Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
A R T I C L E I N F O A B S T R A C T
Keywords: Large growth in renewable energy technology is required to combat climate change. Photovoltaic (PV) is the
Photovoltaic most promising technology with the largest potential, and Mexico has one of the best locations to exploit solar
PV waste resources. During 2015, the Mexican government approved 7.8 GW of PV projects. This PV deployment is linked
Mexico to a great generation of PV waste once the PV systems reach their end-of-life. Considering 30 years as average
Solar energy
module lifetime, around 2045, Mexico will have 1.2 million mt of PV waste, 691 thousand mt of which are PV
PV recycling
modules waste (31 millions PV modules). Since PV modules represent only 55% of the material contained in PV
systems, this paper presents an assessment of the future PV-waste volumes in Mexico, including not only the PV
modules but the balance of system (BOS). In total, near to 1 million mt of different metals will be contained in
the PV-waste stream (42% Fe, 26% Al, 26% Si, 5% Cu). Fortunately, assuming the best available recycling
technology, around 920 thousand mt of PV waste could be recycled. Precious and valuable metals (e.g. 271 mt of
silver, 10 mt of gold, 17 mt of gallium, 10 mt of indium, 139 mt of cadmium and 100 mt of tellurium) can be
recovered. This study analyzes the PV-waste generation under different scenarios such as: market share in PV
modules technology, recycling yields for precious and critical metals, metal composition of transformers and thin
film panel development.
1. Introduction installations for rural electrification in the 1990s. Today, rooftop in-
stallations are being introduced in the commercial and residential
Photovoltaic energy is a reliable and sustainable source of elec- sector. Distributed solar PV systems can yield energy cost-savings for
tricity. This renewable energy allows the increasing demand for elec- commercial and residential sectors subjected to the DAC1 tariff. An
tricity to be satisfied worldwide, without generation of greenhouse overview of the cumulative installed capacity of solar PV in Mexico is
gases during its operation. During 2015, photovoltaic solar energy ex- displayed in Fig. 2. According to the Mexican Energy Secretariat
perienced a 28% growth rate, the highest growth rate of renewable (SENER), the first solar PV installations in Mexico were used mainly for
energy capacity, followed by wind energy at 17% (Lins, 2016). The rural electrification, supply of energy in the residential sector, water
total installed capacity of solar photovoltaic at the end of 2015 was pumping, and exterior lighting in the commercial and industrial sectors.
227 GW, or 1.3% of the world's electricity generation (Masson and The year 2013 saw the greatest growth in solar capacity, up to 82 MW,
Brunisholz, 2015). According to the International Renewable Energy in large part due to the first large-scale solar power project, Aura solar I
Agency (IRENA), it is expected to reach 4500 GW by 2050. High cu- (39 MW) (SENER, 2015a).
mulative deployment rates are anticipated for some countries: China The Energy Outlook published by SENER for the years 2015 to 2029
(1731 GW), India (600 GW), the United States (600 GW), Japan can be seen in Fig. 2. Although these are the best predictions available,
(350 GW) and Germany (110 GW). Latin America is still far from these there is a lack of data consistency. For instance, the energy outlook of
levels of development, however, during 2015 solar PV increased 166% 2015 shows 170 MW, however the cumulative installed capacity was
in this part of the world. Chile and Honduras contributed with 78% of 234 MW during 2015 (see Fig. 1). According to this document, Mexico
the new solar capacity installed in 2015 (see Fig. 1 (Weckend et al., has projected 1822 MW of additional solar PV projects in the public
2016). Chile is leading PV in South America, although countries like service and 1273 MW as distributed generation, by 2028 (SENER,
Mexico, Brazil and Peru have adopted policies that could favor the 2015b). Furthermore, the survey Initiative for the Development of the
development of PV in the forthcoming years (Masson et al., 2014). Renewable Energy in Mexico performed by PricewaterhouseCoopers
The first PV projects development in Mexico were off-grid (PwC), estimates that starting in 2017, it will become economically
⁎
Corresponding author.
E-mail address: adriana.dominguez@ucsb.edu (A. Domínguez).
1
DAC (Doméstico de Alto Consumo) tariff is the highest electricity tariff paid in the residential sector. For those consumers with high electricity requirements.
http://dx.doi.org/10.1016/j.resconrec.2017.08.013
Received 3 February 2017; Received in revised form 11 August 2017; Accepted 13 August 2017
Available online 31 August 2017
0921-3449/ © 2017 Elsevier B.V. All rights reserved.
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
Fig. 2. Overview of the cumulative installed PV capacity in Mexico and projections 2016–2030.
feasible for the deployment of solar PV in residential rooftop, reaching linked to the generation of photovoltaic waste once the PV systems
6.4 GW by 2020 (PwC, 2012). Moreover, by December 2015, the En- reach the end of their lifespan (25–30 years).
ergy Regulatory Commission of Mexico (CRE) had approved 275 pro- As PV installations increase, the PV waste will rise as well. Hence, it
jects distributed in 28 of the 31 states of the Mexican Republic, that is important to draw up a plan for recycling future PV waste, since
together account for 7.8 GW. The projects under construction during recycling has great benefits. The recovery and reuse of secondary ma-
2016 account for 3.1 MW with the other 4.7 MW planned to begin terials has become an important issue due to the fact that PV modules
construction between 2016 and 2018. This means that the target of use valuable metals (e.g. gold, silver, tellurium, indium, gallium, etc.)
5.6 GW predicted by SENER by 2030 will be surpassed more than 10 and other materials (e.g. glass) capable of being recovered, recycled
years earlier. and reused, sometimes within the same PV industry, contributing to the
Due to Mexico's great solar potential, PV could potentially con- circular economy of this industry. Furthermore, recycling can lead to a
tribute closer to 30 GW of power capacity in 2030, according to IRENA's decrease in resource depletion, a reduction of environmental impacts
Roadmap 2030 for a Renewable Energy Future (REmap). This means associated with mining and processing of valuable and limited virgin
that solar PV energy predicted by SENER should be increased five times. natural resources and energy savings.
This 30 GW scenario will include 60% utility-scale and 40% rooftop The growth of PV is just beginning in Mexico as well as in Latin
installations, and will require an average annual installation rate of America, and there is no regulation in regards to the disposal and
1.5 GW/year (IRENA, 2015). The REmap also envisions 860 MW of treatment of this kind of waste. As a result, it is necessary to look for
solar PV rural electrification systems, in order to provide electricity to solutions to the PV waste challenge ahead of us in the coming decades.
households without access to grid power, street lighting, agricultural By planning the management of PV waste, the exports of these kind of
pumping, mobile phone towers, etcetera. waste to developing countries could be lessened, thereby reducing the
In an effort to reduce greenhouse gas emissions, Mexico is com- environmental and human health impacts derived from improper re-
mitted to achieve a target of 25% of renewable energy by 2018, 30% by cycling. Additionally, the development of a new PV waste recycling
2021 and 35% by 2024. The development of solar PV in Mexico would industry will generate jobs and make a significant contribution towards
contribute to the fulfillment of these targets. It is important to mention a sustainable renewable-based energy future.
that Mexico has one of the best locations to exploit solar resources, with This paper aims to analyze the PV waste that will be generated in
high solar irradiation levels, averaging 5.5 kWh/m2 up to 10 kWh/m2 Mexico from end-of-life PV systems in the following years. It is very
per day, especially in the northwestern region during spring and important to know the kind and amount of metals that are in the PV
summer (SENER, 2016). These levels are similar to the southwestern waste as well as other recoverable materials (e.g. glass), in order to
U.S. region, where many utility-scale solar projects are under con- propose a recycling plan that ensure that enough and the right type of
struction (SEIA, 2016). However, the development of solar PV energy is recycling technology and capacity can be built. To accomplish the PV
30
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
2. Material and methods where the useful lifetime of a module was considered as 25 years (BIO,
2011). The second is an IRENA/IEA Report from 2016 where the
A photovoltaic system is composed of several components such as: average lifetime of a PV panel was considered as 30 years (Weckend
(1) PV modules, which are integrated by interconnected solar cells, (2) et al., 2016). The highlighted data for year 2014 was considered as the
inverter, to convert the electric current from DC to AC, (3) transformer, typical market share for the projects that will be developed in Mexico
(4) mounting structure, required for some PV systems like rooftop- for the years 2016 to 2018.
mounted systems or utility-scale power stations, (5) cabling, (6)
tracking systems, to improve the caption of sun light and (7) batteries, Mat. content (kg)
in the case of off-grid PV systems that will require energy storage. All Install Cap. (W )*Mat. composition(kg/m2)*Market Share(%)
=
additional components to the PV panels are known as balance of system Module Nominal Power (Wp/ m2)
(BOS). (1)
In Table 2 other technologies include concentrating solar PV (CPV)
2.1. Methodology to estimate material content in PV waste
and organic PV/dye-sensitised cells (OPV/DSC). Due to lack of material
composition of the modules identified as other technologies, its per-
Extensive research on material contained in PV modules as well as
centage of market share was added to the c-Si technology because it is
the BOS system (inverters, transformers, cabling, mounting and
currently the most used kind of photovoltaic panels. Hence, a market
tracking) was performed and applied to Mexican PV installations. Since
share of 91% for c-Si is used; it includes 55% of multicrystalline and
the Ecoinvent database 3.3 has the most recent information about
45% of monocrystalline silicon panels. The market share of a-Si was
materials used in each technology utilized in PV systems, data on ma-
considered as 2% because trends show that it has been discontinued due
terial content of different PV module technologies and the BOS is
to low efficiency (Weckend et al., 2016; Jean et al., 2015).
mainly based on the Photovoltaics Report of the Swiss Centre for Life
The technical data for each kind of PV module was taken from the
Cycle Inventories (Jungbluth et al., 2009). This report shows the unit
Ecoinvent database 3.3, additionally some commercial panels are pre-
process raw data for different PV technologies production. In order to
sented as well in Table 3. The efficiency is calculated assuming the
ensure that the material content data taken from this report corre-
standard condition of 1000 W/m2 of irradiance and 25 °C. The unit
sponds with the material composition of actual PV panels, the total
process raw data for the photovoltaic panel c-Si is 1 m2 of PV panel,
mass was calculated and benchmarked against the weight of commer-
with 60 solar cells (156 × 156 cm2) with a capacity of 224 Wp. How-
cial PV modules. Additionally, several information sources were con-
ever, as no data about weight was given, 23 kg was taken from the
sulted and are also given for comparison.
average weight of this kind of c-Si modules according to the technical
specifications of the solar panel producers enlisted in Table 3 for c-Si.
2.1.1. PV modules
A PV panel contains an average of 10 metallic elements such as
There are several photovoltaic module technologies which are
silver, gold, copper, nickel, zinc and aluminum. These elements are
usually named according to their main light-absorbing material. In this
profusely used with recycling yields ranging from 20% (i.e. mo-
paper, PV modules are grouped in three categories: silicon based, thin-
lybdenum and tantalum) to 100% (i.e. aluminum and copper), de-
film based and other, as shown in Table 1. Frequently, crystalline si-
pending on the metal. PV systems contain up to 20 different elements,
licon modules are often known as first generation (G1) technologies,
thin film modules are classified as a second generation (G2) technolo-
Table 2
gies, and emerging thin-film technologies and any other modules are Market share of PV modules by technology.
known as third generation (G3) technologies. Additionally, PV tech-
nologies can be classified in accordance with their structure in two Installation Source PVWaste Market share (%)
categories: wafer-based (fabricated on semiconductor wafers, e.g. c-Si)
c-Si a-Si CdTe CIGS Other
and thin-film cells (semiconducting films deposited onto a substrate)
(Jean et al., 2015). 2000 BIO (2011) 2025 90 10
In order to calculate the material content of the PV systems, Eq. (1) 2005 BIO (2011) 2030 95 3 2
is applied. It is important to know the market share of PV technologies. 2010 BIO (2011) 2035 80 2 17 1
2014 Weckend et al. (2016) 2044 92 5 2 1
The kind of PV module technology used for a specific project de-
2020 Weckend et al. (2016) 2050 82 5.2 5.8 7
termines characteristics such as material composition, area, and module 2030 Weckend et al. (2016) 2060 70.4 4.7 15.7 9.2
nominal power. Table 2 shows the market share of PV modules ac-
cording to two sources. The first is an European Study from 2011, The data marked in bold numbers were used to perform the calculations.
31
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
Table 3
Photovoltaic panels specifications.
Source PV modules Area [m2] Power [Wp] Weigh [kg] Efficiency [%]
The data marked in bold numbers were used to perform the calculations.
as shown in Table 4. Many are valuable, such as precious and special Fthenakis, 2014; Latunussa et al., 2016; Radziemska et al., 2010). The
metals, four of them are identified as critical raw materials, and some Ecoinvent database 3.3 has the most comprehensive material compo-
are catalogued as hazardous. sition data and was used to generate the material inventory of each PV
The composition of the waste stream coming from PV systems module technology. The material inventory is a comprehensive com-
changes with the development of new technologies and the search of pilation of the materials (e.g. metals, EVA, glass) contained in a pho-
environmentally friendly materials. Metals used in PV systems can be tovoltaic solar module. Depending on the PV technology, some modules
classified in five categories of materials: base and special metals in- can contain hazardous (e.g. Cd used in a-Si, CdTe and CIGS or Pb used
cluding ferrous metals (iron and steel, which accounts 45% of the total in c-Si and CdTe) and critical materials. For instance, Table 5 shows the
weight), precious metals, hazardous or toxic metals, critical metals requirements of Gallium (in CIGS), Indium (in a-Si and CIGS), Magne-
(metals essential for high-technology and green applications, but their sium (in c-Si, a-Si and CIGS) and Tellurium (in a-Si and CdTe), which
supplies are susceptible to economical and political issues) and other are critical raw materials according to the European Union and the U.S.
materials (e.g. glass and EVA). Department of Energy (Ad-hoc Working Group, 2010; DOE, 2011).
Critical materials identified in Table 4 represent a key source The specific amounts of all materials contained in each kind of solar
needed to manufacture products for the clean energy economy world- panel are presented in Table 5. Glass is widely used in thin film PV
wide. Hence, it is assumed that Mexico or any other country will be panels because glass is the solid and low-cost backing where the thin
affected by the supply chain disruptions and price fluctuations related layer of semiconductor material is applied. An exception to this is a-Si
to these valuable resources. Furthermore, Mexico is not a producer of which uses aluminum (42%) and steel (40%) as back sheet. The en-
critical metals, except for the production of 44,000 mt of magnesite per capsulant material EVA (Ethyl Vinyl Acetate) accounts for 4 to 16% of
year. Any attempt to recycle critical metals will support the global the material composition of the PV panels. C-Si contains 10% steel
market for secondary raw materials. whilst CdTe uses only 1%. Silicon represents 0.8% of material compo-
The average material composition of the different PV modules sition in c-Si technology because it is used for the solar cells, and al-
technologies analyzed in this paper, is presented in Table 5. Additional though a-Si uses Si as well, it is used in a thin layer that only represents
material composition data can be found in (Weckend et al., 2016; BIO, 0.0026%. Aluminum is another metal broadly used in PV panels, be-
2011; Corcelli et al., 2016; Katsigiannis et al., 2015; Choi and cause the frame of modules is made of aluminum alloys, accounting for
Table 4
Metal used in photovoltaic systems.
Component Precious metals Base and special metals Toxic/hazardous metalsa Other metals Critical materialsb Other materials
PV technology
c-Si Ag Al, Cu, Ni Pb Si Mg Glass, EVA
Fe, Ti, Sn, Zn
a-Si Al, Cu, Fe Cd Si Mg, Te, In
Cr, Mn, Zn
CdTe Al, Cu, Fe, Ti Cd, Pb Si Te Glass, EVA
Cr, Sn, Zn
CIGS Al, Cu, Mo Cd, Se Mg, Ga, In Glass, EVA
Sn, Zn
Inverter Ag, Au Al, Cu, Fe Pb Mg
Mn, Ni, Ta
Sn, Zn
Transformer Al, Cu, Fe
Cabling Cu
Mounting structure Al, Fe, Zn
Tracking Al, Cu, Fe, Zn
a
According to U.S. Environmental Protection Agency (EPA, 2016).
b
According to the European Union and U.S. Department of Energy's Critical Material Strategy (Ad-hoc Working Group, 2010; DOE, 2011).
32
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
Table 5
Average material composition of PV modules per technology.
Ag 8.89E−03 5.77E−02
Al 2.54E+00 1.65E+01 3.24E+00 4.16E+01 1.50E−02 9.04E−02 1.51E+00 8.58E+00
Cd 4.00E−04 5.13E−03 2.00E−02 1.20E−01 3.00E−02 1.71E−01
Cr 4.40E−05 5.65E−04 3.00E−03 1.81E−02
Cu 1.13E−01 7.31E−01 7.00E−02 8.99E−01 5.00E−01 3.01E+00 5.00E−02 2.84E−01
Ga 1.00E−02 5.68E−02
In 9.00E−04 1.16E−02 5.00E−03 2.84E−02
Fe 5.80E−05 7.45E−04
Mg 8.02E−02 5.20E−01 1.02E−01 1.31E+00 4.70E−02 2.67E−01
Mn 7.30E−05 9.37E−04
Mo 1.00E−02 5.68E−02
Ni 1.63E−04 1.06E−03
Pb 7.20E−04 4.67E−03 7.00E−04 4.22E−03
Se 1.00E−02 5.68E−02
Si 1.22E−01 7.91E−01 2.00E−04 2.57E−03 5.00E−02 3.01E−01
Sn 9.02E−06 5.86E−05 2.30E−07 1.39E−06 1.00E−02 5.68E−02
Steel 1.47E+00 9.51E+00 3.10E+00 3.98E+01 2.00E−01 1.20E+00
Te 5.00E−04 6.42E−03 2.00E−02 1.20E−01
Ti 8.01E−07 5.20E−06 2.30E−08 1.39E−07
Zn 1.20E−06 7.81E−06 2.90E−05 3.72E−04 3.00E−08 1.81E−07 1.00E−02 5.68E−02
EVA 1.00E+00 6.50E+00 1.24E+00 1.59E+01 6.00E−01 3.61E+00 9.00E−01 5.12E+00
Glass 1.01E+01 6.54E+01 3.58E−02 4.59E−01 1.52E+01 9.15E+01 1.50E+01 8.53E+01
Total 1.54E+01 1.00E+02 7.82E+00 1.00E+02 1.66E+01 1.00E+02 1.76E+01 1.00E+02
9–42% of mass. Magnesium is present in the three panels that use an composition of this inverter. Steel accounts for 75%, followed by 17%
aluminum frame because the aluminum alloy considered is AlMg3. The copper and 7% aluminum.
thin film CdTe solar modules do not have a frame. Copper is used for The inverters use an adaptable technology to acquire the maximum
interconnectors accounting for 0.3–3%. output from the solar panels. In an attempt to assure that the inverter
will be operating at its maximum output, the PV arrays are usually
oversized by using an inverter-sizing ratio around 1.15 (Mondol et al.,
2.1.2. PV inverters
2006). This ratio is used in Eq. (2), which provides an estimation of the
Generally the solar PV system will be integrated into the grid, which
number of inverters needed for a specific PV capacity.
means that the DC supply must be converted to grid frequency alter-
nating current (AC). This is performed with an electronic device called PV Capacity (W )*Inverter Sizing ratio
Number of inverters =
an inverter. There are different types of inverters available to suit dif- Inverter Capacity (W ) (2)
ferent applications. For instance, the micro inverter controls the power
of an individual solar panel and is used often in domestic and com-
mercial installations. Another type, is the string inverter which takes its 2.1.3. Transformers
input from a number of panels. Utility-scale solar PV power plants use Conventional distribution transformers are widely used and re-
large string inverters (Breeze, 2016). A string inverter of 500 kW-AC present a key element in any PV system (Testa et al., 2012). Eq. (3) is
was set up as the inverter used in the PV installations analyzed in this used to estimate the number of transformers needed for a specific PV
paper. The material inventory of this kind of inverter was developed capacity. Usually the power factor for the transformer is considered to
with data from the Ecoinvent database 3.3. Table 6 shows the material be 0.8.
PV Capacity (W )*Transformer power factor
Table 6
Number of transformers =
Transformer Capacity (W )
Average material composition of the inverter 500 kW-ac.
(3)
Metal [kg/inverter] [%]
The metal inventory for a 1.6 kVA copper transformer was taken
Al 131 6.9 from the Ecoinvent database 3.3 and is presented in Table 7. The units
Cu 339 17.7 are kg of metal per kg of transformer. A 1.6 kVA transformer weights
Steel 1438 75.2 3995 kg (Schneider, n.d.). Aluminum transformers weight 45% of
Mn 0.001 0.0001
equivalent copper-based ones (ABB, 2012). This means that a trans-
Ni 0.16 0.01
Fe 0.05 0.003 former uses 0.14 kg of aluminum instead of 0.32 kg of copper, as shown
Ag 0.37 0.02 in Table 7.
Ta 0.02 0.001
Sn 0.01 0.001 Table 7
Mg 0.01 0.0004 Average material composition of the transformer (Units: kgmetal/kgtransformer).
Pb 1.8 0.1
Au 0.51 0.03 Cu transformer Al transformer
Zn 0.4 0.02
Total 1912 100 Cu 0.32
Electricity (kWh) 36,344 Fe 0.63
NG (MJ) 0.1 Al 0.14
Fe 0.63
The most used metals in the inverters are marked in bold.
33
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
34
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
Table 10
Metal inventory of PV installations in Mexico.
35
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
Table 11
Recycling yields and estimated amount of metal in PV waste in Mexico.
Table A13 shows the recycling yields selected for this study, however,
these yields can be modified in the model to adapt the recycling sce-
nario for the Mexican case study once more information becomes
available.
Table 11 shows the assumed recycling yields as well as the amount
of metals that could be potentially recycled. Around 94% of the metals
in the PV systems could be recovered. This is around 920 thousand mt
of secondary metal. The recycling processes of aluminum, copper and
iron are well known and achieve very high yields. These metals can be
easily recovered from solar PV end-of-life components because the bulk
of these materials are used as mounting structures, frames and cables.
Nevertheless, there are metals that are contained in small amounts
within the solar cells, transformers and inverters, which require more
complex recycling processes, such as those presented in Table A12.
Certainly, there are challenges in metal recycling (e.g. recycling
technologies, product design, social behavior, etc.) that need to be
addressed and factors (volumes involved, economic value of metals) Fig. 4. Market share of different PV technologies.
Data from Weckend et al. (2016).
that need to be considered. These factors should be contextualized for
the Mexican case study once the PV recycling sector has been estab-
lished and accurate information becomes available.
be c-Si, 6.9% CdTe and 7.3% CIGS. The sensitivity analysis depicted in
Fig. 5 shows the percentage by which each metal will vary depending
3.3. Sensitivity analysis on the change of PV module technology. For instance, an increment of
5% on the market share of CIGS will greatly increase the demand of
The model was developed for a specific market share of PV modules gallium (265%), indium (170%) and selenium (265%). A growth of 2%
by technology type, recycling yields and metal composition of BOS (e.g. on the market share of CdTe will intensify the use of cadmium (100%)
transformer) and PV modules, hence a sensitivity analysis for these and tellurium (36%). Since the market share of c-Si technologies will
factors was conducted. decline by 7%, the use of silicon (−6%) will diminish as well as the
aluminum (−9%) and magnesium (−9%) used for the frames of this
3.3.1. Effect of market share in PV modules technology kind of modules. Iron and manganese will not be used any more be-
According to Fig. 4, the solar PV technology trend shows a reduction cause a-Si is the only PV technology that uses these metals.
in silicon-based technologies, which includes mono-crystalline, poly or
multi-crystalline, ribbon and amorphous silicon. The use of CdTe thin 3.3.2. Effect of recycling yields for target materials
film will decrease slightly, while CIGS will increase. It is important to Recycling of metals contained in PV systems may be vital to enable
analyze how the material of PV waste will change, if these trends further global PV deployment growth. Base metals like aluminum,
continue. copper and iron have reached high recycling yields. Likewise, toxic/
As the metal composition of other technologies (e.g. organic PV, hazardous metals experience high recycling yields due to the specific
dye-sensitised cells, etc.) is currently not well known, it was assumed restrictions related to their disposal. However, recent studies reveal that
that by 2030, 44.1% of other technologies will be shared between three historical production of critical metals (e.g. Te, In, Ga) will be in-
technologies (c-Si, CdTe and CIGS) proportionally to their market share sufficient to satisfy the supply of some metals required to meet the rapid
in 2014, while a-Si technology will be discontinued. Hence, 85.8% will PV deployment (Anctil and Fthenakis, 2013; Kavlak et al., 2015). These
36
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
materials face constraints in their supply because they are by-products aluminum instead of copper is clear (USGS, 2016). The difference in
of base metals. This paper investigates the metal recycling potential of price is around 41 million dollars.
some critical and precious metals (see Fig. 6).
The recycling yields shown in Table 11, are susceptible to change 3.3.4. Effect of thin film panel developments
depending on the recycling technology utilized. Although some metals The thin film technologies such as cadmium telluride (CdTe) and
such as silver, cadmium, gallium, indium, selenium and tellurium, copper indium gallium diselenide (CIGS) are still under development.
mainly used in thin film technologies, show very high levels of recovery The advantage of these PV technologies is the great reduction of semi-
(89–95%), the fact is that these technologies are relatively new. The conductor material usage compared with c-Si, leading to lower pro-
optimistic high recycling yields shown in Table 11 could be lower, and duction cost. Due to the increasing scarcity of mineral resources further
the amount of material recovered will be different, as shown in Fig. 6. reduction in the use of some metals. For instance, CIGS panels will ex-
The low recycling yields considered are: silver – 30%, cadmium – 27%, perience a tiny reduction in copper (0.002%), indium (0.006%), gallium
gallium – 30%, indium – 20%, selenium – 38%, and tellurium – 35% (0.002%) and selenium (0.01%), but an increase of 1% in aluminum.
(Paiano, 2014; Goe and Gaustad, 2014; Buchert et al., 2009). Hence, the most significant change on metal inventory is an increase of
On the other hand, valuable metals such as gold, or others like 3260 tons of aluminum. For the case of CdTe panels, the semiconductor
molybdenum, chromium, tantalum and zinc, with very low recycling material usage will decline almost by half (0.7%), while nickel, zinc and
yields (18–36%) may experience an improvement in their recovery tin will increase to 0.41% (Weckend et al., 2016). The semiconductor
(Goe and Gaustad, 2014; Sibley, 2011). For instance, if gold could be material will decrease in 3.6 tons for Cd and 1.6 tons for Te.
recovered with a recycling yield of 50% instead of the actual 36%, an
additional 40% of gold would be recovered. 4. Discussion
3.3.3. Effect of metal composition of transformers (Al vs. Cu) As PV installations increase, PV waste will rise as well. It is im-
Copper and aluminum are the two conductors used in transformer portant to analyze the development of PV in countries such as Mexico,
windings. Depending on factors such as application, cost and avail- that have little current PV deployment but a large impending increase
ability, one or other can be selected. For instance, copper is frequently in PV capacity. This analysis allows the government and stakeholders to
used in large power transformers (Olivares et al., 2010). The material become aware of the reality of the PV sector in Mexico, which generally
inventory presented in Table 10, considers that transformers are made is underestimated in reports made by worldwide experts. A deeper
only of copper. However, the use of aluminum transformer is expected analysis of national databases was performed and accurate data were
to increase because global experience suggests that the distribution obtained. The quality, magnitude and efficiency required to have
transformers wound with aluminum are as good as copper, with the proper end-of-life management of PV systems relies upon this factual
advantage of cost reduction (Paul et al., 2012). When aluminum is se- data. The present study excludes residential rooftop installations. These
lected as winding material, the amount of copper used in the overall PV will increase the amount of future PV waste, but probably not sig-
system will decrease in 7844 metric tons (13.7%), whilst aluminum will nificantly.
increase in 3530 metric tons (1.4%). Considering the price of copper Some studies have presented material composition of different
(6.1 $/kg) and aluminum (1.9 $/kg), the economic advantage of using technologies which include up to five metals (Weckend et al., 2016;
37
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
BIO, 2011; Corcelli et al., 2016; Katsigiannis et al., 2015; Choi and region with the U.S., have the greatest installed capacity, together ac-
Fthenakis, 2014; Latunussa et al., 2016; Radziemska et al., 2010). counting for 50% of the total capacity, while the states of Michoacan,
However, this study provides a more detailed model of the average Morelos, Oaxaca and Distrito Federal, do not report any project.
material composition of PV modules per technology analyzing twenty- This study reveals that for each GW of installed PV capacity, around
one metals contained in the PV systems. Some of these metals (e.g. Ga, 4 millions of PV modules waste will be generated. By 2045, Mexico will
In) are used in such a small quantity that they are often neglected, but have 1.2 million mt of PV waste, 691 thousand mt of which are PV
nevertheless, their importance make it imperative to analyze. modules (31 millions PV modules). If the BOS components (inverters,
Trends concerning the market share of PV module technologies transformers, cabling, mounting and tracking) are included, nearly to 1
show a reduction of silicon-based technologies and an increase of thin- million mt of different metals will be contained in the PV-waste stream
film based technologies (CdTe and CIGS). Accordingly, the material (42% Fe, 26% Al, 26% Si, 5% Cu). Fortunately, assuming the best
content of PV waste will change. The result is a significant growth in available recycling technology, around 920 thousand mt of PV waste
gallium (265%), indium (170%) and selenium (265%) demand for could be recovered. Precious and valuable metals (271 mt of silver,
CIGS, as well as cadmium (100%) and tellurium (36%) demand for 10 mt of gold, 17 mt of gallium, 10 mt of indium, 139 mt of cadmium
CdTe. All these metals are considered critical due to the supply chain and 100 mt of tellurium) can be recovered. Recycling of metals con-
disruptions and price fluctuations they have faced. tained in PV systems may be vital to enable further global PV deploy-
The mining industry in Mexico is vital for the development of the ment growth. Metal recycling faces challenges in recycling technolo-
country because it accounts for one quarter of government revenue. gies, product design and social behavior that need to be addressed.
Mexico is the world leader in silver production and is among the world's This survey aims to inform Mexican PV stakeholders to draw up a
top 10 producers of cadmium, copper, gold, lead, molybdenum and plan for recycling the future amounts of PV waste, because recycling
zinc, however, Mexico imports metals that could be recycled from PV has great benefits such as: reduction of energy use and environmental
waste, like aluminum and tellurium. In this regard, despite the mate- impacts associated with mining and processing of valuable and limited
rials used in PV, recycling is imperative to assure sustainable PV de- virgin natural resources avoiding mineral depletion, development of a
ployment. new PV waste industry, lessen the exports of PV waste to developing
It is worth mentioning that different types of metals contained in PV countries, reduction of environmental and human health impacts from
modules face specific recycling challenges, which in turn influence their improper recycling and contribution to a sustainable renewable-base
recycling yields. Actual recycling yields are strongly related to the energy future. Furthermore, the development of the new PV waste re-
economic value of the recovered metal. For instance, currently, a cri- cycling industry will create job opportunities in Mexico.
tical metal like Indium (largely used in LCD production) is not re- Knowing nothing about the value of the extractable materials or
covered from e-waste since it is not as valuable as the recovered pre- benefit in any way from the recycling of PV waste, results in little to no
cious metals (e.g. indium – 340 $/kg, gold – 40,831 $/kg, in 2016 U.S. incentive to recycle. With this lack of incentive, how and where PV
dollar terms (USGS, 2016)). Also, indium is produced mainly from the panels and BOS are recycled depends greatly on regulatory policies and
residues generated during the zinc ore processing which is cheap mechanisms (or lack thereof) of each country to deal with PV waste.
(2.2 $/kg). Thus, while indium has high value, it is still sent to landfill Currently, Mexico does not have a specific regulation in regards to PV
or incineration (Götze and Rotter, 2012). This situation could be ex- waste recycling. However, it is very important to know the amount and
perienced by indium and other critical metals in PV recycling if the lack kind of metals contained in the PV waste in order to propose a recycling
of regulations for the recovery of specific metals continue, leading to plan that ensures that enough and the right type of recycling technology
lower recycling rates than technically feasible. However, this work at- and capacity is available, guaranteeing that hazardous metals will be
tempts to present a recycling scenario where recycling yields are driven properly disposed and that valuable metals will be recovered.
by environmental concerns rather than economic. This paper is the first analysis of this kind for Mexico. In future
research not only technical but also environmental, social and eco-
5. Conclusions nomic dimensions should be studied.
Recycling technologies for PV panels have already been researched for the past 15 years (Weckend et al., 2016). Photovoltaic companies such as
First Solar® and SolarWorld ®, have constructed the first commercial recycling plants for thin-film modules and c-Si modules, respectively. Both
companies are members of PV CYCLE. This association was founded in 2007 with the objective to make the photovoltaic industry “double green” by
implementing the voluntary take back and recycling for end-of-life PV modules. Together with project partners such as PV manufacturing companies,
research institutes, mining companies and government agencies, PV CYCLE supports R & D activities to undertake in-depth research in recycling PV
modules. For instance, in Europe there are some research initiatives to investigate different PV recycling technologies. FRELP – Full Recovery End-of-
life Photovoltaic, which test and develops innovative methods that can enable high-value recovery of materials and energy in an economical viable
way (FRELP, n.d.). PV Morede – Photovoltaic panels Mobile Recycling Device focused on the development and industrialization of a patented mobile
plant for the recycling of PV modules aimed at the recovery of raw materials and energy operating with an innovative mechanical process (Morede,
n.d.). CU-PV – Cradle-to-cradle sustainable PV modules, which looks for reduction of silver in silicon PV technology through new metallization
methods (CU, n.d.). Furthermore, several recycling technologies have been developed around the world in an experimental way, some of them have
been patented and some other are under pilot scale, the technical details can be consulted in Table A12.
38
A. Domínguez, R. Geyer
Table A12
Photovoltaic module recycling technologies.
Experimental Pyrolysis in a conveyor belt furnace and the pyrolysis in a fluidised bed reactor c-Si Silicon cell: 80% (very low efficiencies) Frisson et al. (2000)
Glass: 100%
Dissolution of EVA with trichloroethylene at 80 °C for 10 days, and mechanical pressure to suppress the swelling of EVA c-Si Silicon cell: 100% Doi et al. (2001)
Thermal treatment with a layer of SiO_2 c-Si Silicon cell Radziemska et al. (2010)
A dilute aqueous solution of hydrogen peroxide and sulfuric acid was applied to leach out cadmium and tellurium. Then, CdTe Cd: 99.99% Te: 99.99% Cu was partially Fthenakis et al. (2009)
cation-exchange resins were used to separate cadmium and copper form tellurium. extracted
Two steps heating were used in a thermal treatment process. c-Si Si: 62% Cu:85% Glass: 100% Wang et al. (2012)
Immersion in organic solvent to recover the tempered glass followed by heat treatment at 600 °C for 1 h to remove the EVA, c-Si Si: 86 % Glass: 100% Kang et al. (2012)
then the PV cell is immersed in a chemical etching solution for 20 min
Two blade rotors crushing followed by hammer crushing, thermal treatment (650 °C) and sieving c-Si, a-Si, CdTe Glass: 80–85% Granata et al. (2014)
Oxidation at 800 °C for 1 h and reduction by two options: 1) Riley reaction with an organic molecule and 2) sulphur dioxide CIGS Se: 90–99% Gustafsson et al. (2014)
Milling the modules, sieving, leaching in nitric acid and precipitating the leached solution using sodium chloride. c-Si Ag: 94% Dias et al. (2016)
39
Pilot scale Thermal dismantling at 500 °C followed by crushing/milling to reduce particle size, vacuum blasting and flotation. The last CdTe,CIS Cd: 98% Te: 98% In is also recovered Berger et al. (2010)
product is sent to 5N Plus.
Patented Shredding and leaching with a nitric acid based lixiviant. Then, the lixiviant is electrolysed to precipitate the Te and CdTe Te: 95–98% Cd: 4% Goozner et al. (1997)
decomposed to obtain the Cd. A subsequent decomposition and oxidation and distillation is required to obtain Cu, Se, In and CIS Cd: 16–20% Cu: 94–99% Se: 88–90% Goozner et al. (1997)
Zn from CIS.
ANTEC Solar GmbH: Mechanical disintegration, pyrolysis treatment at 300 °C, Dry etching at 400 °C and precipitation. CdTe, CdS NA Diequez et al. (2003)
Treatment with dilute hydrochloric acid under precipitation of hydrogen peroxide CdTe Te: 92% Mo: 6% Palitzsch and Loser (2011)
Crushing, acid leaching, skimming and filtration, precipitation and two phases of stripping and electrodeposition CIGS Glass, EVA, Se, In and Ga Rocchetti and Beolchini
(2015)
Crushing, acid leaching, separation, precipitation, decantation, filtration and electrowinning CdTe Glass, EVA and Te Rocchetti and Beolchini
(2015)
Commercial Solar World: plastic components are removed by a thermal process at 600 °C before the silicon wafer is recovered through c-Si Silicon cell: 98% Glass: 90% Larsen (2009)
etching (Deustche Solar)
First Solar: shredder, hammer mill, leaching, solid–liquid separation, vibrating screen to separate glass and EVA. The rising CdTe Te: 80% Semiconductor material:95% Glass: Krueger (2010)
of glass allows the metal recovery by precipitation and the metal rich filter cake is recycled by a third party 90%
Resources, Conservation & Recycling 127 (2017) 29–41
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
Table A13
Metal Recycling Yields [%].
Source Ag Al Au Cd Cr Cu Fe Ga In Mg Mn Mo Ni Pb Se Si Sn Ta Te Ti Zn Cell
a
BOS.
References metals used in photovoltaics. Renew. Sustain. Energy Rev. 13 (3), 493–517.
Fthenakis, V., 2000. End-of-life management and recycling of PV modules. Energy Policy
28, 1051–1058.
ABB, 2012. Al Transformers Technical and Economical Analysis. Götze, R., Rotter, V., 2012. Challenges for the Recovery of Critical Metals from Waste
Ad-hoc Working Group, 2010. Critical Raw Materials for the EU. Report of the Ad-hoc Electronic Equipment – A Case Study of Indium in LCD Panels. IEEEXplore.
Working Group on Defining Critical Raw Materials, Technical Report. European Goe, M., Gaustad, G., 2014. Strengthening the case for recycling photovoltaics: an energy
Commission. http://ec.europa.eu. payback analysis. Appl. Energy 120, 41–48.
Anctil, A., Fthenakis, V., 2013. Critical metals in strategic photovoltaic technologies: Goozner, R., Drinkard, W., Long, M., Byrd, C., 1997. A process to recycle thin film PV
abundance versus recyclability. Prog. Photovolt.: Res. Appl. 21, 1253–1259. materials. IEEE.
Bergensen, J., Heath, G., Gibon, T., Sangwon, S., 2014. Thin-film photovoltaic power Granata, G., Pagnanelli, F., Moscardini, E., Havlik, T., Toro, L., 2014. Solar energy ma-
generation offers decreasing greenhouse gas emissions and increasing environmental terials & solar cells recycling of photovoltaic panels by physical operations. Solar
co-benefits in the long term. Environ. Sci. Technol. 48, 9834–9843. Energy Mater. Solar Cells 123, 239–248.
Berger, W., Simon, F., Weimann, K., Alsema, E., 2010. A novel approach for the recycling Gustafsson, A., Foreman, M., Ekberg, C., 2014. Recycling of high purity selenium from
of thin film photovoltaic modules. Resour. Conserv. Recycl. 54, 711–718. CIGS solar cell waste materials. Waste Manag. 34, 1775–1782.
BIO, 2011. Study on Photovoltaic Panels Supplementing the Impact Assessment for Recast Hahne, G., Hirn, A., 2009. Recycling Photovoltaic Modules. BINE Information Service
of the WEEE Directive. BIO Intelligence Service. European Commission. Energy Expertise, Berlin, Germany.
Breeze, P., 2016. Solar Power Generation. Academic Presspp. 71–80. http://dx.doi.org/ Held, M., Ilg, R., 2011. Update of environmental indicators and energy payback time of
10.1016/B978-0-12-804004-1.00010-5. CdTe PV systems in Europe. Progr. Photovolt.: Res. Appl. 19, 614–626.
Buchert, M., Schuler, D., Bleher, D., 2009. Critical Metals for Future Sustainable Huang, W., Tao, M., 2015. A simple green process to recycle Si from crystalline-Si solar
Technologies and Their Recycling Potential. Sustainable Innovation and Technology cells. In: Photovoltaic Specialist Conference (PVSC). IEEE New Orleans, LA, USA.
Transfer Industrial Sector Studies. Institute for Applied Ecology. United Nations IRENA, 2015. Remap 2030. A renewable Energy Roadmap. Renewable Energy Prospects:
Environment Programme & United Nations University. United States of America. http://www.irena.org.
CFE, 2015. Federal Electricity Commission (Comision Federal de Electricidad). PV pro- Jean, J., Brown, P., Jaffe, R., Buonassisi, T., Bulovic, V., 2015. Pathways for solar pho-
jects in Mexico. December. tovoltaics. Energy Environ. Sci. 8, 1200–1219.
Choi, J., Fthenakis, V., 2014. Crystalline silicon photovoltaic recycling planning: macro Jungbluth, N., Stucki, M., Frischknecht, R., et al., 2009. Photovoltaics. In: Dones, R. (Ed.),
and micro perspectives. J. Clean. Prod. 66, 443–449. Sachbilanzen von Energiesystemen: Grundlagen für den ökologischen Vergleich von
Corcelli, F., Ripa, M., Leccisi, E., Cigolotti, V., Fiandra, V., Graditi, G., Sannino, L., Energiesystemen und den Einbezug von Energiesystemen in Ökobilanzen für die
Tammaro, M., Ulgiati, S., 2016. Sustainable urban electricity supply chain – in- Schweiz. Ecoinvent report No. 6-XII, Swiss Centre for Life Cycle Inventories,
dicators of material recovery and energy savings from crystalline silicon photovoltaic Dübendorf, CH.
panels end-of-life. Ecol. Indic. Kang, S., Yoo, S., Lee, J., Boo, B., Ryu, H., 2012. Experimental investigations for recycling
CU, n.d. CU-PV – Cradle-to-cradle Sustainable PV Modules. http://www.sustainablepv.eu. of silicon and glass from waste photovoltaic modules. Renew. Energy 47, 152–159.
Dias, P., Javimczik, S., Benevit, M., Veit, H., Bernardes, A., 2016. Recycling WEEE: ex- Katsigiannis, Y., Katsamaki, A., Rentoumis, M., 2015. Evaluation of photovoltaic re-
traction and concentration of silver from waste crystalline silicon photovoltaic cycling methods using environmental indicators. 4th International Symposium 26th
modules. Waste Manag. 57, 220–225. National Conference on Operational Research.
M. Diequez, D. Bonnet, R. Gegenwart, J. Beier. Process for recycling CdTe/Cds thin film Kavlak, G., McNerney, J., Jaffe, R., Trancik, J., 2015. Metal production requirements for
solar cell modules Patent US 6572782 B2 (2003). rapid photovoltaics deployment. Energy Environ. Sci. 8, 1651–1659.
DOE, 2011. Critical Material Strategy. U.S. Department of Energy. Krueger, L., 2010. First Solar's Module Collection and Recycling Program.
Doi, T., Tsuda, I., Unagida, H., Murata, A., Sakuta, K., Kosuke, K., 2001. Experimental Kyu Yi, Y., Soo Kim, H., Tran, T., Kil Hong, S., Jun Kim, M., 2014. Recovering valuable
study on PV module recycling with organic solvent method. Solar Energy Mater. metals from recycled photovoltaic modules. J. Air Waste Manag. Assoc. 647,
Solar Cells 67, 397–403. 1096–2247.
Eldin, S., Abd-Elhady, M., Kandil, H., 2016. Feasibility of solar tracking systems for PV Larsen, K., 2009. End-of-life PV: then what? Renew. Energy Focus 10, 48–53.
panels in hot and cold regions. Renew. Energy 85, 228–233. http://dx.doi.org/10. Latunussa, C., Ardente, F., Blengini, G., Mancini, L., 2016. Life cycle assessment of an
1016/j.renene.2015.06.051. innovative recycling process for crystalline silicon photovoltaic panels. Solar Energy
EPA, 2016. Regulatory Information by Topic: Toxics Substances. US Environmental Mater. Solar Cells.
Protection Agency. https://www.epa.gov. Lins, C., 2016. REN21 Renewables 2016 Global Status Report. Renewable Energy Policy
FRELP, n.d. FRELP – Full Recovery End-of-life Photovoltaic. https://frelp.info. Network for the 21st Century. . http://www.ren21.net.
Frisson, L., Lieten, K., Declercq, K., Szlufcik, J., de Moor, H., Goris, M., Benali, A., Aceves, Marwede, M., Reller, A., 2012. Future recycling flows of tellurium from cadmium tell-
O., 2000. Recent improvements in industrial PV module recycling. 16th European uride photovoltaic waste. Resour. Conserv. Recycl. 69, 35–49.
Photovoltaic Solar Energy Conference. Marwede, M., Berger, W., Schlummer, M., Mäurer, A., Reller, A., 2013. Recycling paths
Fthenakis, V., Wang, W., Kim, H., 2009. Life cycle inventory analysis of the production of for thin-film chalcogenide photovoltaic waste – current feasible processes. Renew.
40
A. Domínguez, R. Geyer Resources, Conservation & Recycling 127 (2017) 29–41
41