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Literature Identification
1. Study populations of adult patients with a
The following databases were searched for principal diagnosis of end-stage renal dis-
studies in English that reported the epidemi- ease. Treatment modalities of hemodialy-
ology of symptoms in ESRD patients: British sis, peritoneal dialysis, or conservative
Nursing Index (1985 to April 2005), CINAHL management were included, as were stud-
(1982 to April Week 4, 2005), EBM Reviews ies of patients discontinuing dialysis.
(Cochrane DSR, ACP Journal Club, DARE, Studies of renal-transplant patients alone
and CCTR to 1st quarter 2005), Embase (1980 were excluded, although mixed study
to Week 15, 2005), Medline (1966 to March populations, of transplant and dialysis pa-
Week 5, 2005), and PsychInfo (1967 to April tients, were included.
Week 1, 2005). Individual searches were car- 2. Studies collecting data on symptom inci-
ried out for the main author of included stud- dence or prevalence, where these data are
ies, and reference lists of included articles reported separately (not as part of a qual-
were also searched. Citation searches were ity of life or other summative score).
also undertaken of included studies by use of 3. Studies of any design were included pro-
Science Citation Index Expanded. Zetoc, vided that the study population was to
BioMed Central Meetings Abstracts, and some extent representative of the denom-
Medscape Conference databases and the Web inator population (“denominator popula-
sites of national/international renal organiza- tion” defined below). This criterion ex-
tions were also searched. The following search cluded case series or case reports.
terms were used: 4. Any setting (hospital, community, day
care, out-patient, or nursing home).
Kidney failure, chronic, renal replacement
therapy NOT kidney transplant, “not for
dialysis.” Data Extraction
Symptom$, pain, dyspnea, pruritus, nausea,
vomiting, anorexia, constipation, diarrhea, Data were extracted from each included study
fatigue/tiredness, depression, anxiety. by use of a standardized predesigned form to
Epidemiology, incidence, prevalence. collate study details and findings on key qual-
ity criteria. Quality criteria were cross-
Extensive preliminary searching informed se- checked in a random sample of the selected
lection of terms. papers by an independent reviewer.
Inclusion/Exclusion Criteria
Inclusion/exclusion criteria were defined ac-
Analysis of Results
cording to three components: study design,
study populations (including renal-manage- Data from included studies were compared
ment pathway), and settings. Interventions and combined, giving range of prevalence
and outcomes (usual additional components and, where possible, weighted mean preva-
for defining inclusion/exclusion criteria in re- lence (weighted by size of study).
84 Murtagh, Addington-Hall, and Higginson
Figure 1. Weighted mean prevalence of symptoms (%) in ESRD (weighted by size of study).
and period of prevalence often suggested how symptom questionnaire and nephrologist re-
the wide apparent variations might have port/interview have not been shown to be valid
arisen. or reliable. Crucially, Parfrey’s Health Question-
naire, the McGill Quality of Life questionnaire,
The Range of Symptoms Identified and the Memorial Symptom Assessment Scale
Most studies sought only one symptom, or all have free fields that allow scope for the
just two or three related symptoms, such as patient to identify for themselves what addi-
anxiety/depression or sleep disturbance/rest- tional symptoms trouble them. Three studies,
less legs. Only 11 studies looked at the full the survey by Curtis and colleagues,19 the NE-
range of symptoms experienced by ESRD pa- COSAD study,21 and the study by Virga and
tients.14,16,17,19,23,29,36,38,43,45– 47 Curtin et al 38 colleagues,23 did not use free fields; rather they
and Parfrey and colleagues 46,47 each used defined in advance the specific symptoms to be
patient interviews with over 100 patients to sought.
identify the most common symptoms experi-
Prevalence of Individual Symptoms
enced, and then used these data to inform a
detailed symptom survey. The most common Figure 1 depicts the weighted mean preva-
symptoms identified by Curtin et al38 were lence for each symptom, and Figure 2 depicts
lack of energy, tiredness, dry mouth or thirst, the number of studies that report each symp-
pruritus, numbness and sleep disturbance, tom.
and those identified by Parfrey et al46,47 were
tiredness, cramps, pruritus, dyspnea, head- Anxiety and Depression
aches, joint pains, and sleep disturbance. Sev- Fifteen studies were identified describing
eral studies of multiple symptoms17,29,36,43,46,47 prevalence of depression or anxi-
used the same symptom-assessment instrument ety,20,22,26,32,34,35,37,41,48 –54 and three further
(Parfrey’s Health Questionnaire). Other tools studies reported anxiety and depression prev-
seeking a full range of symptoms included the alence as part of a survey of multiple symp-
McGill Quality of Life questionnaire,16 the Me- toms.14,36,38 Only six studies explored anxiety
morial Symptom Assessment Scale (Short prevalence.14,20,26,36,38,50 The findings are illus-
Form),14 a symptom questionnaire devised for trated in Table 1. Range of prevalence was
the particular study,21,44 and nephrologist re- 12% to 52% for anxiety and 5% to 58% for
port or interview.19,23 The first two of these are depression. Weighted mean prevalence of
validated in palliative cancer populations but anxiety and depression were 38% and 27%,
not in ESRD populations, whereas both the respectively.
Abbreviations: DSM-III-R, Diagnostic and Statistical Manual of Mental Disorders, Third Edition, Revised; ESRD, end-stage
renal disease; HD ⫽ hemodialysis; KDQOL-SF, Kidney Disease Quality of Life - Short Form; PD, peritoneal dialysis.
Eight studies used the Beck Depression In- and substitutive approaches are more consis-
ventory screening tool to screen for depres- tent with previous prevalence reports,
sion, although not all studies used the stan- whereas an exclusive approach is likely to
dard cutoff of greater than 10. Other studies underdiagnosis depression.
use standardized psychiatric interview or
other validated screening tools, such as the Pain
Hospital Anxiety and Depression scale,20 or Four studies were identified that described
the Zung self-rating depression scale.50 Con- pain prevalence14 –16,23 (see Table 2). The
siderable debate is taking place about diagno- study by Davison15 concentrated on pain
sis of depression in this medically ill popula- prevalence alone, and the remaining three
tion because many of the neurovegetative studies14,16,23 concentrated on multiple symp-
symptoms of depression overlap with the toms. The range of pain prevalence reported
physical symptoms of illness. O’Donnell and was from 8% to 82%, with varying definitions,
Chung 22 are helpful in clarifying this debate methods of identifying prevalence, and sever-
by comparing exclusive (where criteria based ity included in the definition. The weighted
on physical symptoms are excluded from the mean prevalence of pain was 47%.
diagnostic criteria), substitutive (where alter- Davison15 used both the Brief Pain Inven-
native criteria are substituted for criteria tory55 and the McGill Pain Questionnaire,56
based on physical symptoms). and inclusive whereas the other studies used the McGill
(where criteria based on physical symptoms Quality of Life Questionnaire,16 an unvali-
are included in the diagnostic criteria) ap- dated symptom questionnaire at interview,23
proaches. They concluded that the inclusive or the Memorial Symptom Assessment Scale–
88 Murtagh, Addington-Hall, and Higginson
Short Form.14A few studies reported specific The range was 8% to 52%, and weighted-
kinds of pain, particularly muscle cramps33 mean prevalence was 30%. Again, prevalence
and headaches,31,33 which are frequently de- varied considerably, but much of this variabil-
scribed in dialysis populations. Remaining ity can be attributed to the narrowness or
studies either did not ask about pain,21 or breadth of the definition, plus variations in
restricted their survey to specific pains known the time period over which prevalence is re-
to occur in ESRD,44,46,47 such as headaches, corded. A narrow definition, such as “restless
joint pain, or muscle cramps. Parfrey’s Health legs occurring at least daily,”23 gave rise to
Questionnaire46,47 is one example of a symp- prevalence of 8%, whereas a much broader
tom-assessment tool that seeks data only on definition (patients answered “yes” to
very specific pains (headache, joint pain, an- whether they had ever had “a disagreeable
gina, and cramps), and because several of the feeling in the legs, with aching, creeping, and
studies of multiple symptoms adopted motor restlessness, with an urge to move the
Parfrey’s Health Questionnaire, this limitation legs”) gave rise to prevalence data of 50%. The
has been perpetuated. level of severity included in the definition also
affects reported prevalence, with the inclusion
Pruritus of “mild” restless legs syndrome giving the
Seventeen studies that reported itching or pruritus relatively high prevalence of 46%.67 Recent
were identified,14,17,19,21,23,24,28,29,36,38,43,46,47,57–62 studies have used the more rigorous criteria
and their findings are detailed in Table 3. developed by the International Restless Legs
Weighted mean prevalence was 55%. Re- Syndrome Study Group68 for identifying
ported prevalence varied considerably, with a prevalence.
range from 10% to 77%, but the higher figures
were from studies in which the symptom def-
inition and the severity included were not Sleep Disturbance
clearly defined21,58 and a third study62 that Sleep disturbance is reported as a common
included mild (as well as moderate and se- problem in ESRD patients, but surveys of
vere) pruritus together in the prevalence data. prevalence are again beset by the challenge of
Greater consistency was seen across the re- definition. Eleven papers were identified that
maining studies, with their reported preva- focus solely on the prevalence of sleep distur-
lence more consistently around 50% to 60%. bance,18,30,60,65,69 –75 and six further studies in-
cluded sleep disturbance in their survey of
Restless Legs Syndrome multiple symptoms.16,23,29,36,43,46 Considerable
Eleven studies reported the prevalence of rest- variation in definition of sleep disturbance
less legs19,23,25,38,39,60,62– 66 (see Table 4). was seen, as well as varying time periods over
Symptoms in End-Stage Renal Disease 89
which symptoms were sought. The preva- No studies of conservatively managed ESRD
lence findings are illustrated in Table 5. were identified, but three papers report symp-
Range was 20% to 83% (including all tom prevalence in patients discontinuing dial-
grades of severity of sleep disturbance, rather ysis, although the three papers relate to the
than only severe or very severe). Weighted- same study and have been combined for anal-
mean prevalence was 44%. The period of ysis.13,42,78 These findings are illustrated in
prevalence used varied from point prevalence Table 7.
up to 3 months, and definitions varied from Of the 79 patients followed in this study
simple patient report of a “sleep problem” to from discontinuation of dialysis until death,
more specific definitions such as “at least one only 23 could be meaningfully interviewed,
of the following: problems initiating or main- which illustrates the difficulty of collecting
taining sleep, early or difficulty waking, tired- data from patients themselves as they become
ness on waking, daytime sleepiness.” more ill. Nevertheless, by using data collected
from proxies (both staff and families) as well
as that from patients, the authors were able to
Other Symptoms
describe symptom prevalence in this popula-
Prevalence of other symptoms in included tion. Symptom-prevalence data is only re-
studies are reported in Table 6.14,16,17,19,21, ported for the last 24 hours of life, although
23,27,29,31,33,36,43,44,46,47,76,77
Symptoms were mean survival time from last dialysis was 8.2
rarely defined, and periods of prevalence days.
again varied considerably, from 2 days to 12
months. Anorexia, constipation, fatigue or
Discussion
tiredness, nausea, and specific types of pain
(cramps, headache, and joint pains) were This systematic review clearly demonstrates
identified as most prevalent. Some of these that, for patients with ESRD, a wide range of
data came from a small number of studies, symptoms are very common, and the overall
and the symptom definition, tools, and meth- symptom burden is high. It also identifies a
ods used have a relatively greater impact. An glaring lack of evidence on the prevalence of
example is constipation; only one study aimed symptoms in patients withdrawing from, or
at identifying the prevalence of constipation being managed without, dialysis. An urgent
in ESRD,76 although constipation was sought need exists for greater recognition within the
in two further studies of multiple symp- field of nephrology of the extent and impact of
toms.14,38 The high prevalence reported by symptoms on patients and for systematic re-
Yasuda and colleagues76 in this study may search into the incidence and prevalence of
partly be a result of the fact that data on symptoms, their causes, and appropriate in-
constipation during the previous year were terventions to alleviate them. A patient-cen-
sought. Three other studies report constipa- tered approach to care demands such recog-
tion prevalence as part of a range of symp- nition because patients themselves give high
toms14,27,44 and gave lower reported preva- priority to recognition, acknowledgment, and
lence. These figures vary according to alleviation of symptoms.
whether they are based on patient report of As the number of ESRD patients grows,
constipation (higher) or on more objective def- understanding and managing symptoms ef-
initions (lower). fectively, and, hence, improving quality of life
for those living with ESRD, will become in-
creasingly important. The numbers of patients
Symptoms in Patients Managed
starting renal replacement therapy (RRT) for
Without Dialysis or Discontinuing
ESRD are rising steadily, with an annual in-
Dialysis
crease in prevalent RRT patients of 4% in the
Because this review aimed to focus particu- UK,2 and a significant increase in the propor-
larly on end-of-life care, symptoms in those tion of older patients on RRT has occurred,6
who were discontinuing dialysis or conserva- with their associated higher levels of comor-
tively managed were of particular concern. bidity. Speculating on why symptom preva-
92 Murtagh, Addington-Hall, and Higginson
Devins et al 1993 101 HD, PD & post- 41 (Sleep disturbance defined as Over previous 7 days
transplant patients restless sleep on 3 or more
nights out of 7)
Han et al 2001 82 diabetic HD patients 68 (Defined as one of difficulty Present for at least the
falling asleep, night waking, previous 2 months
early morning waking)
Iliescu et al 2003 89 HD patients 71 (Poor sleepers defined as global Over previous 1 month
Pittsburgh Sleep Quality Index
score of more than 5)
Kimmel et al 2003 165 HD patients 31 (“Trouble with sleep” as Previous 2 days
identified by patient)
Parfrey et al 1987 107 dialysis patients 35 (All grades of severity) Not defined
8 (Severe or very severe)
Parfrey et al 1988, 97 HD and PD patients 35 (All grades of severity) Over previous few weeks
1989 8 (Severe or very severe)
Venmans et al 1999 16 HD patients 46 (At least one of the following: Tool designed to study
problems initiating or chronic (3-month period)
maintaining sleep, early or sleep problems
difficulty waking, tiredness on
waking, daytime sleepiness)
lence is so high for these patients is beyond taken into account, explanations for some of
the scope of this review, but symptoms may the apparent variation become evident.
be caused by the renal disease, by comorbid More importantly, few attempts have been
conditions, by dialysis itself, or by one or made to describe the whole range of symp-
more of these components working together. toms in ESRD. Generic symptom tools that
Comorbidity may be of particular importance measure a range of symptoms have had lim-
in patients withdrawing from dialysis or be- ited use and evaluation in ESRD populations,
ing managed without dialysis, because it is which makes comparisons with other popula-
likely to be a major factor in selecting this tions challenging. One disease-specific tool,
course of management. Parfrey’s Health Questionnaire, has been de-
The findings from this systematic review veloped to cover a wide range of symptoms in
initially appear to represent wide variation in ESRD,47 although some of its limitations are
the reported prevalence of different symp- already described. More recent work has de-
toms. However, on closer analysis, much of veloped another tool specifically for this pur-
this variation can be attributed to variations in pose, the Dialysis Symptom Index,82 which
definition and methodology. First, definition attempts to capture the full range of symp-
of the symptoms themselves varies enor- toms, as well as the degree to which patients
mously, especially for certain difficult-to-de- are distressed or bothered by a symptom.
fine symptoms, such as sleep disturbance or Both The Dialysis Symptom Index and
constipation. Second, who defines (and who Parfrey’s Questionnaire use free fields. With-
reports) a symptom varies. Patient report has out free fields, and despite literature review or
been accepted as the “gold standard” for sub- expert consensus, a tool cannot be expected to
jective symptoms such as pain,79,80 although capture previously unconsidered symptoms.
less so for symptoms such as depression, in Relatively few studies were designed spe-
which standardized psychiatric interview is cifically to describe symptom prevalence, and
optimum. Patient report becomes problem- none were population based. From an epide-
atic, however, when patients are asked to cat- miologic perspective, symptom prevalence
egorize their own pain, such as “angina,” in would be more accurately determined on a
Parfrey’s Health Questionnaire.47 Third, prev- population basis, avoiding the bias that arises
alence is often measured over a variable time both from variations in referrals to different
period that ranges from point prevalence to nephrology services and from the variations
period prevalence up to 1 year. Some symp- within services that may alter disease progres-
tom questionnaires asked if a symptom had sion and management, and, thus, altering “ap-
ever been experienced during the time period, parent” symptom prevalence. This feature is
whereas others asked if a symptom had been particularly important in ESRD because vari-
experienced continually during the time pe- ations in ESRD populations and in nephrol-
riod, and some did not distinguish these very ogy services between different regions and
different approaches, confusing comparisons countries is well recognized2,83 However,
of prevalence between studies further. Fourth, given the difficulties of undertaking such ep-
the tools used to identify symptoms are vari- idemiologic studies, and the fact that, unsur-
able, and evaluation of those tools differs. prisingly, none have been identified in this
Sometimes “screening” tools are used that are review, the degree to which the study popu-
intended to identify a group of patients who lations are representative of the denominator
can then be more closely assessed for the populations and the generalizability of these
severity of a symptom. Other tools are de- service-based studies must be assessed. In
signed to measure symptom severity and fre- general, the descriptions of study/denomina-
quency and how much a symptom is distress- tor populations and inclusion procedures of-
ing to patients, such as the Memorial ten gave insufficient detail to assess whether
Symptom Assessment Scale.81 Some tools study populations were representative or
have been well validated, whereas others whether selection bias was likely to be an
have had no real assessment of validity or important factor. The majority of the studies
reliability. When these considerations are reported symptoms in hemodialysis patients;
94 Murtagh, Addington-Hall, and Higginson
Weighted mean 18 49 53 15 46
prevalence
Abbreviations: DSM-III-R, Diagnostic and Statistical Manual of Mental Disorders, Third Edition, Revised; HD, hemodi-
alysis; KDQOL-SF, Kidney Disease Quality of Life - Short Form; PD, peritoneal dialysis; RLS, restless legs syndrome.
*Excluded from calculation of weighted mean prevalence because only combined nausea and vomiting figures given.
**All grades of severity.
generalization from hemodialysis populations end of life, specific conclusions about the
to conservatively managed or dialysis-with- symptoms that patients dying with ESRD ex-
drawing ESRD populations is difficult, espe- perience are difficult to draw, yet understand-
cially for those symptoms such as headache, ing this process is becoming increasingly im-
cough, or muscle cramps, which may, in fact, portant. The annual mortality in the ESRD
be related to the dialysis itself. Symptoms in population, at 24%, is higher than for many
the conservatively managed and dialysis- cancers.4 Symptoms (other than those specifi-
withdrawing sectors of the ESRD population cally related to dialysis) in patients either
have yet to be described (with the single ex- managed conservatively (without dialysis) or
ception of the work by Cohen and col- withdrawing from dialysis are likely more
leagues13,42). prevalent in these groups than in those on
Because of the lack of evidence toward the dialysis because of worsening disease and
Symptoms in End-Stage Renal Disease 95
70 PD
84 HD
97 predialysis
77** 39** 39* Nausea and vomiting** Over previous few weeks
21 Vomiting
higher comorbidity. The evidence identified other cancer and noncancer populations to-
by this review almost all relates to patients on ward the end of life. Work by the Symptom
dialysis. However, the lack of evidence in Prevalence Group84 identified symptom prev-
patients managed without dialysis and in alence in 1,640 cancer patients and reported
those withdrawing from dialysis is itself an pain in 57%, nausea in 21%, dyspnea in 19%,
important negative finding that highlights a constipation in 23%, anorexia in 30%, and
major area for future research. Understanding insomnia in 9%. A Comparison of these find-
how symptoms vary in these two additional ings with this review suggests that ESRD pa-
and very different (in terms of prognosis and tients experience all of these symptoms more
trajectory) populations is crucial. often than do cancer patients. Only pain is
Limited comparisons can be made with identified in ESRD patients in this review as
96 Murtagh, Addington-Hall, and Higginson
slightly less common. Other renal-specific review was the difficulty of developing a
symptoms, such as pruritus and restless legs, search strategy that was sufficiently sensitive
not reported by the Symptom Prevalence (encompassing all possible symptoms), yet
Group, add to the symptom burden experi- specific enough to be manageable. Initial
enced by ESRD patients. A comparison of searching and literature review, drawing on
symptom prevalence in cancer and other non- studies such as those by Parfrey46,47 and by
cancer conditions, including kidney disease, Curtin et al 38 (which included patient inter-
found similar or higher levels of most symp- views to identify symptoms), was necessary to
toms in kidney disease, with the exception of inform the search strategy. However, this was
pain that was slight less common than in can- a circular process that may have introduced
cer.85 A further systematic review of pallia- bias into the literature search because only
tive-care need by Franks and colleagues86 re- symptoms already recognized were then in-
ports prevalence ranges of symptoms in both cluded in the search. This problem is com-
cancer and noncancer populations again com- pounded by the fact that symptoms may often
parable to those identified in ESRD patients in go unrecognized in ESRD, as already de-
this review. scribed by both Weisbord and colleagues14
The appropriateness of any instrument and by Davison,15 and highlights again the
used to assess symptoms is not considered in urgent need for future research to describe the
this review, but as patients become more ill whole range of symptoms and the total symp-
and less able to complete longer or more com- tom burden in ESRD.
plex questionnaires, this consideration be-
comes important. The use of proxies at the
end of life, explored for other popula-
Conclusions
tions,87– 89 may also be important, not only Understanding symptoms is becoming in-
because of decline in the final days of life but creasingly important, as the numbers of older
also because confusion is common in the final ESRD patients are rising, as the dialysis pop-
stages of ESRD. The fact that symptom prev- ulation grows, and as conservative manage-
alence is comparable to other end-of-life pop- ment (without renal replacement therapy)
ulations suggests, at least in terms of symp- becomes more common. This review demon-
toms, some degree of commonality between strates the considerable gaps that remain in
those approaching the end of life with kidney understanding the symptoms that patients
disease and those with other cancer and non- with ESRD experience but indicates that these
cancer conditions. Understanding the extent patients have a high prevalence of symptoms
and limits of any common pathway will be and considerable symptom burden. Consider-
invaluable, and this approach emphasizes the able need exists to prioritize research into the
importance of collaboration and sharing ex- incidence and prevalence of symptoms in
pertise between those working in the nephrol- ESRD, the causes of these symptoms, and
ogy field (who are most familiar with aspects interventions to relieve them. Longitudinal
specific to kidney disease) and those working studies to explore change in symptoms over
in palliative care (more familiar with end-of- time are urgently needed, and particular at-
life course and trajectories). tention needs to be paid to the end-of-life
One of the limitations of this systematic period, both in dialysis withdrawal and in
Symptoms in End-Stage Renal Disease 97
conservative management, where useful in- management in a cohort of patients with end-stage
formation on symptoms is sadly lacking. Re- renal failure. Nephron Clin Pract 95:c40-c46, 2003
11. Singer PA, Martin DK, Kelner M: Quality end-of-life
search that cuts across disease boundaries is
care: Patients’ perspectives. JAMA 281:163-168, 1999
likely to be valuable, both to identify what is 12. Steinhauser KE, Christakis NA, Clipp EC, et al: Fac-
common and what is different for those dying tors considered important at the end of life by pa-
with ERSD and to understand the extent to tients, family, physicians, and other care providers.
which research evidence available from other JAMA 284:2476-2482, 2000
palliative populations may or may not be ap- 13. Cohen LM, Germain M, Poppel DM, et al: Dialysis
discontinuation and palliative care. Am J Kidney Dis
plicable. The impact of comorbidity and dis- 36:140-144, 2000
ease severity also need to be more fully un- 14. Weisbord SD, Carmody SS, Bruns FJ, et al: Symptom
derstood. Building on this foundation, studies burden, quality of life, advance care planning and the
of interventions to alleviate symptoms are potential value of palliative care in severely ill hae-
then needed, so that the quality of life of the modialysis patients. Nephrol Dial Transplant 18:1345-
1352, 2003
increasing numbers of people living with
15. Davison SN: Pain in hemodialysis patients: Preva-
ESRD can be effectively improved. lence, cause, severity, and management. Am J Kidney
Dis 42:1239-1247, 2003
16. Kimmel PL, Emont SL, Newmann JM, et al: ESRD
Acknowledgments patient quality of life: Symptoms, spiritual beliefs,
psychosocial factors, and ethnicity. Am J Kidney Dis
Thanks to Farida Malik for assistance in reviewing. 42:713-721, 2003
17. Frank A, Auslander GK, Weissgarten J: Quality of life
of patients with end-stage renal disease at various
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