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International Journal of Nursing Studies 46 (2009) 189–196


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The association between nursing diagnoses,


resource utilisation and patient and caregiver outcomes
in a nurse-led home care service:
Longitudinal study
J.M. Morales-Asencio a,*, J.C. Morilla-Herrera a,b, F.J. Martı́n-Santos a,c,
E. Gonzalo-Jiménez a, M. Cuevas-Fernández-Gallego a,d, C. Bonill de las Nieves e,
A. Tobı́as-Manzano f, A. Rivas-Campos g
a
Andalusian School of Public Health, Granada, Spain
b
Nursing Homes Unit, Primary Health Care District, Málaga, Spain
c
Nursing Services, Primary Health Care Distrito, Málaga, Spain
d
Primary Health Care District, Málaga, Spain
e
Research Unit, Primary Health Care District, Málaga, Spain
f
Primary Health Care District, Almerı́a, Spain
g
Primary Health Care District, Granada, Spain
Received 23 February 2008; received in revised form 14 September 2008; accepted 20 September 2008

Abstract

Background: The information generated by nurses through standardised nursing languages is insufficiently evaluated and
exploited, mainly in home care services, as is its potential impact on outcomes.
Objectives: To find out how often nursing diagnoses are made during nursing home care visits, and to explore their relation with
use of resources, mortality, institutionalisation and satisfaction.
Design: Observational, longitudinal follow-up study.
Settings: Home care services delivered by Primary Healthcare Districts in Málaga, Costa del Sol, Almerı́a and Granada, in
Spain.
Participants: Patients and caregivers who initiated the Home Care Programme.
Methods: The accumulated incidence of nursing diagnosis was analysed over 34 months of follow-up. Diagnoses were made by
nurse case managers in their daily practice. Several regression models were devised to analyse their linkage with the use of
resources, mortality, institutionalisation and satisfaction.
Results: Two hundred and forty-seven subjects were included (129 patients and 118 caregivers). 93.8 had been diagnosed (2.8
diagnoses per subject). Risk of caregiver strain and mobility impairment accounted for 40% of total home visits ( p = 0.033).
Significant differences were observed in the use of physiotherapy and rehabilitation services. The home visits for caregivers
were, in 78% of cases, due to the recipient’s baseline functional status. No relation was detected for institutionalisation or for
patient satisfaction. There was a higher rate of anxiety diagnosed in the caregiver when the recipient was at greater risk for
mortality (RR: 2.08 CI 95%: 1.26–3.42) ( p = 0.012).

* Corresponding author at: Escuela Andaluza de Salud Pública, Cuesta del Observatorio s/n, 18080 Granada, Spain.
E-mail addresses: josem.morales.easp@juntadeandalucia.es, jmmasen@gmail.com (J.M. Morales-Asencio).

0020-7489/$ – see front matter # 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.ijnurstu.2008.09.011
190 J.M. Morales-Asencio et al. / International Journal of Nursing Studies 46 (2009) 189–196

Conclusions: These data confirm results from other studies which find nursing diagnoses to be sound predictors of resources
use. Their synergy with other case-mix systems in home care should be investigated.
# 2008 Elsevier Ltd. All rights reserved.

Keywords: Nursing diagnosis; Home care services; Caregivers; Long-term care

What is already known about the topic? widely recorded diagnoses are mobility impairment, with a
prevalence of 73–74.9% (Glick, 1994; Nieto et al., 2004);
 Nursing diagnoses have been suggested as predictors of risk of injury (51.8%); caregiver role burden (39.5%); and
resource utilisation in different settings, mainly in hospitals. urinary incontinence (49%) (Ponce et al., 2006).
 The utilisation of nursing care plans and nursing diagnosis Beyond the epidemiological description of nursing diag-
has been reported to have a positive influence on the nosis, in studies designed to highlight the association of
quality of assessments and registration. nursing diagnoses with home care utilisation, Lee and Mills
(2000) analysed the Minimum Data Set from a home care
service and identified six nursing diagnoses correlated with
What this paper adds
home visits (13.98 per patient), where mobility impairment
and cognitive deficit were evident. In their study, only three
 This study shows how certain nursing diagnoses can be
medical diagnoses were significantly related to the use of
related to the use of home care services.
home care resources.
 No relation was found to exist with satisfaction or insti-
In Spain, del Pino et al. (2001) obtained similar results
tutionalisation.
although this was not in the home care setting, but in a
 We found an association between patient mortality and
Health Centre with a chronically ill population. Their data
anxiety in the caregiver.
suggest that the burden of visitation was justified in 58.5%
according to the nursing diagnoses, vs. 4.42% in the case of
1. Introduction medical diagnoses.
Since 2002, our research team has been studying the
Nursing has made a difference in the conceptualisation of effectiveness of home care services and over 4 years we have
care over the last three decades, with special emphasis on the conducted a multicentre, quasi-experimental study to eval-
development of standardised nursing language systems uate the effectiveness of a new home care model, with the
(SNLS), which provide a description of nursing phenomena incorporation of nurse case managers, together with other
concerning individuals, families or communities (NANDA, interventions (i.e. home physiotherapy services, technical
2003), as well as the interventions applied by nurses (Nur- aids, etc.) in the Andalusian Healthcare Service (ENMAD
sing Intervention Classification, NIC) (McCloskey and study). These results are to be published elsewhere (Mor-
Bulechek, 2000) and outcomes achieved (Nursing Outcomes ales-Asencio et al., 2008).
Classification, NOC) (Johnson et al., 2000). In the course of this experimental study, since nurses used
The potential impact of nursing diagnosis on patient out- nursing diagnoses in their daily practice, we decided to
comes, above all, hospitalised patients, has been examined in explore their potential relation to home care utilisation,
different contexts and ways since the last century. Most of these among others.
have been reports on the impact on length of stay, mortality, The aims of the study were:
morbidity, economic outcomes, or improvements to the expla-
natory power of traditional case-mix systems based on medical a. To identify the frequency of nursing diagnosis in home
diagnosis (Halloran, 1985; Rosenthal et al., 1992; Ferrús et al., care through this new model, which added case manage-
2001; Welton and Halloran, 2005). Other important approach ment services.
has been the analysis of SNLS implementation and their b. To determine the relationship between nursing diagnosis
potential impact on nurses and hospital performance (Currell and the utilisation of home care services.
and Urquhart, 2003; Müller-Staub et al., 2006). c. To determine the relationship between nursing diagnoses
Specifically, in nursing home care services, Marek (1996) and mortality, institutionalisation and satisfaction with care.
and Coenen et al. (1996) found that variations in the
frequency of home visits and time spent on care could be
better explained by nursing diagnosis (through the Omaha 2. Materials and methods
System) than by medical diagnosis or demographic data.
The results of research on frequency of nursing diagnosis As above mentioned, this study was developed as a
in home care have been highly variable, due to the hetero- nested substudy from an overall study that was devised as
geneity of contexts, populations and methods used. The most a multicentre, quasi-experimental study with a concurrent
J.M. Morales-Asencio et al. / International Journal of Nursing Studies 46 (2009) 189–196 191

control group. The nested substudy involves an observa-  Caregiver overload: Zarit test
tional, longitudinal prospective cohort study with subjects  Satisfaction: SATISFAD# (Morales-Asencio et al., 2007)
drawn from the intervention group of the main study. So as to  Patient’s nursing diagnoses
avoid the Hawthorne effect in the overall study, data collec-  Caregiver’s nursing diagnoses Criteria of the results NOC:
tion of main outcomes in the control group was undertaken 2202 (preparation of family caregiver), 2210 (family
through telephone surveys, thus preventing diagnostic jud- caregiver strength), 2605 (family involvement), 1813
gements. The subjects in the study were patients and care- (knowledge of therapeutic regimen), 1806: (familiarity
givers who needed home-based care and were included in with resources)
home care programmes.  Use of health care services: number of nurses’ visits to the
The inclusion criteria study were: new patients or care- home, number of patient and caregiver visits to the health
givers who were suitable candidates for one of the home care centre, degree of social assistance provided, number of
services, i.e. individuals who were disabled, terminally ill, physiotherapy sessions, number of visits from other pro-
discharged from hospital and primary caregivers. The exclu- viders (the social worker, the rehabilitation specialist, and
sion criteria included: (a) institutionalisation, and lost to the occupational therapist), as well as the number of
follow-up, (b) change of residence, (c) hospitalisation longer contacts with other professionals, number of visits to
than 1 week (when patients were admitted for over 7 days, the Accident & Emergency Department, and number of
providing they met the remaining criteria, were considered hospital readmissions.
as a new case. We wanted to avoid bias as hospital stay
substantially modifies care needs in vulnerable populations). Clinical data was compiled directly by the nurse case
The study recruitment area included Primary Healthcare managers in the course of their usual clinical practice,
Districts in Malaga, Costa del Sol, Almeria and Granada. prospectively. The data on frequency of visits and use of
Based on the criteria for estimation used in the Service healthcare services were gathered retrospectively via elec-
Portfolio of the Andalusian Health Services, the eligible tronic clinical records.
population involved 45,717 subjects (18,913 mobility- All patients were asked for their consent to participate in
impaired, 2066 terminally ill, 4587 hospital discharges, the study and, in cases of cognitive impairment, consent was
and 20,151 caregivers). A population sample of 105 subjects requested from the primary caregiver.
with a replacement rate of 30% was needed to detect a The data base storage system was designed with File-
frequency in the most common diagnosis (impairment in maker Pro 5.0 software. For statistical analysis, the data were
mobility) in over 74% of this reference population—accept- exported to the SPSS 13.0 statistical analysis package.
ing an alpha risk of 0.05 and an accuracy of 10% in a Clinical and personal data were kept separate at all times
bilateral contrast. The subjects were chosen through strati- by using alphanumerical codes.
fied, systematic, non-random sampling via proportional Since these were new cases for home care and nursing
allocation by Healthcare Districts (first level), by Health diagnoses were made as events occurred, we were able to
Centres (second level) and by a home care group (third analyse the incidence accumulated over the 34-month study
level). The general ENMAD study identified a total sample period (November 2003–September 2006). Descriptive sta-
of 647 subjects. The sub-sample from the intervention group tistics were used to examine the results with measures of
for the present study comprised a total of 312 subjects, which central trends and scattering, as well as percentage calcula-
amply met our requirements. tions for qualitative variables. Using exploratory analysis,
The following follow-up periods were established, in line the normality of distributions was verified using the Kolmo-
with the characteristics of the population: gorov–Smirnov and the Shapiro–Wilk tests. Tukey transfor-
mations were performed in those cases with excessively
 Terminally ill individuals: until the time of death asymmetrical distribution.
 Individuals with impaired mobility Bivariate analysis via Student’s T distribution was per-
 Discharges: up to 2 months formed for independent samples in quantitative variables
with a normal distribution and via Mann–Whitney’s U-test
The variables studied were: when this condition was not met. The Chi-square test was
used for qualitative variables.
 Characterisation of the sample: age, sex, patient–care- Finally, several multiple regression models, both linear
giver relationship, hours spent caring for the family, home and logistic, were constructed in order to determine the
programme to which they individual was assigned based relation between variables.
on the Service Portfolio of the Andalusian Health Services
 Mortality
 Institutionalisation 3. Results
 Comprehensive assessment of the patient: functionality
(Barthel and Lawton-Brody), cognitive status (Pfeiffer) A total of 312 subjects were included, with a sample loss
 Family function: family APGAR of 20.85% (70.76% due to death, 6.15%, institutionalisation
192 J.M. Morales-Asencio et al. / International Journal of Nursing Studies 46 (2009) 189–196

and lost to follow-up, 4.61%, change of residence, 15.38%, Table 1


hospital admission, 1.53%, refusal to participate). This left a Patients and caregivers characteristics.
final total of 247 subjects (129 patients and 118 caregivers) Patients (n = 129) Mean (DS)
(Fig. 1). or n/N (%)
Sample characteristics are detailed in Table 1. Patients Age 75.49 (13.13)
were distributed in categories of mobility-impaired Female 75/129 (58.0)
(n = 74; 57.4%), terminally ill (n = 13; 10.1%) and hospital Length of home care service 312.03 (301.48)
discharges (n = 42; 32.6%); this highlighted both the APGAR (family functioning) 8.30 (2.17)
elderly age of the patients and the considerable amount Barthel Index (functional status) 44.14 (28.96)
of time caregivers devoted to caring for their loved one. Pfeiffer (cognitive function) 3.22 (3.47)
Likewise, patient dependence was high, as was mean Lawton-Brody (Instrumental 1.42 (1.59)
functional status)
caregiver overload.
93.8% of the patients had identified nursing diagnoses,
Caregivers (n = 118) Mean (S.D.)
with an average of 2.8 diagnoses per patient during the study or n/N (%)
period.
The mean duration of home care during the study period Age 57.24 (13.31)
Female 101/118 (85.6)
was 492.68 days (CI 95%: 446.06–539.30). Clearly, the
More than 20 h/day dedicated 44/118 (37.3)
mobility-impaired group had a longer duration (522.68 days, to delivering care
CI 95%: 450.03–595.33), along with the caregivers (679.83 Relationshipo: spouse 38/118 (32.2)
days, CI 95%: 621.83–737.83). The shortest home care Relationship: son/daughter 61/118 (51.7)
period was for terminally ill patients (137.69 days, CI Zarit (caregiver burden) 57.37 (15.23)
95%: 91.73–183.65) and hospital discharges (65.07 days; APGAR (0–10). Scores: 7–10: normal/3–6: moderate disfunction/
CI 95%: 61.00–69.14). <3: severe disfunction.
Barthel (0–100). Scores: 0–20 full dependency/21–60 severe depen-
3.1. Frequency of nursing diagnoses dency/61–90 moderate dependency/91–99 slight dependency/100
independency.
Table 2 provides details of distribution of nursing diag- Lawton-Brody (0–8). Scores: 8: high/0: low.
noses. It can clearly be seen how the majority of diagnoses Pfeiffer (0–10). Scores: risk of cognitive impairment from 3 points.
detected by the nurses occur in situations of high levels of Zarit (22–110): scores: 22–46: no burden, 47–55: slight burden, 56–
110: high burden.
dependency.
Subgroup analysis showed the clearest profile of care
substitution for mobility-impaired patients where there were as well as body image disorder. In patients discharged from
multiple diagnoses of inability for self-care. In terminal hospital and requiring home care, diagnoses, such as anxiety,
patients, however, the pattern of nursing diagnoses was acute pain as well as the risk of infection was reported. With
different with records of pain and anxiety regarding death, regards to the caregivers, the causative factors for nursing

Fig. 1. Flow diagram of participants.


J.M. Morales-Asencio et al. / International Journal of Nursing Studies 46 (2009) 189–196 193

Table 2 Table 3
Frequency of nursing diagnosis in patients (n = 129). Frequency of diagnosis in caregivers.
n (%) n (%)
Mobility impairment 53 41.09 Anxiety 18 15.25
Risk for falls 37 28.68 Risk for caregiver role strain 12 10.17
Self-care deficit: bathing/hygiene 34 26.36 Caregiver role strain 10 8.47
Risk for skin integrity impairment 31 24.03 Health seeking behaviours 8 6.78
Self-care deficit: dressing 24 18.60 Knowledge deficit 6 5.08
Urinary incontinence 18 13.95 Urinary incontinence 5 4.24
Skin Integrity Impairment 16 12.40 Sleep pattern disturbance 4 3.39
Self-care Deficit: feeding 15 11.63 Ineffective coping 3 2.54
Self-care deficit: toileting 14 10.85 Dysfunctional grieving 3 2.54
Activity intolerance 12 9.30 Family processes: disruption 3 2.54
Risk for fluid volume imbalance 7 5.43 Ineffective family coping: compromised 3 2.54
Ineffective coping 7 5.43 Noncompliance 2 1.69
Anxiety 7 5.43 Constipation 2 1.69
Pain 7 5.43 Ineffective management of therapeutic regimen 2 1.69
Risk for infection 7 5.43 Pain 2 1.69
Risk for disuse dyndrome 6 4.65 Altered nutrition: risk for more than 2 1.69
Ineffective management of 6 4.65 body requirements
therapeutic regimen Others 5 5.95
Memory impairment 6 4.65
Total 92 77.94a
Constipation 5 3.88
a
Verbal communication impairment 5 3.88 Percentage over the subjects (one patient can present more than
Leisure activities deficit 4 3.10 one diagnoses).
Risk for low situational self-esteem 3 2.33
Others 17 13.17
used as predictors and number of nurses home visits as
Total 341 264.35a
dependent variable. The final model obtained (Table 4)
a
Percentage over the subjects (one patient can present more than showed an explanatory capacity for about 40% of the visits
one diagnoses). ( p = 0.033), with the risk of strain in the role of caregiver
being the only diagnosis that contributed significantly to this
diagnoses are detailed in Table 3. Some diagnosis was positive relation (beta coefficient 0.548, CI 95%: 0.127–
present in 42.4% of caregivers. 0.668; p = 0.005). This was followed closely by deteriora-
tion in physical mobility, although this was not statistically
3.2. Use of services and nursing diagnoses significant ( p = 0.076). Age, functional or cognitive status
did not influence the number of visits (previously, in earlier
Several stepwise regression models were devised to regressions steps, age and sex of the caregiver was rejected
determine the explanatory factors for the use of home care as these made no contribution).
visits. For this purpose, blocks corresponding to nursing A composite variable was constructed that represented
diagnoses and outcomes (NOCs and nursing diagnoses of the the patients with problems of autonomy in order to meet
patient and the caregiver), as well as variables characterising some of their most basic needs (self-feeding and drinking,
the sample (age, sex, functionality and cognitive state) were moving, self-care and hygiene, dressing and grooming).

Table 4
Home care utilisation and nursing diagnoses for all subjects.
Dependent variable: home visits Sig.
2
R = 0.636 R = 0.404 0.033

Model Stand coeff. (beta) Sig. CI 95%


Low High
(Constant) 0.000 0.530 1.268
Risk for falls 0.086 0.620 0.203 0.333
Mobility impairment S0.335 0.076 0.486 0.026
Risk for caregiver role strain 0.548 0.005 0.127 0.668
NOC 2605 family participation in professional care 0.144 0.452 0.033 0.015
NOC 2210 caregiving endurance potential 0.063 0.717 0.029 0.020
194 J.M. Morales-Asencio et al. / International Journal of Nursing Studies 46 (2009) 189–196

Significant differences were observed in physiotherapy and who devotes a high number of hours daily to care and with
rehabilitation mean of interventions, that benefited those considerable overload.
patients with a greater loss of independence: 3.60 (CI 95%: ‘‘Impairment of physical mobility’’ is the single compo-
1.35–4.88) vs. 10.80 (CI 95%: 6.56–15.04), p = 0.04, respec- nent that raises the highest incidence of nursing diagnoses.
tively. Inversely, caregivers of these patients had a mean of This seems logical given that this is the central problem in
visits to Health Centre lower than those who were more able the population of this age and a great generator of depen-
to cover their own basic needs: 9.93 (CI 95%: 6.29–13.57) dency and long-term care. Considering the results from
vs. 6.21 (CI 95%: 3.70–8.74), p = 0.006. combining the compound variable of diagnoses that indicate
In addition, a regression model was devised in order to a high level of loss of independence and the use of health
ascertain the influence of nursing diagnoses for caregivers on care services, it seems that nurses have great expectation of
the number of visits. The result from stepwise forward enhancing independence in those patients with a consider-
regression using the risk of caregiver strain, baseline func- able loss of autonomy, to the point that they assign phy-
tionality and patient age as predictors and number of nurse siotherapy resources to those who present with a lesser level
home visits as dependent, showed that patient baseline of functional deficit.
functionality accounted for 78% of the home visits for Nevertheless, it is possible that nurses may not have used
caregivers included in the services portfolio (beta coefficient more specific labels for these patients such as ‘‘impaired
for Barthel Index: 0.020, CI 95%: 0.031 to 0.008; walking’’, ‘‘impaired movement in bed’’, ‘‘impaired move-
p = 0.009), but not the risk of caregiver strain. ment with the wheelchair’’, or ‘‘impaired ability to transfer’’,
that offer scope for intervention by increasing the know-how,
3.3. Nursing diagnoses, mortality and skills or will of the patient instead of solely applying care
institutionalisation replacement. The possibility of a lack of accuracy in the use
of differential diagnoses by nurses in the mobility domain
With regards to institutionalisation, no association was could be producing a bias in the selection of interventions.
found between the presence of diagnoses, such as impaired Further research is needed in order to clarify whether this is a
mobility, deterioration in skin integrity, the risk of falls, training problem or a matter of ‘‘clinical inertia’’ (failure of
caregiver anxiety or strain in the caregiver role. nurses to diversify or intensify interventions when needed).
However, a significant association was seen between the The high incidence of ‘‘anxiety’’ that is equal to the
presence of caregiver anxiety and patient mortality (RR: number of cases with ‘‘risk of caregiver strain’’ suggests to
2.08 CI 95%: 1.26–3.42) ( p = 0.012). us that ‘‘anxiety’’ probably precedes ‘‘strain in the role of
No association was found between the nursing diagnoses caregiver’’ in the natural history of nursing diagnoses where
and satisfaction among subjects in the sample. the onset of ‘‘impaired sleep patterns’’ is one manifestation.
Patients with impaired mobility in the studies by Lee and
Mills (2000) and by Marek (1996) required fewer visits,
4. Discussion possibly as a result of differences in availability of service
provision, as this study was conducted within the framework
The study was intended to discover the frequency of of the United States. Lee did not find that age or sex affected
nursing diagnoses in the population cared for under the the use of resources. Nevertheless, the population in Lee’s
portfolio of home care services in Andalusia, to determine study was different to ours (mean age 60.47 years and a
the link between nursing diagnoses and the use of home care mean duration of home care of 34.34 days), despite similar
services, as well as any possible relationship linking nursing frequency of diagnoses per patient, these differed from
diagnoses, mortality, institutionalisation and satisfaction. studies conducted in the Spanish context.
With regards to frequency of diagnosis, currently there No association with major outcomes, such as institutio-
are very few longitudinal studies on nursing phenomena in at nalisation or patient or caregiver satisfaction, has been
risk-populations. The resulting cases are a very valuable observed although there is an issue that requires further
source of data since, to date, all case studies on nursing research, i.e. the relation between caregiver anxiety and
diagnoses during home care have been conducted with cross- mortality rates among the elderly being cared for. In the
sectional designs, and consequently they have reported only field of research on home care outcomes, there are still
data relative to prevalence. certain outcomes that need to be fully accounted for since,
Our patients’ profile matches those which are usually for instance, institutionalisation is not always due to a
seen in our setting (Carpenter et al., 2004; Garcı́a-Calvente decline in function, but rather deterioration in the family
et al., 2004; Moral et al., 2003), i.e. women of about 76 years support network (Godfrey et al., 2000). In this sense, the
of age with a degree of functional dependency and severe family function for our sample was fairly good throughout
cognitive impairment and, therefore, extremely dependent in the entire study, which could account for the low rate of
basic activities; they live in the framework of normally institutionalisation. Nevertheless, placement is a major turn-
functioning families, are cared for by another woman—on ing point in the lives of caregivers and there are many studies
average of 56 years of age, usually the daughter or spouse, that have demonstrated that stress and negative mental health
J.M. Morales-Asencio et al. / International Journal of Nursing Studies 46 (2009) 189–196 195

cannot only remain, but increase with institutionalisation Conflict of interest


(Gaugler et al., 1999). There is some social pressure in the
Spanish culture against institutionalisation of loved-ones, None declared.
above all in the more aged generations, that could be under-
lying in this low institutionalisation rates. Furthermore,
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