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r 2011 American Chemical Society 6205 dx.doi.org/10.1021/ie101767x | Ind. Eng. Chem. Res. 2011, 50, 6205–6212
Industrial & Engineering Chemistry Research ARTICLE
Figure 1. Flowsheet of fuel ethanol production from rice hulls using either LHW or DA pretreatment. 1. Crusher, 2. First stage hydrolysis, 3. Filter for
separation of nonhydrolyzed fiber, 4. Second stage hydrolysis, 5. Filter for lignin separation, 6. Evaporator for sugars concentration, 7. Cooler, 8.
Detoxification reactor, 9. Neutralization reactor, 10. Filter for gypsum separation, 11. Fermenter, 12. Concentration column, 13. Rectification column,
14. Molecular sieves for ethanol dehydration, 15. Product tank.
milling, the raw material is subjected to acid hydrolysis (at 170 °C 3. KINETIC MODELS
for 10 min) or liquid hot water pretreatment (at 220 °C for
10 min) which allows the hemicellulose conversion into pentoses 3.1. Dilute Acid and Liquid Hot Water Pretreatments.
(mainly xylose). Furfural and HMF were considered as the only Dilute acid pretreatment was based on acid-catalyzed breakdown
byproducts of this operation, since the fermentability of hydro- of hemicellulose chains to form shorter oligomers and further
lizates is inversely related to the concentration of these broken down to monomeric sugars; in this work it was assumed
compounds.40,41 that only xylose was produced from the hemicellulose break-
After pretreatment, the solid fraction (cellulose and lignin) is down. A well-established first-order kinetic model of hemicellu-
separated from the hydrolizate and sent to the second hydrolysis, lose hydrolysis, including one type of hemicellulose fractions was
where cellulose conversion is accomplished at 200 °C for 3 included. In this work only the fast hydrolyzing fraction was
min.42,43 Liquid fractions from both hydrolyses are sent to the considered for describing hemicellulose breakdown.
sugars concentration and detoxification stages. The aim of the The reaction of hemicellulose hydrolysis was assumed to
concentration and detoxification is conditioning the substrate for follow a first-order dependence on reactant concentration with
fermentation. Influence of inclusion or exclusion of sugars an Arrhenius temperature association for the first-order rate
concentration (unit 6 in Figure 1) on ethanol yield and energy constants (ki), following eq 1. Decomposition rate of xylose to
consumption was analyzed. In detoxification stage, the liquid furfural was also considered by using first-order reaction kinetics.
fraction is treated with calcium hydroxide at 60 °C for 30 min in ki ¼ AeE=RT ð1Þ
order to reduce the concentration of furfural and HMF, which are
inhibitory compounds for further fermentation. The stream out where A is the pre-exponential factor and E is the activation
of the detoxification is later neutralized with sulfuric acid. energy. The exponential factor, A, can be calculated taking into
The main stage of the whole process of ethanol production is account the acid-independent pre-exponential factor, A0, and the
the fermentation. At this point, the sugars stream coming from acid concentration, Ca, according to eq 2.
the previous stages is converted into ethanol by a recombinant
A ¼ A0 3 Cna ð2Þ
bacteria Zymomonas mobiliz ZM4 (pZB5) at 33 °C for 30 h.
Produced ethanol is separated from the broth by continuous The corresponding kinetic parameters for conversion of fast
distillation and further rectification. Finally, molecular sieves fraction to xylose, and xylose to furfural have been obtained from
columns are used for ethanol dehydration. Esteghlalian et al.44 (see Supporting Information). In the case of
6206 dx.doi.org/10.1021/ie101767x |Ind. Eng. Chem. Res. 2011, 50, 6205–6212
Industrial & Engineering Chemistry Research ARTICLE
Table 1. Main Process Data for Simulation of Fuel Ethanol Production from Rice Hulls
feature value
dilute acid pretreatment the acid concentration was considered from Saeman,45 using data reported for Douglas fir as a useful
to be constant, at 0.909 mg acid/g reaction mixture. For liquid approximation, and employing eqs 1 and 2.
hot water kinetic parameters were calculated considering a very 3.2. Detoxification. Detoxification by overliming was simu-
low acid concentration (dilution based on DA case was increased lated using the kinetic model exposed by Purwadi et al.41 This
100 times until 0.00909 mg acid/g reaction mixture). In this model is based on the following set of reactions and equations:
technology the occurring reactions are considered autocatalytic,
k1
therefore it was assumed that some acids (at very low con- ZþA r f fZAg
centration) are released from the raw material at temperatures k2
over 200 °C for catalyzing the hemicelluloses hydrolysis.
In the case of the cellulose hydrolysis during both pretreatment k3
fZAg sf P þ Z
and second-stage hydrolysis, the reaction scheme proposed by
Saeman was adopted.45 Products of cellulose hydrolysis are mainly
monomeric glucose, and HMF as glucose degradation coproduct. d½A
¼ k1 ½Að½Z0 ½ZAÞ þ k2 ½ZA ð3Þ
Kinetic parameters used (see Supporting Information) were taken dt
6207 dx.doi.org/10.1021/ie101767x |Ind. Eng. Chem. Res. 2011, 50, 6205–6212
Industrial & Engineering Chemistry Research ARTICLE
Table 2. Total Flow Rates and Compositions of Some Streams of Base Cases for Ethanol Production from Rice Hulls
raw
compound material dilute acid pretreatment liquid hot water pretreatment
water 10.20 95.18 92.47 87.93 93.11 0.40 95.79 91.50 87.92 92.94 0.40
cellulose 29.01 - - - - - - - - - -
hemicellulose 26.94 - - - - - - - - - -
lignin 15.00 - - - - - - - - - -
glucose - 1.12 5.56 5.08 - - 0.03 6.33 4.63 - -
xylose - 3.40 0.06 5.95 - - 4.05 0.07 6.06 - -
protein - - - - - - - - - - -
ash 16.61 - - - - - - - - - -
extractives 2.25 0.18 - 0.18 0.18 - 0.13 - 0.10 - -
furfural - 0.01 - - - - Traces - - 0.10 -
HMF - - 1.43 0.80 0.81 - - 1.63 1.18 1.19 -
ethanol - - - - 5.57 99.60 - - - 5.40 99.60
sulfuric acid - 0.11 0.48 0.02 0.02 - - 0.47 0.07 0.07 -
calcium hydroxide - - - 0.04 0.04 - - - 0.04 0.04 -
Z. mobilis 0.27 0.27
total flow (kg/h) 10 000.00 82 287.65 28 967.74 51 327.46 50 868.20 2739.84 75 093.72 36 663.31 50 528.91 50 188.91 2673.51
equations and uses the inside-out calculation algorithm (which Table 3. Energy Consumption of Ethanol Production Pro-
consists of the iterative simultaneous solution of two loops, using the cess from Rice Hulls
partial results from the inner loop in the solution of the outer).
Energy consumption estimation was based on the thermal energy pretreatment net energy consumption (MJ/L)
required by the heat exchangers, reboilers, and related units. DA and
LHW were simulated using batch reactors with kinetic expressions. without energy cogeneration with energy cogeneration
The second hydrolysis was simulated using a batch reactor with a
DASC 86.75 58.65
kinetic expressions for cellulose hydrolysis. Detoxification and
DAb 46.29 15.72
sugars fermentation were simulated including user subroutines by
an excelmatlab interface for solving the mathematical model LHWSCc 96.75 67.95
(these units and models are not included in the Aspen Plus). LHWd 62.24 28.16
a
A circulating fluidized bed combustor/turbogenerator Dilute acid pretreatment with sugar concentration. b Dilute acid
(CFBC/TG) system was analyzed as the cogeneration technol- pretreatment without sugar concentration. c Liquid hot water pretreat-
ogy. This system was contemplated in the model process ment with sugar concentration. d Liquid hot water pretreatment without
sugar concentration.
designed by the National Renewable Energy Laboratory
(NREL) for cogeneration using the lignin released during the
conversion of lignocellulosic biomass into ethanol.33 was attributed to the additional use of pentoses for ethanol
The economic analysis was performed by the Aspen Icarus production by the recombinant bacteria. Plant capacity for
Process Evaluator (Aspen Technology, Inc., USA) package. This ethanol production from rice hulls, considering the calculation
analysis was estimated in US dollars for a 10-year period at an base of 240 tons of rice hulls per day, was around 80 000 L per day
annual interest rate of 16.02% (typical for the Colombian when sugar concentration was included, and 70 000 L/day with
economy), considering the straight line depreciation method no concentration.
and a 33% income tax. Prices and economic data used in this Higher furfural concentration (0.0044 g/L) was obtained
analysis correspond to Colombian conditions and were calcu- when DA was used as pretreatment, due to the added acid. As
lated at an exchange rate of 1950 Colombian pesos per US dollar. mentioned by some authors21,35 few inhibitors were obtained
Rice hulls price of US$5/t was estimated considering only the from the LHW pretreatment. Sugars concentration helped
transport cost involved in this type of material. Lime and sulfuric furfural and HMF reduction, because some of these compounds
acid cost were US$0.08/kg and US$0.09/kg, respectively. Op- are volatilized during this operation. When sugars concentration
erator and supervisor labor costs were US$2.14/h and US$4.29/ was not included a higher furfural concentration was obtained
h, respectively. Electricity, potable water, and low steam pressure (0.0161 g/L) for DA. The furfural concentration was low but in
costs were US$0.038/kWh, US$1.25/m3, and US$8.18/t, re- the range of the experimental values (00.7 g/L) reported by
spectively. The above-mentioned software estimates the capital Laser et al.21 for SCB pretreated with LHW at 200, 210, and
costs of process units as well as the operating costs, among other 220 °C for 2, 5, and 10 min. Additionally, detoxification extent of
valuable data, using the design information provided by Aspen furfural for the evaluated cases was around 98%.
Plus and data introduced by the user for specific conditions, for An important parameter involved in ethanol production from
example project location. lignocellulosics is the energy consumption; this always has been
one of the main drawbacks of this type of process. Table 3 shows
6. RESULTS AND DISCUSSION the net energy consumption of the evaluated cases with and
without energy cogeneration. As was expected the highest energy
6.1. Ethanol Production. Main results of streams composi- consumptions were obtained when sugars concentration
tion obtained from simulations are shown in Table 2. Both (glucose and xylose rich hydrolyzates) was included (see Figure 1
pretreatments achieved complete hemicellulose conversion, unit 6) and when no cogeneration was considered, due to the
however, with DA a significant cellulose conversion (31.20%) energy cost of evaporating water from sugars-rich hydrolyzates.
was accomplished in the pretreatment. DA showed higher sugars Energy consumption contribution by stages is shown in Figure 2.
yield (40.61%) than LHW (30.87%) due to catalytic effect on For both evaluated pretreatment technologies it was found that
cellulose hydrolysis of the added acid. The presence of acid in the pretreatment and sugars concentration required most of the total
reaction media had a higher effect of cellulose hydrolysis than a energy of ethanol productions. Separation was relevant, in terms
higher temperature, however acid presence led to glucose and of energy, only when sugars concentration was not considered.
xylose dehydration into HMF and furfural, respectively. When pretreatment technologies where compared, LHW ex-
Base cases considered the concentration of sugars from both hibited higher energy consumption than DA. Influence of sugars
hydrolyzates (see Figure 1 unit 6). As should be expected from concentration in downstream energy consumption can be ob-
the fermentation kinetics, sugars concentration influenced the served in Figure 2; when sugars concentration was included
ethanol yield. When total sugars where concentrated up to 112 g/ energy consumption of fermentation and separation stages
L ethanol yield was 347.25 and 338.85 L/t for DA and LHW, decreased 68% and 54% for DA and LHW, respectively. Only
respectively. On the other hand, when the concentration unit was the DA pretreatment with energy cogeneration and with no sugar
not included (total sugar concentration equal to 37 g/L) lower concentration had an energy consumption lower than the energy
ethanol yields were obtained, 319.26 and 286.33 L/t, for DA and value of ethanol (21.20 MJ/L).49 The lignin used in the boiler for
LHW, respectively. The influence of sugars concentration was energy cogeneration, with an average energy value of 29.54 MJ/
higher in LHW pretreatment achieving an increase of 15% in kg,39 allowed production of 11.3 kW of electricity per each liter
ethanol yield. Obtained yields from simulations were higher than of produced ethanol, moreover heat produced from the system
that reported (236 L/t) for ethanol from sugar cane bagasse via replaced 32% and 30% of the total energy required for the DA
dilute acid hydrolysis and fermentation of hexoses.48 Higher yield and LHW pretreatments with sugars concentration, respectively.
6209 dx.doi.org/10.1021/ie101767x |Ind. Eng. Chem. Res. 2011, 50, 6205–6212
Industrial & Engineering Chemistry Research ARTICLE
Figure 2. Energy requirements per stage in fuel ethanol production from rice hulls. DASC: Dilute acid pretreatment with sugar concentration. DA:
Dilute acid pretreatment without sugar concentration. LHWSC: Liquid hot water pretreatment with sugar concentration. LHW: Liquid hot water
pretreatment without sugar concentration.
US$/L share of total cost (%) US$/L share of total cost (%) US$/L share of total cost (%) US$/L share of total cost (%)
e
raw materials 0.0382 8.65 0.0416 12.72 0.0398 9.12 0.0490 14.07
utilitiesf 0.2548 57.67 0.0823 25.17 0.2482 56.85 0.0795 22.82
labor 0.0049 1.12 0.0047 1.44 0.0051 1.16 0.0052 1.50
maintenance 0.0196 4.44 0.0385 11.79 0.0192 4.40 0.0414 11.87
operating charges 0.0012 0.28 0.0012 0.36 0.0013 0.29 0.0013 0.38
indirect plant expenses 0.0123 2.78 0.0216 6.61 0.0121 2.78 0.0233 6.69
general and administrative costs 0.0265 5.99 0.0152 4.65 0.0261 5.97 0.0160 4.59
capital depreciationg 0.0843 19.07 0.1218 37.26 0.0849 19.44 0.1328 38.09
total 0.4418 100 0.3269 100 0.4367 100 0.3486 100
a
Dilute acid pretreatment with sugars concentration. b Dilute acid pretreatment without sugars concentration. c Liquid hot water pretreatment with
sugars concentration. d Liquid hot water pretreatment without sugars concentration. e Price of rice hull US$0.005/kg. f Price of low pressure steam US
$8.18/t. g Calculated using the straight line method. It does not include energy cogeneration system.
Replaced energy was higher in the cases with no sugars con- than 56% of the total production cost. High utilities cost is a
centration (66% and 55% for DA and LHW, respectively) consequence of the high energy consumption of the pretreatment
6.2. Economic Evaluations. Ethanol production cost using and sugars concentration steps (see Figure 2). When sugars
rice hulls for both pretreatment technologies (base cases) is concentration was not included capital depreciation was the most
shown in Table 4. The highest production cost was obtained for contributing item. With sugars concentration small units down-
DA with sugars concentration. Costs are higher than that stream were required because of the lower stream flows, this fact was
reported by Luo et al.50 (US$0.20/L) using sugar cane bagasse corroborated with the capital depreciation of studied cases. In the
for ethanol production and energy cogeneration from wastes, as case of DA pretreatment including sugar concentration, the capital
these authors considered the energy cogeneration as an essential depreciation was 0.08 US$/L (see Table 4), while in the contrary
part for the process economy. case it was 0.12 US$/L; the same occurred with LHW. For a more
High ethanol production cost in the cases where sugars were detailed description of the capital cost for each process stage for the
concentrated is due to the high utilities cost that represents more evaluated cases please see Supporting Information.
6210 dx.doi.org/10.1021/ie101767x |Ind. Eng. Chem. Res. 2011, 50, 6205–6212
Industrial & Engineering Chemistry Research ARTICLE
Table 5. Fuel Ethanol Production Cost from Rice Hulls Including Energy Cogeneration and Electricity Sales
pretreatment technology dilute acid US$/L liquid hot water US$/L dilute acid US$/L liquid hot water US$/L
As was suggested by Luo et al.50 and Cardona et al.51 energy production obtaining good results comparable with that obtained
cogeneration is required for energy supply of this type of process. experimentally at bench and pilot scales. However, user custom
In this sense, energy cogeneration is necessary for obtaining a models and subroutines should be added for a correct and near-
lower production cost. When cogeneration and electricity sales reality simulation of the nonavailable operation units.
were included, the reduction in production cost was more
relevant in those cases with higher energy consumption. Highest
reduction cost (57%) was obtained for DA. However, when ’ ASSOCIATED CONTENT
cogeneration was included the new process units (mainly boiler
and turbogenerators) required for the system increased the bS Supporting Information. Supplemental tables and other
capital depreciation cost in 59% and 41% for dilute acid with data. This information is available free of charge via the Internet
and without sugars concentration, respectively. In the case of at http://pubs.acs.org/.
liquid hot water the increase was 58% and 37% with and without
sugars concentration, respectively. ’ AUTHOR INFORMATION
Including energy cogeneration into the analysis allowed deter- Corresponding Author
mining the better conditions for ethanol production. Sugar con- *Tel.: þ 57 6 8879300, ext. 50417. Fax: þ 57 6 8879300, ext.
centration was not a feasible operation reflecting a high production 50452. E-mail: ccardonaal@unal.edu.co.
cost, but including energy cogeneration the panorama changed and
the lower ethanol productions cost were obtained for that process
including sugars concentration (see Table 5).
’ ACKNOWLEDGMENT
7. CONCLUSIONS We thank the Universidad Nacional de Colombia Sede
Energy requirement for pretreatment is a strong criterion in Manizales for financial support
the evaluation of ethanol production process from lignocellulosic
biomass because it represents the main portion of energy
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