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ORIGINAL RESEARCH

Environmental factors and their


association with emergency
department hand hygiene
compliance: an observational study
Eileen J Carter,1 Peter Wyer,2 James Giglio,2 Haomiao Jia,1,3
Germaine Nelson,4 Vepuka E Kauari,4 Elaine L Larson1,3

▸ Additional material is ABSTRACT important in the emergency department


published online only. To view Objectives Hand hygiene is effective in (ED) as the ED is a major site of healthcare
please visit the journal online
(http://dx.doi.org/10.1136/bmjqs- preventing healthcare-associated infections. delivery, admitting approximately half of
2015-004081). Environmental conditions in the emergency all hospital inpatients,4 and is a frequent
1 department (ED), including crowding and the setting of the placement of invasive
Columbia University School of
Nursing, New York, New York, use of non-traditional patient care areas (ie, devices, which are subject to infection.
USA hallways), may pose barriers to hand hygiene While studies have consistently found that
2
Columbia University Medical compliance. We examined the relationship environmental conditions,5 such as the
Center, New York, New York,
USA
between these environmental conditions and availability of sinks and alcohol-based hand
3
Columbia University Mailman proper hand hygiene. sanitisers, impact hand hygiene compliance
School of Public Health, Methods This was a single-site, observational in the inpatient setting, little is known
New York, New York, USA study. From October 2013 to January 2014, about the role of environmental factors on
4
NewYork-Presbyterian Hospital,
New York, New York, USA
trained observers recorded hand hygiene hand hygiene practices in the ED.
compliance among staff in the ED according to Environmental conditions unique to
Correspondence to the World Health Organization ‘My 5 Moments the ED may pose barriers to recom-
Eileen J Carter, Columbia for Hand Hygiene’. Multivariable logistic mended infection prevention practices.
University School of Nursing,
617 West 168th Street, regression was used to analyse the relationship To expedite patient care when treatment
New York, NY 10032, USA; between environmental conditions and hand rooms are full, EDs provide care in non-
em2473@columbia.edu hygiene compliance, while controlling for traditional areas such as hallways,6 a prac-
Received 16 February 2015
important covariates (eg, hand hygiene tice found to be predictive of lower hand
Revised 3 July 2015 indication, glove use, shift, etc). hygiene compliance.7 Crowding, “a situ-
Accepted 12 July 2015 Results A total of 1673 hand hygiene ation in which the identified need for
Published Online First opportunities were observed. In multivariable emergency services outstrips available
31 July 2015
analyses, hand hygiene compliance was resources in the ED”,8 9 is another
significantly lower when the ED was at its highest common condition of EDs.10 While ED
level of crowding than when the ED was not crowding is associated with several
crowded and lower among hallway care areas aspects of poor care quality,11 12 its rela-
than semiprivate care areas (OR=0.39, 95% CI tionship with hand hygiene compliance is
0.28 to 0.55; OR=0.73, 95% CI 0.55 to 0.97). unknown. To adequately address the chal-
Conclusions Unique environmental conditions lenge of ED crowding, it is important to
pose barriers to hand hygiene compliance in the understand ED crowding’s consequences
ED setting and should be considered by ED hand on efficiency of care processes as well as
hygiene improvement efforts. Further study is on clinical quality and outcomes of care.
needed to evaluate the impact of these Using observational methods, we exam-
environmental conditions on actual rates of ined the relationship between environ-
infection transmission. mental factors and hand hygiene
compliance in the ED.
INTRODUCTION
To cite: Carter EJ, Wyer P, Hand hygiene is a leading means to METHODS
Giglio J, et al. BMJ Qual Saf prevent healthcare-associated infections.1–3 This was part of a single-site observa-
2016;25:372–378. Proper hand hygiene is particularly tional investigation examining the

372 Carter EJ, et al. BMJ Qual Saf 2016;25:372–378. doi:10.1136/bmjqs-2015-004081


Original research

relationship between ED crowding and healthcare patient contact, after body fluid exposure and after
workers’ compliance with infection prevention prac- contact with the patient’s environment.1
tices (ie, hand hygiene during routine patient care and Patient care locations were recorded as ‘private’,
aseptic technique during the insertion of urinary ‘semiprivate’ or ‘hallway’. We defined ‘private’ areas
catheters, central venous catheters and peripheral as patient care spaces equipped with doors, ‘semipri-
venous catheters). Here, we report hand hygiene com- vate’ areas as patient care spaces partitioned by cur-
pliance findings. Prior to study commencement, we tains and ‘hallway’ areas as those located in corridors.
informed staff of the research via email and shift To quantify ED crowding, we used the National
huddles and reported that we were examining the Emergency Department Overcrowding Scale
relationship between ED crowding and different pro- (NEDOCS),14 a seven-item validated tool that takes
cesses of care. into account census, timeliness of care, patient acuity
This investigation was conducted from October and institutional constraint information. Crowding
2013 to January 2014 in a large, urban, academic ED data were obtained from the ED tracking system and
that cares for >60 000 adult patients annually, a nurses in ED supervisory roles (eg, nurse managers
quarter of which are subsequently admitted to the and charge nurses). Upon completion of an observa-
hospital. Hand hygiene compliance was observed tion period, crowding data were entered into the
during 20–60 min observation periods through direct NEDOCS calculator15 to determine an overall ED
observation. Four observers observed hand hygiene crowding score for each observation period. No iden-
compliance according to the WHO’s ‘My 5 Moments tifying information was collected among healthcare
for Hand Hygiene’.1 Research associates were trained workers or patients over the course of the study and
using publicly available WHO hand hygiene training the medical centre’s institutional review board
materials13 and engaged in inter-rater reliability approved the study with a waiver of informed
testing prior to data collection and monthly over the consent.
course of the study period, in which a series of hand
hygiene practices were co-observed in the study ED. Data analysis
Inter-rater agreement was formally tested using Our outcome of interest was hand hygiene compliance
Cohen’s κ and disagreements were discussed and for each hand hygiene opportunity. First, we linked
resolved according to WHO hand hygiene training ED crowding scores to the hand hygiene compliance
tools.13 data of its observation period, analysed data using
Research associates observed hand hygiene compli- descriptive statistics and recoded continuous variables
ance among nurses, physicians, nursing assistants and into categorical level data based on their distribution.
‘other’, defined as respiratory therapists, radiology We classified NEDOCS crowding scores, which range
technicians, security and environmental service per- from 0 to 200, into categories designated by the
sonnel in the adult ED. Research associates only NEDOCS instrument.14 Specifically, we defined
marked if hand hygiene was performed and did not NEDOCS<100 as not crowded; 101≤NEDOCS≤140
assess the quality of technique. Observations were as overcrowded; 141≤NEDOCS≤180 as severely
conducted unobtrusively from hallway vantage areas overcrowded; and 181≤NEDOCS as dangerously
and observers did not interfere with patient care to overcrowded. Second, we used simple logistic models
observe hand hygiene practices. Psychiatric and paedi- to test each predictor variable on hand hygiene com-
atric areas of the ED were excluded. No observations pliance. Using forward model selection, we included
were conducted among healthcare workers providing all variables with p<0.20 in simple logistic models
care to psychiatric patients in the adult ED or among into our multivariable logistic model.16 Finally, using
emergency situations (eg, cardiac arrest). To limit the this multivariable logistic model, we tested two inter-
over-representation of individual practices, observers action terms and assessed goodness of model fit.
recorded a maximum of three hand hygiene oppor- Published reports have found that staff is more
tunities per healthcare worker during an observation likely to perform hand hygiene after patient care than
period. before and that the impact of glove use on hand
Observers recorded the following variables poten- hygiene compliance is varied.1 5 In hypothesising that
tially associated with hand hygiene compliance: compliance differs according to whether gloves are
healthcare worker type, glove use, nursing staffing worn and the indication for hand hygiene, we tested
levels, day of the week, shift of observation (day or for interactions between glove use and hand hygiene
night), hand hygiene indication, location of patient indications. According to the WHO, hand hygiene
receiving care and ED crowding. Variables were should be performed in accordance with the five indi-
recorded using a modified WHO data collection tool cations for hand hygiene (ie, before patient contact,
(see online supplementary appendix). Hand hygiene before an aseptic/clean procedure, after patient
indications were specified according to the WHO ‘My contact, after body fluid exposure and after contact
5 Moments for Hand Hygiene’, that is, before patient with the patient’s environment), independent of
contact, before an aseptic/clean procedure, after actual glove use. Gloves are worn by healthcare

Carter EJ, et al. BMJ Qual Saf 2016;25:372–378. doi:10.1136/bmjqs-2015-004081 373


Original research

workers when there is direct or indirect contact with number of registered nurses on duty ( p=0.25) and
a patient’s blood or bodily fluids, and when caring for number of nursing assistants on duty ( p=0.45).
patients that are on contact precautions.17 We also ran In our final multivariable logistic model, hand
a post-hoc test to explore interactions between differ- hygiene compliance was lower when the ED was
ent levels of ED crowding and day/night shifts. overcrowded, severely overcrowded and dangerously
All statistical analyses were two-sided and conducted overcrowded, compared with times the ED was not
using SAS V.9.4 (SAS Institute, Cary, North Carolina, crowded (OR=0.56, 95% CI 0.42 to 0.75; OR=0.63,
USA). We performed additional analyses to ensure the 95% CI 0.46 to 0.86; OR=0.39, 95% CI 0.28 to 0.55)
robustness of study results. To determine if results and lower among hand hygiene opportunities in hall-
changed when a different ED crowding measure was ways than those in semiprivate areas (OR=0.73; 95%
used, we reanalysed data using ED occupancy, a CI 0.55 to 0.97), table 2. Hand hygiene compliance was
simple and commonly used measure of ED crowd- higher on the night shift than day shift (OR=1.37; 95%
ing.18 We also reanalysed data using a generalised CI 1.04 to 1.80), and physicians had higher compliance
linear mixed model with logit link to account for clus- than nurses (OR=1.60; 95% CI 1.25 to 2.04).
tering of hand hygiene behaviours at the level of an We also found that the interaction term ‘glove use
observation period. and hand hygiene indication’ was highly significant
( p=0.004), stratum specific ORs detailed in table 3.
Hand hygiene was more likely to be performed after
Sample size calculation
body fluid exposure and after patient contact, regard-
Based on a previous study that found the relative risk
less of glove use, when compared with hand hygiene
of hand hygiene compliance among hallway patient
before patient contact. Yet, hand hygiene was more
care locations was 0.89 compared with compliance
likely to be performed after contact with a patient’s
among private patient beds,7 we set out to calculate a
environment if gloves were used, when compared
10% difference in hand hygiene compliance between
with times gloves were not used. The interaction term
high and low periods of ED crowding. To detect a
‘ED crowding and shift’ was not significant and thus,
10% difference in hand hygiene compliance between
not included in the final model ( p=0.777).
high and low levels of ED crowding, with an α of
Our final model adequately fit the data (Hosmer
0.05 and a power of 0.80, a minimum number of 388
and Lemeshow goodness-of-fit test, χ2 4.7; p=0.79;
hand hygiene observations per high and low periods
Cox and Snell R2 0.10; Nagelkerke R2 0.14).
of crowding was needed.19
Alternative analyses supported the robustness of study
results, with findings remaining consistent when ED
RESULTS occupancy was used as the measure of ED crowding
A total of 1673 hand hygiene opportunities were and when a multilevel model was used to analyse the
observed over the course of 199 observation periods. data (data not shown).
Of the times hand hygiene was performed, alcohol-
based rub and hand wash were used 93% and 7% of DISCUSSION
the time, respectively. Among observed hand hygiene This study builds upon the body of literature that
opportunities: 925 (55%) were nurses, 538 (32%) finds environmental conditions impact hand hygiene
were physicians, 159 (10%) were nurse assistants and compliance. To our knowledge, this is one of the first
51 (3%) were ‘other’, as shown in table 1. A majority published studies to evaluate the relationship between
of hand hygiene opportunities was observed among hand hygiene compliance and ED crowding. We
care provided in semiprivate areas and during the day found that crowding was associated with lower hand
shift. Most hand hygiene opportunities were observed hygiene compliance in the ED, a finding consistent
after patient contact (39%), followed by those before with studies that found crowding is a barrier to hand
patient contact (23%), after body fluid exposure hygiene compliance in non-ED care settings.1 Since
(19%), after contact with a patient’s environment ED crowding was associated with less hand hygiene, it
(12%) and before aseptic/clean procedure (7%). is possible that increased transmission of infectious
Inter-rater reliability was high throughout the course agents could occur as a result. While studies have
of data collection (Cohen’s κ>0.86). found ED crowding is associated with care delays,
Hand hygiene compliance was highest during non- decreased patient satisfaction and increased patient
crowding periods (67%) and among patients in mortality,11 12 infection prevention practices have not
private areas (74%). Significant predictors of hand been a focal area of ED crowding studies. This may
hygiene compliance in simple logistic regression reflect the magnitude of competing research priorities
( p<0.20) included: shift of observation, patient loca- in the ED or difficulty in conducting this type of
tion, healthcare worker type, glove use, hand hygiene research. Further studies are needed to evaluate ED
indication and ED crowding, detailed in table 1. crowding’s role in infection transmission and to deter-
Variables that were not significant predictors of hand mine the comparative effectiveness of interventions
hygiene compliance included day of week ( p=0.33), aimed at reducing ED crowding.20

374 Carter EJ, et al. BMJ Qual Saf 2016;25:372–378. doi:10.1136/bmjqs-2015-004081


Original research

Table 1 Description of variables and bivariate associations of hand hygiene compliance


Variable HH opportunity, no., % of sample HH compliance, % Unadjusted OR (95% CI) p Value
Day of week 0.33
Monday 247 (15) 52.6 Reference
Tuesday 310 (19) 53.9 1.05 (0.75 to 1.47)
Wednesday 319 (19) 52.4 0.99 (0.71 to 1.38)
Thursday 442 (26) 58.6 1.27 (0.93 to 1.74)
Friday 304 (18) 52.6 1.00 (0.71 to 1.40)
Weekend 51 (3) 62.8 1.52 (0.82 to 2.82)
Shift <0.005
Day (08:30 to 20:30) 1371 (82) 53.0 Reference
Night (20:30 to 08:30) 302 (18) 62.3 1.46 (1.13 to 1.89)
Patient location <0.005
Semiprivate 1376 (82) 56.3 Reference
Hallway 274 (16) 45.3 0.64 (0.50 to 0.83)
Private 23 (1) 73.9 2.20 (0.86 to 5.61)
Healthcare worker type 0.07
Nurse 925 (55) 52.5 Reference
Physician 538 (32) 59.3 1.32 (1.06 to 1.63)
Nurse assistant 159 (10) 53.5 1.04 (0.74 to 1.45)
Other (security, housekeeping, etc)* 51 (3) 49.0 0.87 (0.49 to 1.53)
Glove use 0.02
No 1137 (68) 52.8 Reference
Yes 536 (32) 58.8 1.28 (1.04 to 1.57)
HH indication <0.005
Before patient contact 383 (23) 42.0 Reference
Before aseptic/clean procedure 124 (7) 39.5 0.90 (0.60 to 1.36)
After body fluid exposure 312 (19) 69.6 3.15 (2.30 to 4.32)
After patient contact 653 (39) 62.6 2.31 (1.79 to 2.99)
After patient environment 201 (12) 39.3 0.89 (0.63 to 1.27)
ED crowding <0.005
Not crowded (NEDOCS≤100) 370 (22) 66.8 Reference
Overcrowded (101≤NEDOCS≤140) 600 (36) 53.7 0.58 (0.44 to 0.76)
Severely overcrowded (141≤NEDOCS≤180) 391 (23) 54.2 0.59 (0.44 to 0.79)
Dangerously overcrowded (NEDOCS>180) 312 (19) 43.0 0.38 (0.28 to 0.51)
Number of registered nurses 0.25
≤24 878 (52) 56.0 Reference
>24 795 (48) 53.2 0.89 (0.74 to 1.08)
Number of nursing assistants
≤7 740 (44) 53.7 Reference 0.45
>7 933 (56) 55.5 1.08 (0.89 to 1.31)
*Security, housekeeping, respiratory therapists and radiology department personnel.
ED, emergency department; HH, hand hygiene; NEDOCS, National Emergency Department Crowding Scale.

We found that hallway care was associated with EDs, hospital and ED leadership may consult with
lower hand hygiene compliance, a finding consistent human factors engineers to ensure that the physical
with published reports.7 We likely lacked the power to layout of the ED facilitates proper infection preven-
demonstrate that compliance differed between semi- tion practices.21 To support hand hygiene compliance
private and private areas as only 1.4% of all hand among existing hallway patient care areas, EDs may
hygiene opportunities were observed among private strategically place wall-mounted or free-standing
locations. Hallway care areas are designed to facilitate alcohol-based sanitisers in hallway care locations. EDs
the prompt assessment and treatment of ED patients,6 may also encourage the use of wearable alcohol gel
yet care should be taken to ensure that modifications dispensers22 to help ensure the availability of hand
to the ED environment support infection prevention sanitiser product regardless of the location of a
practices. In the process of designing and renovating patient’s care area.

Carter EJ, et al. BMJ Qual Saf 2016;25:372–378. doi:10.1136/bmjqs-2015-004081 375


Original research

Table 2 Multivariable model of predictors of hand hygiene compliance, with studies using self-report and/or
compliance in the ED direct observation, and using a subset of the WHO
Adjusted OR ‘My Five Moments of Hand Hygiene’, which makes
Variable (95% CI) p Value cross setting comparisons more difficult.23
Shift 0.03 Nevertheless, previous reports have consistently found
Day shift (08:30 to 20:30) Reference
that improved hand hygiene practices are needed. We
Night shift (20:30 to 08:30) 1.37 (1.04 to 1.80)
found that while ED crowding is negatively associated
with hand hygiene adherence, improved hand hygiene
Patient location 0.06
behaviours are needed across crowding and non-
Semiprivate Reference
crowding periods. Studies show that no simple
Hallway 0.73 (0.55 to 0.97)
evidence-based strategy effectively optimises hand
Private 1.51 (0.56 to 4.06)
hygiene compliance.24 25 Effective hand hygiene
Healthcare worker type 0.002
improvement programmes are multimodal and have
Nurse Reference included interdisciplinary champions, ongoing educa-
Physician 1.60 (1.25 to 2.04) tion, hand hygiene audits and real-time feedback, as
Nurse assistant 1.27 (0.88 to 1.85) well as improvement in the location and availability of
Other (security, housekeeping, etc)* 1.51 (0.83 to 2.75) hand sanitiser product.26 As part of its ongoing com-
ED crowding <0.0001 mitment to improving quality and patient safety, this
Not crowded (NEDOCS≤100) Reference ED recently implemented many of these evidence-
Overcrowded (101≤NEDOCS≤140) 0.56 (0.42 to 0.75) based strategies in its multipronged hand hygiene
Severely overcrowded 0.63 (0.46 to 0.86) improvement initiative.
(141≤NEDOCS≤180) This is one of the few studies to use all of the WHO
Dangerously overcrowded 0.39 (0.28 to 0.55) ‘My 5 Moments for Hand Hygiene’ to observe hand
(NEDOCS>181)
hygiene compliance in the ED. Other studies have used
Glove use 0.52
a subset of these criteria or alternative methods.23
HH indication <0.0001 Previous studies have found that glove use inconsist-
Glove use **HH indication 0.004 ently impacts hand hygiene compliance. Regardless of
*Security, housekeeping, respiratory therapists and radiology department whether gloves were used, we found that hand hygiene
personnel.
ED, emergency department; HH, hand hygiene, **interaction term; compliance was higher after patient care than before,
NEDOCS, National Emergency Department Crowding Scale. which suggests that the perceived risk for infection
transmission may be greater after patient contact than
While environmental modifications may help to before patient contact.5 We also found that those
support proper infection prevention practices, they healthcare workers that were wearing gloves were
are likely insufficient to drastically improve and more likely to perform hand hygiene after contacting a
sustain high levels of hand hygiene compliance. A patient’s environment than those not wearing gloves,
recent systematic review of hand hygiene compliance which suggests that gloves may be used when environ-
shows that median compliance is 40%.5 Studies have mental exposures are considered more ‘dirty’. While
used varied methods to quantify hand hygiene early hand hygiene literature reported that gloves were
perceived as an alternative to hand hygiene, our find-
ings indicate that staff members are aware of the need
Table 3 Stratum specific ORs and CIs of interaction term, glove for hand hygiene after glove use.
use and hand hygiene indication, predicting hand hygiene Few studies conducted in the ED have examined
compliance hand hygiene compliance by staff shift schedules. We
Variable Adjusted OR (95%) found that hand hygiene compliance was higher on the
night shift than on the day shift, which suggests that
Stratum: no glove use
the night shift may have certain characteristics that pre-
HH before patient contact Reference
dispose them to have better hand hygiene compliance.
HH before aseptic/clean procedure 1.10 (0.54 to 2.30)
For instance, night shift personnel may consist of more
HH after body fluid exposure 3.22 (1.97 to 5.26)
new graduates, whose training and education empha-
HH after patient contact 2.42 (1.81 to 3.25) sise the importance of infection prevention.
HH after patient surroundings 0.70 (0.47 to 1.04) Alternatively, it is possible that fewer people (eg, visi-
Stratum: glove use tors and patients) were present during night shift
HH before patient contact Reference observations, which increased staffs’ awareness that
HH before aseptic/clean procedure 1.10 (0.55 to 2.19) they were being observed. This increased awareness
HH after body fluid exposure 4.63 (2.52 to 8.53) may have amplified the Hawthorne effect and led to
HH after patient contact 2.18 (1.17 to 4.08) higher rates of hand hygiene compliance. We found
HH after patient surroundings 4.64 (1.65 to 12.99) that physicians had higher hand hygiene compliance
HH, hand hygiene. than nurses. While a recent study conducted in the ED

376 Carter EJ, et al. BMJ Qual Saf 2016;25:372–378. doi:10.1136/bmjqs-2015-004081


Original research

reported similar findings,7 most published studies have Ethics approval Columbia University’s Medical Center
reported the opposite.1 Variables that were not assessed institutional review board approved this study.
in our study, including patient-to-nurse ratios, inter- Provenance and peer review Not commissioned; externally
peer reviewed.
ruptions during patient care, and hand hygiene oppor-
tunities per hour may help to explain this finding.
This study has several limitations. First, we used a REFERENCES
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