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Analysis of Cognitive Fatigue using EEG

Parameters
Anwesha Sengupt Abishek Tiwari Aurobinda Routray
Department of Electrical Engineering Robert Bosch Engineering Department of Electrical Engineering )
IIT Kharagpur and Business Solutions IIT Kharagpur
West Bengal, India Bangalore West Bengal, India
Email: majantali.sarkar@gmail.com Email: abhi.tiw1@gmail.com Email: aurobinda.routray@gmail.com

Abstract—Continuous and repetitive performance of a task conductance [24], blood samples ([25], [26]) etc., or from per-
is likely to induce a drop in alertness levels of an individual. formance in reaction-time/psychomotor tests. Of the physio-
Changes in Electroencephalogram (EEG) have been proposed in logical parameters available for assessment of human alertness,
literature as a marker of alertness during repeated performance
of a cognitive task set. The present paper investigates the increase EEG and blood biochemical-based methods have reported the
in fatigue levels and resultant drop in alertness of subjects during best accuracy ([6], [27], [28]). Distribution, amplitude and
continuous performance of cognitive tasks by analyzing changes frequency of alpha waves in the EEG spectrum have been
in energy of EEG frequency bands. The trends reflected in the found to change with the onset of fatigue.EEG has widely
EEG parameters correspond to a gradual increase in fatigue been used to judge the alertness level of an individual during
levels of subjects with increase in cognitive loading
monotonous tasks or tasks requiring sustained attention. Rel-
Index Terms—EEG, Alertness, Cognitive Fatigue, Auditory
ative energy of different energy bands (alpha, beta, beta/alpha
Response Test, EEG Energ ratio and (alpha+theta)/beta ratio) has often been used as
an indicator of fatigue [29]. The relative energy parameter
(alpha+theta)/beta has been found to decrease with a decrease
I. I NTRODUCTION
in alertness level[30]. Relative spectral amplitudes in alpha and
Alertness in human beings may be defined as the state of theta bands, as well as the mean frequency of the EEG spec-
paying close and continuous attention. Tasks requiring vigi- trum, have been used to predict alertness level in an Auditory
lance increase distress which rises with increasing difficulty Response Test (ART) [31]. The effects of mental fatigue on
of the task [1]. A drop in alertness levels may be caused by alertness has been studied in an experiment in which subjects
a number of factors, such as chronic kidney disease, high or performed a visual attention task for 3 hours continuously in
low blood sugar or thyroid hormone levels, liver failure, brain [32]. An increase was observed in EEG power in the theta
infection, disorders or injury, heart or breathing problems such and lower-alpha bands, in addition to a drop in performance
as arrhythmia/hypoia, exposure to toxins or use / abuse of efficiency and increase in reaction time. A positive relation
drugs, and fatigue. Extended periods of effort on a single between EEG power and cognitive performance in the alpha
task lead to decline in performance ([2], [3]); performance frequency range has been reported in [33] and alpha band has
of cognitively demanding tasks for a considerable span of been found to be the most important component for judging
time is likely to induce mental fatigue,characterized by a alertness level in an expectancy task [34]. The present work
state of decreased cognitive performance ([4], [5], increased describes the results of an experiment designed to analyze
resistance against further effort ([6], [7], [8]), and an increased changes in alertness levels due to continuous cognitive loading
tendency towards less analytic information processing [9]. by repeated administration of standard alertness gauging tests.
Maintenance of vigilance is essential in tasks that demand sus- EEG relative energy is analyzed during each stage of the
tained attention over an extended period, including air traffic experiment to trace the changes in alertness levels caused by
control, military surveillance, seaboard navigation, industrial cognitive fatigue. The paper is organized as follows. Section II
process/quality control, medical systems and long-distance presents the methodology of the experiment, including details
driving etc ([10], [11], [12], [13]).Reduction in alertness level of the experiment design and calculation of energy in EEG
of operators involved in these tasks may lead to loss of lives bands. The results have been presented in Section III. Section
or damage to property ([14], [15]). Hence, it is important that IV concludes the paper.
a drop in alertness be detected early, and appropriate counter-
measures be designed and deployed. Literature suggests that
a quantitative idea about the alertness or vigilance level of an
individual may be obtained from physiological signals such
as Electro-encephalogram. (EEG) ([8], [16]),ocular features
([17], [18], [19], [20], [21]),speech signals ([22],[23]) , skin
II. METHODOLOGY wavelet transform (DWT) technique using Daubechies wavelet
Thirty subjects (6 female, 24 male) (25.16±5.78 years) 4[41]. The in-band ocular and muscular artifacts have been
in the age group 20-40 years were selected randomly from removed by a wavelet thresholding approach [42].
graduate students and employees at IIT Kharagpur. Informed C. Calculation of EEG Energy
consent was obtained from the subjects prior to their participa-
tion in the experiment and appropriate certificate of approval The energy at the jth level of decomposition is computed
was obtained from the Institute Ethical Committee at IIT from the wavelet coefficients as
N
Kharagpur. The subjects were asked to complete two sets of X
questionnaires prior to the commencement of the experiment Ej = Cj2 (k)
to judge suitability for undertaking the tests and for identifying k=1

minor psychiatric disorders, if any. Prequestionnaire I was used Here Cj (k) is the wavelet coefficient and N is the total number
to collect information about the food habits, normal sleeping of wavelet coefficients at the j th level. Hence the relative
times, vision, and normal duty hours of the subjects. The energy pj of a particular band represented by the j th level
subjects were also questioned about a possible history of major is given by
physical or mental illness and/or addiction. Pre-questionnaire - Ej
pj = P
II was the GHQ-28 [35]. Use of stimulants such as tea, coffee, j Ej
etc. for the subjects was restricted for at least four hours before
the experiment. EEG, high-speed image sequence and speech
III. RESULTS
data were recorded during the experiment.
The results for the variation of alpha and theta energy,
A. Experiment Design calculated from Equation (2) for various tests in the task
The subjects were required to perform a test set devel- set have been shown in Fig. 1 —5. Since it was seen that
oped by combining tasks that require sustained attention for all the subjects could complete 10 stages of the experiment,
extended periods of time. A single stage of the experiment results for stages 1 —10 have been reported. Fig. 1 shows the
comprised of one complete test set, followed by a question- variation of energy for all subjects for the Auditory Response
naire regarding subjective assessment of the level of cognitive Test (direct input). It may be seen that both these parameters
fatigue. The test battery comprised of: show a gradual increase with progression in stages. This is
• Stroop Task [36], [37], indicative of the onset of fatigue and is in conjunction with
• Letter Counting Test [38], the trends reported in literature ([23], [32], [43]).
• Psychomotor Vigilance Test (PVT) [39] comprising of an A similar trend has been observed for the opposite input case.
Auditory Response Test (ART) and a Visual Response
Test (VRT)
The experiment was stopped when the subject complained of
extreme discomfort, or when the performance of the subject
revealed high levels of fatigue. The duration of the experiment
for a subject was around 1 hour and 30 minutes. The Auditory
Response Test used in the experiment consists of two variants:
in both cases, a random recorded sequence of 1s and 2s (total
40 in number) was played. In the first set, the subject was
required to press the same digit as the sound played (1 for
1 and 2 for 2). In the second round, he/she was required to
press the opposite digit as the sound (that is, 2 for 1 and 1 for
2).The two cases will henceforth be referred to as the ’direct’ Fig. 1. Variation of Theta and Alpha Energy for Auditory Response Test
and ’opposite’ input cases respectively. (Direct Input)

B. EEG Preprocessing The variation of energy in the theta and alpha bands for
EEG was recorded at a frequency of 256 Hz using 64 scalp all subjects for the Stroop Task, Letter Counting Test and
electrodes (Ag/AgCl, RMS,India) (in addition to reference and Psychomotor Vigilance Test has been shown in Fig. 2. Here,
ground) following the international 10-20 system. The raw too, the variation corresponds to rends reported in literature
EEG signal is passed through a band-pass filter with cutoff and follows an overall increasing trend with progression in
frequencies of 0.5 Hz and 30 Hz followed by normalization stages. The drop in some intermediate stages may be attributed
of the data to ensure removal of power-line artifacts and to a conscious effort on the part of the subjects to force
any unwanted bias that might have been introduced during alertness. An increase in fatigue levels and a corresponding
experimental recording. The EEG signal is decomposed into drop in alertness of subjects with advancement in stages is
Delta (δ) (0.5—4 Hz), Theta (θ) (4 —8 Hz), Alpha (α) (8—14 also suggested by the variation of ratio of alpha and theta
Hz) and Beta (β)(14—30 Hz) bands [40] using the Discrete energy to the sum of energy in the lower and higher delta
IV. CONCLUSION
The present paper makes use of EEG energy to assess
changes in fatigue levels of subjects in an experiment to

Fig. 2. Variation of alpha and theta energy for Stroop Test, Letter Counting
Test and Psychomotor Vigilance Test.
Fig. 4. Variation of Alpha and Theta Energy for Stroop Test for Subject 2

bands for the Auditory Response Test(Direct Input) in Fig.3.


A steady

Fig. 5. Variation of Alpha Energy for Letter Counting Task for Subject 6

induce fatigue in subjects through continuous and repeated

Fig. 3. Ratio of Alpha and Theta to Delta Energy for Auditory Response
Test(Direct Input)

Fig. 6. Variation of Average Subjective Scores for Subjects


rise in alpha and theta energy may also be observed in
Fig. 4 for Stroop test for subject 2. The variation of alpha performance of cognitive tasks. Results establish the efficacy
energy for the Letter Counting Task for Subject 6 shows an of EEG energy parameters as markers of alertness and atten-
interesting trend in Fig. 5. A steady increase in the first few tion levels. The trends in variation of EEG energy for various
stages is succeeded by a drop in stages 5 7 , followed by a tests show an agreement and reflect a gradual increase in
further gradual increase towards the final stages. The nature fatigue levels of subjects with increase in cognitive loading.
may be explained by an initial increase in mental fatigue due More significant changes in fatigue levels of subjects may
to the novelty of the test, which is followed by an increase be achieved by modifying experimental conditions to enable
in alertness level because of a conscious effort on the part subjects to continue the tests for a higher number of stages. A
of the subject. The trend reflects a gradual increase in alpha correlation study between energy values and other measures of
energy and hence a decline in alertness level towards the final alertness, as well as between bio markers and results of neuro
stages. The results obtained were found to correspond to the psychological tests, would be useful in studying the decline
subjective assessment, as shown in Fig. 6. of alertness due to cognitive fatigue.
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