Corporate Profile

About PhillipCapital Group

We are an integrated financial house with a

global presence using information technology
and distribution as our core competencies in
the provision of financial services.

2
Global Presence

PhillipCapital operates in
the financial hub of
17 countries.

3
Corporate Profile

 Established in 1975
 Started operation as a financial services company, Phillip
Securities, at the time of inception, PhillipCapital has an integrated
financial house with a global presence that offers a full range of
quality and innovative services to retail and high net worth
individuals, family offices, corporate and institutional customers.
 Assets Under Custody/Management worldwide USD 33 Billion
 Shareholder‟s funds in excess of USD 1 Billion
 Over 1 Million clients worldwide

4
Products & Services

5
You can Trade the World Markets with us

• America
 US (CME, CBOT, COMEX, NYMEX, KCBOT, ICE US, ICE US Clear, CFE, OCC, DME)
 Canada (TSX)

• Europe
 UK (LSE)
 France, Netherlands, Portugal, Belgium (Euronext Paris / Amsterdam / Lisbon / Brussels)
 Germany (Frankfurt Exchange)
 Turkey (Borsa Istanbul)

• Asia Pacific
 Singapore (SGX, ICE) China(SSE,SZSE) Japan(TSE)
 Malaysia(Bursa) Korea(KSE) Thailand(SET)
 Taiwan(TWSE) Philippines(PSE) Sri Lanka(CSE)
 Hong Kong(HKEx) Indonesia(IDX) Australia(ASX)
 Dubai (DGCX)

6
Phillip's Online Electronic Mart System (POEMS)

 POEMS Internet
POEMS internet allows you to monitor the pulse of leading stock exchanges
and trade with ease as you can place your stocks orders from home or
office if you have internet connection.

 TeleBroker
Phillip's Telebroker is a 24-Hour, automated shares trading service using
any handphone or touch-tone phone. It allows you to trade in SGX and
KLSE stocks, with real-time stock quotes and account information.

7
Phillip's Online Electronic Mart System (POEMS)

 POEMS Mobile
POEMS Mobile unleashes the
power to trade anywhere you are at
anytime you like. You can now
capitalise on global market
opportunities, stay on top of your
trades with easy access to your
positions and the market conditions
with streaming prices, real time
trading limits and order status.

 POEMS ProTrader
ProTrader equips you with the
ability to place advanced order
types such as Stop Limit,
Contingent and Iceberg, in addition
to the normal limit order that is
available for trade

8
 Major Milestones

2009
Phillip Futures Sdn
Bhd (100%)
1996-2001 Japan - FX
1987 2003-2004 2006 2013-2014
1981 Malaysia – B2B
Grand Building POEMS Online CFD, Debt Capital OTC/ T-Bills (Securities) Thailand - Phillip Life
Forward Pidemco POEMS Mobile Markets Japan - REIT Meltdown reveals Assurance
Contracts POEMS ProTrader IFS Phillip as top Cambodia - Hwang
Private Equity broker DBS Commercial
UT Wrap in Singapore Bank

1975

1984 1990-1995 2002 2005 2008 2010-2012

HK – Securities KL Commodities Corporate Finance FAME & Synergy Investor Hub Indonesia - Phillip Futures
and Futures Co HK Commodities Cash Management Korea - D&B Shan Road USA - Phillip Futures
London, Australia Housing Loan China - Phillip Hak Menkul Kiymetler
& Sri Lanka Mortgage Shanghai A.Ş. In Turkey
AIB Singapore B2B/HNWI Japan - Phillip Austock, Australia
AIB KL Japan - Naruse Sec Financial MF Global India (including
HK - Managed A/c MF Global Middle East
HK/SG - Global Hub DMCC, Dubai)
Trading Cambodia -Microfinance
KL – Mutual Fund

9
Awards

10
Awards

11
Awards

2006

1999 POEMS (www.poems.com.sg)

ranked as the No. 1 website visited
Awarded as Best by online users in 2005 and 2006 2010 2014
Stock broking 2003 in the „Business and Finance -
Firm 1999 by the Stocks and Shares‟ Our Phillip Asia Phillip Securities
2008
Financial No. 1 Equity Asia category of Hitwise Singapore Pacific Growth awarded as
Planner / Channel Pacific Fund Over Online Performance Award Our Phillip Growth Fund is “Top Asia Top SGX-ST
NewsAsia 5 Years in The Fund was “Best Pacific Equity member 2014
Edge-Lipper Our PCM funds received several Fund over Five Fund over 10 (Structured
Awarded top Singapore Unit awards from The Edge - Lipper Years at The Years” at The Warrants) and Top
SIMEX Trust Fund Singapore Funds Awards 2006 and Edge-Lipper Edge-Lipper Asean SGX-ST
Clearing Member Awards 2003 the Standard & Poor‟s Singapore Singapore Funds Singapore Funds member 2014
Funds Awards 2006 Awards 2008 Awards 2010

2000 2005 2007 2009 2010-2013

Awarded eBroker of the
year by the Arthur
Andreson & Consumer
Association
Awarded Stockbroker
of the year by
the Financial Planner
Best Performing Equity
Asia Pacific Fund Over
3 & 5 Years in the Standard
& Poor‟s Investment Funds
Award Singapore 2004,
2005 & 2006
POEMS ranked as the No. 1 Singapore Exchange Awarded Best Retail
website visited by Internet users gives Special Broker 2012,
in 2007 in the „Business and Achievement Award 2011 & 2010 by
Finance - Stocks and Shares‟ to PhillipCapital‟s Securities Investors
category of Hitwise Singapore Chairman Association of
Online Performance Award Singapore (SIAS)
Largest CFD Provider
Our PCM funds received 2013, 2012 , 2011
several awards from The Edge - & 2010 by Investment
Lipper Singapore Funds Awards Trends
2007 and the Standard & Poor‟s
Singapore Funds Awards 2007

12
About PhillipCapital India

• PhillipCapital India is a part of the PhillipCapital Group of Singapore.

• The securities broking arm in India has been a dominant part of the Indian
securities market place in the past decade. The team has experience
across market / product segments and with the lineage of PhillipCapital
Group, aims to provide efficient solutions to the Indian marketplace for all
trading requirements.

• The commodities broking arm in India is one of the pioneering service

providers for access to local commodity futures.

• We have worked extensively with institutional clients as well as HNIs and

retail clients across asset classes.

13
 Business Model
Client-Driven
PhillipCapital experienced professionals are focused on providing the best execution
and clearing services to help clients achieve their trading or hedging objectives.
Market Experience
Through a global network built over years of hard-won success and a commanding
presence on the world‟s major exchanges, PhillipCapital India opens doors to an
expansive range of products and services.
Objective Insight
With a focus on objective, thought-leading research, PhillipCapital India offers clients
practical and timely insight to capitalize on market opportunity.
Trusted Relationship
By cultivating a deep understanding of client needs, our professionals provide a
trusted perspective and customized execution and clearing services through the
life of our relationship.

14
PhillipCapital India Advantage

 Strong local presence and knowledge of key financial markets

 Provide up to date market updates, trading ideas and trade execution

 Offer customized solutions and direct market access to major stock

exchanges

 Proven track record in client servicing

15
India - Local Business Structure

16
India - Market Outreach
Equities
• Cash market: NSE, BSE, MSEI formerly (MCX-SX)
• Derivatives: NSE, BSE, MSEI formerly (MCX-SX)
• PMS
• Algorithmic Trading

• Futures market: NCDEX, MCX

Commodities • Energy Trading: IEX

Currency • Futures market: NSE, BSE, MSEI formerly (MCX-SX)

Interest Rate Futures (IRF) • Interest rate Futures (IRF):NSE, BSE

• NSE, BSE, MSEI formerly (MCX-SX)

Fixed Income • OTC- NSCCL,ICDM
• Origination/ Placement , Secondary Market

• Mutual Funds, IPOs

Distribution • Bonds, FDs

• National Securities Depository Ltd. (NSDL)

Depositories • Central Depository Services (India) Ltd. (CDSL)

• Income Tax
Accounting, Taxation & • Service Tax
Advisory Services • Other Accounting service & Advisory Services

17
India ‐ Other Services

 Portfolio Management Services

 Margin Funding
 Depository – NSDL / CDSL
 Distribution products – Mutual Funds / IPO / FD etc.
 Fixed Income
 Loan against shares
 Online Trading Applications
 Securities Lending and Borrowing
 Multi Asset Class Research
 Algo Trading
 Personal Loan

18
India ‐ Our Research Inputs
 Large Cap / Mid Cap Fundamental Research – Sector /Company
 Daily Technical Analysis –
P‐ACT – PhillipCapital Actionable Trades
 Daily Derivatives Analysis –
Path – PhillipCapital Analysis and Trading Highlights
PCODE – PhillipCapital on Derivatives
POINT – PhillipCapital Open Interest
PSDR – PhillipCapital Stock Delivery Report
FTP – Future Turning Point
 Daily Currency Futures Report
 Daily Interest Rate Futures Report
 Daily Commodity Reports
 Intraday and positional trading calls based on technical analysis.

19
EK NAYA BHARAT with Hon‟ble Shri Nitin Gadkari
The Naya Bharat with the New Age Infrastructure

20
Institutional Equity Events
• We organize large format conferences and sector
focused conferences

• Regularly host companies, policy makers, consultants in

smaller formats

• Road shows and reverse road shows

21
Trading Platforms – Local/Global Markets
Trading Platform : Local Markets
Product Platform

Equities ODIN, Omnesys, DION, FOW, FlexTrade,

Greeksoft, NOW, Presto, Trade Express

Commodity Derivatives ODIN, Omnesys, DION,TWS,Trade

Express
Currency Derivatives ODIN, Omnesys, DION, Trade Express

Interest Rate Futures ODIN, Omnesys, DION, Trade Express

Power TWS

Trading Platform : Global Markets

Product Platform

Equities POEMS, RTS Realtime Systems, POEMS

Professional
Commodity Derivatives POEMS, RTS Realtime Systems, POEMS
Professional, Phillip TT
Currency Derivatives POEMS, RTS Realtime Systems, POEMS
Professional, Phillip TT
Spot Forex and Bullion POEMS, M Trader, Phillip FXTrader, Phillip
fx365

22
Mobile app

23
Talk to us. Talk to Phillip.

PhillipCapital (India) Pvt. Ltd

No.1, 18th Floor, Urmi Estate,
95 Ganpatrao Kadam Marg,
Lower Parel West,
Mumbai 400 013

Tel No: + 91 22 24831919

Toll Free : 1800-221-331
Email: contact@phillipcapital.in

24
Disclaimer
Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you.
Investment in securities market are subject to market risks, you are requested to read all the related documents
carefully before investing. You should carefully consider whether trading/investment is appropriate for you in light
of your experience, objectives, financial resources and other relevant circumstances. PhillipCapital and any of its
employees, directors, associates, group entities, or affiliates shall not be liable for losses, if any, incurred by you.
You are further cautioned that trading/investments in financial markets are subject to market risks and are advised
to seek independent third party trading/investment advice outside PhillipCapital/group/associates/ affiliates/
directors/employees before and during your trading/investment. There is no guarantee/assurance as to returns or
profits or capital protection or appreciation. PhillipCapital and any of its employees, directors, associates, and/or
employees, directors, associates of PhillipCapital‟s group entities or affiliates is not inducing you for
trading/investing in the financial market(s). Trading/Investment decision is your sole responsibility. You must also
read the Risk Disclosure Document and Do‟s and Don‟ts before investing.

Kindly note that past performance is not necessarily a guide to future performance.

For detailed Disclaimer, please visit our website www.phillipcapital.in

25