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PROGRESS
Interdisciplinary Care of Children with
Severe Bronchopulmonary Dysplasia
Steven H. Abman, MD1, Joseph M. Collaco, MD, PhD2, Edward G. Shepherd, MD3, Martin Keszler, MD4,
Milenka Cuevas-Guaman, MD5, Stephen E. Welty, MD5, William E. Truog, MD6, Sharon A. McGrath-Morrow, MD, MBA2,
Paul E. Moore, MD7, Lawrence M. Rhein, MD8, Haresh Kirpalani, BM, MSc9, Huayan Zhang, MD9, Linda L. Gratny, MD6,
Susan K. Lynch, MD3, Jennifer Curtiss, RD, LD3, Barbara S. Stonestreet, MD4, Robin L. McKinney, MD4, Kevin C. Dysart, MD9,
Jason Gien, MD1, Christopher D. Baker, MD1, Pamela K. Donohue, MS, ScD2, Eric Austin, MD, MSCI7, Candice Fike, MD7, and
Leif D. Nelin, MD3 on behalf of the Bronchopulmonary Dysplasia Collaborative*

infants born at below 32 weeks gestation.4 Furthermore, BPD

A
dvances in perinatal care have dramatically im-
proved survival of extremely preterm infants and the is divided into 3 severity grades (mild, moderate, or severe)
incidence of bronchopulmonary dysplasia (BPD) has based on respiratory support needs at 36 weeks postmenstrual
not changed over the past few decades, which likely reflects the age (PMA) (Table I). The incidence of sBPD is inversely cor-
impact of increased survival of extremely preterm infants.1 BPD related with gestational age and remains 16% for all infants
remains the most common late morbidity of preterm birth, born at <32 weeks (Table I).5 Unfortunately, high-quality evi-
but many controversies persist regarding how to best define dence on which to base the care for infants and children with
BPD, grade its severity, and prevent disease.2 Ongoing clini- sBPD and consensus care guidelines are lacking. These knowl-
cal care and research have largely focused on issues regarding edge gaps have contributed to marked variability in care within
the pathogenesis and prevention of BPD in preterm infants and between NICUs throughout the country. Current NIH defi-
with the important goal of reducing the incidence of BPD at nitions of BPD are almost exclusively focused on NICU-
36 weeks corrected age, with a focus on respiratory care related related issues, with limited discussion regarding long-term
issues during the early neonatal intensive care unit (NICU) respiratory outcomes throughout infancy, childhood, and adult-
course.3 However, some preterm infants develop particularly hood. In addition, the classification of sBPD is very broad and
severe chronic respiratory disease and have related comorbidities fails to differentiate between proposed phenotypes of infants
that persist throughout their NICU course and post-discharge, with a persistent oxygen requirement and/or need for
as reflected by the prolonged need for high levels of respira- continuous positive airway pressure (CPAP) or high flow nasal
tory support, including mechanical ventilation and high in- cannula at 36 weeks postconceptual age who have relatively
spired oxygen concentrations. The management of infants with less severe respiratory disease (type 1 sBPD; Table I) from those
severe BPD (sBPD) has received less attention regarding clini- with more extreme BPD (or type 2 sBPD), who remain
cal studies and interventions when compared with preven- ventilator-dependent and more often have severe complica-
tive strategies, yet these infants constitute a critical population tions, including pulmonary hypertension, poor growth, and
who remain at high risk for extensive morbidities and late mor- neurodevelopmental problems. Understanding distinct ante-
tality (Figure 1). natal, early postnatal, genetic, or epigenetic factors, or
Based on consensus recommendations from a National In- comorbidities that contribute to sBPD, especially the more
stitutes of Health (NIH) workshop, BPD is commonly defined severe phenotype (type 2 sBPD), are critical for enhancing late
by the requirement for supplemental oxygen at 28 days in outcomes in this subgroup.
Clinical needs of infants with type 2 sBPD who require
BPD Bronchopulmonary dysplasia
ongoing respiratory support beyond term corrected age are
CCBs Calcium channel blockers diverse and complex, and management strategies that
CPAP Continuous positive airway pressure
FiO2 Fraction of inspired oxygen
GERD Gastroesophageal reflux disease
iNO Inhaled nitric oxide From the 1University of Colorado Anschutz Medical Center and Children’s Hospital
LRTIs Lower respiratory tract infections Colorado, Aurora, CO; 2Johns Hopkins Medical Institutions, Baltimore, MD;
3Nationwide Children’s Hospital, The Ohio State University, Columbus, OH; 4Alpert
MBD Metabolic bone disease Medical School of Brown University, Women and Infants Hospital, Providence, RI;
NICU Neonatal intensive care unit 5Texas Children’s Hospital, Baylor College of Medicine, Houston, TX; 6Children’s

NIH National Institutes of Health Mercy Hospitals and Clinics, University of Missouri-Kansas City School of Medicine,
Kansas City, MO; 7Vanderbilt University School of Medicine, Nashville, TN;
PEEP Positive end expiratory pressure 8University of Massachusetts School of Medicine, Worcester, MA; and 9Children’s

PFTs Pulmonary function testing Hospital of Philadelphia and University of Pennsylvania Perelman School of
PH Pulmonary hypertension Medicine, Philadelphia, PA

PMA Postmenstrual age *List of additional members of the BPD Collaborative is available at www.jpeds.com
(Appendix).
RSV Respiratory syncytial virus
S.A. serves on the Editorial Board of The Journal of Pediatrics. The other authors
sBPD Severe BPD declare no conflicts of interest.
Ti Inspiratory time
Vt Tidal volume 0022-3476/$ - see front matter. © 2016 Elsevier Inc. All rights reserved.
http://dx.doi.org10.1016/j.jpeds.2016.10.082

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the care of children with sBPD. In this review, we present an


interdisciplinary approach to patients with sBPD and their fami-
lies throughout the NICU and outpatient courses. Emphasis
is placed on the rationale for developing the team approach
to chronic care as well as highlighting key gaps in knowledge
in our care for infants with sBPD, which would likely improve
with multicenter investigations.

Incidence and Etiology of sBPD

Figure 1. Imaging of sBPD: Chest radiograph (left) and image Although marked improvements in care have led to milder re-
from computed tomography (CT) scan illustrate radiographic spiratory courses for most preterm infants, sBPD remains a
abnormalities of type 2 sBPD. Note the severe cystic disease major problem. In the validation study from the Eunice Kennedy
present on the CT scan. Shriver National Institute of Child Health and Human Devel-
opment Neonatal Research Network, the incidence of sBPD
was 16% in infants born at <32 weeks and weighing <1000 g
optimize survival and long-term outcomes are controversial (Table I).5 Reports using birth cohorts from Scandinavia found
and uncertain. Several factors contribute to increased mor- that the incidence of sBPD was 25% in infants born at <27
bidity and mortality in this population. First, there are few weeks gestation in Sweden, and 20% in infants born at <28
evidence-based strategies to improve outcomes. Second, pa- weeks in Norway.6,7 The Children’s Hospital Neonatal Con-
tients with chronic ventilator-dependent BPD have histori- sortium reported a 16% incidence of sBPD of patients born
cally been cared for in acute care settings. Management at <32 weeks, of whom 91% survived to discharge, 66% were
strategies for chronic disease differ considerably from acute re- discharged on supplemental oxygen, 4% on mechanical ven-
spiratory failure, especially regarding approaches to mechani- tilation, and 5% received tracheostomy.8 The BPD Collabora-
cal ventilation. When compared with approaches toward acute tive reported a point prevalence of sBPD of 36.5% with a range
respiratory failure, neonatal and pediatric intensivists may have across centers of 11%-58%, and 41% of the patients with sBPD
less experience with ventilator management of infants with had type 2 sBPD with a range of 0%-68%.9 Using an esti-
severe chronic lung disease. Most importantly, poor commu- mated incidence of sBPD of 16% for infants born at <32 weeks
nication between providers, subspecialists, nursing staff, and suggests that ~13 000 patients develop sBPD annually in the
families during prolonged hospitalization may lead to incon- US alone.5
sistent care and adverse outcomes. High staff turnover and in- Epidemiologic data are limited, but estimates suggest that
frequent communication among the doctors and bedside staff roughly 8000 children in the US receive mechanical ventila-
as well as between parents and the medical team may con- tion at home.10 Based on 2011 data from the state of Penn-
tribute to these inconsistencies. These infants have complex sylvania’s Ventilator Assisted Children’s Home Program, 36%
clinical courses with multiple morbidities, including fre- of ventilator-dependent children were diagnosed with chronic
quent hospitalizations throughout childhood, and often with lung disease, 77% of these specifically with the diagnosis of
poor continuity of care. Interdisciplinary care teams have the sBPD.10 From these data, it can be extrapolated that ~2000
potential to alleviate many of these issues and improve out- infants and children with sBPD are dependent on mechani-
comes for these infants. cal ventilation at home in the US.
Based on these concerns, a group of clinicians from The exact pathogenic mechanisms underlying the develop-
interdisciplinary care programs for infants with sBPD at ment of sBPD in preterm infants and factors that favor the de-
several major medical centers, including neonatologists, velopment of sBPD are uncertain. Similarly, factors that
pulmonologists, critical care physicians, gastroenterologists, contribute to the receipt of prolonged mechanical ventila-
nurse specialists, and others, formed the “BPD Collabora- tion within the subgroup with type 2 sBPD are uncertain. The
tive,” to address controversies and promote research to enhance incidence of sBPD is inversely related to gestational age at

Table I. BPD definition with severity


Postdischarge
Relative incidence mortality
Definition (Data from (Data from
BPD severity (Modified from Jobe and Bancalari4) Ehrenkranz et al5) Ehrenkranzet al5)
None O2 treatment <28 d and breathing room air at 36 wk PMA or discharge home, whichever comes first 23.1% 1.8%
Mild O2 treatment at least 28 d and breathing room air at 36 wk PMA or discharge home, whichever comes first 30.3% 1.5%
Moderate O2 treatment at least 28 d and receiving <30% O2 at 36 wk PMA or discharge home, whichever comes first 30.2% 2.0%
Severe (type 1) O2 treatment at least 28 d and receiving ≥30% O2 or nasal CPAP/HFNC at ≥36 wk PMA 16.4% 4.8%
Severe (type 2) O2 treatment at least 28 d and receiving mechanical ventilation at ≥36 wk PMA.

HFNC, high flow nasal cannula; O2, oxygen.

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birth.6,11,12 Male infants are more likely to develop sBPD and there is little need to exclude other potential causes of chronic
the need for mechanical ventilation. Patent ductus arterio- lung disease. In the infant with an atypical presentation or
sus, sepsis, and surgical necrotizing enterocolitis are strongly NICU course, potential causes of chronic neonatal respira-
associated with the development of sBPD.11 A recent preclini- tory failure include surfactant protein deficiency, gastroesopha-
cal study suggests dose-related effects of antenatal endotoxin geal reflux disease (GERD), cystic fibrosis, immune deficiency,
as a model for experimental chorioamnionitis that is suffi- anatomic heart disease, pulmonary infection, H-type tracheo-
cient to induce sBPD, and moderate oxygen treatment actu- esophageal fistula, primary ciliary dyskinesia, and other de-
ally improved lung structure rather than worsening respiratory velopmental lung diseases. Evaluations may include
outcome, suggesting the complexity of pre- and postnatal events bronchoscopy, echocardiogram, esophageal pH and imped-
in driving BPD phenotypes.13 ance probes, genetic testing, chest computed tomography scan,
The genetics and epigenetic, or gene/environmental factors, lung biopsy, and other studies.
underlying the risk for sBPD remain to be determined, however, The NIH consensus statement that defined BPD severity4
recent twin studies have demonstrated a genetic component did not address the wide range of disease severity within the
to the development of BPD in general,14,15 and there are an in- group classified as sBPD. In 2003, the American Thoracic
creasing number of gene-targeted studies finding specific mu- Society published a consensus statement pertaining to the care
tations in genes associated with lung development, immunity, of children with BPD emphasizing the need for an interdis-
and oxidative stress associated with BPD in preterm infants.16-21 ciplinary approach to address the multiorgan sequelae of pre-
However, specific genes that increase the risk for sBPD remain mature birth.22 More specifically, infants with type 2 sBPD are
unknown. In particular, data are lacking that specifically address at increased risk for adverse comorbidities including
whether distinct genetic, epigenetic, or other etiologic mecha- neurodevelopmental impairment, pulmonary hypertension
nisms contribute to the development of sBPD in compari- (PH), GERD, feeding difficulties, airways disease, retinopa-
son with milder forms of BPD. In addition, there is a clear need thy of prematurity, and systemic hypertension. These
to develop biomarkers and other predictors for the early iden- comorbidities frequently complicate the course in sBPD, require
tification of preterm newborns who are at risk for BPD and the involvement of multiple subspecialists, and, when not in-
more specifically for sBPD. tegrated into the overall management plan, can further exac-
erbate gaps in communication and care. In centers that have
adopted an interdisciplinary approach to care, survival for this
Clinical Features of sBPD subset of infants is over 75%-80% at discharge.9,23 Because of
the low incidence of type 2 sBPD at any single center, this popu-
Although perhaps less common than in the past, infants with lation remains understudied, and many gaps in knowledge
sBPD present persistent challenges, raise many questions re- (Table II24) and controversies exist regarding optimal clinical
garding optimal strategies for enhancing outcomes, and may strategies to improve outcomes in this subgroup of infants.
at times present significant ethical dilemmas. Furthermore, there
is limited high quality evidence on which to base clinical man-
agement of the patient with sBPD. Evaluation of the patient Mechanical Ventilation in sBPD
with sBPD can include a variety of studies discussed herein,
which should be guided by clinical presentation. In the extreme The strategy for respiratory support in the acute phases of
preterm infant with type 2 sBPD with the usual NICU course, extreme prematurity is to avoid unnecessary intubation and

Table II. Identification of unique research needs to enhance our understanding of sBPD (Modified from Collaco et al24)
Epidemiology
1. To quantify the current incidence of sBPD among preterm infants
2. To understand the natural history and outcomes of sBPD by large prospective studies in different areas of the world
3. To understand the economic impact of sBPD on families and society
4. To understand the impact of sBPD on quality of life in infants and their families
Risk factors
1. To identify prenatal and postnatal factors that increase risk of developing sBPD in preterm infants
2. To identify risk factors that may exacerbate sBPD in preterm infants, including viral infections, lower respiratory tract disease, upper airway obstruction,
intermittent hypoxia and hypercarbia, feeding problems with aspiration, and gastroesophageal reflux
3. To understand the role of pulmonary vascular disease in determining the severity of BPD
Pathophysiology
1. To further identify clinical, epidemiologic and biomarker features to better phenotype subtypes of sBPD
2. To identify genetic and epigenetic factors that influence the development and severity of sBPD
Diagnosis
1. To determine the best non-invasive studies for diagnosis and following infants with sBPD
Management
1. To develop guidelines for treatment and preventative strategies for preterm infants at risk for the development of sBPD
2. To determine the optimal prescription of existing medications in preterm infants with sBPD
3. To determine optimal ventilatory strategies in the neonatal intensive care unit and home settings
4. To identify newer therapeutic agents for the treatment of sBPD

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mechanical ventilation to prevent secondary ventilator- Matching Ventilator Strategies with Lung
associated lung injury. Persistent need for mechanical ventilator Mechanics in sBPD
support at postnatal day 7 is associated with high risk for Determining the specific type and level of respiratory support
BPD,11 however, the link between BPD risk and sustained for infants with sBPD is challenging, as an optimal ventilator
ventilator support at this time point may simply reflect the strategy required by these infants is frequently dramatically dif-
critical impacts of adverse antenatal and early postnatal ferent than the strategy utilized in the first few weeks of life
events on lung structure and not merely be due to ventilator- (Table III).29 The strategy must reflect the transition from lung
associated lung injury alone. Recent multicenter trials no mechanics in the first few days of life, which are dominated
longer support intubation solely for the purpose of treat- by low compliance, relative homogeneity, and normal airway
ment with exogenous surfactant.25-27 Unfortunately, a significant resistance, to the mechanics that are seen in sBPD, domi-
proportion of infants cannot be stabilized and supported on nated by high airway resistance, air trapping, and heteroge-
nasal CPAP during their entire hospital course. Several recent neous aeration (Figure 2).29 In the first week of life, lung
trials have shown that infants randomized to immediate mechanics suggest that a ventilator strategy aimed at the rela-
nasal CPAP were intubated secondary to apnea or respira- tively uniform respiratory system with short time constants
tory failure in at least 50% of cases.25-27 Hence, the proportion is reasonable and would include a fast rate, low tidal volume
of infants exposed to intubation and mechanical ventilation (Vt), short inspiratory time (Ti) strategy (Figure 2).29-31 In sBPD,
remains high along with a continued high incidence of the lung is characterized by different combinations of lung
chronic respiratory failure and the subsequent development regions with different levels of airway resistance and altered
of sBPD. In extremely low birth weight infants in the first distal lung compliance, which leads to highly diverse time con-
week of life, attempts at extubation to and stabilization on stants (Figure 2). Thus, to enhance gas exchange, reduce the
nasal CPAP are still warranted, based on the potential impact risk for atelectasis, decrease dead space ventilation, and perhaps
of prolonged ventilator support on sBPD and adverse lower pulmonary vascular resistance, the ventilator support
neurodevelopmental outcomes.28 strategy needs to change dramatically from a fast-rate, low Vt
However, at some point during the respiratory course of strategy during the early course to a slow-rate, high Vt and pro-
premature infants with evolving BPD, lung structure and longed Ti strategy for chronic disease (Table III).
function may become sufficiently abnormal that attempts at As lung mechanics change over time in infants with sBPD
extubation to nasal CPAP are neither feasible nor desirable. who are on relatively low concentrations of supplemental
Some indicators include sustained respiratory distress with oxygen and moderate or high rates, it is not uncommon to
retractions, recurrent cyanotic or bradycardic episodes, intol- observe acute episodes (“spells”) of respiratory distress asso-
erance of respiratory and physical therapies or handling, ciated with high to fraction of inspired oxygen (FiO2) require-
poor growth, and the apparent use of or need for repeated ments, which are often difficult to address by simple maneuvers
steroid courses without sustained benefit. At this point, the on the ventilator. At this stage, hypercarbia is often present with
goals of care need to be redirected toward optimizing man- radiographic findings of hyperinflation alternating with areas
agement on mechanical ventilation to support adequate gas of haziness and atelectasis. The timing of onset of these epi-
exchange, reduce the work of breathing, and optimize growth sodes in ventilated infants is variable, although these often
and healing of the injured lungs. Resolution of the lung develop during the first month of life. Some episodes of acute
disease and improvement in lung function depends on em- deteriorations in oxygenation may represent loss of volume
phasizing nutritional strategies that enhance somatic and during forced exhalation, leading to intrapulmonary shunt.32
lung growth. These events are usually brief and self-limited, but may be

Table III. Comparison of ventilator strategies and goals during progression of early disease to established sBPD (modi-
fied from Abman and Nelin29)
Early (prevention) Strategies to prevent acuteLow tidal volumes (3-5 mL/kg)
lung injury Short inspiratory times (0.2-0.3 seconds)
Increased PEEP for lung recruitment without overdistension
Strategies for gas exchange Adjust FiO2 to target SpO2 (range: 91%-95%)
Permissive hypercapnia
Late (established BPD) Strategies for gas exchange Marked regional heterogeneity
Larger tidal volumes (10-12 mL/kg)
Longer inspiratory times (≥0.6 s)
Airways obstruction
Slower rates allow for better emptying, especially with larger tidal volumes (10-20 bpm)
Complex roles for PEEP with dynamic airway collapse
Interactive effects of ventilator strategies
Changes in rate, tidal volume, inspiratory and expiratory times, and pressure support are highly interdependent
Overdistension can increase agitation and paradoxically worsen ventilation
Strategies for gas exchange Adjust FiO2 to target higher SpO2 (92%-95%)
Permissive hypercapnia to facilitate weaning

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A B

Figure 2. Illustration of A, 2-zone disease vs B, multizone (heterogeneous) disease. A, Chest CT with 2 zones in a patient
with acute respiratory distress syndrome. B, Chest CT in a patient with type 2 sBPD and diffuse, heterogeneous disease. C,
Schematic illustrating concept of multizone disease. Time constant, T = resistance x compliance. Reprinted with permission
from Abman et al.29

frequent. These “breath-holding spells” are likely a separate phe- provide better support to maintain lung volume, and consid-
nomenon from the more prolonged events that may be asso- eration of a trial of drug therapy, such as a steroid “burst,”
ciated with striking elevations of partial pressure of carbon bronchodilators, and/or diuretics. Although many infants get
dioxide (PaCO2), suggesting marked airways obstruction treated with bronchodilators and diuretics, their use between
because of mucus plugging, aspiration, or central airway centers is highly variable.33,34
dynamic collapse. Approaches to severe spells include vigor- A single center study of preterm infants reported that
ous suctioning, airway cultures to diagnose ventilator-associated infants on mechanical ventilation at 30 days with a respira-
pneumonia, transitioning mechanical ventilator strategies to tory severity score of >6 (defined as mean airway
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pressure × FiO2) were more likely to succumb to respiratory sider rare but important causes of hypoxemia and ventilation-
failure and were ventilated longer than infants with a respi- perfusion mismatch.
ratory severity score <6 at that time point.35 These data Structure-function studies in the nonresponsive patient with
suggest that abnormal lung function develops well before 1 sBPD may identify other abnormalities such as predomi-
month of life and that with progressive respiratory instabil- nantly restrictive lung disease, tracheobronchomalacia, and/
ity, one should consider changing the respiratory support or other rare causes of ventilation-perfusion mismatch.
strategy to alter ventilator strategy to include a slow rate, In acute care, rapid weaning from mechanical ventilation
larger Vt, and increased Ti to maintain minute ventilation is encouraged to avoid the potential adverse effects of pro-
and functional residual capacity. longed intubation and ventilator support. In contrast, the goal
Whether the use of volume targeted or pressure-limited ven- of mechanical ventilation in the chronic phase of the venti-
tilation is best with sBPD is uncertain, however, chronic re- lated infant with sBPD is to provide relatively stable respira-
spiratory support strategies require higher tidal volumes than tory support to reduce respiratory distress, improve gas
those used with early “lung protective” strategies during the exchange as reflected by lower FiO2, minimize intermittent
acute phases of disease.29,31 The targeted Vt for acute short time “spells,” enhance tolerance of care and handling, and reduce
constant disease is typically in the range of 4-6 mL/kg, whereas the need for chronic sedation. Additional goals include pre-
for infants with developing obstructive airway disease the Vt venting the development or progression of PH, providing
may be 8-12 mL/kg. For pressure ventilation, the peak infla- optimal nutrition for quality growth, and encouraging devel-
tion pressure needed to generate this Vt can be well above 25 cm opmental outcomes. These clinical variables of respiratory sta-
H2O, depending on the individual patient’s underlying airways bility better reflect successful strategies than traditional metrics
resistance, lung compliance, and related respiratory system me- of PaCO2 or end-tidal carbon dioxide (CO2), which are un-
chanics. These higher pressure settings reflect the need to reliable in this setting. There is a slow but steady decrease in
provide sufficient Vt in lung disease that is generally charac- the amount of oxygen needed to provide stable saturations and
terized by high total respiratory system resistance and lower sometimes even the Vt can be weaned. The focus should be
compliance. Furthermore, Ti are usually increased (0.5-0.8 on lowering the oxygen concentration in this phase of the
seconds) to allow for better gas distribution into distal lung healing disease and once infants are stable in less than 40%
units, but longer Ti and increased Vt requires the use of a slow oxygen to achieve oxygen saturation (SpO2)values ≥ 92%, ex-
ventilator rate (often below 20 breaths per minute) to allow tubating to noninvasive respiratory support is considered and
for sufficient emptying to avoid hyperinflation. Faster rates with is usually successful even from relatively high Vt.
increased Vt and prolonged Ti may worsen gas trapping and
patient-ventilator asynchrony. Monitoring flow waveforms can Considerations for Tracheostomy Placement and
aid in determining whether expiratory flow has been com- Commitment to Chronic Ventilator Support
pleted before the next breath is delivered. The decision to commit an infant with sBPD to chronic ven-
Although generally counterintuitive in the setting of hy- tilator support with the placement of a tracheostomy tube can
perinflation, positive end expiratory pressure (PEEP) should be complex and difficult and must involve extensive discus-
be relatively high (>6-8 cm H2O) to optimize gas exchange, sions among care providers and family members. Many factors
maintain functional residual capacity, avoid regional atelec- contribute to this decision, but the overall goal of chronic me-
tasis, and avoid the adverse effects of “inadvertent PEEP.” In chanical ventilator support is to reduce the severity of respi-
some patients with significant airways closure especially with ratory distress, including retractions, head-bobbing, dyspnea,
tracheomalacia or bronchomalacia, PEEP may need to be even and “spells,” to provide clinical stability that will enhance sur-
higher to keep airways open during active exhalation. Flow- vival and optimize long-term developmental, neurocognitive,
volume loops of patients with sBPD often show expiratory flow and growth-related outcomes. Tracheostomy placement is only
limitation at low lung volumes when lower PEEP levels are used, part of an organized strategy to provide chronic ventilation
which is due to expiratory collapse of poorly supported small and allows focus to shift toward enhancement of long-term
airways and air-trapping. With this pattern, PEEP can usually outcomes. In some settings, tracheostomy represents a symbol
be titrated upward until this expiratory flow limitation is re- of “futility” that may lead to some reluctance to perform tra-
solved by visual inspection of flow-volume loops. Questions cheostomy and commit to ventilator support. Tracheostomy
regarding the use of this ventilator strategy for established sBPD placement should not be viewed as a method for rapidly
include concerns for further inducing volutrauma because of weaning of respiratory support but rather a means for sus-
additional lung overdistension, but when combined with lower tained mechanical ventilation, relieving distress and provid-
ventilator rates and sufficient expiratory time, additional gas ing the respiratory stability that is necessary to enhance
trapping is rare with this approach. Presently, there are no clini- neurocognitive, behavioral, and developmental outcomes. None-
cal trials to validate the strategy of low rate and large tidal theless, determination of the efficacy and optimal timing of
volume ventilation, but this strategy is well-grounded with clini- tracheostomy for infants with type 2 sBPD remains to be
cal experience and follows our current understanding of the determined.
pathophysiology of sBPD.29,31,36 For the very small number of Beyond tracheostomy placement, an interdisciplinary team
patients with severe BPD who do not respond to this me- of collaborating subspecialists and therapists can provide con-
chanical ventilation strategy, the practitioner must then con- tinuity of care for these children. Teams of experienced
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personnel may coordinate care plans through regular rounds, also have significant respiratory distress and high levels of re-
family meetings, and collaboration with the attending service spiratory support, the presence of PH may provide a stron-
that will alleviate problems attributable to rapid turnover of ger rationale for long-term mechanical ventilatory support with
staff in the intensive care unit setting. Thus, emphasis should tracheostomy. Changes in serial blood brain natriuretic peptide
be directed toward the role of sustained mechanical ventila- and N-terminal pro-brain natriuretic peptide levels may provide
tion to promote growth and development, as supported by an additional guides to aid the management of PH in sBPD.
interdisciplinary care team, and not on simply the placement Cardiac catheterization can be used to guide therapy, par-
of a tracheostomy. ticularly in severe cases and in cases requiring long-term
therapy.37 Although cardiac catheterization prior to the ini-
tiation of long-term therapy is encouraged, the risks and ben-
Pulmonary Hypertension in sBPD efits of this procedure in sick newborns depend on local
expertise with the procedure and severity of disease. The goals
Our approach to PH in sBPD is to have a high index of sus- of cardiac catheterization are to assess the severity of PH;
picion and, when PH is found, to rigorously evaluate pa- exclude or document the severity of associated anatomic cardiac
tients for underlying respiratory morbidities and to treat the lesions; define the presence of systemic-pulmonary collateral
lung disease aggressively (Table IV). PH complicates the course vessels, pulmonary venous obstruction, or left heart dysfunc-
in up to 25% of patients with sBPD,38 therefore, screening tion; and to assess pulmonary vascular reactivity in patients
echocardiograms should be performed in all patients with who fail to respond to oxygen therapy alone.37 In particular,
sBPD. Some cases of PH might be missed with the use of several key factors that may affect cardiopulmonary function
echocardiography alone;39 nevertheless, it remains the best non- include assessment of shunt lesions, especially atrial septal
invasive screening tool to assess PH in sBPD. Even though the defects; the presence, size, and significance of bronchial or sys-
accuracy of the echocardiogram may be limited regarding the temic collateral arteries; the presence of pulmonary vein ste-
ability to find a measurable and reproducible tricuspid regur- nosis; and structural assessments of the pulmonary arterial and
gitant jet velocity to estimate right ventricular systolic pres- venous circulation by angiography.
sure, other markers of PH, such as septal wall flattening and Despite the growing use of pulmonary vasodilator therapy
right ventricular dilation, may be clinically useful.24 for the treatment of PH in BPD, data demonstrating efficacy
If the screening echocardiogram is initially normal, subse- are extremely limited, and these agents should be used only
quent echocardiograms should be performed in patients with after thorough diagnostic evaluations and aggressive manage-
sBPD at 1- to 2-month intervals until the respiratory status ment of the underlying lung disease (Table V).24,37 Current
of the patient is significantly improved. If, on the other hand, therapies used for PH therapy in infants with BPD generally
the screening echocardiogram demonstrates PH, the initial clini- include inhaled nitric oxide (iNO), phosphodiesterase type 5
cal strategy for the management of PH in infants with BPD inhibitors, endothelin receptor antagonists, and calcium channel
begins with optimizing the treatment of the underlying lung blockers (CCBs). In a small number of patients with sBPD un-
disease (Table IV).37 Periods of acute hypoxemia, whether in- dergoing cardiac catheterization, iNO decreased pulmonary
termittent or prolonged, contribute to the pathogenesis of late artery pressure and the ratio of pulmonary vascular resis-
PH in sBPD and also exacerbate existing PH. Therefore, oxygen tance to systemic vascular resistance, which was further aug-
saturation limits may need to be changed to avoid intermit- mented with supplemental oxygen.40 Calcium channel blockers
tent or sustained hypoxemia with targets generally between 92% (such as nifedipine) benefit some patients with PH, and short-
and 95%.37 Indeed, in patients with BPD and severe PH who term effects of these agents in infants with BPD have been

Table IV. Considerations for pulmonary hypertension in sBPD (modified from Abman and Nelin;29 Abman et al37)
Diagnoses
1. Screening via echocardiography (assess for tricuspid regurgitant jet velocity, septal flattening, RV dilation, and other parameters of RV function)
a. If no pulmonary hypertension present:
i. Rescreen every 1-2 mo until significant improvement in respiratory status
b. If pulmonary hypertension present:
i. Evaluate and treat respiratory disease, including assessing for hypoxemia, aspiration, and structural disease
ii. Avoid hypoxemia (maintain oxygen saturations between 92% and 95%)
iii. Consider therapeutic agents as below
Pharmacologic treatments
1. Pretreatment: Cardiac catheterization should be considered prior to initiating long-term therapy to assess severity of disease and potential contributing factors,
such as left ventricular diastolic dysfunction, anatomic shunts, pulmonary vein stenosis, and systemic collaterals
2. Therapies
a. iNO can be started at 20 ppm for symptomatic or severe pulmonary hypertension
b. Transition from iNO to sildenafil as feasible starting at 0.5 mg/kg q8h and advancing to 2 mg/kg q6h. Monitor for desaturations secondary to V/Q mismatch
and systemic hypotension.
c. If unable to wean from iNO, consider the addition of an ETRA or a prostacyclin analog. Liver function should be monitored if on an ETRA.
3. Monitoring: Cardiac catheterization or serial echocardiography is recommended to monitor response to therapy

ETRA, endothelin receptor antagonist; RV, right ventricular; V/Q, ventilation-perfusion.

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Table V. Pharmacology of sBPD


Categories Medications Dosing Comments
Diuretics Furosemide 1-2 mg/kg/dose q12-24h Often PRN
(Enteral dosing) Chlorothiazide 20-40 mg/kg/d divided q12h
Spironolactone 2-4 mg/kg/d divided q12-24h
Bronchodilators Albuterol 2.5 mg nebulized or 2 puffs q4-12h Often PRN
Ipratropium 0.5 mg q6-12h Often PRN
Levalbuterol 0.31-1.25 mg or 2 puffs q4-12h Often PRN
Inhaled corticosteroids Beclomethasone 2 puffs q12h 40 or 80 mcg MDIs
Budesonide 1 neb q12-24h 0.25 or 0.5 mg nebs
Fluticasone 2 puffs q12h 44, 110, 220 mcg MDIs
Pulmonary hypertensive agents Bosentan ½ tab BID PO
Sildenafil 0.25-0.5 mg/kg/dose q 6-8 h
Treprostinil Starting dose: 2 ng/kg/min iv or SQ
Antireflux agents (enteral dosing) Erythromycin 2-4 mg/kg/dose q6-8h
Lansoprazole 0.5-1.0 mg/kg/dose BID
Metoclopramide 0.1-0.2 mg/kg/dose q6-8 h
Omeprazole 0.5-1.5 mg/kg/d
Ranitidine 2-4 mg/kg/d divided q8-12 h

MDI, metered dose inhaler; PRN, as needed.

reported.41,42 However, CCBs can cause systemic hypotension match the patient’s specific needs, but these needs change
and suppress myocardial function, especially in young infants with time in infants with sBPD. Optimal nutrition requires
with left ventricular dysfunction. In comparison with acute iNO an understanding of multiple factors that can affect somatic
reactivity in a small number of infants studied with sBPD, the growth and also slow organ growth over time. Long-term
acute response to CCBs was minimal.40 pulmonary outcome studies highlight the persistence of ab-
Sildenafil or bosentan (an endothelin receptor antagonist) normalities in lung development even into young adulthood,
are frequently used for long-term therapy of PH in infants with demonstrating the complexity of determining the nutri-
BPD.43 Sildenafil, a highly selective type 5 phosphodiesterase tional state in these infants and defining their nutritional
inhibitor, augments cyclic guanosine monophosphate content support requirements.
in vascular smooth muscle and has been shown to benefit adults Unfortunately, data regarding optimal nutritional interven-
with PH as monotherapy and in combination with standard tions in patients with sBPD are limited. It is known that infants
treatment regimens.44,45 In a study of infants with chronic lung with sBPD grow more poorly than preterm infants without
disease and PH, prolonged sildenafil therapy was associated BPD, and neonates with the slowest growth velocities are as-
with improvement in PH by echocardiogram in most pa- sociated with a high risk for sBPD. Adequate nutrition,
tients (88%) without significant adverse events.46 Although the including micronutrient and vitamins A, D, and C supple-
time to improvement was variable, many patients were weaned mentation, is likely critical for lung growth, development, func-
from mechanical ventilator support and other PH therapies tion, and repair. The role of growth factors and their suppression
during the course of sildenafil treatment without worsening by stress and inflammation have been shown to underlie the
of PH.46 The recommended starting dose for sildenafil is 0.5 mg/ nutritional imbalance in sBPD, and monitoring of somatic
kg/dose every 8 hours. If there is no evidence of systemic hy- growth by weight and length is essential. Despite improve-
potension, this dose can be gradually increased over 2 weeks ments in nutritional intake and growth over the past decade,
to achieve desired pulmonary hemodynamic effect or a infants with sBPD often continue to demonstrate growth failure.
maximum of 2 mg/kg/dose every 6-8 hours. Data on other Many studies only report weight gain, although there is strong
agents, such as endothelin receptor antagonists and prostacyclin recognition of the importance of linear growth. Better nutri-
analogs, are limited in infants with BPD who fail to respond tional measures have also been shown to correlate with better
to other approaches.37 Recent studies suggest that chronic neurodevelopmental outcomes in infants with BPD.49
treprostinil infusion by subcutaneous delivery may provide ad- Nutritional assessments should include a review of prena-
ditional benefit in infants with BPD and PH that is poorly re- tal and past medical history, birth weight z scores, anthropo-
sponsive to other medications.47,48 metric data, medication exposure, biochemical data, and clinical
status. Anthropometric data including measurements of weight,
length, and head circumference are the most common methods
Nutritional Management in sBPD used for monitoring postnatal growth and are compared with
reference data. Individual patient data should be plotted and
Infants with sBPD provide unique nutritional challenges partly followed with an infant growth chart to better assess changes
because of periods of hypermetabolic states, increased work in growth trajectories. Although weight can be measured easily
of breathing, growth suppression from chronic stress and and accurately, it is influenced by fluid status and may not
inflammation, and chronic steroid or diuretic use. The goal always reflect changes in lean body mass. Linear growth is
of nutrition in BPD is to deliver adequate constituents that widely regarded as the best measure of assessing adequacy of
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dietary intake and is associated with lean body mass accre- Metabolic bone disease (MBD), also called “osteopenia” or
tion and organ growth and development. Measuring length in “rickets of prematurity,” is a common finding in preterm infants,
a precise and reproducible manner often poses a challenge. Use which is more common and severe in extremely preterm
of a recumbent length board to measure crown-heel length infants.51-58 After preterm birth several postnatal factors con-
should be a standard of practice in assessing linear growth in tribute to the risk for MBD, including parenteral and enteral
this patient population. Weight for length status should be as- supplements of calcium and phosphorus that cannot match
sessed for proportionality to avoid developing overweight. Per- in utero sources,59 placement of preterm infants in the NICU
sistent weight gain at a rate that crosses growth chart percentiles in physical environments that restrict movement,60 and expo-
without the same pattern demonstrated in linear growth war- sure to multiple drug therapies that may affect overall bone
rants a re-evaluation in energy intake and is often associated health.61-63 In addition, severe respiratory insufficiency may ex-
with a change in the clinical status of the patient. Intrauter- acerbate feeding intolerance in infants with sBPD, who then
ine growth retardation and/or small for gestational age are high- may require prolonged parental nutrition, which provides in-
risk conditions for developing sBPD and may set the stage for adequate calcium and phosphorus and may also lead to alu-
persistent abnormal growth patterns in the postnatal period. minum accumulation that can have a negative effect on bone
Small for gestational age status has also been associated with formation.64 The typical biochemical picture of MBD in-
an increased risk for PH in sBPD.50 cludes normal serum calcium, low serum phosphorus, and high
Caloric demands are likely high to meet the metabolic re- serum alkaline phosphatase concentrations.65-67 Radiographs
quirements for growth and healing. This may be achieved with are an inefficient diagnostic tool for MBD and will not detect
the use of highly fortified mother’s breast milk or calorically decreases of bone mineralization less than ~20%-30%.68 Bone
dense formula feedings. Consistent with American Academy density scans more accurately reflect bone demineralization,
of Pediatrics recommendations, mother’s breast milk should but a bone density scan involves radiation exposure, is not a
be used through the first 6 months of life. Energy intakes portable device, and standards for preterm infants are
>130 kcal/kg/day may be required in these infants, particu- lacking.69,70 Although short-term effects of poor bone health
larly during the more unstable phase of BPD, whereas older seem to resolve with time, long-term stunting effects have been
infants in the more stable respiratory phase of BPD may require documented in these infants into their teenage years.63
much less depending upon the level of activity and stability. Aspiration is a potential risk factor for persistent lung injury
Although excessive calories may increase CO2 production, past in the infant with sBPD. Common sources of aspiration may
studies implicate a dietary imbalance of high carbohydrate to include oral intake via dysfunctional swallowing,71 gastro-
low fat that is particularly problematic in children and adults esophageal reflux,72 a patient’s own oral secretions, and po-
with chronic respiratory failure. Adequate protein intake is nec- tentially increased upper respiratory secretions during infections.
essary to promote linear growth, lung growth, and repair of Limited recurrent aspiration may result in chronic respira-
damaged tissue. Protein needs for the preterm infant are high, tory symptoms, such as coughing, wheezing, or tachypnea (al-
initially ranging from 3.5 to 4.2 g/kg/day. At present, there are though aspiration in preterm infants can frequently be
no specific protein recommendations for infants with sBPD. “silent”);73 desaturations or hypercarbia;74 or poor weight gain.
Providing adequate amounts of protein for corrected gesta- More acute episodes of aspiration may result in pneumonia,
tional age and perhaps aiming toward the higher range may tracheitis, or bronchitis, often accompanied by an escalation
be beneficial to compensate for periods of catabolic, hyper- of respiratory support. Although aspiration in the preterm
metabolic states when protein turnover is high. Medications, infant is often a function of delayed swallowing function
such as corticosteroids, also negatively impact protein accre- maturation,71,75 other factors to consider include neurologic
tion and body composition; however, no studies are available insults or congenital or acquired airway anomalies, such as vocal
for nutritional guidance in this population. Individualized nu- cord paresis or laryngeal clefts. Evaluation and ongoing as-
tritional support with close monitoring and titration is im- sessments in the NICU by an experienced occupational or
portant to avoid over- or underfeeding in this population. speech therapist is strongly recommended for the infant with
Although high fluid intake early in the NICU course of sBPD. Diagnostic tests for dysphagia or reflux lack sensitivity
preterm infants is associated with increased risk for BPD, there and specificity for aspiration risk in the infant with sBPD,71
are no studies that directly address the role of fluid restric- thus, there remains controversy regarding surgical treat-
tion in established BPD. Fluid intake for subjects with sBPD ment. However, in the appropriate clinical scenario, place-
is usually in the range of 130-150 mL/kg/day, and it should be ment of gastrostomy tubes with or without fundoplication may
kept in mind that fluid needs decrease over the first year of be warranted.76
life. It is reasonable to use conservative fluid intake in pa- Independently, feeding tubes may need to be considered in
tients with sBPD, however, adequate delivery of nutrients and infants who orally feed safely, but do not ingest enough calo-
water to meet both nutritional and physiological needs must ries for appropriate growth.
be assured. Adequate respiratory support is important from Pulmonary exacerbations because of respiratory syncytial
a nutritional standpoint in these infants because cyanotic spells, virus (RSV) infections, reactive airways disease, and other prob-
increased work of breathing, and air hunger place these infants lems may acutely alter swallowing function77 and baseline gas-
at high risk for linear growth failure because of energy ex- trointestinal motility in the preterm infant with sBPD. Gastric
penditure and stress-induced growth suppression. distension may potentially alter respiratory mechanics, thus,
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impairing ventilation. Impaired motility may increase GERD, dosing regiments described below, but these recommenda-
and hence, the risk for aspiration. In addition, increased tachy- tions are based on anecdotal usage as there is currently no evi-
pnea can preclude oral intake in patients who orally feed. Strat- dence to guide their use in sBPD.
egies to consider during acute exacerbations include the use
of intravenous fluids or enteral rehydration solutions for gas- Large Airway Disease
trointestinal rest, time-limited placement of a nasogastric tube Some infants with sBPD have dynamic airways obstruction
for patients who typically eat/drink orally, and/or the use of because of tracheomalacia or bronchomalacia, as well as pos-
continuous tube feeding. sible fixed lesions, such as subglottic or tracheal stenosis, granu-
lomas, complete cartilage rings, and other central airway
Summary of Nutritional Management of sBPD problems.
Nutritional success in patients with BPD is complicated by many Beyond manipulation of PEEP and surgical treatment of spe-
factors including lack of prospective data in this population, cific endobronchial lesions, effective therapies are largely lacking
likely changing needs of the patient over time, growth sup- for infants with many central airway problems. Attempts to
pressive states of the patient, comorbidities, and high meta- lower the work of breathing by using less dense gases such as
bolic needs at times. However, certain goals and concepts should helium-oxygen mixtures (heliox) or treatment of severe
be employed to strive for the best outcomes. Linear growth tracheomalacia by aortopexy have produced mixed results.
should be measured accurately and followed closely using ap-
propriate standardized growth curves. Weight for length should Small Airway Disease
also be followed closely, seeking an ideal target goal of ~50%. The approach to reactive small airway disease is generally analo-
Titrations in nutrition should be considered at least weekly in gous to childhood asthma and includes systemic or inhaled
concert with a dietician familiar with this population. Strict corticosteroids (fluticasone or budesonide), bronchodilators
attention should be given to the nonpharmacologic support (mainly albuterol, levalbuterol, or ipratropium), and muco-
and comfort of the infant to minimize stress. Furthermore, ad- lytic therapies. Bronchodilators can lower airway resistance and
equate respiratory support that allows for developmental ac- improve respiratory compliance, however, whether these effects
tivities and play must be provided because this encourages a provide sustained benefit in infants with sBPD is uncertain.
“progrowth” state. The use of bronchodilators in sBPD is widely variable between
centers.33 Albuterol and levalbuterol are adrenergic agonists that
are used on various schedules to reduce bronchospasm. Clini-
Pharmacologic Therapy for sBPD cally, there can be variability in response to bronchodilators,
which may be a result of genetic variability in b2 adrenergic
Diverse respiratory system abnormalities contribute to altered receptors as seen in children with asthma. However, this vari-
lung function in different compartments: central airways, bron- ability in response has not been systematically assessed in pa-
chioles, and distal lung airspace or parenchyma. In addition, tients with sBPD. Ipratropium, an anticholinergic agent, is used
respiratory system problems regarding central respiratory by some practitioners for its putative effects in reducing
control, respiratory muscle function, chest wall compliance, bronchoconstriction and excess secretions. Inhaled anticho-
and others also contribute to BPD severity. Each infant with linergic agents may decrease gastrointestinal motility and result
sBPD may manifest a greater dysfunction in one part of the in dry/thickened secretions. Ipratropium is often used in com-
respiratory system than others, and the role of any given drug bination with albuterol for synergism. However, no trials have
therapy depends in part on the physiologic target of that therapy. been conducted to determine if combination therapy vs
However, there is a paucity of data on the effectiveness of monotherapy is more efficacious. The use of inhaled dornase
medications for treating infants who have developed sBPD. The has been suggested for patients with sBPD with thick secre-
Cochrane Neonatal Systematic Reviews Library contains over tions, although never studied in randomized controlled trials.
300 reviews with BPD prevention or treatment as the focus Acute exacerbation triggered by inflammation and infection
of ~35 of those reviews, the majority of which described studies at the lower and medium airways has been treated with cyclic
with enrollment of infants early in the postnatal course before inhaled tobramycin, but no definitive trials of its use in sBPD
the development of sBPD. Evidence supporting the use of phar- have been published. Other antibiotics, such as azithromycin,
macologic agents is limited and largely based on case reports, may also have putative anti-inflammatory benefits.
case series, and clinical experience, rather than randomized con- Systemic or inhaled steroid administration is commonly used
trolled studies. All should be considered in the broader context for treating or preventing pulmonary exacerbations in sBPD,
of respiratory support, including invasive and noninvasive ven- sometimes on a daily or every other day dosing schedule. Ste-
tilation, tracheostomy placement, and nutritional manage- roids may have a variety of beneficial effects as observed in other
ment. However, these medications have been formally assessed populations and diseases including enhanced surfactant pro-
for only short-term surrogate outcomes, and marked center- duction, decreased inflammation, decreased airway edema, de-
to-center variability in drug use exists.9 This problem also leaves creased capillary leakage, and decreased lung fibrosis. Use of
unanswered questions about the final risk-to-benefit ratio, systemic steroids is not benign as chronic use at doses typi-
which remains largely unknown for many agents. In Table V, cally used in the population with sBPD may result in de-
we have outlined the medications used in sBPD with current creased growth, hypertension, bone demineralization, and
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developmental delay. The appropriate dose, time, and type of not been confirmed in definitive trials. In fact, the routine use
steroid need to be evaluated to maximize benefits and mini- of these agents has been described as unnecessary and poten-
mize risk. Individualizing steroid administration also will require tially harmful in neonatology.81
better ability to predict the clinical course of sBPD to deter-
mine when and how to administer steroids in this population. Respiratory Muscle Stimulants
Other anti-inflammatory medications, such as the leukotriene The use of respiratory muscle stimulants, such as caffeine and
receptor antagonists montelukast or zafirlukast, have been sug- doxapram, has been suggested by a few clinicians based on theo-
gested as potentially beneficial in sBPD based on their ben- retical improvements in lung function that could potentially
efits in asthma and allergies. Montelukast may have benefit in obviate the need for prolonged assisted ventilation or trache-
its ability to provide bronchodilation and to decrease inflam- ostomy. However, there is no empirical evidence available ad-
mation, although data in sBPD are limited.78 dressing this theoretical use of respiratory muscle stimulants
in established sBPD.
Parenchymal or Distal Airspace Disease
Disease of the distal lung includes decreased alveolarization, Summary of Pharmacology in sBPD
dysmorphic vascular growth with hypertensive remodeling, There are few proven treatments for the management of sBPD.
dilated lymphatics, prominent intrapulmonary shunt vessels, Given the number of these infants and young children, the se-
and pulmonary edema. Diuretics (including furosemide, spi- verity of their respiratory condition, and their guarded long-
ronolactone, and chlorothiazide) either alone or in combina- term pulmonary function outlook, phase 2 and eventually phase
tion, are commonly used on the theory that they are combating 3 clinical trials are warranted and desperately needed. Given
the propensity of infants with BPD to develop pulmonary the new combination therapies used for adults with chronic
edema. Although short-term results of use of these medica- obstructive pulmonary disease, we suggest that trials of the most
tions have been favorable for improving lung compliance, no promising of these therapies be undertaken in combination
clinically significant outcomes (such as changes in mortality, with current therapies beginning at 36-40 weeks for infants
duration of mechanical ventilation, oxygen dependence, length with sBPD. The clinically relevant primary outcomes for these
of hospital stay, etc) have been reported, and the use of di- investigations are to reduce hospital days and reduce severity
uretics in sBPD is highly variable between centers.34 Diuret- of pulmonary dysfunction, perhaps including reduced need
ics can have adverse effects, including hypercalciuria, for tracheotomy.
nephrocalcinosis, metabolic alkalosis, and striking decreases
in serum potassium, phosphate, and other electrolytes. Nebu-
lized furosemide has been shown to provide short-term im- Transitional and Postdischarge Care of
provement in lung mechanics without systemic diuretic effects, Infants with sBPD
but it has never been studied as a long-term therapy.79
The primary criteria, steps, and goals for discharge should be
Systemic Hypertension met so that the infant/child with sBPD can live and thrive at
Systemic hypertension can also occur in infants with sBPD, home in a safe environment while minimizing recurrent hos-
which may be related to corticosteroid therapy, marked neu- pitalizations. Improving the outcomes of infants with sBPD
rohormonal stimulation, renal disease, or other factors.80 involves well-coordinated, interdisciplinary teams that include
Echocardiograms can reveal left ventricular hypertrophy or links between inpatient and ambulatory care (Table VI). Infants
asymmetric septal hypertrophy. Hypertension is treated em- with sBPD have longer lengths of initial hospitalizations and
pirically with antihypertensive medications and usually re- are at increased risk for re hospitalizations because of respi-
sponds to therapy over time. ratory illnesses after discharge.82 Furthermore, BPD is associ-
ated with impaired postnatal lung growth,83 and in the absence
Antireflux Medications of adequate recovery particularly during the first 2 years of life,
Gastric propulsive agents and gastric acid secreting blockers these children are at increased risk for chronic obstructive pul-
are often used to reduce the risk of aspiration, but this use has monary disease in later life. Comorbidities can further

Table VI. Composition of interdisciplinary teams for the management of sBPD


Disciplines Inpatient (NICU/PICU) Outpatient
Team leader/coordinator Neonatologist, pulmonologist, critical care physician, hospitalist, Primary care physician
or nurse practitioner
Respiratory Neonatologist or pulmonologist, and respiratory therapists Neonatologist or pulmonologist
Cardiac Cardiologist Cardiologist
Airway Otolaryngologist Otolaryngologist
Gastrointestinal Gastroenterologist and/or nutritionist Gastroenterologist and/or nutritionist
Development Neonatologist and therapists (also child life) Neonatologist or developmental pediatrician, and therapists
Nursing Nurses Home nurses
Social Social worker/ and/or chaplain Social worker

PICU, pediatric intensive care unit.

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contribute to disease severity,84-88 and failure to recognize or ciency in all aspects of care. The home caregiver must be able
adequately treat comorbidities can contribute to worse out- to recognize signs of respiratory distress and illness in their
comes. Management of infants with sBPD in the home envi- child and to address emergency health issues in the home en-
ronment requires a healthcare provider who is accessible to the vironment, such as emergency tracheostomy changes, need for
family, can coordinate patient care among the various inhalational medications, and/or equipment failure.98 Poor ad-
subspecialists, and can recognize rapid changes in the health herence to respiratory medications was associated with an in-
of the infant. Critical to outpatient care is a subspecialist with creased risk of emergency department visits and rescue inhaled
respiratory expertise who may be either a neonatologist or beta-agonist use and increased activity limitations in infants
pulmonologist with expertise in the older child with BPD and with sBPD.99 The same study reported that medication non-
comfortable with respiratory medication management, and adherence was associated with caregiver concerns regarding
oxygen and ventilator weaning and titration. This provider medication efficacy and side effects rather than sociodemo-
should be available for telephone consultation for families and graphic or clinical factors, therefore, the risks and benefits of
other medical professionals for questions regarding respira- each therapy should be explained to the caregiver. Overall, it
tory management at all times. Subspecialty providers should is highly advisable to have at least 2 caregivers trained for the
be also comfortable counseling families on what to expect and appropriate cares, especially for an infant or child with a
how to avoid exposures that may worsen outcomes such as tracheostomy.98
daycare or secondhand smoke.89-92 Outpatient clinic capacity In addition to family caregivers, some infants may require
should be sufficient to handle regular clinic visits with visit fre- home nursing care as well. Determination of home nursing
quency dependent on the child’s needs, which could range from hours or visits should be finalized and discussed with the care-
weekly to every 3 months especially during the first 2 years of giver and payers prior to discharge. Continuous monitoring
life, a period of rapid postnatal lung growth and during which by trained caregivers 24 hours per day, 7 days per week is
children with BPD are more likely to be hospitalized for re- required, including substantial home nursing presence.98 Lastly,
spiratory illnesses. anticipatory support from social work should also address po-
tential insurance concerns that may arise from medical costs
Discharge Preparation in the outpatient setting, travel, and time commitments re-
The risk of death after discharge from the NICU is likely highest quired to attend outpatient visits, as well as discussions of
in patients with more severe respiratory disease, patients with the adjustment process for caring for a chronically ill child at
tracheostomies, and patients with a history of pulmonary hy- home, including issues of social isolation and management
pertension. Preterm infants are at higher risk for death at home of communication issues with multiple health care
compared with full term infants, and infants with BPD may professionals.100
have abnormal responses to hypoxia, placing them at higher
risk for adverse events at home.93 For preterm infants with PH, Discharge of the Tracheostomy/Ventilator-
mortality has been reported to be as high as 12%-38%.24 In Dependent Infant with sBPD
infants and children with sBPD, the risk of death in associa- The child with chronic respiratory failure who is dependent
tion with home mechanical ventilation has reported to be as on a tracheostomy and ventilator can create specific chal-
high as 19%.94 In addition to mortality, infants with BPD are lenges for a successful transition to home. Infants and young
subject to significant morbidities. Various studies have re- children with tracheostomies with or without home ventila-
ported that between 49% and 58% of infants required read- tion are at increased risk for mortality because of their un-
mission within the first two years of life.95-97 derlying lung disease and the potential for unobserved plugging
Adequate caregiver training is essential to address outpa- of their tracheostomy tube or disconnection from the venti-
tient needs of a child with sBPD and is perhaps the most im- lator leading to cardiopulmonary arrest. In a retrospective study,
portant part of a safe discharge to home, as some of the Edwards et al101 reported 47 deaths (21% mortality rate) among
morbidity and mortality following discharge may be prevent- 228 children on home ventilation with 49% of deaths being
able. Before discharge, the team should establish a BPD action unexpected, including 19% of deaths being related to trache-
plan (Table VII). Caregivers need to demonstrate profi- ostomy complications. Although there are no guidelines or con-
sensus statements regarding the outpatient management of
sBPD at the current time, the 2008 the American Academy of
Table VII. sBPD action plan Pediatrics Committee on Fetus and Newborn updated a 1998
When to give PRN meds policy statement discussing the hospital discharge of the high-
When to suction or change the tracheostomy tube risk neonate, much of which is applicable to infants with
When to seek telephone consultation
When to go to the emergency department sBPD.102 Approaches to the home care of ventilated infants was
When to call 911 recently addressed by a consensus group of the American Tho-
Summary of previous and active medical issues racic Society.98
List of healthcare providers
List of medications including dosing and frequency In keeping with the imperative to train family members as
Current oxygen/ventilator settings caregivers, a comprehensive checklist that addresses specific
Summary of helpful information for caregivers and healthcare providers not issues that may arise with tracheostomy and continue after dis-
familiar with the child
charge should be created and completed to address the
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personal needs of each child and caregiver prior to dis- therapy. When growth is poor, the use of nocturnal oxygen may
charge. Lastly, a recent study has shown that a well-organized need to be extended. In summary, for many infants with sBPD,
interdisciplinary team that includes inpatient and outpatient safe outpatient use of supplemental oxygen can allow infants
components can reduce duration of hospitalization and enhance to continue to progress in the home environment rather than
long-term survival.103 in the NICU. Further research is needed to determine optimal
weaning strategies.
Strategies for Home Ventilation
For infants who are ventilator dependent with type 2 sBPD, Monitoring Lung Function
home monitoring with both a pulse oximeter and a cardio- Infant pulmonary function testing (PFTs) can be useful in as-
respiratory monitor should be considered.98 The ability to sessing severity of lung dysfunction and response to treat-
monitor saturations is essential for adjusting ventilator and ment. Limitations to infant PFTs include use of sedation and
oxygen support in the outpatient setting, but continuous oxygen lack of availability at many tertiary care centers. All children
saturation monitoring is often not able to be maintained sec- with sBPD should undergo regular PFTs when they are able
ondary to limitations on provision of pulse oximeter probes to follow directions because abnormalities in pulmonary func-
and by skin breakdown or burns when using nondisposable tion are often missed or underestimated in children with BPD.
probes. However, use of a pulse oximeter is indicated when Small airway dysfunction manifested by hyperinflation and re-
infants are not directly observed. Subspecialty providers should active and fixed small airway obstruction has been reported
be comfortable with weaning children from chronic ventila- in school age children with a history of BPD. 107 Oxygen
tion. Guidelines for weaning from chronic ventilation are un- desaturation with exercise or with lower respiratory tract ill-
certain, but recent recommendations from the American nesses can frequently occur in children with sBPD.108
Thoracic Society suggest that children requiring chronic
ventilation should have a comprehensive medical home
Management of Respiratory Viruses and Lower
comanaged by a generalist and a respiratory subspecialist.98
Respiratory Illnesses
Polysomnography is more sensitive than clinic-based assess-
Respiratory infections can be life-threatening in children with
ments for weaning support and may be useful in determin-
sBPD and are more likely to result in hospitalization, includ-
ing levels or types of respiratory support and determining
ing a high rate of pediatric intensive care unit admissions. In
optimal timing for weaning off of home ventilation.104 When
a cohort from the United Kingdom, 73% of infants with BPD
polysomnography is not available, alternative approaches, such
required at least 1 readmission in the first 2 years of life and
as pulse oximetry and end tidal CO2 monitoring, should be
27% had 3 or more hospitalizations.109 Historically, most ad-
considered. In some cases, inpatient observation may be re-
missions in children with BPD have been due to lower respi-
quired for ventilator weaning, escalation of support, or capping
ratory tract infections (LRTIs) secondary to RSV, but human
of tracheostomies for safety purposes.
metapneumovirus and rhinovirus LRTIs are common.110-112
The use of palivizumab, a monoclonal antibody against the
Strategies for Home Oxygen Therapy F glycoprotein in RSV, has reduced the morbidity and mor-
Children with sBPD on oxygen should be monitored closely tality associated with RSV infection.111,112 Because respiratory
in the outpatient setting, and although the use of home pulse infections can be more severe in children with BPD, these
oximeters for children on oxygen is often necessary, it can cause children require closer monitoring with the onset of viral symp-
many false alarms and stress caregivers. When weaning off toms. Infants who have recently weaned off supplemental
supplemental oxygen, the basic tenet is that pulse oximetry oxygen are more likely to become hypoxic with viral
should be used and oxygen saturations should be main- exposures.113 Although management is focused on support-
tained at or above 92%, particularly if pulmonary hyperten- ive care and monitoring to ensure that the child remains well
sion is present.37 In the home setting, only 100% oxygen can saturated and well hydrated, a trial of inhaled bronchodilators
be delivered via nasal cannula, and, therefore, flow rate is ti- or inhaled steroids may be helpful.
trated during weaning in the outpatient setting. Few studies Although bronchiolitis usually is a self-limited illness, infants
have been performed to determine the appropriate flow rate with BPD who require hospitalization for bronchiolitis are at
from which oxygen can be safely discontinued. In a small pro- increased risk for wheezing with subsequent viral exposures.
spective study, Simoes et al105 demonstrated that infants on Thus, the use of preventative measures is critical in this high-
20 mL/kg or less of oxygen were more successful at weaning risk population. Vigilance in receiving all doses of palivizumab
to room air. A recent study of 20 pediatric pulmonary pro- during the typical 6-month window of RSV infection reduces
grams in the US found little consensus regarding weaning strat- the risk of severe RSV disease, but efforts should be made to
egies from supplemental oxygen, but most used prolonged limit the impact of other viral pathogens. The use of hand
home assessments of oxygenation by nocturnal pulse hygiene is important, especially with siblings who enter the
oximetry.106 It is important to note that in addition to oxygen home from school or preschool exposures. The increased se-
saturation, achieving adequate somatic growth and preven- verity of LRTIs in infants with sBPD may also contribute to
tion or resolution of the signs of PH are important out- the increased prevalence of cough and wheezing that persists
comes to consider prior to discontinuing supplemental oxygen beyond the acute infection.
Interdisciplinary Care of Children with Severe Bronchopulmonary Dysplasia 13

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Neurodevelopmental Outcomes 6. EXPRESS Group. Incidence of and risk factors for neonatal morbidity
Children with sBPD should be evaluated by experts in child after active perinatal care: extremely preterm infants study in Sweden
(EXPRESS). Acta Paediatr 2010;99:978-92.
development and be enrolled in an early infant intervention 7. Farstad T, Bratlid D, Medbo S, Markestad T, Norwegian Extreme Pre-
program that can provide home therapy visits (when pos- maturity Study Group. Bronchopulmonary dysplasia - prevalence, se-
sible) to address developmental issues common in preterm chil- verity and predictive factors in a national cohort of extremely premature
dren. Nonoxygen-dependent children with BPD have been infants. Acta Paediatr 2011;100:53-8.
reported to catch up developmentally at 2 years of age, whereas 8. Padula MA, Grover TR, Brozanski B, Zaniletti I, Nelin LD, Asselin JM,
et al. Therapeutic interventions and short-term outcomes for infants with
those initially discharged home on oxygen have been re- severe bronchopulmonary dysplasia born at <32 weeks’ gestation. J
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more likely to have quadriparesis compared with infants who prevalence, clinical characteristics, and treatment variation for infants
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7.
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assurance and education on appropriate developmental mile- dependent children at home: a call to action. Home Healthc Nurse
stone attainment, specific to the child’s chronologic age and 2012;30:103-11, quiz 12-3.
degree of prematurity. 11. Laughon MM, Langer JC, Bose CL, Smith PB, Ambalavanan N, Kennedy
KA, et al. Prediction of bronchopulmonary dysplasia by postnatal age
in extremely premature infants. Am J Respir Crit Care Med
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Despite major improvement in the care and outcomes of ex- et al. Outcomes of extremely low birth weight infants with broncho-
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develop especially severe chronic lung disease that includes those
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who require prolonged ventilator support (or type 2 sBPD). Balasubramaniam V, et al. Moderate postnatal hyperoxia accelerates lung
More basic and translational research is needed to better un- growth and attenuates pulmonary hypertension in infant rats after ex-
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as epidemiologic and outcomes research to elucidate risk factors
Familial and genetic susceptibility to major neonatal morbidities in
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infants (Table II). Finally, organized approaches for clinical in- 15. Lavoie PM, Pham C, Jang KL. Heritability of bronchopulmonary dys-
terventions and trials that involve multiple centers are neces- plasia, defined according to the consensus statement of the national in-
sary due to the relatively small numbers of sBPD at each site. stitutes of health. Pediatrics 2008;122:479-85.
16. Rezvani M, Wilde J, Vitt P, Milaparambil B, Grychtol R, Krueger M, et al.
Such approaches may help provide better information to
Association of a FGFR-4 gene polymorphism with bronchopulmonary
develop new care guidelines to enhance the long-term out- dysplasia and neonatal respiratory distress. Dis Markers 2013;35:633-
comes of infants with sBPD. ■ 40.
17. Koroglu OA, Onay H, Cakmak B, Bilgin B, Yalaz M, Tunc S, et al. As-
Submitted for publication Jul 27, 2016; last revision received Sep 20, 2016; sociation of vitamin D receptor gene polymorphisms and bronchopul-
accepted Oct 26, 2016 monary dysplasia. Pediatr Res 2014;76:171-6.
Reprint requests: Steven H. Abman, MD, University of Colorado School of
18. Sorensen GL, Dahl M, Tan Q, Bendixen C, Holmskov U, Husby S.
Medicine and Children’s Hospital Colorado, Mail Stop B395, 13123 East 16th Surfactant protein-D-encoding gene variant polymorphisms are linked
Ave, Aurora, CO 80045. E-mail: Steven.abman@ucdenver.edu to respiratory outcome in premature infants. J Pediatr 2014;165:683-
9.
19. Wang X, Li W, Liu W. GSTM1 and GSTT1 gene polymorphisms as major
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2016 MEDICAL PROGRESS

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palivizumab level is associated with decreased severity of respiratory syn- 2002;86:40-3.
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Interdisciplinary Care of Children with Severe Bronchopulmonary Dysplasia 17

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THE JOURNAL OF PEDIATRICS • www.jpeds.com Volume ■■

Jason Z. Stoller, MD, Kathryn Maschhoff, MD; Kristen J.


Appendix McKenna, MD; Nicolas Bamat, MD; Vanderbilt University,
Nashville, TN: Steven Steele, BA; Brown University, Provi-
Additional members of the BPD Collaborative include:
dence, RI: Shukla Khushbu, MD; Baylor University, Houston,
Children’s Mercy, Kansas City, KC: Charisse Lachica, MD,
TX: Sushma Nuthakki, MD; Nationwide Childrens Hospital,
Winston Manimtim, MD, Michael F. Nyp DO MBA, Tamorah
Columbus, OH: Carl H. Backes, MD; Sudarshan Jadcherla, MD;
Lewis, MD, PhD; Children’s Hospital Colorado, Aurora, CO:
Chandar Ramanathan, MD; Kris Reber, MD; Margaret Holston,
Jody Thrasher, RN, Alicia Grenolds, PNP; Childrens Hospital
RN, BSN; Nick Foor; Daniel Malleske, MD; Joe DiMaggio Chil-
of Philadelphia, Philadelphia, PA: Howard Panitch, MD; Erik
dren’s Hospital, Hollywood, FL: Bruce Schulman, MD.
A. Jensen, MD; David A. Munson, MD; William W. Fox, MD;

17.e1 Abman et al

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