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Citation:
Stephen Gorove, Pollution and Outer Space: A Legal
Analysis and Appraisal, 5 N.Y.U. J. Int'l L. & Pol. 53
(1972)
Copyright Information
STEPHEN GOROVE0
I. INTRODUCTION
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A. "Forward" Contamination
Among the types of situations which may arise under the first
category may be, for instance, biological, chemical or radiological
contamination. Such contamination could result from the introduc-
tion of living terrestrial organisms into outer space, including celes-
tial bodies.8 It has been reported, for instance, that the introduction
of blue-green algae into the upper atmosphere of Venus and the in-
halation of carbon-dioxide and exhalation of oxygen by many gen-
erations of these micro-organisms would be sufficient to reduce the
high carbon-dioxide content of the atmosphere of Venus. This may
reduce the "greenhouse" effect of the air on Venus and lower the
temperature perhaps by as much as hundreds of degrees. In addi-
tion to biological and organic chemical contamination, there might
also be other ecological disturbances through the artificial dissemi-
9
nation of terrestrial life.
Still another form of possible contamination arising out of
space activities would be nuclear explosions in space and accidcnts
involving nuclear propelled spacecraft. Some years ago certain U.S.
and Soviet nuclear experiments were alleged to have affected the
Van Allen radiation belts, jeopardizing the studies of their
origins.10 At present, under the Nuclear Test Ban Treaty of
1963,11 such tests are prohibited in outer space. However, it
should be noted that the ban does not relate to wartime uses of
atomic energy. Also, several states, including Communist China
and France, are not parties to the agreement. The possibility of ac-
cidents resulting from the use of nuclear-powered spacecraft consti-
tutes another hazard of contamination.
Murray, Davies & Eckman, Planetary Contamination II: Soviet and US. Practices
and Poliies, 155 Sdence 1505 (1967); Sagan, Levinthal & Lederberg, Contamina-
tion of Mars, 159 Science 1191 (1968). See also the McGraw-Hill Encyclopedia of
Space 461 (1968).
7. NASA, Manned Spacecraft Center, Back Contamination Mission Rules
(Houston, Nov. 14, 1969). The somewhat unique requirements for handling
lunar samples and quarantining for back contamination arc discussed in McLane,
King, et al., Lunar Receiving Laboratory, 155 Science 525 (1967).
8. Horowitz, et al., supra note 6, at 1501.
9. A. Haley, supra note 1. at 283-84.
10. S. Lay and H. Taubenfeld, supra note 1, at 18.
11. [1963] 14 U.S.T. 1313, TI.A.S. No. 5433.
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12. Hager, The Orbiting Junkyard, Saturday Review, Sept. 5, 1970, at 44; see
also 106 Armed Forces J. 15 (March 22, 1969).
13. Time, Oct. 26, 1970, at 96.
14. S. Lay and H. Taubenfeld, supra note 1, at 18.
15. N.Y. Times, Aug. 5, 1970, at 70, col. 3.
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B. "Back" Contamination
Contamination of the Earth may take place as a result of
man's activities in outer space and particularly through the intro-
duction of extraterrestrial matter into the Earth environment by re-
turning spacecraft and astronauts. Such materials might include ex-
traterrestrial bacteriological or viral-type organisms which would
constitute a danger to various forms of life on Earth. An example
of potential environmental change involved the idea of orbiting a
space mirror to illuminate the dark areas of the world at night.16
Another example of such change relates to substantial weather
modification, such as the idea of turning Arctic climates into tem-
perate ones through the use of space mirrors by concentrating the
sun's rays in certain areas of the world.' 7
A. National Efforts
However, by way of example, it may be recalled that-on the
national level-since the beginnings of the American space pro-
gram serious efforts were made by NASA to prevent "forward"
contamination by extensive sterilization procedureq and isolation of
the astronauts.' 8 It may also be recalled that even the President of
the United States was asked not to dine with the astronauts on the
eve of their journey to the moon. Anyone who followed the flight of
Apollo 12 remembers the precautionary measures taken to ensure
against "back" contamination of the earth by possible infectious
bacteria and viruses from the moon's surface. The astronauts and
16. Nelson, Reflecting Satellite: NASA Study Causes Concern Among Astron-
omers, 155 Sdence 304 (1967).
17. Gorove, supra note 3, at 307.
18. On the "Sterilization of Space," see McGraw-Hill Encydopedia of Space,
461ff (1968). On sterilization of Mars-bound spacecraft, see Sagan, Levinthal &
Lederberg, Contamination of Mars, 159 Science 1191-96 (1968).
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crew members who came in contact with the space vehicle were
placed in seclusion and quarantined from the rest of the world for a
period of 21 days.' 9 NASA's purpose was to determine if the re-
turned extraterrestrial samples posed any threat to the terrestrial
biosphere. At the same time the objective was to prevent the con-
tamination of the terrestrial biosphere with extraterrestrial material
and to prevent terrestrial bio-contamination of the returned
20
samples.
Insofar as the other major space power, the Soviet Union, is
concerned, very little is known in the West about the adequacy and
extent of its sterilization and other preventive procedures. Accord-
ing to NASA, the Soviets have been willing to provide little more
than general assurances that their spacecraft are sterilized. While
there is a general consensus that Soviet rockets are permitted to im-
pact the planets, no assurances of any kind have been forthcoming
2
regarding their sterilization and diversion from the planets. 1
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28. Outer Space Treaty, art. IX. There appears no article in the literature
dealing specifically with Art. IX of the Treaty.
29. The full text of Art. IX of the Outer Space Treaty reads as follows:
In the exploration and use of outer space, including the moon and other
celestial bodies, States Parties to the Treaty shall be guided by the principle of
cooperation and mutual assistance and shall conduct all their activities in outer
space, including the moon and other celestial bodies, with due regard to the
corresponding interests of all other States Parties to the Treaty. States Parties to
the Treaty shall pursue studies of outer space, including the moon and other
celestial bodies, and conduct exploration of them so as to avoid their harmful
contamination and also adverse changes in the environment of the earth resulting
from the introduction of extraterrestrial matter and, where necessary, shall adopt
appropriate measures for this purpose. If a State Party to the Treaty has reason
to believe that an activity or experiment planned by it or its nationals in outer
space, including the moon and other celestial bodies, would cause potentially
harmful interference with activities of other States Parties in the peaceful explo-
ration and use of outer space, including the moon and other celestial bodies, it
shall undertake appropriate international consultations before proceeding with
any such activity or experiment. A State Party to the Treaty which has reason to
believe that an activity or experiment planned by another State Party in outer
space, including the moon and other celestial bodies, would cause potentially
harmful interference with activities in the peaceful exploration and use of outer
space, including the moon and other celestial bodies, may request consultation
concerning the activity or experiment.
30. GA. Res. 1962, 18 U.N. GAOR Supp. 15, at 28, U.N. Doc. A/5515
(1963).
31. The avoidance of harmful contamination is a specific limitation on the
principle of freedom of exploration and use. Gorove, Limitations on the Princi-
ple of Freedom of Exploitation and Use: Benefit and Interests, Proc. 13th
Colloquium on the Law of Outer Space 74 (1971).
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32. See McMahon, Legal Aspects of Outer Space, 38 Brit. Y.B. Int'l L. 339,
390-91 (1962).
3. Arts. I and H of the Treaty enundate general obligations inasmuch as
they are not limited to the parties to the Treaty. For discussions of these articles.
see Gorove, Freedom of Exploration and Use in the Outer Space Treaty: A
Textual Analysis and Interpretation, 1 Denver J. of Int'l Law & Policy 93 (1971);
Gorove, Interpreting Article II of the Outer Space Treaty, 37 Fordham L. Rev.
349 (1969).
34. See Art. 10 of the United States draft and Art. VIII of the Soviet
draft, which are reproduced in Report of the Legal Subcommittee on the Work of
its Fifth Session <12 July-4 Aug. and 12-16 Sept. 1966) to the Committee on the
Peaceful Uses of Outer Space, Annex I, U.N. Doc. No. A/AC.105/35, at 6-9, 12-16
(1966).
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lack of clarity in this sentence. The sentence states that the parties
to the treaty shall pursue studies of outer space including the moon
and celestial bodies and conduct exploration of them so as to avoid
their harmful contamination and adverse changes in the environ-
ment of the earth resulting from the introduction of extraterrestial
matter and, where necessary, shall adopt appropriate measures for
this purpose. It is interesting to note that the requirement that par-
ties shall "pursue studies," is irrespective of whether they engage in
any activities in outer space, so apparently all parties must pursue
studies. Presumably, these studies will be pursued by the parties
proportionate to their ability, to the costs, values and risks involved,
and perhaps the studies will be conducted with the idea of avoiding
duplication. Just what kind of studies the parties will have to pursue
is not clear. Possibly, the studies could be required to relate to con-
tamination since the rest of the sentence deals with contamination,
but this is left unclear.
It is interesting to note also that the reference to the word
"them" leaves the reader uncertain whether it refers to both outer
space as well as celestial bodies. This is clearly something that
could have been made more definite. Furthermore, it should be
pointed out that the only obligation is to avoid "harmful" contami-
nation. Therefore other contamination which is not harmful is
apparently permissible. Also, there is nothing said about harmful con-
tamination of the earth. The reference is only to harmful contami-
nation of outer space and possibly of celestial bodies. What is the
meaning of contamination? Does this mean simple pollution, or are
we dealing here with the spread of impurity and infection-in other
words, biological type of contamination? It seems unclear. Also, it
is not clear to whom the contamination must be harmful. In a
sense, almost anything may be harmful to some people and benefi-
cial to others inasmuch as people have different value schemes.
The parties are not only required to avoid harmful contamina-
tion, but also to avoid "adverse changes in the environment of the
earth resulting from the introduction of extraterrestrial matter."
Once again, to whom do the changes have to be adverse? All
changes benefit some. Does the sentence refer to climatic changes
or all the other types of changes? Furthermore, the reference is to
the environment of the earth, but apparently the creation of adverse
changes in the environment of celestial bodies is permissible unless
the changes would also amount to harmful contamination. Also, it
is not quite clear whether or not the "introduction of extraterrestrial
matter" has to be intentional. What about the example of the space
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V. CONCLUSION
37. It may be noted that Art. 5, para. 4 of the Agreement on Rescue and
Return of Astronauts and the Return of Objects Launched Into Outer Space,
[1968] 19 U.S.T. 7570, T.I.A.S. No. 6599, obligates the launching authority "to
eliminate possible danger or harm" with respect to "hazardous and deleterious"
objects. See Gorove, International Protection of Astronauts and Space Objects, 20
De Paul L.R. 597, at 613ff (1971).
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