RESEARCH DESIGN

 A research design is an arrangement of conditions for collection and analysis

of data in a manner that aims to combine relevance to the research purpose
with economy ion procedure.
 A sample design is a definite plan for obtaining a sample from a given
population.
 For carrying out my research work I would follow Exploratory cum
Descriptive research design.
 Universe and Survey Population Sampling
All the items under consideration in any field of inquiry constitute a
“universe” or “population”.

Here in this study universe and survey population sampling would be all the
public & private sector companies of India engaged in Merchant Banking
operations.

 Sample Size
Sample size would be 7-8 public & private sector merchant banking companies.
METHODS OF DATA COLLECTION

 Primary Data usually consists of the data that are collected afresh for the first
time and thus is original in character. Primary Data that used in the study
 Information gathered from various banks
 Questionnaire
In my Questionnaire, there are 10 Questions

 Secondary Data consists of data that is collected from some existing

literature. It has been already analyzed by someone else earlier and is derived
from that source. Secondary Data that used in the study are
 Newspapers
 Websites
 Books

Analysis Pattern

 Statistical Tools- graphs & charts

 Cross Tabulation Of Data
 INTRODUCTION

Financial services are an important component of financial system. The smooth

functioning of financial system depends upon the range of financial services
extended by the providers. Financial services in India have witnessed remarkable
changes in the recent past after the implementation of “Liberalization,
privatization and globalization”.

Funds are tapped from the capital market to finance various mega industrial projects.
In attracting public savings, merchant bankers play a vital role as specialized
agencies. The resources raising functions remains to be the primary business of a
merchant banker. The primary market holds the key to rapid capital formation,
growth in industrial productions and exports. There has to be accountability to the
end use of funds raised from the market. The increase in the number of issues and
amount raised the number of merchant bankers. Therefore, the field became highly
competitive market where it requires a specialized skill in handling the situation.
The merchant bankers have a social responsibility to in building an industrial
structure in India.

Merchant bankers assist corporate in raising capital. They assist in issue of Shares,
syndicating loans, public issue of debentures. They do not provide funds. They only
assist. They also actively arrange working capital, appraisal, Projects scrutinize &
persuade merger proposals.
The merchant banking has been defined as to what a merchant banker does. A
merchant Banker has been defined by Securities Exchange Board Of India
(Merchant Banker) rules, 1992, as “Any person who is engaged in the business of
issue management either by making arrangements regarding selling, buying or
subscribing to securities or acting as manager, consultant, advisor or rendering
corporate advisory services in relation to such issue management

Reference Material

 Financial Institutions & Market By Shashi K. Gupta, Nisha Aggarwal

 Merchant Banking – H.R. Machiraju

 The Rise of Merchant Banking – Stanley Chapman

 The Merchant Bankers – Joseph Wechsberg

 Financial Services & Market Book by Deepak Abhyankar.

 Financial Market & Services Book by Gordon & Natrajan.

 Merchant Banker Book by H. R. Suneja.

 Merchant Banking In India – K.C. Gupta & Joginder Singh

INTERNET

www.capitalcorpMerchantbanking.com

www.confidentialbanking,com

www.sebi.gov.in

www.economictimes.com

www.en.wikipedia.org

www.otcei.com

www.upfcindia.com
www.books.google.co.in

www.scribd.com

www.sbicaps.com

www.google.com