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Sustainable Chemistry and Pharmacy 10 (2018) 79–83

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Sustainable Chemistry and Pharmacy


journal homepage: www.elsevier.com/locate/scp

Introducing new reactions and technologies in industrial synthesis: T


Challenges, hurdles and opportunities for start-up initiatives for sustainable
chemistry
Irene Erdelmeier
INNOVERDA, 38 Rue Dunois, 75013 Paris, France

ABSTRACT

Following up on the UNEP/UNIDO/ISC3-workshop in Berlin in September 2017, the context of the French start-up initiative INNOVERDA is presented, and its
anticipated contribution to mainstreaming the practice of green and sustainable chemistry highlighted. INNOVERDA is dedicated to implement electrochemical flow
methods for sustainable production processes in the chemical and pharmaceutical industry. Challenges and hurdles encountered during the first phase of this start-up
as also experiences from a previous one, TETRAHEDRON, are summarized, and potential solutions proposed.

1. Introduction: The ideas behind the start-up playing the high price of adding several steps, (Xu and Yadan, 1995;
Trampota) we searched an appropriate purification technology. The
The recent creation of INNOVERDA, a French start-up dedicated to solution was the implementation of a desalination-purification method
implement green and sustainable chemistry solutions in industry, was based on electrochemical principles, called electrodialysis.
inspired by key experiences and insights which we gained with our first The simplicity and efficacy of this method is striking, contrasting
start-up in the chemical sector, TETRAHEDRON (www.tetrahedron.fr), with the fact that it is only rarely used in organic synthesis in the la-
created in 2003 together with J. C. Yadan and M. Moutet. TETRAHE- boratory, and even less in industrial productions.
DRON set up to develop safe and natural or nature-derived novel an- This observation led us to take a broader look in the current use of
tioxidants for nutrition, cosmetics and pharmaceutical applications. In electrochemical methods such as electrodialysis (ED) and electro-
several years of research and development, we succeeded to bring synthesis in chemical research, development and production. Quite
Ergothioneine, a fascinating amino acid, (Cheah and Halliwell, 2012) surprisingly, the results showed that there seems to be a huge unused
from the lab to the market.1 (Fig. 1). potential for such a potentially sustainable production technology,
Essential steps on the long way to the market were (i) the devel- particularly in organic synthesis. This is perhaps simply due to the
opment of an industrial production process, for which we invented a historical separation in the chemistry curriculum assigning electro-
new green and biomimetic synthesis in water (Erdelmeier et al., 2012) chemistry to the physical chemistry, not being specifically addressed in
and (ii) obtaining a regulatory status for our product as Novel Food, the training of organic synthetic chemists. Another explanation could
(Statement on the safety of synthetic l-ergothioneine as a novel food, be the lack of convenient equipment for the synthetic organic chemist,
2017) thus overcoming the final barrier to broad commercialisation. as highlighted recently by Baran et al. (Yan et al., 2018).2,3
During the process development phase, we faced technical chal- Therefore, at the time when TETRAHEDRON concentrated on
lenges of purification and separation from salts, due to the extremely marketing and sales of its key product ergothioneine (under the brand
high polarity and water solubility of this unusual zwitterionic amino name Ergoneine®), I decided to launch a new company in 2017. The
acid. While others circumvent this by using protecting group chemistry goal of this start-up initiative, INNOVERDA, is to focus on the im-
to gain on lipophilicity with the goal to work in organic solvents, plementation of electrochemical methods and in particular flow

1
Under the trade name Ergoneine®.
2
Interestingly, some equipment suppliers start to supply convenient lab equipments: see for example: https://www.ika.com/laboratory-equipment/products/
electrochemistry-kit/ and http://www.pccell.de/.
3
See for example the following statement: Electrochemistry and photochemistry are not really new technologies, but they are certainly technologies that have been
largely viewed as curiosities by most of the fine chemical and pharmaceutical community. Some companies are looking at or even using both these techniques, but
the two reasons listed for having low interest in this area is a lack of in house expertise and perhaps more importantly a lack of suppliers/vendors with expertise and/
or equipment in this area. in Watson W. J. W., “How do the fine chemical, pharmaceutical, and related industries approach green chemistry and sustainability?”
Green Chem., 2012,14, 251–259, DOI:10.1039/c1gc15904f.

https://doi.org/10.1016/j.scp.2018.09.006
Received 31 May 2018; Received in revised form 23 September 2018; Accepted 27 September 2018
Available online 05 October 2018
2352-5541/ © 2018 Elsevier B.V. All rights reserved.
I. Erdelmeier Sustainable Chemistry and Pharmacy 10 (2018) 79–83

Fig. 1. TETRAHEDRON's key product L-Ergothioneine, commercialised under the trade name Ergoneine®.

electrosynthesis in organic synthesis from the research lab to industrial renewable energy for electricity, (ii) sustainable electrode materials, as
productions. for example stainless steel or graphite, avoiding further depletion of
rare elements, and (iii) use of renewable raw materials.
2. Anticipated contribution to green and sustainable chemistry INNOVERDA wants to contribute with its second business focus to
this movement to more sustainable chemistry, by developing new
While we should be very careful and selective to introduce further processes for the transformation and valorisation of biomass (in pre-
new chemicals into the environment, we nevertheless need new sus- ference waste) to supply in an economic and ecological way starting
tainable materials, and sustainable production processes to provide materials for the chemical industry, replacing petrochemical feed stocks
essential chemical intermediates, final products and drugs. by biomass. In this context electrosynthesis is a particularly powerful
At INNOVERDA, we design and develop continuous flow electro- and promising tool for the biorefinery concept, as bioderived feedstocks
chemistry and biomimetic processes. This technology will contribute to are inherently highly oxygenated and functionalised. To obtain plat-
green and sustainable chemistry by two means: form molecules or fine chemicals and ingredients from biomass, re-
Firstly, by significantly changing and/or improving industrial pro- ductive transformations are essential. Therefore, a broader application
duction processes by not only replacing corrosive and/or toxic agents, of electrosynthesis using “electrons as sole reagents” wherever possible
but also by increasing selectivity, efficiency and safety, using electrical is a promising goal and economically feasible, as exemplified with the
energy (i.e. renewable energy), thereby offering ecological and eco- industrial scale production of erythritol by an American Company
nomic advantages. (Dynamic Food Ingredient, http://dficorp.com/). In this process, C6-
Obviously, oxidative and reductive transformations, which are de- sugars are first electrochemically oxidized and decarboxylated at an
fined by adding or removing electrons (and protons) are excellent anode, followed by electrochemical reduction at the cathode to ery-
candidate reactions for electrosynthesis, using electrons (and occa- thritol (see Scheme 1) (Stapley et al.).
sionally water to deliver protons) as sole reagent. In traditional che- Key features of flow electrochemical methods are the possibility to
mical oxidoreductions, stoichiometric quantities of oxidants or re- use water but also organic solvents if required, modularity, efficiency
ductants are required to deliver or remove electrons, with the and selectivity. Moreover, they can be conveniently upscaled and easily
concomitant generation of at least (molar) equivalent quantities of replicated in other regions, as flow processes can be implemented with
waste. In electrosynthesis, electrons are added at the cathode and re- mobile units. These aspects are important, not only to avoid the
moved at the anode, if appropriate reaction conditions are identified. transportation of dangerous goods (as shown for example in the “on
By choosing the appropriate parameters for electrode materials, dis- demand” generation of ammonium persulfate (Zhu et al., 2016)), but
tance between electrodes, solvents, pH, temperature and flow rates, also in the perspective of waste transformation.
these synthetic transformations are reduced to its essential feature. Besides working with flow electrosynthesis, INNOVERDA thrives to
Impressive examples are the industrial production of Erythritol (vide explore also the potential of electrodialysis as sustainable process
infra), but also innovative electrochemical oxidations of non-activated technology for treatment and purifications. ED is a high-throughput
C-H-bonds, (Kawamata et al., 2017) or NH-bonds, as illustrated recently membrane-based technique which is easily adaptable on an industrial
by the group of Baran in the synthesis of Dixiamycin (Rosen et al., scale, and commonly used in water treatment for (solar-driven) desa-
2014). Electrochemical reduction can also be used to afford smooth lination of seawater, (Wright and Winter, 2014; Strathmann, 2010) or
dehalogenation without the need for chemical reagents, as illustrated removal of inorganic trace contaminants from bore water sources
by the group of Waldvogel in the synthesis of a Cyclosporin analogue (Banasiak and Schäfer, 2009). Its sustainability depends on membrane
(Gutz et al., 2015a; 2015b). A broad diversity of other chemical material, efficiency and water consumption, but also on the source of
transformations may be improved or enabled by electrochemical acti- energy. Contrary to ion-exchange column chromatography, where the
vation or mediation (Atobe et al., 2018; Möhle et al., 2018). Interest- ions are absorbed on a resin, ions are migrating in ED through the
ingly, some of those new electrosynthetically feasible transformations membranes and collected in a “concentrate”. The membranes can be
had been highlighted a decade before as “key green chemistry research
areas from the Pharmaceutical Manufacturers perspective”, for which
“greener” solutions were needed (Constable et al., 2007).
Most recently developed electrochemical reactions respect several
principles of Green Chemistry, such as prevention of waste, less ha-
zardous processes, higher energy efficiency, reduction of derivatives,
catalysis (often plays the electrode material also a catalytic role or
catalytic mediators are involved), and inherently safer chemistry.
Electrochemical processes can move chemical production to more sus-
tainability, if additional aspects are considered such as (i) sourcing of Scheme 1. Industrial electrosynthesis of erythritol (Ref. Stapley et al.).

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I. Erdelmeier Sustainable Chemistry and Pharmacy 10 (2018) 79–83

Fig. 2. Example for raw material savings using an electrochemical flow method (see Ref. Erdelmeier).

used indefinitely in theory without saturation, but process impurities process to electrosynthesis or designing an entirely new pathway based
may induce scaling and occluding. The process density of exchange via on electrosynthesis. This first step may be followed by a detailed
electrodialysis and its material efficiency is higher by orders of mag- screening and (co)development phase, including identification of key
nitude, combined with lower processing costs, compared to classical ion parameters, and selection of appropriate equipment, with the potential
exchange resin chromatography. Despite these powerful advantages, it for straightforward upscaling.
has been only scarcely applied in organic chemical productions. The basic concept is to initiate and facilitate change (to more sus-
One example for the real impact on cost savings and waste reduction tainable processes) by lowering the “entry-barrier”. From our own re-
is the successful substitution of ion-exchange resin chromatography by search and development experience we know that the up-front invest-
flow electrodialysis in the synthesis of Hercynine, a natural amino acid. ments for new equipment may be the first and major hurdle to evaluate
We developed the process first at the gram scale before upscaling a new technology. That is why we propose quick screenings and mobile
straightforward to industrial production, saving 67 t of solvents and 14 t platforms, which allow to get quickly in touch with the key features of
of resins per ton of product compared to the traditional synthesis (see electrosynthesis, and to identify the “low-hanging” fruits, i.e. those
Fig. 2) (Erdelmeier). process improvements with the most significant benefits.

3. Individual approaches 4. Factors of success and hurdles

Before launching the start-up INNOVERDA, we planned to proceed From both start-up experiences, TETRAHEDRON and INNOVERDA,
through a series of feasibility tests and proof of concept for redesigning some insights can be extracted:
the production process of three different product families, but we met Key factors of success have been:
two major difficulties, typical in the early phase of a chemistry-start-up,
which are 1. Innovations which are solutions for concrete problems, either filling
unmet market needs for a specific product or material, or solving
1. To find an appropriate lab space and issues in synthesis, processing and purification technologies in-
2. To obtain the legal possibility to order chemicals. cluding transversal technology transfer. Key for success is to si-
multaneously offer ecological AND economic advantages which can
We could overcome these hurdles by joining an open science/open be concretely quantified.
laboratory initiative in Paris, “La Paillasse”. In this association it is 2. For INNOVERDA, the possibility to join an Open Lab Initiative in
possible to rent a work space in the required infrastructure to affordable Paris (“La Paillasse”, www.lapaillasse.org). TETRAHEDRON could
costs or alternatively get access for free in the context of the “Open be launched in 2003 in an academic environment (ENSCP, Paris) at
Residence Program” (http://lapaillasse.org/en/incubation). Interest- not too high costs for infrastructure and access to scientific litera-
ingly, our project was accepted in residence due to the fact that it is ture, databases andcongresses.
dedicated to sustainable chemistry and chemistry in water and fosters 3. A small but passionate team with complementary competences.
the use of renewable energy. 4. Considering the up-scaling from the beginning on, with a holistic
During 9 months we explored the potential of our business idea, view on the process/product. This requires building strong re-
established first contacts with potential clients and prepared the busi- lationships with equipment suppliers (in the optimal case with an
ness plan before eventually creating and officially registering the option to rent equipment for validation of new processes before
company in October 2017. During this evaluation phase, it was ex- investing in an acquisition).
tremely helpful and inspiring to be surrounded by other entrepreneurs 5. Highlighting and quantification of ecological and economic im-
in various disciplines, and to confront our ideas with others – and in provements thanks to the introduction of the respective technology/
particular also non-scientists. Another useful “brick stone” in the pre- product (i.e. continuously evaluating the efforts towards more sus-
paration phase was the participation in a contest for “women en- tainability).
trepreneurs” start-up initiatives, (http://www.cnam-incubateur.fr/)
which required to propose a clear business concept including financial There are several phases in the start and development of initiatives
details. dedicated to Sustainable Chemistry, with specific challenges and hur-
Our approach to develop the start-up is to offer a service to in- dles (i.e. the start-up itself; a first consolidation phase, protoptype
troduce electrosynthesis, from the lab scale to development and pro- production/pre-launch; industrial production with authorization to
duction. This includes a sequential quick pre-screening offer to evaluate market). Each phase requires a wide diversity of competences, which
with the customer the potential benefits of re-designing an existing are not obvious for the founders/entrepreneurs. Therefore, the Start-up

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I. Erdelmeier Sustainable Chemistry and Pharmacy 10 (2018) 79–83

itself but also the transition between these different development students or professionals, or in open science/citizen science projects
phases may constitute critical moments. (e.g. 1 day/week),
Critical issues and challenges we faced initially and during devel- • Create a support structure to facilitate administrative proceedings,
opment: such as identifying the best legal structure, advice in regard to re-
quired assurances (in regard to its scope and at which stage of de-
1. Before we heard about the open lab initiative “La Paillasse”, it was a velopment), indicate basic rules and typical figures for licencing
challenge for INNOVERDA and also initially for TETRAHEDRON to negotiations, etc.,
find an appropriate infrastructure to start and validate the key idea - • Advocate for public procurement policies introducing a quota for
Proof of Concept (lab space with at least one chemical fume hood more sustainable products,
and a minimum of appropriate equipment/material). • Build a network of experts to accompany start-up initiatives in the
2. Dealing with all the administrative un-knowns before, during and transitions from initial start-up to later stages, helping to face the
following the creation of a start-up, such as nonchemical challenges (i.e. market study, identification and vali-
● identifying the most appropriate legal structure, dation of market needs, regulatory frameworks) and to select the
● finding competent and affordable offers for accounting and required competences to join the growing start-up team,
human resources services, • Help start-up initiatives in measuring their efforts towards more
● establishing contacts and customer accounts with all required sustainability in a gradually more complex way, from simple metrics
suppliers, including the negotiation of acceptable payment con- such as mass and energy balances to more complex indicators (e.g.
ditions, LCA as proposed in the World Business Council for Sustainable
● identifying required assurances and finding assurance companies Development, see the EU-Project SPIRE, GC3 roundtable Green
which accept to deal with start-ups. Chemistry metrics).

3. Identifying which funding is possible and appropriate at which 6. Conclusion


moment of the first years of the start-up (and knowing the corre-
sponding deadlines). Facing the competition with low-cost productions due to long-es-
4. High upfront investments (time and money) required with late re- tablished and depreciated installations and “grandfathered” products,
turn on investment. This is mainly an issue when the goal is to innovations in sustainable chemistry can reach the market, become
launch a new product on the market, in particular when introducing mainstream and offer safer products and processes, if actions are taken
new technologies in the production with Contract Manufacturing to influence public procurements policies and to accompany start-ups in
Organizations. the critical transitions from early lab phase to industrial production.
In the context of limited financial resources compared to the ne- One step in this direction is the gathering of experiences from start-
cessary high up-front investment, we chose with the TETRAHED- up initiatives about key factors of success and failures, started at the co-
RON team to offer during the first years in parallel research ser- organised UNEP/UNIDO/ISC3 workshop in Berlin, September 2017
vices4 with the goal to finance our own projects, like most start-ups (http://www.suschem.org/newsroom/advancing-entrepreneurship-
do. Fortunately, this plan worked for us, but it is a real challenge to and-start-up-initiatives-for-sustainable-chemistry). Sustainable chem-
keep the focus on the initial goal and vision, without falling in the istry can contribute in various ways to help reach the UN-defined
“service-trap”, losing the real goal out of sight. Sustainable Development Goal (https://www.un.org/sustaina-
5. Regulatory procedures may be far longer than announced and ex- bledevelopment/sustainable-development-goals/). Our hope is that
pected, delaying the market launch and commercialisation,5 and INNOVERDA contributes to the implementation of sustainable chem-
extending the so called “valley of death” (the expensive phase be- istry by developing electrochemical flow methods for sustainable che-
tween R&D to first incomes till complete autofinancing). mical productions and the transformation of waste for biorefinery,
6. Communication and marketing efforts and budgets are difficult to overcoming the existing technical and scientific challenges to main-
estimate for scientists (often by far underestimated), as also “finding stream this promising approach.
the right words” to highlight the value of the offer in the commu-
nication with non-scientists. Acknowledgements
7. Facing the fact that potential clients are rarely willing to pay a
premium price for a more sustainable process or product, regardless Many thanks to Jean-Claude Yadan and Marc Moutet, the co-foun-
of the fact that it is difficult to offer a competitive pricing structure ders of TETRAHEDRON, which was and is such a fascinating en-
in the early phases. deavour, and to Sylvain Daunay, on the way with INNOVERDA to ad-
vance towards green and sustainable chemistry.
5. Possible solutions and improvements
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