NISM VI - Test 1-1 PDF

6/11/2019
Performance Categories NISM VI - Test 1
Based on the performance of the students, we have framed the following categories to place you in accordance with
your performance
Performance Category Definitions
Excellent
Outstanding level of performance indicates that the candidate has done excellent work and mastered the
concepts.
High
High level of performance indicates that the candidate has done above average work and mastered almost all the
concepts.
Moderate
Acceptable level of performance indicates that the candidate has done average work and has mastered many of
the concepts.
Low
Needs improvement in performance indicates that the candidate has done and mastered very few or none of the
concepts.
Performance Criteria
PERFORMANCE CATEGORY Excellent
RANGE 91% to 100% of Max Marks
PERFORMANCE CATEGORY High
PERFORMANCE CATEGORY Moderate
PERFORMANCE CATEGORY Low
RANGE Below 60% of Max Marks
Performance Category based on student marks
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6/11/2019 NISM VI - Test 1
SECTION (GROUP) NISM VI TEST 1 (NISM VI TEST 1)
EXCELLENT 91.00 and above

STUDENTS WHO BELONG TO 91 TO 100 PERCENTAGE
GROUP
HIGH 81.00 to 90.00

STUDENTS WHO BELONG TO 81 TO 90 PERCENTAGE GROUP
MODERATE 61.00 to 80.00

LOW Below 60.00

STUDENTS WHO BELONG TO BELOW 60 PERCENTAGE
GROUP
ASSESSMENT Overall Score
EXCELLENT 91.00 and above

STUDENTS WHO BELONG TO 91 TO 100 PERCENTAGE
GROUP
HIGH 81.00 to 90.00

MODERATE 61.00 to 80.00

LOW Below and equal to 60.00

STUDENTS WHO BELONG TO BELOW 60 PERCENTAGE
GROUP
Where do you stand?
SECTION NAME NISM VI TEST 1 (NISM VI TEST 1)
SECTION SCORE 45.00 / 100.00
CATEGORY L
OVERALL Overall Score
OVERALL SCORE 45.00 / 100.00
PEFORMANCE CATEGORY L
Recommendations and Suggestions

1. Based on your overall scores:
Your overall score falls in the L category. Please attain more knowledge and practice more number of questions.
2. Based on your section-wise performance:
You seem to be inadequate in all sections. Please attain more knowledge and practice more number of
questions.
3. Some general suggestions to optimize your score:
The best
6/11/2019 performers plan and allocate equal time to each section.
NISM VI - Test 1
Overall Performance Analysis

The below table shows section-wise analysis of marks scored by you, time spent by you, your percentage, your accuracy
and number of correct, incorrect, unanswered and marked for review questions.
MARKS SCORED BY YOU 45.00
TIME SPENT BY YOU (IN MINS) 70.85
YOUR SECTION PERCENTAGE 45.00%
YOUR SECTION ACCURACY 45.00%
TOTAL QUESTIONS 100
MAX NO OF QUESTIONS - TO ATTEMPT 100
QUESTIONS ATTEMPTED 100
CORRECT 45
INCORRECT 55
UNANSWERED 0
MARKED FOR REVIEW 0
SECTION (GROUP) OVERALL Total
MARKS SCORED BY YOU MARKS SCORED BY YOU 45.00
TIME SPENT BY YOU (IN MINS) TIME SPENT BY YOU (IN 70.85
MINS)
YOUR SECTION PERCENTAGE YOUR OVERALL 45.00%

PERCENTAGE
YOUR SECTION ACCURACY YOUR OVERALL 45.00%

ACCURACY
TOTAL QUESTIONS TOTAL QUESTIONS 100
MAX NO OF QUESTIONS - TO ATTEMPT MAX NO OF QUESTIONS - 100

TO ATTEMPT
QUESTIONS ATTEMPTED QUESTIONS ATTEMPTED 100
CORRECT CORRECT 45
INCORRECT INCORRECT 55
UNANSWERED UNANSWERED 0
MARKED FOR REVIEW MARKED FOR REVIEW 0
6/11/2019 NISM VI - Test 1
Note:The percentage (%) and accuracy below the prescribed values (60 %) are shown in red color
Below pie-chart shows section-wise percentage of marks scored.
Section-wise marks
NISM VI TEST 1, 45
NISM VI TEST 1
Impact of Incorrect Responses

Below table provides the marks lost due to incorrect responses.
NUMBER OF INCORRECT RESPONSES 55
MARKS LOST DUE TO INCORRECT RESPONSES 0
TOTAL SCORE IF INCORRECT RESPONSES 45

WERE NOT MARKED
In order to attempt more accurately, consider the following suggestions while attempting the questions:
1. If you are not able to solve a question correctly or have doubts in your approach towards the solution, skip it for
later.
2. Quickly revise the steps for avoiding calculation or casual mistakes.
3. Avoid guesswork.
Overall Preparedness Analysis

The below table represents the percentage of correct questions achieved at the analysis level.
Conceptual errors, for which you would require more reading and understanding of concepts.
Minor or careless mistakes, for which you would require a more composed and calm approach towards solving the
question paper.
6/11/2019
Time Management NISM VI - Test 1
Below table shows the time you spent in each section.
TIME SPENT (IN MINS) 70.85
OVERALL Total time spent
TOTAL TIME SPENT 70.85
Recommendations
1. It is essential for each aspirant to plan and schedule time for each section diligently. This is important to score well
in each section and ultimately meet the cut-off.
2. This will also help you in attempting all the questions in each section and hence not missing the opportunity to
score more.
Response Change Pattern

Below table provides the number of times you have changed your responses while answering the test and also the
nature of those response changes.
CORRECT TO INCORRECT 0
INCORRECT TO CORRECT 1
INCORRECT TO INCORRECT 1
CORRECT TO UNANSWERED 0
INCORRECT TO UNANSWERED 0
It is suggested that guesswork should be avoided for any type of response changes. It has been observed that more often
than not, guesswork leads to an incorrect response thereby inviting negative marks which in turn has an adverse effect
on the overall rank.
You must use your knowledge, observation and elimination skills to arrive at the correct answer.
Interpretation and Suggestions

1. Incorrect to incorrect response change:
You may need to work more on the concept level, in order to gain confidence.
2. Incorrect to correct response change:
At the first glance you were not very sure about the solution.
You must
6/11/2019 spend at least 1 minute per question and if you areVInot
NISM - Testable
1 to reach to the solution, you must revisit the
question to enhance your score.
Perform this response change only when you are confident or have spotted a mistake in the solution of your first
response.
3. Correct to incorrect response change:
You are not sure of the solution and have either applied a wrong concept or made a calculation mistake.
You need to practice more questions on the same concept.
4. Correct to unanswered response change:
You are not sure of the solution
You need to practice more questions on the same concept.
Perform this response change only when you are not confident of your solution.
You must try to spend at least 1 min before leaving it unanswered.
5. Incorrect to unanswered response change:
Your judgment of avoiding negative marks is right.
You must try to spend at least 1 min before leaving it unanswered.
Overview: NISM VI TEST 1

The below table provides your marks in NISM VI TEST 1 along with the average marks scored by the others (students who
cleared this assessment) and the marks scored by the topper.
MARKS SCORED BY YOU 45.00 / 100.00
YOUR SECTION PERCENTAGE 45.00%
YOUR SECTION ACCURACY 45.00%
TIME SPENT BY YOU (IN MINS) 70.85
Note:The percentage (%) and accuracy below the prescribed values (60%) are shown in red color
6/11/2019 NISM VI - Test 1
Question wise Analysis
Correct, 45
Marked for Review, 0

UnAnswered, 0
InCorrect, 55
Correct InCorrect UnAnswered Marked for Review
Performance Analysis: NISM VI TEST 1

1. The below table analyzes your performance at question level
2. It highlights conceptually strong and improvement areas within the section and areas that require reinforcement of
concepts.
3. The accuracy of the response to each question and time spent are correlated and interpreted in terms of expert advice
on preparedness level.
Question wise details

Please click on question to view detailed analysis
= Not Evaluated = Evaluated = Correct = Incorrect

= Not Attempted = Marked for Review = Answered = Correct Option
= Your Option
Question Details
Q1. Who initiate pledge
6/11/2019 NISM VI - Test 1
Response : 2 Status : Incorrect
Options :
1. DP
2. Depository
3. Pledgor
4. Pledgee
Timespent (in sec): 195 Correct to Incorrect: 0 Incorrect to Correct: 0 Incorrect to Incorrect: 1
Correct to unanswered: 0 Incorrect to unanswered: 0
Comments: You have most probably committed a numerical or conceptual mistake or you would have guessed the answer.
Q2. Only those securities can be dematerialised in the system whose ISIN is activated by the
Options :
1. Depository Participant
2. By the Depository
3. By the RTA
4. By the Company
Q3. Who is the regulator in relation to the govt securities
Response : 2 Status : Correct
Options :
1. SEBI
2. RBI
3. Finance Ministry
4. None of these

Correct to unanswered: 0 Incorrect to unanswered: 0 Comments: You are on the right preparation track on this topic.
Q4.
6/11/2019 Which of the following is an odd one out inNISM
relation
VI - Testto
1 inflation
Options :
1. CPI
2. WPI
3. RBI
4. SBI

Q5. DP has to submit Depository Investor Grievance Report at
Options :
1. Monthly intervals
2. Quarterly intervals
3. Half yearly intervals
4. Every year
Q6. Separate DRFs have to be submitted for:
Options :
1. Each ISIN
2. Free and locked-in securities
3. For each client account
4. All of them are true

Q7. Trading periods for each of the market segments
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is identified by a ______________.
NISM VI - Test 1
Options :
1. Market Number
2. RTA Number
3. Settlement Number
4. None of the the Above

Q8. Upon death of the Karta of a Hindu Undivided Family (HUF), the surviving member(s) of
the HUF may appoint another person as the new Karta of the HUF.
Options :
1. Correct
2. Incorrect

Q9. Which of the following is a false statement with regard to FIU
Options :
1. It stands for Financial Information Undertaking
2. It stands for Foreign Institution Undertaking
3. It stands for Federation of Intermediaries Union
4. All are false

Q10. Which of the following is not a corporate action
Options :
1. Issue of bonus shares

2. Issue of shares on rights basis
3. Audit of the company by statutory auditors
4. Declaration of dividend
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Q11. Post Dematerialisation the following distinctive
6/11/2019
features of physical forms are lost.
NISM VI - Test 1
Options :
1. Distinctive No
2. Folio No
3. Certificate No
4. All of them

Q12. Legal relationship between Depository and DP is that of
Options :
1. Creditor and Debtor
2. Bailer and Bailee
3. Principal and Agent
4. None of these

Q13. Statement I : ISIN number to a demat security is allotted by issuer of security. Statement
II : ISIN number to a demat security is allotted by Depository Participant.
Options :
1. Only statement I is true
2. Only statement II is true
3. Both statements are false
4. Both statements are true

Q14. Is nomination compulsory for a demat account?
6/11/2019 NISM VI - Test 1
Options :
1. No
2. Yes,it is compulsory

Q15. Under Open Market Operations, RBI
Options :
1. Sell govt securities
2. Buys govt securities
3. Both of these
4. None of these

Q16. Locked in Shares can be pledged
Options :
1. Yes subject to DP approval
2. Yes, subject to Depository approval
3. Always but cannot be invoked before lock in period expires
4. None of these

Q17. In the context of capital market, what is called a corporate action
Options :
1. An event that affect the rights of a beneficial owner

2. An event that affect the obligations of a beneficial owner
3. An event that affect the interests of a beneficial owner
4. All of these
Q18. With regard to FPI, what the letter I standsNISM
6/11/2019
forVI - Test 1
Options :
1. India
2. Institution
3. Investors
4. None of these

Q19. SIP is a product related to
Options :
1. Insurance
2. Mutual Fund
3. Equity
4. None of these

Q20. How much tax is payable on long term capital gains arising out of sale of equity shares
Options :
1. NIL
2. 10 percent
3. 15 percent
4. As per income tax slab of the investor

Q21. Which of the following is false in respect tof
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Demat account
NISM VI - Test 1
Options :
1. It is paperless
2. Only depository can open demat account
3. Demat account are opened with DP
4. Banks can act as DP

Q22. KRA in the context of financial markets means
Options :
1. Key Responsibility Area
2. KYC Registration Agency
3. Both of these
4. None of these

Q23. Cut off price in an IPO means
Options :
1. Shares will be allotted at the price finally decided by issuer after closure of the issue
2. Shares will be allotted at the price decided by the Depository
3. Shares will be allotted at the price decided by the DP
4. None of these

Q24. What is the letter 'B' stands for in BRICS countries
6/11/2019 NISM VI - Test 1
Options :
1. Spain
2. Singapore
3. Brazil
4. None of these

Q25. Statement I : There are two types of corporate actions. One is called Cash corporate
actions. Statement II : The second one is called non-cash corporate actions.
Options :

Q26. In case of non-production of any original KYC document, its xerox copy can be
submitted provided it is attested by
Options :
1. a Notary Public
2. A Gazetted Officer
3. A Bank Manager
4. All of these

Q27.
6/11/2019 Statement I : FPI mainly invests in securities which
NISM VI - Testmay
1 be for a short term. Statement II:
FDI is mainly invested in manufacturing sector and is for long term.
Options :

Q28. Which is not correct in relation to the term GDP
Options :
1. It is the amount owned by banks to RBI
2. It stands for Gross Depreciation on Plant and Machinery
3. It stands for Gross Domestic Product
4. Both 1 and 2

Q29. Which of the following is called a Gilt-edged security
Options :
1. Govt Security
2. State Govt Security
3. Treasury Bill
4. All of these

Q30. Suresh wants to open a demat account. Out
6/11/2019
of the following statements which is the
NISM VI - Test 1
correct one
Options :
1. He can open only one demat account with any DP
2. He cannot open more than one demat account with one DP
3. He can open accounts with all the DPs
4. All are correct

Q31. Which of the following is a true statement with regard to foreign investments
Options :
1. Precious foreign exchange comes to India
2. Markets get depth and higher liquidity
3. Helps India become a name to reckon with globally
4. All of these

Q32. Expand CP?
Options :
1. Commercial Paper
2. Commercial Patents
3. Cash Paper
4. None of the Above

Q33. In the context of financial sector, BFSI stands
6/11/2019
for
NISM VI - Test 1
Options :
1. Bureau of Financial Standards of India
2. Board for Financial Derivatives in India
3. Banking, Financial Services and Insurance
4. None of these

Q34. Which of the following is true with regard to Kisan Vikas Patra
Options :
1. It a product of Banking industry
2. It is a product of Post Office
3. It is a product of Insurance industry
4. None of these

Q35. Easi and easiest are the products of
Options :
1. NSDL
2. CDSL
3. SEBI
4. None of the above

Q36. Axis Bank was previously known as
6/11/2019 NISM VI - Test 1
Options :
1. Times Bank Ltd

2. ING Vysya Bank Ltd
3. UTI Bank Ltd
4. None of these
Q37. To start operations, DP must enter into an agreement with the Depository. Agreement
format should be
Options :
1. As per SEBI regulations

2. As per Bye Laws of Depository
3. As per Companies Act 2013
4. None of these
Q38. Miloni has submitted a rematerialisation form to her DP. In how many days remat
process should be over
Options :
1. 30
2. 15
3. 7
4. 5

Q39. An IPO has to be listed in a stock exchange
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after closure of the public issue on the
NISM VI - Test 1
Options :
1. within 15 Days
2. within 6 Days
3. Within 30 Days
4. Within 7 Days

Q40. Which of the following is called a Repurchase Agreement
Options :
1. REPO
2. SLR
3. CRR
4. None of these

Q41. Statement I : Transferor can give standing intructions to his DP to debit his demat
account. Statement II: Transferee can give standing instructions to his DP to credit his demat
account.
Options :

Q42. FPI norms came into effect from
6/11/2019 NISM VI - Test 1
Options :
1. 2014
2. 2105
3. 2016
4. 2017

Q43. In the context of depository environment, record date of any corporate action is
announced by
Options :
1. DP
2. Depository
3. Issuer/RTA
4. None of these

Q44. The process of holding the securities in a fungible form is known as
Options :
1. Dematerialisation
2. Rematerialisation
3. Both of the Above

Q45. Statement I : QIP stands for qualified institutional
6/11/2019
participants. Statement II : QIB stands
NISM VI - Test 1
for qualified institutional buyers.
Options :


Q46. Reliable Co Ltd wishes to come out with a public issue. Which of the following it has to
comply with
Options :
1. SEBI Guidelines
2. Companies Act
3. Depository Act
4. All of these

Q47. Statement I : In the books of issuer beneficiary owner is the investor. Statement II : In
the books of depository registered owner is the issuer
Options :
Q48. In the context of capital markets, the acronym
6/11/2019
STT stands for
NISM VI - Test 1
Options :
1. Security Transaction Tax
2. Share Transaction Tax
3. Stock Traded Tax
4. None of these

Q49. Pankaj has got Rs 500000 for investment. His objective is to keep the principal amount
safe. Which of the following he should choose ?
Options :
1. Gold
2. Equity Shares
3. Real Estate
4. Post Office or Bank Fixed Deposits

Q50. As per CDSL Operating Instructions, HUF does not come to an end in the event of death
of the Karta.
Options :
1. Yes, and the Karta will remain same.

2. No, HUF is dissolved.
3. Yes,Only new karta will be appointed.
4. Yes,All coparceners will operate the account jointly

Q51. A company desirous of issuing demat security
6/11/2019
should have online connectivity with
NISM VI - Test 1
Options :
1. DP
2. SEBI
3. Depository
4. None of these

Q52. Statement I : Settlement in G-Sec is done on T+1 days basis. Statement II : Settlement in
G-Sec is done on T+3 days basis.
Options :


Q53. Expand CD?
Options :
1. Certificate of Depository
2. Certificate of Debit
3. Certificate of Deposit

Q54. TDS is payable on interest earned on G-Sec
6/11/2019 NISM VI - Test 1
Options :
1. Yes, absolutely
2. Yes, depends on RBI approval
3. TDS is not applicable on G-Sec
4. None of these

Q55. Physical form of securities can be converted into book entry form in the depository
system only if the company which has issued the securities, has entered into an agreement
with
Options :
1. the depositories to offer demat facility.
2. the banks.
3. the Depository Participants
4. With Registrar and Transfer Agents

Q56. An individual has to fill up which of the following forms for opening a demat account
Options :
1. KYC Application Form (Part I)

2. Account Opening Form (Part II)
3. None of the above
4. Both 1 and 2
Q57. Statement I : By freezing an account for debits
6/11/2019
only, the client can receive securities in
NISM VI - Test 1
his account. Statement II : By freezing an acount for both debits and credits, a client can
receive securities in his account.
Options :

Q58. What is Money Market Mutual Fund
Options :
1. It is secured govt of india fund

2. It invests mainly in cash instruments such as bank FDs
3. It invests in money market instruments such as commercial paper, treasury bills etc for short term
upto one year
4. None of these

Q59. Rupay is
Options :
1. Another name of Indian Rupee

2. Indonesian currency is called Rupay
3. It is an plastic card scheme launced by Govt of India thro National Payment Corporation of India
4. None of these

Q60.
6/11/2019 NCLT is an institution of national importance. What
NISM VI - Test 1is the full form of it
Options :
1. NSDL Corporate Lending Termilan

2. NSE Communication for Land Terminals
3. National Company Law Tribunal
4. None of these

Q61. RBI handles government securities thro one of its departments named PDO. PDO
stands for
Options :
1. Participant Depository Office

2. Public Debt Office
3. Public Debtors Office
4. None of these

Q62. In CDSL, DP can close a demat account for any default by the client in performing its
obligations by giving a notice of
Options :
1. 7 days
2. 15 Days
3. 30 days
4. 60 days

Q63. In the context of pledge of demat shares, NISM
6/11/2019
the VI
borrower
- Test 1
must have
Options :
1. Demat account
2. Shares should be in demat form
3. He should request his DP for pledge
4. All of these

Q64. Brexit was a very popular term in use during the past one to two years due to
Options :
1. Brexit was a new derivative product introduced but did not work
2. Brexit term was coined to coincide with Britain exit from European Union
3. Brexit is the name of new bullet train to be launched later in India
4. None of these

Q65. What is the letter 'S' stands for in BRICS countries
Options :
1. Spain
2. Singapore
3. South Africa
4. None of these

Q66. ISIN has how many Characters
Options :
1. 10
2. 12
3. 8
4. 15

Q67. Which type of risk is there in govt securities
6/11/2019 NISM VI - Test 1
Options :
1. Credit risk
2. Interest rate risk
3. Reinvestment risk
4. 2 and 3 only

Q68. If the pledgor fails to discharge his obligations under the agreement of pledge or for any
other
reason, the __________ may invoke the pledge
Options :
1. Bailor
2. Bailee
3. Pledgee
4. Pledgor

Q69. Nomination of shares is a provision under which act?
Options :
1. SEBI Act
2. Companies (Amendment) Act 1999
3. Depositories Act 1996
4. SCRA 1956

Q70. A depository is required to have minimumNISM
6/11/2019
netVIworth
- Test 1
of Rupees
Options :
1. 100 crores
2. 50 crores
3. 10 crores
4. None of these

Q71. Which of the following is not true with regard to demonetisation?
Options :
1. It was announced on 8th Nov 2016
2. 100 and 500 Rupee currency notes were with drawn from circulation
3. Its main aim was to unearth unaccounted money
4. In the past also Govt has taken such measures

Q72. In the context of pledge, IRF is
Options :
1. Investor Request Form

2. Inquiry and Release Form
3. Invocation Request Form
4. None of these

Q73. Statement I : Stock Exchanges are mainly NISM
6/11/2019
governed
VI - Test 1
by SCRA Statement II : Stock
Exchanges provide liquidity to investors
Options :


Q74. The request for dematerialisation can be made through a
Options :
1. DRF Form
2. RRF Form
3. Account Opening Form
4. DDF Form

Q75. Statement I : PIO stands for Person of Indian Origin. PIO scheme has been replaced with
OCI. Statement II : OCI stands for Overseas Citizen of India. PIO has replaced OCI.
Options :

Q76. Which of the following is a true statementNISM
6/11/2019
with regard to e-KYC
VI - Test 1
Options :
1. Depository permits e-KYC of clients based on scanned copy of PAN

2. Depository permits e-KYC based on Aadhaar Card
3. Depository does not permit any e-KYC
4. None of these

Q77. In Depository terms, what is Off Market trade
Options :
1. A trade done outside the brokers office
2. A market trade which is done outside the market hours
3. Person to person trade without involving Exchange, clearing corporations etc
4. None of these

Q78. Ramesh has opened one demat account with his DP. In depository terms, he will be
called
Options :
1. Account holder
2. registered owner
3. demat holder
4. beneficiary owner

Q79. Rohan Finance Company is a sole proprietorship
6/11/2019
firm. Rohan Gupta is its sole
NISM VI - Test 1
proprietor. It wants to open a demat account. The account can opened in the name of
Options :
1. Rohan Finance Company
2. Rohan Gupta
3. Any of the two
4. None of these

Q80. Each security is identified in the depository system by an ISIN No. What is the Full Form
Options :
1. International Securities Identification Number
2. International Shares Identification Number
3. International Shares Identical Number
4. Indian Securities Identification Number

Q81. Reliable Co Ltd Limited issues bonus shares. This would be credited to investors
Options :
1. Savings account
2. Demat account
3. Locker account
4. None of these

Q82. Securities issued by state governments are
6/11/2019
called
NISM VI - Test 1
Options :
1. State G-Sec
2. State T Bills
3. State Development Loans
4. None of these

Q83. Out of the following Acts, which is the oldest one ?
Options :
1. SEBI Act
2. SCRA
3. RBI Act
4. Depository Act

Q84. Which one of the following is not a non-cash corporate action
Options :
1. Rights issue of shares

2. Bonus issue of shares
3. Conversion of debentures into shares
4. Payment of dividend

Q85. Can nomination be made by individuals for Beneficiary accounts held jointly or singly?
Options :
1. Yes
2. No

Q86.
6/11/2019Peter is living in a hired premises. He wishes
NISMto
VI -open
Test 1 a demat account. He does not
have address proof in his own name. What should he do
Options :
1. He can give hired premises address

2. If landlord premises address is given, landlord KYC will be done by DP
3. No, Peter cannot open a demat account without having address proof in his own name
4. Both 1 and 2

Q87. Under Book Building process, the book normally remains open for a period of
Options :
1. 3 days
2. 5 days
3. 7 days
4. 15 days

Q88. The DIS will contain which of the following
Options :
1. Market Type
2. Settlement No.
3. Name of the stock exchange
4. All of these

Q89. Borrowings against G-Sec security is
6/11/2019 NISM VI - Test 1
Options :
1. Not allowed
2. Is allowed with minimum margin requirements
3. Is allowed but with a high rate of interest
4. None of these

Q90. Pledge of securiteis in demat mode is governed by
Options :
1. Sec 12 of Depository Act 1996
2. Sec 5 of SEBI Act 1993
3. Sec 8 of RBI Act 1935
4. None of these

Q91. Which of the following is not a Banking account
Options :
1. Current account
2. Recurring Deposit account
3. Running Deposit Account
4. All of these

Q92. In the case of illiterate customers, which isNISM
6/11/2019
applicable
VI - Test 1
regarding thumb impressions.
Statement I : Males have to affix their right hand thumb impressions. Statement II: Females
have to affix their left hand thumb impressions.
Options :


Q93. In the context of DP operations, transeferring out of securities would mean
Options :
1. Debit of client demat account

2. Credit of broker pool account
3. Credit of Clearing Corporation account
4. None of these

Q94. Which of the following have been issued license by RBI to start a Payment Bank
Options :
1. Airtel
2. India Post
3. PayTm
4. All of these

Q95. Which of the following is part of financial markets
6/11/2019
?
NISM VI - Test 1
Options :
1. Capital Market
2. Money Market
3. Bullion
4. Only 1 and 2
5. 1, 2 and 3

Q96. Statement I : CDSL started operations in 1995. Statement II : NSDL started operations in
1999.
Options :

Q97. The Rights and Obligation Document is a standard document approved by
Options :
1. SEBI
2. RBI
3. DCA
4. Depostories

Q98. Which of the following entity can be a sponsor
6/11/2019
of a depository
NISM VI - Test 1
Options :
1. Any RBI licensed Indian Bank

2. Any foreign bank operating in India
3. Any recognised stock exchange in India
4. All of these

Q99. A pledge transaction need an identification which may be an __________.
Options :
1. Contract Number
2. Agreement Number
3. Identification Number
4. Pledge Number

Q100. Execution of any trade in future date is possible by mentioning future date in the
Options :
1. Execution column of DIS

2. Date column in KYC form
3. Date column in Account opening form
4. None of these

Your Response Change Pattern: NISM VI TEST 1

The below table provides the number of times you have changed your responses to the NISM VI TEST 1 questions and
also the nature of those response changes.
6/11/2019 NISM VI - Test 1
CORRECT TO INCORRECT 0
INCORRECT TO CORRECT 1
INCORRECT TO INCORRECT 1
CORRECT TO UNANSWERED 0
INCORRECT TO UNANSWERED 0
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6/11/2019

Performance Categories NISM VI - Test 1

Performance Category Deﬁnitions

PERFORMANCE CATEGORY Excellent

RANGE 91% to 100% of Max Marks

PERFORMANCE CATEGORY High

RANGE 81% to 90% of Max Marks

PERFORMANCE CATEGORY Moderate

RANGE 61% to 80% of Max Marks

PERFORMANCE CATEGORY Low

RANGE Below 60% of Max Marks

Performance Category based on student marks

EXCELLENT 91.00 and above

HIGH 81.00 to 90.00

MODERATE 61.00 to 80.00

LOW Below 60.00

ASSESSMENT Overall Score

EXCELLENT 91.00 and above

HIGH 81.00 to 90.00

MODERATE 61.00 to 80.00

LOW Below and equal to 60.00

Where do you stand?

SECTION NAME NISM VI TEST 1 (NISM VI TEST 1)

SECTION SCORE 45.00 / 100.00

OVERALL Overall Score

OVERALL SCORE 45.00 / 100.00

Recommendations and Suggestions

Overall Performance Analysis

SECTION (GROUP) NISM VI TEST 1 (NISM VI TEST 1)

MARKS SCORED BY YOU 45.00

TIME SPENT BY YOU (IN MINS) 70.85

YOUR SECTION PERCENTAGE 45.00%

YOUR SECTION ACCURACY 45.00%

TOTAL QUESTIONS 100

MAX NO OF QUESTIONS - TO ATTEMPT 100

QUESTIONS ATTEMPTED 100

MARKED FOR REVIEW 0

SECTION (GROUP) OVERALL Total

MARKS SCORED BY YOU MARKS SCORED BY YOU 45.00

YOUR SECTION PERCENTAGE YOUR OVERALL 45.00%

YOUR SECTION ACCURACY YOUR OVERALL 45.00%

TOTAL QUESTIONS TOTAL QUESTIONS 100

MAX NO OF QUESTIONS - TO ATTEMPT MAX NO OF QUESTIONS - 100

QUESTIONS ATTEMPTED QUESTIONS ATTEMPTED 100

Below pie-chart shows section-wise percentage of marks scored.

Impact of Incorrect Responses

NUMBER OF INCORRECT RESPONSES 55

MARKS LOST DUE TO INCORRECT RESPONSES 0

TOTAL SCORE IF INCORRECT RESPONSES 45

Overall Preparedness Analysis

Below table shows the time you spent in each section.

SECTION (GROUP) NISM VI TEST 1 (NISM VI TEST 1)

TIME SPENT (IN MINS) 70.85

OVERALL Total time spent

TOTAL TIME SPENT 70.85

Response Change Pattern

Interpretation and Suggestions

Overview: NISM VI TEST 1

MARKS SCORED BY YOU 45.00 / 100.00

YOUR SECTION PERCENTAGE 45.00%

YOUR SECTION ACCURACY 45.00%

TIME SPENT BY YOU (IN MINS) 70.85

Marked for Review, 0