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MICHAELA. LEBOWITZ
A. COHN, JON ELSTER, JOHN ROEMER - with-
out question,theseare prolificwriters withan impres-
sive seriesof articlesand books, who have becomea
significantpresencein commentaries and discussionsofMarxism
in recentyears.My firstinkling,though,thatmorehad emerged
on thescenecamefroma 1983articlebyJohnGray(passedon by
a skepticalfriend);for,the articlehailed the emergenceof "a
powerfulnewschoolofAnalyticalMarxism, bysuchoutstanding
figuresas G. A. Cohen,JonElsterand JohnRoemer,withwhose
worksthefutureof Marxism,if it has any,musthenceforth be
associated"(Gray, 1983, 1461).
Is thereindeedsuch a school?The evidenceof theexistence
of somesuch self-defined groupis overwhelming. In his Making
Senseof Marx,ElsterindicatesthatCohen'sKarlMarx'sTheory
' '
of Historycame as a 'revelation":'Overnightit changedthe
standardsof rigourand claritythatwererequiredto writeon
Marx and Marxism."Accordingly, he notes,a small group of
like-minded colleagues formed and began a seriesofannual meet-
ings in 1979. Their discussionswere decisivefortheshapingof
- in
Elster'sbook and, particular, thecontributions of Roemer
(subsequently statedin his "path-breaking" A GeneralTheoryof
Exploitationand Class) were "crucial" (Elster,1985,xiv-xv).1
In turn,Roemerbeginsthe latterbook (Roemer,1982)by
notinghis particularindebtedness to Cohen and Elster,indicat-
ingamongthosewhowerehelpfulseveralotherswhoalso appear
MethodologicalIndividualismand Microfoundations
RoemerianExploitation
exploited(perform surpluslabor)whilethosewithhighendow-
mentsrentcapitaland areexploiters. Exploitationis, indeed,the
samein bothcases.Accordingly, Roemeroffers his "isomorphism
theorem"that"trulyit does notmatterwhether laborhirescapi-
tal or capital hireslabor: the poor are exploitedand the rich
exploitin eithercase" (Roemer,1982,93).
Now, thistheorem(whoseclausessuccessively skewerMarx-
ian and neoclassicaleconomics)is centraltoall thatfollows.Roe-
mer himselfdrawsthe robustinference that"the fundamental
feature ofcapitalistexploitationis notwhathappensin thelabor
process,but the differential ownershipof productiveassets"
(94-5). Yet,precisely wrongconclusionhas beendrawnfrom
the
the isomorphismtheorem:ratherthan revealingthe power of
Roemer'sanalysis,it exposes its weakness.
Considerwhat has occurred.Logical priorityhas shifted
fromspecificrelationsof productionto property relations;their
connectionhas beeninverted. Ratherthanseeingcapitalistprop-
ertyrelations(KP) as theproductofcapitalistrelationsofproduc-
tion (KRP), Roemer argues that differential ownershipof
productive assets necessarily yieldscapitalist relationsof produc-
tion,exploitation and class. Since,further, this can be demon-
stratedto occurwitheithera labor or creditmarket,it follows
thatunequal property endowment plus a factormarketare suffi-
cientto generate"classrelationsand thecapitalrelationship" (as
theorems).
Let us, however, stresswhatMarxsaw as criticalelementsin
capitalism. These are:(1) thesale oftheproperty rightoverlabor-
powerby the person who owns no means of production;and, (2)
thepurchaseof this property rightby an owner of meansof pro-
ductionwhose goal is valorization(M-C-M).The two elements
hereclearlypresupposecapitalistproperty relations(KP) - the
specificinequalityin property ownership.However,KP is not
sufficientto yield these two elements - since(as Roemerhimself
demonstrates) it is obviousthatKP can also support:(la) thehir-
ing of means of productionby someonewho owns only labor-
power and (2a) therentingof thesamebytheownerof meansof
production. KP is a necessary butnotsufficient conditionforcap-
italism(KRP).
In short,twoquite distinctregimescan be generated on the
basis of Roemer'slogicallypriordata, the initialproperty rela-
In short,specificallycapitalistrelationsofproduction (KRP)
as examinedby Marxrequiremorethanunequal distribution of
property in meansofproduction (KP); theyalso requirethatcapi-
tal has "seizedpossessionof production"(truefor1/2but not
la/2a),thatcapitaldirectstheprocessofproduction, thatproduc-
tionis subordinated to the of
goals capital.Onlywiththissecond
elementdo we necessarily havetwoessentialcharacteristics ofthe
capitalistlabor process:that"the worker works under thecontrol
of thecapitalistto whomhis labourbelongs"and "theproductis
theproperty ofthecapitalistand notthatoftheworker, itsimme-
diateproducer"(Marx,1977,291-2).Onlyhereis itcharacterisitc
that,ratherthan the workeremployingmeans of production,
meansof productionemploytheworker(a metaphorthatcap-
turesMarx's conception).
Thus, Roemer's"logicallypriordata" cannotselectbetween
capitalismand pre-capitalism. Does it matter? Considerwhatfol-
lows from1/2 whichdoes not followfromla/2a. The perfor-
manceof surpluslaborwill be compelled(givenby M-C-Mand
thesale of theproperty rightoverlabor-power); i.e., therewill be
to
exploitationspecific capitalist relations.
The capitalist- but
not theworker- will gain by increasingtheintensity of labor;
- -
thecapitalist butnottheworker will be thedirectrecipient
of gains resultingfromincreasedproductivity and thushas an
incentiveto altertheproductionprocess.Capitalistexploitation
will be thebasisofcapitalaccumulation;KRP willbe a sufficient
conditionforthereproduction of KP, forcapitalistdistribution
relations.
By contrast,underla/2a (the creditmarketcase), it is the
producerwho gains fromincreasedlabor and productivity and
whodecidesovertheprocessofexpandedreproduction. (Consider
how thiscollectivegamewould differ fromthecapitalistgame.)
Potentially, thisproducermaysucceedin securingmeansof pro-
ductionforselfas theresultofintensive efforts.
Unlikethecaseof
in
1/2,thecreditmarketcase is, fact,a "transitional"relation-
ship.The dynamicproperties, thelawsofmotion,inherent in the
two structures clearlydiffer.
What"phenomena,"then,havebeenderivedfromRoemer's
logicallypriordata, unequallyendowedatomisticindividuals?
Whattheorems have beensuccessfully demonstrated bymeansof
this primeexampleof methodologicalindividualism? We find
tioncoefficientsin thecaseofthelabormarketmodel,however, is
to presupposethatworkers who have no property rightsin the
productsof theirlaborwill behavein thesamewayas thosewho
do. (Nor shouldwe ignorethelikelihood,in thelattercase,that
thechoiceof techniqueand thedivisionof labor will be deter-
minednot solelyby technicalefficiency but also by theneed to
monitoreasilyand to reducetheabilityofproducers toengagein
coalitions.)
AlthoughRoemerconcludesthatcapitalistexploitation does
not requiredominationat thepointof productionbecause"the
class and exploitationrelationsof a capitalisteconomyusing
labourmarkets can be precisely replicatedwitha capitalistecon-
omyusing creditmarkets," his models generatetheseresultsonly
becauseof his hiddenassumptions(Roemer,1986a,268). In a
model in which producerswish to maximizeleisure (which
includesleisurein the"pores"oftheworkday), theassumptionof
unchanged technical coefficientsin the two cases amountsto
assumingthe existenceof an efficient (and costless)capitalist
monitoring process- withoutacknowledging theassumption!
One can onlyabstractfromtherequirement ofcapitalistdomina-
tionbyassuming(as Roemerdoes explicitly)thatthedelivery of
laborforthewage is "as simpleand enforceable a transactionas
the deliveryof an apple fora dime" (269).
In short,Roemer'sdiscovery thatthelabormarketcase and
thecreditmarket yieldequivalentsolutionsand that,accord-
case
ingly,capitalistdominationis not necessary reflectsmerelythe
ideologicalassumption he has imposed upon his model. Having
assumedthatproductiverelationsdo not matter,Roemerfinds
in then"proving"thattheydon'tmatter;he is of
littledifficulty
coursenot thefirstto believethathe has provenwhatis merely
embeddedin his assumptions.
"Just"Exploitation
Forothersin theAnalyticalMarxismcamp,Roemer'sdiscov-
ery thatcapitalistexploitationrequiresneitherlabor-poweras a
commodity nordominationin productionhas beenmostpersua-
sive. Wright,forexample,initiallyresistedthe argumentthat
capitalistdominationwas unnecessary forexploitationbut then
yielded - maintaining,however, the importanceof a link
Conclusion
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