widely prevalent level of approval of the death penalty today
in Russia is a sense of unspoken support for the state on the part of the
mass of unprotected wards of that very same state. Also at work in the
mass conscientiousness, at the same time, is the neo-traditionalist and,
in that regard, archaic figure of the state specifically as the symbolic
tool of retribution. It is significant to note that most Russians firmly do
MAY–JUNE 2009 29
Table 3
On the whole 42 48
Sex
Male 38 53
Females 45 44
Age
18 to 24 48 42
25 to 39 41 50
40 to 54 43 45
55 and older 38 54
Education
Higher 42 48
Secondary and secondary specialized 41 48
Below secondary 42 50
Family income
Low 39 53
Medium low 38 50
Medium high 42 49
High 45 45
Type of community
Moscow 57 32
Cities over 500,000 population 40 48
100,000 to 500,000 36 51
Up to 100,000 49 46
Countryside 35 54
Note: The cited data are from a Russian nationwide representative survey of the adult
population carried out by the Levada Center at the request of Penal Reform International
in July of the current year. Data exclude those who had difficulty answering.
not believe in any actual effectiveness on the part of any and all state
agencies and institutions, with the exception of the armed forces. But
that is exactly why they have faith in the archaic figure of the state as
avenger: the scale of significance of such a symbolic figure is directly
30 SOCIOLOGICAL RESEARCH
Table 4
Will You Feel Better Protected Against Criminals if the Death Penalty Is
Imposed in Russia? (% of respondents, 2007)
As a whole 47 39
Sex
Male 48 39
Female 46 39
Age
18 to 24 42 44
25 to 39 49 39
40 to 54 44 42
55 and older 51 34
Education
Higher 50 40
Secondary and secondary specialized 44 38
Lower than secondary 46 40
Family income
Low 50 36
Medium low 48 38
Medium high 50 37
High 46 44
Type of community
Moscow 45 40
Cities of more than 500,000 45 39
100,000 to 500,000 52 37
Up to 100,000 41 45
Countryside 53 33
Note: The cited data are from a Russian nationwide representative survey of the adult
population carried out by the Levada Center at the request of Penal Reform International
in July of the current year. Data exclude those who had difficulty answering.
Table 5
Life
Sociodemographic group Death penalty imprisonment
As a whole 44 44
Sex
Male 44 44
Female 44 43
Age
18 to 24 40 47
25 to 39 43 45
40 to 54 45 44
55 and older 47 40
Education
Higher 36 51
Secondary and secondary specialized 46 42
Lower than secondary 46 42
Family income
Low 45 47
Medium low 50 37
Medium high 46 42
High 41 47
Type of community
Moscow 34 54
Cities of more than 500,000 40 50
100,000 to 500,000 44 45
Up to 100,000 48 39
Countryside 47 40
Note: The cited data are from a Russian nationwide representative survey of the adult
population carried out by the Levada Center at the request of Penal Reform International
in July of the current year. Data exclude those who had difficulty answering.
In the view of Russians, the most heinous crimes are serial murder,
the rape of minors, and premeditated murder; these are the crimes for
which the respondents most often demand the death penalty (71 percent, 65
percent, and 48 percent, respectively). A relative majority includes among
these crimes trafficking in narcotics (38 percent of the respondents believe
MAY–JUNE 2009 33
Table 6
Note: The cited data are from a Russian nationwide representative survey of the adult
population carried out by the Levada Center at the request of Penal Reform International
in July of the current year. Data exclude those who had difficulty answering.
The present author and his colleagues have had occasion many times to
write that the definitive feature of present-day social life in Russia is the
disposition of both the overwhelming majority and of advanced groups
of the population to just adapt, and, moreover, to adapt downward. In
connection with this, it is worthwhile to pinpoint the (legal) capacity of
a population that is so inclined as well as any actual fundamental pos-
sibility of legal assessments of its behavior.15 In a society that consists of
(dependent) wards and people oriented toward passive accommodation,
universal norms of modern law, and also of morality, are not only not
in effect but, strictly speaking, do not even arise. And the replies of the
overwhelming majority of Russians to questions concerning the possi-
bility of living by the law and being able to count on rights, justice, law
enforcement agencies, and so on, have long since provided clear and solid
evidence of this. The fact that such norms and conceptions seem to be in
place in words but do not actually function and are not backed up by any
belief on the part of the population that they are in general intended ever
36 SOCIOLOGICAL RESEARCH
to actually work or are capable of it (i.e., they are not supported by any
recognized legitimacy of the social order in the aggregate of the basic
institutions that affirm and reproduce them), is a sign that they are of a
purely demonstrative, simulative, or pseudo-magical character, but by
no means, at any rate, not of a modern or universal character.
This circumstance is also linked to a number of other phenomena that
define the collective life of Russians these days. On the one hand, I am
referring to Russia’s increasingly greater isolation from the world, which
is reflected both in state foreign policy and in the myths that are being
newly promoted and hyped by many politicians and political technolo-
gists, of a so-called special path of the country, as well as in the moods
of the masses of Russians; on the other hand, the increasing spread of
the fragmentation of the society, which is being split up into smaller
and smaller closed communities that are built on relations just “among
themselves.” In such social structures,16 their simplified character, which
is distinguished by a scarcity of most life resources, striving toward
uniformity and built on social partitions, makes it impossible or, at least,
extremely difficult, to formulate conceptions about “the other” person and
“every” person, to form universal values and abstractly universal norms.
This also applies to generalized regulative categories such as life (and
accordingly death), guilt and shame, punishment and forgiveness.
The differentiation of social functions and their distribution among the
various agents and institutions in societies customarily called modern and
developed, goes hand in hand with the formulation of the kinds of values
and norms that are interpersonal, in place, and common to all—accessible
to all, meaningful to all, and accepted by all. On the other hand, the frag-
mentation of social forms not accompanied by sophistication and division
of functions, puts in motion other mechanisms of social integration by
bringing to life simulative and, in the same sense, mythologized images
of wholeness and personalized figures that represent a simulated whole,
always, moreover, one that has been “lost” (as an original perfection)
and “unachievable” (as a hoped-for future).17
In a negative modus of generalizing conceptions, the sociology of
knowledge discerns a symbolic transformation, a semantic transcrip-
tion of the individual’s lack of independent initiative and lack of self-
sufficiency (subjecthood) and the deficiency or insufficiency of his
social connections, of any positive interest in “the other.” Serving as the
framework of comparison and contrast for such analytical assessments
is the synthesis of the principles of independent action, competitiveness,
MAY–JUNE 2009 37
and solidarity that has emerged and, perhaps, will remain in history, the
unique achievement of “Western” societies. It served as the basis of their
anthropology, cultural, and later also their everyday civilization, because
it gave to individuals and groups basic structures, self-understanding,
social imagination, and historical memory.
In the context under consideration here, mass assessments of the law and
the system of justice in today’s Russia do not look so clear-cut: they are
irremediably ambiguous and vague. People’s consciousness, moreover,
is affected by a number of variegated factors that activate and bring out
various attitudes that seem to pertain to the different stages and levels of
society’s living standard, both archaic and closer to the present, socially
deterministic and universally individualistic, related to the norm (to “ev-
eryone”) and related to practice (to the individual’s own actions, to actual
behavior—one’s own behavior and that of “the others”), and so on.
According to the data cited from the survey of July 2007, more than
half of the Russian population (54 percent) does not believe that it is pos-
sible to live in the country today without breaking the law. But almost the
same proportion (57 percent) also does not believe in the presumption
of each one’s guilt. The socially dependent population groups who have
fewer resources—those living in small towns (42 percent), the elderly (43
percent), and those with low family incomes (47 percent)— are more likely
than others to believe that everyone who has been punished is in some way
or another guilty (“there is no such thing as punishment without guilt”).
It is reasonable to say that the law, violations, guilt, responsibility,
jurisprudence, and punishment are, to put it provisionally, located on
different planes of meaning, at different “distances” from the respondent,
so that the judgments expressed about them by the respondents look
uncoordinated or, at any rate, not always consistent.18 The ordinary Rus-
sian is not concerned with such consistency and does not care about any
routine rationalization of his own behavior at all. The legal awareness of
Russian society continues to be in its embryonic state, and the activity
of any responsible groups in society (e.g., defenders of human rights,
alliances for protecting consumer rights, etc.), the same as the specialized
social institutions and state bodies involved in that area, starting with the
schools, remains spotty, weak, and not very effective.
As we can see, on average more than four-fifths (81 percent) of our
38 SOCIOLOGICAL RESEARCH
Table 7
On the whole 13 56 24
Sex
Male 11 56 28
Female 15 57 21
Age
18 to 24 18 55 19
25 to 39 9 58 27
40 to 54 13 56 26
55 and older 14 56 22
Education
Higher 14 57 24
Secondary and secondary specialized 12 57 24
Lower than secondary 14 55 24
Family income
Low 11 54 27
Medium low 13 60 22
Medium high 10 60 24
High 15 52 26
Type of community
Moscow 15 56 22
Cities of more than 500,000 11 56 27
100,000 to 500,000 12 60 22
Up to 100,000 16 58 21
Countryside 11 52 29
Notes: The cited data are from a Russian nationwide representative survey of the adult
population carried out by the Levada Center at the request of Penal Reform International
in July of the current year. Omitted as statistically insignificant are replies of an average
0.3 percent of respondents who said “no errors at all are committed.” Data exclude those
who had difficulty answering.
Notes
1. Data from Amnesty International, http://web.amnesty.org/pages/deathpenalty-
facts-eng/ (accessed October 2, 2007). For more detail see E. Oznobkina, “O smertnoi
40 SOCIOLOGICAL RESEARCH
kazni” [On the Death Penalty], Razvitie lichnosti, 2005, no. 3, pp. 105–20; and other
works by the same author, as well as the table of contents of the journal Indeks/
Dos’e na tsenzuru, www.index.org.ru/turma/sk/.
2. See R. Hood, The Death Penalty: A World-Wide Perspective (Oxford: Clar-
endon Press, 2002), p. 230.
3. Amnesty International, http://web.amnesty.org/pages/deathpenalty-facts-eng/.
4. See M. Foucault, Surveiller et punir: Naissance de la prison (Paris: Gal-
limard, 1975).
5. Pushkin’s “prisoner” (in the poem of the same name, 1822) resonates here
with Beaudelaire’s captifs (in “The Swan,” 1850) and Rimbaud’s forçats (“Orgy
in Paris,” 1871).
6. I.S. Turgenev’s well-known essay “Kazn’ Tropmana” [The Execution of
Tropman] (1870). In that same year, M. Munkácsy’s painting The Last Day of a
Condemned Man was exhibited in a Paris salon (1869); it was awarded the Gold
Medal at the exhibit and was widely disseminated in the form of prints. It is in-
structive to note that the same post-reform period in Russia saw the publication of
A.F. Kistiakovskii’s book Issledovanie o smertnoi kazni [An Investigation of the
Death Penalty] (1867). Then there is V. Solov’ev’s speech in favor of abolition, in
response to terrorists’ attempt on the life of the tsar, in 1881. The turn of the century
saw the abolitionist activity of V.G. Korolenko, and the beginning of the twentieth
century, the publication of L. Andreev’s “Rasskaz o semi poveshennykh” [Story of
Seven Hanged People], and monographs by N. Tagantsev, M. Gernet, and others. In
the late Soviet press, which was still under censorship, A.I. Solzhenitsyn came out
against the death penalty in his Arkhipelag GULAG [The GULAG Archipelago], as
did A.D. Sakharov with his “Pis’mo po probleme smertnoi kazni” [A Letter on the
Problem of the Death Penalty], 1977.
7. A. Koestler and A. Camus, Razmyshleniia o smertnoi kazni [Réflexions sur
la peine capitale] (Moscow: Praksis, 2003); in the same work, a significant essay
by Jean Bloch-Michel on the history of the issue, and Camus’s letters in favor of
abolishing the death penalty, and world statistics as of the year 2001.
8. This refers to other things besides the mass repressions carried out by state
agencies against the population and whole categories of the population (the cus-
tomary term was “classes”) and a number of bloody wars, the forced resettlement
of whole nations, and so on. One-fourth of the Russians surveyed (in the 1999
survey) had taken part in fights, and half of them had been the victims of verbal
abuse. A quarter of them (1998) had been victims of robbery. About one out of
four or five adult Russians has been a victim of violence by members of his or
her own family. Twenty-six percent of the women surveyed in 1998 had been the
victims of beatings by older people in childhood; 30 percent had witnessed such
scenes between parents. Fifty-eight percent of the young men who had served
in the armed forces (data from 1998) had been the victims of physical abuse by
fellow service personnel.
9. It is worthwhile to point out that the film Legko li byt’ molodym? [It’s Not
Easy Being Young] was shot at that time by a Lithuanian filmmaker, and Pokaianie
[Repentance] by a Georgian filmmaker.
10. We note in addition that for older respondents their feeling of vulnerability
is projected, in their minds, onto their own minor children; it is no accident that a
MAY–JUNE 2009 41
harsher position on many issues concerning crime and punishment for crime is held
by respondents between the ages of twenty-five and thirty-nine.
11. Compare A.P. Chekhov’s observation in his Ostrov Sakhalin [The Island of
Sakhalin]: “It is not just the people who have been arrested that become coarser
and harsher due to bodily punishment, but also those who administer punishment
and are present when it occurs. Even educated people are no exception” (A.P.
Chekhov, Poln. sobr. soch. i pisem: Soch. [Complete Collected Works and Letters:
Works]) (Moscow: Nauka, 1978), vols. 14/15, p. 338 (the following pages concern
the death penalty).
12. Overall, the distribution of most assessments by the best-educated group
of Russians in this survey tend to be closer than others to the average data for the
entire set of respondents, in this way personifying the averaged norm, so to speak.
13. The position held by young people in this case is in no way less harsh than
that of other groups (59 percent to 35 percent), and the position held by Muscovites
is even more harsh (62 percent to 29 percent).
14. The respective average data are as follows: 30 percent and 61 percent
(belief/disbelief in the ability to repent), 26 percent and 54 percent (willingness/
unwillingness to forgive someone who has repented). Judging from this distribution,
a professed affiliation with the Orthodox faith—which 60 percent of adult Russians
do profess today, and even more do so in certain months—also does not go hand in
hand with any softening of attitudes toward a criminal who has repented.
15. For more detail see L. Gudkov, “Otnoshenie k pravovym institutam v Rossii”
[Attitudes Toward Institutions of Law in Russia], in L. Gudkov, Negativnaia
identichnost’. Stat’i 1997–2002 godov [Negative Identity. Articles, 1997–2002]
(Moscow: Novoe literaturnoe obozrenie, 2004), pp. 737–68.
16. In this regard, Russia is a significant example but not the only one. Attempts
to escape from a totalitarian repressive state system, with its forced (under pain
of death or social stigma) uniformization and actual atomization of social life,
were attempted in the twentieth century in many countries, and a number of these
attempts were actually successful.
17. The very recent initiatives to create a figure of a “national leader,” to
which Russia, in the words of one of his associates, is “just plain destined,” is a
nomenklatura attempt to galvanize exactly such notions. In this case there is no
good cause to speak of morality and law; the unconstitutional character of such
measures is obvious.
18. This kind of uncoordination characterizes assessments of the collective past
to an even greater extent. Here I will cite a few figures from the August 2007 survey
(n = 1,600 people). The population losses due to mass repressions under Stalin
are considered to be the largest in the twentieth century by a predominant portion
of Russians (52 percent). Almost three-quarters (72 percent) agree that “it was a
political crime, and there can be no justification for it.” At the same time, however,
half the respondents (49 percent) hold the opinion that the organizers and executors
of the mass extermination should be “left in peace since it happened so long ago”
(26 percent believe that they should be tried and condemned); more than two-thirds
(68 percent) believe that it makes no sense to seek out those guilty of the crimes
of that era. From this it is understandable that these days for Russians, neither
the GULAG nor the holocaust are included among the most significant events of
42 SOCIOLOGICAL RESEARCH
the twentieth century: given the absence of a “bright future,” apparently, they are
willing to settle for a “bright past” at least.
19. At the beginning of the twenty-first century, data published in the United
States revealed that in the preceding twenty years, as a result of more careful
examination of the evidence and circumstances of cases, the courts ruled that one
out of seven people who had been convicted and sentenced to death in those years
was innocent. See Oznobkina, “O smertnoi kazni.”
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