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1118 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 46, NO.

3, MAY/JUNE 2010

Effects of High Fault Currents on


Ground Grid Design
Massimo Mitolo, Senior Member, IEEE, Peter E. Sutherland, Fellow, IEEE, and
Ramasamy Natarajan, Senior Member, IEEE

Abstract—Due to increased load demands and reduced incen-


tives to build new transmission lines, energy companies are in-
creasing power flows on the existing transmission assets, which will
increase the fault current levels (for both three-phase and phase-
to-ground faults) throughout the power system. New generation
sources to be added at the transmission and distribution network
will increase fault current intensities. It is crucial for the users of
industrial facilities to be aware of increased ground-fault current
magnitude at the service entrance and of the actual condition of
the grid. The protection that ground grids provide against step
and touch potentials is only good up to the expected level and
duration of ground-fault currents, as originally communicated by
the electric utility in the design phase. In addition, thermal and
mechanical stresses to the customer’s ground grid and ground grid
connections can increase the grid’s resistance to ground and, at Fig. 1. Ground fault on the primary side energizes the ECPs connected to the
the same time, fault potentials. In order to prevent these problems grounding grid.
from occurring, a ground grid assessment, utilizing field and
utility updated data, should be carried out on a regular basis. This category includes both the transformers and the low-voltage
paper will illustrate a European Committee for Electrotechnical system’s conductive enclosures.
Standardization (CENELEC) approach to ground grid design, The ground-fault current will flow toward the source winding
aimed to maximize the electrical safety under ground fault. In
addition, case studies will be included, showing how high fault cur-
of the upstream supply station transformer in accordance with
rents have damaged ground grids and what repairs are possible. its neutral grounding configuration.
Because of the circulation of the single-line-to-ground-fault
Index Terms—Earth, exposed conductive part (ECP), extra-
neous conductive part, ground, ground-fault circuit interrupter
(SLGF) current through the actual Earth, persons are subject to
(GFCI), neutral, single-phase line-to-ground fault, voltage rise. step voltages.
Both the touch and step voltage magnitudes depend on the
I. I NTRODUCTION distributor’s transmission network. The distribution network
system operators must communicate to the facility designer the

I N CASE of a ground fault on the high side of a substation,


at the service entrance of the facility, the fault current will
circulate through the customer’s ground grid, whose resistance
prospective SLGF current magnitude and angle, and the time
required to clear the ground-fault itself. The user cannot rely
upon the primary protective device, as the SLGF may occur
to ground is not zero. This energizes all the exposed conductive immediately upstream of this device.
parts (ECPs) grounded for safety reasons (Fig. 1), exposing Designers must know these initial data in order to properly
persons to touch potentials. We define ECPs as those metal design the ground-grid and minimize touch and step potentials.
objects, forming part of electrical system, that could be touched In this respect, the minimization of the voltage exposures must
(even if out of reach) and are not live (non-current-carrying comply with the permissible limits as per the model of the
material) but may become live when basic insulation fails. This “electrical standard” person [1].
Once the facility has been designed and built, the critical pro-
Paper ICPSD-06-38, presented at the 2006 Industry Applications Society tection that ground grids provide against hazardous potentials
Annual Meeting, Tampa, FL, October 8–12, and approved for publication
in the IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS by the Power
can be compromised by increased level of ground-fault current
System Protection Committee of the IEEE Industry Applications Society. and/or longer ground-fault duration, with respect to the original
Manuscript submitted for review October 31, 2006 and released for publication data communicated by the distributor in the design phase.
October 22, 2009. First published March 25, 2010; current version published
May 19, 2010.
This may happen during the “natural” evolution of the
M. Mitolo is with Chu & Gassman, Middlesex, NJ 08846 USA (e-mail: customer energy demand, which forces energy companies to
mmitolo@chugassman.com). increase power flows on their existing transmission assets. The
P. E. Sutherland is with GE Energy Services, Schenectady, NY 12306 USA
(e-mail: peter.sutherland@ieee.org). result is an escalation of the fault current levels (for both three-
R. Natarajan is with Burns & McDonnell, Kansas City, MO 64114 USA phase and phase-to-ground faults) throughout the whole power
(e-mail: rnatarajan@burnsmcd.com). system. In addition, new generation sources, connected to the
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. transmission and distribution network to sustain the power flow
Digital Object Identifier 10.1109/TIA.2010.2046297 will increase fault current intensities.
0093-9994/$26.00 © 2010 IEEE

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MITOLO et al.: EFFECTS OF HIGH FAULT CURRENTS ON GROUND GRID DESIGN 1119

Fig. 2. Ground-fault current on the secondary side recloses to the center star
of the substation.

II. NATURE OF THE FAULT C URRENTS TO G ROUND AND Fig. 3. Equivalent circuit for a ground fault on the high side of the user’s
S TATE OF THE N EUTRAL substation.

For a ground fault occurring on the low side of the substation, the ground potential rise (GPR), is thus just a portion of the
the current will return directly to the center star (neutral) of the ground-fault current I F . This quota is described by a reduction
transformer, thanks to the equipment grounding conductors and factor r, i.e.,
will therefore not flow through the actual Earth (Fig. 2). The
IG
ground grid is not involved in the fault loop, and for that reason, r= (2)
the low-voltage ground current is not a sizing parameter. 3 · I0
A ground fault on the high side, on the other hand, impresses where I0 is the zero-sequence current circulating due to a fault.
a current through the grid and the actual Earth. The nature and r is estimated to be between 20% and 60% of the full ground-
the magnitude of this current depend on the system neutral fault current.
grounding that utility has adopted for its distribution network,
upstream of the customer substation.
III. T OUCH VOLTAGE
A common case is the utility network operated with no
intentional ground connection to the phase conductors. Even The touch voltage V t is defined as the voltage differential
if “ungrounded,” such a system is still “coupled” to ground that standard persons may be subject to, between one hand and
through the capacitance existing between the high-side distribu- both feet. This is the potential appearing between a grounded
tion lines and the actual Earth. This is the reason of single-phase metallic structure and a point on the Earth’s surface separated
line-to-ground capacitive current circulation at the occurrence by a distance equal to a man’s normal maximum horizontal
of a ground fault. Such fault current IG can be approximated reach (conventionally 1 m).
(in amperes) by Reference [1] assumes as a “standard” human body resis-
tance values (hand-to-feet) not exceeded by 50% of the popula-
IG = (0.003L1 + 0.2L2 ) · V (1) tion. Unlike [2], [3], and [6], [1] admits, in industrial facilities,
the presence of standard footwear of 1000 Ω in series with the
where L1 is the length of the overhead line in kilometers, L2 is human body in establishing the permissible limits for touch and
the length of the underground line in kilometers, and V is the step voltages. It is assumed that the presence of electric workers
line-to-line system voltage in kilovolts. This capacitive current with no work shoes at job sites is unrealistic.
can reach several hundreds of amperes for a line at 20 kV. In addition, in series with the human body, there is also
It is apparent how the capacitive current increases with the the person’s resistance to ground RBG . Such resistance, in the
extension and the nominal voltage of the distribution system absence of a floor (e.g., outdoor substation), is assumed by [1]
upstream of the substation. Underground medium-voltage ca- to be equal to 1.5ρ, where ρ is the superficial soil resistivity.
bles offer a larger capacitance to ground than overhead lines, The presence of such resistances limits the fault current’s
as in the latter case, the distance between the “armatures” (con- circulation, benefiting the person’s safety (Fig. 3).
ductors and Earth) is greater than the one in cables (conductors A voltage divider takes place, and the touch voltage V T is
and metal shield). less than the source touch voltage V ST . Both are smaller than
It is also evident how this calculation cannot be performed in the full GPR V G = RG IG , which is the potential difference
the absence of data from the distributor, which is the only one between the faulted ECP and the remote Earth.
to precisely know the lengths L1 and L2 .
The ground-fault current does not exclusively return to the
IV. P ERMISSIBLE L IMITS FOR T OUCH AND
winding source through the Earth. Part of it (i.e., I F − I G in
S TEP VOLTAGES
Fig. 1) is drained off by the metal sheath of the medium voltage
supply cables or the overhead lightning protection catenaries, Reference [1] dictates the permissible touch voltage values
both connected to the customer’s and the utility’s primary Vtp as a function of the utility protective device ground-fault
station’s ground grid. The current I G , which is responsible for clearing time tf (Table I).

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1120 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 46, NO. 3, MAY/JUNE 2010

TABLE I
P ERMISSIBLE T OUCH VOLTAGE VALUES

Fig. 4. Interconnection of the three grounding grids.

TABLE II
D IMENSIONS AND L ENGTH OF THE C ONDUCTORS OF
I NTERCONNECTED G RIDS

The dimensions and the length of the conductors for inter-


connection are listed in Table II.
In this example, the soil resistivity at a depth of 1 m is
30.1 Ωm. The resistivity of crushed stones used on the sur-
face of the substation is 2.5 kΩm. The substations will be
installed with 15 cm of crushed rock on the surface. The three
ground grids can be interconnected using two conductors, as
Permissible values for step voltage VSP are obtained, in shown in Fig. 4. The calculated effective resistance of the
correspondence of the same clearing time, multiplying VTP by combined ground grid to the remote Earth is 0.2112 Ω. Thanks
a factor of three. VSP is, in fact, considered by [1] to be less to this interconnection, the ground resistance has thus been
dangerous than the touch voltage, since the current path does lowered to 59% of the original value, with equal reduction of
not involve the cardiac region. To account for this circumstance, the GPR.
a “path” factor of three is used. The path factor allows one This arrangement becomes a common grounding system
to calculate the amount of current, flowing through the human when the number of stations’ grids in parallel to the user one
body through any “route” (i.e., foot to foot in our case), which is sufficiently high to reduce the touch and step voltages to
has the same probability to cause ventricular fibrillation as harmless values. In this fortunate case, the user’s substation
the one circulating through the hands-to-foot path, assumed as becomes a quasi-equal potential area. In these and only these
reference. conditions, the user’s grid design may not be based on Table I,
and the industrial facility is inherently safe.
V. G ROUNDING G RID D ESIGN C RITERIA
Assuming that the grounding grid to be designed is the sole B. GPR Criterion
grounding system for the high- and the low-voltage equipment,
its design can be based on the following criteria [1]. This criterion calls for the limitation of the full GPR VG .
Reference [1] considers the ground grid resistance RG adequate
when one of the following conditions are met in the two
A. Common Grounding System Criterion subsequent cases.
1) The ground grid covers the whole facility area:
As previously illustrated in Section II, ground-fault currents
can be drained off by alternative parallel paths to the user’s a) VG ≤ 1.5VTP (VTP as per Table I);
grid. These alternative “lanes” may be constituted by several b) VG ≤ 4VTP + Special Measures; or
grounding grids adjacent to each other, interconnected together. c) VT ≤ VTP (VT as per actual measurement and VTP
To exemplify this concept, consider three ground grids, as as per Table I), and VS ≤ 3VTP (VS as per actual
shown in Fig. 4. measurement and VTP as per Table I).

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MITOLO et al.: EFFECTS OF HIGH FAULT CURRENTS ON GROUND GRID DESIGN 1121

By Special Measures, [1] lists, among others, the following TABLE III
F USING C URRENTS AND T EST C URRENTS FOR A NNEALED
items: S OFT-D RAWN 100% C ONDUCTIVITY C OPPER C ONDUCTORS [7]
a) isolation, with respect to ground, of the substation’s
premises, through insulating mats, asphalt, a surface
layer of crushed stones or gravel, insulating walls, etc.;
b) creation of equal potential area through supplemental
electrodes connected to the ECPs likely to be touched,
equipotential bonding, etc.;
c) insulated fences around the substations.
2) The ground grid does not cover the whole facility area:
a) VG ≤ VTP (VTP as per Table I); or
b) VT ≤ VTP (VT as per actual measurement and VTP
as per Table I), and VS ≤ 3VTP (VS as per actual When exposed to high fault currents ρ can increase due to
measurement). drying, LT can decrease due to conductor damage, all increas-
ing RG .
Similarly, the mesh voltage (i.e., the worst possible value of
VI. E FFECTS OF H IGH FAULT C URRENTS a touch voltage to be found within a mesh of a ground grid) is
given by
If the above criteria are complied with, the ground grid is
redeemed adequate. Many possible causes can, though, lower ρKm Ki IG
Em = (4)
the grid performance later on, together with the electrical safety LM
of the installation. The GPR can, in fact, increase in substations
where
[4] and may be aggravated by high fault currents.
Km geometrical factor;
Among the possible failure mechanisms for increased GPR,
Ki irregularity factor;
we can find:
LM effective buried length in meters.
1) drying of the soil, increasing the soil resistivity; The mesh voltage increases with IG , ρ, and decreasing LM .
2) excessive voltage drops in the conductors and connectors The step voltage [6] is given by
due to high currents;
ρKS Ki IG
3) fusing, melting, and connector failures; Vs = (5)
4) arcing, burning, and open circuits; LS
5) altered current flow paths, further increasing voltage where
drops; LS effective length of the buried conductor;
6) corroded or otherwise damaged conductors and connec- KS spacing factor for the step voltage.
tors [5]; The step voltage also increases with IG , ρ, and decreasing
7) thinning of the protective surface layer of crushed stones LS . The constant K is a geometrical factor and does not change
or gravel; with increasing fault current.
8) weeds and shrubs growing in the surface layer;
9) mixing of the protective surface layer with soil and dust,
increasing its resistivity; VII. DAMAGE OR FAILURE OF E LEMENTS OF THE
10) failure of static wire, ground, or neutral wire connections G ROUNDING S YSTEM
from transmission and distribution lines to substations. An important cause of increased GPR in substations is the
All these factors can severely increase the ground resistance failure of the elements of the grounding system.
RG and, therefore, the GPR V G . This determines an increase
in step and touch potentials and creates a higher risk of injury
A. Thermal Damage to Grounding Conductors Due to
or death for the personnel.
Excessive Short-Circuit Currents
We may show the parameters that RG depends on, using
Sverak’s equation [6], i.e., An increase in fault current will decrease the fusing time of
   the grid conductors, i.e.,
1 1 1  2
RG = ρ +√ 1+  (3) Akcmil
LT 20A 1 + h 20/A tc = (6)
IG · Df · Kf
where where
Rg resistance in ohms; tc fusing time of the conductor in seconds;
ρ Earth resistivity in ohm meters; Akcmil conductor cross-sectional area in thousand circular
LT total length of buried conductors in meters; mils (kcmil);
A total area of the grid in square meters; IG single-line phase-to-ground rms fault current in kilo-
h depth of the grid in meters. amperes, which is assumed to be equal to 3I0 ;

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1122 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 46, NO. 3, MAY/JUNE 2010

Fig. 5. Short-circuit testing of ground grid connectors [7]. The test loop contains one to four connector assemblies.

Kf material-fusing constant (typical values are 7.00 for TABLE IV


FAULT C URRENT T ESTS FOR C ONNECTORS [7]
soft-drawn copper, 10.45 for a 40% conductivity
copper-clad steel wire, and 15.95 for a steel con-
ductor [6]);
Df decrement factor, which is used when fault durations
are less than 1 s or the X/R ratio is greater than 5.
Examples of typical fusing current characteristics are shown
in Table III for commonly used conductors. The thermal limit of
a typical ground grid conductor thermal limit is shown in Fig. 3,
along with the thermal damage curve. If this curve is exceeded, test consists of disassembly and dissection of the connection
the conductor may be subject to fusing, melting, or other forms and inspection for signs of melting or other damage.
of thermal and mechanical damage. As long as the fault magnitude and duration fall under the two
points defined by these tests, as listed in Table IV, there should
be no failures of connectors due to excessive fault currents. It
B. Connector Damage Due to Excessive Short-Circuit Stresses is recommended that the connector thermal damage limit be
plotted as a point on a time–current curve, as shown in Fig. 6.
The grounding grid connections should withstand short-
circuit electromagnetic forces up to the 1.0-s fusing current of
C. Drying of the Soil Resulting in Increased Soil Resistivity
the conductor to which they are attached and heating from fault
currents for up to 90% of the fusing current for 10 s [10]. Usually, a current density of less than 200 A/m2 for 1 s is
The test specifications in [7] call for the construction of a recommended for normal soil condition [6]. Heating of the soil
control conductor, as shown in Fig. 5, of length LCC1 and whose temperature is above the freezing point has negligible
resistance RCC1 . A test loop, containing up to four connector effect on its resistivity.
assemblies under test, is assembled. Each connector assembly The effect of moisture content on soil resistivity is given in
contains two conductor samples. If the conductors are stranded, [8] for several soil types. Resistivity is quite constant above
then equalizers must be used at each end where a connector is 22% moisture content but dramatically increases below that.
not in place. The purpose of the equalizers is to establish an Fig. 7 shows this effect for three different types of soil.
equipotential plane across the ends of the conductor strands. Experimental test results from Georgia Power show signif-
The electromagnetic force test applies an asymmetrical icant variation in ground grid resistance with the seasons but
waveform with the specifications listed in Table IV. The sample little change when the integrated ground resistance including
resistance RTotal is not to exceed 110% of RCC1 after the first the transmission line shield wires was considered [22].
test and 150% after three tests. Without performing 3-D electromagnetic simulations, there
The fusing test applies a symmetrical fault current, as listed is no easy way to calculate the drying of soil by the passage
in Table III, and is repeated three times. The evaluation of the of electrical current and the consequent increase in resistivity.

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MITOLO et al.: EFFECTS OF HIGH FAULT CURRENTS ON GROUND GRID DESIGN 1123

Regular recalculation of ground grid parameters together


with normal ground grid maintenance should be also per-
formed.
Basically, these authors suggest periodically carrying out
ground resistance measurements [11] [13], short-circuit cal-
culations [14], and recalculation of step and touch potentials
[20], [21].
Should the permissible voltage limits be exceeded, various
measures can be taken to reinforce a ground grid. These
include [6]:
1) adding ground grid conductors, decreasing the spacing of
conductors;
2) increasing the area of the grid;
3) adding parallel conductors around the perimeter of the
ground grid;
4) adding ground rods, with closer spacing at the perimeter;
5) diverting fault currents to other paths [15];
6) limiting the total fault current;
7) barring access to hazardous areas with insulated means;
8) connecting the overhead ground wires/metal sheath from
transmission lines:
a) decreasing tower-footing resistances;
Fig. 6. Typical time–current curves showing thermal and mechanical with- b) reinforcing or replacing connectors between the
stand for ground grid conductors (assuming 0.5-s fault clearing time) and
connectors. aboveground components and the ground grid [6],
[16], increasing the thickness of the upper layer of
crushed stones [6], [17];
9) the use of soil treatment to lower resistivity [6];
10) using deep ground wells, which may be useful when
ground rods are not effective [18].

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Authorized licensed use limited to: Massimo A G Mitolo. Downloaded on May 22,2010 at 00:55:59 UTC from IEEE Xplore. Restrictions apply.
1124 IEEE TRANSACTIONS ON INDUSTRY APPLICATIONS, VOL. 46, NO. 3, MAY/JUNE 2010

[14] IEEE Recommended Practice for Determining the Electric Power Station Massimo Mitolo (SM’03) was educated in Italy. He
Ground Potential Rise and Induced Voltage From a Power Fault, IEEE received the Ph.D. degree in electrical engineering
Standard 367-1996.. from the University of Naples “Federico II,” Naples,
[15] L. M. Popovic, “Efficient reduction of fault current through the ground- Italy, in 1990, where his field of research was the
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vol. 15, no. 2, pp. 556–561, Apr. 2000. He is currently the Assistant Electrical Depart-
[16] P. A. Zotos, “Ground grid design in large industrial plants,” IEEE Trans. ment Head of Chu & Gassman Inc., Middlesex, NJ.
Ind. Appl., vol. 24, no. 3, pp. 521–525, May/Jun. 1988. He has authored numerous journal papers, as well
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grounding resistance of substation by deep-ground-well method,” IEEE and Commercial Power Systems Department, where he currently fills the posi-
Trans. Power Del., vol. 20, no. 2, pp. 738–744, Apr. 2005. tions of Vice Chair of the Power Systems Engineering (PSE) Main Technical
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Del., vol. 16, no. 3, pp. 389–393, Jul. 2001. merits achieved in the scientific field.
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sylvania, Maine, and New York. He is a member of Phi Kappa Phi, Eta Kappa
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Jul. 1999.
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the current distribution near a substation during a single phase to ground
fault,” in Proc. CIRED, Barcelona, Spain, May 12–15, 2003.
[30] J. E. T. Villas, J. A. A. Casagrande, D. Mukhedkar, and V. S. da Costa, Ramasamy Natarajan (S’80–M’82–SM’90) received the Ph.D. degree in
“The ground grid design of the Barra do Peixe substation using a two- electrical engineering from the University of Washington, Seattle, in 1986.
layer soil model,” IEEE Trans. Power Del., vol. 3, no. 4, pp. 1636–1641, He was with Pennsylvania State University (Penn State), University Park,
Oct. 1988. from 1986 to 1990. Since 1991, he has been a Consulting Engineer in the power
[31] J. E. T. Villas, D. Mukhedkar, V. R. Fernandes, and A. C. Magalhaes, systems area on load flow, stability, electromagnetic transients, grounding, trac-
“Ground grid design of a transition station system—A typical example tion power, harmonics and filtering. He is currently with Burns & McDonnell,
of fault transfer,” IEEE Trans. Power Del., vol. 5, no. 1, pp. 124–129, Kansas City, MO, working in power system consulting and planning. He has
Jan. 1990. published extensively.

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