Presenting

NFO: 22nd April – 6th May, 2019

 PRINCIPAL SMALL CAP FUND
(An Open Ended Equity Scheme predominantly investing in small cap stocks)
This product is suitable for investors who are seeking~
• Long term Capital Growth.
• Predominantly investment in equity and equity related instruments of small cap
companies.
~Investors should consult their financial advisors if in doubt about whether the
product is suitable for them.
Why Small Cap?
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More sectoral opportunities in Small Caps

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77%

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25.46
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22 22.37

20

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16.62
16

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Rebased the values of Nifty 50 TRI, Nifty Midcap 100 TRI and Nifty Smallcap 100 TRI Rebased the values of Nifty 50 TRI, Nifty Midcap 100 TRI and Nifty Smallcap 100 TRI
to 10 as on 31st Jan 2013. to 10 as on 28th Aug 2013.

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Rebased the values of Nifty 50 TRI, Nifty Midcap 100 TRI and Nifty Smallcap 100 TRI Rebased the values of Nifty 50 TRI, Nifty Midcap 100 TRI and Nifty Smallcap 100 TRI
to 10 as on 6th Aug 2015. to 10 as on 25th Feb 2016.

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Rebased the values of Nifty 50 TRI, Nifty Midcap 100 TRI and Nifty Smallcap 100 TRI
to 10 as on 28th Aug 2018.

The market movement depends on various factors and hence it cannot be assumed that the correction is over. Investors are requested to note that small cap performance
is cyclical in nature. The above simulation is for illustration purpose only and should not be construed as a promise on returns and safeguard of capital. This should not be
construed as a guarantee or forecasting of any returns.
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 2019
What’s Next
% Returns

The market movement depends on various factors and hence it cannot be assumed that the correction is over. Investors are requested to note that small cap performance
is cyclical in nature. The above simulation is for illustration purpose only and should not be construed as a promise on returns and safeguard of capital. This should not be
construed as a guarantee or forecasting of any returns.
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Opportunity for investing in Small Caps

Government finances is expected to improve with GST stabilization

Consumption continues to remain strong driver of economy

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Principal Small Cap Fund
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In-House Research Capabilities

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Tactical allocation to Large
and Mid Caps for growth,
liquidity and lower volatility

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Superior stock picking in past…

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Source: CapitaLine; Internal Analysis
Past performance may or may not be sustained in future.
Stocks referred above are for illustration purpose only and for explaining the concept. This should not to be construed as recommendation by Principal AMC. They
represent small cap stocks in various schemes of Principal Mutual Fund. The schemes of Principal Mutual Fund may or may not hold these stock currently/in future. 21
The companies may have moved from small cap space due to change in their market cap over a period of time.
Facilities in Principal Small Cap Fund

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In case of falling Predicting bottom
markets, STEP will of any equity is
endeavor to possibly impossible. However,
capture lower ends with STEP feature, an
of markets as per its investor can rely on
very nature. systematic
investment.

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Introduction to Smart Trigger Enabled Plan (STEP)
What is STEP Facility?

How STEP works?

STEP is a facility that

lets you stagger your
investments

This facility is available

exclusively during
NFO period

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How STEP works?

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 Principal Fund
of your choice

Specify the target rate of return

to facilitate auto trigger

Investment appreciates to reach the

target rate of return

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Ÿ New Investor – Rs. 5,000/- for both Dividend and
Growth Option and any amount thereafter under
each Plan/Option.
Ÿ STEP – Rs. 25,000/-
Ÿ Systematic Investment Plan: Minimum Twelve
installments of Rs. 500/- each.
Ÿ Systematic Transfer Plan: Minimum Six
installments of Rs. 1,000/- each.
Ÿ Regular Withdrawal Plan: Minimum Six
installments of Rs. 500/- each.
Mr. PVK Mohan joined Principal Asset Management Pvt. Ltd.
(formerly known as Principal PNB Asset Management Company
Pvt. Ltd.) as Head Equity in June 2010. He has spent
over 25 years in equity research and fund management.
Previously, he was associated with ICICI Prudential Mutual Fund,
DSP BlackRock Mutual Fund and IL&FS Mutual Fund. He is a
B.Tech and holds a PGDM.
Exit Load
Ÿ If redeemed/ switched on or before 1 year from
the date of allotment: - Nil for redemption/ switch
out of units up to 25% of the units allotted (the
limit)
Ÿ 1% on redemption in excess of 25% of the limit
stated above - Redemption of units would be
done on First in First out Basis (FIFO)
Ÿ Nil thereafter
Mr. Siddarth Mohta has been part of Principal Asset Management
Pvt. Ltd. (formerly known as Principal PNB Asset Management
Company Pvt. Ltd.) since 2009. He has over 14 years of experience in
Finance and Stock Markets. Prior to joining Principal, he worked as an
Analyst in Adventity Global Services, ICRA Management Consulting
Services and Polaris Software Ltd. He is a B.Com and a Post Graduate
Diploma in Management in Finance and Certified Financial Risk
Management.
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DISCLAIMER: The investment strategy stated above may change from time to time without any notice and shall be in accordance with the strategy as mentioned
in the Scheme Information Document of the scheme. The views contained herein are not to be taken as an advice or recommendation to buy or sell any investment
or interest thereto. Reliance upon information in this material is at the sole discretion of the reader. This material should not be relied upon by you in evaluating the
merits of investing in any securities or products. Diversification does not guarantee investment returns and does not eliminate the risk of loss. It should be noted
that the value of investments and the income from them may fluctuate in accordance with market conditions and taxation agreements and investors may not get
back the full amount invested. Past performance may or may not be sustained in future. The views and strategies described may not be suitable for all investors.
Furthermore, whilst it is the intention to achieve the investment objective of the investment product(s), there can be no assurance that those objectives will be
met. Investors are advised to consult their Investment advisors for determining their risk appetite and Tax Advisor before taking any investment decision.

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