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Introduction
Automata theory : the study of abstract computing devices, or ”machines”.
Before computers (1930), A. Turing studied an abstract machine (Turing machine) that had all the
capabilities of today’s computers (concerning what they could compute). His goal was to describe
precisely the boundary between what a computing machine could do and what it could not do.
Abstract machines that model software are usually thought of as having very high level operations
Example: An Abstract machine that models a banking system can have operations like “deposit”,
“Withdraw”, “Transfer” etc.
Simpler kinds of machines (finite automata) were studied by a number of researchers and useful for a
variety of purposes.
Finite automata are a useful model for many important kinds of software and hardware:
2. The lexical analyser of a typical compiler, that is, the compiler component that breaks the input text
into logical units
3. Software for scanning large bodies of text, such as collections of Web pages, to find occurrences of
words, phrases or other patterns
4. Software for verifying systems of all types that have a finite number of distinct states, such as
communications protocols of protocols for secure exchange information.
The Central Concepts of Automata Theory
Alphabet
A finite, nonempty set of symbols.
Symbol: Σ
Examples:
The binary alphabet: Σ = {0, 1}
The set of all lower-case letters: Σ = {a, b, . . . , z}
The set of all ASCII characters
Strings
A string (or sometimes a word) is a finite sequence of symbols chosen from some alphabet.
Example: 01101 and 111 are strings from the binary alphabet Σ = {0, 1}
Empty string: the string with zero occurrences of symbols This string is denoted by ε and may be
chosen from any alphabet whatsoever.
Length of a string: the number of positions for symbols in the string Example: 01101 has length 5
• There are only two symbols (0 and 1) in the string 01101, but 5 positions for symbols.
Notation of length of w: |w| Example: |011| = 3 and |ε| = 0
Concatenation
Define the binary operation . called concatenation on Σ∗ as follows: If a1a2a3 . . . an and b1b2 . .
. bm are in Σ∗, then a1a2a3 . . . an.b1b2 . . . bm = a1a2a3 . . . anb1b2 . . . bm
Thus, strings can be concatenated yielding another string: If x are y be strings then x.y denotes
the concatenation of x and y, that is, the string formed by making a copy of x and following it by
a copy of y
Examples:
1. x = 01101 and y = 110 Then xy = 01101110 and yx = 11001101
2. For any string w, the equations w = wε = w hold. That is, ε is the identity for
concatenation (when concatenated with any string it yields the other string as a result)
If S and T are subsets of Σ∗, then S.T = {s.t | s ∈ S, t ∈ T}
Languages
If Σ is an alphabet, and L ⊆ Σ∗, then L is a (formal) language over Σ.
Language: A (possibly infinite) set of strings all of which are chosen from some Σ∗
A language over Σ need not include strings with all symbols of Σ Thus, a language over Σ is also a
language over any alphabet that is a superset of Σ
Examples:
Programming language C
Legal programs are a subset of the possible strings that can be formed from the
alphabet of the language (a subset of ASCII characters).
English or French
2. The set of strings of 0s and 1s with an equal number of each: {ε, 01, 10, 0011, 0101, 1001, . . . }
5. { ε}, the language consisting of only the empty string, is also a language over any alphabet
7. { 0n 1n | n ≥ 1 }
8. { 0i1j | 0 ≤ i ≤ j }
Automata Theory is a branch of computer science that deals with designing abstract self propelled
computing devices that follow a predetermined sequence of operations automatically. An automaton
with a finite number of states is called a Finite Automaton(FA) or Finite State Machine (FSM).
The term "Automata" is derived from the Greek word "αὐτόματα" which means "self-acting".
q0 is the initial state from where any input is processed (q0 ∈ Q).
q0 is the initial state from where any input is processed (q0 ∈ Q). It is one of the states in Q.
a) For each state in Q there is a node.( The vertices of graph represent the states.)
b) For each state q in Q and each input symbol a in ∑.Let δ(q,a)=p. Then the transition diagram has
an arc from node q to node p, labeled a. If there are several input symbols that cause transitions
from q to p, then the transition diagram can have one arc labeled by the list of these symbols.
c) There is an arrow into the start state q0 , labeled Start. This arrow does not originate at any
node.
d) Nodes corresponding to accepting states (those in F) are marked by double circle. States not in F
have single circle.
Transition table
It is the tabular representation of a function δ , that takes two arguments and returns a value. The rows
of the table correspond to the states , and the columns correspond to the inputs. The entry for the row
corresponding to state q and the column corresponding to input a is the state δ(q,a). The start state is
marked with arrow ,and the accepting states are marked with a star.
Example(1) :
Let a deterministic finite automaton be →
Q = {a, b, c},
∑ = {0, 1},
q0 = {a},
F = {c}, and
Transition function δ as shown by the following table −
Present State Next State for Input 0 Next State for Input 1
a a b
b c a
c b c
Example 2:
Construct a DFA that accepts all and only the strings of 0’s and 1’s that have the sequence 01
somewhere in the string.
Solution:
Language L is written as
L = { w| w is of the form x01y for some strings x and y consisting of 0’s and 1’s only }
Or
Where Q= {q0,q1,q2}
∑ = {0,1}
q0 - Initial State
F = {q2}
0 1
→q0 q1 q0
q1 q1 q2
q2 q2 q2
Basis: δˆ(q, ǫ) = q If we are in a state q and read no inputs, then we are still in state q.
Induction: Suppose w is a string of the form xa; that is a is the last symbol of w, and x is the string
consisting of all but the last symbol
To compute δˆ(q, w), first compute δˆ(q, x), the state that the automaton is in after processing
all but the last symbol of w
Suppose this state is p, i.e., δˆ(q, x) = p
Then ˆδ(q, w) is what we get by making a transition from state p on input a - the last symbol of
w.
Solution: The automaton needs to remember whether the string seen so far started with 01. It also
needs to keep track of the length of the string. Hence it contains five states and they are:
M= ({q0, q1, q2, q3, q4},{0,1}, δ , q0 , {q2}) .where δ the transition function is given by the transition
diagram (see above figure).
Representation of this DFA in the form of transition diagram.
δ 0 1
→q0 q1 q4
q1 q4 q2
*q2 q3 q3
q3 q2 q2
q4 q4 q4
Exercise - I
Give DFA’s accepting the following strings over the alphabet ∑ = {0,1}
1) The set of all the strings beginning with 101.
2) The set of all the strings containing 1101 as a substring.
3) The set of all the strings with exactly three consecutive 0’s.
4) The set of all strings such that the number os 1’s is even and the number of 0’s is
multiple of 3.
5) The set of all the strings not containing 110.
6) The set of all the strings that begin with 01 and end with 11.
7) The set of all strings which when interpreted as a binary integer is a multiple of 3.
8) The set of all the strings beginning with a 1 that , when interpreted as a binary integer ,
is a multiple of 5. Eg., strings 101,1010 and 1111 are in the language; 0,100, and 111 are
not.
Give DFA’s accepting the following strings over the alphabet ∑ = {a,b}
0 1
→ q0 { q0,q1 } { q0}
q1 ∅ { q2 }
⋆ q2 ∅ ∅
Fig :
Basis: δˆ(q, ε) = { q }
Without reading any input symbols, we are only in the state we began in.
Induction:
Suppose w is a string of the form xa; that is a is the last symbol of w, and x is the string
consisting of all but the last symbol.
Also suppose that δˆ(q, x) = { p1, p2, . . . pk, } . Let
Then: ˆδ(q, w) = { r1, r2, . . . , rm } We compute δˆ(q, w) by first computing δˆ(q, x) and by then
following any transition from any of these states that is labeled a.
Processing w = 00101
1. δ^(q0, ε) = { q0 }
2. δˆ(q0, 0) = δ(q0, 0) = { q0, q1 }
3. δˆ(q0, 00) = δ(q0, 0) ∪ δ(q1, 0) = { q0, q1} ∪ ∅ = { q0, q1 }
4. δ^(q0, 001) = δ(q0, 1) ∪ δ(q1, 1) = { q0} ∪ { q2 } = { q0, q2 }
5. δˆ(q0, 0010) = δ(q0, 0) ∪ δ(q2, 0) = { q0, q1} ∪ ∅ = { q0, q1 }
6. δˆ(q0, 00101) = δ(q0, 1) ∪ δ(q1, 1) = { q0} ∪ { q2 } = { q0, q2 }
The language of A is the set of strings w ∈ Σ ∗ such that δˆ(q0, w) contains at least one accepting
state.
The fact that choosing using the input symbols of w lead to a non-accepting state, or do not lead
to any state at all, does not prevent w from being accepted by a NFA as a whole.
Note:
1. The capabilities of NFA’s and DFA’s are same. i.e., both NFA and DFA accepts the
same set of strings.
L(NFA) = L(DFA)
2. NFA is more powerful tool than DFA.
3. The construction of NFA is easier than DFA and understanding the business logic
in NFA is also easy.
4. No, concept of dead state in NFA. i.e., in NFA we take care of only valid
constructions.
5. NFA is like a parallel computing where we can run multiple threads
concurrently.
6. Every DFA is an NFA.
7. Every NFA can be converted into DFA.
Exercise -2:
1. Design a NFA , which accepts exactly those strings that have a symbol 1 in the second last
position.
2. Construct the NFA that accepts all the strings of 0’s and 1’s where every string starts with 0.
3. Construct the NFA that accepts all the strings of 0’s and 1’s where every string starts with
10.
4. Construct the NFA that accepts all the strings of a’s and b’s where every string ends with aa.
5. Construct the NFA that accepts all the strings of a’s and b’s where every string contains
substring ab.
6. Construct the NFA that accepts all the strings of a’s and b’s where each string contains
exactly 2 a’s.
7. Construct the NFA that accepts all the strings of a’s and b’s where each string starts with a
and ends with b.
8. Construct the NFA that accepts all the strings of a’s and b’s where each string starts and
end’s with different symbol.
9. Construct the NFA that accepts all the strings of a’s and b’s where every string starts and
ends with same symbol.
10. Construct NFA where the third symbol from LHS is always b.
11. Construct the NFA , where the third symbol from RHS is always b.
12. Construct the NFA that accepts all the strings of a’s and b’s where the length of the string is
exactly 3.
13. Construct the NFA where the length of the string is at least 3.
14. Construct NFA that accepts all the strings of a’s and b’s where the length of the string is
atmost 3.
15. Construct NFA where the length of the string is divisible by 3.
16. Construct NFA where no.of a’s in a string is congruent to 1(mod 3).
17. Construct NFA where the no.of b’s is odd.
NOTE:
Every language that can be described by some NFA can also be described by some DFA.
The DFA in practice has about as many states as the NFA, although it has more transitions.
In the worst case, the smallest DFA can have 2n (for a smallest NFA with n state).
δD(S, a) =⋃ 𝑝 ∈ 𝑆 δN (p, a)
To compute δD(S, a), we look at all the states p in S, see what states N goes from p on
input a, and take the union of all those states.